NONDIVERGENCE ON HOMOGENEOUS SPACES AND RIGID TOTALLY GEODESICS
Abstract.
Let be the quotient of a semisimple Lie group by an arithmetic lattice. We show that for reductive subgroups of that is large enough, the orbits of on intersect nontrivially with a fixed compact set. As a consequence, we deduce finiteness result for totally geodesic submanifolds of arithmetic quotients of symmetric spaces that do not admit nontrivial deformation and with bounded volume. Our work generalizes previous work of Tomanov–Weiss and Oh on this topic.
1. Introduction
1.1. Main results
Let be a semisimple linear algebraic group defined over and an arithmetic lattice. Let be a subalgebraic group of (over ). Let the Roman letter (resp. ) denote the identity connected component of (resp. ) in the analytic topology. Without loss of generality assume is contained in .
Definition 1.1.
Let be a subgroup of , the action of on is said to be uniformly non-divergent if there exists a compact set such that for all , there exists such that , or equivalently, .
We are interested in conditions on that would guarantee the action of on is uniformly non-divergent.
On the one hand, by [DM91], if is semisimple and has no compact factor, then the action of on is uniformly non-divergent if the centralizer of in is finite (see [EMV09, Lemma 3.2]). On the other hand, if contains a maximal -split torus, then this is also true and is due to [TW03, Theorem 1.3] extending the idea of Margulis (see [TW03, Appendix]).
In the present article we find a common generalization of both theorems.
Theorem 1.2.
Assume that is connected, reductive, -split and the centralizer of in is -anisotropic modulo the center of , then the action of on is uniformly non-divergent.
Recall that for an -linear algebraic group , it is -anisotropic iff its real point is compact. We shall write for the centralizer of in and for the center of .
1.2. Generalizations
In this subsection we discuss some further generalization of our main theorems.
Combining with [SW00, Corollary 1.3], we have
Theorem 1.3.
Let be a connected -subgroup of . Assume that the epimorphic closure of in contains a subgroup satisfying the condition in Theorem 1.2. Then the action of on is uniformly non-divergent.
By using [RS18, Theorem 1.1], we have a uniform version of our main theorem.
Theorem 1.4.
Consider , the set of all connected reductive -subgroups of that are -split and whose centralizer in is -anisotropic modulo its center, then we can find a compact set such that for all , for all , there exists such that .
1.2.1. Example
Let , and
where is . Let . Then it is not hard to check that our theorem applies and hence the action of on is uniformly non-divergent. To get a better result, consider
where is a Borel subgroup of . Let , then the epimorphic closure of in is (because is a parabolic subgroup of , see [Gro97] for details). Hence the action of on is also uniformly non-divergent. Using Lie algebras, it is not hard to show that no proper connected Lie subgroup of has this property.
1.3. Geometric consequences
Let be an arithmetic quotient of a symmetric space of noncompact type. Let be the space of embedded totally geodesic finite-volume submanifolds in of dimension . Equip with the Chabauty topology. Let be those that do not admit nontrivial deformation in . More precisely, iff is open in . We have the following finiteness result generalizing [Oh04, Theorem 1.1].
Theorem 1.5.
For every natural number and positive number , the set
is finite.
1.4. Organizations
In section 2 we prove Theorem 1.2 in the special case of unimodular lattices. The general case is treated in section 3. Theorem 1.4 and 1.3 are proved in section 4. In the last section 5 we prove Theorem 1.5 and in Proposition 5.2 we give a characterization of rigid totally geodesic submanifolds in terms of Lie algebras.
2. Non-divergence in the space of unimodular lattices
In this section we provide a proof of Theorem 1.2 in the special case when and is commensurable with . Compared to the general case to be treated in section 3, the proof here is more elementary (though still relies on the non-divergence criterion of Dani–Margulis) and does not rely on [DGUL19]. Yet it still illustrates some key ideas also appearing in the general case.
Without loss of generality assume and identify as the space of unimodular lattices of . Fix a reductive subgroup of over such that is -anisotropic. Write as an almost direct product of an -split torus and an -split semisimple group .
Let be a decomposition of into -irreducible representations of .
Lemma 2.1.
For distinct , and are not isomorphic as representations of .
Proof.
Assume otherwise that gives an -equivariant isomorphism. Consider for
as operators on . And write for the image of its embedding in by asking that it acts as identity on ’s for . Then is a noncompact subgroup of centralizing , and hence has to be contained in . But it does not preserve , which is a contradiction. ∎
In light of this lemma, can be described more concretely. On the one hand, every acts as a positive scalar when restricted to each . On the other hand, if acts as a positive scalar when restricted to each , then because it centralizes , is -diagonalizable and also is connected to the identity via some one-parameter flow.
Let be the standard Euclidean metric on and by abuse of notation also the induced metrics for all ’s. For a lattice , an -linear subspace (will be abbreviated as an -subspace) of is said to be -rational iff is a lattice, in which case we let and let denote the volume of . If is a set of -basis of then . A subspace is said to be -eligible iff is both -stable and -rational.
Let be defined by
When , is always equal to . When is the trivial group, write . By Mahler’s criterion, to prove Theorem 1.2, it suffices to show that there exists such that for every , there exists some such that . This would in turn follow from the following proposition by [DGU20, Theorem 4.6] which is based on the work of [DM91] (see also [Kle10, Corollary 3.3, Theorem 3.4]).
Proposition 2.2.
There exist and such that for all with , there exists such that . As a result, there exists such that .
The proof of this proposition will be based on the two lemmas below.
Lemma 2.3.
There exist, and we fix, and a finite subset such that for every proper -subspace of that is -stable, there exists such that
-
(1)
for all pure wedges in ;
-
(2)
for all pure wedges with contained in .
By a pure wedge , we mean some non-zero vector of the form in for some . For such a pure wedge, write for the -subspace of spanned by .
Proof.
The first part comes for free as long as is a finite set. We shall focus on the second part. It suffices to show that for each -stable subspace , there exists such that
Then the same thing would be true replacing by any pure wedge with contained in . A continuity argument applied to the unit vectors would then finish the proof.
Recall the decomposition of into irreducible representations with respect to . Also, for each , every acts as , for some , when restricted to .
For each , define to be the corresponding -equivariant projection. We claim that for any -stable , there exists such that is bijective.
Fix W and we define inductively. Firstly we pick such that and let . Secondly we pick such that and let . Continue this until for all , in which case . So for we have the exact sequence
Now is injective. Indeed if is such that , then .
The map is also surjective. Write . For each ,
as is actually an irreducible representation with respect to (though may be isomorphic to as -representations). As is defined to vanish under (for ), an induction argument shows that is surjective for .
Once is bijective, we see that is the graph of some linear map . That is to say, for any , there exists a unique such that . Find such that
Then we take such that for some . Thus
Now the proof is complete. ∎
Lemma 2.4.
For every with , there exists a proper -eligible subspace such that for any -eligible subspace not contained in we have
Proof.
Take such a as in the statement. Find an -eligible -subspace such that . If satisfies the conclusion above, then we take . Otherwise there exists , -eligible, such that
Let , then is still -eligible. If satisfies the conclusion, we stop. Otherwise we define and similarly as above. As the dimension is finite, this process has to stop at some index not exceeding . We let and it only remains to show that is a proper subspace. Indeed , so
As , . ∎
Now finally we come to the
Proof of Proposition 2.2 with .
Recall . We take such that . By Lemma 2.4, pick a proper -eligible subspace such that for any -eligible subspace not contained in we have
Then by applying Lemma 2.3 to , we get some such that
-
(1)
for all pure wedges in ;
-
(2)
for all pure wedges with contained in .
Now we prove our assertion with this . It suffices to show that for every -eligible , we have for some -eligible .
First let , then is -eligible and . There are two cases to consider.
Case I, . Then
So setting concludes the proof.
Case II, . Let . Then is -eligible and . We have
So
and we are done.
∎
3. Non-divergence in the general case
In this section we prove Theorem 1.2 in general.
So let be a -semisimple group of dimension and be an arithmetic lattice. Let be a connected reductive subgroup defined over without compact factors. Write as an almost direct product of some -split torus and some connected -split semisimple group . We assume that is a maximal -split torus.
Fix a maximal compact subgroup of and an -invariant metric on , defined as the Lie algebra of . Only in this subsection we follow the convention of [TW03] to use script letters for Lie algebras. We fix an integral structure on that is contained in the Lie algebra of and is preserved by . For each , write . For , let . For a discrete subgroup of , we let be the covolume of in , the -span of .
For each , let be a compact subset of defined by
As the map is a proper map from to the space of lattices in with some fixed volume, the union of interiors of covers by Mahler’s criterion.
To take into consideration of , we define
We need to introduce some terminologies from reduction theory. For more detailed expositions one may consult [Bor19] (see also [BS73, BJ06, DGU20, Zha20]).
There exists a finite collection of -parabolic subgroups of such that any -parabolic subgroup of is conjugate to one of by . Let be the unipotent radical of , then is a -reductive group. Let denote the -split part of its center. The lift of to is not unique, but we fix one that is defined over . On the other hand we take another lift of that is invariant under the Cartan involution on associated with . We let be the simple roots for . As is conjugate to in a unique way, we are safe to think of also as simple roots for , in which case consists of -characters. For a -parabolic subgroup , let be the subgroup of defined by the common kernel of all -characters of . And let be the identity connected component, in the analytic topology, of . Associated with , we write for the horospherical coordinates of (see for instance [Zha20, Section 2.3], one should take inverse of everything happening in the reference and combine the , term together to get ). Note , and .
Now we define generalized Siegel sets taking into considerations of . When , this specializes to the usual Siegel set. For each index , a bounded set and , define
and
We need the following proposition, which is a corollary to the main result of [DGUL19].
Proposition 3.1.
For each , there exist bounded and such that
-
(1)
for every ,
-
(2)
fix such a set of , and , then there exists a function with such that for every ,
Proof of (1).
For each positive integer , we let and . If (1) were not true, then there exists and a sequence of , yet . By definition of , diverges topologically in .
By [DGUL19, Section 5.3] (where they proved the hypothesis of [DGUL19, Theorem 4.2] is met) and after passing to a subsequence, there exists and such that is contained in and if we write
the horospherical coordinate of with respect to and , then
-
(1)
;
-
(2)
is non-divergent in . That is to say, there exist a sequence in , a bounded sequence in and in such that
Now we let , which is a bounded set. Then we have
When is large enough such that is contained in and , we have a contradiction. ∎
Proof of (2).
By (1) for each with , choose such that . The choice of may not be unique, but we just fix one.
Define for with ,
From the definition we see that and . So (2) amounts to saying that (there exists some choice of such that)
Hence if (2) is not true, then there exists and a sequence such that for all positive integers . By passing to a subsequence we may assume that are identically equal to some for all . So there exists such that if is the horospherical coordinate of with respect to then is bounded by the assumption that . Also . So there exist a bounded set such that for all . This contradicts against for some . ∎
From now on we fix a choice of , bounded in and satisfying the above proposition. We choose small enough such that
-
•
for all and all
where denotes all nontrivial characters of that appears in the Lie algebra of . Elements of are positive linear combinations of those from , thus such a choice of exists. By choosing a smaller , we assume that for all .
Define a function by
For each , fix (the unique) such that and decompose according to the Adjoint action of , :
We identify with via and will simply refer to them as . By definition non-zero weights appearing in the Lie algebra of , or equivalently in , the Lie algebra of , have been called negative, and write for the negative, zero or positive weights for respectively. Also and . For each , let and denote the corresponding projections to the weight space. Note , so we have
Also for each , define to be the natural projection and similarly define , and . They are related in the same manner as above.
Note that is also the orthogonal projection onto , which is denoted by . Actually, the usefulness of comes from the fact it is invariant under the Cartan involution and hence ’s are all orthogonal projections whereas the rationality of ’s makes ’s defined over .
To be prepared for the upcoming corollary, we define some constants. For each and , let and such that . Then the set of all possible as and vary is also bounded. Define
where denotes the operator norm of .
We also choose such that for each ,
-
1.
for every and , either or ;
-
2.
for every and , ;
-
3.
for every and , .
As a result of Proposition 3.1 we obtain the following:
Corollary 3.2.
There exist and a function with such that for all and such that , there exists and an -parabolic subgroup of containing such that is defined over and if we let be the Lie algebra of , which is the real points of the unipotent radical of , then
-
(1)
;
-
(2)
for all , the orthogonal projection of to the orthogonal complement of satisfies ;
-
(3)
for any -rational, -stable subspace that is not contained in , we have with as in Lemma 3.3 below.
As the reader will see, could be replaced by any positive constant except that one needs to modify accordingly.
Proof.
Take and . By Proposition 3.1, find such that
By unwrapping the definition, there exists such that is contained in (as is semisimple and is connected, any conjugate of being contained in automatically implies being contained in ) and if is the horospherical coordinate of with respect to then
-
(1)
;
-
(2)
;
-
(3)
for some , and .
Recall that we have chosen such that for all . Hence for all .
Now take , , which will be determined later at Equation 1 in the proof of (3). Let . Then contains and is defined over . Also let be the unipotent radical . Define . It remains to prove the three claims.
Proof of (1)
Recall that denotes the dimension of .
First note that preserves and preserves the (co)volume. On the other hand also preserves but for all appearing in and for , which appears in , . So . Hence
This proves (1). Note this also shows that .
Proof of (2)
Take . As and , we can find such that
Hence
Note that and acts by isometry, we have
Also recall that and
Now if we write and for some and , then
Let be a maximal element (our convention about the partial order is that is contained in positive combinations of iff ) such that . Then for any , . Also the reader is reminded that and bounds the operator norm of some elements. Recall that as we have chosen small enough.
We may continue the above inequalities as
Proof of (3)
We are going to use both (1) and (2) here. As is -stable, is also -rational and . This is the only place we need to be -stable.
As is also -rational, we have that is a lattice in (we are not claiming that is -rational, but is a lift of the map of quotient by , which is -rational) and
By (2), has its shortest non-zero vector with length at least . Therefore it has a fundamental domain containing a cube of size . Hence
For simplicity we let
And we choose small enough such that for any ,
(1) | ||||
where is as in Lemma 3.3.
Now there are two cases depending on how large is.
Case I, .
Note by our assumption and hence . Also, by part (1).
By assumption and , hence we may continue:
which completes the case I.
Case II, .
This case is more direct.
Now the proof of the corollary is complete. ∎
Lemma 3.3.
There exist two constants and a finite set such that for any -parabolic subgroup of containing , there exists such that
-
(1)
for all pure wedges in ;
-
(2)
for all pure wedges with .
Proof.
The proof is similar to that of Lemma 2.3 where the key is to produce a bijective projection onto some ‘coordinate plane’ . Here we will produce a bijective projection to some ‘coordinate horospherical Lie subalgebra’.
Let be the collection of -parabolic subgroups of containing . For each , we let
This way we get a finite collection of elements in . Label this set as for some finite set . As is a maximal -split torus, for any other , there exists such that for some . Hence is a finite union of compact homogeneous spaces of . Indeed, the stabilizer of each in is a parabolic subgroup of .
Now fix and with . By Bruhat decomposition (see [Bor91, 21.15]), there exists , and such that where is a maximal -unipotent subgroup contained in that is normalized by . Then for some , where denotes the conjugation by a group element.
We claim that the -equivariant projection , when restricted to , is bijective (but usually is not -stable).
Decompose with respect the -action. And let be the associated projection onto . Fix a minimal -parabolic with . A partial order is defined on by demanding that iff is a weight that appears in , the Lie algebra of .
Now take , so for some . Take to be a minimum element such that . Then
As is defined by a cocharacter of and projects to nontrivially, necessarily contains . Thus . This proves that is injective. And hence it is bijective because and have the same dimension.
The rest of the proof follows the same lines as in Lemma 2.3 and is omitted. ∎
Proposition 3.4.
There exists and such that for all , there exists such that . Consequently, there exists such that .
Proof.
We prove the proposition with and .
Take any .
Find an -parabolic subgroup of according to Corollary 3.2. Then choose with Lemma 3.3 being applied to . It suffices to prove that .
Take an -subspace of that is -rational and -stable. Then is -rational and -stable. Also, . There are two cases.
If , then
If , then
Hence our proof is complete.
∎
4. Proof of Theorem 1.3 and 1.4
Proof of Theorem 1.3.
Indeed, by [SW00, Corollary 1.3], for every , is -invariant, thus has to intersect some bounded set independent of nontrivially. ∎
Proof of Theorem 1.4.
First we claim that up to -conjugacy, there are only finitely many elements from . For every dimension, up to isomorphism, there are only finitely many real semisimple algebras (see [Kna02]). And for each of them, the Lie subalgebras of that are isomorphic to this one form a finite orbit under by [EMV09, Lemma A.1] (see also [Ric67]). Now we enumerate the corresponding real algebraic subgroups as . Also fix a maximal -split torus of . By shortening the list, we assume that each belongs to . We now argue that each is isomorphic to one of . Indeed, write as an almost direct product . Then there exists such that for some . Then is a maximal -split torus of , thus there is some such that (see [Spr98, 15.2.6]). Thus .
As this is a finite list, we find a compact set of such that for every with and every , there exists with . For each , find a compact subgroup such that . Let be a larger compact subset containing for all ’s. We fix some embedding of that induces a proper map . For each , fix a nonempty bounded open set in .
Thus by [RS18, Theorem 1.1], for each , there exists a closed subset of such that
-
1.
;
-
2.
there exists some such that
Through the work of [EMS97] (or [KM98]), this implies that there exists a compact set such that for every and every ,
By further using and , we have that for every and every ,
Now take and , we wish to show . First find such that for some . Then by Theorem 1.2,
which intersect with nontrivially. Hence we are done.
∎
5. Geometric consequences
Main results in this section is a proof of Theorem 1.5 and a characterization of rigid totally geodesic submanifolds in Proposition 5.2. For backgrounds on symmetric spaces, our main references here are [Hel01] and [KM18].
5.1. Arithmetic quotients of symmetric spaces of noncompact type
Let be a connected global Riemannian symmetric space of noncompact type. Thus the identity connected component of isometry group of is a connected semisimple Lie group and is identified with the space of maximal compact subgroups of . By fixing a maximal compact subgroup of , is identified with . We are going to assume for a connected -algebraic group and take to be an arithmetic lattice. Call a locally symmetric space of the form arithmetic. We assume to be neat so that is a Riemannian manifold.
For a maximal compact subgroup of , there exists a unique algebraic Cartan involution over associated with . If is the fixed point of in , then . By abuse of notation we also use to denote its induced action on the Lie algebra. Thus the Lie algebra of is identified with those fixed by . Let be the -eigenspace of in , the Lie algebra of . Then
For simplicity we write and .
Let
be the positive definite bilinear form on , identified with the tangent space of at , associated with . By right translation, we get a right -invariant Riemannian metric on . This metric is also left -invariant. This metric thus induces metrics on , and their closed submanifolds. All the “” appearing below will be referred to measures induced from this metric. Up to scalars (to be more precise, for each irreducible factor there is a positive scalar), the original Riemannian metric on coincides this one.
5.2. Totally geodesic submanifolds
A totally geodesic submanifold of is again a symmetric space. By [Hel01, Theorem 7.2], there exists a triple system , i.e. if and , such that . Then is a -stable Lie subalgebra. By writing for the corresponding Lie subgroup, we have . The choice of is not unique but it is understood when we write .
Now let be an embedded totally geodesic submanifold, by choosing a lift of some point of , we have a unique totally geodesic submanifold of who projects to as a local isometry. Thus . It is not hard to verify that is also closed in .
We are going to be interested in finite-volume embedded totally geodesic submanifold of . Using the notation as in the last paragraph, one can verify from the definition that for such a ,
(2) |
5.3. Rigid totally geodesic submanifolds
Definition 5.1.
Fix a natural number , let
be equipped with the Chabauty topology (see [BP92, E.1]). We say that is rigid if is open in . The collection of such ’s are denoted as .
Take . We can write for some -stable subalgebra centralizing where is the centralizer of in and is the center of . If is rigid, then is contained in for otherwise there exists and
in and for . The converse is also true.
Proposition 5.2.
Notations as above. Then is rigid iff is contained in . In this case is algebraic.
The second claim follows from the following lemma. The proof of the rest of the claim is delayed to the next section. Recall that a Lie subalgebra of the Lie algebra of a linear algebraic group over is said to be algebraic iff its the Lie algebra of some algebraic subgroup over (see [Bor91, Chapter II.7]).
Lemma 5.3.
Let be a -stable Lie subalgebra of with no compact factors. Assume that all noncompact factors of are contained in , then
-
1.
is algebraic;
-
2.
identity coset is the unique such that is totally geodesic;
-
3.
there exists a finite list (only depends on , ) satisfying the same condition as does such that is conjugate to one of them via .
Proof.
Write for some abelian subalgebra in and semisimple Lie subalgebra . Moreover commutes with . By [Bor91, II.7.9], is algebraic. As is algebraic and is characterized as the ()-eigenspace of , which is algebraic, in , we have is algebraic. Hence is algebraic.
Item 2. and 3. have been proved in [KM18, Section 2] under the additional assumption that is semisimple. But the same proof presented there also works without this assumption. ∎
Item 2. and 3., together with Equa. 2 imply the following
Lemma 5.4.
There exists a constant such that
for all in .
5.4. Proof of Proposition 5.2
It remains to show that, assuming is contained in , for a sequence of converging to , then for sufficiently large. Replacing by , assume . Also write where is a triple system associated with . Also write (at the level of Lie algebra, ) as an almost product between its center and the semisimple part.
For an element , let (resp. , ) denote its image in (resp. , ).
From definition,
for some sequences of , , and with . Thus
Let (recall is the triple system associated with ). For , let be the open ball of radius in . We choose small enough such that
is a homeomorphism onto its image. By passing to a subsequence assume converges to . Then is still a triple system and hence is a -stable Lie subalgebra. Also converges to , which must be contained in by assumption. Since they share the same dimension we conclude that . Thus ’s are all algebraic by Lemma 5.3.
We would like to understand the limiting behavior of
in . So far we know that
-
1.
is a closed -invariant set;
-
2.
;
-
3.
.
Assume for some and . Then by item 1. above, and in particular
Thus contains . And since they have the same dimensions, , which implies that , the normalizer of in . Therefore item 3. above is upgraded to
-
4.
.
Let and . Decompose into an abelian ideal and a semisimple ideal . Both and are -stable. Write and for the associated Lie subgroups. By Borel density lemma (use the version in [Dan80, Corollary 4.2]), is defined over . Thus and are also defined over . As has finite volume, it follows that and have finite volume.
By [MS95, Theorem 1.1], there exists a connected -split subgroup of such that has finite volume, converges to and moreover, there exists converging to such that is contained in for large enough. From the latter, it can be shown that is contained in for large enough. On the other hand, the limit of is contained in , thus is contained in . As is connected and the Lie algebra of is the same as that of . We conclude that is contained in . But is semisimple and contains , thus we must have , the semisimple part of , is exactly equal to . Hence .
Thus we have seen that (write )
-
5.
for large enough.
So to find the limit of , it suffices to consider
Now we have all the ingredients to conclude the proof. Some definitions and notations are introduced to ease the argument.
Let and . Let be the natural quotient map and it induces . Note that is still a lattice in . Let . For an element (or a subset) of , as before, we let be its image in . Other similar notations are also defined . Note that since commutes with , acts from the left on .
Let be a set of representatives for the quotient . In light of item 4. and 5. above, only those ’s contained in are interesting to us. By rearranging the order, we find such that for each , there exists , such that
Now we start the argument. Item 4. above implies that
because .
As converges to and they correspond to maximal -split subtori of , there exists in such that
where we are using the fact that an orbit of an algebraic group is open in its closure, see [Spr98, 2.3.3]. So we have
Now this is a convergence inside , which we identify with . Thus
By applying we have
By further projecting to , we have
As the right hand side is a union of closed orbits of , we may write it as a disjoint union by identifying certain indices,
As each of is a compact set, there exists bounded neighborhood such that the closures of as varies are disjoint. But for all , are connected, so they are contained in exactly one for large enough and therefore
Now take a small neighborhood of
Let denote the natural projection. Choose small enough such that restricted to is a homeomorphism onto its image. Then for large enough,
Hence for large enough,
This shows, in particular, that is bounded in . Consequently,
But by item 2 of Lemma 5.3, only has one totally geodesic orbit on . So and the proof completes.
5.5. Proof of Theorem 1.5
The proof follows the same line as in [Oh04].
By Lemma 5.3 and use the notation there, for some and . By Theorem 1.2, we may assume belongs to a fixed compact set . Depending on , we find a number such that
for all and such that has finite volume. Let be as in Lemma 5.4. Thus
Thus for a fixed , as varies in is bounded. By [DM93, Theorem 5.1], the set
is finite. To recover from , it suffices to note that is Zariski dense in and that is the unique orbit of on that is totally geodesic. So we are done.
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