Nondegeneracy of positive bubble solutions for generalized energy-critical Hartree equations
Abstract.
In this paper, we show the nondegeneracy of positive bubble solutions for generalized energy-critical Hartree equations (NLH)
where , , and is a normalized constant such that is a bubble solution of the equation (NLH). It solves an open nondegeneracy problem in [41, 27] and generalizes the partial nondegeneracy results in [15, 29, 34] to the full range . The key observation is that by use of the stereographic projection , the weighted pushforward map is one-to-one map between the null space of the linearized operator and the spherical harmonic function subspace of degree one.
Key words and phrases:
Bubble solution; Funk-Hecke formula; Hartree equation; Nondegeneracy; Spherical harmonic functions; Stereographic projection2010 Mathematics Subject Classification:
Primary 35B09, 47A74. Secondly 35P10, 42B371. Introduction
In this paper we consider the generalized energy-critical Hartree equations in
(NLH) |
where is a real-valued function, , , and the normalized constant
(1.1) |
The equation (NLH) is left invariant under the scaling transform
which preserves the norm. That is the reason why the equation (NLH) is called the energy-critical equation.
The equation (NLH), which is also called nonlinear Choquard or Choquard-Pekar equation, has several physical motivations. In the subcritical case and , the equation (NLH) firstly appeared in the context of Fröhlich and Pekar’s polaron model, which describes the interaction between one single electron and the dielectric polarisable continuum, see [22, 23, 1, 46]. Later, Choquard proposed the equation (NLH) to describe an approximation to the Hartree-Fock theory of a plasma, and then attracted the substantial attention in the field of nonlinear elliptic equations, see [37, 40, 43]. The equation (NLH) also arises as a model problem in the study of stationary solutions to nonlinear Schrödinger equation with nonlocal nonlinearity:
(1.2) |
Physically, the equation (1.2) effectively describes the mean field limit of quantum many-body systems, see e.g., [26, 33, 25], and references therein.
The existence and uniqueness of positive bubble solutions of the equation (NLH) has been known for some time, see e.g., [15, 28, 31, 41, 42, 43] and references therein.
The existence of bubble solutions of the equation (NLH) is closely related to the sharp \HLSinequality in
(1.3) |
where , and . In fact, by use of the sharp \HLSinequality and the sharp \Sbinequality in in [39], Miao, Wu and the fourth author firstly showed that the sharp constant in (1.3) is obtained in the classical energy-critical case , if and only if
(1.4) |
for some and in [41]. Later, Du, Yang and Gao generalized the result in the general energy-critical case in [15, 28].
The existence of the extremizer for the sharp Hardy-Littlewood-Sobolev inequality (1.3) is more subtle than the fact that the inequality (1.3) holds. The rearrangement inequalities, the conformal transform and the stereographic projection are useful arguements to show the existence of the extremizer of (1.3), see [38, 39]. In fact, we have
Theorem 1.1.
As for the rigidity classification of the positive solution to the equation (NLH) in , Miao, Wu and the fourth author firstly showed that any nontrivial solutions to the equation (NLH) with constant sign in the case , must be the form of (1.4) by use of the Kelvin transform and the moving plane method in [41]. Later, Du, Yang [15] and Guo, Hu, Peng, Shuai [31] independently generalized the result in the general case. More precisely, we have
Proposition \theproposition ([15, 31, 41]).
Suppose that , and . Let be a nontrivial solution of the equation (NLH) with constant sign, then there exist and such that , where
(1.7) |
Motivated by the nondegeneracy results of eigenfunctions and ground state in [18, 24, 52, 53], a natural question arises in the study of bubble solutions to the equation (NLH) is that
Are the positive solutions of (NLH) non-degenerate?
Since the equation (NLH) is invariant under the scaling and spatial translations, i. e., any solution solves the equation (NLH) if and only if satisfies
(NLH*) |
for any and . Hence, for simplicity, it suffices to consider the solution (1.7) with the normalized parameters , and i.e.
(1.8) |
That is the reason why we choose the normalized constant in (NLH) and (NLH*). By differentiating (NLH*) with respect to and at , we know that the generator
(1.9) |
and
(1.10) |
are linear independent bounded solutions with vanishing at infinity to the following linearized equation
(1.11) |
Definition 1.2.
We now state the main result in this paper.
Theorem 1.3.
Let , and . Then the nontrivial solution of the equation (NLH) with constant sign is nondegenerate.
The result in Theorem 1.3 solves an open nondegeneracy problem in [27, 41], and generalizes the partial nondegeneracy results in [15, 29, 34, 41] to the full rang . The argument in this paper is different with those in [29, 15] and [32, 34, 56]. In fact, we rewrite (1.11) as an integral form in , and its equivalent integral form on the sphere via the stereographic projection . The key observation is that together with the spherical harmonic decomposition and the Funk-Hecke formula in [4, 8, 51], the weighted pushforward map related to the stereographic projection is one-to-one map between the null space of the linearized operator and the spherical harmonic function subspace of degree one. The idea with use of the stereographic projection and the Funk-Hecke formula is inspired by Frank and Lieb in [21, 20],
Remark 1.4 (Nondegeneracy of positive solutions to nonlinear elliptic equations with local nonlinearity).
There were extensive literatures to show the nondegeneracy of positive solutions to nonlinear elliptic equations. Weinstein [55] and Oh [45] made use of the spherical harmonic expansion to obtain the nondegeneracy of positive solutions to nonlinear elliptic equation with subcritical nonlinearity
Rey [48], Dolbeault and Jankowiak [14] made use of the stereographic projection to obtain the nondegeneracy of positive bubble solutions to nonlinear elliptic equation with critical nonlinearity
(1.12) |
Remark 1.5 (Nondegeneracy of positive solutions to nonlinear Hartree equations).
Let , and . Due to nonlocal nonlinearity of nonlinear Hartree equations, the nondegeneracy of positive solutions to the equation (NLH)
(1.13) |
is more subtle than that of positive solutions to nonlinear elliptic equations with local nonlinearity.
Lenzmann firstly made use of the multipole expansion of the Newtonian potential , and obtained the nondegeneracy of the ground state to
(1.14) |
in [32], see also [54]. For the application of the multipole expansion of the Newtonian potential in to the nondegeneracy of positive solution to (1.13) with and , we can refer to [6]. Later, Xiang made use of a perturbation argument to obtain the non-degeneracy of positive solution to (1.13) for the case that and is slightly larger than in in [56], and recently, Li extended the perturbation argument to the non-degeneracy of positive solution to (1.13) for the case that close to and slightly larger than in in [36] . For other applications of the perturbation argument, please refer to [15, 29] for the case that is closed to or .
Recently, Li, Tang and Xu made use of the spherical harmonic expansion and the multipole expansion of the Newtonian potential to obtain the non-degeneracy of bubble solutions to the energy-critical Hartree equation in
(1.15) |
Recently, the authors make use of the Moser iteration method in [13] to obtain the regularity of the energy solution to the linearized equation (1.11), and show that the nontrivial solution of the equation (NLH) with constant sign is nondegenerate in the energy space in [35]. At the same time, the authors consider long time dynamics of the radial threshold solution of the equation (1.2) and its rigidity classification in [35], which depends on the nondegeneracy of the bubble solutions in the energy space and the spectrum of the linearized operator.
Remark 1.6 (Application of nondegeneracy of positive solution in the construction of multi-bubble solutions).
The existence of bubble solutions to the energy-critical nonlinear Hartree equation has been well-studied recently, see [29, 15, 31, 28, 41]. It is interesting to construct the existence of multi-bubble solutions to the equation (NLH). To the best of our knowledge, there are few results concerning multi-bubble solutions to (NLH) except that in [27]. However, for the limiting case in (NLH), i.e.
(1.16) |
the multi-bubble solutions has been constructed by using the \LSargument in [12, 11], where the nondegeneracy of positive solutions plays a crucial role.
Lastly, the rest of this paper is organized as follows. In Section 2, we introduce some notation, the preliminary results about the stererographic projection and the Funk-Hecke formula of the spherical harmonic functions. In Section 3, we prove Theorem 1.3.
Acknowledgements.
The authors were supported by National Key Research and Development Program of China (No. 2020YFA0712900) and by NSFC (No. 12371240, No. 12431008).
2. Notation and Preliminary Results
In this section, we introduce some notation. We denote and use to denote the unit sphere in , i.e.
and stand for the metric on , which is inherited from . For any , let us denote by and the space of real-valued -th power integrable functions on and . Moreover, with a little abuse of notation, we equip and with the norms:
and
where is the standard volume element on the sphere .
We denote the stereographic projection by
and its inverse map by
In order to relate the functions between in and on the sphere , we can compose the functions in and with the maps . For any , we denote the weighted pushforward map by
(2.3) |
and for any , we denote the weighted pullback map by
(2.4) |
A simple calculation shows that
Proposition \theproposition.
Proof.
We now introduce the spherical harmonic functions, which are related to the spectral properties of the Laplace-Beltrami opertor on the sphere (see [4, 8, 51]). In fact, we have the following orthogonal decomposition:
(2.7) |
where denote the mutually orthogonal subspace of the restriction on of real, homogeneous harmonic polynomials of degree , and
We will use to denote an orthonormal basis of . In particular, we have
and
(2.8) |
which together with Proposition 2 implies that the weighted pushfoward map is one-to-one map from the subspace to the subspace , and so is the weighted pullback map . This is the key observation in the proof of Theorem 1.3.
We recall the Funk-Hecke formula of the spherical harmonic functions as follows.
In particular, the simple calculation gives that
(2.11) | |||
(2.12) |
and
(2.13) |
As a direct consequence of the Funk-Hecke formula, we have
Lemma \thelemma.
Let , the integer and be defined by (2.10), then for any , we have
(2.14) | |||
(2.15) |
3. Proof of Theorem 1.3
In this section, we will prove Theorem 1.3, which is the main result in this paper. We firstly give an integral estimates, which will be used in next decay estimate.
Lemma \thelemma.
Let and . Then
(3.1) |
Proof.
The proof will be divided into three cases.
Case 1: . By a direct computation, using the assumptions that and , we have
(3.2) |
Case 2: . On the one hand, for , we have , which together with and implies that,
(3.3) |
On the other hand, for , we have , which, together with the assumption that , implies that
(3.4) |
Combining (3.3) with (3.4), we get
(3.5) |
Case 3: . Firstly, noticing that for any , we have . Hence,
(3.6) |
where we used the assumption that .
Secondly, for any , we have
which implies that,
(3.7) |
Thirdly, for any , we have , which implies that,
(3.8) |
where we used the assumption that .
Lemma \thelemma.
Let , and . If satisfies , then we have
(3.11) |
Proof.
First, by Section 3, we have
(3.12) |
which, together with the fact that , , and , implies that
(3.13) |
Next, by Section 3 once again, we have
(3.14) |
By Section 3 and the classical Riesz potential theory in [7, 50], we can rewrite the linearized equation (1.11) as an integral form.
Lemma \thelemma.
Proof.
(3.15) follows from Section 3 and the classical Riesz potential theory in [7, 50]. Therefore, it suffices to show the decay estimate (3.16). It follows from (3.15) and the bootstrap argument on the decay rate.
Since , we have which together with Section 3 implies that Therefore, by Section 3, we have for some that
which reduces to boost the case . Now, we assume by induction for some , which is the integer part of that
Repeating a similar argument as above, we can obtain that and
By the induction argument for , we can obtain the result. ∎
Remark 3.1.
Now we will make use of the stereographic projection to transform the integral equation (3.15) on to that on the sphere . Let us denote
(3.17) |
where and
(3.18) | ||||
(3.19) |
Lemma \thelemma.
Let , and . If satisfies (3.15) with , then satisfies
(3.20) |
Proof.
Now we turn to the proof of (3.20). First, by the definition of (3.10) with (1.8), and (2.1), we have
which together with (2.3) implies that
(3.21) |
(3.22) |
which together with the stereographic projection implies that
(3.23) |
Now we can use the spherical harmonic decomposition and the Funk-Hecke formula of the spherical harmonic functions in [4, 8, 51] to classify the solution of the equation (3.20) on the sphere .
Proposition \theproposition.
Proof.
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