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Non-minimal bridge position of 22-cable links

Jung Hoon Lee Department of Mathematics and Institute of Pure and Applied Mathematics, Jeonbuk National University, Jeonju 54896, Korea [email protected]
Abstract.

Suppose that every non-minimal bridge position of a knot KK is perturbed. We show that if LL is a (2,2q)(2,2q)-cable link of KK, then every non-minimal bridge position of LL is also perturbed.

Key words and phrases:
2010 Mathematics Subject Classification:
Primary: 57M25

1. Introduction

A knot in S3S^{3} is said to be in bridge position with respect to a bridge sphere, the original notion introduced by Schubert [12], if the knot intersects each of the 33-balls bounded by the bridge sphere in a collection of \partial-parallel arcs. It is generalized to knots (and links) in 33-manifolds with the development of Heegaard splitting theory, and is related to many interesting problems concerning, e.g. bridge number, (Hempel) distance, and incompressible surfaces in 33-manifolds.

From any nn-bridge position, we can always get an (n+1)(n+1)-bridge position by creating a new local minimum point and a nearby local maximum point of the knot. A bridge position isotopic to one obtained in this way is said to be perturbed. (It is said to be stabilized in some context.) A bridge position of the unknot is unique in the sense that any nn-bridge (n>1n>1) position of the unknot is perturbed [7]. The uniqueness also holds for 22-bridge knots [8]. See also [11], where all bridge surfaces for 22-bridge knots are considered. Ozawa [9] showed that non-minimal bridge positions of torus knots are perturbed. Zupan [14] showed such property for iterated torus knots and iterated cables of 22-bridge knots. More generally, he showed that if KK is an mp-small knot and every non-minimal bridge position of KK is perturbed, then every non-minimal bridge position of a (p,q)(p,q)-cable of KK is also perturbed [14]. (Here, a knot is mp-small if its exterior contains no essential meridional planar surface.) We remark that there exist examples of a knot with a non-minimal bridge position that is not perturbed [10] and furthermore, knots with arbitrarily high index bridge positions that are not perturbed [5].

In this paper, we consider non-minimal bridge position of 22-cable links of a knot KK without the assumption of mp-smallness of KK.

Theorem 1.1.

Suppose that KK is a knot in S3S^{3} such that every non-minimal bridge position of KK is perturbed. Let LL be a (2,2q)(2,2q)-cable link of KK. Then every non-minimal bridge position of LL is also perturbed.

For the proof, we use the notion of t-incompressibility and t-\partial-incompressibility of [3]. We isotope an annuls AA whose boundary is LL to a good position so that it is t-incompressible and t-\partial-incompressible in one side, say B2B_{2}, of the bridge sphere. Then AB2A\cap B_{2} consists of bridge disks and (possibly) properly embedded disks. By using the idea of changing the order of t-\partial-compressions in [2] or [3], we show that in fact AB2A\cap B_{2} consists of bridge disks only. Then by a further argument, we find a cancelling pair of disks for the bridge position.

2. T-incompressible and t-\partial-incompressible surfaces in a 33-ball

A trivial tangle TT is a union of properly embedded arcs b1,,bnb_{1},\ldots,b_{n} in a 33-ball BB such that each bib_{i} cobounds a disk DiD_{i} with an arc sis_{i} in B\partial B, and Di(Tbi)=D_{i}\cap(T-b_{i})=\emptyset. By standard argument, DiD_{i}’s can be taken to be pairwise disjoint.

Let FF denote a surface in BB satisfying F(BT)=FF\cap(\partial B\cup T)=\partial F. A t-compressing disk for FF is a disk DD in BTB-T such that DF=DD\cap F=\partial D and D\partial D is essential in FF, i.e. D\partial D does not bound a disk in FF. A surface FF is t-compressible if there is a t-compressing disk for FF, and FF is t-incompressible if it is not t-compressible.

An arc α\alpha properly embedded in FF with its endpoints on FBF\cap\partial B, is t-essential if α\alpha does not cobound a disk in FF with a subarc of FBF\cap\partial B. In particular, an arc in FF parallel to a component of TT can be t-essential. See Figure 1. (Such an arc will be called bridge-parallel in Section 3.) A t-\partial-compressing disk for FF is a disk Δ\Delta in BTB-T such that Δ\partial\Delta is an endpoint union of two arcs α\alpha and β\beta, and α=ΔF\alpha=\Delta\cap F is t-essential, and β=ΔB\beta=\Delta\cap\partial B. A surface FF is t-\partial-compressible if there is a t-\partial-compressing disk for FF, and FF is t-\partial-incompressible if it is not t-\partial-compressible.

Refer to caption
Figure 1. A t-essential arc α\alpha.

Hayashi and Shimokawa [3] classified t-incompressible and t-\partial-incompressible surfaces in a compression body in more general setting. Here we give a simplified version of the theorem.

Lemma 2.1 ([3]).

Let (B,T)(B,T) be a pair of a 33-ball and a trivial tangle in BB, and let FBF\subset B be a surface satisfying F(BT)=FF\cap(\partial B\cup T)=\partial F\neq\emptyset. Suppose that FF is both t-incompressible and t-\partial-incompressible. Then each component of FF is either

  1. (1)

    a disk DiD_{i} cobounded by an arc bib_{i} of TT and an arc in B\partial B with Di(Tbi)=D_{i}\cap(T-b_{i})=\emptyset, or

  2. (2)

    a disk CC properly embedded in BB with CT=C\cap T=\emptyset.

3. Bridge position

Let SS be a 22-sphere decomposing S3S^{3} into two 33-balls B1B_{1} and B2B_{2}. Let KK denote a knot (or link) in S3S^{3}. Then KK is said to be in bridge position with respect to SS if KBiK\cap B_{i} (i=1,2)(i=1,2) is a trivial tangle. Each arc of KBiK\cap B_{i} is called a bridge. If the number of bridges of KBiK\cap B_{i} is nn, we say that KK is in nn-bridge position. The minimum such number nn among all bridge positions of KK is called the bridge number b(K)b(K) of KK. A bridge cobounds a bridge disk with an arc in SS, whose interior is disjoint from KK. We can take a collection of nn pairwise disjoint bridge disks by standard argument, and it is called a complete bridge disk system. For a bridge disk DD in, say B1B_{1}, if there exists a bridge disk EE in B2B_{2} such that DED\cap E is a single point of KK, then DD is called a cancelling disk. We call (D,E)(D,E) a cancelling pair.

A perturbation is an operation on an nn-bridge position of KK that creates a new local minimum and local maximum in a small neighborhood of a point of KSK\cap S, resulting in an (n+1)(n+1)-bridge position of KK. A bridge position obtained by a perturbation admits a cancelling pair by the construction. Conversely, it is known that a bridge position admitting a cancelling pair is isotopic to one obtained from a lower index bridge position by a perturbation. (See e.g. [11, Lemma 3.1]). Hence, as a definition, we say that a bridge position is perturbed if it admits a cancelling pair.

Let V1V_{1} be a standard solid torus in S3S^{3} with core α\alpha, and V2V_{2} be a solid torus in S3S^{3} whose core is a knot CC. A meridian m1m_{1} of V1V_{1} is uniquely determined up to isotopy. Let l1V1l_{1}\subset\partial V_{1} be a longitude of V1V_{1} such that the linking number lk(l1,α)=0\textrm{lk}(l_{1},\alpha)=0, called the preferred longitude. Similarly, let m2m_{2} and l2l_{2} be a meridian and a longitude of V2V_{2} respectively such that lk(l2,C)=0\textrm{lk}(l_{2},C)=0. Take a (p,q)(p,q)-torus knot (or link) Tp,qT_{p,q} in V1\partial V_{1} that wraps V1V_{1} longitudinally pp times; more precisely, |Tp,qm1|=p|T_{p,q}\cap m_{1}|=p and |Tp,ql1|=q|T_{p,q}\cap l_{1}|=q. Let h:V1V2h:V_{1}\to V_{2} be a homeomorphism sending m1m_{1} to m2m_{2} and l1l_{1} to l2l_{2}. Then K=h(Tp,q)S3K=h(T_{p,q})\subset S^{3} is called a (p,q)(p,q)-cable of CC. Concerning the bridge number, it is known that b(K)=pb(C)b(K)=p\cdot b(C) [12], [13].

Let KK be a knot (or link) in nn-bridge position with respect to a decomposition S3=B1SB2S^{3}=B_{1}\cup_{S}B_{2}, so KB1K\cap B_{1} is a union of bridges b1,,bnb_{1},\ldots,b_{n}. Let =R1Rn\mathcal{R}=R_{1}\cup\cdots\cup R_{n} be a complete bridge disk system for bi\bigcup b_{i}, where RiR_{i} is a bridge disk for bib_{i}. Let FF be a surface bounded by KK and F1=FB1F_{1}=F\cap B_{1}. When we move KK to an isotopic bridge position, F1F_{1} moves together. We consider F1\mathcal{R}\cap F_{1}. By isotopy we assume that in a small neighborhood of bib_{i}, F1=bi\mathcal{R}\cap F_{1}=b_{i}.

An arc γ\gamma in F1F_{1} is bridge-parallel (b-parallel briefly) if γ\gamma is parallel, in F1F_{1}, to some bib_{i} and cuts off a rectangle PP from F1F_{1} whose four edges are γ\gamma, bib_{i}, and two arcs in SS. Let α\alpha(bk\neq b_{k}) denote an arc of F1\mathcal{R}\cap F_{1} which is outermost in some RkR_{k} and cuts off the corresponding outermost disk Δ\Delta disjoint from bkb_{k}. The following lemma will be used in Section 6.

Lemma 3.1.

After possibly changing KK to an isotopic bridge position, there is no α\alpha that is b-parallel.

Proof.

We isotope KK and F1F_{1} and take \mathcal{R} so that the minimal number of |F1||\mathcal{R}\cap F_{1}| is realized. Suppose that there is such an arc α\alpha which is parallel in F1F_{1} to bib_{i} (same or not with bkb_{k}). Isotope bib_{i} along PP to an arc parallel to α\alpha so that the changed surface F1F^{\prime}_{1} is disjoint from Δ\Delta. See Figure 2. Take a new bridge disk RiR^{\prime}_{i} for bib_{i} to be a parallel copy of Δ\Delta. Other bridge disks RjR_{j} (jij\neq i) remain unaltered. They are all mutually disjoint. Hence =RiRi\mathcal{R}^{\prime}=\mathcal{R}-R_{i}\cup R^{\prime}_{i} is a new complete bridge disk system. We see that |F1|<|F1||\mathcal{R}^{\prime}\cap F^{\prime}_{1}|<|\mathcal{R}\cap F_{1}| since at least α\alpha no longer belongs to the intersection F1\mathcal{R}^{\prime}\cap F^{\prime}_{1}. This contradicts the minimality of |F1||\mathcal{R}\cap F_{1}|. ∎

Refer to caption
Figure 2. Sliding bib_{i} along PP.

Now we consider a sufficient condition for a bridge position to be perturbed.

Lemma 3.2.

Suppose a separating arc γ\gamma of FSF\cap S cuts off a disk Γ\Gamma from FF such that

  1. (1)

    ΓB1\Gamma\cap B_{1} is a single disk Γ1\Gamma_{1}, and

  2. (2)

    ΓB2\Gamma\cap B_{2}(\neq\emptyset) consists of bridge disks D1,,DkD_{1},\ldots,D_{k}.

Then the bridge position of KK is perturbed.

Proof.

Let bib_{i} (i=1,,ki=1,\ldots,k) denote the bridge for DiD_{i} and si=DiSs_{i}=D_{i}\cap S. Let r1,,rk+1r_{1},\ldots,r_{k+1} denote the bridges contained in Γ1\Gamma_{1}. We assume that rir_{i} is adjacent to bi1b_{i-1} and bib_{i}. See Figure 3. Let =R1Rk+1\mathcal{R}=R_{1}\cup\cdots\cup R_{k+1} be a union of disjoint bridge disks, where RiR_{i} is a bridge disk for rir_{i}. In the following argument, we consider Γ1\mathcal{R}\cap\Gamma_{1} except for r1rk+1r_{1}\cup\cdots\cup r_{k+1}.

Refer to caption
Figure 3. The disk Γ1\Gamma_{1} and bridge disks DiD_{i}’s.

Suppose there is a circle component of Γ1\mathcal{R}\cap\Gamma_{1}. Let α\alpha(RiΓ1\subset R_{i}\cap\Gamma_{1}) be one which is innermost in Γ1\Gamma_{1} and Δ\Delta be the innermost disk that α\alpha bounds. Let Δ\Delta^{\prime} be the disk that α\alpha bounds in RiR_{i}. Then by replacing Δ\Delta^{\prime} with Δ\Delta, we can reduce |Γ1||\mathcal{R}\cap\Gamma_{1}|. So we assume that there is no circle component of Γ1\mathcal{R}\cap\Gamma_{1}.

Suppose there is an arc component of Γ1\mathcal{R}\cap\Gamma_{1} with both endpoints on the same arc of Γ1S\Gamma_{1}\cap S. Let α\alpha(RiΓ1\subset R_{i}\cap\Gamma_{1}) be one which is outermost in Γ1\Gamma_{1} and Δ\Delta be the corresponding outermost disk in Γ1\Gamma_{1} cut off by α\alpha. The arc α\alpha cuts RiR_{i} into two disks and let Δ\Delta^{\prime} be one of the two disks that does not contain rir_{i}. By replacing Δ\Delta^{\prime} with Δ\Delta, we can reduce |Γ1||\mathcal{R}\cap\Gamma_{1}|. So we assume that there is no arc component of Γ1\mathcal{R}\cap\Gamma_{1} with both endpoints on the same arc of Γ1S\Gamma_{1}\cap S.

If Γ1=\mathcal{R}\cap\Gamma_{1}=\emptyset, then (Ri,Di)(R_{i},D_{i}) is a desired cancelling pair and the bridge position of KK is perturbed. So we assume that Γ1\mathcal{R}\cap\Gamma_{1}\neq\emptyset.

Case 11. Every arc of Γ1\mathcal{R}\cap\Gamma_{1} is b-parallel.

Let α\alpha be an arc of Γ1\mathcal{R}\cap\Gamma_{1} which is outermost in some RjR_{j} and Δ\Delta be the outermost disk that α\alpha cuts off from RjR_{j}. In addition, let α\alpha be b-parallel to rir_{i} via a rectangle PP. Then PΔP\cup\Delta is a new bridge disk for rir_{i}, and (PΔ,Di)(P\cup\Delta,D_{i}) or (PΔ,Di1)(P\cup\Delta,D_{i-1}) is a cancelling pair.

Case 22. There is a non-b-parallel arc of Γ1\mathcal{R}\cap\Gamma_{1}.

Consider only non-b-parallel arcs of Γ1\mathcal{R}\cap\Gamma_{1}. Let β\beta denote one which is outermost in Γ1\Gamma_{1} among them and Γ0\Gamma_{0} denote the outermost disk cut off by β\beta. Because there are at least two outermost disks, we take Γ0\Gamma_{0} such that Γ0\partial\Gamma_{0} contains some sis_{i}. Let rl,,rmr_{l},\ldots,r_{m} be the bridges contained in Γ0\Gamma_{0} and =RlRm\mathcal{R}^{\prime}=R_{l}\cup\cdots\cup R_{m}. In the following, we consider Γ0\mathcal{R}^{\prime}\cap\Gamma_{0} except for rlrmr_{l}\cup\cdots\cup r_{m} and β\beta. If Γ0=\mathcal{R}^{\prime}\cap\Gamma_{0}=\emptyset, then there exists a cancelling pair (Ri,Di)(R_{i},D_{i}). Otherwise, every arc of Γ0\mathcal{R}^{\prime}\cap\Gamma_{0} is b-parallel. Let α\alpha be an arc of Γ0\mathcal{R}^{\prime}\cap\Gamma_{0} which is outermost in some RjR_{j} and Δ\Delta be the outermost disk that α\alpha cuts off from RjR_{j}. In addition, let α\alpha be b-parallel to rir_{i} via a rectangle PP. Then PΔP\cup\Delta is a new bridge disk for rir_{i}, and (PΔ,Di)(P\cup\Delta,D_{i}) or (PΔ,Di1)(P\cup\Delta,D_{i-1}) is a cancelling pair. ∎

Refer to caption
Figure 4. The disks D0D_{0} and D1D_{1} are cancelling disks, whereas D2D_{2} and D3D_{3} are not.
Remark 3.3.

Let KK be an unknot in nn-bridge position, with KB1=r0r1rn1K\cap B_{1}=r_{0}\cup r_{1}\cup\cdots\cup r_{n-1} and KB2=b0b1bn1K\cap B_{2}=b_{0}\cup b_{1}\cup\cdots\cup b_{n-1}. We assume that the bridge rir_{i} (i=0,1,,n1i=0,1,\ldots,n-1) is adjacent to bi1b_{i-1} and bib_{i}, where we consider the index ii modulo nn. Let RiR_{i} and DiD_{i} denote bridge disks for rir_{i} and bib_{i} respectively. Then 𝒞=R0D0Rn1Dn1\mathcal{C}=R_{0}\cup D_{0}\cup\cdots\cup R_{n-1}\cup D_{n-1} is called a complete cancelling disk system if each (Ri,Di1)(R_{i},D_{i-1}) and each (Ri,Di)(R_{i},D_{i}) is a cancelling pair.

Let DD denote a disk bounded by KK. By following the argument of the proof of Theorem 1.1, we can assume that DB2D\cap B_{2} consists of bridge disks D0,,Dn1D_{0},\ldots,D_{n-1} and DB1D\cap B_{1} is a single disk, as in [3]. Then if n>1n>1, the bridge position of KK admits a cancelling pair by Lemma 3.2, giving a proof of the uniqueness of bridge position of the unknot. One may hope that D0Dn1D_{0}\cup\cdots\cup D_{n-1} extends to a complete cancelling disk system. But when n4n\geq 4, there exists an example such that D0Dn1D_{0}\cup\cdots\cup D_{n-1} does not extend to a complete cancelling disk system, as expected in [3, Remark 1.2]. Some DiD_{i} is even not a cancelling disk. This issue was related to one of the motivations for the present work. In Figure 4, KK is an unknot in 44-bridge position bounding a disk DD and DB2=D0D1D2D3D\cap B_{2}=D_{0}\cup D_{1}\cup D_{2}\cup D_{3}. Each of the disks D0D_{0} and D1D_{1} is a cancelling disk. However, D2D_{2} and D3D_{3} are not cancelling disks because, say for D2D_{2}, an isotopy of b2b_{2} along D2D_{2} and then slightly into B1B_{1} does not give a 33-bridge position of KK (see [11], [6]).

4. Proof of Theorem 1.1: First step

Let KK be a knot such that every non-minimal bridge position of KK is perturbed. Let LL be a (2,2q)(2,2q)-cable link of KK, with components K1K_{1} and K2K_{2}. Suppose that LL is in non-minimal bridge position with respect to a bridge sphere SS bounding 33-balls B1B_{1} and B2B_{2}. Each LBiL\cap B_{i} (i=1,2)(i=1,2) is a trivial tangle. Since LL is a 22-cable link, LL bounds an annulus, denoted by AA. We take AA so that |AS||A\cap S| is minimal.

Claim 1.

One of the following holds.

  • LL is the unlink in a non-minimal bridge position, hence perturbed.

  • AB2A\cap B_{2} is t-incompressible in B2B_{2}.

Proof.

Suppose that AB2A\cap B_{2} is t-compressible. Let Δ\Delta be a t-compressing disk for AB2A\cap B_{2} and let α=Δ\alpha=\partial\Delta. Let FF be the component of AB2A\cap B_{2} containing α\alpha.

Case 11. α\alpha is essential in AA.

A t-compression of AA along Δ\Delta gives two disjoint disks bounded by K1K_{1} and K2K_{2} respectively. Then LL is an unlink. Since the complement of an unlink has a reducing sphere, by [1] a bridge position of an unlink is a split union of bridge positions of unknot components. Since a non-minimal bridge position of the unknot is perturbed, we see that LL is perturbed.

Case 22. α\alpha is inessential in AA.

Let Δ\Delta^{\prime} be the disk that α\alpha bounds in AA. Then (IntΔ)S(\textrm{Int}\,\Delta^{\prime})\cap S\neq\emptyset, since otherwise α\alpha is inessential in FF. By replacing Δ\Delta^{\prime} of AA with Δ\Delta, we get a new annulus AA^{\prime} bounded by LL such that |AS|<|AS||A^{\prime}\cap S|<|A\cap S|, contrary to the minimality of |AS||A\cap S|. ∎

Since our goal is to show that the bridge position of LL is perturbed, from now on we assume that LL is not the unlink. By Claim 1, AB2A\cap B_{2} is t-incompressible in B2B_{2}. If AB2A\cap B_{2} is t-\partial-compressible in B2B_{2}, we do a t-\partial-compression.

Claim 2.

A t-\partial-compression preserves the t-incompressibility of AB2A\cap B_{2}.

Proof.

Let Δ\Delta be a t-\partial-compressing disk for AB2A\cap B_{2}. Suppose that the surface after the t-\partial-compression along Δ\Delta is t-compressible. A t-compressing disk DD can be isotoped to be disjoint from two copies of Δ\Delta and the product region Δ×I\Delta\times I. Then DD would be a t-compressing disk for AB2A\cap B_{2} before the t-\partial-compression, a contradiction. ∎

A t-\partial-compression simplifies a surface because it cuts the surface along a t-essential arc. So if we maximally t-\partial-compress AB2A\cap B_{2}, we obtain a t-\partial-incompressible AB2A\cap B_{2}. Note that the effect on AA of a t-\partial-compression of AB2A\cap B_{2} is just pushing a neighborhood of an arc in AA into B1B_{1}, which is called an isotopy of Type AA in [4]. After a maximal sequence of t-\partial-compressions, AB2A\cap B_{2} is both t-incompressible and t-\partial-incompressible by Claim 2. Then by applying Lemma 2.1,

  • (\ast)

    AB2A\cap B_{2} consists of bridge disks DiD_{i}’s and properly embedded disks CjC_{j}’s.

5. Proof of Theorem 1.1: T-\partial-compression and its dual operation

Take an annulus AA bounded by LL so that ()(\ast) holds and the number mm of properly embedded disks CjC_{j} is minimal. In this section, we will show that m=0m=0, i.e. AB2A\cap B_{2} consists of bridge disks only.

Suppose that m>0m>0. Then AB1A\cap B_{1} is homeomorphic to an mm-punctured annulus. A similar argument as in the proof of Claim 1 leads to that AB1A\cap B_{1} is t-incompressible. By Lemma 2.1 again, AB1A\cap B_{1} is t-\partial-compressible. We can do a sequence of t-\partial-compressions on AB1A\cap B_{1} until it becomes t-\partial-incompressible. Note that the t-incompressibility of AB1A\cap B_{1} is preserved.

Now we are going to define a t-\partial-compressing disk Δi\Delta_{i} (i=0,1,,si=0,1,\ldots,s for some ss) and its dual disk Ui+1U_{i+1} inductively. Let A0=AA_{0}=A. Let Δ0\Delta_{0} be a t-\partial-compressing disk for A0B1A_{0}\cap B_{1} and α0=Δ0A0\alpha_{0}=\Delta_{0}\cap A_{0} and β0=Δ0S\beta_{0}=\Delta_{0}\cap S. By a t-\partial-compression along Δ0\Delta_{0}, a neighborhood of α0\alpha_{0} is pushed along Δ0\Delta_{0} into B2B_{2} and thus a band b1b_{1} is created in B2B_{2}. Let A1A_{1} denote the resulting annulus bounded by LL. Let U1U_{1} be a dual disk for Δ0\Delta_{0}, that is, a disk such that an isotopy of Type A along U1U_{1} recovers a surface isotopic to A0A_{0}. For the next step, let 𝒰1=U1\mathcal{U}_{1}=U_{1}.

Let Δ1\Delta_{1} be a t-\partial-compressing disk for A1B1A_{1}\cap B_{1} and α1=Δ1A1\alpha_{1}=\Delta_{1}\cap A_{1} and β1=Δ1S\beta_{1}=\Delta_{1}\cap S. After a t-\partial-compression along Δ1\Delta_{1}, a band b2b_{2} is created in B2B_{2}. Let A2A_{2} denote the resulting annulus bounded by LL. There are three cases to consider.

Case 11. β1\beta_{1} intersects the arc 𝒰1S\mathcal{U}_{1}\cap S more than once.

The band b2b_{2} cuts off small disks U2,1,U2,2,,U2,k2U_{2,1},U_{2,2},\ldots,U_{2,k_{2}} from 𝒰1\mathcal{U}_{1}, which are mutually parallel along the band. We designate any one among the small disks, say U2,1U_{2,1}, as the dual disk U2U_{2}. Let 2=j=2k2U2,j\mathcal{R}_{2}=\bigcup^{k_{2}}_{j=2}U_{2,j} be the union of others.

Case 22. β1\beta_{1} intersects 𝒰1S\mathcal{U}_{1}\cap S once.

We take the subdisk that b2b_{2} cuts off from 𝒰1\mathcal{U}_{1} as the dual disk U2U_{2}, and let 2=\mathcal{R}_{2}=\emptyset in this case.

Case 33. β1\beta_{1} does not intersect 𝒰1S\mathcal{U}_{1}\cap S.

We take a dual disk U2U_{2} freely, and let 2=\mathcal{R}_{2}=\emptyset in this case.

In any case, let 𝒰2=𝒰1U2int2\mathcal{U}_{2}=\mathcal{U}_{1}\cup U_{2}-\mathrm{int}\,\mathcal{R}_{2}.

In general, assume that AiA_{i} and 𝒰i\mathcal{U}_{i} are defined. Let Δi\Delta_{i} be a t-\partial-compressing disk for AiB1A_{i}\cap B_{1} and αi=ΔiAi\alpha_{i}=\Delta_{i}\cap A_{i} and βi=ΔiS\beta_{i}=\Delta_{i}\cap S. After a t-\partial-compression along Δi\Delta_{i}, a band bi+1b_{i+1} is created in B2B_{2}. Let Ai+1A_{i+1} denote the resulting annulus bounded by LL.

Case a. βi\beta_{i} intersects the collection of arcs 𝒰iS\mathcal{U}_{i}\cap S more than once.

The band bi+1b_{i+1} cuts off small disks Ui+1,1,Ui+1,2,,Ui+1,ki+1U_{i+1,1},U_{i+1,2},\ldots,U_{i+1,k_{i+1}} from 𝒰i\mathcal{U}_{i}, which are mutually parallel along the band. We designate any one among the small disks, say Ui+1,1U_{i+1,1}, as the dual disk Ui+1U_{i+1}. Let i+1=j=2ki+1Ui+1,j\mathcal{R}_{i+1}=\bigcup^{k_{i+1}}_{j=2}U_{i+1,j} be the union of others.

Case b. βi\beta_{i} intersects 𝒰iS\mathcal{U}_{i}\cap S once.

We take the subdisk that bi+1b_{i+1} cuts off from 𝒰i\mathcal{U}_{i} as the dual disk Ui+1U_{i+1}, and let i+1=\mathcal{R}_{i+1}=\emptyset in this case.

Case c. βi\beta_{i} does not intersect 𝒰iS\mathcal{U}_{i}\cap S.

We take a dual disk Ui+1U_{i+1} freely, and let i+1=\mathcal{R}_{i+1}=\emptyset in this case.

In any case, let 𝒰i+1=𝒰iUi+1inti+1\mathcal{U}_{i+1}=\mathcal{U}_{i}\cup U_{i+1}-\mathrm{int}\,\mathcal{R}_{i+1}.

Later, we do isotopy of Type A, dual to the t-\partial-compression, in reverse order along Ui+1,Ui,,U1U_{i+1},U_{i},\ldots,U_{1}. Let us call it dual operation for our convenience.. Let bi+1b_{i+1} be the band mentioned above, cutting off Ui+1,1,Ui+1,2,,Ui+1,ki+1U_{i+1,1},U_{i+1,2},\ldots,U_{i+1,k_{i+1}} from 𝒰i\mathcal{U}_{i} (in Case a). When the dual operation along Ui+1U_{i+1} is done, we modify every UjU_{j} and 𝒰j\mathcal{U}_{j} (jij\leq i) containing any Ui+1,sU_{i+1,s} (s>1)s>1) of i+1\mathcal{R}_{i+1}, by replacing each Ui+1,sU_{i+1,s} (s>1s>1) with the union of a subband of bi+1b_{i+1} between Ui+1,sU_{i+1,s} and Ui+1U_{i+1}(=Ui+1,1=U_{i+1,1}) and a copy of Ui+1U_{i+1}, and doing a slight isotopy. We remark that, although it is not illustrated in Figure 5, some UjU_{j}’s and 𝒰j\mathcal{U}_{j}’s temporarily become immersed when the subband passes through some removed region, say Ur,sU_{r,s} (s>1s>1). But the Ur,sU_{r,s} (s>1s>1) is also modified as we proceed the dual operations, and the UjU_{j}’s and 𝒰j\mathcal{U}_{j}’s again become embedded. (In Figure 5 and Figure 6, the dual operation along Ui+1U_{i+1} is done, and the dual operation along UiU_{i} is not done yet.) Actually, before the sequence of dual operations, UjU_{j}’s and 𝒰j\mathcal{U}_{j}’s (jkj\leq k) are modified in advance so that 𝒰k\mathcal{U}_{k} is disjoint from the union of certain band bk+1b_{k+1} and a disk ClC_{l} (which will be explained later). See Figure 6.

Refer to caption
Figure 5. Modifying UjU_{j}’s and 𝒰j\mathcal{U}_{j}’s (jij\leq i) containing any Ui+1,sU_{i+1,s} (s>1s>1), after the dual operation along Ui+1U_{i+1} and before the dual operation along UiU_{i}.
Refer to caption
Figure 6. Making 𝒰k\mathcal{U}_{k} to be disjoint from bk+1Clb_{k+1}\cup C_{l}.

The t-\partial-compressing disk Δi\Delta_{i} is taken to be disjoint from two copies of Δj\Delta_{j} (j<ij<i). Moreover, for every ii we can draw αi\alpha_{i} on AA(=A0=A_{0}). Since the t-\partial-compression along Δi\Delta_{i} is equivalent to cutting along αi\alpha_{i} and the sequence Δ0,Δ1,,Δs\Delta_{0},\Delta_{1},\ldots,\Delta_{s} is maximal, every cj=Cjc_{j}=\partial C_{j} is incident to some αi\alpha_{i}.

Claim 3.

For each cjc_{j}, there exists an αi\alpha_{i} such that αi\alpha_{i} connects cjc_{j} to other component of ASA\cap S.

Proof.

Suppose that there exists a cjc_{j} which is not connected to other component of ASA\cap S. That is, for such cjc_{j}, every αi\alpha_{i} incident to cjc_{j} connects cjc_{j} to itself. Then after a maximal sequence of t-\partial-compressions on AA, some non-disk components will remain. This contradicts Lemma 2.1. ∎

Let kk be the smallest index such that αk\alpha_{k} connects some cjc_{j}, say clc_{l}, to other component (other cjc_{j} or DiSD_{i}\cap S). If k=0k=0, then by a t-\partial-compression along Δ0\Delta_{0}, either ClC_{l} and other CjC_{j} are merged into one properly embedded disk, or ClC_{l} and a bridge disk are merged into a new bridge disk. This contradicts the minimality of mm. So we assume that k1k\geq 1.

Suppose that we performed t-\partial-compressions along Δ0,Δ1,,Δk\Delta_{0},\Delta_{1},\ldots,\Delta_{k}. Consider the small disks that the band bk+1b_{k+1} cuts off from 𝒰k\mathcal{U}_{k}. They are parallel along bk+1b_{k+1}. We replace the small disks one by one, the nearest one to ClC_{l} first, so that 𝒰k\mathcal{U}_{k} is disjoint from bk+1Clb_{k+1}\cup C_{l}. Let Δ\Delta be the small disk nearest to ClC_{l}. Let Δ\Delta^{\prime} be the union of a subband of bk+1b_{k+1} and ClC_{l} that Δbk+1\Delta\cap b_{k+1} cuts off from bk+1Clb_{k+1}\cup C_{l}. For every UjU_{j} and 𝒰j\mathcal{U}_{j} (jkj\leq k) containing Δ\Delta, we replace Δ\Delta with Δ\Delta^{\prime}. Then again let Δ\Delta be the (next) small disk nearest to ClC_{l} and we repeat the above operation until 𝒰k\mathcal{U}_{k} is disjoint from bk+1Clb_{k+1}\cup C_{l}.

Now we do the dual operation on AkA_{k} in reverse order along Uk,Uk1,,U1U_{k},U_{k-1},\ldots,U_{1}. Let Ai1A^{\prime}_{i-1} (i=1,,ki=1,\ldots,k) be the resulting annulus after the dual operation along UiU_{i}. The shape of the dual disk UkU_{k} is possibly changed but the number of circle components and arc components of Ak1SA^{\prime}_{k-1}\cap S is same with those of Ak1SA_{k-1}\cap S. After the dual operation along UkU_{k}, it is necessary to modify some UjU_{j}’s and 𝒰j\mathcal{U}_{j}’s (jk1j\leq k-1) further as in Figure 6 so that Uk1U_{k-1} is disjoint from bk+1Clb_{k+1}\cup C_{l}. In this way, we do the sequence of dual operations, and the number of circle components of A0SA^{\prime}_{0}\cap S is also mm. Then because bk+1b_{k+1} is disjoint from U1,,UkU_{1},\ldots,U_{k}, we can do the t-\partial-compression of A0A^{\prime}_{0} along Δk\Delta_{k} first and the number mm of properly embedded disks CjC_{j} is reduced, contrary to our assumption.

We have shown the following claim.

Claim 4.

AB2A\cap B_{2} consists of bridge disks.

6. Proof of Theorem 1.1: Finding a cancelling pair

By Claim 4, AB2A\cap B_{2} consists of bridge disks. Let d0,,dk1d_{0},\ldots,d_{k-1} and e0,,el1e_{0},\ldots,e_{l-1} be bridges of K1B2K_{1}\cap B_{2} and K2B2K_{2}\cap B_{2} respectively that are indexed consecutively along each component. Let DiAB2D_{i}\subset A\cap B_{2} (i=0,,k1i=0,\ldots,k-1) be the bridge disk for did_{i} and si=DiSs_{i}=D_{i}\cap S, and let EjAB2E_{j}\subset A\cap B_{2} (j=0,,l1j=0,\ldots,l-1) be the bridge disk for eje_{j} and tj=EjSt_{j}=E_{j}\cap S. Let =R1Rk+l\mathcal{R}=R_{1}\cup\cdots\cup R_{k+l} be a complete bridge disk system for LB1L\cap B_{1} and let F=AB1F=A\cap B_{1}. We consider F\mathcal{R}\cap F except for the bridges LB1L\cap B_{1}.

If there is an inessential circle component of F\mathcal{R}\cap F in FF, it can be removed by standard innermost disk argument. If there is an essential circle component of F\mathcal{R}\cap F in FF, then LL would be the unlink as in Case 11 of the proof of Claim 1. So we assume that there is no circle component of F\mathcal{R}\cap F. If there is an inessential arc component of F\mathcal{R}\cap F in FF with both endpoints on the same sis_{i} (or tjt_{j}), then the arc can be removed by standard outermost disk argument. So we assume that there is no arc component of F\mathcal{R}\cap F with both endpoints on the same sis_{i} (or tjt_{j}).

If F=\mathcal{R}\cap F=\emptyset, we easily get a cancelling pair, say (Rm,Di)(R_{m},D_{i}) or (Rm,Ej)(R_{m},E_{j}), so we assume that F\mathcal{R}\cap F\neq\emptyset. Let α\alpha denote an arc of F\mathcal{R}\cap F which is outermost in some RmR_{m} and let Δ\Delta denote the outermost disk that α\alpha cuts off from RmR_{m}. Applying Lemma 3.1, α\alpha is not b-parallel. Suppose that one endpoint of α\alpha is in, say si1s_{i_{1}}, and the other is in si2s_{i_{2}} with the cyclic distance d(i1,i2)=min{|i1i2|,|k(i1i2)|}d(i_{1},i_{2})=\textrm{min}\{|i_{1}-i_{2}|,|k-(i_{1}-i_{2})|\} greater than 11. Then after the t-\partial-compression along Δ\Delta, we get a subdisk of AA satisfying the assumption of Lemma 3.2, hence LL is perturbed. So without loss of generality, we assume that one endpoint of α\alpha is in s0s_{0} and the other is in t0t_{0}.

Let A1A_{1} be the annulus obtained from AA by the t-\partial-compression along Δ\Delta and F1=A1B1F_{1}=A_{1}\cap B_{1}. The bridge disks D0D_{0} and E0E_{0} are connected by a band, and let P1P_{1} be the resulting rectangle with four edges d0,e0d_{0},e_{0}, and two arcs in SS, say p1,p2p_{1},p_{2}. Let α1\alpha_{1} denote an arc of F1\mathcal{R}\cap F_{1} which is outermost in some RmR_{m} and let Δ1\Delta_{1} denote the outermost disk cut off by α1\alpha_{1}. If at least one endpoint of α1\alpha_{1} is contained in p1p_{1} or p2p_{2}, or one endpoint of α1\alpha_{1} is in si1s_{i_{1}}(tj1t_{j_{1}} respectively) and the other is in si2s_{i_{2}}(tj2t_{j_{2}} respectively), then similarly as above,

  • either α1\alpha_{1} is inessential with both endpoints on the same component of F1SF_{1}\cap S, or

  • α1\alpha_{1} is b-parallel, or

  • Lemma 3.2 can be applied.

Hence we may assume that one endpoint of α1\alpha_{1} is in sis_{i} (i0i\neq 0) and the other is in tjt_{j} (j0j\neq 0). After the t-\partial-compression along Δ1\Delta_{1}, DiD_{i} and EjE_{j} are merged into a rectangle. Arguing in this way, each DiD_{i} (i=0,,k1i=0,\ldots,k-1) is merged with some EjE_{j} because of the fact that si=\mathcal{R}\cap s_{i}=\emptyset gives us a cancelling pair. Moreover, we see that k=lk=l. After kk successive t-\partial-compressions on AA, the new annulus AA^{\prime} intersects B1B_{1} and B2B_{2} alternately, in rectangles.

Note that b(L)=2b(K)b(L)=2b(K) and LL is in 2k2k-bridge position. Since LL is in non-minimal bridge position, k>b(K)k>b(K). So by the assumption of the theorem, the bridge position of KiK_{i} (i=1,2i=1,2) is perturbed. Let (D,E)(D,E) be a cancelling pair for K1K_{1} with DB1D\subset B_{1} and EB2E\subset B_{2}. However, DD and EE may intersect K2K_{2}. Let PiP_{i} and Pi+1P_{i+1} be any adjacent rectangles of AA^{\prime} in B1B_{1} and B2B_{2} respectively. We remove any unnecessary intersection of DPiD\cap P_{i} and EPi+1E\cap P_{i+1}, the nearest one to K2K_{2} first, by isotopies along subdisks of PiP_{i} and Pi+1P_{i+1} respectively. See Figure 77 for an example. Then (D,E)(D,E) becomes a cancelling pair for the bridge position of LL as desired.

Refer to caption
Figure 7. Isotoping DD and EE.

Acknowledgments.

The author was supported by the Basic Science Research Program through the National Research Foundation of Korea (NRF) funded by the Ministry of Education (2018R1D1A1A09081849).

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