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Multi-Rees Algebras of Strongly Stable Ideals

Selvi Kara Department of Mathematics, University of Utah, 155 1400 E, Salt Lake City, UT 84112 [email protected] Kuei-Nuan Lin Department of Mathematics, Penn State University, Greater Allegheny campus
4000 University Dr, McKeesport, PA 15132, USA
[email protected]
 and  Gabriel Sosa Castillo Department of Mathematics, Colgate University, 3 Oak Drive Hamilton, NY 13346, USA [email protected]
Abstract.

We prove that the multi-Rees algebra (I1Ir)\mathcal{R}(I_{1}\oplus\cdots\oplus I_{r}) of a collection of strongly stable ideals I1,,IrI_{1},\ldots,I_{r} is of fiber type. In particular, we provide a Gröbner basis for its defining ideal as a union of a Gröbner basis for its special fiber and binomial syzygies. We also study the Koszulness of (I1Ir)\mathcal{R}(I_{1}\oplus\cdots\oplus I_{r}) based on parameters associated to the collection. Furthermore, we establish a quadratic Gröbner basis of the defining ideal of (I1I2)\mathcal{R}(I_{1}\oplus I_{2}) where each of the strongly stable ideals has two quadric Borel generators. As a consequence, we conclude that this multi-Rees algebra is Koszul.

Key words and phrases:
Rees algebra, special fiber ring, toric ring, Koszul algebra, Gröbner basis, strongly stable ideals, fiber graph
2020 Mathematics Subject Classification. Primary 13A30, 13P10; Secondary 05E40, 13C05, 13F55, 05C20

Introduction

Rees algebras are central and important objects in commutative algebra and algebraic geometry (see [24]) with numerous appearances in various other fields including elimination theory, geometric modeling and chemical reaction networks (see [5], [8] and [9]). From a geometrical point of view, the Rees algebra (I)\mathcal{R}(I) of an ideal II in a polynomial ring S=𝕂[x1,,xn]S=\mathbb{K}[x_{1},\ldots,x_{n}] is the homogeneous coordinate ring of two fundamental objects: the blowup of a projective space along the subscheme defined by II and the graph of a rational map between projective spaces defined by the generators of II. Naturally, the multi-Rees algebra of a collection of ideals I1,,IrI_{1},\ldots,I_{r} of SS is the homogeneous coordinate ring of the blowup along the subschemes defined by the ideals. The multi-Rees algebra of I1,,IrI_{1},\ldots,I_{r} is also the Rees algebra of the module I1IrI_{1}\oplus\cdots\oplus I_{r} and it is defined as the multigraded SS-algebra:

(I1Ir)=(a1,,ar)0nI1a1Irart1a1trarS[t1,,tr]\mathcal{R}(I_{1}\oplus\cdots\oplus I_{r})=\bigoplus_{(a_{1},\ldots,a_{r})\in\mathbb{Z}_{\geq 0}^{n}}I_{1}^{a_{1}}\cdots I_{r}^{a_{r}}t_{1}^{a_{1}}\cdots t_{r}^{a_{r}}\subseteq S[t_{1},\ldots,t_{r}]

for auxiliary variables t1,,trt_{1},\ldots,t_{r}. A related object is the special fiber ring which is associated to the image of the blowup map. We denote the special fiber ring by (I1Ir)\mathcal{F}(I_{1}\oplus\cdots\oplus I_{r}) and it is equal to (I1Ir)S𝕂\mathcal{R}(I_{1}\oplus\cdots\oplus I_{r})\otimes_{S}\mathbb{K}.

A fundamental problem in the study of Rees and multi-Rees algebras is finding the implicit equations of the defining ideals \mathcal{L} and 𝒦\mathcal{K} of the multi-Rees algebra and its special fiber, respectively, such that (I1Ir)S[T1,,TN]/\mathcal{R}(I_{1}\oplus\cdots\oplus I_{r})\cong S[T_{1},\ldots,T_{N}]/\mathcal{L} and (I1Ir)𝕂[T1,,TN]/𝒦\mathcal{F}(I_{1}\oplus\cdots\oplus I_{r})\cong\mathbb{K}[T_{1},\ldots,T_{N}]/\mathcal{K} where NN is the total number of minimal generators of I1,,IrI_{1},\ldots,I_{r}. This challenging problem has been studied extensively for Rees algebras (r=1r=1), however, it is still open for many classes of ideals. In recent years, there has been some progress toward addressing this problem for the multi-Rees algebras [12, 19, 20, 22] albeit the increased complexity of this setting. In the light of all the established cases, a complete solution can be provided if the ideals in question have specific structures.

In this paper, we study the multi-Rees algebras of strongly stable ideals (also called Borel ideals in literature). These ideals are of special importance in computational commutative algebra due to their nice combinatorial structure; in characteristic zero, these ideals coincide with Borel-fixed ideals and they occur as generic initial ideals ([1], [15]).

In addition to finding defining equations of the multi-Rees algebras of strongly stable ideals and their special fiber rings, we are interested in detecting when these algebras are Koszul. An arbitrary graded ring RR over a field R0=𝕂R_{0}=\mathbb{K} is Koszul if the residue field R/R+𝕂R/R_{+}\cong\mathbb{K} has a linear resolution over RR. A common approach to prove an algebra RR is Koszul is to show that it is GG-quadratic, that is, RS/JR\cong S/J is the quotient of a polynomial ring SS by an ideal JSJ\subset S such that JJ has a Gröbner basis of quadrics with respect to some monomial order (see [13, Theorem 6.7], [14]). Many of the classically studied rings in commutative algebra and algebraic geometry are Koszul and these algebras have good homological features; as the authors of [7] put “a homological life is worth living in a Koszul algebra.” It is well-known that Koszulness of (I)\mathcal{R}(I) implies that II has linear powers, i.e., every power of II has a linear resolution [3, Corollary 3.6]. The multigraded version of this result is proved by Bruns and Conca in [4, Theorem 3.4]; when (I1Ir)\mathcal{R}(I_{1}\oplus\cdots\oplus I_{r}) is Koszul, then products of I1,,IrI_{1},\ldots,I_{r} have linear resolutions.

Both problems of interest, implicit equations for the defining ideals and Koszulness, can be answered simultaneously by identifying an explicit quadric Gröbner basis for the defining ideal of the multi-Rees algebra or its special fiber ring. However, it is difficult to find such Gröbner basis in general. One of the earlier works on the multi-Rees algebras of strongly stable ideals addressing both problems is due to Lin and Polini [20] in which they consider powers of maximal ideals. In particular, they provide quadric Gröbner bases of \mathcal{L} and 𝒦\mathcal{K} in [20, Theorem 2.4] and further show that the associated multi-Rees algebra and its special fiber ring are both Koszul domain. Their work is extended to a more general class of principal strongly stable ideals by Sosa in [22, Theorem 2.2].

A closer look into the literature on the Rees algebras of strongly stable ideals suggest a systematic approach for the multi-Rees setting. Namely, one can study the multi-Rees algebras of strongly stable ideals I1,,IrI_{1},\ldots,I_{r} by considering three parameters: the number of ideals rr, the number of Borel generators of each ideal, and the degrees of Borel generators. Note that when the first parameter rr is equal to one, the objects are the Rees algebras of strongly stable ideals and the Koszulness of these objects are studied by controlling the remaining two parameters. Authors of [4], [10], and [11] investigate the Koszulness of the Rees algebras of strongly stable ideals (see Section 4 for details).

In the investigation of quadric Gröbner bases of \mathcal{L} and 𝒦\mathcal{K} in the multi-Rees setting, it is reasonable to start by considering classes of ideals whose Rees algebras or special fiber rings are GG-quadratic. Emergence of this natural approach can be observed in [4]. In one such instance, based on De Negri’s result on the Koszulness of (I)\mathcal{F}(I) for a principal strongly stable ideal II from [10], Bruns and Conca suggest that it is “very likely” that (I1Ir)\mathcal{F}(I_{1}\oplus\cdots\oplus I_{r}) is defined by a Gröbner basis of quadrics when each IiI_{i} is principal strongly stable (see [4, Page 3]). Very recently, DiPasquale and Jabbar Nezhad confirm an extended version of Bruns and Conca’s suggestion for (I1Ir)\mathcal{R}(I_{1}\oplus\cdots\oplus I_{r}) when each IiI_{i} is principal strongly stable [12, Corollary 6.4].

In the study of Rees algebras of strongly stable ideals, it is possible to deduce the Koszulness of the Rees algebra from its special fiber thanks to a result of Herzog, Hibi and Vladoiu [18, Theorem 5.1] which states that (I)\mathcal{R}(I) is of fiber type for a strongly stable ideal II. The multi-Rees version of Herzog, Hibi and Vladoiu’s result would be quite useful in the multi-Rees world. We generalize their result to the multi-Rees algebra case and show that the multi-Rees algebra of strongly stable ideals is of fiber type, that is, the ideal S[T1,,TN]\mathcal{L}\subseteq S[T_{1},\ldots,T_{N}] is generated by linear relations in T1,,TNT_{1},\ldots,T_{N} variables and the generators of 𝒦\mathcal{K}. In particular, we prove that a Gröbner basis of \mathcal{L} is the union of a Gröbner basis of 𝒦\mathcal{K} and a set of quadric binomials associated to first syzygies of I1IrI_{1}\oplus\cdots\oplus I_{r} (see Theorem 3.2). It is worth pointing that we allow ideals I1,,IrI_{1},\ldots,I_{r} to be generated in different degrees while each Borel generator of IiI_{i} is of the same degree for i{1,,r}i\in\{1,\ldots,r\}. An immediate application of Theorem 3.2 is that the multi-Rees algebra of strongly stable ideals is GG-quadratic whenever its special fiber ring is. Therefore, Koszulness of the multi-Rees algebra of strongly stable ideals can be obtained from that of its special fiber ring.

In the late nineties, Conca and De Negri produce examples of strongly stable ideals indicating that the Rees algebras of strongly stable ideals with more than two Borel generators are not necessarily Koszul (see [4, Example 1.3]). Following their footsteps, we provide a collection of examples of strongly stable ideals whose multi-Rees algebras are not Koszul (see Section 4). Hence, if (I1Ir)\mathcal{R}(I_{1}\oplus\cdots\oplus I_{r}) is always Koszul, for a fixed arrangement of the three sets of parameters introduced earlier, (i.e. number of ideals, number of Borel generators of each ideal and degree of each Borel generator), we identify all possible values of the parameters in the arrangement (see Proposition 4.4).

In [11, Question 6.4], the authors conclude their paper with a question asking whether the multi-Rees algebra of strongly stable ideals I1,,IrI_{1},\ldots,I_{r} is Koszul where each IiI_{i} has either one or two Borel generators. In this case, by Proposition 4.4, at most two of the ideals have two Borel generators. Furthermore, if exactly two of the ideals have two Borel generators then these generators must be quadric or cubic. In the second half of the paper, we focus on the multi-Rees algebra of strongly stable ideals I1I_{1} and I2I_{2} with two quadric Borel generators. In particular, we prove in Section 6 that (I1I2)\mathcal{F}(I_{1}\oplus I_{2}) has a quadric Gröbner basis. We achieve it by obtaining an explicit quadric Gröbner basis for the toric ideal of the special fiber ring with respect to head and tail order (see Theorem 6.11). Hence Koszulness of (I1I2)\mathcal{R}(I_{1}\oplus I_{2}) follows from Theorem 3.2.

Our paper is structured as follows. In Section 1, we collect the necessary terminology to be used throughout the paper. In Section 2, we introduce directed graph of a monomial and use these objects to determine when a given collection of binomials (with a marked term) form a Gröbner basis (see Theorem 2.5). We prove our first main result, Theorem 3.2, in Section 3. In Section 4, we investigate Koszulness of multi-Rees algebras of strongly stable ideals through examples and identify large classes of ideals whose multi-Rees algebras are not necessarily Koszul, and present our second main result, Proposition 4.4. In Sections 5 and 6, we study multi-Rees algebras of strongly stable ideals with two quadratic Borel generators. In particular, we prove our third main result, Theorem 6.11, and its corollary, Corollary 6.21, in Section 6.

Acknowledgements

The authors sincerely thank the reviewers for their helpful and constructive suggestions which improved the presentation of the manuscript immensely. The first named author was partially supported by the University of South Alabama Arts and Sciences Support and Development Award. Thanks to this award, part of this work was done while the second author visited the University of South Alabama. The second author thanks the Department of Mathematics and Statistics for their hospitality. Many of the computations related to this paper was done using Macaulay2 [16].

1. Preliminaries

Let S=𝕂[x1,,xn]S={\mathbb{K}}[x_{1},\ldots,x_{n}] be the polynomial ring in nn variables over a field 𝕂{\mathbb{K}} and suppose SS is equipped with the standard grading as a 𝕂{\mathbb{K}}-algebra. Recall that the graded reverse lexicographic order on SS is defined as the follows: for any 𝐱A,𝐱BS\mathbf{x}^{A},\mathbf{x}^{B}\in S such that A,B({0})nA,B\in(\mathbb{N}\cup\{0\})^{n}, we say 𝐱A>𝐱B\mathbf{x}^{A}>\mathbf{x}^{B} when if either degree(𝐱A)>degree(xB)\mathrm{degree}(\mathbf{x}^{A})>\mathrm{degree}(\mathrm{x}^{B}) or degree(𝐱A)=degree(xB)\mathrm{degree}(\mathbf{x}^{A})=\mathrm{degree}(\mathrm{x}^{B}) and the last non-zero entry of the vector of integers ABA-B is negative.

Definition 1.1.
  1. (a)

    Let rlex\succ_{rlex} denote the graded reverse lexicographic order with the variable order x1>x2>>xnx_{1}>x_{2}>\cdots>x_{n} on SS. We write [n]={1,,n}[n]=\{1,\ldots,n\}.

  2. (b)

    A monomial ideal ISI\subseteq S is called strongly stable if for each monomial mIm\in I, we have xjmxiIx_{j}\frac{m}{x_{i}}\in I whenever xix_{i} divides mm and j<ij<i.

  3. (c)

    Fix a monomial mSm\in S, and suppose that xix_{i} divides m.m. Then for any j<ij<i, the monomial m=xjmxim^{\prime}=x_{j}\frac{m}{x_{i}} is called a one step strongly stable reduction of mm.

  4. (d)

    Fix a degree d.d. Then one can define a partial order <<, called the strongly stable order, on the degree dd monomials of SS by setting m<mm^{\prime}<m whenever mm^{\prime} can be obtained from mm by a sequence of one step strongly stable reductions. In this case, we say mm^{\prime} comes before mm in the strongly stable order.

  5. (e)

    Let ={m1,,mk}\mathcal{M}=\{m_{1},\ldots,m_{k}\} be a collection of degree dd monomials. Then the smallest strongly stable ideal containing \mathcal{M} is called the strongly stable ideal generated by \mathcal{M} and denoted by (){\mathcal{B}}(\mathcal{M}). If I=()I={\mathcal{B}}(\mathcal{M}), the set \mathcal{M} is called a strongly stable generating set for II. The strongly stable ideal II has a unique minimal strongly stable generating set corresponding to the latest monomial generators in the strongly stable order and these monomials are called its strongly stable generators or Borel generators. For the remainder of the paper, we shall use the term Borel generators. If I=(m)I={\mathcal{B}}(m) has only one Borel generator, we say II is a prinpical strongly stable ideal.

Remark 1.2.

Strongly stable ideals are Borel-fixed (i.e., fixed under the action of the Borel subgroup). In characteristic zero, the notion of strongly stable coincide with Borel-fixed.

In this paper, our main objects are the multi-Rees algebras of strongly stable ideals. We recall the definition of a multi-Rees algebra and its special fiber ring below.

Definition 1.3.

Let I1,,IrI_{1},\dots,I_{r} be a collection of ideals in SS. The multi-Rees algebra of I1,,IrI_{1},\dots,I_{r} is the multi-graded SS-algebra

(I1Ir)=(a1,,ar)0nI1a1Irart1a1trarS[t1,,tr]\mathcal{R}(I_{1}\oplus\dots\oplus I_{r})=\bigoplus_{(a_{1},\ldots,a_{r})\in\mathbb{Z}_{\geq 0}^{n}}I_{1}^{a_{1}}\cdots I_{r}^{a_{r}}t_{1}^{a_{1}}\cdots t_{r}^{a_{r}}\subseteq S[t_{1},\ldots,t_{r}]

where t1,,trt_{1},\ldots,t_{r} are indeterminates over SS. In particular, in the case r=1r=1, it is the classical Rees algebra of an ideal II. The multi-Rees algebra (I1Ir)\mathcal{R}(I_{1}\oplus\dots\oplus I_{r}) is also the Rees algebra of the module I1IrI_{1}\oplus\cdots\oplus I_{r}. The special fiber ring of I1,,IrI_{1},\dots,I_{r} is defined as

(I1Ir)=(I1Ir)S𝕂\mathcal{F}(I_{1}\oplus\dots\oplus I_{r})=\mathcal{R}(I_{1}\oplus\dots\oplus I_{r})\otimes_{S}{\mathbb{K}}

where we regard 𝕂{\mathbb{K}} as an SS-algebra via 𝕂S/x1,,xn{\mathbb{K}}\cong S/\langle x_{1},\dots,x_{n}\rangle.

Let IiI_{i} be a monomial ideal and {ui,j:1jsi}\{u_{i,j}:1\leq j\leq s_{i}\} be the minimal generating set of IiI_{i} for each i[r]i\in[r]. We can construct the presentation of (I1Ir)\mathcal{R}(I_{1}\oplus\dots\oplus I_{r}) as follows. Consider the SS-algebra homomorphism given by

φ:R=S[Ti,j:1ir,1jsi]\displaystyle\varphi:R=S[T_{i,j}~{}:~{}1\leq i\leq r,1\leq j\leq s_{i}] S[t1,,tr]\displaystyle\longrightarrow S[t_{1},\dots,t_{r}]
Ti,j\displaystyle T_{i,j} ui,jti\displaystyle\longmapsto u_{i,j}t_{i}

and extended algebraically. The ideal =ker(φ)\mathcal{L}=\ker(\varphi) is called the defining ideal of the multi-Rees algebra and the minimal generators of \mathcal{L} are called the defining equations of (I1Ir)\mathcal{R}(I_{1}\oplus\dots\oplus I_{r}). The multi-Rees algebra of I1,,IrI_{1},\ldots,I_{r} is the quotient

(I1Ir)=S[Ti,j:1ir,1jsi]/ker(φ)Imφ.\mathcal{R}(I_{1}\oplus\dots\oplus I_{r})=S[T_{i,j}~{}:~{}1\leq i\leq r,1\leq j\leq s_{i}]/\ker(\varphi)\cong\operatorname{Im}\varphi.

The map φ\varphi induces a surjective 𝕂{\mathbb{K}}-algebra homomorphism φ\varphi^{\prime} such that

φ:R=𝕂[Ti,j:1ir,1jsi]\displaystyle\varphi^{\prime}:R^{\prime}={\mathbb{K}}[T_{i,j}~{}:~{}1\leq i\leq r,1\leq j\leq s_{i}] 𝕂[ui,jti:1ir,1jsi]\displaystyle\longrightarrow{\mathbb{K}}[u_{i,j}t_{i}~{}:~{}1\leq i\leq r,1\leq j\leq s_{i}]
Ti,j\displaystyle T_{i,j} ui,jti.\displaystyle\longmapsto u_{i,j}t_{i}.

The special fiber ring, (I1Ir)\mathcal{F}(I_{1}\oplus\dots\oplus I_{r}), is isomorphic to the image of φ\varphi^{\prime} and the ideal ker(φ)\ker(\varphi^{\prime}) is called the defining ideal of the special fiber ring. Note that (I1Ir)\mathcal{F}(I_{1}\oplus\dots\oplus I_{r}) is a toric ring because ker(φ)\ker(\varphi^{\prime}) is a toric ideal associated to the monomial map φ\varphi^{\prime}. We often use the notation T(I1Ir)T(I_{1}\oplus\dots\oplus I_{r}) to denote ker(φ)\ker(\varphi^{\prime}).

In what follows, we provide a quick overview of marked polynomials and Noetherian reductions in the context of Gröbner bases theory.

Definition 1.4.

A marked polynomial is a polynomial gSg\in S together with a “marked” initial term in(g)\text{in}(g), say g=cu¯+hg=c\underline{u}+h where uu is a monomial with c𝕂c\in{\mathbb{K}}^{*} and hh is a polynomial such that usupp(h)u\notin\operatorname{supp}(h) and in(g)=u\text{in}(g)=u. Note that any of the terms appearing in gg can be chosen as in(g)\text{in}(g).

Let 𝒢={gi=ciui¯+hi:1is}\mathcal{G}=\{g_{i}=c_{i}\underline{u_{i}}+h_{i}~{}:~{}1\leq i\leq s\} be a collection of marked polynomials. In the following two examples, we investigate the existence of a monomial order τ\tau such that 𝒢\mathcal{G} is marked coherently, namely, one has inτ(gi)=ui¯\operatorname{in}_{\tau}(g_{i})=\underline{u_{i}} for each gi𝒢g_{i}\in\mathcal{G}.

Example 1.5.

Consider the polynomials f=xy¯yzf=\underline{xy}-yz and g=z2¯+x2g=\underline{z^{2}}+x^{2} with the marked terms as the leading ones. If there exists a monomial order τ\tau such that inτ(f)=xy¯\operatorname{in}_{\tau}(f)=\underline{xy} and inτ(g)=z2¯\operatorname{in}_{\tau}(g)=\underline{z^{2}}, then yz<τxyyz<_{\tau}xy implies z<τxz<_{\tau}x, and x2<τz2x^{2}<_{\tau}z^{2} implies that x<τzx<_{\tau}z which is not possible. Hence, there is no such monomial order. In fact, for the marked initial terms, there is no monomial order that makes {f,g}\{f,g\} a Gröbner basis for f,g\langle f,g\rangle unless char(𝕂)2\text{char}(\mathbb{K})\neq 2.

Example 1.6.

Consider the ideal II generated by the 2×22\times 2 minors of the following matrix.

[x1x2x3x4x5x6]\left[\begin{array}[]{ccc}x_{1}&x_{2}&x_{3}\\ x_{4}&x_{5}&x_{6}\end{array}\right]

The ideal II is generated by f=x1x5¯x2x4f=\underline{x_{1}x_{5}}-x_{2}x_{4}, g=x2x6¯x3x5g=\underline{x_{2}x_{6}}-x_{3}x_{5} and h=x3x4¯x1x6h=\underline{x_{3}x_{4}}-x_{1}x_{6}. As in the previous example, there is no monomial order τ\tau such that inτ(f)=x1x5¯\operatorname{in}_{\tau}(f)=\underline{x_{1}x_{5}}, inτ(g)=x2x6¯,\operatorname{in}_{\tau}(g)=\underline{x_{2}x_{6}}, and inτ(h)=x3x4¯\operatorname{in}_{\tau}(h)=\underline{x_{3}x_{4}}. If such an order exists, then x2x4<τx1x5x_{2}x_{4}<_{\tau}x_{1}x_{5}, x3x5<τx2x6x_{3}x_{5}<_{\tau}x_{2}x_{6} and x1x6<τx3x4x_{1}x_{6}<_{\tau}x_{3}x_{4}. It implies that (x2x4)(x3x5)(x1x6)<τ(x1x5)(x2x6)(x3x4)(x_{2}x_{4})(x_{3}x_{5})(x_{1}x_{6})<_{\tau}(x_{1}x_{5})(x_{2}x_{6})(x_{3}x_{4}) which is not possible.

As we see from the above examples, given a small number of marked polynomials, it is rather straightforward to show there is no monomial order τ\tau such that marked terms are initial terms with respect to τ\tau. If there are more marked polynomials, it is more difficult to figure out whether 𝒢\mathcal{G} is marked coherently. Naturally, one might ask whether there is a way to determine when 𝒢\mathcal{G} is marked coherently. We could further question when 𝒢\mathcal{G} is a Gröbner basis for the ideal generated by the collection with respect to τ\tau. These questions are answered in [23] in terms of reduction relations. We conclude this section by collecting several necessary definitions and recalling the related answer from [23].

Definition 1.7.

Let 𝒢={g1,,gs}\mathcal{G}=\{g_{1},\dots,g_{s}\} be a collection of marked polynomials with initial terms {u1,,us}\{u_{1},\dots,u_{s}\} where in(gi)=ui\operatorname{in}(g_{i})=u_{i} for each ii. Let ff be a polynomial in SS. If there exists a monomial usupp(f)u\in\operatorname{supp}(f) such that uiu_{i} divides uu for some 1is1\leq i\leq s, let f:=fcuciuigi\displaystyle f^{\prime}:=f-\frac{cu}{c_{i}u_{i}}g_{i} where f=cu+hf=cu+h with c,ci𝕂c,c_{i}\in{\mathbb{K}}^{*}, coefficients of uu and uiu_{i}, such that usupp(h)u\notin\operatorname{supp}(h). We call the polynomial ff^{\prime} a one step reduction of ff with respect to 𝒢\mathcal{G}. We denote this reduction relation by f𝒢ff\longrightarrow_{\mathcal{G}}f^{\prime}.

A collection of marked polynomials 𝒢={g1,,gs}\mathcal{G}=\{g_{1},\dots,g_{s}\} is said to define a Noetherian reduction relation if the number of successive one step reductions of any polynomial is finite, i.e., for a polynomial ff and a chain of reduction relations f𝒢f𝒢𝒢f′′f\longrightarrow_{\mathcal{G}}f^{\prime}\longrightarrow_{\mathcal{G}}\cdots\longrightarrow_{\mathcal{G}}f^{\prime\prime}, there is no possible one step reduction of f′′f^{\prime\prime} with respect to 𝒢\mathcal{G}.

Theorem 1.8.

[23, Theorem 3.12] Given a collection of marked polynomials 𝒢={g1,,gs}\mathcal{G}=\{g_{1},\dots,g_{s}\}, there exists a monomial order, τ\tau, such that inτ(gi)=ui\operatorname{in}_{\tau}(g_{i})=u_{i} and 𝒢\mathcal{G} is a Gröbner basis for g1,,gs\langle g_{1},\dots,g_{s}\rangle with respect to τ\tau if and only if the reduction relation 𝒢\longrightarrow_{\mathcal{G}} is Noetherian.

2. Directed graphs of monomials via reductions

In this section, we consider collections of marked polynomials consisting exclusively of homogeneous binomials, i.e., 𝒢={g1,,gs}\mathcal{G}=\{g_{1},\dots,g_{s}\} such that gi=ui,1¯ui,2g_{i}=\underline{u_{i,1}}-u_{i,2} where ui,1u_{i,1} and ui,2u_{i,2} are both monomials for all ii. We first introduce a new notion called the directed graph of a monomial in SS and use its combinatorial structure to detect when 𝒢\mathcal{G} is a Gröbner basis with respect to some monomial order in Theorem 2.5.

Definition 2.1.

Let μ\mu be a monomial in SS and 𝒢={g1=u1,1¯u1,2,,gs=us,1¯us,2}\mathcal{G}=\{g_{1}=\underline{u_{1,1}}-u_{1,2},\dots,g_{s}=\underline{u_{s,1}}-u_{s,2}\} be a collection of marked binomials. The directed graph of μ\mu with respect to 𝒢,\mathcal{G}, denoted by Γμ(𝒢)\Gamma_{\mu}(\mathcal{G}), is defined as follows:

  • The vertices are the monomials that can be obtained from μ\mu by a sequence of one step reductions with respect to 𝒢\mathcal{G}.

  • For two vertices vv and ww, there is a directed edge from vv to ww if v𝒢wv\longrightarrow_{\mathcal{G}}w, i.e., ww is a one step reduction of vv with respect to 𝒢\mathcal{G}.

Example 2.2.

Consider the collection of marked polynomials 𝒢={x1x3¯x22,x1x2¯x32}\mathcal{G}=\{\underline{x_{1}x_{3}}-x_{2}^{2},\underline{x_{1}x_{2}}-x_{3}^{2}\} and the monomial x1x2x3x_{1}x_{2}x_{3}. Let g1=x1x3¯x22g_{1}=\underline{x_{1}x_{3}}-x_{2}^{2} and g2=x1x2¯x32g_{2}=\underline{x_{1}x_{2}}-x_{3}^{2}. Then the directed graph of x1x2x3x_{1}x_{2}x_{3} with respect to 𝒢\mathcal{G} is given below. Notice that this directed graph has two different sinks.

x1x2x3x_{1}x_{2}x_{3}x33x_{3}^{3}x23x_{2}^{3}

One can see that the marked monomials are the leading terms for the collection 𝒢\mathcal{G} with respect to the (degree) lexicographic order where x1>x2>x3x_{1}>x_{2}>x_{3}. However, 𝒢\mathcal{G} is not a Gröbner basis because the SS-polynomial of g1g_{1} and g2g_{2} given below

S(g1,g2)=x2g1x3g2=x33x23S(g_{1},g_{2})=x_{2}g_{1}-x_{3}g_{2}=x_{3}^{3}-x_{2}^{3}

has a non-zero remainder when divided by 𝒢\mathcal{G}.

Example 2.3.

Consider 𝒢={x1x4¯x2x5,x2x3¯x42}\mathcal{G}=\{\underline{x_{1}x_{4}}-x_{2}x_{5},\underline{x_{2}x_{3}}-x_{4}^{2}\} and the monomial x1x2x3x4x_{1}x_{2}x_{3}x_{4}. The directed graph of x1x2x3x4x_{1}x_{2}x_{3}x_{4} with respect to 𝒢\mathcal{G} is given as follows.

x1x2x3x4x_{1}x_{2}x_{3}x_{4}x1x43x_{1}x_{4}^{3}x22x3x5x_{2}^{2}x_{3}x_{5}x2x42x5x_{2}x_{4}^{2}x_{5}

Note that the directed graph possesses a unique sink and has no (directed) cycles. Additionally, observe that 𝒢\mathcal{G} is a Gröbner basis with respect to the monomial order rlex\succ_{rlex}.

Example 2.4.

Consider the monomial x1x3x5x6x_{1}x_{3}x_{5}x_{6} and 𝒢={x1x5¯x2x4,x2x6¯x3x5,x3x4¯x1x6}\mathcal{G}=\{\underline{x_{1}x_{5}}-x_{2}x_{4},\underline{x_{2}x_{6}}-x_{3}x_{5},\underline{x_{3}x_{4}}-x_{1}x_{6}\} from Example 1.6. Below is the directed graph of x1x3x5x6x_{1}x_{3}x_{5}x_{6} with respect to 𝒢\mathcal{G}.

x1x3x5x6x_{1}x_{3}x_{5}x_{6}x2x3x4x6x_{2}x_{3}x_{4}x_{6}x32x4x5x_{3}^{2}x_{4}x_{5}x1x2x62x_{1}x_{2}x_{6}^{2}

It is clear that the directed graph has no sinks and it has two cycles. Additionally, recall from Example 1.6 that 𝒢\mathcal{G} is not a Gröbner basis.

In the light of the previous examples, one can ask whether Γμ(𝒢)\Gamma_{\mu}(\mathcal{G}) possesses a unique sink and has no cycles if there exists a monomial order τ\tau such that the collection of marked binomials 𝒢\mathcal{G} is a Gröbner basis with respect to τ\tau and the initial terms are the marked monomials. In the next theorem, we answer this question and further show that the converse is true.

Theorem 2.5.

Let 𝒢={g1=u1,1¯u1,2,,gs=us,1¯us,2}\mathcal{G}=\{g_{1}=\underline{u_{1,1}}-u_{1,2},\dots,g_{s}=\underline{u_{s,1}}-u_{s,2}\} be a collection of marked binomials. For every monomial μ\mu in SS, the directed graph of μ\mu with respect to 𝒢\mathcal{G} possesses a unique sink and has no directed cycles if and only if there exists a monomial order τ\tau such that 𝒢\mathcal{G} is a Gröbner basis with the marked monomials as the initial terms.

Proof.

If there exists a monomial μS\mu\in S such that Γμ(𝒢)\Gamma_{\mu}(\mathcal{G}) has a cycle, then there is an infinite sequence of one step reductions with respect to 𝒢\mathcal{G} starting at μ\mu. Thus 𝒢\mathcal{G} fails to define a Noetherian reduction relation. It follows from Theorem 1.8 that there is no monomial order τ\tau such that 𝒢\mathcal{G} is a Gröbner basis with the marked monomials as the initial terms.

If there exists a monomial μS\mu\in S such that Γμ(𝒢)\Gamma_{\mu}(\mathcal{G}) has more than one sink, then division of μ\mu by 𝒢\mathcal{G} does not have a unique remainder since each sink is the remainder of μ\mu when it is divided by 𝒢\mathcal{G}. Thus, 𝒢\mathcal{G} can not be a Gröbner basis with respect to a monomial order τ\tau such that the marked monomials as the initial terms with respect to τ\tau. Therefore, it is necessary that the directed graph has a unique sink and no cycles for the existence of a monomial order τ\tau such that 𝒢\mathcal{G} is a Gröbner basis with leading terms as the marked monomials.

Suppose that Γμ(𝒢)\Gamma_{\mu}(\mathcal{G}) has a unique sink and no cycles for every monomial μ\mu in SS. Our goal is to prove that there exists a monomial order τ\tau such that 𝒢\mathcal{G} is a Gröbner basis with the marked monomials as the initial terms. It suffices to show that 𝒢\mathcal{G} defines a Noetherian reduction relation by Theorem 1.8. For this purpose, we define an invariant called the longest path length, denoted by max(μ)\ell_{\max}(\mu), where

max(μ)={the longest distance from μ to the unique sink in Γμ(𝒢)}.\ell_{\max}(\mu)=\{\text{the longest distance from }\mu\text{ to the unique sink in }\Gamma_{\mu}(\mathcal{G})\}.

The longest path length max(μ)\ell_{\max}(\mu) is well-defined because there can be only a finite number of directed paths starting at μ\mu and ending at the unique sink in Γμ(𝒢)\Gamma_{\mu}(\mathcal{G}). Additionally, the longest path length is a nonnegative integer, i.e., max(μ)0\ell_{\max}(\mu)\geq 0. We define a related invariant for a polynomial ff in SS and it is given by

max(f):=μsupp(f)max(μ).\displaystyle\ell_{\max}(f):=\sum_{\mu\in\text{supp}(f)}\ell_{\max}(\mu).

If ff has no one step reductions with respect to 𝒢\mathcal{G}, we can choose another polynomial in SS until that polynomial has a one step reduction. Without loss of generality, we may assume that there exists a polynomial ff^{\prime} such that f𝒢ff\longrightarrow_{\mathcal{G}}f^{\prime}. Then there exists a monomial vsupp(f)v\in\operatorname{supp}(f) such that ui,1u_{i,1} divides vv for some 1is1\leq i\leq s and

f=fcvvui,1gi=(fcvv)+cvvui,1ui,2f^{\prime}=f-\frac{c_{v}v}{u_{i,1}}g_{i}=(f-c_{v}v)+c_{v}\frac{v}{u_{i,1}}u_{i,2}

where f=cvv+hf=c_{v}v+h with cv𝕂c_{v}\in{\mathbb{K}}^{*} such that vsupp(h)v\notin\operatorname{supp}(h).

In order to prove 𝒢\mathcal{G} defines a Noetherian reduction relation, it suffices to show max(f)<max(f)\ell_{\max}(f^{\prime})<\ell_{\max}(f). Let v=vui,1ui,2\displaystyle v^{\prime}=\frac{v}{u_{i,1}}u_{i,2}. If vsupp(f)v^{\prime}\in\operatorname{supp}(f), then

max(f)(μsupp(f)max(μ))max(v)<μsupp(f)max(μ)=max(f).\ell_{\max}(f^{\prime})\leq\left(\sum_{\mu\in\operatorname{supp}(f)}\ell_{\max}(\mu)\right)-\ell_{\max}(v)<\sum_{\mu\in\operatorname{supp}(f)}\ell_{\max}(\mu)=\ell_{\max}(f).

The last inequality is due to the fact that max(v)>0\ell_{\max}(v)>0 because vv can not be the unique sink in Γv(𝒢)\Gamma_{v}(\mathcal{G}) as v𝒢v\displaystyle v\longrightarrow_{\mathcal{G}}v^{\prime}. If vsupp(f)v^{\prime}\notin\operatorname{supp}(f), then

max(f)=(μsupp(f)max(μ))max(v)+max(v)<μsupp(f)max(μ)=max(f).\ell_{\max}(f^{\prime})=\displaystyle\left(\sum_{\mu\in\operatorname{supp}(f)}\ell_{\max}(\mu)\right)-\ell_{\max}(v)+\ell_{\max}(v^{\prime})<\sum_{\mu\in\operatorname{supp}(f)}\ell_{\max}(\mu)=\ell_{\max}(f).

The strict inequality follows from the fact max(v)>max(v)\ell_{\max}(v)>\ell_{\max}(v^{\prime}) which is proved as follows. Since v𝒢vv\longrightarrow_{\mathcal{G}}v^{\prime}, the directed graph of vv^{\prime} with respect to 𝒢\mathcal{G} is a subgraph of Γv(𝒢)\Gamma_{v}(\mathcal{G}); moreover, both directed graphs share the same sink. Thus, the existence of a directed edge from vv to vv^{\prime} guarantees that max(v)>max(v)\ell_{\max}(v)>\ell_{\max}(v^{\prime}). ∎

Remark 2.6.

Let 𝒢\mathcal{G} be a Gröbner basis consisting exclusively of binomials with leading terms as the marked monomials. Then for any polynomial fSf\in S, there is always a unique f~\tilde{f} obtained through a sequence of one step reductions with respect to 𝒢\mathcal{G} such that max(f~)=0\ell_{max}(\tilde{f})=0. It is also worth noting that f~\tilde{f} is the remainder of ff when it is divided with respect to 𝒢\mathcal{G}.

3. Strongly Stable Ideals and their multi-Rees Algebras

In the paper, [18], Herzog, Hibi and Vladoiu determine the defining equations of the Rees algebra of a strongly stable ideal as the union of a Gröbner basis for the toric ideal of its special fiber and a set of first syzygies, proving that Rees algebras of strongly stable ideals are of fiber type. The main result of this section (Theorem 3.2) generalizes their result to the case of multi-Rees algebras.

Notation 3.1.

Let I1,,IrI_{1},\dots,I_{r} be a collection of strongly stable ideals in SS and {ui,1,,ui,si}\{u_{i,1},\dots,u_{i,s_{i}}\} be the set of minimal monomial generators of IiI_{i} for each ii such that deg(ui,j)=di\deg(u_{i,j})=d_{i} for all 1jsi1\leq j\leq s_{i} and

ui,1rlexui,2rlexrlexui,siu_{i,1}\succ_{rlex}u_{i,2}\succ_{rlex}\dots\succ_{rlex}u_{i,s_{i}}

with respect to reverse lexicographic order defined in Definition 1.1. Recall that the defining ideals of the multi-Rees algebra (I1Ir)\mathcal{R}(I_{1}\oplus\dots\oplus I_{r}) and its special fiber (I1Ir)\mathcal{F}(I_{1}\oplus\dots\oplus I_{r}) are denoted by R\mathcal{L}\subseteq R and T(I1Ir)RT(I_{1}\oplus\dots\oplus I_{r})\subseteq R^{\prime}, respectively, where

R=S[Ti,j:1ir,1jsi] and R=𝕂[Ti,j:1ir,1jsi].R=S[T_{i,j}:1\leq i\leq r,~{}1\leq j\leq s_{i}]\text{ and }R^{\prime}={\mathbb{K}}[T_{i,j}:1\leq i\leq r,~{}1\leq j\leq s_{i}].

In what follows, we present the main result of this section and establish its proof through two auxiliary lemmas. Explicit statements and proofs of these lemmas are provided in the following steps.

Theorem 3.2.

If 𝒢\mathcal{G}^{\prime} is a Gröbner basis for the toric ideal T(I1Ir)T(I_{1}\oplus\dots\oplus I_{r}) with respect to a monomial order τ\tau^{\prime} on RR^{\prime}, then

𝒢:={xiTl,k¯xjTl,k:i<j and xiul,k=xjul,k}𝒢\mathcal{G}:=\left\{\underline{x_{i}T_{l,k}}-x_{j}T_{l,k^{\prime}}~{}:~{}i<j\text{ and }x_{i}u_{l,k}=x_{j}u_{l,k^{\prime}}\right\}\cup\mathcal{G}^{\prime}

is a Gröbner basis for the defining ideal of the multi-Rees algebra (I1Ir)\mathcal{R}(I_{1}\oplus\cdots\oplus I_{r}) with respect to an extended monomial order τ\tau on RR such that τ|R=τ\tau|_{R^{\prime}}=\tau^{\prime}.

Proof.

In Lemma 3.3, we show that the collection of binomials 𝒢\mathcal{G} defines a Noetherian reduction relation. It then follows from Theorem 1.8 that there exists a monomial term order τ\tau such that 𝒢\mathcal{G} is a Gröbner basis for the ideal generated by 𝒢\mathcal{G} with respect to τ\tau. Finally, in Lemma 3.4, we prove that the initial ideal of 𝒢\langle\mathcal{G}\rangle and the initial ideal of \mathcal{L} with respect to τ\tau are equal. Thus, the collection 𝒢\mathcal{G} is a Gröbner basis for \mathcal{L}. ∎

Lemma 3.3.

Let 𝒢\mathcal{G}^{\prime} be a Gröbner basis for the toric ideal T(I1Ir)T(I_{1}\oplus\dots\oplus I_{r}) with respect to a monomial order τ\tau^{\prime} in RR^{\prime}. The collection of marked binomials

𝒢={xiTl,k¯xjTl,k:i<j and xiul,k=xjul,k}𝒢\mathcal{G}=\left\{\underline{x_{i}T_{l,k}}-x_{j}T_{l,k^{\prime}}~{}:~{}i<j\text{ and }x_{i}u_{l,k}=x_{j}u_{l,k^{\prime}}\right\}\cup\mathcal{G}^{\prime}

defines a Noetherian reduction relation in RR.

Proof.

Let uu be a monomial in RR^{\prime} which is presented by

u=i=1rj=1ciTi,ki,j=(T1,k1,1T1,k1,c1)(Tr,kr,1Tr,kr,cr)u=\prod_{i=1}^{r}\prod_{j=1}^{c_{i}}T_{i,k_{i,j}}=\Big{(}T_{1,k_{1,1}}\cdots T_{1,k_{1,{c_{1}}}}\Big{)}\cdots\Big{(}T_{r,k_{r,1}}\cdots T_{r,k_{r,{c_{r}}}}\Big{)}

where 1ki,1ki,cisi1\leq k_{i,1}\leq\cdots\leq k_{i,{c_{i}}}\leq s_{i} for all 1ir1\leq i\leq r. We define the content of uu as the monomial in SS, denoted by xαu\textbf{x}^{\alpha_{u}}, and given by

xαu:=x1αu,1xnαu,n=i=1rj=1ciui,ki,j.\textbf{x}^{\alpha_{u}}:=x_{1}^{\alpha_{u,1}}\cdots x_{n}^{\alpha_{u,n}}=\prod_{i=1}^{r}\prod_{j=1}^{c_{i}}u_{i,k_{i,j}}.

Let mm be a monomial in SS expressed as m=j=1cxij\displaystyle m=\prod_{j=1}^{c}x_{i_{j}} where ij{1,,n}i_{j}\in\{1,\ldots,n\}.

In the remainder of the proof, we use the following order for the elements of 2.{\mathbb{N}}^{2}. Given 𝐚,𝐛2\mathbf{a},\mathbf{b}\in\mathbb{N}^{2}, we say 𝐚<lex,2𝐛\mathbf{a}<_{lex,2}\mathbf{b} if the first nonzero entry of 𝐛𝐚\mathbf{b-a} is positive.

In order to show that 𝒢\mathcal{G} defines a Noetherian reduction relation in RR, we first prove that it is true for all monomials in RR. For this purpose, we introduce an invariant for a monomial mumu in RR, where mm and uu are given as above, by associating it to an ordered pair (omu,lmu)(o_{mu},l_{mu}) where

omu=q=1c(t=iq+1nαu,t) and lmu=max(u)\displaystyle o_{mu}=\sum_{q=1}^{c}\left(\sum_{t=i_{q}+1}^{n}\alpha_{u,t}\right)\text{ and }l_{mu}=\ell_{\max}(u)

such that lmul_{mu} is the longest path length invariant defined in Theorem 2.5 and omuo_{mu} can be interpreted as the iterated cumulative degree of the content of uu with respect to mm. If iq=ni_{q}=n, then the sum is empty. Notice that the order of the factorization of mm does not make a difference for defining omuo_{mu}. Thus, it suffices to show the following claim to prove 𝒢\longrightarrow_{\mathcal{G}} is Noetherian for monomials in RR.

 If mu𝒢mu then (omu,lmu)<lex,2(omu,lmu).\text{ If }mu\longrightarrow_{\mathcal{G}}m^{\prime}u^{\prime}\text{ then }(o_{m^{\prime}u^{\prime}},l_{m^{\prime}u^{\prime}})<_{lex,2}(o_{mu},l_{mu}).

If there exists a reduction relation mu𝒢mumu\longrightarrow_{\mathcal{G}}m^{\prime}u^{\prime}, it must be associated to an element of 𝒢\mathcal{G}^{\prime} or 𝒢𝒢\mathcal{G}\setminus\mathcal{G}^{\prime}. We call this element a reduction element. If the reduction element is in 𝒢,\mathcal{G}^{\prime}, it follows from Theorem 2.5 that max(u)<max(u)\ell_{\max}(u^{\prime})<\ell_{\max}(u). Since m=mm=m^{\prime} and the contents of uu and uu^{\prime} are the same, it is immediate that omu=omuo_{mu}=o_{m^{\prime}u^{\prime}}. Thus, (omu,lmu)<lex,2(omu,lmu)(o_{m^{\prime}u^{\prime}},l_{m^{\prime}u^{\prime}})<_{lex,2}(o_{mu},l_{mu}), as desired.

If the reduction element is in 𝒢𝒢\mathcal{G}\setminus\mathcal{G}^{\prime}, it is of the form xiTl,k¯xjTl,k\underline{x_{i}T_{l,k}}-x_{j}T_{l,k^{\prime}} where i<ji<j and xiul,k=xjul,kx_{i}u_{l,k}=x_{j}u_{l,k^{\prime}}. Then, there exists a variable in the support of mm such that xip=xix_{i_{p}}=x_{i} for some p{1,,c}p\in\{1,\ldots,c\} and

m=xjmxi=q=1cxiq and u=Tl,kuTl,k\displaystyle m^{\prime}=x_{j}\frac{m}{x_{i}}=\prod_{q=1}^{c}x_{i^{\prime}_{q}}\text{ and }u^{\prime}=T_{l,k^{\prime}}\frac{u}{T_{l,k}}

where xip=xjx_{i^{\prime}_{p}}=x_{j} and xiq=xiqx_{i^{\prime}_{q}}=x_{i_{q}} for all the remaining q{1,,c}.q\in\{1,\ldots,c\}. Since xiul,k=xjul,kx_{i}u_{l,k}=x_{j}u_{l,k^{\prime}}, the contents of uu and uu^{\prime} only differ at the variables xix_{i} and xjx_{j}. In particular, αu,t=αu,t\alpha_{u,t}=\alpha_{u^{\prime},t} for all ti,jt\neq i,j while αu,i=αu,i1\alpha_{u,i}=\alpha_{u^{\prime},i}-1 and αu,j=αu,j+1.\alpha_{u,j}=\alpha_{u^{\prime},j}+1. By making use of these equalities and recalling that ip=ii_{p}=i, we obtain omu>omuo_{mu}>o_{m^{\prime}u^{\prime}} through the following term by term comparison.

omu\displaystyle o_{mu} =t=i+1nαu,t+q=1qp and iq<ic(t=iq+1nαu,t)+q=1qp and iqic(t=iq+1nαu,t)\displaystyle=\sum_{\begin{subarray}{c}t=i+1\end{subarray}}^{n}\alpha_{u,t}+\sum_{\begin{subarray}{c}q=1\\ q\neq p\text{ and }i_{q}<i\end{subarray}}^{c}\left(\sum_{t=i_{q}+1}^{n}\alpha_{u,t}\right)+\sum_{\begin{subarray}{c}q=1\\ q\neq p\text{ and }i_{q}\geq i\end{subarray}}^{c}\left(\sum_{t=i_{q}+1}^{n}\alpha_{u,t}\right)
>t=j+1nαu,t+q=1qp and iq<ic(t=iq+1nαu,t)+q=1qp and iqic(t=iq+1nαu,t).\displaystyle>\sum_{\begin{subarray}{c}t=j+1\end{subarray}}^{n}\alpha_{u,t}+\sum_{\begin{subarray}{c}q=1\\ q\neq p\text{ and }i_{q}<i\end{subarray}}^{c}\left(\sum_{t=i_{q}+1}^{n}\alpha_{u,t}\right)+\sum_{\begin{subarray}{c}q=1\\ q\neq p\text{ and }i_{q}\geq i\end{subarray}}^{c}\left(\sum_{t=i_{q}+1}^{n}\alpha_{u,t}\right).

On the other hand, we have

q=1qp and iq<ic(t=iq+1nαu,t)=q=1qp and iq<ic(t=iq+1nαu,t).\sum_{\begin{subarray}{c}q=1\\ q\neq p\text{ and }i_{q}<i\end{subarray}}^{c}\left(\sum_{t=i_{q}+1}^{n}\alpha_{u,t}\right)=\sum_{\begin{subarray}{c}q=1\\ q\neq p\text{ and }i_{q}<i\end{subarray}}^{c}\left(\sum_{t=i^{\prime}_{q}+1}^{n}\alpha_{u^{\prime},t}\right).

Also if iq+1>ji_{q}+1>j, then t=iq+1nαu,t=t=iq+1nαu,t\sum_{t=i_{q}+1}^{n}\alpha_{u,t}=\sum_{t=i_{q}^{\prime}+1}^{n}\alpha_{u^{\prime},t}, and, if iq+1ji_{q}+1\leq j, then t=iq+1nαu,t=1+t=iq+1nαu,t\sum_{t=i_{q}+1}^{n}\alpha_{u,t}=1+\sum_{t=i_{q}^{\prime}+1}^{n}\alpha_{u^{\prime},t}. Then we get

q=1qp and iqic(t=iq+1nαu,t)=k+q=1qp and iqic(t=iq+1nαu,t) for some k0.\sum_{\begin{subarray}{c}q=1\\ q\neq p\text{ and }i_{q}\geq i\end{subarray}}^{c}\left(\sum_{t=i_{q}+1}^{n}\alpha_{u,t}\right)=k+\sum_{\begin{subarray}{c}q=1\\ q\neq p\text{ and }i_{q}\geq i\end{subarray}}^{c}\left(\sum_{t=i_{q}^{\prime}+1}^{n}\alpha_{u^{\prime},t}\right)\text{ for some }k\geq 0.

Therefore, we obtain

omu\displaystyle o_{mu} >t=j+1nαu,t+q=1qp and iq<ic(t=iq+1nαu,t)+q=1qp and iqic(t=iq+1nαu,t)+kom,u.\displaystyle>\sum_{\begin{subarray}{c}t=j+1\end{subarray}}^{n}\alpha_{u,t}+\sum_{\begin{subarray}{c}q=1\\ q\neq p\text{ and }i_{q}<i\end{subarray}}^{c}\left(\sum_{t=i_{q}^{\prime}+1}^{n}\alpha_{u^{\prime},t}\right)+\sum_{\begin{subarray}{c}q=1\\ q\neq p\text{ and }i_{q}\geq i\end{subarray}}^{c}\left(\sum_{t=i_{q}^{\prime}+1}^{n}\alpha_{u^{\prime},t}\right)+k\geq o_{m^{\prime},u^{\prime}}.

Hence, (omu,lmu)<lex,2(omu,lmu)(o_{m^{\prime}u^{\prime}},l_{m^{\prime}u^{\prime}})<_{lex,2}(o_{mu},l_{mu}) which implies that 𝒢\mathcal{G}^{\prime} defines a Noetherian reduction relation for all monomials in RR.

As in the proof of Theorem 2.5, for a polynomial ff in R,R, one can define an ordered pair (of,lf)(o_{f},l_{f}) as the sum of all the ordered pairs of the monomials in the support of ff. By repeating the arguments employed in the proof of Theorem 2.5, it can be shown that 𝒢\mathcal{G} defines a Noetherian reduction relation in RR. ∎

Lemma 3.4.

Let 𝒢\mathcal{G} be the collection given in Lemma 3.3. Then there exists a term order τ\tau such that inτ(𝒢)=inτ()\langle\operatorname{in}_{\tau}(\mathcal{G})\rangle=\langle\operatorname{in}_{\tau}(\mathcal{L})\rangle.

Proof.

Recall from Lemma 3.3 that 𝒢\mathcal{G} defines a Noetherian reduction relation. Then, by Theorem 1.8, there exists a term order τ\tau such that 𝒢\mathcal{G} is a Gröbner bases with respect to τ\tau where the leading terms are the marked monomials of 𝒢\mathcal{G}. It is clear that 𝒢\langle\mathcal{G}\rangle\subseteq\mathcal{L}. Our goal is to show inτ()inτ(𝒢)\langle\text{in}_{\tau}(\mathcal{L})\rangle\subseteq\langle\text{in}_{\tau}(\mathcal{G})\rangle.

Let u,m,omuu,m,o_{mu} and mu\ell_{mu} be given as in the proof of Lemma 3.3. In what follows, we observe that if mumu does not belong to inτ(𝒢)\langle\text{in}_{\tau}(\mathcal{G})\rangle, then omu=0=lmuo_{mu}=0=l_{mu}. Suppose omu>0o_{mu}>0. It follows from the definition of omuo_{mu} that there exists a variable xix_{i} dividing mm such that αu,j>0\alpha_{u,j}>0 for some ji+1j\geq i+1; moreover, xjx_{j} divides ul,ku_{l,k} for some l,kl,k and TlkT_{lk} divides uu where l[r]l\in[r] and k{1,,sl}k\in\{1,\ldots,s_{l}\}. Since ul,kIlu_{l,k}\in I_{l} and IlI_{l} is a strongly stable ideal, there exists k>kk^{\prime}>k such that xiul,k=xjul,kx_{i}u_{l,k}=x_{j}u_{l,k^{\prime}}. It implies that xiTl,k¯xjTl,k𝒢\underline{x_{i}T_{l,k}}-x_{j}T_{l,k^{\prime}}\in\mathcal{G}^{\prime} while xiTlkx_{i}T_{lk} divides mumu. Thus muinτ(𝒢)mu\in\langle\text{in}_{\tau}(\mathcal{G})\rangle.

If lmu>0,l_{mu}>0, then uu can not be the sink of the directed graph Γu(𝒢)\Gamma_{u}(\mathcal{G}) which implies that there is an element g=g1¯g2g=\underline{g_{1}}-g_{2} in 𝒢\mathcal{G} such that g1=inτ(g)g_{1}=\operatorname{in}_{\tau}(g) divides uu. Hence, mumu is divisible by inτ(g)\operatorname{in}_{\tau}(g), proving that muinτ(𝒢)mu\in\langle\text{in}_{\tau}(\mathcal{G})\rangle. This completes the proof of the observation.

Proceed by contradiction and assume that there is a binomial generator of \mathcal{L}, say hh, such that inτ(h)inτ(𝒢)\operatorname{in}_{\tau}(h)\notin\langle\text{in}_{\tau}(\mathcal{G})\rangle. Let hh^{\prime} be the unique remainder of hh when it is divided by 𝒢\mathcal{G} and let h=mumuh^{\prime}=mu-m^{\prime}u^{\prime} where

m=q=1c0xiq,m=q=1b0xjq,u=i=1rj=1ciTi,kj,u=i=1rj=1biTi,kjm=\prod_{q=1}^{c_{0}}x_{i_{q}},~{}~{}m^{\prime}=\prod_{q=1}^{b_{0}}x_{j_{q}},~{}~{}u=\prod_{i=1}^{r}\prod_{j=1}^{c_{i}}T_{i,k_{j}},~{}~{}u^{\prime}=\prod_{i=1}^{r}\prod_{j=1}^{b_{i}}T_{i,k^{\prime}_{j}}

such that the monomials mu,mumu,m^{\prime}u^{\prime} do not belong to inτ(𝒢)\langle\text{in}_{\tau}(\mathcal{G})\rangle. Since h=ker(φ),h^{\prime}\in\mathcal{L}=\ker(\varphi), we have the following equality which in turn implies that bi=cib_{i}=c_{i} for all i[r]i\in[r].

(q=1c0xiq)(x1αu,1xnαu,n)content of u(t1c1trcr)\displaystyle\left(\prod_{q=1}^{c_{0}}x_{i_{q}}\right)\underbrace{\left(x_{1}^{\alpha_{u,1}}\cdots x_{n}^{\alpha_{u,n}}\right)}_{\text{content of }u}\left(t_{1}^{c_{1}}\cdots t_{r}^{c_{r}}\right) =(q=1b0xjq)(x1αu,1xnαu,n)content of u(t1b1trbr)\displaystyle=\left(\prod_{q=1}^{b_{0}}x_{j_{q}}\right)\underbrace{\left(x_{1}^{\alpha_{u^{\prime},1}}\cdots x_{n}^{\alpha_{u^{\prime},n}}\right)}_{\text{content of }u^{\prime}}\left(t_{1}^{b_{1}}\cdots t_{r}^{b_{r}}\right) (3.1)

Since deg(ui,j)=di\deg(u_{i,j})=d_{i} for all j{1,,si}j\in\{1,\ldots,s_{i}\}, one can conclude that total degrees of contents of both uu and uu^{\prime} are equal; moreover,

i=1nαu,i=i=1nαu,i=i=1rcidi,\sum_{i=1}^{n}\alpha_{u,i}=\sum_{i=1}^{n}\alpha_{u^{\prime},i}=\sum_{i=1}^{r}c_{i}d_{i},

implying b0=c0b_{0}=c_{0}. Let c=max{k:αu,k0}c=\max\{k~{}:~{}\alpha_{u,k}\neq 0\} and d=max{k:αu,k0}d=\max\{k~{}:~{}\alpha_{u^{\prime},k}\neq 0\}. It follows from the observation that omu=0=omuo_{mu}=0=o_{m^{\prime}u^{\prime}}. Then one can obtain the refined expressions of mm and mm^{\prime} given below.

m=i=cnxiγi,m=i=dnxiδim=\prod_{i=c}^{n}x_{i}^{\gamma_{i}},~{}~{}~{}~{}~{}m^{\prime}=\prod_{i=d}^{n}x_{i}^{\delta_{i}}

As a result, Equation 3.1 can be rewritten as

i=1cxiαu,ii=cnxiγi=i=1dxiαu,ii=dnxiδi\prod_{i=1}^{c}x_{i}^{\alpha_{u,i}}\prod_{i=c}^{n}x_{i}^{\gamma_{i}}=\prod_{i=1}^{d}x_{i}^{\alpha_{u^{\prime},i}}\prod_{i=d}^{n}x_{i}^{\delta_{i}} (3.2)

We may assume cdc\leq d. Then Equation 3.2 implies that αu,i=αu,i\alpha_{u,i}=\alpha_{u^{\prime},i} when i<ci<c and γi=δi\gamma_{i}=\delta_{i} when d<id<i. Note that cidγi=δd\displaystyle\sum_{c\leq i\leq d}\gamma_{i}=\delta_{d} since deg(m)=deg(m)\deg(m)=\deg(m^{\prime}) and γi=δi\gamma_{i}=\delta_{i} when d<id<i.

One can further show that c=dc=d. Otherwise, Equation 3.2 results with the following set of equalities.

γc=αu,cαu,c,γi=αu,i for c<i<d,γd=αu,d+δd\gamma_{c}=\alpha_{u^{\prime},c}-\alpha_{u,c},~{}~{}\gamma_{i}=\alpha_{u^{\prime},i}\text{ for }c<i<d,~{}~{}\gamma_{d}=\alpha_{u^{\prime},d}+\delta_{d}

Subtituting the above equalities in cidγi=δd\displaystyle\sum_{c\leq i\leq d}\gamma_{i}=\delta_{d} yields to

αu,cαu,c=c<idαu,i=γc0,\alpha_{u,c}-\alpha_{u^{\prime},c}=\sum_{c<i\leq d}\alpha_{u^{\prime},i}=-\gamma_{c}\leq 0,

a contradiction because αu,d>0\alpha_{u^{\prime},d}>0 by definition. Since c=dc=d, one must have γc=δc\gamma_{c}=\delta_{c}. In addition, we also have αu,c=αu,c\alpha_{u,c}=\alpha_{u^{\prime},c} from Equation 3.2. Thus γi=δi\gamma_{i}=\delta_{i} and αu,i=αu,i\alpha_{u,i}=\alpha_{u^{\prime},i} for all 1ic1\leq i\leq c.

As a result, we conclude m=mm=m^{\prime} and contents of uu and uu^{\prime} are equal. Hence, h=m(uu)h^{\prime}=m(u-u^{\prime}) where uuker(φ)=𝒢u-u^{\prime}\in\ker(\varphi^{\prime})=\langle\mathcal{G}\rangle. Then inτ(h)=mu¯\operatorname{in}_{\tau}(h^{\prime})=m\overline{u} where u¯\overline{u} is in the ideal generated by the leading terms of 𝒢\mathcal{G} which is a subset of inτ(𝒢)\langle\operatorname{in}_{\tau}(\mathcal{G})\rangle. Thus inτ(h)=mu¯inτ(𝒢),\operatorname{in}_{\tau}(h^{\prime})=m\overline{u}\in\langle\operatorname{in}_{\tau}(\mathcal{G})\rangle, a contradiction because none of the terms of hh^{\prime} belongs to inτ(𝒢)\langle\operatorname{in}_{\tau}(\mathcal{G})\rangle. Therefore, inτ(𝒢)=inτ()\langle\operatorname{in}_{\tau}(\mathcal{G})\rangle=\langle\operatorname{in}_{\tau}(\mathcal{L})\rangle. ∎

4. Koszulness of the Multi-Rees Algebras of Strongly Stable Ideals

In this section, we provide a collection of examples of strongly stable ideals whose multi-Rees algebras are not necessarily Koszul. One can systematically study the multi-Rees algebras of strongly stable ideals I1,,IrI_{1},\ldots,I_{r} by considering the following parameters.

  • r:r: the number of ideals,

  • gi:g_{i}: the number of Borel generators of IiI_{i} where Ii=(mi,1,,mi,gi)I_{i}=\mathcal{B}(m_{i,1},\ldots,m_{i,g_{i}}),

  • di:d_{i}: the degree of Borel generators of IiI_{i} where deg(mi,j)=di\deg(m_{i,j})=d_{i} for 1jgi1\leq j\leq g_{i}.

Our examples allow us to identify the possible sets of values for the above parameters, if the multi-Rees algebra of any collection of strongly stable ideals with these parameters is always Koszul.

If the first parameter value is set equal to one (r=1r=1), we are in the world of Rees algebras of strongly stable ideals. A closer look into the literature on these objects support our systematic approach. In particular, in [10], De Negri proves that the special fiber ring (I)\mathcal{F}(I) of the Rees algebra (I)\mathcal{R}(I) is Koszul when II is a principal strongly stable ideal (g1=1g_{1}=1). In this case, one can further conclude that (I)\mathcal{R}(I) is Koszul thanks to [18, Theorem 5.1], a result of Herzog, Hibi and Vladoiu stating that the Rees algebras of strongly stable ideals are of fiber type. In [4, Example 1.3], Bruns and Conca present an example of a strongly stable ideal with three Borel generators (g1=3g_{1}=3) such that the toric ideal has a minimal cubic generator. Thus, the special fiber ring or the Rees algebra are not necessarily Koszul when g13g_{1}\geq 3. Motivated by this example, authors of [11] studies the Rees algebra of a strongly stable ideal II with two Borel generators (g1=2g_{1}=2). Furthermore, they complete the general study on Koszulness of the Rees algebras of strongly stable ideals by proving (I)\mathcal{R}(I) is always Koszul when g1=2g_{1}=2.

In the multi-Rees setting, it is natural to consider the classes of strongly stable ideals whose Rees algebras are always Koszul, in other words, gi{1,2}g_{i}\in\{1,2\} for each 1ir1\leq i\leq r. In fact, authors of [11] conclude their paper with the question asking whether the multi-Rees algebras of strongly stable ideals I1,,IrI_{1},\ldots,I_{r} is Koszul when 1gi21\leq g_{i}\leq 2 for each ii. In a recent paper [12], it is proved that the multi-Rees algebra of principal strongly stable ideals is Koszul, answering the question for the case gi=1g_{i}=1 for each i.i. Note that there are no restrictions on the last set of parameters d1,,drd_{1},\ldots,d_{r}.

In what follows, we provide several examples to illustrate some conditions on r,gi,dir,g_{i},d_{i} that diminish the possibility of a multi-Rees algebra of strongly stable ideals to be Koszul. As a natural consequence of these examples, one can collect the possible conditions on r,gi,dir,g_{i},d_{i} allowing Koszulness.

Example 4.1.

Consider the following strongly stable ideals with two Borel generators

I1=(x32x6a,x1x5x6a),I2=(x32x6b,x2x4x6b),I3=(x2x4x6c,x1x5x6c),I_{1}={\mathcal{B}}(x_{3}^{2}x_{6}^{a},x_{1}x_{5}x_{6}^{a}),~{}~{}I_{2}={\mathcal{B}}(x_{3}^{2}x_{6}^{b},x_{2}x_{4}x_{6}^{b}),~{}~{}I_{3}={\mathcal{B}}(x_{2}x_{4}x_{6}^{c},x_{1}x_{5}x_{6}^{c}),

where a,b,ca,b,c non-negative integers. Then the syzygy

(x1x5x6at1)(x32x6bt2)(x2x4x6ct3)=(x32x6at1)(x2x4x6bt2)(x1x5x6ct3)(x_{1}x_{5}x_{6}^{a}t_{1})(x_{3}^{2}x_{6}^{b}t_{2})(x_{2}x_{4}x_{6}^{c}t_{3})=(x_{3}^{2}x_{6}^{a}t_{1})(x_{2}x_{4}x_{6}^{b}t_{2})(x_{1}x_{5}x_{6}^{c}t_{3})

is minimal and it corresponds to a cubic minimal generator of the toric ideal T(I1I2I3)T(I_{1}\oplus I_{2}\oplus I_{3}).

This example shows that the multi-Rees algebra of three or more strongly stable ideals (none of which are principal) is not necessarily Koszul (r3r\geq 3, gi2g_{i}\geq 2, and di2d_{i}\geq 2 for each 1ir1\leq i\leq r).

Example 4.2.

Consider the following strongly stable ideals with two Borel generators

I1=(x12x32x4a,x1x22x3x4a),I2=(x12x32x4b,x24x4b)I_{1}={\mathcal{B}}(x_{1}^{2}x_{3}^{2}x_{4}^{a},x_{1}x_{2}^{2}x_{3}x_{4}^{a}),~{}~{}I_{2}={\mathcal{B}}(x_{1}^{2}x_{3}^{2}x_{4}^{b},x_{2}^{4}x_{4}^{b})

where a,ba,b non-negative integers. Then the syzygy

(x12x32x4at1)2(x24x4bt2)=(x1x22x3x4at1)2(x12x32x4bt2)(x_{1}^{2}x_{3}^{2}x_{4}^{a}t_{1})^{2}(x_{2}^{4}x_{4}^{b}t_{2})=(x_{1}x_{2}^{2}x_{3}x_{4}^{a}t_{1})^{2}(x_{1}^{2}x_{3}^{2}x_{4}^{b}t_{2})

is minimal and it corresponds to a cubic minimal generator of the toric ideal T(I1I2)T(I_{1}\oplus I_{2}).

This example shows that the multi-Rees algebra of two strongly stable ideals with two Borel generators of degree four or higher is not necessarily Koszul (r=2r=2, g1=g2=2,g_{1}=g_{2}=2, and d1,d24d_{1},d_{2}\geq 4).

Example 4.3.

Consider the following strongly stable ideals with two Borel generators

I1=(x1x3,x22),I2=(x12x32x4a,x24x4a)I_{1}={\mathcal{B}}(x_{1}x_{3},x_{2}^{2}),~{}~{}I_{2}={\mathcal{B}}(x_{1}^{2}x_{3}^{2}x_{4}^{a},x_{2}^{4}x_{4}^{a})

where aa is a non-negative integer. Then the syzygy

(x1x3t1)2(x24x4at2)=(x22t1)2(x12x32x4at2)(x_{1}x_{3}t_{1})^{2}(x_{2}^{4}x_{4}^{a}t_{2})=(x_{2}^{2}t_{1})^{2}(x_{1}^{2}x_{3}^{2}x_{4}^{a}t_{2})

is minimal and it corresponds to a cubic minimal generator of the toric ideal T(I1I2)T(I_{1}\oplus I_{2}).

This example shows that the multi-Rees algebra of two strongly stable ideals with two Borel generators such that exactly one of the ideals is generated in degree four or higher is not necessarily Koszul (r=2r=2, g1=g2=2,g_{1}=g_{2}=2, and d1=2,d24d_{1}=2,d_{2}\geq 4).

Proposition 4.4.

Consider two collections of natural numbers 1g1g2gr1\leq g_{1}\leq g_{2}\leq\dots\leq g_{r} and d1,,drd_{1},\dots,d_{r} satisfying 1didj1\leq d_{i}\leq d_{j} whenever both i<ji<j and gi=gjg_{i}=g_{j}.

If the multi-Rees algebra of I1,,IrI_{1},\dots,I_{r} is Koszul for any collection of strongly stable ideals I1,,IrI_{1},\dots,I_{r} where each IiI_{i} possesses exactly gig_{i} Borel generators of degree did_{i}, then one of the following must be true.

  1. (1)

    r=2r=2, g1=g2=2g_{1}=g_{2}=2 and 2d1d232\leq d_{1}\leq d_{2}\leq 3

  2. (2)

    r>2r>2, g1=g2==gr2=1g_{1}=g_{2}=\dots=g_{r-2}=1, gr1=gr=2g_{r-1}=g_{r}=2 and 2dr1dr32\leq d_{r-1}\leq d_{r}\leq 3

  3. (3)

    r2r\geq 2, g1=g2==gr1=1g_{1}=g_{2}=\dots=g_{r-1}=1 and gr2g_{r}\leq 2

Proof.

Combination of the observations from Examples 4.1, 4.2, and 4.3 leads to the conclusion. ∎

In the remainder of the paper, we obtain a partial converse of Proposition 4.4 concerning a subcase of (1): r=2r=2, g1=g2=2g_{1}=g_{2}=2 and d1=d2=2d_{1}=d_{2}=2. In particular, we show that the multi-Rees algebra of two strongly stable ideals with two quadratic Borel generators is Koszul.

5. Strongly Stable Ideals and Their Fiber Graphs

In this section, we focus on strongly stable ideals with two quadratic Borel generators. In particular, we investigate the toric ideal of the special fiber (I)\mathcal{F}(I) associated to the ideal I=(M,N)I={\mathcal{B}}(M,N) where M=xaxbM=x_{a}x_{b} and N=xcxdN=x_{c}x_{d} such that c<ab<dc<a\leq b<d. Our main objective in this section is to study fiber graphs of these ideals to obtain a quadratic Gröbner basis for their toric ideals with respect to two different monomial orders. Results of this section forms the foundation of the next section in which we investigate the Koszulness of the multi-Rees algebras of strongly stable ideals with two quadratic Borel generators via fiber graphs.

In Section 2, we provided a combinatorial method to investigate whether a collection of marked binomials 𝒢={g1,,gs}\mathcal{G}=\{g_{1},\dots,g_{s}\} form a Gröbner basis. More specifically, we introduced the notion of directed graph of a monomial with respect to 𝒢\mathcal{G} and showed that 𝒢\mathcal{G} is a Gröbner basis if and only if the directed graph of any monomial has a unique sink and has no cycles. One could further investigate whether 𝒢\mathcal{G} is a Gröbner basis of a particular ideal through related combinatorial objects called fiber graphs. The underlying idea of fiber graphs is first introduced in [23] and the notion of fiber graphs is used in [2] to study Gröbner basis of toric ideals of graphic matroids. These objects are further developed in [11, 12, 21] to study Gröbner bases of different classes of toric ideals.

Definition 5.1.

Let {ui:i𝒫}S\{u_{i}:i\in\mathcal{P}\}\subseteq S be a finite collection of monomials of the same degree in the polynomial ring S=𝕂[x1,,xn]S={\mathbb{K}}[x_{1},\dots,x_{n}]. Let II be the ideal generated by the given collection. Consider the toric map

ϕI:𝕂[Tui:i𝒫]𝕂[ui:i𝒫]Tuiui\begin{array}[]{rcl}\phi_{I}:{\mathbb{K}}[T_{u_{i}}:i\in\mathcal{P}]&\rightarrow&{\mathbb{K}}[u_{i}:i\in\mathcal{P}]\\ T_{u_{i}}&\rightarrow&u_{i}\end{array}

and extended algebraically. The kernel of the toric map ϕI\phi_{I} is the toric ideal of II which we denote by T(I)T(I). Note that the ring R=𝕂[Tui:i𝒫]R={\mathbb{K}}[T_{u_{i}}:i\in\mathcal{P}] inherits the multigrading from SS where R=μRμR=\bigoplus_{\mu}R_{\mu} with μ\mu ranging over monomials of SS and RμR_{\mu} being the 𝕂{\mathbb{K}}-vectors space described as

Rμ=span𝕂{T=TuiauiR:ϕI(T)=μ}.R_{\mu}=\operatorname{span}_{{\mathbb{K}}}\{T=\prod T_{u_{i}}^{a_{u_{i}}}\in R~{}:~{}\phi_{I}(T)=\mu\}.

For the remainder of the paper, we abuse notation by referring to monomials of SS as multidegrees.

In what follows, we recall the fiber graph construction from [2, 21] (see also [12, 11]). These objects are defined in terms of fibers of a multidegree under the toric map and a collection of marked binomials in RR.

Definition 5.2.

Let μS\mu\in S be a multidegree and 𝒢\mathcal{G} be a collection of marked binomials in RR, such that the marked monomial is the initial term of the binomial with respect to a given term order >>. The fiber graph of II at μ\mu with respect to 𝒢\mathcal{G}, denoted by Γμ(I)\Gamma_{\mu}(I), is defined as follows: the vertices of Γμ(I)\Gamma_{\mu}(I) correspond to monomials in RμR_{\mu}, i.e., a monomial TT is a vertex if and only if ϕI(T)=μ\phi_{I}(T)=\mu. For each pair of vertices TT and TT^{\prime}, there is a directed edge from TT to TT^{\prime} whenever T𝒢TT\rightarrow_{\mathcal{G}}T^{\prime}. For the sake of simplicity, we suppress the collection of marked binomials 𝒢\mathcal{G} in the notation for Γμ(I)\Gamma_{\mu}(I) as our choice of 𝒢\mathcal{G} can be understood from context.

Remark 5.3.

It follows from the construction of fiber graphs that for each T𝒢TT\rightarrow_{\mathcal{G}}T^{\prime}, the monomial TT comes before the monomial TT^{\prime} with respect to a term order τ\succ_{\tau} such that the marked monomials of 𝒢\mathcal{G} are the initial terms with respect to τ\succ_{\tau}. Thus, none of the fiber graphs possess cycles.

Fiber graphs are significant tools to study Gröbner bases of T(I)T(I) and this importance is due to the following corollary which is a direct consequence of Theorem 2.5 and the definition of fiber graphs (see also [23, Theorem 5.5], [11, Proposition 4.5] and [12, Proposition 2.5]).

Corollary 5.4.

The collection of marked binomials 𝒢R\mathcal{G}\subseteq R is a Gröbner basis for T(I)T(I) if and only if the fiber graph Γμ(I)\Gamma_{\mu}(I) is either empty or has a unique sink for every multidegree μS\mu\in S.

Remark 5.5.

Notice that the fiber graph construction given in Definition 5.2 is associated to a toric map ϕI\phi_{I}. Thus one can define fiber graphs for direct sum of ideals I1IrI_{1}\oplus\dots\oplus I_{r} via the toric map φ\varphi^{\prime} from Definition 1.3. As a result, we can extend Corollary 5.4 to show that a collection of marked binomials form a Gröbner basis for T(I1Ir)T(I_{1}\oplus\dots\oplus I_{r}).

Notation 5.6.

For the remainder of this section, we use the notation I=(M,N)I={\mathcal{B}}(M,N) to denote a strongly stable ideal with two quadratic Borel generators MM and NN where M=xaxbM=x_{a}x_{b}, N=xcxdN=x_{c}x_{d} such that c<ab<dc<a\leq b<d. Furthermore, we denote the collection of the minimal monomial generators of (M){\mathcal{B}}(M) by M{\mathcal{B}}_{M} and collection of the minimal monomial generators in (N)(M){\mathcal{B}}(N)\setminus{\mathcal{B}}(M) by N{\mathcal{B}}_{N}.

In certain cases, one can classify vertices of a fiber graph based on the factorization of a vertex. In such situations, the structure of one vertex determines the structure of all other vertices of a fiber graph. Before we provide this classification, we introduce the following notation.

Definition 5.7.

A vertex TT in Γμ(I)\Gamma_{\mu}(I) is called a type MM vertex if T=i=1sTmiT=\prod_{i=1}^{s}T_{m_{i}} where miMm_{i}\in{\mathcal{B}}_{M} for all i[s]i\in[s]. Similarly, if T=j=1tTnjT=\prod_{j=1}^{t}T_{n_{j}} where njNn_{j}\in{\mathcal{B}}_{N} for all j[t]j\in[t], we say TT is a type NN vertex.

A fiber graph may have vertices which are neither type MM nor type NN. However, the existence of a type MM vertex forces all other vertices to also be of type MM. The same situation occurs when a fiber graph has a vertex of type NN.

Lemma 5.8.

Let μ\mu be a multidegree in SS and I=(M,N)I={\mathcal{B}}(M,N).

  1. (a)

    If Γμ(I)\Gamma_{\mu}(I) has a vertex of type MM, then all other vertices of Γμ(I)\Gamma_{\mu}(I) are of type MM.

  2. (b)

    If Γμ(I)\Gamma_{\mu}(I) has a vertex of type NN, then all other vertices of Γμ(I)\Gamma_{\mu}(I) are of type NN.

Proof.

(a) Let T=Tm1TmkT=T_{m_{1}}\cdots T_{m_{k}} where mi=xsixtiMm_{i}=x_{s_{i}}x_{t_{i}}\in{\mathcal{B}}_{M}. Since TT is a vertex in Γμ(I)\Gamma_{\mu}(I), we have μ=m1mk=i=1kxsixti\mu=m_{1}\cdots m_{k}=\prod_{i=1}^{k}x_{s_{i}}x_{t_{i}} where sitibs_{i}\leq t_{i}\leq b for each ii. Note that there exists no xqx_{q} dividing μ\mu such that q>bq>b.

Suppose there exists another vertex TT^{\prime} of Γμ(I)\Gamma_{\mu}(I) such that T=(i=1kTfi)(j=1lTnj)T^{\prime}=\Big{(}\prod_{i=1}^{k^{\prime}}T_{f_{i}}\Big{)}\Big{(}\prod_{j=1}^{l}T_{n_{j}}\Big{)} where fiMf_{i}\in{\mathcal{B}}_{M} for each i[k]i\in[k^{\prime}] and njNn_{j}\in{\mathcal{B}}_{N} for each j[l]j\in[l]. Let fi=xaixbif_{i}=x_{a_{i}}x_{b_{i}} and nj=xpjxqjn_{j}=x_{p_{j}}x_{q_{j}} for each ii and jj. Then

μ=(i=1kxaixbi)(j=1lxpjxqj)\mu=\Big{(}\prod_{i=1}^{k^{\prime}}x_{a_{i}}x_{b_{i}}\Big{)}\Big{(}\prod_{j=1}^{l}x_{p_{j}}x_{q_{j}}\Big{)}

where aibiba_{i}\leq b_{i}\leq b and pjc<b<qjp_{j}\leq c<b<q_{j} for each ii and jj. Since μ\mu does not have any factor xqx_{q} with q>bq>b, we must have l=0l=0. Thus k=kk=k^{\prime} and TT^{\prime} is a vertex of type MM.

(b) Let T=Tn1TnlT=T_{n_{1}}\cdots T_{n_{l}} where ni=xpixqiNn_{i}=x_{p_{i}}x_{q_{i}}\in{\mathcal{B}}_{N} such that pic<b<qip_{i}\leq c<b<q_{i} for each ii. Since TT is a vertex in Γμ(I)\Gamma_{\mu}(I), we have μ=n1nl\mu=n_{1}\cdots n_{l}. Note that any factor of μ\mu divisible only by variables with indices greater than bb is necessarily a divisor of xq1xqlx_{q_{1}}\cdots x_{q_{l}}.

Suppose there exists another vertex TT^{\prime} of Γμ(I)\Gamma_{\mu}(I) such that T=(i=1kTmi)(j=1lTgj)T^{\prime}=\Big{(}\prod_{i=1}^{k}T_{m_{i}}\Big{)}\Big{(}\prod_{j=1}^{l^{\prime}}T_{g_{j}}\Big{)} where miMm_{i}\in{\mathcal{B}}_{M} for each i[k]i\in[k] and gjNg_{j}\in{\mathcal{B}}_{N} for each j[l]j\in[l^{\prime}]. Let mi=xsixtim_{i}=x_{s_{i}}x_{t_{i}} and qj=xcjxdjq_{j}=x_{c_{j}}x_{d_{j}} for each ii and jj. Then

μ=(i=1kxsixti)(j=1lxcjxdj)\mu=\Big{(}\prod_{i=1}^{k}x_{s_{i}}x_{t_{i}}\Big{)}\Big{(}\prod_{j=1}^{l^{\prime}}x_{c_{j}}x_{d_{j}}\Big{)}

where sitibs_{i}\leq t_{i}\leq b and cjc<b<djc_{j}\leq c<b<d_{j} for each ii and jj. Then we must have xq1xql=xd1xdlx_{q_{1}}\cdots x_{q_{l}}=x_{d_{1}}\cdots x_{d_{l^{\prime}}} which implies that l=ll=l^{\prime}. Thus k=0k=0 and TT^{\prime} is a vertex of type NN. ∎

Notation 5.9.

For the sake of simplicity, we often use the notation TijT_{ij} to refer to TxixjT_{x_{i}x_{j}} for iji\leq j. It should also be noted that Tij=Txixj=Txjxi=TjiT_{ij}=T_{x_{i}x_{j}}=T_{x_{j}x_{i}}=T_{ji}. We set TijT_{ij} as our standard notation where iji\leq j.

5.1. The revlex Gröbner basis

In this subsection, we describe a Gröbner basis for T(I)T(I) where I=(M,N)I={\mathcal{B}}(M,N) with respect to graded reverse lexicographic order by using fiber graphs.

Definition 5.10.

We say Tij>rlexTijT_{ij}>_{rlex}T_{i^{\prime}j^{\prime}} if xixjrlexxixjx_{i}x_{j}\succ_{rlex}x_{i^{\prime}}x_{j^{\prime}} in S=K[x1,,xn]S=K[x_{1},\dots,x_{n}]. We use rlex\succ_{rlex} to also denote the graded reverse lexicographic order in RR induced by >rlex>_{rlex} on the TT variables.

The following result was first proved in [6, Theorem 1.3] for symmetric ladder ideals (see Remark 5.12). Our proof differs from [6] as it employs fiber graphs to obtain a given collection as a Gröbner basis. Additionally, the ideas used in the proof of the following lemma are fundamental to establish our last main result (Corollary 6.21).

Theorem 5.11.

Let 𝒢1={TuTv¯TuTv:uv=uv and u,vrlexv}\mathcal{G}_{1}=\{\underline{T_{u}T_{v}}-T_{u^{\prime}}T_{v^{\prime}}:uv=u^{\prime}v^{\prime}\text{ and }u,v\succ_{rlex}v^{\prime}\}. Then 𝒢1\mathcal{G}_{1} is a Gröbner basis of T(I)T(I) with respect to the term order rlex\succ_{rlex}.

Proof.

It suffices to prove that, for each multidegree μS\mu\in S with respect to 𝒢1\mathcal{G}_{1}, the fiber graph Γμ(I)\Gamma_{\mu}(I) is empty or has a unique sink by Corollary 5.4. Thus our goal is to prove the claim: “If μ\mu is a multidegree in SS, then Γμ(I)\Gamma_{\mu}(I) is empty or possesses a unique sink.” If the degree of μ\mu is odd, then Γμ(I)\Gamma_{\mu}(I) must be empty. Suppose the degree of μ\mu is even. If Γμ(I)\Gamma_{\mu}(I) is empty, we are done. If not, the proof follows from Corollary 5.18. ∎

Remark 5.12.

Consider the symmetric d×dd\times d matrix whose entry in row ii and column jj is TijT_{ij} if xixj(M,N)x_{i}x_{j}\in\mathcal{B}(M,N) and 0 otherwise. This matrix is represented by the symmetric ladder diagram (the colored area) given in Figure 1. The set 𝒢1\mathcal{G}_{1} is the collection of the 2×22\times 2 minors of this matrix that correspond to binomials. In this case, the leading (marked) monomial is chosen according to the term order rlex\succ_{rlex}, defined in Definition 5.10, and it corresponds to the main diagonal of the related 2×22\times 2 minor. The variables of RR are ordered in the following way.

T11>rlexT12>rlexT22>rlex>rlexT1b>rlexT2b>rlex>rlexTab>rlex\displaystyle T_{11}>_{rlex}T_{12}>_{rlex}T_{22}>_{rlex}\dots>_{rlex}T_{1b}>_{rlex}T_{2b}>_{rlex}\dots>_{rlex}T_{ab}>_{rlex}
T1(b+1)>>rlexTc(b+1)>rlex>rlexT1d>rlex>rlexTcd\displaystyle T_{1(b+1)}>\dots>_{rlex}T_{c(b+1)}>_{rlex}\dots>_{rlex}T_{1d}>_{rlex}\dots>_{rlex}T_{cd}
ccaabbddccaabbdd
Figure 1. The symmetric ladder diagram for I=(xaxb,xcxd)I=\mathcal{B}(x_{a}x_{b},x_{c}x_{d}) with c<ab<dc<a\leq b<d

In order to study fiber graphs in a systematic way, we set the following standard factorization for a monomial in RR with respect to the rlex\succ_{rlex} order.

Notation 5.13.

Let TT be a monomial in RR. We express TT as T=(Tp1Tpk)(Tpk+1Tpk+l)T=(T_{p_{1}}\cdots T_{p_{k}})(T_{p_{k+1}}\cdots T_{p_{k+l}}) such that

  • piMp_{i}\in{\mathcal{B}}_{M} for each i{1,,k}i\in\{1,\ldots,k\} and pk+jNp_{k+j}\in{\mathcal{B}}_{N} for each j{1,,l}j\in\{1,\ldots,l\},

  • p1rlexrlexpkrlexpk+1rlexrlexpk+lp_{1}\succeq_{rlex}\dots\succeq_{rlex}p_{k}\succeq_{rlex}p_{k+1}\succeq_{rlex}\dots\succeq_{rlex}p_{k+l}.

In the above expression, we denote the latest variable factor of TT in M{\mathcal{B}}_{M} by LM(T)L_{M}(T) and the latest variable factor of TT in N{\mathcal{B}}_{N} by LN(T)L_{N}(T). Based on the above expression of TT, one has LM(T)=TpkL_{M}(T)=T_{p_{k}} and LN(T)=Tpk+lL_{N}(T)=T_{p_{k+l}} unless kk or ll is equal to zero.

Given a multidegree μ\mu in SS, we use MM^{\prime} and NN^{\prime} to denote the smallest elements in M{\mathcal{B}}_{M} and N{\mathcal{B}}_{N}, respectively, with respect to rlex\succ_{rlex} dividing μ\mu.

In the following example, we provide an example of a fiber graph and we use the above standard factorization to label the vertices of the fiber graph.

Example 5.14.

Let I=(x32,x2x5)I=\mathcal{B}(x_{3}^{2},x_{2}x_{5}) and let μ=x12x22x32x4x5.\mu=x_{1}^{2}x_{2}^{2}x_{3}^{2}x_{4}x_{5}. Then the fiber graph Γμ(I)\Gamma_{\mu}(I) is given in Figure 2.

T232T14T15T_{23}^{2}T_{14}T_{15}T13T23T24T15T_{13}T_{23}T_{24}T_{15}T22T33T14T15T_{22}T_{33}T_{14}T_{15}T13T23T14T25T_{13}T_{23}T_{14}T_{25}T12T33T24T15T_{12}T_{33}T_{24}T_{15}T12T33T14T25T_{12}T_{33}T_{14}T_{25}T132T24T25T_{13}^{2}T_{24}T_{25}T11T33T24T25T_{11}T_{33}T_{24}T_{25}
Figure 2. The fiber graph Γx12x22x32x4x5(I)\Gamma_{x_{1}^{2}x_{2}^{2}x_{3}^{2}x_{4}x_{5}}(I) for I=(x32,x2x5)I=\mathcal{B}(x_{3}^{2},x_{2}x_{5}).

Note that the fiber graph given in Figure 2 has no cycles and has a unique sink T=T11T33T24T25T=T_{11}T_{33}T_{24}T_{25} where LM(T)=T33L_{M}(T)=T_{33} and LN(T)=T25L_{N}(T)=T_{25}. In addition, both Borel generators M=x32M=x_{3}^{2} and N=x2x5N=x_{2}x_{5} divides μ\mu, so M=MM=M^{\prime} and N=NN=N^{\prime}. As we shall see in the following lemma, it is not a coincidence that LN(T)=T25=TNL_{N}(T)=T_{25}=T_{N} for the sink vertex TT.

Lemma 5.15.

(Adopt 5.13) Let μ\mu be a multidegree and TT be a vertex of Γμ(I)\Gamma_{\mu}(I).

  1. (a)

    If LN(T)L_{N}(T) exists and LN(T)TNL_{N}(T)\neq T_{N^{\prime}}, then there is an edge from TT to a vertex TT^{\prime} of Γμ(I)\Gamma_{\mu}(I) such that

    LN(T)>rlexLN(T)=TN.L_{N}(T)>_{rlex}L_{N}(T^{\prime})=T_{N^{\prime}}.
  2. (b)

    Suppose LN(T)L_{N}(T) does not exist. If LM(T)L_{M}(T) exists and LM(T)TML_{M}(T)\neq T_{M^{\prime}} then there is an edge from TT to a vertex TT^{\prime} of Γμ(I)\Gamma_{\mu}(I) such that

    LM(T)>rlexLM(T)=TM.L_{M}(T)>_{rlex}L_{M}(T^{\prime})=T_{M^{\prime}}.
Proof.

(a) Let LN(T)=TijL_{N}(T)=T_{ij} and N=xixjN^{\prime}=x_{i^{\prime}}x_{j^{\prime}} where xixjx_{i}x_{j} and xixjx_{i^{\prime}}x_{j^{\prime}} are both in N{\mathcal{B}}_{N} with iji\leq j and iji^{\prime}\leq j^{\prime}. It follows from our assumption LN(T)TNL_{N}(T)\neq T_{N^{\prime}} that i<ii<i^{\prime} or j<jj<j^{\prime}. We start by observing j=jj=j^{\prime}. Suppose not. Since xjx_{j^{\prime}} divides μ\mu, there is some monomial u=xsxju=x_{s}x_{j^{\prime}} such that TuT_{u} divides TT. Then Tij>rlexTuT_{ij}>_{rlex}T_{u}, contradicting how TijT_{ij} was chosen. Thus j=jj=j^{\prime} and i<ii<i^{\prime}.

Our goal is to find u,u(M,N)u,u^{\prime}\in\mathcal{B}(M,N) such that TuTijTuTij𝒢1T_{u}T_{ij}-T_{u^{\prime}}T_{i^{\prime}j}\in\mathcal{G}_{1} where TuTijT_{u}T_{ij} divides TT. Once we find such u,uu,u^{\prime}, we can construct a vertex TT^{\prime} of Γμ(I)\Gamma_{\mu}(I) such that T𝒢1TT\rightarrow_{\mathcal{G}_{1}}T^{\prime}. Since xix_{i^{\prime}} divides μ\mu, there exists a monomial u(M,N)u\in\mathcal{B}(M,N) divisible by xix_{i^{\prime}} so that TuT_{u} divides TT. We claim that TuTijT_{u}T_{ij} divides TT. In order to prove the claim, it suffices to show TuTijT_{u}\neq T_{ij}. If u=xixju=x_{i}x_{j}, we must have i=ji^{\prime}=j as uu is divisible by xix_{i^{\prime}} and i<ii<i^{\prime}. Additionally, since xjx_{j^{\prime}} divides μ\mu, there exists a monomial v(M,N)v\in\mathcal{B}(M,N) divisible by xjx_{j^{\prime}} such that TvT_{v} divides TT. Note that Tv>rlexLN(T)=TiiT_{v}>_{rlex}L_{N}(T)=T_{ii^{\prime}} by the definition of LN(T)L_{N}(T). It follows from this comparison that i=ji^{\prime}=j^{\prime}. This is not possible because i<ji^{\prime}<j^{\prime} since xixjNx_{i^{\prime}}x_{j^{\prime}}\in{\mathcal{B}}_{N}. Therefore, TuTijT_{u}T_{ij} divides TT.

Let u:=xi(u/xi)u^{\prime}:=x_{i}(u/x_{i^{\prime}}) and T:=TuTij(T/(TuTij))\displaystyle T^{\prime}:=T_{u^{\prime}}T_{i^{\prime}j}\big{(}T/(T_{u}T_{ij})\big{)}. It follows from the definition of strongly stable ideals that u(M,N)u^{\prime}\in{\mathcal{B}}(M,N) as i<ii<i^{\prime}. Note that TT^{\prime} is a vertex of Γμ(I)\Gamma_{\mu}(I). Since Tu>rlexTij>rlexTijT_{u}>_{rlex}T_{ij}>_{rlex}T_{i^{\prime}j}, we have TuTijTuTij𝒢1T_{u}T_{ij}-T_{u^{\prime}}T_{i^{\prime}j}\in\mathcal{G}_{1}. Therefore, T𝒢1TT\rightarrow_{\mathcal{G}_{1}}T^{\prime} and LN(T)=TN=TijL_{N}(T^{\prime})=T_{N^{\prime}}=T_{i^{\prime}j}.

(b) First note that TT is a type MM vertex because LN(T)L_{N}(T) does not exist. Let LM(T)=TijL_{M}(T)=T_{ij} and M=xixjM^{\prime}=x_{i^{\prime}}x_{j^{\prime}} where xixjx_{i}x_{j} and xixjx_{i^{\prime}}x_{j^{\prime}} are both in M{\mathcal{B}}_{M} with iji\leq j and iji^{\prime}\leq j^{\prime}. It follows from our assumption LM(T)TML_{M}(T)\neq T_{M^{\prime}} that i<ii<i^{\prime} or j<jj<j^{\prime}. Using the same arguments from (a), we have j=jj=j^{\prime} and i<ii<i^{\prime}.

Similar to the discussion in (a), we claim that there exists a monomial uMu\in{\mathcal{B}}_{M} such that it is divisible by xix_{i^{\prime}} and TuTijT_{u}T_{ij} divides TT. Since xix_{i^{\prime}} divides μ\mu, there exists a monomial uu is divisible by xix_{i^{\prime}} such that TuT_{u} divides TT. If TuTij,T_{u}\neq T_{ij}, then TuTijT_{u}T_{ij} divides TT. If Tu=TijT_{u}=T_{ij}, then u=xixju=x_{i}x_{j}. Since i<ii<i^{\prime} and uu is divisible by xix_{i^{\prime}}, we must have i=j=ji^{\prime}=j=j^{\prime} which implies that M=xi2M^{\prime}=x_{i^{\prime}}^{2} and Tu=LM(T)=TiiT_{u}=L_{M}(T)=T_{ii^{\prime}}. Since MM^{\prime} divides μ,\mu, there exists another TvT_{v} in the support of TT such that vv is divisible by xix_{i^{\prime}}. Then TvTijT_{v}T_{ij} divides TT. Since LN(T)L_{N}(T) does not exist, u,vu,v must be both in M{\mathcal{B}}_{M} and the claim holds. Since uMu\in{\mathcal{B}}_{M} and xix_{i^{\prime}} divides uu where i<ii<i^{\prime}, the monomial u:=xi(u/xi)u^{\prime}:=x_{i}(u/x_{i^{\prime}}) is in M.{\mathcal{B}}_{M}. Recall also that M=xixjMM^{\prime}=x_{i^{\prime}}x_{j}\in{\mathcal{B}}_{M}. Then, TuTijTuTij𝒢1T_{u}T_{ij}-T_{u^{\prime}}T_{i^{\prime}j}\in\mathcal{G}_{1} which implies that T𝒢1TT\rightarrow_{\mathcal{G}_{1}}T^{\prime} where T=TuTij(T/(TuTij))\displaystyle T^{\prime}=T_{u^{\prime}}T_{i^{\prime}j}\big{(}T/(T_{u}T_{ij})\big{)} is a vertex in Γμ(I)\Gamma_{\mu}(I). Note that LM(T)=TijL_{M}(T^{\prime})=T_{i^{\prime}j} where LM(T)>rlexLM(T)=TML_{M}(T)>_{rlex}L_{M}(T^{\prime})=T_{M^{\prime}}. ∎

Lemma 5.16.

(Adopt 5.13) Let μ\mu be a multidegree such that Γμ(I)\Gamma_{\mu}(I) is nonempty. If the fiber graph Γμ(I)\Gamma_{\mu}(I) has a vertex of type MM, then any sink of Γμ(I)\Gamma_{\mu}(I) is of type MM. In particular, every sink of Γμ(I)\Gamma_{\mu}(I) is of the form ZMTMZ_{M^{\prime}}T_{M^{\prime}} where ZMZ_{M^{\prime}} is a sink of ΓμM(I)\Gamma_{\frac{\mu}{M^{\prime}}}(I). Otherwise, each sink of Γμ(I)\Gamma_{\mu}(I) is of the form ZNTNZ_{N^{\prime}}T_{N^{\prime}} where ZNZ_{N^{\prime}} is a sink of ΓμN(I)\Gamma_{\frac{\mu}{N^{\prime}}}(I).

Proof.

Recall that whenever there is a directed edge from TT to TT^{\prime}, we have TrlexTT\succ_{rlex}T^{\prime}. Additionally, observe that a sink of Γμ(I)\Gamma_{\mu}(I) must be reached eventually because there is no infinite descending chain of monomials with respect to a monomial order (see [17, Lemma 2.1.7]).

If there is a vertex TT of type MM in Γμ(I)\Gamma_{\mu}(I), then every vertex of Γμ(I)\Gamma_{\mu}(I) must be of type MM by Lemma 5.8 (a). Thus any sink is of type MM. Furthermore, every sink of Γμ(I)\Gamma_{\mu}(I) must be divisible by TMT_{M^{\prime}}. Otherwise, there is an edge directed from a sink by Lemma 5.15 (b), a contradiction. Hence each sink is of the form ZMTMZ_{M^{\prime}}T_{M^{\prime}} where ZMZ_{M^{\prime}} is a vertex in ΓμM(I)\Gamma_{\frac{\mu}{M^{\prime}}}(I). Finally, the monomial ZMZ_{M^{\prime}} must be a sink in ΓμM(I)\Gamma_{\frac{\mu}{M^{\prime}}}(I). Otherwise, there must be an edge directed from ZMZ_{M^{\prime}} to another vertex in ΓμM(I)\Gamma_{\frac{\mu}{M^{\prime}}}(I), say ZZ^{\prime}. Then, ZM𝒢1ZZ_{M^{\prime}}\rightarrow_{\mathcal{G}_{1}}Z^{\prime} which in turn implies that ZMTM𝒢1TMZZ_{M^{\prime}}T_{M^{\prime}}\rightarrow_{\mathcal{G}_{1}}T_{M^{\prime}}Z^{\prime}, contradicting the fact that ZMTMZ_{M^{\prime}}T_{M^{\prime}} is a sink in Γμ(I)\Gamma_{\mu}(I).

If Γμ(I)\Gamma_{\mu}(I) has no vertices of type MM, then LN(T)L_{N}(T) exists for each vertex TT of Γμ(I)\Gamma_{\mu}(I). Furthermore, every sink of Γμ(I)\Gamma_{\mu}(I) must be divisible by TNT_{N^{\prime}}. Otherwise, it could not be a sink due to Lemma 5.15 (a). Therefore, each sink is of the form ZNTNZ_{N^{\prime}}T_{N^{\prime}} where ZNZ_{N^{\prime}} is a vertex in ΓμN(I)\Gamma_{\frac{\mu}{N^{\prime}}}(I). As in the previous paragraph, one can show that ZNZ_{N^{\prime}} must be a sink in ΓμN(I)\Gamma_{\frac{\mu}{N^{\prime}}}(I). ∎

Remark 5.17.

Let μ\mu be a multidegree. If the degree of μ\mu is odd, then Γμ(I)\Gamma_{\mu}(I) must be empty. Thus, we may assume the degree of μ\mu is even for the remainder of the paper.

In the following corollary, we show that a non-empty fiber graph has a unique sink and we provide a greedy description of this unique sink. In summary, the sink is found as follows: set prp_{r} to be NN^{\prime} if NN^{\prime} exists; otherwise, set pr=Mp_{r}=M^{\prime}. Let μr1=μ/pr\mu_{r-1}=\mu/p_{r}. Furthermore, let Mr1M^{\prime}_{r-1} and Nr1N^{\prime}_{r-1} be the smallest elements in M{\mathcal{B}}_{M} and N{\mathcal{B}}_{N} in revlex order, respectively, dividing μr1\mu_{r-1}. Set pr1p_{r-1} equal to Nr1N^{\prime}_{r-1} if it exists; otherwise, set pr1=Mr1p_{r-1}=M^{\prime}_{r-1}. One can continue in this fashion by setting μi=μ/j=i+1rpj\mu_{i}=\mu/\prod_{j=i+1}^{r}p_{j} and letting MiM^{\prime}_{i} and NiN^{\prime}_{i} be the smallest elements in M{\mathcal{B}}_{M} and N{\mathcal{B}}_{N} in revlex order, respectively, dividing μi\mu_{i} for each i[r1]i\in[r-1].

Corollary 5.18.

For any multidegree μ\mu of degree 2r2r, where Γμ(I)\Gamma_{\mu}(I) is non-empty, Γμ(I)\Gamma_{\mu}(I) has a unique sink T=Tp1TprT=T_{p_{1}}\cdots T_{p_{r}} satisfying that TpiT_{p_{i}} is the least variable in revlex order so that pip_{i} divides μ/j=i+1rpj\mu/\prod_{j=i+1}^{r}p_{j} for each i[r]i\in[r].

Proof.

We use induction on the length of the standard factorization. The base case r=1r=1 is immediate. Suppose r>1r>1. Then a sink T=Tp1TprT=T_{p_{1}}\cdots T_{p_{r}} in Γμ(I)\Gamma_{\mu}(I) is of the form T=TTMT=T^{\prime}~{}T_{M^{\prime}} or T=TTNT=T^{\prime}~{}T_{N^{\prime}} such that T=Tp1Tpr1T^{\prime}=T_{p_{1}}\cdots T_{p_{r-1}} is a sink in Γμr1(I)\Gamma_{\mu_{r-1}}(I) by Lemma 5.16 and its proof. Note that TT is of the first form, i.e. pr=Mp_{r}=M^{\prime}, if Γμ(I)\Gamma_{\mu}(I) has a vertex of type MM and it is of the second form, i.e. pr=Np_{r}=N^{\prime}, otherwise. It follows from the induction hypothesis that TT^{\prime} is the unique sink in Γμr1(I)\Gamma_{\mu_{r-1}}(I) and TpiT_{p_{i}} is the smallest variable in revlex order so that pip_{i} divides μ/j=i+1rpj\mu/\prod_{j=i+1}^{r}p_{j} for each i[r1]i\in[r-1]. Since Γμr1(I)\Gamma_{\mu_{r-1}}(I) has a unique sink, TT is the only sink in Γμ(I)\Gamma_{\mu}(I). Hence, the statement holds. ∎

We conclude this subsection by presenting an explicit description of the relations between the indices of the variables that are involved in the standard factorization of a sink. These relations will play a central role in the proof of the main result in Section 6. Furthermore, they can be used to count the number of different fiber graphs for a given degree.

Lemma 5.19.

(Adopt 5.6 and 5.13) Let Γμ(I)\Gamma_{\mu}(I) be a nonempty fiber graph and T=Tp1TprT=T_{p_{1}}\cdots T_{p_{r}} be its unique sink. Let pk1=xixjp_{k_{1}}=x_{i}x_{j} and pk2=xixjp_{k_{2}}=x_{i^{\prime}}x_{j^{\prime}} where k1<k2k_{1}<k_{2}.

  1. (a)

    If pk1p_{k_{1}} and pk2p_{k_{2}} are both in M{\mathcal{B}}_{M} or N{\mathcal{B}}_{N}, then iii\leq i^{\prime} and jjj\leq j^{\prime}.

  2. (b)

    If pk1Mp_{k_{1}}\in{\mathcal{B}}_{M} and pk2Np_{k_{2}}\in{\mathcal{B}}_{N}, then iii\leq i^{\prime} or c<ic<i. In particular, we must have i=ji=j or c<jc<j when i=ii=i^{\prime}.

Proof.

(a) The last inequality jjj\leq j^{\prime} follows from our assumption that pk1rlexpk2p_{k_{1}}\succeq_{rlex}p_{k_{2}}. For the first inequality, by contradiction, suppose i>ii>i^{\prime}. Observe that we must have j<jj<j^{\prime} as pk1rlexpk2p_{k_{1}}\succ_{rlex}p_{k_{2}}. Before we proceed further recall that iji\leq j and iji^{\prime}\leq j^{\prime}. If i=ji^{\prime}=j^{\prime}, then pk2Mp_{k_{2}}\in{\mathcal{B}}_{M} as the equality of two indices is not possible for monomials in N{\mathcal{B}}_{N}. Then we obtain i<ijji^{\prime}<i\leq j\leq j^{\prime} which implies that i<ji^{\prime}<j^{\prime}, a contradiction. Thus, we must have iii\leq i^{\prime} in this case. For the remainder of the proof, we may assume that i<ji^{\prime}<j^{\prime}. Note that xixjx_{i^{\prime}}x_{j} and xixjx_{i}x_{j^{\prime}} are both in M{\mathcal{B}}_{M} if pk1,pk2Mp_{k_{1}},p_{k_{2}}\in{\mathcal{B}}_{M}. Similarly, they are both in N{\mathcal{B}}_{N} if pk1,pk2Np_{k_{1}},p_{k_{2}}\in{\mathcal{B}}_{N}. Furthermore, pk1,pk2rlexxixjp_{k_{1}},p_{k_{2}}\succ_{rlex}x_{i}x_{j^{\prime}}. Then Tpk1Tpk2TijTij𝒢1T_{p_{k_{1}}}T_{p_{k_{2}}}-T_{i^{\prime}j}T_{ij^{\prime}}\in\mathcal{G}_{1}, which contradicts to TT being a sink. Therefore, iii\leq i^{\prime}.

(b) By contradiction, suppose i<ic.i^{\prime}<i\leq c. It follows from the definition of strongly stable ideals that xixjMx_{i^{\prime}}x_{j}\in{\mathcal{B}}_{M} as xixjMx_{i}x_{j}\in{\mathcal{B}}_{M} where i<ii^{\prime}<i. Furthermore, we have xixjNx_{i}x_{j^{\prime}}\in{\mathcal{B}}_{N} as ici\leq c and pk2Np_{k_{2}}\in{\mathcal{B}}_{N}. Since pk1,pk2rlexxixjp_{k_{1}},p_{k_{2}}\succ_{rlex}x_{i}x_{j^{\prime}}, we have Tpk1Tpk2TijTij𝒢1T_{p_{k_{1}}}T_{p_{k_{2}}}-T_{i^{\prime}j}T_{ij^{\prime}}\in\mathcal{G}_{1}, a contradiction.

For the last statement, assume that i=ii=i^{\prime}. Since pk1rlexpk2,p_{k_{1}}\succ_{rlex}p_{k_{2}}, it is immediate that j<jj<j^{\prime}. On the contrary, suppose i<jci<j\leq c. Then, we have xjxjNx_{j}x_{j^{\prime}}\in{\mathcal{B}}_{N} as jcj\leq c. Moreover, xi2Mx_{i}^{2}\in{\mathcal{B}}_{M} since xixjMx_{i}x_{j}\in{\mathcal{B}}_{M} and i<ji<j. Note that pk1,pk2rlexxjxjp_{k_{1}},p_{k_{2}}\succ_{rlex}x_{j}x_{j^{\prime}}. Thus Tpk1Tpk2TiiTjj𝒢1T_{p_{k_{1}}}T_{p_{k_{2}}}-T_{ii}T_{jj^{\prime}}\in\mathcal{G}_{1}, a contradiction. ∎

Remark 5.20.

As it can be seen from the proof of the above lemma, uniqueness of the sink is not necessary for the lemma to hold.

5.2. The mixed revlex Gröbner basis

Our goal in this subsection is to describe a Gröbner basis of T(I)T(I) with respect to a new order called mixed reverse lexicographic order. We use similar approaches to the ones employed in the previous subsection and describe the differences in the structure of fiber graphs with respect to a new collection 𝒢2\mathcal{G}_{2}.

Definition 5.21.

Consider all the monomials in MN.{\mathcal{B}}_{M}\cup{\mathcal{B}}_{N}. We say mmrlexnm\succ_{mrlex}n if one of the following hold:

  1. (i)

    mrlexnm\succ_{rlex}n and m,nMm,n\in{\mathcal{B}}_{M},

  2. (ii)

    mNm\in{\mathcal{B}}_{N} and nMn\in{\mathcal{B}}_{M},

  3. (iii)

    mrlexnm\succ_{rlex}n and m,nNm,n\in{\mathcal{B}}_{N}.

We say Tm>mrlexTnT_{m}>_{mrlex}T_{n} if and only if mmrlexnm\succ_{mrlex}n. Let a,b,ca,b,c and dd be given as in 5.6. The TT variables are ordered as follows:

T1(b+1)>mrlex>mrlexTc(b+1)>mrlex>mrlexT1d>mrlex\displaystyle T_{1(b+1)}>_{mrlex}\dots>_{mrlex}T_{c(b+1)}>_{mrlex}\dots>_{mrlex}T_{1d}>_{mrlex}\dots
>mrlexTcd>mrlexT11>mrlexT12>mrlexT22>mrlex\displaystyle>_{mrlex}T_{cd}>_{mrlex}T_{11}>_{mrlex}T_{12}>_{mrlex}T_{22}>_{mrlex}\dots
>mrlexT1b>mrlexT2b>mrlex>mrlexTab.\displaystyle>_{mrlex}T_{1b}>_{mrlex}T_{2b}>_{mrlex}\dots>_{mrlex}T_{ab}.

We use the notation mrlex\succ_{mrlex} to denote the reverse lexicographic order induced by >mrlex>_{mrlex} variable order on RR. We call this new term order the mixed reverse lexicographic order.

Similar to 5.13, we set a standard factorization to express each monomial in RR with respect to mixed reverse lexicographic order.

Notation 5.22.

Let TT be a monomial in RR. We express TT as T=(Tp1Tpk)(Tpk+1Tpk+l)T=(T_{p_{1}}\cdots T_{p_{k}})(T_{p_{k+1}}\cdots T_{p_{k+l}}) such that

  • piNp_{i}\in{\mathcal{B}}_{N} for each i{1,,k}i\in\{1,\ldots,k\} and pk+jMp_{k+j}\in{\mathcal{B}}_{M} for each j{1,,l}j\in\{1,\ldots,l\},

  • p1mrlexmrlexpkmrlexpk+1mrlexmrlexpk+lp_{1}\succeq_{mrlex}\dots\succeq_{mrlex}p_{k}\succ_{mrlex}p_{k+1}\succeq_{mrlex}\dots\succeq_{mrlex}p_{k+l}.

We still denote the latest variable factor of TT in M{\mathcal{B}}_{M} by LM(T)L_{M}(T) and the latest variable factor of TT in N{\mathcal{B}}_{N} by LN(T)L_{N}(T). Based on the above expression of TT, one has LN(T)=TpkL_{N}(T)=T_{p_{k}} and LM(T)=Tpk+lL_{M}(T)=T_{p_{k+l}} unless kk or ll is equal to zero.

Given a multidegree μ\mu in S,S, we use MM^{\prime} and NN^{\prime} to denote the smallest elements in M{\mathcal{B}}_{M} and N{\mathcal{B}}_{N}, respectively, with respect to mrlex\succ_{mrlex} order dividing μ\mu.

The two Hasse diagrams given in Figure 4 and Figure 4 highlight the differences between the rlex\succ_{rlex} order and mrlex\succ_{mrlex} order.

x32x_{3}^{2}x2x3x_{2}x_{3}x22x_{2}^{2}x1x3x_{1}x_{3}x1x2x_{1}x_{2}x12x_{1}^{2}x2x4x_{2}x_{4}x1x4x_{1}x_{4}x1x5x_{1}x_{5}x2x5x_{2}x_{5}T4T_{4}T2T_{2}T3T_{3}T1T_{1}T0T_{0}T5T_{5}T7T_{7}T6T_{6}T8T_{8}T9T_{9}MMNN
Figure 3. rlex\succ_{rlex} order
x32x_{3}^{2}x2x3x_{2}x_{3}x22x_{2}^{2}x1x3x_{1}x_{3}x1x2x_{1}x_{2}x12x_{1}^{2}x2x4x_{2}x_{4}x1x4x_{1}x_{4}x1x5x_{1}x_{5}x2x5x_{2}x_{5}T8T_{8}T6T_{6}T7T_{7}T5T_{5}T4T_{4}T9T_{9}T1T_{1}T0T_{0}T2T_{2}T3T_{3}MMNN
Figure 4. mrlex\succ_{mrlex} order

The main result of this section describes a Gröbner basis of T(I)T(I) with respect to the mixed reverse lexicographic order, mrlex\succ_{mrlex}, on RR.

Theorem 5.23.

Let 𝒢2={TuTv¯TuTv:uv=uv and u,vmrlexv}\mathcal{G}_{2}=\{\underline{T_{u}T_{v}}-T_{u^{\prime}}T_{v^{\prime}}:uv=u^{\prime}v^{\prime}\text{ and }u,v\succ_{mrlex}v^{\prime}\}. Then 𝒢2\mathcal{G}_{2} is a Gröbner basis of T(I)T(I) with respect to the mixed reverse lexicographic order mrlex\succ_{mrlex}.

Proof.

Analogous to the proof of Theorem 5.11, it suffices to show that, for each multidegree μ\mu, the fiber graph Γμ(I)\Gamma_{\mu}(I) with respect to 𝒢2\mathcal{G}_{2} is empty or it has a unique sink by Corollary 5.4. As discussed in the proof of Theorem 5.11, when μ\mu has an odd degree, its fiber graph is empty. It is possible that the fiber graph of μ\mu is empty when its degree is even. In these two cases, there is nothing to prove. The remaining situation is proved in Corollary 5.26. ∎

The following lemmas are analogous versions of Lemma 5.15 and Lemma 5.16 in the mixed reverse lexicographic order.

Lemma 5.24.

Let μ\mu be a multidegree and TT be a vertex of Γμ(I)\Gamma_{\mu}(I).

  1. (a)

    If LM(T)L_{M}(T) exists and LM(T)TML_{M}(T)\neq T_{M^{\prime}} then there is an edge from TT to to a vertex of Γμ(I)\Gamma_{\mu}(I), TT^{\prime}, such that

    LM(T)>mrlexLM(T)=TM.L_{M}(T)>_{mrlex}L_{M}(T^{\prime})=T_{M^{\prime}}.
  2. (b)

    Suppose LM(T)L_{M}(T) does not exist. If LN(T)L_{N}(T) exists and LN(T)TNL_{N}(T)\neq T_{N^{\prime}}, then there is an edge from TT to TT^{\prime} such that

    LN(T)>mrlexLN(T)=TN.L_{N}(T)>_{mrlex}L_{N}(T^{\prime})=T_{N^{\prime}}.
Proof.

The proof of this lemma is analogous to that of Lemma 5.15 with the following difference. For the proof of part (b), one can find a monomial uu such that TuLN(T)T_{u}L_{N}(T) divides TT. This monomial uu has to be in N{\mathcal{B}}_{N} since LM(T)L_{M}(T) does not exist. Depending on our conditions, we can create a monomial uu^{\prime} as in the proof of Lemma 5.15 and this monomial uu^{\prime} must be in N{\mathcal{B}}_{N}. ∎

Lemma 5.25.

Let μ\mu be a multidegree such that Γμ(I)\Gamma_{\mu}(I) is not empty. If Γμ(I)\Gamma_{\mu}(I) has a vertex of type NN, then any sink of Γμ(I)\Gamma_{\mu}(I) is of type NN. In particular, each sink is of the form ZNTNZ_{N^{\prime}}T_{N^{\prime}} where ZNZ_{N^{\prime}} is a sink of ΓμN(I)\Gamma_{\frac{\mu}{N^{\prime}}}(I). Otherwise, every sink of Γμ(I)\Gamma_{\mu}(I) is of the form ZMTMZ_{M^{\prime}}T_{M^{\prime}} where ZMZ_{M^{\prime}} is a sink of ΓμM(I)\Gamma_{\frac{\mu}{M^{\prime}}}(I).

The proof of Lemma 5.25 is completely analogous to Lemma 5.16. Similar to Corollary 5.18, we conclude the following for the mixed revlex order.

Corollary 5.26.

For any multidegree μ\mu of degree 2r2r, where Γμ(I)\Gamma_{\mu}(I) is non-empty, Γμ(I)\Gamma_{\mu}(I) has a unique sink T=Tp1TprT=T_{p_{1}}\cdots T_{p_{r}} satisfying that TpiT_{p_{i}} is the smallest variable in mixed revlex order so that pip_{i} divides μi=μ/j=i+1rpj\mu_{i}=\mu/\prod_{j=i+1}^{r}p_{j}.

As in the previous subsection, we conclude the current subsection by presenting an explicit description of the relations between the indices of the variables that are involved in the standard factorization of a sink with respect to mixed reverse lexicographic order.

Lemma 5.27.

Let Γμ(I)\Gamma_{\mu}(I) be a nonempty fiber graph and T=Tp1TprT=T_{p_{1}}\cdots T_{p_{r}} be its unique sink. Let pk1=xixjp_{k_{1}}=x_{i}x_{j} and pk2=xixjp_{k_{2}}=x_{i^{\prime}}x_{j^{\prime}} where k1<k2k_{1}<k_{2}.

  1. (a)

    If pk1p_{k_{1}} and pk2p_{k_{2}} are both in M{\mathcal{B}}_{M} or N{\mathcal{B}}_{N}, then iii\leq i^{\prime} and jjj\leq j^{\prime}.

  2. (b)

    If pk1Np_{k_{1}}\in{\mathcal{B}}_{N} and pk2Mp_{k_{2}}\in{\mathcal{B}}_{M}, then iii\leq i^{\prime}.

Proof.

(a) Notice that when pk1p_{k_{1}} and pk2p_{k_{2}} are both in N{\mathcal{B}}_{N} or M{\mathcal{B}}_{M}, rlex\succ_{rlex} and mrlex\succ_{mrlex} orders coincide. Thus the proof is obtained from Lemma 5.19.

(b) Suppose pk1Np_{k_{1}}\in{\mathcal{B}}_{N} and pk2Mp_{k_{2}}\in{\mathcal{B}}_{M}. If i>ii>i^{\prime}, then xixjMx_{i}x_{j^{\prime}}\in{\mathcal{B}}_{M} and xixjNx_{i^{\prime}}x_{j}\in{\mathcal{B}}_{N} which can be easily verified by checking the indices. Note that pk1,pk2mrlexxixjp_{k_{1}},p_{k_{2}}\succ_{mrlex}x_{i}x_{j^{\prime}}. Then Tpk1Tpk2TijTij𝒢2T_{p_{k_{1}}}T_{p_{k_{2}}}-T_{i^{\prime}j}T_{ij^{\prime}}\in\mathcal{G}_{2} implying that TT is not a sink, a contradiction. ∎

Remark 5.28.

Similar to Lemma 5.19, uniqueness of the sink is not necessary for the lemma to hold.

6. Gröbner Bases of the Multi-Rees Algebras of Strongly Stable Ideals

In this section, we provide a quadratic Gröbner basis for the defining ideal of the multi-Rees algebra (I1Ir)\mathcal{R}(I_{1}\oplus\cdots\oplus I_{r}) when r=2r=2 and each ideal is a strongly stable ideal with two quadratic Borel generators. As a result of Theorem 3.2, it suffices to find a quadratic Gröbner basis for the toric ideal associated to its special fiber. Similar to Section 5, we follow an approach that involves fiber graphs of multidegrees with respect to a collection of marked binomials.

We begin by setting our notation and introducing our objects.

Notation 6.1.

We set I1=(M1,N1)I_{1}={\mathcal{B}}(M_{1},N_{1}) and I2=(M2,N2)I_{2}={\mathcal{B}}(M_{2},N_{2}) where Mi=xaixbiM_{i}=x_{a_{i}}x_{b_{i}} and Ni=xcixdiN_{i}=x_{c_{i}}x_{d_{i}} for i=1,2i=1,2. Note that ci<aibi<dic_{i}<a_{i}\leq b_{i}<d_{i} for each ii. Additionally, we assume d1d2d_{1}\leq d_{2}. As in the previous section, we denote the list of the minimal monomial generators of (Mi){\mathcal{B}}(M_{i}) by Mi{\mathcal{B}}_{M_{i}} and the list of the minimal monomial generators of (Ni)(Mi){\mathcal{B}}(N_{i})\setminus{\mathcal{B}}(M_{i}) by Ni{\mathcal{B}}_{N_{i}} for each ii.

Example 6.2.

Figure 5 shows the regions defined in 6.1.

cic_{i}aia_{i}cic_{i}aia_{i}bib_{i}did_{i}Mi{\mathcal{B}}_{M_{i}}Ni{\mathcal{B}}_{N_{i}}
Figure 5. The regions for Ii=(xaixbi,xcixdi)I_{i}=\mathcal{B}(x_{a_{i}}x_{b_{i}},x_{c_{i}}x_{d_{i}}) with ci<aibi<dic_{i}<a_{i}\leq b_{i}<d_{i}

Recall that the defining ideal of (I1I2)\mathcal{R}(I_{1}\oplus I_{2}) is the kernel of the following SS-algebra homomorphism given by

φ:S[Tu,Zv:uM1N1,vM2N2]S[t,z]=𝕂[x1,,xn,t,z]TuutZvvz,\begin{array}[]{rcl}\varphi:S[T_{u},Z_{v}:u\in\mathcal{B}_{M_{1}}\cup{\mathcal{B}}_{N_{1}},v\in\mathcal{B}_{M_{2}}\cup{\mathcal{B}}_{N_{2}}]&\rightarrow&S[t,z]=\mathbb{K}[x_{1},\dots,x_{n},t,z]\\ T_{u}&\rightarrow&ut\\ Z_{v}&\rightarrow&vz,\end{array}

and extended algebraically. The defining ideal of the special fiber (I1I2)\mathcal{F}(I_{1}\oplus I_{2}) is the kernel of φ\varphi^{\prime}, the induced 𝕂\mathbb{K}-algebra homomorphism of φ\varphi, and it is denoted by T(I1I2)T(I_{1}\oplus I_{2}).

Note that the ring R=𝕂[Tu,Zv:uM1N1,vM2N2]R=\mathbb{K}[T_{u},Z_{v}:u\in\mathcal{B}_{M_{1}}\cup{\mathcal{B}}_{N_{1}},v\in\mathcal{B}_{M_{2}}\cup{\mathcal{B}}_{N_{2}}] inherits the multigrading from S[t,z]S[t,z] where R=μRμR=\bigoplus_{\mu}R_{\mu} with μ\mu ranging over monomials of S[t,z]S[t,z] and RμR_{\mu} being the 𝕂{\mathbb{K}}-vector space described as

Rμ=span𝕂{V=TuauZvbvR:φ(V)=μ}.R_{\mu}=\operatorname{span}_{\mathbb{K}}\{V=\prod T_{u}^{a_{u}}Z_{v}^{b_{v}}\in R~{}:~{}\varphi(V)=\mu\}.

In what follows, we introduce a collection of marked binomials 𝒢\mathcal{G} to study fiber graphs of multidegrees with respect to 𝒢\mathcal{G}. In particular, we prove that 𝒢\mathcal{G} is a Gröbner basis of T(I1I2)T(I_{1}\oplus I_{2}) with respect to the following monomial order on RR.

Definition 6.3.

We define the head and tail order, denoted by ht\succ_{ht}, on RR as follows. We first introduce the following variable order, denoted by >ht>_{ht}, on RR.

  • If u,vM1N1u,v\in\mathcal{B}_{M_{1}}\cup{\mathcal{B}}_{N_{1}}, and urlexvu\succ_{rlex}v, then Tu>htTvT_{u}>_{ht}T_{v}.

  • If uM1N1u\in\mathcal{B}_{M_{1}}\cup{\mathcal{B}}_{N_{1}} and vM2N2,v\in\mathcal{B}_{M_{2}}\cup{\mathcal{B}}_{N_{2}}, then Tu>htZvT_{u}>_{ht}Z_{v}.

  • If u,vM2N2u,v\in\mathcal{B}_{M_{2}}\cup{\mathcal{B}}_{N_{2}}, and umrlexvu\succ_{mrlex}v, then Zu>htZvZ_{u}>_{ht}Z_{v}.

In particular, we order the variables of RR in the following way.

T11>htT12>htT22>ht>htT1b1>htT2b1>ht>Ta1b1>ht\displaystyle T_{11}>_{ht}T_{12}>_{ht}T_{22}>_{ht}\dots>_{ht}T_{1b_{1}}>_{ht}T_{2b_{1}}>_{ht}\dots>T_{a_{1}b_{1}}>_{ht}
T1(b1+1)>ht>htTc1(b1+1)>ht>htT1d1>ht>htTc1d1>ht\displaystyle T_{1(b_{1}+1)}>_{ht}\dots>_{ht}T_{c_{1}(b_{1}+1)}>_{ht}\dots>_{ht}T_{1d_{1}}>_{ht}\dots>_{ht}T_{c_{1}d_{1}}>_{ht}
Z1(b2+1)>ht>htZc2(b2+1)>ht>htZ1d2>ht>htZc2d2>ht\displaystyle Z_{1(b_{2}+1)}>_{ht}\dots>_{ht}Z_{c_{2}(b_{2}+1)}>_{ht}\dots>_{ht}Z_{1d_{2}}>_{ht}\dots>_{ht}Z_{c_{2}d_{2}}>_{ht}
Z11>htZ12>htZ22>ht>htZ1b2>htZ2b2>ht>htZa2b2.\displaystyle Z_{11}>_{ht}Z_{12}>_{ht}Z_{22}>_{ht}\dots>_{ht}Z_{1b_{2}}>_{ht}Z_{2b_{2}}>_{ht}\dots>_{ht}Z_{a_{2}b_{2}}.

Finally, head and tail order, ht\succ_{ht}, is the reverse lexicographical order on RR induced by >ht>_{ht}.

Remark 6.4.

The head and tail order, >ht>_{ht}, is actually the direct product order of >rlex>_{rlex} and >mrlex>_{mrlex} on 𝕂[Tu:uM1N1]\mathbb{K}[T_{u}:u\in\mathcal{B}_{M_{1}}\cup{\mathcal{B}}_{N_{1}}] and 𝕂[Zv:vM2N2]\mathbb{K}[Z_{v}:v\in\mathcal{B}_{M_{2}}\cup{\mathcal{B}}_{N_{2}}] defined in [13, Section 2.1.2].

Notation 6.5.

Let 𝒢\mathcal{G} be the union of the following collection of marked binomials where

𝒢1\displaystyle\mathcal{G}_{1} ={TuTv¯TuTv:uv=uv and u,vrlexv},\displaystyle=\{\underline{T_{u}T_{v}}-T_{u^{\prime}}T_{v^{\prime}}:uv=u^{\prime}v^{\prime}\text{ and }u,v\succ_{rlex}v^{\prime}\},
𝒢2\displaystyle\mathcal{G}_{2} ={ZuZv¯ZuZv:uv=uv and u,vmrlexv},\displaystyle=\{\underline{Z_{u}Z_{v}}-Z_{u^{\prime}}Z_{v^{\prime}}:uv=u^{\prime}v^{\prime}\text{ and }u,v\succ_{mrlex}v^{\prime}\},
𝒢3\displaystyle\mathcal{G}_{3} ={TuZv¯TuZv:uv=uv and vmrlexv}.\displaystyle=\{\underline{T_{u}Z_{v}}-T_{u^{\prime}}Z_{v^{\prime}}:uv=u^{\prime}v^{\prime}\text{ and }v\succ_{mrlex}v^{\prime}\}.

Note that 𝒢1\mathcal{G}_{1} is the Gröbner basis of I1I_{1} with respect to term order rlex\succ_{rlex} on 𝕂[Tu:uM1N1]\mathbb{K}[T_{u}:u\in\mathcal{B}_{M_{1}}\cup{\mathcal{B}}_{N_{1}}] and 𝒢2\mathcal{G}_{2} is the Gröbner basis of I2I_{2} with respect to the mixed reverse lexicographical order, mrlex\succ_{mrlex}, on 𝕂[Zv:vM2N2]\mathbb{K}[Z_{v}:v\in\mathcal{B}_{M_{2}}\cup{\mathcal{B}}_{N_{2}}] by Theorem 5.11 and Theorem 5.23. Marked terms of each 𝒢i\mathcal{G}_{i} for i=1,2,3i=1,2,3 are leading terms with respect to the head and tail order, ht\succ_{ht}, on RR.

Remark 6.6.

One can also view 𝒢\mathcal{G} as the collection of 2×22\times 2 minors of the symmetric ladders where 𝒢1\mathcal{G}_{1} and 𝒢2\mathcal{G}_{2} correspond to collection of 2×22\times 2 minors of symmetric ladders associated to I1I_{1} and I2,I_{2}, respectively. Since 𝒢3\mathcal{G}_{3} is expressed in terms of TT and ZZ variables, we can view it as the collection of 2×22\times 2 minors of “stacked” symmetric ladders. Here we use the term stacked to imply that the minors can be read from two different levels where the ladder corresponding to the first ideal is placed on the first level and the second one is placed on the second level while being aligned with respect to their initial entries.

As we have seen in 5.13 and 5.22, it is useful to set a standard factorization to express each monomial in RR with respect to the head and tail order.

Definition 6.7.

Let VV be a monomial in RR. We express VV as V=(Tm1Tmp)(Zn1Znq)V=(T_{m_{1}}\cdots T_{m_{p}})(Z_{n_{1}}\cdots Z_{n_{q}}) such that Tm1hthtTmp>htZn1hthtZnqT_{m_{1}}\geq_{ht}\dots\geq_{ht}T_{m_{p}}>_{ht}Z_{n_{1}}\geq_{ht}\dots\geq_{ht}Z_{n_{q}}, where miM1N1m_{i}\in\mathcal{B}_{M_{1}}\cup{\mathcal{B}}_{N_{1}} and njM2N2n_{j}\in\mathcal{B}_{M_{2}}\cup{\mathcal{B}}_{N_{2}} for each i[p]i\in[p] and j[q]j\in[q].

One can define fiber graphs of I1I2I_{1}\oplus I_{2} at multidegrees as in Section 5. We recall this construction below.

Definition 6.8.

Given a multidegree μS[t,z]\mu\in S[t,z], we denote the fiber graph of I1I2I_{1}\oplus I_{2} at μ\mu with respect to 𝒢\mathcal{G} by Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}). The vertices of the fiber graph are the monomials of RμR_{\mu}. In other words, a monomial V=(Tm1Tmp)(Zn1Znq)V=(T_{m_{1}}\cdots T_{m_{p}})(Z_{n_{1}}\cdots Z_{n_{q}}) is a vertex if and only if μ=(m1mp)(n1nq)\mu=(m_{1}\cdots m_{p})(n_{1}\cdots n_{q}). Given two vertices VV and VV^{\prime}, there is a directed edge from VV to VV^{\prime} whenever V𝒢VV\rightarrow_{\mathcal{G}}V^{\prime}.

Remark 6.9.

Let V=(Tm1Tmp)(Zn1Znq)V=(T_{m_{1}}\cdots T_{m_{p}})(Z_{n_{1}}\cdots Z_{n_{q}}) be a vertex in Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}). If p=0p=0, then VV is a vertex in Γμ(I2)\displaystyle\Gamma_{\mu}(I_{2}) with respect to 𝒢2\mathcal{G}_{2}. Similarly, if q=0q=0, then VV is a vertex in Γμ(I1)\Gamma_{\mu}(I_{1}) with respect to 𝒢1\mathcal{G}_{1}.

Example 6.10.

Let I1=(x4x5,x2x6),I2=(x42,x3x6)I_{1}={\mathcal{B}}(x_{4}x_{5},x_{2}x_{6}),I_{2}={\mathcal{B}}(x_{4}^{2},x_{3}x_{6}) and μ=x2x3x42x5x6t2zS[t,z].\mu=x_{2}x_{3}x_{4}^{2}x_{5}x_{6}t^{2}z\in S[t,z]. Note that all elements of RμR_{\mu} are the vertices of Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}). In Figure 6, we label each edge of the fiber graph with the related reduction producing it.

T25T44Z36T_{25}T_{44}Z_{36}T26T44Z35T_{26}T_{44}Z_{35}T35T44Z26T_{35}T_{44}Z_{26}T24T45Z36T_{24}T_{45}Z_{36}T26T35Z44T_{26}T_{35}Z_{44}T34T45Z26T_{34}T_{45}Z_{26}T26T45Z34T_{26}T_{45}Z_{34}sinkT26Z35𝒢T25Z36T_{26}Z_{35}\rightarrow_{\mathcal{G}}T_{25}Z_{36}T44Z35𝒢T35Z44T_{44}Z_{35}\rightarrow_{\mathcal{G}}T_{35}Z_{44}T44T25𝒢T24T45T_{44}T_{25}\rightarrow_{\mathcal{G}}T_{24}T_{45}T35Z26𝒢T25Z36T_{35}Z_{26}\rightarrow_{\mathcal{G}}T_{25}Z_{36}T44T35𝒢T34T45T_{44}T_{35}\rightarrow_{\mathcal{G}}T_{34}T_{45}T24Z36𝒢T26Z34T_{24}Z_{36}\rightarrow_{\mathcal{G}}T_{26}Z_{34}T34Z26𝒢T26Z34T_{34}Z_{26}\rightarrow_{\mathcal{G}}T_{26}Z_{34}T45Z34𝒢T35Z44T_{45}Z_{34}\rightarrow_{\mathcal{G}}T_{35}Z_{44}
Figure 6. The fiber graph of I1I2I_{1}\oplus I_{2} at the multidegree x2x3x42x5x6t2zx_{2}x_{3}x_{4}^{2}x_{5}x_{6}t^{2}z

We are now ready to state one of the main results of this section.

Theorem 6.11.

The collection 𝒢\mathcal{G} is a Gröbner basis of T(I1I2)T(I_{1}\oplus I_{2}) with respect to the head and tail order, ht\succ_{ht}, on RR.

Proof.

Analogous to the proofs of Theorem 5.11 and Theorem 5.23, it suffices to show that for a multidegree μS[t,z]\mu\in S[t,z], the fiber graph Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}) is empty or has a unique sink by Corollary 5.4 and Remark 5.5. If the fiber graph is empty, we are done. If not, this statement is proved in Proposition 6.20. ∎

In comparison to fiber graphs of I1I_{1} and I2I_{2}, studying sinks of fiber graphs of I1I2I_{1}\oplus I_{2} is much more complex because one needs to consider reductions associated to both ideals via the collection 𝒢3\mathcal{G}_{3} given in terms of TT and ZZ variables. In what follows, we carefully set our notation and establish several auxiliary lemmas to utilize in our proof of Proposition 6.20. The proofs of Lemmas 6.15, 6.17, and 6.19 are postponed until the end of the section.

Notation 6.12.

Let μ\mu be a multidegree such that Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}) is nonempty and p,q1p,q\geq 1. Let VV and VV^{\prime} be two vertices of Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}) such that

V=(Tm1Tmp)V1(Zn1Znq)V2 and V=(Tm1Tmp)V1(Zn1Znq)V2.\displaystyle V=\underbrace{(T_{m_{1}}\cdots T_{m_{p}})}_{V_{1}}\underbrace{(Z_{n_{1}}\cdots Z_{n_{q}})}_{V_{2}}\text{ and }V^{\prime}=\underbrace{(T_{m^{\prime}_{1}}\cdots T_{m^{\prime}_{p}})}_{V^{\prime}_{1}}\underbrace{(Z_{n^{\prime}_{1}}\cdots Z_{n^{\prime}_{q}})}_{V^{\prime}_{2}}.

Notice that μ=μ1μ2=μ1μ2\mu=\mu_{1}\mu_{2}=\mu^{\prime}_{1}\mu^{\prime}_{2} where μ1=m1mp\mu_{1}=m_{1}\cdots m_{p}, μ2=n1nq\mu_{2}=n_{1}\cdots n_{q}, μ1=m1mp\mu^{\prime}_{1}=m^{\prime}_{1}\cdots m^{\prime}_{p}, and μ2=n1nq\mu^{\prime}_{2}=n^{\prime}_{1}\cdots n^{\prime}_{q}. We use ik,jk,ik,jk\textbf{i}_{k},\textbf{j}_{k},\textbf{i}^{\prime}_{k},\textbf{j}^{\prime}_{k} for the indices associated to mkm_{k} and mkm^{\prime}_{k}, and il,jl,il,jli_{l},j_{l},i^{\prime}_{l},j^{\prime}_{l} for the indices associated to nln_{l} and nln^{\prime}_{l}. These two lists of indices should not be confused. More explicitly, for each k[p]k\in[p] and l[q]l\in[q], we set

mk=xikxjk and nl=xilxjl\displaystyle m_{k}=x_{\textbf{i}_{k}}x_{\textbf{j}_{k}}\text{ and }n_{l}=x_{i_{l}}x_{j_{l}}
mk=xikxjk and nl=xilxjl.\displaystyle m^{\prime}_{k}=x_{\textbf{i}^{\prime}_{k}}x_{\textbf{j}^{\prime}_{k}}\text{ and }n^{\prime}_{l}=x_{i^{\prime}_{l}}x_{j^{\prime}_{l}}.

We further introduce the following lists in which an element can appear more than once.

𝒱=𝒱1𝒱2 where\displaystyle\mathcal{V}=\mathcal{V}_{1}\cup\mathcal{V}_{2}\text{ where } 𝒱1={ik,jk:k[p]} and 𝒱2={il,jl:l[q]}\displaystyle\mathcal{V}_{1}=\{\textbf{i}_{k},\textbf{j}_{k}:k\in[p]\}\text{ and }\mathcal{V}_{2}=\{i_{l},j_{l}:l\in[q]\}
𝒱=𝒱1𝒱2 where\displaystyle\mathcal{V}^{\prime}=\mathcal{V}^{\prime}_{1}\cup\mathcal{V}^{\prime}_{2}\text{ where } 𝒱1={ik,jk:k[p]} and 𝒱2={il,jl:l[q]}\displaystyle\mathcal{V}^{\prime}_{1}=\{\textbf{i}^{\prime}_{k},\textbf{j}^{\prime}_{k}:k\in[p]\}\text{ and }\mathcal{V}^{\prime}_{2}=\{i^{\prime}_{l},j^{\prime}_{l}:l\in[q]\}

Note that the two lists 𝒱\mathcal{V} and 𝒱\mathcal{V}^{\prime} coincide as μ1μ2=μ=μ1μ2\mu_{1}\mu_{2}=\mu=\mu^{\prime}_{1}\mu^{\prime}_{2}. In addition, we denote the first and second half of the indices associated to n1,,nqn_{1},\ldots,n_{q} by

={i1,,iq} and 𝒥={j1,,jq}.\mathcal{I}=\{i_{1},\ldots,i_{q}\}\text{ and }\mathcal{J}=\{j_{1},\ldots,j_{q}\}.

It is clear that 𝒱2=𝒥\mathcal{V}_{2}=\mathcal{I}\cup\mathcal{J}.

Example 6.13.

We use Example 6.10 to illustrate 6.12. Let μ=(x2x6)(x4x5)(x3x4)=(x3x5)(x4x4)(x2x6)\mu=(x_{2}x_{6})(x_{4}x_{5})(x_{3}x_{4})=(x_{3}x_{5})(x_{4}x_{4})(x_{2}x_{6}), then V=Tm1Tm2Zn1V=T_{m_{1}}T_{m_{2}}Z_{n_{1}} and V=Tm1Tm2Zn1V^{\prime}=T_{m_{1}^{\prime}}T_{m_{2}^{\prime}}Z_{n_{1}^{\prime}} where m1=x2x6m_{1}=x_{2}x_{6}, m2=x4x5m_{2}=x_{4}x_{5}, n1=x3x4n_{1}=x_{3}x_{4}, m1=x3x5m_{1}^{\prime}=x_{3}x_{5}, m2=x4x4m_{2}^{\prime}=x_{4}x_{4}, and n1=x2x6n_{1}^{\prime}=x_{2}x_{6}. Moreover, 𝒱1={2,6,4,5}\mathcal{V}_{1}=\{2,6,4,5\}, 𝒱2={3,4}\mathcal{V}_{2}=\{3,4\}, 𝒱1={3,5,4,4}\mathcal{V}^{\prime}_{1}=\{3,5,4,4\}, 𝒱2={2,6}\mathcal{V}^{\prime}_{2}=\{2,6\}, ={3}\mathcal{I}=\{3\}, and 𝒥={4}\mathcal{J}=\{4\}.

For the remainder of this section, we adopt 6.12.

Remark 6.14.

If VV is a sink of Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}) with respect to 𝒢\mathcal{G}, then V1V_{1} must be the unique sink of Γμ1(I1)\Gamma_{\mu_{1}}(I_{1}) with respect to 𝒢1\mathcal{G}_{1} and V2V_{2} must be the unique sink of Γμ2(I2)\Gamma_{\mu_{2}}(I_{2}) with respect to 𝒢2\mathcal{G}_{2}.

Given a vertex VV as in 6.12, its associated monomials m1,,mpm_{1},\cdots,m_{p} belong to either the M1\mathcal{B}_{M_{1}} region or the N1\mathcal{B}_{N_{1}} region and the monomials n1,,nqn_{1},\cdots,n_{q} belong to the M2\mathcal{B}_{M_{2}} region or the N2\mathcal{B}_{N_{2}} region shown in Figure 5. If VV is a sink, by Lemma 5.19 and Lemma 5.27, we can deduce several relations between the elements of 𝒱i\mathcal{V}_{i} based on the regions of the associated monomials of ViV_{i} for each i=1,2i=1,2. In the following lemmas, we describe several relations between the elements 𝒱1\mathcal{V}_{1} and 𝒱2\mathcal{V}_{2} for a sink VV by taking into account the regions of certain monomials.

Lemma 6.15.

Suppose VV is a sink of Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}) such that nqN2n_{q}\in{\mathcal{B}}_{N_{2}}. Then

  1. (a)

    each of n1,,nqn_{1},\ldots,n_{q} is contained in N2{\mathcal{B}}_{N_{2}} and

    i1i2iqc2<b2<j1j2jqd2,\displaystyle i_{1}\leq i_{2}\leq\cdots\leq i_{q}\leq c_{2}<b_{2}<j_{1}\leq j_{2}\leq\cdots\leq j_{q}\leq d_{2}, (6.1)

    where b2,c2,d2b_{2},c_{2},d_{2} are as defined in 6.1.

  2. (b)

    each jk\textbf{j}_{k} is at most j1j_{1} for k[p]k\in[p],

  3. (c)

    each ik\textbf{i}_{k} is either at most i1i_{1} or greater than c2c_{2} for k[p]k\in[p].

Under certain assumptions, we can relate VV and VV^{\prime} through the lists given in 6.12 and counting arguments. In the following set of observations, we provide complementary facts which will be quite useful in our study of sinks of Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}).

Observation 6.16.

Suppose nqN2n_{q}\in{\mathcal{B}}_{N_{2}} and nqM2n^{\prime}_{q}\in{\mathcal{B}}_{M_{2}}. One can decompose 𝒱2\mathcal{V}_{2}^{\prime} into the following disjoint lists.

𝒩={v𝒱2:v>b2} and 𝒩c={v𝒱2:vb2}\mathcal{N}=\{v\in\mathcal{V}_{2}^{\prime}:v>b_{2}\}\text{ and }\mathcal{N}^{c}=\{v\in\mathcal{V}_{2}^{\prime}:v\leq b_{2}\}
  1. (i)

    Observe that 𝒩{j1,,jq1} and {i1,,iq,jq}𝒩c\mathcal{N}\subseteq\{j^{\prime}_{1},\ldots,j^{\prime}_{q-1}\}\text{ and }\{i^{\prime}_{1},\ldots,i^{\prime}_{q},j^{\prime}_{q}\}\subseteq\mathcal{N}^{c} since jqb2j^{\prime}_{q}\leq b_{2} and ila2i^{\prime}_{l}\leq a_{2} for each l[q]l\in[q]. Then 𝒩\mathcal{N} has at most q1q-1 elements and 𝒩c\mathcal{N}^{c} has at least q+1q+1 elements.

  2. (ii)

    Let jrj_{r} be the smallest element in 𝒥\mathcal{J} such that jrj_{r} is not contained in 𝒱2\mathcal{V}^{\prime}_{2}. The existence of such an element is guaranteed by observing that 𝒱2𝒥𝒩\mathcal{V}_{2}^{\prime}\cap\mathcal{J}\subseteq\mathcal{N} by Lemma 6.15; by (i) there are at most q1q-1 such elements. Then, there exists h[p]h\in[p] such that xjrx_{j_{r}} divides mhm^{\prime}_{h}. As a result, we have j1jrd1j_{1}\leq j_{r}\leq d_{1} where the first inequality is due to (6.1).

  3. (iii)

    Since at most qq many of the elements of 𝒩c\mathcal{N}^{c} can be contained in \mathcal{I} and none of them is in 𝒥\mathcal{J} by Lemma 6.15, there exists f[p]f\in[p] such that mfm_{f} is divisible by xex_{e} for e𝒩ce\in\mathcal{N}^{c}, i.e., eb2e\leq b_{2}. Note that V1V_{1} is divisible by TmfT_{m_{f}}. For the remainder of this section, we shall denote mf=xexem_{f}=x_{e}x_{e^{\prime}} by avoiding our standard notation as it is possible to have e<ee^{\prime}<e.

Assuming the existence of another sink vertex, we can provide further relations between the elements of 𝒱1\mathcal{V}_{1} and 𝒱2\mathcal{V}_{2}. These relations will be used in our proof of Proposition 6.20.

Lemma 6.17.

Suppose VV and VV^{\prime} are sinks of Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}) such that nqN2n_{q}\in{\mathcal{B}}_{N_{2}} and nqM2n^{\prime}_{q}\in{\mathcal{B}}_{M_{2}}.

  1. (a)

    None of the monomials among m1,,mpm_{1},\ldots,m_{p} is contained in (xc1xb2){\mathcal{B}}(x_{c_{1}}x_{b_{2}}).

  2. (b)

    If the index j1\textbf{j}_{1} is greater than b2b_{2}, then j1\textbf{j}_{1} is at most a1a_{1}.

  3. (c)

    The index j1j_{1} is greater than b1b_{1}.

Remark 6.18.

Suppose VV and VV^{\prime} are sinks of Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}) such that nqN2n_{q}\in{\mathcal{B}}_{N_{2}} and nqM2n^{\prime}_{q}\in{\mathcal{B}}_{M_{2}}. In the light of Lemma 6.17, we can better understand the indices of the monomials from 6.16 (ii) and (iii).

  1. (a)

    It follows from Lemma 6.17 (a) that c1<ec_{1}<e^{\prime} for the monomial mf=xexem_{f}=x_{e}x_{e^{\prime}} from 6.16 (iii). In addition, suppose b2<j1b_{2}<\textbf{j}_{1}; then we must have b2<jfb_{2}<\textbf{j}_{f} by (6.1). Since eb2e\leq b_{2}, it follows that e<ee<e^{\prime} and hence e=ife=\textbf{i}_{f} and e=jfe^{\prime}=\textbf{j}_{f}.

  2. (b)

    Recall from 6.16 (ii) that jrj_{r} belongs to {ih,jh}\{\textbf{i}^{\prime}_{h},\textbf{j}^{\prime}_{h}\}. Note that ih\textbf{i}^{\prime}_{h} can not be greater than c1c_{1}. If c1<ihc_{1}<\textbf{i}^{\prime}_{h}, then the monomial mhm^{\prime}_{h} is contained in M1N1{\mathcal{B}}_{M_{1}}\setminus{\mathcal{B}}_{N_{1}} such that ihjhb1\textbf{i}^{\prime}_{h}\leq\textbf{j}^{\prime}_{h}\leq b_{1}. Since b1<j1jrb_{1}<j_{1}\leq j_{r} by Lemma 6.17 (c) and (6.1), we conclude that jr{ih,jh}j_{r}\notin\{\textbf{i}^{\prime}_{h},\textbf{j}^{\prime}_{h}\}, a contradiction. Therefore, ihc1\textbf{i}^{\prime}_{h}\leq c_{1} and jr=jhj_{r}=\textbf{j}^{\prime}_{h}.

Before the proof of Proposition 6.20, we present our last auxiliary lemma.

Lemma 6.19.

Suppose VV and VV^{\prime} are sinks of Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}) with nqN2n_{q}\in{\mathcal{B}}_{N_{2}} and nqM2n^{\prime}_{q}\in{\mathcal{B}}_{M_{2}}. Then i1\textbf{i}_{1} is at most c1c_{1} or one of the monomials from m1,,mpm_{1},\ldots,m_{p} is in N1{\mathcal{B}}_{N_{1}}.

Proposition 6.20.

Every nonempty Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}) with respect to 𝒢\mathcal{G} has a unique sink.

Proof.

Let μ\mu be a multidegree in S[t,z]S[t,z] such that Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}) is nonempty. Let VV be a vertex in Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}) of the form V=(Tm1Tmp)(Zn1Znq)V=(T_{m_{1}}\cdots T_{m_{p}})(Z_{n_{1}}\cdots Z_{n_{q}}). If p=0p=0 or q=0,q=0, the fiber graph Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}) becomes a fiber graph of I1I_{1} or I2I_{2} as discussed in Remark 6.9. It follows from Corollary 5.18 and Corollary 5.26 that both fiber graphs have unique sinks. For the remainder of the proof, we may assume that p,q1p,q\geq 1.

We proceed by contradiction. Suppose Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}) has two different sinks VV and VV^{\prime}. It is immediate that μ2μ2\mu_{2}\neq\mu^{\prime}_{2} following 6.12. Otherwise, we must have μ1=μ1\mu_{1}=\mu^{\prime}_{1} which in turn implies that V=VV=V^{\prime}, a contradiction. Furthermore, we may assume that nqnqn_{q}\neq n^{\prime}_{q}. Otherwise, we can consider the multidegree μ/nq\mu/n_{q}; if nq1=nq1n_{q-1}=n^{\prime}_{q-1}, consider the multidegree μ/nqnq1\mu/n_{q}n_{q-1}; and so on. Without loss of generality, let nqmrlexnqn_{q}\succ_{mrlex}n^{\prime}_{q}. Rest of the proof is established by considering all possible regions where nqn_{q} and nqn^{\prime}_{q} belong to in (M2,N2){\mathcal{B}}(M_{2},N_{2}). In particular, we collect all possibilities under two cases and show that neither of them is possible. Hence, the fiber graph Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}) must have a unique sink.

Case I: Suppose nq=xixjn_{q}=x_{i}x_{j} and nq=xixjn^{\prime}_{q}=x_{i^{\prime}}x_{j^{\prime}} are both in M2{\mathcal{B}}_{M_{2}} or N2{\mathcal{B}}_{N_{2}}.

We first consider the case when they are both in N2{\mathcal{B}}_{N_{2}}. It follows from our assumption nqmrlexnqn_{q}\succ_{mrlex}n^{\prime}_{q} that j<jj<j^{\prime} or i<ii<i^{\prime}. Suppose j<jj<j^{\prime}. Since iji\leq j, xjx_{j^{\prime}} does not divide nqn_{q}. Moreover, there exists no ZnlZ_{n_{l}} in the support of VV such that xjx_{j^{\prime}} divides nln_{l} for l[q1]l\in[q-1]. Otherwise, nqmrlexnln_{q}\succ_{mrlex}n_{l} contradicts the definition of nqn_{q}. Thus, μ2\mu_{2} is not divisible by xjx_{j^{\prime}} while μ\mu is. Then there exists TmlT_{m_{l}} in the support of VV such that xjx_{j^{\prime}} divides mlm_{l}. Since ml(M1,N1)m_{l}\in{\mathcal{B}}(M_{1},N_{1}) is divisible by xjx_{j^{\prime}} while j<jj<j^{\prime}, the monomial m:=xj(ml/xj)(M1,N1)m^{\prime}:=x_{j}(m_{l}/x_{j^{\prime}})\in{\mathcal{B}}(M_{1},N_{1}). In addition, it is immediate that xixjN2x_{i}x_{j^{\prime}}\in{\mathcal{B}}_{N_{2}} and nqmrlexxixjn_{q}\succ_{mrlex}x_{i}x_{j^{\prime}}. Hence, TmlZnqTmZij𝒢T_{m_{l}}Z_{n_{q}}-T_{m^{\prime}}Z_{ij^{\prime}}\in\mathcal{G}, a contradiction. Then, we must have jjj^{\prime}\leq j. But nqmrlexnqn_{q}\succ_{mrlex}n_{q}^{\prime}. Thus, we conclude that j=jj=j^{\prime}.

Suppose i<ii<i^{\prime}. Note that nlN2n_{l}\in{\mathcal{B}}_{N_{2}} for each n1,,nqn_{1},\ldots,n_{q} from Item (a) (a). Then by Lemma 5.27 and the fact that i<ic2i<i^{\prime}\leq c_{2}, there exists no nln_{l} such that xix_{i^{\prime}} divides nln_{l}. Thus, μ2\mu_{2} is not divisible by xix_{i^{\prime}}. Since μ\mu is divisible by xix_{i^{\prime}}, there exists TmlT_{m_{l}} in the support of VV such that xix_{i^{\prime}} divides mlm_{l}. As in the previous paragraph, by letting m:=xi(ml/xi)m^{\prime}:=x_{i}(m_{l}/x_{i^{\prime}}), we have m(M1,N1)m^{\prime}\in{\mathcal{B}}(M_{1},N_{1}). Hence, TmlZnqTmZij𝒢T_{m_{l}}Z_{n_{q}}-T_{m^{\prime}}Z_{i^{\prime}j}\in\mathcal{G}, a contradiction. Therefore, this case is not possible.

Investigation of the remaining case yields a contradiction, as well. The arguments in this step are very similar to the previous two paragraphs, so we omit the details.

Case II: Suppose nqN2n_{q}\in{\mathcal{B}}_{N_{2}} and nqM2n^{\prime}_{q}\in{\mathcal{B}}_{M_{2}}.

Based on Lemma 6.19, one needs to consider two subcases to investigate whether the fiber graph can have two sinks. By employing our auxiliary lemmas, we provide a contradiction for each of the two cases and it completes the proof.

Subcase 1: Suppose i1\textbf{i}_{1} is at most c1c_{1}.

First note that j1>b2\textbf{j}_{1}>b_{2} because m1=xi1xj1m_{1}=x_{\textbf{i}_{1}}x_{\textbf{j}_{1}} is not in (xc1xb2){\mathcal{B}}(x_{c_{1}}x_{b_{2}}) by Lemma 6.17 (a). Then jk>b2\textbf{j}_{k}>b_{2} for each k[p]k\in[p] since j1\textbf{j}_{1} is the smallest element in {j1,,jp}.\{\textbf{j}_{1},\ldots,\textbf{j}_{p}\}. By Remark 6.18 (a), e=jfe^{\prime}=\textbf{j}_{f} and e=ifa1e=\textbf{i}_{f}\leq a_{1} where mfm_{f} is the monomial from 6.16 (iii). Additionally, the monomial m1m_{1} is in M1{\mathcal{B}}_{M_{1}} because j1a1\textbf{j}_{1}\leq a_{1} by Lemma 6.17 (b) and all first indices of monomials in (M1,N1){\mathcal{B}}(M_{1},N_{1}) are at most a1a_{1}.

In what follows, we conclude that c1<j1c_{1}<\textbf{j}_{1}. On the contrary, suppose j1c1\textbf{j}_{1}\leq c_{1}. Then, we have xi1xifM1x_{\textbf{i}_{1}}x_{\textbf{i}_{f}}\in{\mathcal{B}}_{M_{1}} and xj1xjf(M1,N1)x_{\textbf{j}_{1}}x_{\textbf{j}_{f}}\in{\mathcal{B}}(M_{1},N_{1}) by checking the indices; moreover, m1rlexmfrlexxj1xjfm_{1}\succ_{rlex}m_{f}\succ_{rlex}x_{\textbf{j}_{1}}x_{\textbf{j}_{f}} because e=ifb2<j1e=\textbf{i}_{f}\leq b_{2}<\textbf{j}_{1}. Thus, Tm1TmfTi1ifTj1jf𝒢T_{m_{1}}T_{m_{f}}-T_{\textbf{i}_{1}\textbf{i}_{f}}T_{\textbf{j}_{1}\textbf{j}_{f}}\in\mathcal{G}, a contradiction.

In this step, we show that if ikc1\textbf{i}_{k}\leq c_{1} for some ik\textbf{i}_{k} in {i2,,ip}\{\textbf{i}_{2},\ldots,\textbf{i}_{p}\}, then mkN1m_{k}\in{\mathcal{B}}_{N_{1}}. Otherwise, if mkM1m_{k}\in{\mathcal{B}}_{M_{1}}, we have j1a1\textbf{j}_{1}\leq a_{1} (from two paragraphs back) and jkb1\textbf{j}_{k}\leq b_{1} so xj1xjkM1x_{\textbf{j}_{1}}x_{\textbf{j}_{k}}\in{\mathcal{B}}_{M_{1}}. Additionally, xi1xikM1x_{\textbf{i}_{1}}x_{\textbf{i}_{k}}\in{\mathcal{B}}_{M_{1}} because mkBM1m_{k}\in B_{M_{1}} and ikjkb1\textbf{i}_{k}\leq\textbf{j}_{k}\leq b_{1}. We have ikc1\textbf{i}_{k}\leq c_{1} (by assumption) and c1<j1c_{1}<\textbf{j}_{1} (by the previous paragraph), so ik<j1\textbf{i}_{k}<\textbf{j}_{1}. Thus m1rlexmkrlexxj1xjkm_{1}\succ_{rlex}m_{k}\succ_{rlex}x_{\textbf{j}_{1}}x_{\textbf{j}_{k}} and Tm1TmkTi1ikTj1jk𝒢T_{m_{1}}T_{m_{k}}-T_{\textbf{i}_{1}\textbf{i}_{k}}T_{\textbf{j}_{1}\textbf{j}_{k}}\in\mathcal{G}, a contradiction.

In the next step, our goal is to show that there exists t>1t>1 such that mtm_{t} in M1{\mathcal{B}}_{M_{1}} when p2p\geq 2. Recall that pp is the number of TT variables in the support of a vertex of Γμ(I1,I2)\Gamma_{\mu}(I_{1},I_{2}) as in 6.12. On the contrary, suppose all the monomials in {m2,,mp}\{m_{2},\ldots,m_{p}\} are in N1{\mathcal{B}}_{N_{1}}. Let ={j2,,jp,j1,,jq}𝒱1𝒱2\mathcal{M}^{\prime}=\{\textbf{j}_{2},\ldots,\textbf{j}_{p},j_{1},\ldots,j_{q}\}\subseteq\mathcal{V}_{1}\cup\mathcal{V}_{2}. Notice that each element of this list is greater than b1b_{1} by our assumption that each mkN1m_{k}\in{\mathcal{B}}_{N_{1}} and Lemma 6.17 (c). Furthermore, each of its elements is greater than b2b_{2} since b2<j1b_{2}<\textbf{j}_{1} by the first step and Lemma 6.15 (a). Note that 𝒱1\mathcal{V}^{\prime}_{1} can have at most pp elements which are greater than b1b_{1}. In addition, 𝒱2\mathcal{V}^{\prime}_{2} can have at most q1q-1 such elements which are greater than b2b_{2} by 6.16 (i). Since \mathcal{M}^{\prime} have p+q1p+q-1 elements and 𝒱=𝒱\mathcal{V}=\mathcal{V}^{\prime}, the list 𝒱1\mathcal{V}^{\prime}_{1} has exactly pp elements from \mathcal{M}^{\prime} and the remaining q1q-1 elements of \mathcal{M}^{\prime} must be in 𝒱2\mathcal{V}^{\prime}_{2}. In particular, it means ={j1,,jp,j1,,jq1}\mathcal{M}^{\prime}=\{\textbf{j}^{\prime}_{1},\ldots,\textbf{j}^{\prime}_{p},j^{\prime}_{1},\ldots,j^{\prime}_{q-1}\} since nqM2n^{\prime}_{q}\in{\mathcal{B}}_{M_{2}}. This implies that each mkN1m^{\prime}_{k}\in{\mathcal{B}}_{N_{1}} and each nln^{\prime}_{l} belongs to N2{\mathcal{B}}_{N_{2}} for k[p]k\in[p] and l[q1]l\in[q-1]. Then 𝒱\mathcal{V}^{\prime}\setminus\mathcal{M}^{\prime} contains elements which are either at most c1c_{1} or b2b_{2}. Moreover, this list must contain j1\textbf{j}_{1} since 𝒱=𝒱\mathcal{V}=\mathcal{V}^{\prime}. This is not possible because j1\textbf{j}_{1} is greater than both c1c_{1} and b2b_{2} from the first two steps of this subcase. Therefore, there exists t>1t>1 such that mtM1m_{t}\in{\mathcal{B}}_{M_{1}} when p2p\geq 2.

It is worth noting that j1it\textbf{j}_{1}\leq\textbf{i}_{t} for each mtM1m_{t}\in{\mathcal{B}}_{M_{1}} where t>1t>1. Otherwise, both monomials xi1xitx_{\textbf{i}_{1}}x_{\textbf{i}_{t}} and xj1xjtx_{\textbf{j}_{1}}x_{\textbf{j}_{t}} are contained in M1{\mathcal{B}}_{M_{1}}. In addition, m1rlexmtrlexxj1xjtm_{1}\succ_{rlex}m_{t}\succ_{rlex}x_{\textbf{j}_{1}}x_{\textbf{j}_{t}}. Thus, the binomial Tm1TmtTi1itTj1jtT_{m_{1}}T_{m_{t}}-T_{\textbf{i}_{1}\textbf{i}_{t}}T_{\textbf{j}_{1}\textbf{j}_{t}} belongs to 𝒢\mathcal{G}, a contradiction.

Let m1,,msM1m_{1},\ldots,m_{s}\in{\mathcal{B}}_{M_{1}} and ms+1,,mpN1m_{s+1},\ldots,m_{p}\in{\mathcal{B}}_{N_{1}}. Then, by making use of Lemma 5.19, Lemma 6.15, and the main conclusions of each step of this subcase, we obtain the following chain of inequalities.

i1\displaystyle\textbf{i}_{1}\leq is+1ipc1<j1i2isa1\displaystyle\textbf{i}_{s+1}\leq\cdots\leq\textbf{i}_{p}\leq c_{1}<\textbf{j}_{1}\leq\textbf{i}_{2}\leq\cdots\leq\textbf{i}_{s}\leq a_{1}
c1,b2<j1\displaystyle c_{1},b_{2}<\textbf{j}_{1} jsb1<js+1jpj1jq\displaystyle\leq\cdots\leq\textbf{j}_{s}\leq b_{1}<\textbf{j}_{s+1}\leq\cdots\leq\textbf{j}_{p}\leq j_{1}\leq\cdots\leq j_{q}

Consider the list 𝒪={i2,,is,j1,,jp,j1,,jq}𝒱=𝒱1𝒱2\mathcal{O}=\{\textbf{i}_{2},\ldots,\textbf{i}_{s},\textbf{j}_{1},\ldots,\textbf{j}_{p},j_{1},\ldots,j_{q}\}\subseteq\mathcal{V}=\mathcal{V}^{\prime}_{1}\cup\mathcal{V}^{\prime}_{2} with p+q+s1p+q+s-1 elements. Note that each element of 𝒪\mathcal{O} is greater than both c1c_{1} and b2b_{2}. Then, 𝒱1\mathcal{V}^{\prime}_{1} must contain at least p+sp+s many elements from 𝒪\mathcal{O} since 𝒱2\mathcal{V}^{\prime}_{2} can have at most q1q-1 elements from 𝒪\mathcal{O} by 6.16 (i). It follows from the pigeonhole principle that there exists ml1rlexrlexmlsm^{\prime}_{l_{1}}\succ_{rlex}\cdots\succ_{rlex}m^{\prime}_{l_{s}} such that ilk,jlk𝒪\textbf{i}^{\prime}_{l_{k}},\textbf{j}^{\prime}_{l_{k}}\in\mathcal{O} for each k[s]k\in[s]. Since each ilk𝒪\textbf{i}^{\prime}_{l_{k}}\in\mathcal{O} is greater than c1c_{1}, each monomial mlkm^{\prime}_{l_{k}} must be contained in (M1)(N1){\mathcal{B}}(M_{1})\setminus{\mathcal{B}}(N_{1}), in other words, ilkjlkb1\textbf{i}^{\prime}_{l_{k}}\leq\textbf{j}^{\prime}_{l_{k}}\leq b_{1} for k[s]k\in[s]. As a result, the list 𝒪\mathcal{O} has at least 2s2s elements which are at most b1b_{1}. However, the only such elements of 𝒪\mathcal{O} are {i2,,is,j1,,js}\{\textbf{i}_{2},\ldots,\textbf{i}_{s},\textbf{j}_{1},\ldots,\textbf{j}_{s}\}, a contradiction. As a result, Subcase 1 is eliminated.

Subcase 2: Suppose i1>c1\textbf{i}_{1}>c_{1} and one of the monomials from m2,,mpm_{2},\ldots,m_{p} is in N1{\mathcal{B}}_{N_{1}}.

Let m1,,msM1m_{1},\ldots,m_{s}\in{\mathcal{B}}_{M_{1}} and ms+1,,mpN1m_{s+1},\ldots,m_{p}\in{\mathcal{B}}_{N_{1}} where s1s\geq 1. Then, we obtain the following chain of inequalities by making use of Lemma 5.19, Item (a) (a) and (b), Item (a) (a) and (c).

is+1ipc1<i1isa1\displaystyle\textbf{i}_{s+1}\leq\cdots\leq\textbf{i}_{p}\leq c_{1}<\textbf{i}_{1}\leq\cdots\leq\textbf{i}_{s}\leq a_{1} and c1<j1jsb1\displaystyle\text{ and }c_{1}<\textbf{j}_{1}\leq\cdots\leq\textbf{j}_{s}\leq b_{1}
b1,b2<js+1jpj1jq\displaystyle b_{1},b_{2}<\textbf{j}_{s+1}\leq\cdots\leq\textbf{j}_{p}\leq j_{1}\leq\cdots\leq j_{q} and i1iqc2\displaystyle\text{ and }i_{1}\leq\cdots\leq i_{q}\leq c_{2} (6.2)

Consider the list 𝒪={js+1,,jp,j1,,jq}𝒱\mathcal{O}=\{\textbf{j}_{s+1},\ldots,\textbf{j}_{p},j_{1},\ldots,j_{q}\}\subseteq\mathcal{V} with p+qsp+q-s elements. Note that 𝒪\mathcal{O} is the collection of all elements of 𝒱\mathcal{V} which are greater than both b1b_{1} and b2b_{2}. Recall from 6.16 (i) that 𝒱2\mathcal{V}^{\prime}_{2} can have at most q1q-1 elements from 𝒪\mathcal{O}. Thus, the list 𝒱1\mathcal{V}^{\prime}_{1} must contain at least ps+1p-s+1 many elements from 𝒪\mathcal{O}. Suppose 𝒱1\mathcal{V}^{\prime}_{1} contains exactly p~:=p+ts+1\tilde{p}:=p+t-s+1 many of the elements of 𝒪\mathcal{O} and the remaining q~:=qt1\tilde{q}:=q-t-1 elements of 𝒪\mathcal{O} are contained in 𝒱2\mathcal{V}^{\prime}_{2} where 0tq10\leq t\leq q-1. Then there exists ilk,jlk𝒱1\textbf{i}^{\prime}_{l_{k}},\textbf{j}^{\prime}_{l_{k}}\in\mathcal{V}^{\prime}_{1} such that each jlk𝒪\textbf{j}^{\prime}_{l_{k}}\in\mathcal{O} for k[p~]k\in[\tilde{p}]. Since elements of 𝒪\mathcal{O} are greater than b1b_{1}, we must have ilkc1\textbf{i}^{\prime}_{l_{k}}\leq c_{1} for each k[p~]k\in[\tilde{p}]. It means that 𝒱\mathcal{V} has at least ps+1p-s+1 many elements which are less than c1c_{1}. In what follows, we show that 𝒱\mathcal{V} has only psp-s such elements and it yields to a contradiction. Hence, Subcase 2 is eliminated and, as a result, the fiber graph can not have two sinks satisfying the statement of Case II.

Let 𝒞\mathcal{C} be the collection of all elements of 𝒱\mathcal{V} which are less than c1c_{1}. It follows from the chain of inequalities given in (6) that 𝒞{is+1,,ip,i1,,iq}\mathcal{C}\subseteq\{\textbf{i}_{s+1},\ldots,\textbf{i}_{p},i_{1},\ldots,i_{q}\}. We claim that 𝒞={is+1,,ip}\mathcal{C}=\{\textbf{i}_{s+1},\ldots,\textbf{i}_{p}\}, in other words, 𝒞\mathcal{C} has psp-s elements. In order to prove the claim, it suffices to show that c1<i1c_{1}<i_{1}.

Let 𝒮={ik,jk:k[s]}𝒱=𝒱1𝒱2\mathcal{S}=\{\textbf{i}_{k},\textbf{j}_{k}:k\in[s]\}\subseteq\mathcal{V}=\mathcal{V}^{\prime}_{1}\cup\mathcal{V}^{\prime}_{2} and set 𝒮i={u𝒱i:u𝒮}\mathcal{S}_{i}=\{u\in\mathcal{V}^{\prime}_{i}:u\in\mathcal{S}\} for i=1,2i=1,2. Note that none of the elements of 𝒮1\mathcal{S}_{1} is equal to ilk\textbf{i}^{\prime}_{l_{k}} or jlk\textbf{j}^{\prime}_{l_{k}} because ilkc1\textbf{i}^{\prime}_{l_{k}}\leq c_{1} and b1<jlkb_{1}<\textbf{j}^{\prime}_{l_{k}} for k[p~]k\in[\tilde{p}]. Thus, the list 𝒮1\mathcal{S}_{1} is contained in 𝒱1{ilk,jlk:k[p~]}\mathcal{V}^{\prime}_{1}\setminus\{\textbf{i}^{\prime}_{l_{k}},\textbf{j}^{\prime}_{l_{k}}:k\in[\tilde{p}]\}. This means 𝒮1\mathcal{S}_{1} has at most 2s2t22s-2t-2 elements while 𝒮2\mathcal{S}_{2} has at least 2t+22t+2 elements. For each u𝒮2u\in\mathcal{S}_{2}, we have either uc2u\leq c_{2} or u>c2u>c_{2}. If uc2u\leq c_{2} for some u𝒮2,u\in\mathcal{S}_{2}, then i1uc2\textbf{i}_{1}\leq u\leq c_{2}. It follows from Lemma 6.15 (c) that c1<i1i1c_{1}<\textbf{i}_{1}\leq i_{1}, proving the claim.

Suppose each elements of 𝒮2\mathcal{S}_{2} are greater than c2c_{2}. Recall that 𝒱2\mathcal{V}^{\prime}_{2} has exactly q~\tilde{q} elements from 𝒪\mathcal{O}; there exists ikl,jkl𝒱2i^{\prime}_{k_{l}},j^{\prime}_{k_{l}}\in\mathcal{V}^{\prime}_{2} such that each jkl𝒪j^{\prime}_{k_{l}}\in\mathcal{O} for l[q~]l\in[\tilde{q}]. Since each element of 𝒪\mathcal{O} is greater than b2b_{2}, each iklc2i^{\prime}_{k_{l}}\leq c_{2} for l[q~]l\in[\tilde{q}] which implies that each nklN2n^{\prime}_{k_{l}}\in{\mathcal{B}}_{N_{2}}. Note that none of the elements of 𝒮2\mathcal{S}_{2} is equal to ikli^{\prime}_{k_{l}} or jklj^{\prime}_{k_{l}} for l[q~]l\in[\tilde{q}]. Thus, 𝒮2\mathcal{S}_{2} is contained in 𝒱2{ikl,jkl:l[q~]}\mathcal{V}^{\prime}_{2}\setminus\{i^{\prime}_{k_{l}},j^{\prime}_{k_{l}}:l\in[\tilde{q}]\}. Since 𝒮2\mathcal{S}_{2} has at least 2t+22t+2 elements while the latter set has exactly 2t+22t+2 elements, we must have

𝒮2=𝒱2{ikl,jkl:l[q~]} and 𝒮1=𝒱1{ilk,jlk:k[p~]}\displaystyle\mathcal{S}_{2}=\mathcal{V}^{\prime}_{2}\setminus\{i^{\prime}_{k_{l}},j^{\prime}_{k_{l}}:l\in[\tilde{q}]\}\text{ and }\mathcal{S}_{1}=\mathcal{V}^{\prime}_{1}\setminus\{\textbf{i}^{\prime}_{l_{k}},\textbf{j}^{\prime}_{l_{k}}:k\in[\tilde{p}]\}

where the second equality follows from observing 𝒮1\mathcal{S}_{1} must have 2s2t22s-2t-2 elements. In the light of the first equality and the fact that each element of 𝒮2\mathcal{S}_{2} is greater than c2c_{2}, the list 𝒮2\mathcal{S}_{2} contains pairs il,jli^{\prime}_{l},j^{\prime}_{l} where the associated monomial nl(M2)(N2)n^{\prime}_{l}\in{\mathcal{B}}(M_{2})\setminus{\mathcal{B}}(N_{2}). Recall that for the pairs that are not in 𝒮2\mathcal{S}_{2}, their associated monomials are in N2{\mathcal{B}}_{N_{2}}. Since we use the >mrlex>_{mrlex} order on the ZZ variables, we must have 𝒮2={il,jl:l{q~+1,,q}}\mathcal{S}_{2}=\{i^{\prime}_{l},j^{\prime}_{l}:l\in\{\tilde{q}+1,\dots,q\}\} where ila2i^{\prime}_{l}\leq a_{2} and jlb2.j^{\prime}_{l}\leq b_{2}.

In the final step, our goal is to show that m1M2m_{1}\in{\mathcal{B}}_{M_{2}}. Notice that if m1M2m_{1}\in{\mathcal{B}}_{M_{2}}, then c1<i1c_{1}<i_{1}. Otherwise, we have n1N1n_{1}\in{\mathcal{B}}_{N_{1}} by (6). Then n1mrlexm1n_{1}\succ_{mrlex}m_{1} and Tm1Zn1Tn1Zm1𝒢T_{m_{1}}Z_{n_{1}}-T_{n_{1}}Z_{m_{1}}\in\mathcal{G}, a contradiction. Consider the list 𝒮2\mathcal{S}_{2}. Since i1\textbf{i}_{1} is the smallest element in 𝒮,\mathcal{S}, it is clear that i1a2\textbf{i}_{1}\leq a_{2} because ila2i^{\prime}_{l}\leq a_{2} for il𝒮2i^{\prime}_{l}\in\mathcal{S}_{2}. Similarly, since j1\textbf{j}_{1} is the smallest among j1,,js\textbf{j}_{1},\ldots,\textbf{j}_{s}, if 𝒮2\mathcal{S}_{2} contains at least one jk\textbf{j}_{k} for k[s]k\in[s], then j1b2.\textbf{j}_{1}\leq b_{2}. So the only case that we need to consider is when 𝒮2\mathcal{S}_{2} does not contain any such element. Note that it happens when jk𝒮1\textbf{j}_{k}\in\mathcal{S}_{1} for each k[s]k\in[s]. By the pigeonhole principle, there exists ik,jk𝒮1\textbf{i}^{\prime}_{k},\textbf{j}^{\prime}_{k}\in\mathcal{S}_{1} such that ik=ju\textbf{i}^{\prime}_{k}=\textbf{j}_{u} and jk=jv\textbf{j}^{\prime}_{k}=\textbf{j}_{v} for some u,v[s]u,v\in[s] and it implies j1jua1\textbf{j}_{1}\leq\textbf{j}_{u}\leq a_{1}. Observe that j1i2.\textbf{j}_{1}\leq\textbf{i}_{2}. Otherwise, m1rlexm2rlexxj1xj2m_{1}\succ_{rlex}m_{2}\succ_{rlex}x_{\textbf{j}_{1}}x_{\textbf{j}_{2}} and Tm1Tm2Ti1i2Tj1j2𝒢,T_{m_{1}}T_{m_{2}}-T_{\textbf{i}_{1}\textbf{i}_{2}}T_{\textbf{j}_{1}\textbf{j}_{2}}\in\mathcal{G}, a contradiction. Since 𝒮2\mathcal{S}_{2} has at least two elements, there exists k>1k>1 such that ik𝒮2\textbf{i}_{k}\in\mathcal{S}_{2}. Thus j1i2b2.\textbf{j}_{1}\leq\textbf{i}_{2}\leq b_{2}. Therefore, m1M2m_{1}\in{\mathcal{B}}_{M_{2}} and it concludes the proof. ∎

As an immediate corollary of Theorem 6.11, we obtain the following result on the Koszulness of multi-Rees algebras.

Corollary 6.21.

The multi-Rees algebra, (I1I2)\mathcal{R}(I_{1}\oplus I_{2}), of strongly stable ideals I1I_{1} and I2I_{2} with two quadric Borel generators is Koszul. In particular, products of powers of I1I_{1} and I2I_{2} have linear resolutions.

Proof.

Recall from Theorem 6.11 that the toric ideal T(I1I2)T(I_{1}\oplus I_{2}) has a quadric Gröbner basis with respect to the head and tail order. It then follows from Theorem 3.2 that the defining ideal of (I1I2)\mathcal{R}(I_{1}\oplus I_{2}) has a quadric Gröbner basis. Thus (I1I2)\mathcal{R}(I_{1}\oplus I_{2}) is Koszul by [13, Theorem 6.7]. The second statement follows from [4, Theorem 3.4]. ∎

We close the paper with the following question inviting interested researchers to study Koszulness of the multi-Rees algebras of strongly stable ideals.

Question 6.22.

Let I1,,IrI_{1},\ldots,I_{r} be a collection of strongly stable ideals satisfying one of the conditions given in Proposition 4.4. Is the multi-Rees algebra (I1Ir)\mathcal{R}(I_{1}\oplus\cdots\oplus I_{r}) Koszul?

Proof of Lemma 6.15. (a) Recall that ZnqZ_{n_{q}} is the least variable among Zn1,,ZnqZ_{n_{1}},\ldots,Z_{n_{q}} with respect to the head and tail order. Furthermore, a monomial in BN2B_{N_{2}} is greater than any monomial in BM2B_{M_{2}} in mrlex\succ_{mrlex} order. Hence if the least of the monomials n1,,nqn_{1},\ldots,n_{q} (namely nqn_{q}) is in BN2B_{N_{2}}, then all of nln_{l} must be in N2{\mathcal{B}}_{N_{2}} for l[q]l\in[q]. Then, we have Inequality (6.1) from Lemma 5.27.

(b) Note that jkjp\textbf{j}_{k}\leq\textbf{j}_{p} for each k[p]k\in[p]. Thus, it suffices to show that jpj1\textbf{j}_{p}\leq j_{1}. On the contrary, suppose j1<jpj_{1}<\textbf{j}_{p}. Then, xipxj1x_{\textbf{i}_{p}}x_{j_{1}} is contained in (M1,N1){\mathcal{B}}(M_{1},N_{1}) because mp=xipxjp(M1,N1)m_{p}=x_{\textbf{i}_{p}}x_{\textbf{j}_{p}}\in{\mathcal{B}}(M_{1},N_{1}) while j1<jpj_{1}<\textbf{j}_{p}. In addition, observe that xi1xjpx_{i_{1}}x_{\textbf{j}_{p}} is in N2{\mathcal{B}}_{N_{2}} by (6.1) and our assumption d1d2d_{1}\leq d_{2}. Note that n1mrlexxi1xjpn_{1}\succ_{mrlex}x_{i_{1}}x_{\textbf{j}_{p}}. Hence, the binomial TmpZn1Tipj1Zi1jpT_{m_{p}}Z_{n_{1}}-T_{\textbf{i}_{p}j_{1}}Z_{i_{1}\textbf{j}_{p}} belongs to 𝒢\mathcal{G}, which contradicts to our assumption on VV being a sink. Therefore, the index jp\textbf{j}_{p} is at most j1j_{1}.

(c) Suppose i1<ikc2i_{1}<\textbf{i}_{k}\leq c_{2} for some k[p]k\in[p]. Since mk=xikxjk(M1,N1)m_{k}=x_{\textbf{i}_{k}}x_{\textbf{j}_{k}}\in{\mathcal{B}}(M_{1},N_{1}) and i1<iki_{1}<\textbf{i}_{k}, we must have xi1xjk(M1,N1)x_{i_{1}}x_{\textbf{j}_{k}}\in{\mathcal{B}}(M_{1},N_{1}). Furthermore, the monomial xikxj1x_{\textbf{i}_{k}}x_{j_{1}} is contained in N2{\mathcal{B}}_{N_{2}} and n1mrlexxikxj1n_{1}\succ_{mrlex}x_{\textbf{i}_{k}}x_{j_{1}}. Thus, TmkZn1Ti1jkZikj1𝒢T_{m_{k}}Z_{n_{1}}-T_{i_{1}\textbf{j}_{k}}Z_{\textbf{i}_{k}j_{1}}\in\mathcal{G}, a contradiction. ∎

Proof of Lemma 6.17. We may assume that the sink vertices VV and VV^{\prime} are relative prime, otherwise one may factor out the common factors. (a) On the contrary, suppose there exists k[p]k\in[p] such that mk=xikxjk(xc1xb2)m_{k}=x_{\textbf{i}_{k}}x_{\textbf{j}_{k}}\in{\mathcal{B}}(x_{c_{1}}x_{b_{2}}). Note that the monomial xc1xb2x_{c_{1}}x_{b_{2}} is not written according to our standard notation as it is possible to have b2<c1b_{2}<c_{1} while we set ikc1\textbf{i}_{k}\leq c_{1} and jkb2\textbf{j}_{k}\leq b_{2}. Consider the index rr from 6.16 (ii) such that nr=xirxjrn_{r}=x_{i_{r}}x_{j_{r}} where irc2i_{r}\leq c_{2} and b2<jrd1b_{2}<j_{r}\leq d_{1}. Then xirxjkM2x_{i_{r}}x_{\textbf{j}_{k}}\in{\mathcal{B}}_{M_{2}} and xikxjr(M1,N1)x_{\textbf{i}_{k}}x_{j_{r}}\in{\mathcal{B}}(M_{1},N_{1}) which can be verified by checking the indexes. Note that nrmrlexxirxjkn_{r}\succ_{mrlex}x_{i_{r}}x_{\textbf{j}_{k}}. Thus, the binomial TmkZnrTikjrZirjkT_{m_{k}}Z_{n_{r}}-T_{\textbf{i}_{k}j_{r}}Z_{i_{r}\textbf{j}_{k}} is contained in 𝒢\mathcal{G}, a contradiction.

(b) Suppose a1<j1a_{1}<\textbf{j}_{1} and let 𝒥={j1,,jp}\mathcal{J}^{\prime}=\{\textbf{j}_{1},\ldots,\textbf{j}_{p}\}. Observe that each element of 𝒥𝒥𝒱\mathcal{J}\cup\mathcal{J}^{\prime}\subset\mathcal{V} is greater than a1a_{1} and b2b_{2} by Lemma 6.15 and (6.1). Thus 𝒱\mathcal{V} has at least p+qp+q such elements. Recall from 6.16 (i) that 𝒩\mathcal{N} is the list of all such elements in 𝒱2\mathcal{V}_{2}^{\prime} and it has at most q1q-1 elements. Since 𝒱=𝒱=𝒱1𝒱2\mathcal{V}=\mathcal{V}^{\prime}=\mathcal{V}^{\prime}_{1}\cup\mathcal{V}^{\prime}_{2}, at least p+1p+1 elements of 𝒥𝒥\mathcal{J}\cup\mathcal{J}^{\prime} must be contained in 𝒱1\mathcal{V}^{\prime}_{1}. It follows from the pigeonhole principle that there exists k[p]k\in[p] such that mk=xikxjkm^{\prime}_{k}=x_{\textbf{i}^{\prime}_{k}}x_{\textbf{j}^{\prime}_{k}} where ik,jk𝒥𝒥\textbf{i}^{\prime}_{k},\textbf{j}^{\prime}_{k}\in\mathcal{J}\cup\mathcal{J}^{\prime}. Then a1<ikjka_{1}<\textbf{i}^{\prime}_{k}\leq\textbf{j}^{\prime}_{k} which implies that mk(M1,N1)m^{\prime}_{k}\notin{\mathcal{B}}(M_{1},N_{1}), a contradiction.

(c) On the contrary, suppose j1b1j_{1}\leq b_{1}. We first claim that jk>b2\textbf{j}_{k}>b_{2} for all k[p]k\in[p]. Otherwise, suppose there exists k[p]k\in[p] such that jkb2<j1\textbf{j}_{k}\leq b_{2}<j_{1}. Then xi1xjkM2x_{i_{1}}x_{\textbf{j}_{k}}\in{\mathcal{B}}_{M_{2}} as n1=xi1xj1N2n_{1}=x_{i_{1}}x_{j_{1}}\in{\mathcal{B}}_{N_{2}}. Note that xi1xjkx_{i_{1}}x_{\textbf{j}_{k}} comes later than nqn_{q} with respect to mrlex\succ_{mrlex}. Furthermore, we have xikxj1M1x_{\textbf{i}_{k}}x_{j_{1}}\in{\mathcal{B}}_{M_{1}} since j1b1j_{1}\leq b_{1}. Thus, TmkZn1Tikj1Zi1jk𝒢T_{m_{k}}Z_{n_{1}}-T_{\textbf{i}_{k}j_{1}}Z_{i_{1}\textbf{j}_{k}}\in\mathcal{G}, a contradiction. Thus, the claim holds.

It follows from the claim that the index ee from 6.16 (iii) must belong to the list {i1,,ip}\{\textbf{i}_{1},\ldots,\textbf{i}_{p}\} and, as a result, we have i1b2<j1\textbf{i}_{1}\leq b_{2}<j_{1} by 6.1 and 6.12. In addition, j1a1\textbf{j}_{1}\leq a_{1} by part (b) of this lemma. Then, the monomial xi1xi1x_{i_{1}}x_{\textbf{i}_{1}} is in M2{\mathcal{B}}_{M_{2}} because i1c2i_{1}\leq c_{2} and i1b2\textbf{i}_{1}\leq b_{2}; moreover, xj1xj1M1x_{\textbf{j}_{1}}x_{j_{1}}\in{\mathcal{B}}_{M_{1}} as j1a1\textbf{j}_{1}\leq a_{1} and j1b1j_{1}\leq b_{1}. Recall that n1mrlexxi1xi1n_{1}\succ_{mrlex}x_{i_{1}}x_{\textbf{i}_{1}} as n1N2n_{1}\in{\mathcal{B}}_{N_{2}} by Lemma 6.15. Thus, the binomial Tm1Zn1Tj1j1Zi1i1T_{m_{1}}Z_{n_{1}}-T_{\textbf{j}_{1}j_{1}}Z_{i_{1}\textbf{i}_{1}} belongs to 𝒢\mathcal{G}, a contradiction. ∎

Proof of Lemma 6.19. On the contrary, suppose c1<i1c_{1}<\textbf{i}_{1} and mkM1m_{k}\in{\mathcal{B}}_{M_{1}} for each k[p]k\in[p]. It follows from Lemma 5.19 (a) that

c1<i1i2ip and j1j2jpb1 where ikjk for k[p].\displaystyle c_{1}<\textbf{i}_{1}\leq\textbf{i}_{2}\leq\cdots\leq\textbf{i}_{p}\text{ and }\textbf{j}_{1}\leq\textbf{j}_{2}\leq\cdots\leq\textbf{j}_{p}\leq b_{1}\text{ where }\textbf{i}_{k}\leq\textbf{j}_{k}\text{ for }k\in[p]. (6.3)

In order to get a contradiction, our first step is to show that n1N1n_{1}\in{\mathcal{B}}_{N_{1}}. For this purpose, recall that eb2e\leq b_{2} where mf=xexem_{f}=x_{e}x_{e^{\prime}} is the monomial from 6.16 (iii). By using the chain of inequalities (6.3), we conclude that c1<b2c_{1}<b_{2} since e{if,jf}e\in\{\textbf{i}_{f},\textbf{j}_{f}\}. Additionally, it is clear that the multidegree μ=μ1μ2\mu=\mu_{1}\mu_{2} is divisible by xihx_{\textbf{i}^{\prime}_{h}} where mh=xihxjhm^{\prime}_{h}=x_{\textbf{i}^{\prime}_{h}}x_{\textbf{j}^{\prime}_{h}} such that ihc1\textbf{i}^{\prime}_{h}\leq c_{1} and jh=jr\textbf{j}^{\prime}_{h}=j_{r} based on Remark 6.18 (b). Then ih\textbf{i}^{\prime}_{h} must be in 𝒱1𝒱2\mathcal{V}_{1}\cup\mathcal{V}_{2} where 𝒱2=𝒥\mathcal{V}_{2}=\mathcal{I}\cup\mathcal{J}. Note that ih\textbf{i}^{\prime}_{h} is not contained in 𝒱1={ik,jk:k[p]}\mathcal{V}_{1}=\{\textbf{i}_{k},\textbf{j}_{k}:k\in[p]\} as each element of this list is greater than c1c_{1} by (6.3) whereas ihc1<b2\textbf{i}^{\prime}_{h}\leq c_{1}<b_{2}; furthermore, it can not be in 𝒥\mathcal{J} as all elements of 𝒥\mathcal{J} are greater than b2b_{2} by (6.1). Then the only option is ih\textbf{i}^{\prime}_{h}\in\mathcal{I} which implies that i1ihc1i_{1}\leq\textbf{i}^{\prime}_{h}\leq c_{1}. Thus, n1=xi1xj1N1n_{1}=x_{i_{1}}x_{j_{1}}\in{\mathcal{B}}_{N_{1}} by Lemma 6.17 (c) and 6.16 (ii).

Our next step is to show that b2<j1a1.b_{2}<\textbf{j}_{1}\leq a_{1}. It suffices to show that b2<j1b_{2}<\textbf{j}_{1} by Lemma 6.17 (b). First observe that there exists no k[p]k\in[p] such that mkM2m_{k}\in{\mathcal{B}}_{M_{2}}. Otherwise, TmkZn1Tn1Zmk𝒢T_{m_{k}}Z_{n_{1}}-T_{n_{1}}Z_{m_{k}}\in\mathcal{G}, a contradiction. Note that 𝒱2\mathcal{V}^{\prime}_{2} has at least qq many elements which are at most a2a_{2} while 𝒱2{ih}\mathcal{V}_{2}\setminus\{\textbf{i}^{\prime}_{h}\} has q1q-1 many such elements. Since 𝒱=𝒱\mathcal{V}=\mathcal{V}^{\prime}, there exists ik𝒱1\textbf{i}_{k}\in\mathcal{V}_{1} such that ihika2\textbf{i}^{\prime}_{h}\neq\textbf{i}_{k}\leq a_{2}. Then it follows from (6.3) that i1a2\textbf{i}_{1}\leq a_{2}. Thus, j1>b2\textbf{j}_{1}>b_{2}. If not, the monomial m1=xi1xj1m_{1}=x_{\textbf{i}_{1}}x_{\textbf{j}_{1}} is contained in M2{\mathcal{B}}_{M_{2}}, a contradiction.

In the final step of the proof, recall from 6.16 (i) that 𝒱2\mathcal{V}^{\prime}_{2} has at least q+1q+1 elements which are at most b2b_{2} and 𝒩c\mathcal{N}^{c} is the list containing all such elements. Since 𝒱=𝒱\mathcal{V}=\mathcal{V}^{\prime} and 𝒱2{ih}\mathcal{V}_{2}\setminus\{\textbf{i}^{\prime}_{h}\} has q1q-1 many such elements, the list 𝒱1=𝒥\mathcal{V}_{1}=\mathcal{I}^{\prime}\cup\mathcal{J}^{\prime} must contain at least two elements from 𝒩c\mathcal{N}^{c} where ={i1,,ip}\mathcal{I}^{\prime}=\{\textbf{i}_{1},\ldots,\textbf{i}_{p}\} and 𝒥={j1,,jp}\mathcal{J}^{\prime}=\{\textbf{j}_{1},\ldots,\textbf{j}_{p}\}. In particular, both such elements of 𝒱1\mathcal{V}_{1} must be in \mathcal{I}^{\prime} because each element of 𝒥\mathcal{J}^{\prime} is greater than b2b_{2} by Lemma 6.15. Since e=ife=\textbf{i}_{f} is already one of these two elements, the other element must be ig\textbf{i}_{g} for some g[p]g\in[p]. Let L=max{f,g}L=\max\{f,g\}. Then xi1xiLM1x_{\textbf{i}_{1}}x_{\textbf{i}_{L}}\in{\mathcal{B}}_{M_{1}} as m1M1m_{1}\in{\mathcal{B}}_{M_{1}} where iLb2<j1\textbf{i}_{L}\leq b_{2}<\textbf{j}_{1}. Furthermore, xj1xjLM1x_{\textbf{j}_{1}}x_{\textbf{j}_{L}}\in{\mathcal{B}}_{M_{1}} since jLb1\textbf{j}_{L}\leq b_{1} by (6.3) and j1a1\textbf{j}_{1}\leq a_{1} by the previous paragraph. Thus, m1rlexmL=xiLxjLrlexxj1xjLm_{1}\succeq_{rlex}m_{L}=x_{\textbf{i}_{L}}x_{\textbf{j}_{L}}\succ_{rlex}x_{\textbf{j}_{1}}x_{\textbf{j}_{L}} and Tm1TmLTi1iLTj1jL𝒢,T_{m_{1}}T_{m_{L}}-T_{\textbf{i}_{1}\textbf{i}_{L}}T_{\textbf{j}_{1}\textbf{j}_{L}}\in\mathcal{G}, contradiction. ∎

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