Monomial Operators
Abstract
We study monomial operators on , that is bounded linear operators that map each monomial to a multiple of for some . We show that they are all unitarily equivalent to weighted composition operators on a Hardy space. We characterize what sequences can arise. In the case that is a fixed translation of , we give a criterion for boundedness of the operator.
1 Introduction
When studying polynomial approximation in , the following class of operators arises naturally.
Definition 1.1.
A monomial operator is a bounded linear operator with the property that there exist constants and so that
(1.2) |
If, in addition, there is some so that for every , we call it a flat monomial operator.
The powers may be complex, but must lie in the half plane
in order for to lie in . Well-known examples of monomial operators include the Hardy operator
the operator of multiplication by ; and the Volterra operator
In [2] the authors studied flat monomial operators, and showed that they all leave invariant every subspace of the form
It was shown independently by Brodskii [6] and Donoghue [10] that these subspaces are exactly the invariant subspaces for the Volterra operator.
It is the purpose of this note to examine general monomial operators of the form (1.2). To describe them, it is convenient to introduce a Hardy space associated with . The Hardy space of the unit disk, which we denote , is the Hilbert space of holomorphic functions on with finite norm, where the norm is given by
There are two distinct definitions for the Hardy space of a half-plane. Let be the linear fractional transformation give by
(1.3) |
that takes onto .
Definition 1.4.
By we mean , and the norm is defined so that is unitary.
An equivalent definition of is the set of functions that are holomorphic in and such that has a harmonic majorant there. The norm squared is equal to the value of this harmonic majorant at . If , then it has boundary values a.e. (see e.g. [11]), and the norm is given by
(1.5) |
The reproducing kernel for is given by
(1.6) |
In light of (1.6), the map
extends to a unitary from onto . In [1] we show that for any , we have
If is a monomial operator, we shall define
(1.7) |
One might wonder whether the definition of monomial operator should require that it take to some multiple of a monomial for every ; our first theorem asserts that this always happens, just by assuming it on the natural numbers. It also shows that, after moving to the Hardy space as in (1.7), monomial operators correspond to the adjoints of weighted composition operators.
Theorem 1.8.
Let be a monomial operator given by (1.2). Then there exists a holomorphic map and a function so that, for every , we have
(1.9) |
Moreover, we have
(1.10) |
Equation (1.10) says
where denotes the composition operator , and denotes the multiplication operator .
Weighted composition operators have been studied for some time. See e.g. [12, 8, 15, 9, 5, 4, 7]. By Littlewood’s subordination principle, the operator is always bounded whenever is a holomorphic self-map of [16, Thm. 10.4.2]. A multiplication operator is bounded if and only if . It was observed in [14] that it is possible for the product to be bounded even when is not.
Corollary 1.11.
Let be a sequence in . Then there exists some choice of scalars , not all zero, so that extends to be a bounded linear operator on if and only if
In Section 3 we study which pairs of functions and give rise to a bounded operator in (1.9). We answer this question only for flat monomial operators, i.e. when for some constant . If , it follows from Corollary 1.11 that such a can never be bounded.
If , we have:
Theorem 1.12.
Let , and let be defined by
for some function .
(i) If , then extends to be a bounded linear operator from to if and only if the Poisson integral of is bounded on all half-planes that are strictly contained in .
(ii) If , then is bounded if and only if is bounded on .
2 Proof of Theorem 1.8
Proof of Theorem 1.8. Step 1. Let be given by (1.7). Define by . We have
Since , we have
This gives
and so we can write
(2.1) |
For any , let . We get from (2.1)
(2.2) | |||||
(2.3) |
Define by
(2.4) |
As and are both in the Hardy space , a priori we know that is in the Nevanlinna class of meromorphic functions on , the class of quotients of functions. Moreover, it follows from (2.3) that
Observe that is not a zero set for —indeed, is not a Blaschke sequence for . Therefore it is a set of uniqueness for the Nevanlinna class, and hence is the unique function in the class that satisfies . In particular, the definition (2.4) is actually independent of .
We can write (2.2) as
(2.5) |
Since is a set of uniqueness, (2.5) holds everywhere
(2.6) |
Step 2. We must show that . Suppose there is some point where and is in . Then there is a sequence such that each is a finite linear combination of kernel functions, , and . By (2.6), we have
(2.7) |
The right-hand side of (2.7) tends to infinity, the left-hand side is bounded by , a contradiction. Since is meromorphic, we conclude that whenever then . Therefore any singularities of on the zero set of are removable, so we conclude that , and hence also , is a self-map of .
Thus we have proved (1.10) for any finite linear combination of kernel functions, and so, by a limiting argument, it is true for all .
Proof of Corollary 1.11. By Theorem 1.8, a necessary condition for the existence of a non-zero bounded that maps each to a multiple of is that there be some holomorphic self-map of that maps to . This condition is also sufficient, since choosing
gives is the adjoint of , which is bounded.
When is there a map that interpolates to ? Composing with the Riemann map from (1.3), this is equivalent to asking when there exists from to that maps to . By Pick’s theorem [3, Thm. 1.81], this occurs if and only if
(2.9) |
Rearranging (2.9), we get
As conjugating by the rank one operator
does not affect positivity, and , we get that an interpolating exists if and only if
3 Flat Monomial Operators
In this section, we shall consider operators of the form
(3.1) |
and in particular when they are bounded. Note first that if , with and real, then the effect of is to multiply everything in the range by , which is unimodular. So without loss of generality we can assume that is real. Moreover, by Corollary 1.11, can only be bounded if .
Let us first handle the case . In the terminology of Theorem 1.8, , so is bounded if and only if there is a bounded function on that satisfies . By Pick’s theorem, this happens if and only if
(3.2) |
So we get:
Theorem 3.3.
The map extends to be a bounded linear map if and only if (3.2) holds. Moreover, if it is non-zero, it is never compact.
When , how do we determine whether (3.1) extends to be bounded? Let
(3.4) |
We must find that satisfies
Then is bounded if and only if is bounded. (We have changed notation slightly from Theorem 1.8 to avoid the use of and to emphasize that we have a fixed choice of ). To investigate , we turn to the Poisson kernel.
The Poisson kernel for at a point is given by
The Poisson integral of some function defined on the line is given by
It is convenient to introduce another Hardy space, .
Definition 3.5.
The space consists of all functions that are holomorphic in and satisfy
Every function has non-tangential boundary limits almost everywhere, and its norm is then given by (see [13]):
Let us write
So in this notation.
Theorem 3.6.
The operator is bounded if and only if the Poisson integral of is bounded on some (and hence every) half-plane for .
Proof of Thm. 3.6. The map
is a unitary from onto . One checks
(3.7) |
For in we have
so for boundedness purposes we can drop this factor in (3.7) and conclude that is bounded on if and only if it is bounded on . Thus we wish to know for which does
hold? This is the same as asking when integrating along the vertical line with weight is a Carleson measure for . By [13, VI.3], this happens if and only if
(3.8) |
Taking in (3.8), we get that is bounded implies
for some constant , so
If is any point in the half-plane , we have
As
we conclude that (3.8) implies that the Poisson integral of is bounded on . Conversely, the boundedness of the Poisson integral of on implies (3.8).
Finally, to see that boundedness of the Poisson integral of on implies boundedness on for any , we just observe that
Example 3.9 Let , and take for some . Then is not bounded on , so is not bounded. But
This is bounded in each half-plane , so by Theorem 3.6 is bounded.
4 Unitary Monomial Operators
Bourdon and Narayan characterized unitary weighted composition operators [5]. Their theorem (translated to ) is:
Theorem 4.1.
(Bourdon-Narayan) The operator is unitary on if and only if is an automorphism of and , where .
We shall give a proof of their theorem directly in the context of monomial operators. First, let us describe the automorphisms of in a convenient way.
Lemma 4.2.
The function is an automorphism of if and only if there is a function so that
(4.3) |
Proof: Notice that is an automorphism of if and only if is an automorphism of . By Pick’s theorem (see [3, Sec. 2.6]) the latter occurs if and only if
(4.4) |
for some function on . Doing some algebra, (4.4) becomes (4.3) with
Consequently, we have the following characterization of unitary monomial operators (which can also be derived from Bourdon-Narayan and Theorem 1.8).
Theorem 4.5.
The operator
is unitary on if and only if is an automorphism of and is defined by
(4.6) |
Proof: Since is holomorphic by Theorem 1.8 and has to be non-constant for to be bounded, the range of must be dense. Therefore it is unitary if and only if it is isometric. It is isometric if and only if for every we have
That means (4.4) holds, so is an automorphism. Letting we get
and solving for we get (4.6).
5 Questions
Question 5.1.
If is bounded, with as in (3.4), can one approximate it in norm by operators of the form where ?
Question 5.2.
A generalization of the previous question is for non-flat monomial operators. Can every bounded operator of the form be approximated by operators with bounded ?
Question 5.3.
What are necessary and sufficient conditions for the functions and so that the operator defined by (1.9) is bounded? Compact?
On behalf of all authors, the corresponding author states that there is no conflict of interest.
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