Minimal relative units of the cyclotomic -extension
Abstract
Let . For the relative norm map on the units group, we define , . Komatsu conjectured that for . Morisawa and Okazaki showed that it holds for . In this paper we study the case . We conjecture that , where and (). We show that this holds for and that a “half” of this: holds for even . We also observe a relation to the class number problem.
1 Introduction
Let , which is the th layer of the cyclotomic -extension over . We put , , , where denotes the relative norm map on the unit group. Then Komatsu, in personal communication with Morisawa and Okazaki, stated the following conjecture.
Conjecture 1.1 ([MO3, Conjecture 1.1]).
We have for
(1) |
Morisawa and Okazaki showed that
Namely the unsolved problem is Ineq. (1) for . We provide the best possible refinement in this case as follows.
Conjecture (2.2).
Let , where denotes the nearest integer to . Then we have
(2) |
The first few terms of are , , , , . We also present some partial results.
Theorem (2.5).
For or for even , there exists satisfying
Hence a “half” of Eq. 2: holds for such .
The proof of 2.7 relies on the fact that the class number of is . On the other hand, in 2.6, we also provide a proof for without using any information of .
We also see a relation between our Conjecture and the class numbers in §3, 4. Weber’s class number problem asks whether for all and some partial results follows by studying the unit group. For example, by using 1.2 concerning , Fukuda and Komatsu [FK3, Theorem 1.3] showed that
for all and for all primes with . | (3) |
We may observe a “similar” phenomena also for . Morisawa and Okazaki [MO3, Proposition 6.6] showed that
(4) |
The second author [Yo, Remark in §5.1] showed that
Ineq. (4) implies .
We generalize these results as follows.
Theorem (2.3).
We have
(5) |
In §4 we introduce some numerical results:
- (i)
- (ii)
The known results for the -indivisibility is as follows.
(6) |
We note that the primes in the case (ii) are out of this range.
2 Minimal relative units
Let be the th layer of the cyclotomic -extension over . More explicitly we have
In this paper, we fix a generator of by
Definition 2.1.
Let be the unit group of . We consider the following subgroups:
Here denotes the relative norm map.
We have since . We embed into as usual:
In particular, is equal to the length of in . The ring of integers has an orthogonal basis :
(7) |
In this paper, we repeatedly use the following relations:
where we regard that
The following conjecture and the partial results below are the main results in this paper.
Conjecture 2.2.
We define for by
Here denotes the nearest integer to . Then we have
For example, , , , , , , , , , . Hereinafter in this section, we present partial results (Theorems 2.3, 2.5 and 2.6) for 2.2. First, we generalize Morisawa-Okazaki’s Ineq. (4) a little.
Theorem 2.3.
We have for
Proof.
Let , . Write
We have by
(8) |
[MO3, Lemma 6.2] states that
(9) |
We claim that it suffices to show that
-
(a)
at least four ’s are not equal to for non-zero , or,
-
(b)
at least two ’s are not equal to for odd .
First we note that
by (7). The statement (a) implies the assertion since we have
by (9). Now assume (b). By taking the trace of (8), we have
It follows that
This is greater than or equal to by (9) and (b) as desired.
Recall that . In particular , so at least one is not equal to for odd . We may assume by considering the Galois action. If there exists at least one more odd satisfying , then (b) holds. Assume that for odd . Then (8) becomes
By (9), we have . There exists at least one more even satisfying , because otherwise it follows that . This is a contradiction for and . Once again, we see that there exists at least one more even satisfying , because otherwise it follows that
Then we have “” or “, ”, that is, “, ” or “, ”, which is a contradiction for .
Now has at least three non-zero coefficients with , other than . We assume for the contradiction that these are all non-zero ones. In particular (8) becomes
(10) |
We consider three cases: “”, “”, “, ”. First assume that . Then we have . Therefore there does not exist any term in the left-hand side corresponding to in the right-hand side, which is a contradiction. Next assume that . We have . Therefore the relation (10) implies
This follows, for example, by considering the quotient vector space . Then we have , which is a contradiction. Finally assume that , . We have , . Similarly as above we obtain
We have by , . That is, . Then there are two possible cases:
If the former one holds, then we have and , which is a contradiction. If the latter one holds, we have
which implies . This is a contradiction for (9). Then the assertion is clear. ∎
Remark 2.4.
- (i)
-
(ii)
The strategy of the above proof is counting the number of non-zero coefficients of a relative unit by a combinatorial argument, and showing that the number is greater than or equal to if , for . The same proof works for , although we used a computer.
For small or even , we obtain (a candidate of) the minimal unit explicitly.
Theorem 2.5.
For , we put
For , we put
Here , denote the ceiling function, the floor function, respectively. Then we have
Hence a “half” of 2.2 holds for such :
Proof.
The cases follow from a direct calculation, by noting that (7) implies
(11) |
For even , easily see that
(12) |
It follows that by (11). Hence it suffices to show that . Let , , . We can write
The sum of the second and forth terms in the most right-hand side is equal to
since (12) implies that the parities of are even-odd or odd-even. The sum of the third and fifth terms is equal to
by the parities of again. Hence it suffices to show that
(13) |
is equal to . We divide it into two cases. First assume that . Then is even and is odd. Therefore is equivalent to , and is equivalent to , respectively. Then (13) becomes
Since we have
the problem is reduced to showing that
Let . For even (not only for ), we see that
(14) | |||
Therefore the left-hand side becomes
The last sum is equal to since we have
by and .
Corollary 2.6.
2.2 holds true for .
2.2 should be proved without studying the class number of , as we seen above. On the other hand, we have
(17) |
This follows from, for example, [Wa, Theorem 8.2, Proposition 8.11], [H2, (1), (4)]. For a proof, see [Yo, §4.1]. Besides, we have for , so for the same . Since is given explicitly, we can verify 2.2 numerically for such , as follows.
Assume that satisfies
(18) |
We put
Since for , the inequality (18) turns into
We consider the logarithmic embedding
Then the square of the length of the image of is given by
We put
Namely, the condition (18) implies
(19) |
Now we assume that , which is equivalent to by (17) ( is a sufficient condition). Then we may write
Therefore (19) is equivalent to
(20) | |||
We can find all such vectors by the Fincke-Pohst algorithm (actually, we used the command qfminim of PARI/GP). Here the value of is given as follows: Assume that satisfies for a fixed . Note that since for . Then the Lagrange multiplier theorem says that the function takes the maximum value only when for some . The solutions of are of the form of with since () is a convex function and are odd functions. It follows that is constant for all , that is, . Namely, takes the maximum value when
Therefore we see that
In fact, we have , , , , , , .
When , we confirmed that does not satisfies for any satisfying (20): for example, let . Then the number of vectors satisfying (20) is . We computed for such and checked that the minimal value is equal to . To summarize, by numerical computation and by using , we have the following.
Theorem 2.7.
2.2 holds true for .
Remark 2.8.
-
(i)
When , all satisfying are the conjugates of given in 2.5.
-
(ii)
We can not confirm the case due to the limit of computer power.
3 Relation to when
There are many partial results supporting Weber’s class number problem obtained by studying the unit group. More directly, the second author proved the following. We put , where denotes the class number of .
In this section, we generalize this result to as follows.
Theorem 3.2.
2.3 implies .
Proof.
Assume for contradiction that there exists . Since , we can write
We may replace with so that . Therefore, by putting
it suffices to show that
(21) |
since we have
for by 2.3.
First we show that is a convex function. In particular, a set
is convex. We can reduce it to the convexity of a function of the form since the sum of convex functions is again convex. Its Hessian matrix is equal to
whose eigenvalues and eigenvectors are
Therefore is convex since the eigenvalues are non-negative.
By the convexity of (in particular, the convexity with respect to ) we can write
(22) | ||||
for a unique satisfying
Now we clam that is again convex: namely we have for
Say
Moreover we put
Since
are elements of the convex set , so are
Namely we have
Hence, by (22), we have
as desired. By repeating the same argument, we can write
We easily obtain an upper bound of such minimal values as follows. Consider a closed-interval and divide it into pieces:
Then we see that
By repeating similar arguments, we obtain an upper bound of as
Now, we put , . Then numerically we have
where we put
Hence we obtain as desired. ∎
Remark 3.3.
Summarizing the proof of 3.2, we showed that there exists a fundamental domain of modulo satisfying
for , by considering the -module structure of . When , it seems to have to consider its Galois module structure, not only the -module structure, in order to studying the relation between 2.2 and the class number. We provide some partial (and numerical) results in the proceeding sections.
4 -Indivisibility of by numerical calculations
We give a demonstration of numerical checks of the -indivisibility of for several , by using 2.2. More powerful results can be seen in [H1, H2, FK1, FK2, FK3, MO1, MO2], including (3). Let be an odd prime. We put
Since is a free abelian group generated by , we may identify the following three -modules
Here acts on by
acts on via
and hence we may also consider are -modules where acts as .
By the Chinese remainder theorem, the irreducible decomposition of as a -module is given as
where runs over all irreducible polynomial dividing . (Note that has no multiple roots.) Taking a polynomial satisfying , the idempotent map is given explicitly as
Now, we assume that . It follows that there exists satisfying
This element corresponds to a non-trivial element . Then we can take so that since . For such , the whole of is contained in , since we have
(28) |
For (not only for elements ), we put
Then the following proposition follows form (28).
Proposition 4.1.
Assume that an odd prime divides . Then there exists an irreducible polynomial dividing satisfying
We extend the trace map to
By the above proposition, 2.2 can be used for a numerical check of the indivisibility of the class numbers as follows.
Theorem 4.2.
Assume that 2.2 holds true for . If for each irreducible polynomial dividing there exists satisfying
then we have .
4.1 The case
Example 4.3.
Let , . For each irreducible polynomial dividing , we took the center lift of a suitable element in and confirmed that
(29) |
For example, let . Then the irreducible decomposition of is given by
We choose elements and take their center lifts , . Then, by numerical computation, we obtain
These values satisfy the condition (29) for .
Next, let . Then we have
First we take center lifts of :
Then we have
Note that the case does not satisfy the condition (29). Replacing with the center lift of , we have
which implies .
Example 4.4.
Let , , . Then, similarly as in 4.3, the center lift of a suitable element in for each satisfies the condition of 4.2:
We also check the exceptions by taking certain non-center lifts.
Let . Then we have
For , we put to be the center lift of . Then we have
For , we have to take non-center lifts. Hereinafter, we write a polynomial as a vector for saving pages. We put
which are lifts of respectively. Here components with underlining are not contained in . Then we have
The other cases can be done similarly.
Remark 4.5.
Let . Then, for many (e.g., ), the center lift of any element in does not satisfy the condition
Moreover searching all non-center lifts is difficult due to the high dimension. We confirmed that 2.2 implies that only for .
4.2 The case , ,
If are large, it is difficult to check the condition in 4.2. However that becomes relatively easy in some special cases. Let , . We note that such are out of the range of (6). Then the irreducible decomposition of is in the form
(30) |
In fact, that is equivalent to that splits completely in and does not in where . Then , which is a minimal polynomial of , decomposes a product of polynomials of degree modulo , and of does not. Considering , we obtain the expression (30). Since half of the coefficients of are equal to (that is, is in the form ), the value of tends to “small” if we take a center lift of multiplied by a constant. For example, let , which is the least prime satisfying , . Note that this case is not contained in (6). Then we have
We put to be the center lift of with
Then are calculated numerically as follows.
These values satisfy the condition in 4.2:
Namely, 2.2 for implies . Similarly, we checked that 2.2 for implies the -indivisibility of for first primes satisfying
form to .
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