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Microscopic theory of pseudogap phenomena and unconventional Bose-liquid superconductivity and superfluidity in high-TcT_{c} cuprates and other systems

S. Dzhumanov [email protected] Institute of Nuclear Physics, Uzbek Academy of Sciences, 100214, Ulugbek, Tashkent, Uzbekistan
Abstract

In this work, the consistent, predictive and empirically adequate microscopic theory of pseudogap phenomena and unconventional Bose-liquid superconductivity (superfluidity) is presented, based on the fact that in high-TcT_{c} cuprates and other related systems the energy εA\varepsilon_{A} of the effective attraction between fermionic quasiparticles is comparable with their Fermi energy εF\varepsilon_{F} and the bosonic Cooper pairs are formed above TcT_{c} (the temperature of the superfluid transition) and then a small part of such Cooper pairs condense into a Bose superfluid at TcT_{c}. According to this theory, the doped high-TcT_{c} cuprates and other systems with low Fermi energies (εFεA\varepsilon_{F}\sim\varepsilon_{A}) are unconventional bosonic superconductors/superfluids and exhibit pseudogap phases above TcT_{c}, λ\lambda-like superconducting transition at TcT_{c} and Bose-liquid superconductivity below TcT_{c}. The relevant charge carriers in high-TcT_{c} cuprates are polarons which are bound into bosonic Cooper pairs above TcT_{c}. Polaronic effects and related pseudogap weaken with increasing the doping and disappear at a quantum critical point where a small Fermi surface of polarons transforms into a large Fermi surface of quasi-free carriers. The modified BCS-like theory describes another pseudogap regime but the superconducting/superfluid transition in high-TcT_{c} cuprates and related systems is neither the BCS-like transition nor the usual Bose-Einstein condensation. A good quantitative agreement is found between pseudogap theory and experiment. Universal criteria for bosonization of Cooper pairs are formulated in terms of two fundamental ratios εA/εF\varepsilon_{A}/\varepsilon_{F} and ΔF/εF\Delta_{F}/\varepsilon_{F} (where ΔF\Delta_{F} is the BCS-like gap). The mean-field theory of the coherent single particle and pair condensates of bosonic Cooper pairs describes fairly well the novel superconducting states (i.e., two distinct superconducting A and B phases below TcT_{c} and a vortex-like state above TcT_{c}) and various salient features (λ\lambda-like transition at TcT_{c}, kink-like anomalies in all superconducting/superfluid parameters near the first-order phase transition temperature TcT^{*}_{c} lower than TcT_{c}, gapless excitations below TcT^{*}_{c} and two-peak specific heat anomalies) of high-TcT_{c} cuprates in full agreement with the experimental findings. Though Bose-liquid superconductivity in the bulk of high-TcT_{c} cuprates is destroyed at TcT_{c}, but it can persist above TcT_{c} at grain boundaries and interfaces of these materials up to room temperature. The unusual superconducting/superfluid states and properties of other exotic systems (e.g., heavy-fermion and organic compounds, Sr2RuO4\rm{Sr_{2}RuO_{4}}, 3He, 4He and atomic Fermi gases) are explained more clearly by the theory of Bose superfluids. Finally, the new criteria and principles of unconventional superconductivity and superfluidity are formulated.

pacs:
67.40-w, 67.57.-z, 67.85.-d, 71.38.-k, 74.20.Mn, 74.72.-h
preprint: APS/123-QED

I I. INTRODUCTION

The usual band theory has been successful enough in describing the normal state of conventional metals with large Fermi energies εF>1\varepsilon_{F}>1 eV 1 ; 2 , while the theory of superconductivity proposed by Bardeen-Cooper-Schrieffer (BCS) 3 was quite adequate for the description of the Fermi-liquid superconductivity in these systems. However, the unconventional superconductivity (superfluidity) and the pseudogap phenomena discovered in doped high-TcT_{c} copper oxides (cuprates) 4 ; 5 ; 6 ; 7 ; 8 ; 9 and other systems (e.g., liquid 3He, heavy-fermion and organic compounds, Sr2RuO4\rm{Sr_{2}RuO_{4}} and ultracold atomic Fermi gases) 10 ; 11 ; 12 ; 13 ; 14 ; 15 ; 16 ; 17 ; 18 were turned out the most intriguing puzzles in condensed matter physics. The normal state of high-TcT_{c} cuprates exhibits many unusual properties not encountered before in conventional superconductors, which are assumed to be closely related to the existence of a pseudogap predicted first theoretically 19 ; 20 ; 21 ; 22 ; 23 , and then, observed clearly experimentally 6 ; 7 ; 8 ; 9 . The normal state of other exotic superconductors 16 ; 18 ; 24 ; 25 and superfluids 26 also exhibits a pseudogap behavior above the superconducting/superfluid transition temperature TcT_{c}. The pseudogap phenomenon observed in high-TcT_{c} cuprates and other systems means the suppression of the density of states at the Fermi level and the pseudogap appears at a characteristic temperature TT^{*} above TcT_{c} without the emergence of any superconducting order. Most importantly, the high-TcT_{c} cuprates in the intermediate doping regime exhibit exotic superconducting properties inherent in unconventional superconductors 17 ; 27 ; 28 ; 29 and quantum liquids (3He and 4He) 30 ; 31 ; 32 ; 33 , while the heavily overdoped cuprates are similar to conventional metals 34 ; 35 .

In the case of high-TcT_{c} cuprates which are prototypical unconventional superconductors/superfluids and are of significant current interest in condensed matter physics and beyond (e.g., in the physics of low-density nuclear matter 36 ), our understanding of superconductivity and pseudogap phenomena is still far from satisfactory. Aside from early theoretical ideas 19 ; 20 ; 21 ; 22 ; 23 ; 37 ; 38 ; 39 ; 40 ; 41 , later other competing theories have been proposed for explaining the origins and the nature of the pseudogaps and high-TcT_{c} superconductivity in these most puzzling materials (for a review see Refs. 35 ; 42 ; 43 ; 44 ; 45 ; 46 ; 47 ; 48 ). But in judging the relevance of these theoretical approaches to the unconventional cuprate superconductors with small Fermi energies εF<<1\varepsilon_{F}<<1 eV, one should consider their compatibility with the observed normal-state properties, and especially superconducting properties (i.e., a λ\lambda-like superconducting transition at TcT_{c}, a first-order phase transition in the superconducting state and the kink-like temperature dependences of all superconducting parameters) of high-TcT_{c} cuprates.

In high-TcT_{c} cuprates and other complex systems, unconventional interactions between pairs of quasiparticles may take place, leading to new and unidentified states of matter. Specifically, the enigmatic pseudogap, diamagnetic and vortex-like states are formed in high-TcT_{c} cuprate superconductors above TcT_{c} 35 ; 45 ; 47 ; 49 , while the unusual superconducting state (see Fig. 1 in Refs.21 ; 51 ) and quantum critical point (QCP) (at T=0T=0) exist below TcT_{c} 52 ; 53 ; 54 ; 55 . The origin of the pseudogap state in these systems has been debated for many years, being attributed to the different pairing effects in the electronic subsystem 19 ; 21 ; 22 ; 23 ; 44 ; 46 and spin subsystem 37 ; 39 ; 56 or to other effects associated with different competing orders (see Refs. 35 ; 46 ). The pseudogap phenomena and high-TcT_{c} cuprate superconductivity are often discussed in terms of superconducting fluctuation theories 19 ; 23 ; 46 ; 57 . The first proposed theory argues 19 that the superconducting fluctuation scenario is justifiable only for temperatures well below the onset temperature of Cooper pairing TT^{*} in the normal state of high-TcT_{c} cuprates. Other superconducting fluctuation theories are believed to be less justifiable (see, e.g., Refs. 35 ; 42 ), since they assume that the superconductivity is destroyed at TcT_{c} by the phase fluctuation, whereas local superconducting Cooper pairs persist well above TcT_{c} 46 ; 49 or even up to the characteristic temperature T>>TcT^{*}>>T_{c} 23 ; 57 . In these theoretical scenarios, it is speculated that the BCS-like (ss-or dd-wave) gap represents the superconducting order parameter below TcT_{c} and then persists as a superconductivity-related pseudogap above TcT_{c}, i.e., the superconducting BCS transition has a wide fluctuation region above TcT_{c}. However, the experimental data show that the pseudogap in high-TcT_{c} cuprates is unrelated to superconducting fluctuations 58 and the superconducting transition is a λ\lambda-transition 33 ; 59 ; 60 and it is characterized by a narrow fluctuation region (TTc0.1TcT-T_{c}\lesssim 0.1T_{c}) above TcT_{c} 35 ; 42 . Another inconsistency is that the problem of quantitative determination of TcT_{c} in these unconventional superconductors remains unresolved and the phenomenological Ginzburg-Landau or Kosterlitz-Thouless theory is used to determine the actual TcT_{c} 19 ; 23 ; 49 . In reality, the pseudogap state in high-TcT_{c} cuprates has properties incompatible with superconducting fluctuations 35 ; 42 ; 58 and most likely behaves as an anomalous metal above TcT_{c} 21 ; 35 ; 62 ; 63 .

In alternative theoretical scenarios, the unconventional (i.e. non-superconducting) Cooper pairing can be expected in the low carrier concentration limit at T=2TcT=2T_{c} in superconducting semiconductors 64 and in underdoped cuprates in a wide temperature range above TcT_{c} 21 ; 22 ; 62 . Such a Cooper pairing of fermionic quasiparticles (e.g., polarons) in the normal state of high-TcT_{c} cuprates can occur in the BCS regime and lead to the formation of a non-superconductivity-related pseudogap. In this case, one expects the preformed Cooper pairs exist in the bosonic limit.

Attempts to understand the different pseudogap regimes in high-TcT_{c} cuprates have been based on the different temperature-doping phase diagrams showing only one pseudogap crossover temperature 37 ; 47 ; 52 ; 65 or two pseudogap crossover temperatures 56 ; 62 ; 63 ; 66 ; 67 above TcT_{c} and a QCP under the superconducting dome at T=0T=0 52 ; 62 ; 65 ; 67 . However, a full description of the distinctive phase diagrams and the pseudogap, quantum critical and unusual superconducting states of these intricate materials in the different competing theories is still out of reach (see, e.g., question marks in the proposed phase diagrams of the cuprates 37 ; 45 ; 68 ). Because many of the proposed theories are phenomenological in nature and fail to explain consistently not only the existence of different pseudogap regimes above TcT_{c}, pseudogap QCPs under the superconducting dome and distinct superconducting regimes below TcT_{c}, but also all the anomalies observed in the normal and superconducting properties of various high-TcT_{c} cuprates.

Many theoretical scenarios for high-TcT_{c} cuprate superconductivity are based on the BCS-like pairing correlations and on the usual Bose-Einstein condensation (BEC) of an ideal Bose-gas of Cooper pairs and other bosonic quasiparticles (e.g., bipolarons and holons). However, the BCS-type (ss-, pp- or dd- wave) superconductivity is most likely to occur in systems that satisfy at least the following three conditions. First, they should have large Fermi energies. Second, the attractive interaction between pairs of fermionic quasiparticles near Fermi surface must be sufficiently weak. Third, the Cooper pairs should have fermionic nature due to their strong overlapping just like in metals. The transition from BCS-type condensation regime to BEC regime can be expected in a Fermi system, if either the attractive interaction between fermions is increased sufficiently or the density of fermions is decreased to a certain critical density. Such a transition was studied, first, in superconducting semiconductors (where the Cooper pairing without superconductivity at low carrier concentrations may occur) 64 and then in an attractive Fermi gas 69 ; 70 . The high-TcT_{c} cuprates and many other exotic systems may fail to meet the above three conditions needed for BCS-type superconductivity and superfluidity. Some theoretical models of high-TcT_{c} cuprate superconductivity 44 ; 71 ; 72 based on the BCS-BEC crossover 64 ; 69 ; 70 interpolate between BCS-like transition in Fermi liquid and usual BEC of preformed Cooper pairs as the interaction strength is varied. However, according to the Landau criterion 30 , the usual BEC of an ideal Bose gas of small real-space pairs and Cooper pairs is irrelevant to the superconductivity (superfluidity) phenomenon. Also, it was clearly argued by Evans and Imry 73 that the superfluid phase in 4He is not described by the presence of BEC in an ideal or a repulsive Bose gas of 4He atoms.

Successful solutions of complex problems posed by high-TcT_{c} cuprate superconductors may provide new insights into the microscopic physics and thus contribute toward a complete understanding of unsolved problems of other unconventional superconductors and superfluids. So far, the pseudogap phenomena and unconventional superconductivity (superfluidity) in high-TcT_{c} cuprates and other systems are often misinterpreted. In particular, the high-TcT_{c} cuprates are similar to the superfluid 4He and might be genuine superfluid Bose systems that cannot be understood within the BCS-like and BEC theories. Further, the superconductivity in other exotic systems and the superfluidity both in 3He and in ultracold atomic Fermi gases with an extremely high superfluid transition temperature with respect to the Fermi temperature TF5TcT_{F}\simeq 5T_{c} 26 cast a doubt on any BCS-like pairing theory as a complete theory of these phenomena.

The purpose of this paper is to construct a consistent, predictive and empirically adequate microscopic theory of pseudogap phenomena and unconventional Bose-liquid superconductivity and superfluidity, which accounts for essentially all the observed pseudogap features and novel superconducting/superfluid properties of high-TcT_{c} cuprates and other intricate systems. By studying the ground states of doped charge carriers in polar cuprate materials, we show that the relevant charge carriers in such systems are large polarons. Polaronic effects in doped high-TcT_{c} cuprates can give rise to a pseudogap state and a polaronic pseudogap weakens with increasing the doping and disappear at a specific QCP. We demonstrate that the pairing theory of polarons in real-space describes the formation of large bipolarons at low dopings, while the modified BCS-like pairing theory describes the formation of bosonic Cooper pairs at intermedate dopings in these systems. Our results provide deeper insights into the emergence of the two different pseudogap regimes above TcT_{c} and the pseudogap phase boundary terminating at specific QCPs in various high-TcT_{c} cuprates and the pseudogap effects on the normal-state properties of high-TcT_{c} cuprates. We then apply the BCS-like pairing theory to describe the pseudogap state in other unconventional superconductors and superfluids. For all cases considered, good quantitative agreement is found between pseudogap theory and experiment.

Next we address the key issue of whether Cooper pairs have fermionic nature just like in the BCS theory or they are bosonic quasiparticles. We formulate the universal criteria for bosonization of Cooper pairs in high-TcT_{c} cuprates and other related systems using the uncertainty prinsiple. We then elaborate a consistent mean-field microscopic theory of Bose-liquid superconductivity and superfluidity by starting from the boson analogs of the BCS-like pair Hamiltonian. This theory describes the superfluidity in three-dimensional (3D) and two-dimensional (2D) attractive Bose systems originating from the pair condensation (at TcT_{c}) and single particle condensation (at a certain temperature TcT^{*}_{c} below TcT_{c} in 3D systems or at T=0T=0 in 2D systems) of bosonic Cooper pairs and 4He atoms. The self-consistent solutions of mean-field integral equations for attractive 3D and 2D Bose systems are capable of giving the new predictions and the adequate description of the three distinct regimes of Bose-liquid superconductivity and superfluidity, λ\lambda-like superconducting transition at TcT_{c}, first-order phase transition at TcT^{*}_{c}, half-integer h/4eh/4e magnetic flux quantization and two distinct superconducting phases below TcT_{c}, the novel gapless excitations below TcT^{*}_{c} and vortex-like excitations above TcT_{c} and other observed puzzling superconducting properties of high-TcT_{c} cuprates. The unconventional superconductivity and superfluidity observed in other systems, such as in heavy-fermion and organic compounds, Sr2RuO4\rm{Sr_{2}RuO_{4}}, quantum liquids (3He and 4He) and atomic Fermi gases are also well described by the mean-field theory of Bose superfluids, while the mean-field theory of the BCS-like (ss-, pp-or dd-wave) pairing of fermionic quasiparticle can describe only the formation of Cooper pairs in these intricate systems.

The rest of the paper is organized as follows. In Sec. II, the unconventional electron-phonon interactions, the new in-gap states and the relevant charge carriers in doped high-TcT_{c} cuprate superconductors are described. In Sec. III, the microscopic theory of pseudogap phenomena in these high-TcT_{c} materials is presented. In Sec. IV, the pseudogap effects on the normal-state properties of underdoped to overdoped cuprates are discussed. In Sec. V, the pseudogap phenomena in other systems are described. In Sec. VI, the problem of the bosonization of Cooper pairs in high-TcT_{c} cuprates and other systems is solved. In Sec. VII, the mean-field theory of 3D and 2D superfluid Bose liquids is elaborated. In Sec. VIII, the microscopic theory of unconventional Bose-liquid superconductivity and superfluidity in high-TcT_{c} cuprates and other systems is presented. In Sec. IX, the new criteria and principles of unconventional superconductivity and superfluidity are formulated. In Sec.X, we summarize our results. Computational details are presented in Appendixes.

II II. GROUND STATE ENERGIES OF CHARGE CARRIERS AND GAP-LIKE FEATURES IN DOPED CUPRATES

Since the discovery of high-TcT_{c} superconductivity in doped cuprates 4 ; 5 , the nature and types of charge carriers, which determine the insulating, metallic and superconducting properties of these materials, have especially been the subject of controversy, being attributed to hypothetical quasiparticles 35 ; 74 ; 75 (e.g., holons and other electron- or hole-like quasiparticles) or self-trapped quasiparticles (large and small (bi)polarons) 44 ; 76 ; 77 ; 78 . The issues concerning the relevant charge carriers and the unusual unsulating, metallic and superconducting phases in some doped cuprates remain unresolved yet (see, e.g., question marks in some proposed phase diagrams of doped cuprates 37 ; 45 ; 68 ).

According to the Zaanen-Sawatzky-Allen classification scheme 79 , the electronic band structure of the undoped cuprates corresponds to the charge-transfer (CT)-type Mott-Hubbard insulators 80 ; 81 . Because the strong electron correlations (i.e., the strong Coulomb repulsions between two holes each on copper Cu sites) drive these systems into the Mott-Hubbard-type insulating state. As a result, the oxygen 2pp band in the undoped cuprates lies within the Mott-Hubbard gap and the Fermi level εF\varepsilon_{F} is located at the center of the CT gap 81 . Hole carriers introduced by doping will not appear on copper sites giving two holes (Cu3+\rm{Cu^{3+}}) (i.e. spinless holons 75 ) but they appear as quasi-free holes in the oxygen band instead, where the correlation between these holes is weak enough 74 . Actually, the preponderance of experimental evidence now supports the oxygen character of additional (i.e. doped) holes (see Refs. 80 ; 82 ). Upon hole doping, the oxygen valence band of the cuprates is occupied first by hole carriers having the effective mass mm^{*}, which are delocalized just like in doped semiconductors (e.g., Si and Ge) and interact with acoustic and optical phonons. Therefore, the properties of the hole carriers in these polar materials are strongly modified by their interaction with the lattice vibrations (i.e. by strong and intermediate electron-phonon coupling) and they are self-trapped at their sufficiently strong coupling to optical phonons. Essentially, a large ionicity of the cuprates η=ε/ε0<<1\eta=\varepsilon_{\infty}/\varepsilon_{0}<<1 (where ε\varepsilon_{\infty} and ε0\varepsilon_{0} are the high-frequency and static dielectric constants, respectively) enhances the polar hole-lattice interaction and the tendency to polaron formation. One can expect that the the self-trapping of hole carriers in doped cuprates will be more favorable just like the self-trapping of holes in ionic crystals of alkali halides 83 ; 84 .

One distinguishes three distinct regimes of electron (hole)-phonon coupling in doped polar cuprates: (i) the weak-coupling regime in heavily overdoped cuprates describes the correlated motions of the lattice atoms and the quasi-free charge carriers which remain in their initial extended state, (ii) the intermediate-coupling regime (corresponding to the underdoped, optimally doped and moderately overdoped cuprates) characterizes the self-trapping of a charge carrier, which is bound within a potential well produced by the polarization of the lattice in the presence of the carrier and follows the atomic motions in the non-adiabatic regime, and (iii) the strong-coupling regime in lightly doped cuprates describes the other condition of self-trapping under which the lattice distortion cannot follow the charge carrier motion and the self-trapping of carriers is usually treated within the adiabatic approximation (i.e., the lattice atoms remain at their fixed positions). In the latter case the carrier is strongly bound to a lattice distortion by a strong and very localized carrier-lattice interaction. Under certain conditions, two charge carriers interacting with the lattice vibrations and with each other can form a bound state of two carriers in polar materials within a common self-trapping well. In these systems the attractive electron-phonon interaction can be strong enough to overcome the Coulomb repulsion between two charge carriers. The self-trapped state of the pair of charge carriers is termed as a bipolaron.

In the following, we will consider the self-trapping of hole carriers in the continuum model 85 ; 86 and adiabatic approximation taking into account both the short- and long-range carrier-phonon interactions in doped cuprates. In the case of the lightly doped cuprates, the total energies of the coupled hole-lattice and two-hole-lattice systems are given by the following functionals describing the formation of the polaronic and bipolaronic states 78 :

Ep{ψ}=22m(ψ(r))2d3r\displaystyle E_{p}{\{\psi\}}=\frac{\hbar^{2}}{2m^{*}}\int(\nabla\psi(r))^{2}d^{3}r-
e22ε~Ψ2(r)Ψ2(r)|rr|d3rd3rEd22Bψ4(r)d3r,\displaystyle-\frac{e^{2}}{2\tilde{\varepsilon}}\int\frac{\Psi^{2}(r)\Psi^{2}(r^{\prime})}{|\vec{r}-\vec{r}^{\prime}|}d^{3}rd^{3}r^{\prime}-\frac{E^{2}_{d}}{2B}\int\psi^{4}(r)d^{3}r, (1)

and

EB{Ψ}=22m[(1Ψ(r1,r2))2+\displaystyle E_{B}{\{\Psi}\}=\frac{\hbar^{2}}{2m^{*}}\int\big{[}(\nabla_{1}\Psi(r_{1},r_{2}))^{2}+
+(2Ψ(r1,r2))2]d3r1d3r2+\displaystyle+(\nabla_{2}\Psi(r_{1},r_{2}))^{2}]d^{3}r_{1}d^{3}r_{2}+
+e2εΨ2(r1,r2)|r1r2|d3r1d3r2\displaystyle+\frac{e^{2}}{\varepsilon_{\infty}}\int\frac{\Psi^{2}(r_{1},r_{2})}{|\vec{r_{1}}-\vec{r_{2}}|}d^{3}r_{1}d^{3}r_{2}-
2e2ε~Ψ2((r1,r2)Ψ2(r3,r4))|r1r3|d3r1d3r2d3r3d3r4\displaystyle-\frac{2e^{2}}{\tilde{\varepsilon}}\int\frac{\Psi^{2}((r_{1},r_{2})\Psi^{2}(r_{3},r_{4}))}{|\vec{r_{1}}-\vec{r_{3}}|}d^{3}r_{1}d^{3}r_{2}d^{3}r_{3}d^{3}r_{4}-
2Ed2BΨ(r1,r2)Ψ(r2,r3)d3r1d3r2d3r3,\displaystyle-\frac{2E^{2}_{d}}{B}\int\Psi(r_{1},r_{2})\Psi(r_{2},r_{3})d^{3}r_{1}d^{3}r_{2}d^{3}r_{3}, (2)

where ψ(r)\psi(r) and Ψ(r1,r2)\Psi(r_{1},r_{2}) are the one- and two-particle wave functions, respectively, r\vec{r} is the position vector of a carrier, ε~=ε/(1η)\tilde{\varepsilon}=\varepsilon_{\infty}/(1-\eta) is the effective dielectric constant, EdE_{d} is the deformation potential of a carrier, BB is an elastic constant of the crystal lattice. Minimization of the functionals (II) and (II) with respect to ψ(r)\psi(r) and Ψ(r1,r2)\Psi(r_{1},r_{2}) would give the ground state energies of hole carriers in doped cuprates. We minimize these functionals by choosing the following trial functions:

ψ(r)=N1exp[(σr)],\displaystyle\psi(r)=N_{1}\exp[(-\sigma r)], (3)
Ψ(r1,r2)=N2[1+γ(σ|r1r2|)]exp[(σ(r1+r2)],\displaystyle\Psi(r_{1},r_{2})=N_{2}[1+\gamma(\sigma{|\vec{r_{1}}-\vec{r_{2}}|})]\exp[(-\sigma(r_{1}+r_{2})], (4)

where N1=σ3/2/πN_{1}=\sigma^{3/2}/\sqrt{\pi} and N2=σ3/πC1(γ)N_{2}=\sigma^{3}/\pi\sqrt{C_{1}(\gamma)} are the normalization factors, σ=β/a0\sigma=\beta/a_{0}, C1(γ)=1+358γ+6γ2C_{1}(\gamma)=1+\frac{35}{8}\gamma+6\gamma^{2} is the correlation coefficient, σ\sigma and γ\gamma are the variational parameters characterizing the carrier localization and the correlation between carriers, respectively, a0a_{0} is the lattice constant.

Substituting Eqs. (3) and (4) into Eqs. (II) and (II), and performing the integrations in Eqs. (II) and (II), we obtain the following functionals:

Ep(β)=A[β2gsβ3gl(1η)β],\displaystyle E_{p}(\beta)=A[\beta^{2}-g_{s}\beta^{3}-g_{l}(1-\eta)\beta], (5)

and

EB(β,γ)=2AC2(γ)C1(γ){β216gsC3(γ)C1(γ)C2(γ)β3\displaystyle E_{B}(\beta,\gamma)=2A\frac{C_{2}(\gamma)}{C_{1}(\gamma)}\Bigg{\{}\beta^{2}-16g_{s}\frac{C_{3}(\gamma)}{C_{1}(\gamma)C_{2}(\gamma)}\beta^{3}-
85gl[2(1η)C4(γ)C1(γ)C2(γ)C5(γ)C2(γ)]β},\displaystyle-\frac{8}{5}g_{l}\left[2(1-\eta)\frac{C_{4}(\gamma)}{C_{1}(\gamma)C_{2}(\gamma)}-\frac{C_{5}(\gamma)}{C_{2}(\gamma)}\right]\beta\Bigg{\}}, (6)

where A=2/2ma02A=\hbar^{2}/2m^{*}a^{2}_{0}, gs=Ed2/16πBa03Ag_{s}=E^{2}_{d}/16\pi Ba^{3}_{0}A and gl=5e2/16εa0Ag_{l}=5e^{2}/16\varepsilon_{\infty}a_{0}A are the dimensionless short- and long-range carrier-phonon coupling constants, respectively,

C2(γ)=1+258γ+4γ2,C_{2}(\gamma)=1+\frac{25}{8}\gamma+4\gamma^{2},
C3(γ)=18+185216γ+41991728γ2+85912592γ3+477256γ4,C_{3}(\gamma)=\frac{1}{8}+\frac{185}{216}\gamma+\frac{4199}{1728}\gamma^{2}+\frac{8591}{2592}\gamma^{3}+\frac{477}{256}\gamma^{4},
C4(γ)=58+1087216γ+382372304γ2+676392592γ3+4293256γ4,C_{4}(\gamma)=\frac{5}{8}+\frac{1087}{216}\gamma+\frac{38237}{2304}\gamma^{2}+\frac{67639}{2592}\gamma^{3}+\frac{4293}{256}\gamma^{4},
C5(γ)=58+2γ+3516γ2.C_{5}(\gamma)=\frac{5}{8}+2\gamma+\frac{35}{16}\gamma^{2}.

By minimizing the functionals (5) and (II) with respect to β\beta and γ\gamma, we determine the ground state energies of hole carriers and the polaronic and bipolaronic states lying in the CT gap of the cuprates.

II.1 A. Basic parameters of strong coupling large polarons and bipolarons

We now calculate the ground state energies of strong coupling large polarons and bipolarons in lightly doped cuprates using the values of the parameters entering into Eqs. (5) and (6). The lattice parameter value of the orthorhomic cuprates is about a05.4Åa_{0}\simeq 5.4{\AA}. According to the spectroscopy data, the Fermi energy EFE_{F} of the undoped cuprates is equal to 7 eV 87 . To determine the value of the short-range carrier-phonon coupling constant gsg_{s}, we can estimate the deformation potential as Ed=(2/3)EFE_{d}=(2/3)E_{F} 88 . For the cuprates, typical values of other parameters are mmem^{*}\simeq m_{e} 89 (where mem_{e} is the free electron mass), ε=35\varepsilon_{\infty}=3-5 76 ; 90 , ε02285\varepsilon_{0}\simeq 22-85 76 ; 77 ; 90 , B1.41012dyn/cm2B\approx 1.4\cdot 10^{12}dyn/cm^{2} 91 . The minima of Ep(β)E_{p}(\beta) and EB(β,γ)E_{B}(\beta,\gamma) correspond to the ground state energies of strong coupling large polaron and bipolaron, respectively, which are measured with respect to the top of the oxygen valence band. The basic parameter of such polarons and bipolarons are their binding energies, which are defined as Ep=|Ep(βmin)|E_{p}=|E_{p}(\beta_{min})| and EbB=|EB(βmin,γmin)2Ep(βmin)|E_{bB}=|E_{B}(\beta_{min},\gamma_{min})-2E_{p}(\beta_{min})|. In 3D systems there is generally a potential barrier that must be overcome to initiate self-trapping, while in 2D systems there is no barrier for self-trapping 76 .

From Eq. (5), we find

Ep=|Ep(βmin)|=|A27gs2[29gsgl(1η)\displaystyle E_{p}=|E_{p}(\beta_{min})|=\big{|}\frac{A}{27g^{2}_{s}}\big{[}2-9g_{s}g_{l}(1-\eta)-
2(13gsgl(1η))3/2]|.\displaystyle-2(1-3g_{s}g_{l}(1-\eta))^{3/2}]\big{|}. (7)

The states of large and small polarons are separated by the potential barrier determined as

Ea=Ep(βmax)Ep(βmin)=4A27gs2[13gsgl(1η)]3/2.\displaystyle E_{a}=E_{p}(\beta_{max})-E_{p}(\beta_{min})=\frac{4A}{27g^{2}_{s}}\big{[}1-3g_{s}g_{l}(1-\eta)]^{3/2}.

Using the values of parameters m=mem^{*}=m_{e}, a0=5.4Åa_{0}=5.4{\AA}, Ed4.67E_{d}\simeq 4.67 eV ε=4\varepsilon_{\infty}=4 and B=1.41012dyn/cm2B=1.4\cdot 10^{12}dyn/cm^{2}, we find Ea4.21eVE_{a}\simeq 4.21\rm{eV} at η=0.08\eta=0.08. It follows that the large and small polaron states are separated by very high potential barrier. Such a high potential barrier prevents the formation of small polarons and bipolarons in the bulk of hole-doped cuprates, where the relevant charge carriers are large polarons and bipolarons. The binding energies of strong-coupling 2D polarons determined using the relation Ep2D=(π/8)ω0αF2E^{2D}_{p}=(\pi/8)\hbar\omega_{0}\alpha^{2}_{F} (where ω0\hbar\omega_{0} is the optical phonon energy, αF\alpha_{F} is the Fröhlich polaron coupling constant) 92 would be much larger than those of strong-coupling 3D polarons and such polarons tend to be localized rather than mobile.

There is now experimental evidence that polaronic carriers are present in the doped cuprates 89 ; 93 and they have effective masses mp(23)mem_{p}\simeq(2-3)m_{e} 9 ; 89 and binding energies Ep(0.060.12)E_{p}\simeq(0.06-0.12) eV 93 . In lightly doped cuprates, these large polarons tend to form real-space pairs, which are localized large bipolarons. The calculated values of the binding energies of large polarons EpE_{p} and bipolarons EbBE_{bB} and the ratio RbB=EbB/2EpR_{bB}=E_{bB}/2E_{p} in 3D lightly doped cuprates for different values of ε\varepsilon_{\infty} and η\eta are given in Table I.

Table 1: Calculated parameters of the 3D large polarons and bipolarons in lightly doped cuprates at different values of ε\varepsilon_{\infty} and η\eta.
η\eta ε=3\varepsilon_{\infty}=3 ε=4\varepsilon_{\infty}=4 ε=5\varepsilon_{\infty}=5
Ep,E_{p}, eV EbB,E_{bB}, eV RbBR_{bB} Ep,E_{p}, eV EbB,E_{bB}, eV RbBR_{bB} Ep,E_{p}, eV EbB,E_{bB}, eV RbBR_{bB}
0 0.15095 0.08097 0.26820 0.08432 0.04384 0.25996 0.05375 0.02744 0.25526
0.02 0.14489 0.06725 0.23207 0.08095 0.03637 0.22464 0.0516 0.02275 0.22045
0.04 0.13896 0.05429 0.19534 0.07765 0.0293 0.18867 0.0495 0.01831 0.18495
0.06 0.13315 0.04208 0.15802 0.07442 0.02264 0.15211 0.04745 0.01412 0.14879
0.08 0.12748 0.03062 0.12010 0.07125 0.01637 0.11488 0.04543 0.01017 0.11193
0.10 0.12193 0.01987 0.08148 0.06816 0.01048 0.07688 0.04347 0.00646 0.07430
0.12 0.1165 0.00985 0.04227 0.06514 0.00498 0.03823 0.04154 0.00299 0.03599
0.14 0.11121 0.000523 0.00235 0.06219 0.00014 0.00109 0.03966 0.00024 0.00305
0.16 0.10604 - - 0.05931 - - 0.03783 - -

II.2 B. Experimental evidences for the existence of in-gap (bi)polaronic states and gap-like features in lightly doped cuprates

There is now serious problem in describing excitations in lightly doped cuprates. If the insulating state of these materials is considered as the non-conducting state of the Mott insulator with the AF ordering, then it is difficult to describe the insulating behavior of lightly doped cuprates above the Neel temperature TNT_{N}. The puzzling insulating state of lightly doped cuprates both above TNT_{N} and above some doping level (e.g., at x0.02x\gtrsim 0.02 in La2xSrxCuO4\rm{La_{2-x}Sr_{x}CuO_{4}} (LSCO)) can be described properly on the basis of the above theory of large (bi)polarons. Therefore, it is of interest to compare the above presented results with experimental data on localized in-gap states (or bands) and energy gaps which are precursors to the pseudogaps observed in the metallic state of hole-doped cuprates. The (bi)polaronic states emerge in the CT gap of the cuprates and are manifested as the localized in-gap states (at very low doping) or the narrow in-gap bands (at intermediate doping) in the cuprates, as observed in various experiments 80 ; 94 . The characteristic binding energies of large polarons and bipolarons should be manifested in the excitation spectra of hole-doped cuprates as the low-energy gaps, which are different from the high-energy CT gaps (ΔCT1.52.0\Delta_{CT}\simeq 1.5-2.0 eV 80 ) of the cuprates. Actually, the values of EbBE_{bB} (see Table I) are close to the observed energy gaps Eg0.030.05E_{g}\simeq 0.03-0.05 eV in the excitation spectra of these materials 8 ; 89 ; 95 . The values of the binding energies of large bipolarons EbB0.010.04E_{bB}\simeq 0.01-0.04 eV obtained at ε=35\varepsilon_{\infty}=3-5 and η=0.060.08\eta=0.06-0.08 are also consistent with the energies of the absorption peaks in the far-infrared transmission spectra observed in YBa2Cu3O7δ\rm{YBa_{2}Cu_{3}O_{7-\delta}} (YBCO) at 0.013-0.039 eV 96 . Other experimental observations indicative of the existence of localized in-gap states 82 ; 97 and the well-defined semiconducting gap in the lightly doped LSCO (x=0.02x=0.02) 98 , where the observed energy gap has the value 0.04 eV and is almost temperature independent up to 160 K. The value of this energy gap is close to the binding energies of large bipolarons presented in Table I for ε=3\varepsilon_{\infty}=3 and η=0.06\eta=0.06. Further, in various experiments the excitation spectra of doped cuprates show gap-like features on the other energy scales of 0.06-0.15 eV 43 ; 81 ; 99 ; 100 , which are consistent with the binding energies of large polarons Ep0.060.15E_{p}\simeq 0.06-0.15 eV at ε=34\varepsilon_{\infty}=3-4 and η=0.010.14\eta=0.01-0.14. In particular, the measured mid-infrared (MIR) spectral shape in doped YBCO is similar to the photoinduced polaronic features observed in the insulating phase of the undoped YBCO 99 . Such a characteristic MIR feature led many researchers to a polaronic interpretation of the MIR response and the Raman spectra of YBCO (see Refs. 92 ; 99 ). In the polaronic model, the MIR absorption and the peak in the Raman spectra are expected due to excitations of charge carriers from the polaronic states (or bands) to the delocalized states of quasi-free carriers. The energy gap seen in the angle-integrated photoemission spectra of LSCO at 0.1\sim 0.1 eV 101 is likely associated with the excitations of carriers from the polaronic state to the quasi-free states. Further, the in-gap band observed in this system at 0.13 eV is attributed to the energy band of polarons 89 . By taking ε=3\varepsilon_{\infty}=3 and η=0.07\eta=0.07 for LSCO, we obtain the value of Ep0.13E_{p}\simeq 0.13 eV (see Table I) in accordance with this experimental observation. Another important experimental observation is that in LSCO the flatband 102 , which is 0.12\sim 0.12 eV below the Fermi energy for x=0.05x=0.05, moves upwards monotonically with increasing xx, but the flatband is lowered as xx decreases and loses its intensity in the insulating phase. We argue that the flatband observed by angle-resolved photoemission spectroscopy (ARPES) in the lightly doped LSCO (x0.05x\lesssim 0.05) is the energy band of large polarons, since the effective mass of carriers obtained from analysis of the ARPES spectra is about 2.1me2.1m_{e} 102 . The existence of the unconventional electron-phonon interactions in doped cuprates, which are responsible for the formation of large (bi)polarons and in-gap states, have been clearly confirmed in the above experiments 89 ; 92 ; 97 ; 99 and other experiments 103 ; 104 . In recent experimental observations 105 ; 106 ; 107 , giant phonon anomalies in underdoped cuprates confirm also a large electron-phonon interaction leading to the complex ionic displacement pattern associated with the charge-density-wave (CDW) formation. These phonon anomalies are reminiscent of anomalous phonon softening and broadening effects, which are caused by the polaron formation. Therefore, the formation of the CDW in doped cuprates is none other than polaron formation in a deformable lattice. Actually, the CDW associated with the lattice distortion is similar to the polaronic picture.

Apparently, two distinct pseudogaps observed in the metallic state of the underdoped high-TcT_{c} cuprates 35 ; 100 are precursors of the above discussed insulating gaps in the lightly doped cuprates (cf. Refs. 102 ; 108 ). Finally, scanning tunneling microscopy/spectroscopy (STM/STS) studies showed 109 that, as the carrier density decreases, the delocalized carriers in momentum (kk) space progressively become localized in real (rr) space, and the pseudogap state develops in poorly understable manner. The possible pseudogap excitations in doped cuprates will be discussed below.

III III. FORMATION OF TWO DISTINCT PSEUDOGAPS IN THE METALLIC STATE OF HIGH-TcT_{c} CUPRATES

The electronic structure of doped cuprates is quite different from that of parent cuprate compounds, since the in-gap polaronic states are formed in the CT gap and develop into metallic state with increase of the carrier concentration. As the doping level increases towards underdoped regime (x>0.05x>0.05), the polaronic carriers are ordered specifically with the formation of superlattices 110 and the energy band of polarons develops (i.e. the bandwidth WpW_{p} of polarons becomes nonzero) in the CT gap and the Fermi level moves into the polaronic band. In this case the binding energies of large bipolarons are decreased with increasing of the concentration nn of large polarons and become zero at some doping levels. The binding energy of a large bipolaron is now defined as

Δb=EbB2εF,\displaystyle\Delta_{b}=E_{bB}-2\varepsilon_{F}, (9)

where εF=2(3π2n)2/3/2mp\varepsilon_{F}=\hbar^{2}(3\pi^{2}n)^{2/3}/2m_{p} is the Fermi energy of large polarons. Obviously, large bipolarons can exist only in carrier-poor regions and remain localized. At a certain doping level n=ncn=n_{c} or x=xc=nc/nax=x_{c}=n_{c}/n_{a} (where na=1/Van_{a}=1/V_{a} is the density of the host lattice atoms, VaV_{a} is the volume per CuO2 unit in cuprates), Δb=0\Delta_{b}=0 and the large bipolaron will dissociate into two polarons. The critical concentration of polarons ncn_{c} determined from Eq. (9) is

nc=(mpEbB)3/23π23.\displaystyle n_{c}=\frac{(m_{p}E_{bB})^{3/2}}{3\pi^{2}\hbar^{3}}. (10)

For the LSCO system, we can evaluate ncn_{c} using the values of parameters mp=3mem_{p}=3m_{e}, ε=3\varepsilon_{\infty}=3, η=0.020.12\eta=0.02-0.12, EbB0.010.07E_{bB}\approx 0.01-0.07 eV (Table I). Then we find nc(0.0831.540)1020cm3n_{c}\simeq(0.083-1.540)\cdot 10^{20}\rm{cm^{-3}}. The value of VaV_{a} in the orthorhombic LSCO is 190 Å3{\AA}^{3} and the appropriate critical doping levels are xc0.00160.0293x_{c}\simeq 0.0016-0.0293 at which large bipolarons dissociate into large polarons. By taking Va100Å3V_{a}\approx 100{\AA}^{3} for YBCO, we find xc0.00080.0154x_{c}\simeq 0.0008-0.0154. We see that large bipolarons can exist only in the lightly doped cuprates (x<0.05x<0.05). It follows that the energy bands of large polarons may exist in the underdoped cuprates (x>0.05x>0.05) where the polaronic carriers are arranged periodically and they would have well-defined momentum kk at EbB<2εF=WpE_{bB}<2\varepsilon_{F}=W_{p}. However, at x<0.05x<0.05 and EbB>2εFE_{bB}>2\varepsilon_{F} the system is converted into a (bi)polaronic insulator.

The formation of the in-gap polaronic band immediately above the oxygen valence band explains naturally the possible shift of the Fermi level to the top of the oxygen valence band (Fig. 1) and the MIR feature 111 , observed in the lightly to overdoped regime. Hence, the nature of the electronic excitations that fill in the spectrum density above the oxygen valence band is intimately tied to the pseudogap.

Refer to caption
Figure 1: Schematic band structure (density of states (DOS)) of the doped cuprates. LHB and UHB are the lower and upper Habbard bands, respectively, OVB is the oxygen valence band, PP-band marks the polaronic band, εF\varepsilon_{F} is the Fermi energy.

III.1 A. Non-pairing polaronic pseudogap

When the energy band of polarons is formed in the CT gap of the cuprates, the states of quasi-free hole carriers in the oxygen valence band become the excited states of a polaron. The Fermi level of polarons εF\varepsilon_{F} lies inside the CT gap and the threshold energy for photoexcitation of a hole carrier from the polaronic state to a free hole state is given by

ΔεF=εFfεF,\displaystyle\Delta\varepsilon_{F}=\varepsilon_{F}^{f}-\varepsilon_{F}, (11)

where εFf=2(3π2n)2/3/2m\varepsilon_{F}^{f}=\hbar^{2}(3\pi^{2}n)^{2/3}/2m^{*} is the Fermi energy of quasi-free hole carriers, mm^{*} is the effective mass of these carriers.

The polaronic effects are caused by the unconventional electron-phonon interactions and result in lowering the electronic energy (i.e., the Fermi level or chemical potential μF\mu_{F} is shifted) by an amount ΔεF\Delta\varepsilon_{F} and the suppression of the density of states at the Fermi surface of quasi-free electrons (or holes). The so-called non-pairing pseudogap is opened on the former Fermi surface due to the polaronic shift of the electronic states of free carriers. As a result, a large Fermi surface of quasi-free carriers transforms into a small polaronic Fermi surface. Therefore, the excitation energy ΔεF\Delta\varepsilon_{F} of polarons is manifested in the single-particle spectrum of doped high-TcT_{c} cuprates as the suppression of the density of states (DOS) at the Fermi level εFf\varepsilon^{f}_{F} and as the non-pairing polaronic pseudogap. As the doping (or nn) is increased, the Coulomb repulsion between polarons increases and the binding energy EpE_{p} of polarons decreases, so that the polaronic effect weakens and disappears in the overdoped region. Indeed, the binding energies of polarons Ep=0.12E_{p}=0.12 eV and Ep=0.06E_{p}=0.06 eV were observed experimentally in the underdoped and optimally doped cuprates, respectively 93 . One can expect that the dissociation of large polarons due to the Coulomb repulsion between them at short distances occurs at some critical doping level x=xpx=x_{p}. At x<xpx<x_{p}, the threshold energy for the thermal excitation of a carrier from the polaronic state to a free-carrier state or for the thermal dissociation of a large polaron can be approximately defined as

Δp=EpEc,\displaystyle\Delta_{p}=E_{p}-E_{c}, (12)

where Ec=e2/ε0apE_{c}=e^{2}/\varepsilon_{0}a_{p} is the Coulomb interaction energy between two large polarons, ap=(3/4πnax)1/3a_{p}=(3/4\pi n_{a}x)^{1/3} is the mean distance between these polarons.

According to the above considerations, depending on the excitation ways, the non-pairing polaronic pseudogap can be determined either from Eq. (11) or from Eq. (12). A better way to define the doping-dependent polaronic pseudogap might be the latter result, Eq. (12), which provides useful information about the characteristic crossover temperature associated with this pseudogap. To evaluate the energy scales of such a pseudogap in underdoped cuprates LSCO, we use Eq. (12) and choose the parameters as x=0.12x=0.12, ε0=30\varepsilon_{0}=30 89 , na5.31021cm3n_{a}\simeq 5.3\cdot 10^{21}\rm{cm^{-3}} and Ep0.135E_{p}\simeq 0.135 eV. Then we obtain Δp0.068\Delta_{p}\approx 0.068 eV, which is in fair agreement with the temperature-independent pseudogap observed experimentally in underdoped LSCO at 500600cm1500-600\rm{cm^{-1}} (0.060.0720.06-0.072 eV) 43 . By taking the parameters x=0.087x=0.087, ε0=30\varepsilon_{0}=30 89 ; 90 , na1022cm3n_{a}\approx 10^{22}\rm{cm^{-3}} and Ep0.143E_{p}\simeq 0.143 eV for YBCO, we find Δp0.069\Delta_{p}\simeq 0.069 eV, which is also close to the observed value of the pseudogap Δp0.07\Delta_{p}\simeq 0.07 eV in underdoped YBCO 112 . The origin of the large pseudogap (ΔPG0.1\Delta_{PG}\sim 0.1 eV) observed in all underdoped cuprates is most likely associated with the formation of the non-pairing polaronic pseudogap. According to Eq. (12), the polaronic pseudogap decreases with increasing xx and disappears at x=xpx=x_{p} in accordance with experimental findings 52 ; 53 ; 55 . The pseudogap crossover temperature TpT_{p} decreases with increasing xx and the quantum criticality (quantum phase transition) occurs at some critical doping at which TpT_{p} goes to zero near a quantum critical point (QCP), xQCP=xpx_{QCP}=x_{p} where the breakdown of the usual Fermi-liquid and BCS pairing theories occurs 61 . In the overdoped regime, a large Fermi surface transforms into a small polaronic Fermi surface at x<xQCPx<x_{QCP}. This formerly predicted Fermi surface transformation at a QCP 62 was discovered later experimentally 113 . We now consider the doping dependences of the pseudogap crossover temperature Tp(x)=Δp(x)/kBT_{p}(x)=\Delta_{p}(x)/k_{B} in various high-TcT_{c} cuprates. In so doing, we show that the different binding energies Δp\Delta_{p} of polarons determine the different positions of the QCP found from the condition Δp(x)=0\Delta_{p}(x)=0 in LSCO, YBCO and Bi-2212 systems.

III.2 1. Pseudogap phase boundary ending at the quantum critical point xp0.22x_{p}\lesssim 0.22 in LSCO

Various experiments indicate 52 that the unusual and usual metallic states of underdoped to overdoped cuprates above TcT_{c} are separated by the pseudogap phase boundary or pseudogap crossover line which intersects the superconducting dome and reaches T=0T=0 at some critical doping level (i.e., at a QCP).

Refer to caption
Figure 2: The doping dependence of the pseudogap crossover temperature TpT_{p} (solid line) calculated using Eq. (12) at Ep=0.053E_{p}=0.053 eV, ε0=46\varepsilon_{0}=46 and na5.31021cm3n_{a}\simeq 5.3\cdot 10^{21}\rm{cm^{-3}}. For comparison experimental results (open circles and black squares) corresponding to the openning of the pseudogap in LSCO have been taken from 52 . TcT_{c} is the critical superconducting transition temperature observed in various experiments.

In particular, the QCP (x=xpx=x_{p}) in LSCO lies in the doping range 0.20<x<0.240.20<x<0.24 52 ; 114 . By taking Ep(0.0950.10)E_{p}\simeq(0.095-0.10) eV, ε0=30\varepsilon_{0}=30 and na5.31021cm3n_{a}\simeq 5.3\cdot 10^{21}\rm{cm^{-3}} (at Va=190ÅV_{a}=190{\AA}) for LSCO, we obtain xp0.200.24x_{p}\simeq 0.20-0.24 in accordance with these experimental findings. In Fig. 2, the calculated doping dependence of the polaronic pseudogap crossover temperature Tp(x)T_{p}(x) is compared with the pseudiogap crossover temperature measured on LSCO 52 . As can be seen in Fig. 2, there is a fair agreement between the calculated curve Tp(x)T_{p}(x) and experimental results for TPGEg/kBT_{PG}\simeq E_{g}/k_{B} in LSCO, where EgE_{g} is the energy scale of a pseudogap 52 . The transformation of the large Fermi surface of quasi-free carriers to small Fermi surface of large polarons occurs at the QCP located at xQCP=xp0.22x_{QCP}=x_{p}\lesssim 0.22 above which the Fermi surface of LSCO is in its pristine large Fermi surface state.

III.3 2. Pseudogap phase boundary ending at the quantum critical point xp0.20x_{p}\simeq 0.20 in YBCO

In YBCO the doping-dependent pseudogap determined by using different experimental techniques decreases with increasing xx and tends to zero as xxQCP0.19x\longrightarrow x_{QCP}\simeq 0.19 52 ; 53 or as xxQCP0.22x\longrightarrow x_{QCP}\simeq 0.22 55 .

Refer to caption
Figure 3: The doping dependence of the pseudogap crossover temperature TpT_{p} (solid line) calculated using Eq. (12) at Ep0.142E_{p}\simeq 0.142 eV, ε0=22\varepsilon_{0}=22 and na1.21022cm3n_{a}\simeq 1.2\cdot 10^{22}\rm{cm^{-3}}. For comparison experimental results (open circles, open squares and crosses) corresponding to the openning of the pseudogap in YBCO have been taken from 52 . TcT_{c} is the experimental values of the critical superconducting transition temperature 52 .

If we take Ep0.142E_{p}\simeq 0.142 eV, ε0=22\varepsilon_{0}=22 and na=1.21022cm3n_{a}=1.2\cdot 10^{22}\rm{cm^{-3}} for YBCO, we find from the condition Δp(x)=0\Delta_{p}(x)=0 somewhat different position of the QCP at x=xp0.20x=x_{p}\simeq 0.20 located between the above experimental values of xQCP0.19x_{QCP}\simeq 0.19 and xQCP0.22x_{QCP}\simeq 0.22. In this system the transformation of the large Fermi surface of quasi-free carriers to small Fermi surface of large polarons occurs at the QCP located around xp0.20x_{p}\simeq 0.20, which separates two types of Fermi-liquids (i.e., usual Fermi-liquid and polaronic Fermi-liquid).

III.4 3. Pseudogap phase boundary ending at the quantum critical point xp0.22x_{p}\gtrsim 0.22 in Bi-2212

Experimental results 52 ; 115 provide evidence for the existence of a finite pseudogap at around x0.22x\simeq 0.22 in the overdoped system Bi-2212. Apparently, the QCP in this system is located at x0.22x\gtrsim 0.22. By taking the parameters Ep0.133E_{p}\simeq 0.133 eV, ε0=25\varepsilon_{0}=25 and na=1.31022cm3n_{a}=1.3\cdot 10^{22}\rm{cm^{-3}} for Bi-2212, we find xQCP=xp0.22x_{QCP}=x_{p}\gtrsim 0.22 (Fig. 4) in accordance with the experimental results 115 . It follows that the transformation of the large Fermi surface of quasi-free carriers to small Fermi surface of large polarons in Bi-2212 occurs at the QCP located at xp0.22x_{p}\gtrsim 0.22. We see that each of the cuprate superconductor is characterized by the distinct pseudogap phase boundary ending at a specific QCP where Fermi surface reconstruction occurs, somewhere in the overdoped region.

Refer to caption
Figure 4: The doping dependence of the pseudogap crossover temperature TpT_{p} (solid line) calculated using Eq. (12) at Ep0.133E_{p}\simeq 0.133 eV, ε0=25\varepsilon_{0}=25 and na1.31022cm3n_{a}\simeq 1.3\cdot 10^{22}\rm{cm^{-3}}. For comparison experimental results (open circles and crosses) corresponding to the openning of the pseudogap in Bi-2212 have been taken from 52 . TcT_{c} is the experimental values of the critical superconducting transition temperature 52 .

III.5 B. BCS-like pairing pseudogap

The formation of large strongly overlapping Cooper pairs and the superfluidity of such fermionic Cooper pairs in weak-coupling BCS superconductors are assumed to occur at the same temperature TcT_{c}. However, the situation is completely different in more complex systems, in particular, in high-TcT_{c} cuprates in which the BCS-type Cooper pairing of fermionic quasiparticles without superconductivity can occur above TcT_{c} and the superfluidity of preformed Cooper pairs becomes possible only at TcT_{c}. In this case, one expects a significant suppression of the density of states at the Fermi surface above TcT_{c} in the normal state. This so-called BCS-like pairing pseudogap regime extends up to a crossover temperature T=TF>TcT^{*}=T_{F}>T_{c} 21 ; 50 . Because the unconventional and more effective electron-phonon interactions are believed to be responsible for the BCS-like pairing correlation above TcT_{c} and the formation of incoherent (non-superconducting) Cooper-like polaron pairs in the normal state of underdoped, optimally doped and moderately overdoped cuprates. Actually, these high-TcT_{c} cuprates are unusual metals and have a well-defined and large Fermi surface as follows from ARPES data 43 ; 45 .

The symmetry of the BCS-like pairing pseudogap is still one of the most controversial issues in the physics of high-TcT_{c} cuprates. Although some experimental observations advocate in favor of a dd-wave symmetry (see Ref. 116 ), many other experiments 117 ; 118 ; 119 ; 120 closely trace a ss-wave pairing gap and are incompatible with a dd-wave pairing symmetry. Further, the cc-axis bicrystal twist Josephson junction and natural cross-whisker junction experiments provide strong evidence for a ss-wave pairing gap in high-TcT_{c} cuprates 121 ; 122 . Müller has argued 123 that a ss-wave pairing state may, in fact, exist in the bulk of high-TcT_{c} cuprates. Therefore, we take the view that for high-TcT_{c} cuprates, the ss-wave BCS-like pairing state is favored in the bulk and the ss-wave BCS-like pairing pseudogap could originate from unconventional electron-phonon interactions and carry the physics of the novel BCS-like pairing effects above TcT_{c}.

The high-TcT_{c} cuprates with low Fermi energies (εF0.10.3\varepsilon_{F}\simeq 0.1-0.3 eV 44 ; 124 ) and high-energy optical phonons (ω0=0.050.08\hbar\omega_{0}=0.05-0.08 eV 81 ; 89 ; 124 ) are in the nonadiabatic regime (i.e., the ratio ω0/εF\hbar\omega_{0}/\varepsilon_{F} is no longer small). For these reasons, the BCS-Eliashberg theory turned out to be inadequate for the description of the formation of unconventional Cooper pairs in high-TcT_{c} cuprates, where the polaronic effects seem to be important and control the new physics of these systems. In hole-doped cuprates, the new situation arises when the polaronic effects exist and the attractive interaction mechanism (e.g., due to exchange of static and dynamic phonons) between the carriers operating in the energy range {(Ep+ω0),(Ep+ω0)}\{-(E_{p}+\hbar\omega_{0}),(E_{p}+\hbar\omega_{0})\} is much more effective than in the simple BCS picture. Therefore, the BCS pairing theory should be modified to include polaronic effects. In the case of high-TcT_{c} cuprates the unusual form of BCS-like pairing theory can describe the formation of polaronic Cooper pairs above TcT_{c} naturally.

By applying the modified BCS formalism to the interacting Fermi-gas of polarons, we can write the Hamiltonian of this systems with the pair interaction in the form

HF=kσξ(k)akσ+akσ+kkVp(k,k)ak+ak+akak,\displaystyle H_{F}=\sum_{k\sigma}\xi(k)a^{+}_{\vec{k}\sigma}a_{\vec{k}\sigma}+\sum_{\vec{k}\vec{k^{\prime}}}V_{p}(\vec{k},\vec{k^{\prime}})a^{+}_{\vec{k}\uparrow}a^{+}_{-\vec{k}\downarrow}a_{-\vec{k^{\prime}}\downarrow}a_{\vec{k^{\prime}}\uparrow},

where ξ(k)=ε(k)εF\xi(k)=\varepsilon(k)-\varepsilon_{F} is the energy of polarons measured from the Fermi energy εF\varepsilon_{F}, ε(k)=2k2/2mp\varepsilon(k)={\hbar}^{2}k^{2}/2m_{p}, akσ+(akσ)a^{+}_{{\vec{k}\sigma}}(a_{\vec{k}\sigma}) is the creation (annihilation) operator for a polaron having momentum k\vec{k} and spin projection σ\sigma (==\uparrow or \downarrow), Vp(k,k)V_{p}(\vec{k},\vec{k^{\prime}}) is the pair interaction potential (which has both an attractive and a repulsive part) between large polarons.

The ground state energy of the interacting many-polaron system is calculated by using the model Hamiltonian (III.5). One can assume that the deviations of the products of operators ak+a^{+}_{\vec{k^{\prime}}\uparrow}ak+a^{+}_{-\vec{k^{\prime}}\downarrow} and aka_{-\vec{k^{\prime}}\downarrow}aka_{\vec{k}\uparrow} in Eq. (III.5) from their average values <ak+ak+><a^{+}_{\vec{k^{\prime}}\uparrow}a^{+}_{-\vec{k^{\prime}}\downarrow}> and <akak><a_{-\vec{k^{\prime}}\downarrow}a_{\vec{k}\uparrow}> are small. Then one pair of operators, aka_{-\vec{k^{\prime}}\downarrow}aka_{\vec{k}\uparrow} or ak+a^{+}_{\vec{k^{\prime}}\uparrow}ak+a^{+}_{-\vec{k^{\prime}}\downarrow}, can be replaced by its average value. We can write further the identity, following Tinkham 125 , in the form

akak=Fk+(akakFk),\displaystyle a_{-\vec{k}\downarrow}a_{\vec{k}\uparrow}=F_{\vec{k}}+(a_{-\vec{k}\downarrow}a_{\vec{k}\uparrow}-F_{\vec{k}}), (14)

where Fk=<akak>F_{\vec{k}}=<a_{-\vec{k}\downarrow}a_{\vec{k}\uparrow}>. This is a mean-field approximation and the quantity in the bracket in Eq. (14) is a small fluctuation term. Substituting Eq. (14) and its Hermitian conjugate into the Hamiltonian (III.5) and dropping the term k,kVp(k,k)(ak+ak+Fk)(akakFk),\sum_{\vec{k},\vec{k^{\prime}}}V_{p}(\vec{k},\vec{k^{\prime}})(a^{+}_{\vec{k^{\prime}}\uparrow}a^{+}_{-\vec{k^{\prime}}\downarrow}-F^{*}_{\vec{k^{\prime}}})(a_{-\vec{k}\downarrow}a_{\vec{k}\uparrow}-F_{\vec{k}}), which is the second-order in the fluctuations and is assumed to be very small, the model mean-field Hamiltonian can be written as

HF=kσξ(k)akσ+akσ+\displaystyle H_{F}=\sum_{\vec{k}\sigma}\xi(k)a^{+}_{\vec{k}\sigma}a_{\vec{k}\sigma}+
+k,kVp(k,k)[ak+ak+Fk+akakFkFkFk].\displaystyle+\sum_{\vec{k},\vec{k^{\prime}}}V_{p}(\vec{k},\vec{k^{\prime}})[a^{+}_{\vec{k^{\prime}}\uparrow}a^{+}_{-\vec{k^{\prime}}\downarrow}F_{\vec{k}}+a_{\vec{-k}\downarrow}a_{\vec{k}\uparrow}F^{*}_{\vec{k^{\prime}}}-F^{*}_{\vec{k^{\prime}}}F_{\vec{k}}]. (15)

Now, we introduce the gap function (or order parameter)

ΔF(k)=kVp(k,k)<akak)>=\displaystyle\Delta_{F}(\vec{k})=-\sum_{k^{\prime}}V_{p}(\vec{k},\vec{k^{\prime}})<a_{-\vec{k^{\prime}_{\downarrow}}}a_{\vec{k^{\prime}_{\uparrow}}})>=-
kVp(k,k)Fk.\displaystyle-\sum_{\vec{k^{\prime}}}V_{p}(\vec{k},\vec{k^{\prime}})F_{\vec{k^{\prime}}}. (16)

The function ΔF(k)\Delta_{F}(\vec{k}) and the Hermitian conjugate function ΔF(k)\Delta^{*}_{F}(\vec{k}) can be chosen as the real functions 126 . Substituting these functions into Eq. (III.5), we obtain the following resulting Hamiltonian:

HF=kσξ(k)[ak+ak+ak+ak]\displaystyle H_{F}=\sum_{\vec{k}\sigma}\xi(k)\left[a^{+}_{\vec{k}\uparrow}a_{\vec{k}\uparrow}+a^{+}_{-\vec{k}\downarrow}a_{-\vec{k}\downarrow}\right]-
kΔF(k)[ak+ak++akakFk].\displaystyle-\sum_{\vec{k}}\Delta_{F}(\vec{k})\left[a^{+}_{\vec{k}}a^{+}_{-\vec{k}}+a_{-\vec{k}}a_{\vec{k}}-F^{*}_{\vec{k}}\right]. (17)

The Hamiltonian (III.5) is diagonalized by using the Bogoliubov transformation:

ak=ukbk+vkbk+,ak=ukbkvkbk+\displaystyle a_{\vec{k}\uparrow}=u_{k}b_{\vec{k}\uparrow}+v_{k}b^{+}_{-\vec{k}\downarrow},\quad a_{-\vec{k}\downarrow}=u_{k}b_{-\vec{k}\downarrow}-v_{k}b^{+}_{\vec{k}\uparrow}
ak+=ukbk++vkbk,ak+=ukbk+vkbk,\displaystyle a^{+}_{\vec{k}\uparrow}=u_{k}b^{+}_{\vec{k}\uparrow}+v_{k}b_{-\vec{k}\downarrow},\quad a^{+}_{-\vec{k}\downarrow}=u_{k}b^{+}_{-\vec{k}\downarrow}-v_{k}b_{\vec{k}\uparrow}, (18)

where bk+(bk)b^{+}_{\vec{k}}(b_{\vec{k}}) is the new creation (annihilation) operator for a Fermi quasiparticle, uku_{k} and vkv_{k} are real functions satisfying the condition

uk2+vk2=1.\displaystyle u^{2}_{k}+v^{2}_{k}=1. (19)

The new operators bkσb_{\vec{k}\sigma} and bkσ+b^{+}_{\vec{k}\sigma} just as the old operators akσa_{\vec{k}\sigma} and akσ+a^{+}_{\vec{k}\sigma} satisfy the anticommutation relations of Fermi operators:

[bkσ,bkσ]=[bkσ+,bkσ+]=0,[bkσ,bkσ+]=δkkδσσ.\displaystyle[b_{\vec{k}\sigma},b_{\vec{k}^{\prime}\sigma^{\prime}}]=[b^{+}_{\vec{k}\sigma},b^{+}_{\vec{k}^{\prime}\sigma^{\prime}}]=0,[b_{\vec{k}\sigma},b^{+}_{\vec{k}^{\prime}\sigma^{\prime}}]=\delta_{\vec{k}\vec{k}^{\prime}}\delta_{\sigma\sigma^{\prime}}.

Substituting Eq. (III.5) into Eq. (III.5) and taking into account Eq. (19) and Eq.(III.5), we obtain

HF=k{[2ξ(k)vk22ΔF(k)ukvk]+\displaystyle H_{F}=\sum_{\vec{k}}\Bigg{\{}\left[2\xi(k)v^{2}_{k}-2\Delta_{F}(\vec{k})u_{k}v_{k}\right]+
+[ξ(k)(uk2vk2)+2ΔF(k)ukvk]\displaystyle+\left[\xi(k)(u^{2}_{k}-v^{2}_{k})+2\Delta_{F}(\vec{k})u_{k}v_{k}\right]
×(bk+bk+bk+bk)+\displaystyle\times\left(b^{+}_{\vec{k}\uparrow}b_{\vec{k}\uparrow}+b^{+}_{-\vec{k}\downarrow}b_{-\vec{k}\downarrow}\right)+
+[2ξ(k)ukvkΔF(k)(uk2vk2)]\displaystyle+\left[2\xi(k)u_{k}v_{k}-\Delta_{F}(\vec{k})(u^{2}_{k}-v^{2}_{k})\right]
×(bk+bk++bkbk)+FkΔF(k)}.\displaystyle\times(b^{+}_{\vec{k}\uparrow}b^{+}_{-\vec{k}\downarrow}+b_{-\vec{k}\downarrow}b_{\vec{k}\uparrow})+F^{*}_{\vec{k}}\Delta_{F}(\vec{k})\Bigg{\}}. (21)

We now choose uku_{k} and vkv_{k} so that they are satisfied the condition

2ξ(k)ukvkΔF(k)(uk2vk2)=0.\displaystyle 2\xi(k)u_{k}v_{k}-\Delta_{F}(\vec{k})(u^{2}_{k}-v^{2}_{k})=0. (22)

Then the Hamiltonian (III.5) has the diagonal form and it includes the terms of the ground-state energy E0E_{0} and the energy E(k)E(\vec{k}) of quasiparticles

HF=E0+kE(k)(bk+bk+bk+bk),\displaystyle H_{F}=E_{0}+\sum_{\vec{k}}E(\vec{k})(b^{+}_{\vec{k}\uparrow}b_{\vec{k}\uparrow}+b^{+}_{-\vec{k}\downarrow}b_{-\vec{k}\downarrow}), (23)

where

E0=k[2ξ(k)vk22ΔF(k)ukvk+FkΔF(k)],\displaystyle E_{0}=\sum_{\vec{k}}\left[2\xi(k)v^{2}_{k}-2\Delta_{F}(\vec{k})u_{k}v_{k}+F^{*}_{\vec{k}}\Delta_{F}(\vec{k})\right], (24)
E(k)=ξ(k)(uk2vk2)+2Δ(k)ukvk.\displaystyle E(\vec{k})=\xi(k)(u^{2}_{k}-v^{2}_{k})+2\Delta(\vec{k})u_{k}v_{k}. (25)

As can be seen from Eq. (23), the Hamiltonian (III.5) is reduced to the Hamiltonian of an ideal gas of non-interacting fermionic quasiparticles. Combining Eq. (19) and Eq. (22), and solving the quadratic equation, we have

uk2=12[1+ξ(k)E(k)],vk2=12[1ξ(k)E(k)].\displaystyle u^{2}_{k}=\frac{1}{2}\left[1+\frac{\xi(k)}{E(\vec{k})}\right],\quad v^{2}_{k}=\frac{1}{2}\left[1-\frac{\xi(k)}{E(\vec{k})}\right]. (26)

Substituting Eqs. (24), (25) and (26) into Eq. (23), we obtain

HF=k{[ξ(k)E(k)+FkΔF(k)]+\displaystyle H_{F}=\sum_{\vec{k}}\Bigg{\{}\left[\xi(k)-E(\vec{k})+F^{*}_{\vec{k}}\Delta_{F}(\vec{k})\right]+
+E(k)[bk+bk+bk+bk]}.\displaystyle+E(\vec{k})\left[b^{+}_{\vec{k}\uparrow}b_{\vec{k}\uparrow}+b^{+}_{-\vec{k}\downarrow}b_{-\vec{k}\downarrow}\right]\Bigg{\}}. (27)

For the unconventional pairing interactions, it is argued 21 (see also Ref. 26 ) that the pseudogap phase has a BCS-like dispersion given by E(k)=ξ2(k)+ΔF2(k)E(\vec{k})=\sqrt{\xi^{2}(k)+\Delta^{2}_{F}(\vec{k})}, but the BCS-like gap ΔF(k)\Delta_{F}(\vec{k}) is no longer superconducting order parameter and appears on the Fermi surface at a characteristic temperature TT^{*}, which represents the onset temperature of the Cooper pairing of fermionic quasiparticles above TcT_{c}.

We can now determine the BCS-like energy gap ΔF(k)\Delta_{F}(\vec{k}) and related normal state pseudogap crossover temperature TT^{*}. After replacing the akσa_{\vec{k}\sigma} operators by the bkσb_{\vec{k}\sigma} operators and dropping the off-diagonal operators bkbkb_{-\vec{k}^{\prime}_{\downarrow}}b_{\vec{k}^{\prime}_{\uparrow}} and bk+bk+b^{+}_{\vec{k}^{\prime}_{\uparrow}}b^{+}_{-\vec{k}^{\prime}_{\downarrow}}, which do not contribute to the average value of the product of operators akaka_{-\vec{k}^{\prime}_{\downarrow}}a_{\vec{k}^{\prime}_{\uparrow}}, the gap function or order parameter ΔF(k)\Delta_{F}(\vec{k}) is given by

ΔF(k)=kVp(k,k)(1\displaystyle\Delta_{F}(\vec{k})=-\sum_{\vec{k}^{\prime}}V_{p}(\vec{k},\vec{k}^{\prime})(1-
bk+bkbk+bk).\displaystyle-b^{+}_{\vec{k}^{\prime}\uparrow}b_{\vec{k}^{\prime}\uparrow}-b^{+}_{-\vec{k}^{\prime}\downarrow}b_{-\vec{k}^{\prime}\downarrow}). (28)

This BCS-like energy gap exists in the excitation spectrum E(k)E(\vec{k}) of fermionic quasiparticles. Therefore, the number of such quasiparticles populating the state k\vec{k} at the temperature TT is

bkσ+bkσ=f(E(k,T))=[exp(E(k)kBT)+1]1.\displaystyle\langle b^{+}_{\vec{k}\sigma}b_{\vec{k}\sigma}\rangle=f(E(\vec{k},T))=\left[\exp\left(\frac{E(\vec{k})}{k_{B}T}\right)+1\right]^{-1}. (29)

Using this relation the gap equation (III.5) can be written as

ΔF(k,T)=kVp(k,k)ukvk[12f(k,T)].\displaystyle\Delta_{F}(\vec{k},T)=-\sum_{\vec{k}^{\prime}}V_{p}(\vec{k},\vec{k}^{\prime})u_{\vec{k}^{\prime}}v_{\vec{k}^{\prime}}\big{[}1-2f(\vec{k}^{\prime},T)]. (30)

At T=0T=0 there are no quasiparticles, so that f(E(k,T))=0f(E(\vec{k},T))=0.

Thus, the temperature-dependent BCS-like gap equation is given by

ΔF(k,T)=kVp(k,k)ΔF(k,T)2E(k,T)tanhE(k,T)2kBT.\Delta_{F}(\vec{k},T)=-\sum\limits_{\vec{k}^{\prime}}V_{p}(\vec{k},\vec{k}^{\prime})\frac{\Delta_{F}(\vec{k}^{\prime},T)}{2E(\vec{k}^{\prime},T)}\tanh\frac{E(\vec{k}^{\prime},T)}{2k_{B}T}. (31)

Further we use the model potential which may be chosen as

Vp(k,k)={VcVphfor|ξ(k)|,|ξ(k)|εA,VcforεA|ξ(k)|,|ξ(k)|<εc,0otherwise,\displaystyle V_{p}(\vec{k},\vec{k}^{\prime})=\left\{\begin{array}[]{lll}V_{c}-V_{ph}&\textrm{for}\>|\xi(k)|,\>|\xi(k^{\prime})|\leq\varepsilon_{A},\\ V_{c}&\textrm{for}\>\varepsilon_{A}\leq|\xi(k)|,\>|\xi(k^{\prime})|<\varepsilon_{c},\\ 0&\>\textrm{otherwise},\end{array}\right. (35)

where εA=Ep+ω0\varepsilon_{A}=E_{p}+\hbar\omega_{0} is the cutoff parameter for the attractive part of the potential Vp(k,k)V_{p}(\vec{k},\vec{k}^{\prime}), VphV_{ph} is the phonon-mediated attractive interaction potential between two polarons, VcV_{c} is the repulsive Coulomb interaction potential between these carriers, εc\varepsilon_{c} is the cutoff parameter for the Coulomb interaction.

Using the model potential Eq. (35) and replacing the sum over k\vec{k^{\prime}} by an integral over ε\varepsilon in Eq. (31), we obtain the following BCS-like equation for determining the energy gap (or pseudogap), ΔF(T)\Delta_{F}(T) and the mean-field pairing temperature T(>Tc)T^{*}(>T_{c}):

1λp=0εAdξξ2+ΔF2(T)tanhξ2+ΔF2(T)2kBT,\frac{1}{\lambda^{*}_{p}}=\int\limits_{0}^{\varepsilon_{A}}\frac{d\xi}{\sqrt{\xi^{2}+\Delta^{2}_{F}(T)}}\tanh{\frac{\sqrt{\xi^{2}+\Delta^{2}_{F}(T)}}{2k_{B}T}}, (36)

where λp=Dp(εF)V~p\lambda^{*}_{p}=D_{p}(\varepsilon_{F})\tilde{V}_{p} is the effective BCS-like coupling constant for pairing polarons, Dp(εF)D_{p}(\varepsilon_{F}) is the DOS at the polaronic Fermi level, V~p=VphV~c\tilde{V}_{p}=V_{ph}-\tilde{V}_{c} is the effective pairing interaction potential between two large polarons, V~c=Vc/[1+Dp(εF)Vcln(εc/εA)]\tilde{V}_{c}=V_{c}/[1+D_{p}(\varepsilon_{F})V_{c}\ln(\varepsilon_{c}/\varepsilon_{A})] is the screened Coulomb interaction between these polarons.

We can find the temperature-dependent pseudogap ΔF(T)\Delta_{F}(T) and the pseudogap formation temperature TT^{*} from Eq. (36) at λp<1\lambda_{p}^{*}<1. At T=0T=0, solving Eq. (36) for ΔF\Delta_{F}, we have

ΔF=ΔF(0)=Ep+ω0sinh[1/λp].\displaystyle\Delta_{F}=\Delta_{F}(0)=\frac{E_{p}+\hbar\omega_{0}}{\sinh[1/\lambda_{p}^{*}]}. (37)

Evidently, as TTT\rightarrow T^{*}, the BCS-like pairing gap ΔT(T)\Delta_{T}(T) tends to zero and the Eq. (36) becomes

1λp=0εAdξξtanhξ2kBT=01dyytanhy+\displaystyle\frac{1}{\lambda_{p}^{*}}=\int^{\varepsilon_{A}}_{0}\frac{d\xi}{\xi}\tanh\frac{\xi}{2k_{B}T^{*}}=\int^{1}_{0}\frac{dy}{y}\tanh y+
+1ydyytanhy,\displaystyle+\int^{y^{*}}_{1}\frac{dy}{y}\tanh y, (38)

where y=εA/2kBTy^{*}=\varepsilon_{A}/2k_{B}T^{*}.

In order to evaluate the second integral in Eq. (III.5), it can be written in the form

1ydyytanhy=C2+1ydyy=C2+lny,\displaystyle\int_{1}^{y^{*}}\frac{dy}{y}\tanh y=C_{2}+\int_{1}^{y^{*}}\frac{dy}{y}=C_{2}+\ln y^{*}, (39)

from which C2C_{2} is determined for a given value of yy^{*}.

Substituting this expression into Eq. (III.5), we have the following equation:

1λp=0.909675+C2+lny=ln(CεAkBT),\displaystyle\frac{1}{\lambda_{p}^{*}}=0.909675+C_{2}+\ln y^{*}=\ln(C^{*}\frac{\varepsilon_{A}}{k_{B}T^{*}}), (40)

where C=0.5exp[C2+0.909675]C^{*}=0.5\exp[C_{2}+0.909675].

Thus, the onset temperature of the precursor Cooper pairing of polarons is determined from the relation

kBT=C(Ep+ω0)exp[1λp].\displaystyle k_{B}T^{*}=C^{*}(E_{p}+\hbar\omega_{0})exp\big{[}-\frac{1}{\lambda^{*}_{p}}]. (41)

As seen from this equation, the BCS-like mean-field pairing temperature TT^{*} depends on the phonon energy ω0\hbar\omega_{0} and on the polaron binding energy EpE_{p}. The important point is that the relation (41) is the general expression for the characteristic temperature T(Tc)T^{*}(\geq T_{c}) of a BCS-like phase transition. The expression (41) applies equally to the usual BCS-type superconductors (e.g., heavily overdoped cuprates are such systems) and to the unconventional (non-BCS-type) superconductors, such as underdoped, optimally doped and moderately overdoped high-TcT_{c} cuprates. From this expression it follows that the usual BCS picture (Tc=TT_{c}=T^{*}) as the particular case is recovered in the weak electron-phonon coupling regime (i.e., in the absence of polaronic effects, Ep=0E_{p}=0) and the prefactor Ep+ω0E_{p}+\hbar\omega_{0} in Eq. (41) is replaced by ω0\hbar\omega_{0} for heavily overdoped cuprates.

The calculated values of the parameters CC^{*} and λp\lambda^{*}_{p} for different values of (Ep+ω0)/kBT(E_{p}+\hbar\omega_{0})/k_{B}T^{*} are presented in Table II. Combining Eqs. (37) and (41), we find the BCS-like ratio

2ΔFkBT=4C[1exp(2/λp)],\displaystyle\frac{2\Delta_{F}}{k_{B}T^{*}}=\frac{4}{C^{*}[1-\exp(-2/\lambda^{*}_{p})]}, (42)

which is characteristic quantity measured in experiments.

Table 2: Calculated values of the prefactor CC^{*} and BCS-like coupling constant λp\lambda_{p}^{*} in Eq. (41) at different values of (Ep+ω0)/kBT(E_{p}+\hbar\omega_{0})/k_{B}T^{*}.
Ep+ω0kBT\displaystyle{\frac{E_{p}+\hbar\omega_{0}}{k_{B}T^{*}}}       CC^{*}      λp\lambda_{p}^{*}
3.00 1.16304 0.80023
4.00 1.14238 0.65815
5.00 1.13646 0.57559
6.00 1.13468 0.52135
7.00 1.13413 0.48268
8.00 1.13395 0.45348
9.00 1.13389 0.43050
10.00 1.13388 0.41182
15.00 1.13387 0.35290
20.00 1.13387 0.32037

III.6 1. Comparison with experiments

The smooth evolution of the energy gap observed in the tunneling and ARPES spectra of high-TcT_{c} cuprates with lowering the temperature from a pseudogap state above the critical temperature TcT_{c} to a superconducting state below TcT_{c}, has been poorly interpreted previously as the evidence that the pseudogap must have the same origin as the superconducting order parameter, and therefore, must be related to TcT_{c}. According to the tunneling and ARPES data 127 ; 128 , the observed energy gap follows BCS-like gap equation and closes at a temperature well above TcT_{c}, where Cooper pairs disappear. However, these key experimental findings are not indicative yet of the superconducting origin of the BCS-like gap below TcT_{c}, which persists as a pseudogap in the normal state above TcT_{c}. The interpretation of the BCS-like gap below TcT_{c} as a superconducting order parameter contradicts with other experiments 33 ; 59 ; 60 in which the superconducting transition at TcT_{c} is λ\lambda-like but not BCS-like transition. Actually, the anomalous behaviors of the gap Δ0\Delta_{0} and ratio 2Δ0/kBTc2\Delta_{0}/k_{B}T_{c} (where Δ0\Delta_{0} is the energy gap observed experimentally and often described as the superconducting order parameter in various high-TcT_{c} cuprates without any justification) cast a doubt on the BCS-like pairing theory as a theory of unconventional cuprate superconductivity. The numerical solution of Eq. (36) determines the temperature dependence of a BCS-like gap, which extends to the precursor Cooper pairing regime above TcT_{c} 128 . In high-TcT_{c} cuprates the energy of the effective attraction between polaronic carriers at their Cooper pairing is determined as εA=Ep+ω0\varepsilon_{A}=E_{p}+\hbar\omega_{0}. These high-TcT_{c} materials are characterized by optical phonons with energies in the range 0.03-0.08 eV 89 ; 124 . The binding energy of large polarons EpE_{p} varies from 0.05 eV (at ε=5\varepsilon_{\infty}=5 and η=0.04\eta=0.04) to 0.14 eV (at ε=3\varepsilon_{\infty}=3 and η=0.04\eta=0.04). For λp0.5\lambda^{*}_{p}\lesssim 0.5 the prefactor in Eq. (41) is given by C1.134C\simeq 1.134 (see Table II). The values of TT^{*} determined from this equation are compared with the experimental values of TT^{*} presented in Table III for underdoped (UD), optimally doped (OPD) and overdoped (OD) cuprates. As a result, we obtained the values of εA\varepsilon_{A} and λp\lambda^{*}_{p} presented in Table III. Then, the values of ΔF\Delta_{F} are determined from the relation (37) and presented also in Table III for the comparison with the experimental values of Δ0\Delta_{0}. Next, the values of the ratio 2ΔF/kBTc2\Delta_{F}/k_{B}T_{c} are calculated by using the experimental values of TcT_{c} presented in Table III, while the values of the BCS-like ratio 2ΔF/kBT2\Delta_{F}/k_{B}T^{*} are determined from Eq. (42). The calculated and experimental values of the ratios 2ΔF/kBTc2\Delta_{F}/k_{B}T_{c}, 2ΔF/kBT2\Delta_{F}/k_{B}T^{*}, 2Δ0/kBTc2\Delta_{0}/k_{B}T_{c} and 2Δ0/kBT2\Delta_{0}/k_{B}T^{*} in various high-TcT_{c} cuprates are presented in Table IV.

Table 3: Theoretical and experimental values of energy gaps (ΔF\Delta_{F} and Δ0\Delta_{0}) and characteristic pseudogap and superconducting transition temperatures (TT^{*} and TcT_{c}) in various high-TcT_{c} cuprate superconductors.
Theory Experiment
43 ; 127
Cuprate εA\varepsilon_{A} λp\lambda^{*}_{p} ΔF\Delta_{F}, TT^{*}, TcT_{c}, Δ0\Delta_{0}, TT^{*},
materials eV eV K K eV K
LSCO UD 0.11 0.352 0.013 84 40 0.016 82
LSCO OD 0.10 0.319 0.009 57 40 0.010 53
Bi-2212 UD 0.13 0.442 0.027 178 82 0.027 180
Bi-2212 OPD 0.14 0.393 0.022 144 88 0.025 142
Bi-2212 OD 0.13 0.378 0.019 121 120 0.020 120
YBa2Cu3O6.95 OPD 0.12 0.377 0.017 111 92 0.020 110
YBa2Cu4O8 0.13 0.467 0.031 200 81 - 200
Table 4: Theoretical and experimental values of the ratios 2ΔF/kBTc2\Delta_{F}/k_{B}T_{c}, 2ΔF/kBT2\Delta_{F}/k_{B}T^{*}, 2Δ0/kBTc2\Delta_{0}/k_{B}T_{c}, and 2Δ0/kBT2\Delta_{0}/k_{B}T^{*} in various cuprate superconductors.
Theory Experiment 43 ; 127
Cuprate materials 2ΔFkBTc\displaystyle{\frac{2\Delta_{F}}{k_{B}T_{c}}} 2ΔFkBT\displaystyle{\frac{2\Delta_{F}}{k_{B}T^{*}}} 2Δ0kBTc\displaystyle{\frac{2\Delta_{0}}{k_{B}T_{c}}} 2Δ0kBT\displaystyle{\frac{2\Delta_{0}}{k_{B}T^{*}}}
LSCO UD 7.536 3.539 9.271 4.522
LSCO OD 5.797 3.534 5.794 4.373
Bi-2212 UD 7.635 3.566 7.632 3.477
Bi-2212 OPD 5.797 3.549 6.584 4.081
Bi-2212 OD 5.373 3.545 5.653 3.863
YBa2Cu3O6.95 OPD 4.285 3.545 5.039 4.214
YBa2Cu4O8 8.875 3.577 - -

As can be seen from Table III, the difference between TT^{*} and TcT_{c} is large enough in UD cuprates (where T/Tc2.052.20T^{*}/T_{c}\simeq 2.05-2.20) compared to OD cuprates (where T/Tc1.321.46T^{*}/T_{c}\simeq 1.32-1.46) and the BCS-like pseudogap regime is extended over a much wider temperature range above TcT_{c} in UD cuprates than in OD cuprates. Further, both the BCS-like pseudogap ΔF\Delta_{F} and the gap Δ0\Delta_{0} observed experimentally in various high-TcT_{c} cuprates scales with TT^{*}, not with TcT_{c}, i.e., both the ΔF\Delta_{F} and the Δ0\Delta_{0} are closely related to the characteristic pseudogap temperature TT^{*} and not related to TcT_{c}. The unusually large gap values (i.e. 2ΔF(=Δ0)/kBTc>>3.543.582\Delta_{F}(=\Delta_{0})/k_{B}T_{c}>>3.54-3.58) observed in various high-TcT_{c} cuprates (see Table IV) clearly indicate that the BCS-like gap (order parameter) ΔF=Δ0\Delta_{F}=\Delta_{0} appearing at TT^{*} is not associated with the superconducting transition at T=TcT=T_{c}. It follows that the identification of this energy gap by many researchers as a superconducting order parameter ( often called also superconducting gap) in the cuprates, from UD to OD regime is a misinterpretation of such a BCS-like gap. Actually, the single-particle tunneling spectroscopy and ARPES provide information about the excitation gaps at the Fermi surface but fail to identify the true superconducting oreder parameter appearing below TcT_{c} in non-BCS cuprate superconductors. When polaronic effects cause separation between the two characteristic temperatures TT^{*} (the onset of the Cooper pairing) and TcT_{c} (the onset of the superconducting transition) in these superconductors, both the ss-wave and the dd-wave BCS-like pairing theory cannot be used to describe the novel superconducting transition at TcT_{c}. In this case the superconducting order parameter ΔSC\Delta_{SC} should not be confused with the BCS-like (ss- or dd-wave) gap.

III.7 2. Doping dependences of TT^{*} and their experimental confirmations in various high-TcT_{c} cuprates

To determine the characteristic doping dependences of ΔF\Delta_{F} and TT^{*}, we can approximate the DOS at the Fermi level in a simple form

Dp(εF)={1/εFforε<εF0otherwise.\displaystyle D_{p}(\varepsilon_{F})=\left\{\begin{array}[]{lll}1/\varepsilon_{F}&\textrm{for}\>\varepsilon<\varepsilon_{F}\\ 0&\>\textrm{otherwise}.\end{array}\right. (45)

Using this approximation we obtain from Eqs. (37) and (41)

ΔF(x)=2(Ep+ω0)exp(2(3π2nax)2/32mpV~p)[1exp(2(3π2nax)2/3mpV~p)],\displaystyle\Delta_{F}(x)=\frac{2(E_{p}+\hbar\omega_{0})\exp(-\frac{\hbar^{2}(3\pi^{2}n_{a}x)^{2/3}}{2m_{p}\tilde{V}_{p}})}{[1-\exp(-\frac{\hbar^{2}(3\pi^{2}n_{a}x)^{2/3}}{m_{p}\tilde{V}_{p}})]}, (46)

and

kBT(x)=C(Ep+ω0)exp[2(3π2nax)2/32mpV~p].\displaystyle k_{B}T^{*}(x)=C^{*}(E_{p}+\hbar\omega_{0})exp\big{[}-\frac{\hbar^{2}(3\pi^{2}n_{a}x)^{2/3}}{2m_{p}\tilde{V}_{p}}]. (47)
Refer to caption
Figure 5: Doping dependence of the characteristic pseudogap temperature TT^{*} (solid line) calculated using the Eq. (47) with parameters Ep+ω0=0.08E_{p}+\hbar\omega_{0}=0.08 eV, mp=1.8mem_{p}=1.8m_{e}, na5.31021cm3n_{a}\simeq 5.3\cdot 10^{21}\rm{cm^{-3}} and V~p=0.059\tilde{V}_{p}=0.059 eV. Experimental results for TT^{*} have been taken from ARPES (open circles and open square) and tunneling (full triangles) data in LSCO 102 . Black circles are experimental data for TcT_{c} 102 .
Refer to caption
Figure 6: Doping dependence of the characteristic pseudogap temperature TT^{*} (solid line) calculated using the Eq. (47) with parameters Ep+ω0=0.12E_{p}+\hbar\omega_{0}=0.12 eV, mp=2.2mem_{p}=2.2m_{e}, na1.21022cm3n_{a}\simeq 1.2\cdot 10^{22}\rm{cm^{-3}} and V~p=0.093\tilde{V}_{p}=0.093 eV. Experimental results for TT^{*} in YBCO have been taken from 99 (black circles) and 130 (open circles, triangles and square). Open squares are experimental data for TcT_{c} 131 .
Refer to caption
Figure 7: Doping dependence of the characteristic pseudogap temperature TT^{*} (solid line) calculated using the Eq. (47) with parameters Ep+ω0=0.098E_{p}+\hbar\omega_{0}=0.098 eV, mp=2mem_{p}=2m_{e}, na1.31022cm3n_{a}\simeq 1.3\cdot 10^{22}\rm{cm^{-3}} and V~p=0.125\tilde{V}_{p}=0.125 eV. Experimental results for TT^{*} in Bi-2212 have been taken from 7 (open circles), 132 (open square) and 133 (black squares), 134 (black stars). Open triangles are experimental data for TcT_{c} 128 .

As seen from Eqs. (46) and (47), both the BCS-like pairing pseudogap ΔF\Delta_{F} and the characteristic pseudogap temperature TT^{*} has an exponentially increasing dependence on the doping level xx. Such doping dependences of ΔF(x)\Delta_{F}(x) and T(x)T^{*}(x) were observed experimentally in high-TcT_{c} cuprates 7 ; 9 ; 129 . We now compare the calculated doping dependences of TT^{*} with experimental results for T(x)T^{*}(x) in LSCO, YBCO and Bi-2212. We have found that the calculated results for T(x)T^{*}(x) are similar to the experimentally measured doping dependences of TT^{*} in these high-TcT_{c} cuprates, as shown in Figs. 5-7.

III.8 C. Proposed normal-state phase diagrams of the La-, Y- and Bi-based high-TcT_{c} cuprates

We now construct the unified normal-state phase diagrams of high-TcT_{c} cuprates in the space of xx vs TT based on the above theoretical and experimental results. In Figs. 8-10, we summarise characteristic pseudogap temperatures as a function of doping and temperature to demonstrate the existence of two distinct pseudogap regimes above TcT_{c} and QCP at the end point of the pseudogap phase boundary in LSCO, YBCO and Bi-2212. The key feature of these proposed phase diagrams is the existence of three distinct phase regions (which correspond to three distinct metallic phases) above TcT_{c}, separated by two different pseudogap crossover lines T(x)T^{*}(x) and Tp(x)T_{p}(x). In each TxT-x phase diagram has a very important phase boundary separating two fundamentally different (pseudogap metal and ordinary metal) states of underdoped and optimally doped cuprates. The Tp(x)T_{p}(x) curve (pseudogap phase boundary) crosses the dome-shaped Tc(x)T_{c}(x) curve at around the optimal doping level, and then fall down to T=0T=0 at the polaronic QCP, x=xpx=x_{p}, inside the superconducting phase. Since the discovery of the pseudogap phase boundary 52 ; 62 ; 65 ; 67 , its origin has been under dispute 55 ; 115 ; 135 . The TxT-x phase diagrams presented in Figs. 8-10 resolve conflicting reports about the fate of the pseudogap phase boundary line discovered experimentally by Loram and Tallon 52 . These phase diagrams clearly demonstrate that the Loram-Tallon line is none other than the polaronic pseudogap crossover line Tp(x)T_{p}(x).

Refer to caption
Figure 8: Normal-state phase diagram of LSCO, showing two distinct characteristic pseudogap temperatures TpT_{p} (solid line which is the same crossover line Tp(x)T_{p}(x) as in Fig. 2) and TT^{*} (solid line which is the same crossover line T(x)T^{*}(x) as in Fig. 5) and diamagnetism below TT^{*}, is compared with the other phase diagram 68 (see inset). Black circles are experimental data for TcT_{c} 102 . The Tp(x)T_{p}(x) line is the pseudogap phase boundary ending at the QCP, xQCP0.22x_{QCP}\lesssim 0.22. The other line T(x)T^{*}(x) is the BCS-like transition (or BCS-like pseudogap crossover) line and merges with the Tc(x)T_{c}(x) line in the overdoped region.
Refer to caption
Figure 9: Normal-state phase diagram of YBCO showing two distinct characteristic pseudogap temperatures TpT_{p} (solid line which is the same crossover line Tp(x)T_{p}(x) as in Fig. 3) and TT^{*} (solid line which is the same crossover line T(x)T^{*}(x) as in Fig. 6) and diamagnetism below TT^{*}. Open squares are experimental data for TcT_{c} 131 . The Tp(x)T_{p}(x) line is the pseudogap phase boundary ending at the QCP, xQCP0.20x_{QCP}\simeq 0.20. The other line T(x)T^{*}(x) is the BCS-like transition (or BCS-like pseudogap crossover) line and merges with the Tc(x)T_{c}(x) line in the overdoped region.
Refer to caption
Figure 10: Normal-sate phase diagram of Bi-2212 showing two distinct characteristic pseudogap temperatures TpT_{p} (solid line which is the same crossover line Tp(x)T_{p}(x) as in Fig. 4) and TT^{*} (solid line which is the same crossover line T(x)T^{*}(x) as in Fig. 7) and diamagnetism below TT^{*}. Open triangles are experimental data for TcT_{c} 128 . The Tp(x)T_{p}(x) line is the pseudogap phase boundary ending at the QCP, xQCP0.22x_{QCP}\gtrsim 0.22. The other line T(x)T^{*}(x) is the BCS-like transition (or BCS-like pseudogap crossover) line and merges with the Tc(x)T_{c}(x) line in the overdoped region.

According to the proposed normal-state phase diagrams of high-TcT_{c} cuprates, one can observe above TcT_{c} such properties as the two gap-like features and related abnormal metallic properties, anomalous diamagnetism, from underdoped to overdoped regime, that is, many features that are characteristic of a pseudogap state. In particular, the diamagnetism observed above TcT_{c} 35 ; 49 is associated with the formation of polaronic Cooper pairs (with zero spin) and would persist up to pseudogap temperature TT^{*}.

In the underdoped and optimally doped cuprates we have a great variety of experimental evidence that there is a large pristine Fermi surface above the pseudogap crossover line Tp(x)T_{p}(x) but below this line the unusual metallic state is based upon a small polaronic Fermi surface. Further, various experiments and above presented theoretical results indicate that the other pseudogap crossover line T(x)T^{*}(x) does not intersect the superconducting dome and smoothly merges into the Tc(x)T_{c}(x) line with overdoping in LSCO, YBCO and Bi-2212. This explains why the pseudogap state was never observed in the overdoped regime except the moderately overdoped region in high-TcT_{c} cuprates. The smooth merging of T(x)T^{*}(x) and Tc(x)T_{c}(x) lines in the overdoped region suggests that cuprates become a conventional superconductor with Tc=TT_{c}=T^{*}. Because the Cooper pairing and Fermi-liquid superconductivity occur at the same temperature TcT_{c}. However, in underdoped and optimally doped (including also slightly overdoped) regimes the BCS-like pseudogap (below TT^{*}) and the polaronic pseudogap (below TpT_{p}) exist in the normal state of high-TcT_{c} cuprates. So we have, as a function of xx and TT, another very fundamental BCS-like pseudogap phase boundary: between the state based upon a polaronic Fermi surface and the state where the polarons have already paired up in the BCS regime and there remains only a small collapsed Fermi surface. The pseudogap crossover line Tp(x)T_{p}(x) intersects the T(x)T^{*}(x) line and the superconducting dome in the slightly overdoped regime and then ends at a specific QCP in LSCO, YBCO and Bi-2212.

IV IV. PSEUDOGAP EFFECTS ON THE NORMAL-STATE PROPERTIES OF HIGH-TcT_{c} CUPRATES

The above two distinct pseudogaps, especially BCS-like pairing pseudogap, discovered in underdoped, optimally doped and moderately overdoped cuprates affect the normal-state properties of these high-TcT_{c} materials and result in the appearance of their anomalous behaviors below the characteristic pseudogap crossover temperatures. Because the pseudogaps have strong effects on the electronic states of the doped high-TcT_{c} cuprates and manifest themselves both in doping dependences and in temperature dependences of various physical quantities such as the optical, transport, thermodynamic and other properties of these intricate materials. In this section, we discuss the possible effects of the pseudogaps on the normal state properties of underdoped to overdoped cuprates.

IV.1 A. Normal-state charge transport

In the layered cuprates the normal-state in-plane resistivity ρ(T)\rho(T) shows various anomalous behaviors below the crossover temperature TT^{*} and above this temperature ρ(T)\rho(T) exhibits a TT-linear behavior. Below TT^{*}, ρ(T)\rho(T) deviates either downwards (i.e. ρ(T)\rho(T) shows a bending behavior) or upwards from the high-temperature behavior 43 ; 136 . In particular, ρ(T)\rho(T) in some high-TcT_{c} cuprates shows a positive curvature in the temperature range Tc<T<TT_{c}<T<T^{*} 136 ; 137 and a maximum (i.e. abnormal resistivity peak) between TcT_{c} and TT^{*} 138 ; 139 ; 140 . Sometimes, anomalous resistive transitions (i.e. a sharp drop 141 ; 142 and a clear jump 139 ; 140 in ρ(T)\rho(T)) were also observed at TT^{*}. It is widely believed that the TT-linear behavior of ρ(T)\rho(T) above TT^{*} is also indicative of an unusual property of high-TcT_{c} cuprate superconductors and is characteristic of the strange metal 35 ; 111 . Some theories of the pseudogap phenomena have attempted to explain the linear temperature dependence of ρ(T)\rho(T) 65 ; 143 ; 144 , but the precise nature of the TT-linear behavior of ρ(T)\rho(T) in high-TcT_{c} cuprates remains a complete mystery to these as well as to other existing theories. Further, any microscopic theory that tries to explain the pseudogap effects on the normal-state resistivity of high-TcT_{c} cuprates must be able to consistently and quantitatively explain not only TT-linear resistivity above TT^{*} but also all the anomalies in ρ(T)\rho(T) observed below TT^{*}.

In a more realistic model, the charge carriers in polar crystals are scattered by acoustic and optical phonons and these scattering processes are major sources of temperature-dependent resistivity in the cuprates above TcT_{c} and can describe better the normal-state transport properties. Therefore, we consider here the scattering of charge carriers by the acoustic and optical lattice vibrations, in order to find the variation of the conductivity (resistivity) with the temperature of the crystal. We believe that the in-plane conductivity of underdoped to overdoped cuprates will be associated with the metallic transport of large polarons, bosonic Cooper pairs and polaronic components of such Cooper pairs in the CuO2 layers. Using the Boltzmann transport equations in the relaxation time approximation, we can obtain appropriate equations for the conductivity of large polarons above TT^{*} and for the conductivities of the excited Fermi components of polaronic Cooper pairs and the very bosonic Cooper pairs below TT^{*}. It is natural to believe that the polaronic carriers and bosonic Cooper pairs are scattered effectively by optical phonons having the specific frequencies ω0=ω01\omega_{0}=\omega_{01} and ω0=ω02\omega_{0}=\omega_{02}, respectively. The total scattering probability of polaronic carriers scattered by acoustic and optical phonons is defined by the sum of two possible scattering probabilities. Above TT^{*} the total relaxation time τp(ε)\tau_{p}(\varepsilon) of such carriers having the energy ε\varepsilon is determined from the relation 145

1τp(ε)=1τac(ε)+1τop,\displaystyle\frac{1}{\tau_{p}(\varepsilon)}=\frac{1}{\tau_{ac}(\varepsilon)}+\frac{1}{\tau_{op}}, (48)

where τac(ε)=Ap/tε\tau_{ac}(\varepsilon)=A_{p}/t\sqrt{\varepsilon} is the relaxation time of large polarons scattered by acoustic phonons, τop=Bpexp[ω01/kBTt]\tau_{op}=B_{p}\exp[\hbar\omega_{01}/k_{B}T^{*}t] is the relaxation time of such carriers scattered by optical phonons, Ap=π2ρMυs2/2Ed2mp3/2kBTA_{p}=\pi\hbar^{2}\rho_{M}\upsilon^{2}_{s}/\sqrt{2}E^{2}_{d}m^{3/2}_{p}k_{B}T^{*}, Bp=42πε~(ω01)3/2/ω012e2mpB_{p}=4\sqrt{2}\pi\tilde{\varepsilon}(\hbar\omega_{01})^{3/2}/\omega^{2}_{01}e^{2}\sqrt{m_{p}}, t=T/Tt=T/T^{*}, ρM\rho_{M} is the material density, υs\upsilon_{s} is the sound velocity.

We now consider the layered cuprate superconductor with a simple ellipsoidal energy surface and the normal-state conductivity of polaronic carriers in the quasi-2D CuO2 layers (with nonzero thickness). We will take such an approach, since it seems more natural. We further take the components of the polaron mass mp1=mp2=mabm_{p_{1}}=m_{p_{2}}=m_{ab} for the abab-plane and mp3=mcm_{p_{3}}=m_{c} for the cc-axis in the cuprates. Then the effective mass mpm_{p} of polarons in the layered cuprates is (mab2mc)1/3(m^{2}_{ab}m_{c})^{1/3}.

IV.2 B. Normal-state conductivity of polarons above TT^{*}

When the electric field is applied in the xx-direction, the conductivity of polaronic carriers in high-TcT_{c} materials above TT^{*} in the relaxation time approximation is given by

σp(T>T)=e24π3τp(ε)vx2fpεd3k,\displaystyle\sigma_{p}(T>T^{*})=-\frac{e^{2}}{4\pi^{3}}\int\tau_{p}(\varepsilon)v_{x}^{2}\frac{\partial f_{p}}{\partial\varepsilon}d^{3}k, (49)

where, fp(ε)=(e(εμ)/kBT+1)1f_{p}(\varepsilon)=(e^{(\varepsilon-\mu)/k_{B}T}+1)^{-1} is the Fermi distribution function, ε=2k2/2mp\varepsilon=\hbar^{2}k^{2}/2m_{p} and vx=1εkxv_{x}=\frac{1}{\hbar}\frac{\partial\varepsilon}{\partial k_{x}} are the energy and velocity of polarons, mp=(mab2mc)1/3m_{p}=(m^{2}_{ab}m_{c})^{1/3}.

In the case of an ellipsoidal energy surface, we make the following transformations similarly to Ref. 146 : kx=mab1/2kxk_{x}=m_{ab}^{1/2}k^{\prime}_{x}, ky=mab1/2kyk_{y}=m_{ab}^{1/2}k^{\prime}_{y}, kz=mc1/2kzk_{z}=m_{c}^{1/2}k^{\prime}_{z}. Then the in-plane and out-of-plane kinetic energies are transformed from 2(kx2+ky2)/2mab\hbar^{2}(k^{2}_{x}+k^{2}_{y})/2m_{ab} and 2kz2/2mc\hbar^{2}k_{z}^{2}/2m_{c} to (kx2+ky2)/2(k^{{}^{\prime}2}_{x}+k^{{}^{\prime}2}_{y})/2 and 2kz2/2\hbar^{2}k^{\prime 2}_{z}/2 respectively. As a result, average kinetic energy of a carrier over the energy layer Δε\Delta\varepsilon along three directions kxk_{x}, kyk_{y} and kzk_{z} is the same and equal to one third of the total energy ε\varepsilon. Therefore, replacing vx2v_{x}^{2} by 2kx2/mab\hbar^{2}k^{\prime 2}_{x}/m_{ab} and using the relation d3k=(mab2mc)1/3d3kd^{3}k=(m^{2}_{ab}m_{c})^{1/3}d^{3}k^{\prime}, we may write Eq. (49) in the form

σp(T>T)=e24π2(mab2mc)1/2τp(ε)2kx2mabfpεd3k.\displaystyle\sigma_{p}(T>T^{*})=-\frac{e^{2}}{4\pi^{2}}(m^{2}_{ab}m_{c})^{1/2}\int\tau_{p}(\varepsilon)\frac{\hbar^{2}k^{\prime 2}_{x}}{m_{ab}}\frac{\partial f_{p}}{\partial\varepsilon}d^{3}k^{\prime}.

Replacing kx2k^{\prime 2}_{x} by 2ε/322\varepsilon/3\hbar^{2} and using further the carrier density nn given by

n=2(2π)3fp(k)d3k=(2mab2mc)1/2π23fp(ε)ε1/2𝑑ε,\displaystyle n=\frac{2}{(2\pi)^{3}}\int f_{p}(k)d^{3}k=\frac{(2m_{ab}^{2}m_{c})^{1/2}}{\pi^{2}\hbar^{3}}\int f_{p}(\varepsilon)\varepsilon^{1/2}d\varepsilon,

the expression (IV.2) is written as

σp(T>T)=2ne23mab0τp(ε)ε3/2(fp/ε)𝑑ε0fp(ε)ε1/2𝑑ε.\displaystyle\sigma_{p}(T>T^{*})=\frac{2ne^{2}}{3m_{ab}}\frac{\int\limits_{0}^{\infty}\tau_{p}(\varepsilon)\varepsilon^{3/2}(-\partial f_{p}/\partial\varepsilon)d\varepsilon}{\int\limits_{0}^{\infty}f_{p}(\varepsilon)\varepsilon^{1/2}d\varepsilon}. (52)

When the Fermi energy of large polarons εF\varepsilon_{F} is much larger than their thermal energy kBTk_{B}T, we deal with a degenerate polaronic gas. For a degenerate polaronic Fermi-gas, we have approximately fp(ε<εF)=1f_{p}(\varepsilon<\varepsilon_{F})=1 and fp(ε>εF)=0f_{p}(\varepsilon>\varepsilon_{F})=0. In this case the function fp/ε-\partial f_{p}/\partial\varepsilon is nonzero only near ε=εF=μF\varepsilon=\varepsilon_{F}=\mu_{F} and close to the δ\delta-function. Therefore, we may replace fp/ε-\partial f_{p}/\partial\varepsilon by δ(εεF)\delta(\varepsilon-\varepsilon_{F}) and the integral in (52) may be evaluated as

0τp(ε)ε3/2(fpε)dε=Bpeαp/t0ε3/21+cp(t)ε×\displaystyle\int\limits_{0}^{\infty}\tau_{p}(\varepsilon)\varepsilon^{3/2}\left(-\frac{\partial f_{p}}{\partial\varepsilon}\right)d\varepsilon=B_{p}e^{\alpha_{p}/t}\int\limits_{0}^{\infty}\frac{\varepsilon^{3/2}}{1+c_{p}(t)\sqrt{\varepsilon}}\times
×δ(εεF)dε=Bpeαp/tεF3/21+cp(t)εF,\displaystyle\times\delta(\varepsilon-\varepsilon_{F})d\varepsilon=B_{p}e^{\alpha_{p}/t}\frac{\varepsilon^{3/2}_{F}}{1+c_{p}(t)\sqrt{\varepsilon_{F}}}, (53)

where αp=ω01/kBT\alpha_{p}=\hbar\omega_{01}/k_{B}T^{*}, cp(t)=(Bp/Ap)teαp/tc_{p}(t)=(B_{p}/A_{p})te^{\alpha_{p}/t}.

Using the above property of the Fermi distribution function, the integral in the denominator in Eq. (52) is evaluated as

0fp(ε)ε3/2𝑑ε=0εFε1/2𝑑ε=23εF3/2.\displaystyle\int\limits_{0}^{\infty}f_{p}(\varepsilon)\varepsilon^{3/2}d\varepsilon=\int\limits_{0}^{\varepsilon_{F}}\varepsilon^{1/2}d\varepsilon=\frac{2}{3}\varepsilon_{F}^{3/2}. (54)

Inserting the relations (IV.2) and (54) into (52), we obtain the normal-state in-plane conductivity

σab(t>1)=σp(t>1)=ne2Bpeαp/tmab(1+cp(t)εF).\displaystyle\sigma_{ab}(t>1)=\sigma_{p}(t>1)=\frac{ne^{2}B_{p}e^{\alpha_{p}/t}}{m_{ab}(1+c_{p}(t)\sqrt{\varepsilon_{F}})}. (55)

IV.3 C. Normal-state conductivity of the Fermi components of Cooper pairs and the bosonic Cooper pairs below TT^{*}

As mentioned above, the polaronic carriers in the energy layer of width εA\varepsilon_{A} around the Fermi surface take part in the BCS-like pairing and form polaronic (bosonic) Cooper pairs. The total number of the excited (dissociated) Fermi components of such Cooper pairs and nonexcited bosonic Cooper pairs is determined from the relation

n=np+2nB=2k[uk2fC(k)+vk2(1fC(k))],\displaystyle n=n_{p}^{*}+2n_{B}=2\sum_{k}\left[u^{2}_{k}f_{C}(k)+v_{k}^{2}(1-f_{C}(k))\right], (56)

where np=2kuk2fC(k)n_{p}^{*}=2\sum_{k}u^{2}_{k}f_{C}(k) is the number of the excited polaronic components of Cooper pairs, nB=kvk2(1fC(k))n_{B}=\sum_{k}v_{k}^{2}(1-f_{C}(k)) is the number of bosonic Cooper pairs, fC(k)=f(E(k))=(eE/kBT+1)1f_{C}(k)=f(E(k))=(e^{E/k_{B}T}+1)^{-1} is the Fermi distribution function, E(k)=ξ2(k)+ΔF2E(k)=\sqrt{\xi^{2}(k)+\Delta^{2}_{F}}, uku_{k} and vkv_{k} are defined in Eq. (26).

The contribution of the excited Fermi components of Cooper pairs to the conductivity in quasi-2D cuprate superconductors below TT^{*} in the relaxation time approximation is given by (see Appendix A)

σp(T<T)=e28π3τBCS(ξ)vα2ξE(1+ξE)fCEd3k.\displaystyle\sigma_{p}^{*}(T<T^{*})=-\frac{e^{2}}{8\pi^{3}}\int\tau_{BCS}(\xi)v_{\alpha}^{2}\frac{\xi}{E}\left(1+\frac{\xi}{E}\right)\frac{\partial f_{C}}{\partial E}d^{3}k.

When we consider a thin CuO2\rm{CuO_{2}} layer of the doped cuprate superconductor with an ellipsoidal energy surface, the expression for σp(T<T)\sigma^{*}_{p}(T<T^{*}) can be written as

σp(t<1)=ne23mab×\displaystyle\sigma_{p}^{*}(t<1)=\frac{ne^{2}}{3m_{ab}}\times
×εAεAτBCS(ξ+μ)(ξ+εF)3/2ξE(1+ξE)(fCE)𝑑ξ0fp(ε)ε1/2𝑑ε.\displaystyle\times\frac{\int\limits_{-\varepsilon_{A}}^{\varepsilon_{A}}\tau_{BCS}(\xi+\mu)(\xi+\varepsilon_{F})^{3/2}\frac{\xi}{E}\left(1+\frac{\xi}{E}\right)\left(-\frac{\partial f_{C}}{\partial E}\right)d\xi}{\int\limits_{0}^{\infty}f_{p}(\varepsilon)\varepsilon^{1/2}d\varepsilon}.

If we use the property of δ\delta- function δ[E(k)E(k)]=(dε/dE)δ[ε(k)ε(k)]\delta[E(k^{\prime})-E(k)]=(d\varepsilon/dE)\delta[\varepsilon(k^{\prime})-\varepsilon(k)] in the expression for τp(k)\tau_{p}(k) below TT^{*}, the relaxation time of polaronic carriers at their BCS-like pairing is given by

τBCS(ξ+εF)=E|ξ|τp(ξ+εF),\displaystyle\tau_{BCS}(\xi+\varepsilon_{F})=\frac{E}{|\xi|}\tau_{p}(\xi+\varepsilon_{F}), (59)

Substituting Eq. (59) into Eq. (IV.3), we obtain

σp(t<1)=ne23mab×\displaystyle\sigma_{p}^{*}(t<1)=\frac{ne^{2}}{3m_{ab}}\times
×εAεAτp(ξ+μ)(ξ+εF)3/2ξ|ξ|(1+ξE)(fCE)𝑑ξ0fp(ε)ε1/2𝑑ε.\displaystyle\times\frac{\int\limits_{-\varepsilon_{A}}^{\varepsilon_{A}}\tau_{p}(\xi+\mu)(\xi+\varepsilon_{F})^{3/2}\frac{\xi}{|\xi|}\left(1+\frac{\xi}{E}\right)\left(-\frac{\partial f_{C}}{\partial E}\right)d\xi}{\int\limits_{0}^{\infty}f_{p}(\varepsilon)\varepsilon^{1/2}d\varepsilon}.

The pairing pseudogap ΔF\Delta_{F} and characteristic temperature TT^{*} are determined from the BCS-like gap equation (36). The temperature dependence of the BCS-like gap parameter, can be approximated analytically as (cf. Ref. 147 )

ΔF(T)1.76kBT(1+0.8T/T)(1T/T).\displaystyle\Delta_{F}(T)\simeq 1.76k_{B}T^{*}(1+0.8T/T^{*})\sqrt{(1-T/T^{*})}. (61)

Here, we have compared numerically the BCS-like equation for ΔF(T)\Delta_{F}(T) and the more simple (i.e. convenient) expression (61) chosen by us for calculation of ΔF(T)\Delta_{F}(T). In so doing, we checked that the analytical expression given by Eq. (61) is the best approximation to the BCS-like gap equation.

In the calculation of the contribution of bosonic Cooper pairs to the normal-state conductivity of the cuprates, the mass of the Cooper pair in layered cuprates can be defined as mB=(Mab2Mc)1/3m_{B}=(M_{ab}^{2}M_{c})^{1/3}, where Mab=2mabM_{ab}=2m_{ab} and Mc=2mcM_{c}=2m_{c} are the in-plane and out-of-plane (cc-axis) masses of the polaronic Cooper pairs, respectively. Below TT^{*} the density of Cooper pairs is determined from the equation

nB=(mab2mc)1/222π23εAεA[1ξE](ξ+εF)1/2eE/kBTeE/kBT+1𝑑ξ.\displaystyle n_{B}=\frac{(m^{2}_{ab}m_{c})^{1/2}}{2\sqrt{2}\pi^{2}\hbar^{3}}\int\limits_{-\varepsilon_{A}}^{\varepsilon_{A}}\left[1-\frac{\xi}{E}\right](\xi+\varepsilon_{F})^{1/2}\frac{e^{E/k_{B}T}}{e^{E/k_{B}T}+1}d\xi.

Numerical calculations of the concentration nBn_{B} and the BEC temperature of bosonic Cooper pairs TBEC=3.312nB2/3/kBmBT_{BEC}=3.31\hbar^{2}n_{B}^{2/3}/k_{B}m_{B} show that just below TT^{*} the value of TBECT_{BEC} is very close to TT^{*} (i.e., TBECTT_{BEC}\gtrsim T^{*}), but somewhat below TT^{*}, TBEC>>TT_{BEC}>>T^{*}. Therefore, we can consider polaronic Cooper pairs below TT^{*} as an ideal Bose-gas with chemical potential μB=0\mu_{B}=0. Below TBECT_{BEC} the total number of bosonic Cooper pairs with zero and non-zero momenta KK or energies ε\varepsilon is given by

nB=nB(ε>0)+nB(ε=0),\displaystyle n_{B}=n_{B}(\varepsilon>0)+n_{B}(\varepsilon=0), (63)

where

nB(ε>0)=(Mab2Mc)1/22π230ε1/2dεeε/kBT1=nB(TTBEC)3/2.\displaystyle n_{B}(\varepsilon>0)=\frac{(M^{2}_{ab}M_{c})^{1/2}}{\sqrt{2}\pi^{2}\hbar^{3}}\int\limits_{0}^{\infty}\frac{\varepsilon^{1/2}d\varepsilon}{e^{\varepsilon/k_{B}T}-1}=n_{B}{\left(\frac{T}{T_{BEC}}\right)}^{3/2}.

Obviously, bosonic Cooper pairs with zero center-of-mass momentum (K=0K=0) or velocity do not contribute to the current and only the Cooper pairs with K0K\neq 0 and density nB(ε>0)n_{B}(\varepsilon>0) contribute to the normal-state conductivity of the layered cuprate superconductors with the ellipsoidal constant-energy surfaces. The conductivity of bosonic Cooper pairs below TT^{*} is given by (see Appendix A)

σB(T<T)=e22π30υx2τB(ε)fBεd3k,\displaystyle\sigma_{B}(T<T^{*})=-\frac{e^{2}}{2\pi^{3}}\int\limits_{0}^{\infty}\upsilon_{x}^{2}\tau_{B}(\varepsilon)\frac{\partial f_{B}}{\partial\varepsilon}d^{3}k, (65)

where fB(ε)=(eε/kBT1)1f_{B}(\varepsilon)=(e^{\varepsilon/k_{B}T}-1)^{-1} is the Bose distribution function, τB(ε)\tau_{B}(\varepsilon) is the relaxation time of Cooper pairs scattered by acoustic and optical phonons and determined as τB(ε)=τacc(ε)τopc(ε)/(τacc(ε)+τopc(ε))\tau_{B}(\varepsilon)=\tau^{c}_{ac}(\varepsilon)\tau^{c}_{op}(\varepsilon)/(\tau^{c}_{ac}(\varepsilon)+\tau^{c}_{op}(\varepsilon)), τacc(ε)=Ac/tε\tau^{c}_{ac}(\varepsilon)=A_{c}/t\sqrt{\varepsilon}, Ac=π4ρMυs2/Ed22mB3/2kBTA_{c}=\pi\hbar^{4}\rho_{M}\upsilon^{2}_{s}/E^{2}_{d}\sqrt{2}m^{3/2}_{B}k_{B}T^{*}, τopc(ε)=Bceω02/kBT\tau^{c}_{op}(\varepsilon)=B_{c}e^{\hbar\omega_{02}/k_{B}T^{*}}, Bc=2πε~(ω02)3/2/ω022e2mBB_{c}=\sqrt{2}\pi\tilde{\varepsilon}(\hbar\omega_{02})^{3/2}/\omega^{2}_{02}e^{2}\sqrt{m_{B}}.

Again, one can make the transformation K=Mα1/2KK=M_{\alpha}^{1/2}K^{\prime}, where α=x,y,z\alpha=x,y,z. In the case of an ellipsoidal energy surface, the expression for the conductivity σB(T<T)\sigma_{B}(T<T^{*}) of bosonic Cooper pairs in the anisotropic cuprate superconductor at their scattering by acoustic and optical phonons can be written as

σB(T<T)\displaystyle\sigma_{B}(T<T^{*}) =\displaystyle= e22π3(Mab2Mc)1/2×\displaystyle\frac{e^{2}}{2\pi^{3}}(M^{2}_{ab}M_{c})^{1/2}\times (66)
×τB(ε)2Kα2Mα(fBε)d3K,\displaystyle\times\int\tau_{B}(\varepsilon)\frac{\hbar^{2}K^{\prime 2}_{\alpha}}{M_{\alpha}}(-\frac{\partial f_{B}}{\partial\varepsilon})d^{3}K^{\prime},

Using Eq. (IV.3) and the relation Kα2=2ε/32K^{\prime 2}_{\alpha}=2\varepsilon/3\hbar^{2} and after replacing MαM_{\alpha} in Eq. (66) by MabM_{ab}, the above expression for σB(T<T)\sigma_{B}(T<T^{*}) is written as

σB(T<T)\displaystyle\sigma_{B}(T<T^{*}) =\displaystyle= 8nB(T/TBEC)3/2e23Mab×\displaystyle\frac{8n_{B}(T/T_{BEC})^{3/2}e^{2}}{3M_{ab}}\times (67)
×0τB(ε)ε3/2(fB/ε)𝑑ε0fB(ε)ε1/2𝑑ε.\displaystyle\times\frac{\int\limits_{0}^{\infty}\tau_{B}(\varepsilon)\varepsilon^{3/2}(-\partial f_{B}/\partial\varepsilon)d\varepsilon}{\int\limits_{0}^{\infty}f_{B}(\varepsilon)\varepsilon^{1/2}d\varepsilon}.

After evaluating the integral in the denominator in this equation, we can write Eq. (67) in the form

σB(t<1)\displaystyle\sigma_{B}(t<1) =\displaystyle= 0.19mB3/2e2Mab30τB(ε)ε3/2(fBε)𝑑ε=\displaystyle 0.19\frac{m_{B}^{3/2}e^{2}}{M_{ab}\hbar^{3}}\int\limits_{0}^{\infty}\tau_{B}(\varepsilon)\varepsilon^{3/2}\left(-\frac{\partial f_{B}}{\partial\varepsilon}\right)d\varepsilon=
=0.19mB3/2e2Mab3Bceαc/tkBTt×\displaystyle=0.19\frac{m_{B}^{3/2}e^{2}}{M_{ab}\hbar^{3}}\frac{B_{c}e^{\alpha_{c}/t}}{k_{B}T^{*}t}\times
×0ε3/2eε/kBTt(eε/kBTt1)2(1+βc(t)ε)dε,\displaystyle\times\int\limits_{0}^{\infty}\frac{\varepsilon^{3/2}e^{\varepsilon/k_{B}T^{*}t}}{(e^{\varepsilon/k_{B}T^{*}t}-1)^{2}(1+\beta_{c}(t)\sqrt{\varepsilon})}d\varepsilon,

where βc(t)=Bcteαc/t/Ac\beta_{c}(t)=B_{c}te^{\alpha_{c}/t}/A_{c}, αc=ω02/kBT\alpha_{c}=\hbar\omega_{02}/k_{B}T^{*}.

The resulting conductivity of the excited polaronic components of Cooper pairs and the bosonic Cooper pairs below TT^{*} in the CuO2\rm{CuO_{2}} layers is calculated as

σab(t<1)=σp(t<1)+σB(t<1).\sigma_{ab}(t<1)=\sigma^{*}_{p}(t<1)+\sigma_{B}(t<1). (69)

By using the resistivity data from various experiments, we were able to obtain both qualitative and quantitative agreement with the experimental data presented in section D.

IV.4 D. Anomalous behaviors of the in-plane resistivity and their experimental manifestations in high-TcT_{c} cuprates

Equation (55) allows us to calculate the in-plane resistivity high-TcT_{c} cuprates at T>TT>T^{*}, which may be defined as

ρab(T>T)=ρ0+1σab(T>T),\rho_{ab}(T>T^{*})=\rho_{0}+\frac{1}{\sigma_{ab}(T>T^{*})}, (70)

where ρ0\rho_{0} is the residual resistivity, due presumably to impurity or disorder in samples of high-TcT_{c} cuprates. Below TT^{*} the in-plane resistivity of high-TcT_{c} cuprates is determined from the expression

ρab(T<T)=ρ0+1σab(T<T).\rho_{ab}(T<T^{*})=\rho_{0}+\frac{1}{\sigma_{ab}(T<T^{*})}. (71)

In this case we use Eq. (61) to calculate ρab(T<T)\rho_{ab}(T<T^{*}) by numerical integrating Eqs. (IV.3) and (IV.3). The Fermi energy of the undoped cuprates is about EF7E_{F}\simeq 7 eV 87 and EdE_{d} is estimated as Ed=(2/3)EFE_{d}=(2/3)E_{F}. For high-TcT_{c} cuprates, the experimental values of other parameters lie in the ranges ρM(47)\rho_{M}\simeq(4-7) g/cm3 148 , vs(47)105v_{s}\simeq(4-7)\cdot 10^{5} cm/s 148 , ε37\varepsilon_{\infty}\simeq 3-7 76 ; 95 , ε02285\varepsilon_{0}\simeq 22-85 76 ; 77 and ω00.030.08\hbar\omega_{0}\simeq 0.03-0.08 eV 89 ; 95 ; 124 .

IV.5 1. Anomalous resistive transitions above TcT_{c}

Experimental studies of doped high-TcT_{c} cuprates show 7 ; 9 ; 33 ; 43 ; 45 that the temperature dependences of the measured in-plane resistivity ρab\rho_{ab} above and below the characteristic temperature TT^{*} (which systematically shifts to lower temperatures with increasing the doping level xx, and finally merges with TcT_{c} in the overdoped regime) are strikingly different. The behavior of ρab(T)\rho_{ab}(T) observed below TT^{*} in underdoped and optimally doped cuprates is very complicated and most puzzling due to various types of deviations from its TT-linear behavior above TT^{*}. In some cases, the resistivity varies very rapidly near TT^{*}. As mentioned above, the existing theoretical models that attempted to explain the high-temperature linear behavior of ρab(T)\rho_{ab}(T) fail to explain distinctly different deviations from the linear dependence of the resistivity below TT^{*}. Here we clearly demonstrate that the above theory of normal-state charge transport in the CuO2 layers of high-TcT_{c} cuprates can describe satisfactorily the distinctive temperature dependences of ρab(T)\rho_{ab}(T) above and below TT^{*} and the anomalous resistive transitions at TT^{*}, from the underdoped to the overdoped cases. Cuprate superconductors are very complicate and characterized by many intrinsic parameters. Clearly, the minimal model, which uses fewer parameters of the cuprates, does not describe the real physical picture especially in inhomogeneous high-TcT_{c} cuprates and fail to reproduce many important features in ρab(T)\rho_{ab}(T). To illustrate the competing effects of two contributions from σp(t<1)\sigma_{p}^{*}(t<1) and σB(t<1)\sigma_{B}(t<1) on the in-plane resistivity below TT^{*}, which are responsible for two distinct resistive transitions observed in high-TcT_{c} cuprates at TT^{*}, we show in Figs. 11 and 12 results of our calculations for the YY- and LaLa-based cuprates with T=145T^{*}=145 K (λp=0.496\lambda^{*}_{p}=0.496) and T=52T^{*}=52 K (λp=0.348\lambda^{*}_{p}=0.348), respectively. These results are obtained using the relevant parameters vs=5.0×105cm/sv_{s}=5.0\times 10^{5}cm/s, ρM=4.0g/cm3\rho_{M}=4.0g/cm^{3}, mab=2.457×1027gm_{ab}=2.457\times 10^{-27}g, mp=4.2×1027gm_{p}=4.2\times 10^{-27}g, n=1.05×1021cm3n=1.05\times 10^{21}\rm{cm^{-3}}, ω01=0.044\hbar\omega_{01}=0.044 eV, ω02=0.047\hbar\omega_{02}=0.047 eV, ρ0=0.62mΩcm\rho_{0}=0.62m\Omega cm for underdoped YBCO and vs=4.3×105cm/sv_{s}=4.3\times 10^{5}cm/s, ρM=4.5g/cm3\rho_{M}=4.5g/cm^{3}, mab=1.82×1027gm_{ab}=1.82\times 10^{-27}g, mp=2.29×1027gm_{p}=2.29\times 10^{-27}g, n=0.6×1021cm3n=0.6\times 10^{21}\rm{cm^{-3}}, ω01=0.05\hbar\omega_{01}=0.05 eV, ω02=0.04\hbar\omega_{02}=0.04 eV, ρ0=0.09mΩcm\rho_{0}=0.09m\Omega cm for underdoped La2xBaxCuO4\rm{La_{2-x}Ba_{x}CuO_{4}}. As can be seen in Figs. 11 and 12, ρab(T)\rho_{ab}(T) shows TT-linear behavior above TT^{*} as observed in various underdoped cuprates. This strange metallic TT-linear behavior of the resistivity arises from the scattering of large polarons by acoustic and optical phonons. Our calculations show that the anomalous behavior of ρab(T)\rho_{ab}(T) in the pseudogap regime, which is in fact characteristic of underdoped to overdoped cuprates and not very sensitive to changes in the carrier concentration, depends sensitively on the two distinctive frequencies of optical phonons ω01\omega_{01} and ω02\omega_{02}. Figures 11 and 12 show clearly that ρab(T)\rho_{ab}(T) in high-TcT_{c} cuprates exhibits both a sharp drop and an abrupt jump at the BCS-like transition temperature TT^{*}. Our study demonstrates that two distinct temperature dependences of ρab\rho_{ab} are observed in high-TcT_{c} cuprates for ω01<ω02\omega_{01}<\omega_{02} and ω01>ω02\omega_{01}>\omega_{02}. In particular, the in-plane resistivity ρab\rho_{ab} changes suddenly just below TT^{*} and the anomalous resistive transition is observed as a sharp drop in ρab(T)\rho_{ab}(T) near TT^{*} for ω01<ω02\omega_{01}<\omega_{02}. In contrast, the other resistive transition is observed as an abrupt jump in ρab(T)\rho_{ab}(T) near TT^{*} for ω01>ω02\omega_{01}>\omega_{02}. As shown in Figs. 11 and 12, the predicted anomalous resistive transitions at TT^{*} are clearly confirmed by the experimental results reported for YBCO thin film with thickness of 270 Å{\AA} 142 and for underdoped La2xBaxCuO4\rm{La_{2-x}Ba_{x}CuO_{4}} (x=0.11x=0.11) 140 .

Refer to caption
Figure 11: A comparison of the calculated results for ρab(T)\rho_{ab}(T) (solid line) with the experimental data ρab(T)\rho_{ab}(T) for the thin YBCO film with thickness of 270 Å{\AA} (open circles) 142 .
Refer to caption
Figure 12: A comparison of the calculated results for ρab(T)\rho_{ab}(T) (solid line) with the experimental ρab(T)\rho_{ab}(T) data for underdoped La1.89Ba0.11CuO4\rm{La_{1.89}Ba_{0.11}CuO_{4}} 140 (open circles)

.

We see that the calculated resistivity curves shown in Figs. 11 and 12 exhibit clear crossover at TT^{*}, similar to that observed experimentally at TT^{*} in these and other high-TcT_{c} cuprates 139 ; 141 . In the following, the detailed explanation of the other anomalous behaviors of ρab(T)\rho_{ab}(T) observed above TT^{*}, below TT^{*} and at TT^{*} in various high-TcT_{c} cuprates is given in terms of the above charge transport theory as applied to these materials.

IV.6 2. Other anomalous behaviors of ρab(T)\rho_{ab}(T)

For the comparison with other existing experimental resistivity data we also present our results for the temperature dependences of the in-plane resistivity of high-TcT_{c} cuprates with the realistic sets of fitting parameters, which in many cases have been previously determined experimentally and are not entirely free parameters. Experimentally, in these materials one encounters a crossover from linear-in-TT behavior of the resistivity to nonlinear (including nonmonotonic)-in-TT behavior below TT^{*} even though the anomaly near TT^{*} is weak. We believe that the inhomogeneity and other imperfections in the samples of the doped high-TcT_{c} cuprates have an effect on this crossover which may be obscured due to such extrinsic factors and may become almost masked or less pronounced BCS-type resistive transition. In fact, a variety of different crossovers in resistivity have been observed in underdoped, optimally doped and even overdoped materials near TT^{*}, where ρab(T)\rho_{ab}(T) displays a finite negative or positive curvature. It is often incorrectly assumed that optimally doped cuprates possess a TT-linear resistivity over a wide temperature region which extends down to TcT_{c}. However, close examination of the experimental resistivity data in various optimally doped cuprates shows that the resistivity will be linear-in-TT from 300 K down to TT^{*} and then different deviations from linearity occur below TT^{*} in these materials. Below TT^{*} the resistivity ρab(T)\rho_{ab}(T) shows nonlinear TT dependence and starts to deviate either downward or upward from the TT-linear behavior, depending on specific materials parameters. Quite generally, in different hole-doped cuprates, the downward deviation of ρab(T)\rho_{ab}(T) from linearity occurs below TT^{*}, which indicates the appearance of some excess conductivity due to the transition to the PG state and the effective conductivity of bosonic Cooper pairs. The crossover between the high- and low- temperature regimes occurs near TT^{*} where the change of ρab(T)\rho_{ab}(T) is controlled by the temperature variation of σp(t<1)\sigma^{*}_{p}(t<1) and σB(t<1)\sigma_{B}(t<1) below TT^{*}.

The above expressions for ρab(T>T)\rho_{ab}(T>T^{*}) and ρab(T<T)\rho_{ab}(T<T^{*}) allow us to perform fits of the measured in-plane resistivity ρab(T)\rho_{ab}(T) in various high-TcT_{c} cuprates above TcT_{c} using their specific parameters (Table V). In so doing, better fitting of the experimental data is achieved by a more appropriate choice and a careful examining of relevant materials parameters. In Fig. 13 we compare our calculated results for the in-plane resistivity as a function of temperature with the experimental results obtained by Carrington et al. 149 for underdoped YBa2Cu3O7δ\rm{YBa_{2}Cu_{3}O_{7-\delta}} (with δ=0.23\delta=0.23) and by A. El. Azrak et al.150 for a thin film of YBa2Cu3O6+x\rm{YBa_{2}Cu_{3}O_{6+x}} (x=0.6x=0.6) (see inset of Fig. 13). Examination of the experimental data presented in Fig. 13 shows that the downward deviations of ρab(T)\rho_{ab}(T) from linearity in the compounds YBa2Cu3O6.77\rm{YBa_{2}Cu_{3}O_{6.77}} and YBa2Cu3O6.6\rm{YBa_{2}Cu_{3}O_{6.6}} occur below the crossover temperatures T=140T^{*}=140 K (for λp=0.511\lambda^{*}_{p}=0.511) and 150150 K (for λp=0.53\lambda^{*}_{p}=0.53), respectively. Below TT^{*} the leading contribution to the resulting conductivity of these high-TcT_{c} cuprates comes from the conductivity of incoherent bosonic Cooper pairs and the temperature dependence of the resistivity is dominated by this contribution to σab(t<1)\sigma_{ab}(t<1) that determines the downward deviation of ρab(T)\rho_{ab}(T) from the TT-linear behavior at TT^{*} (the pseudogap ΔF\Delta_{F} begins to open at that point). In the numerical calculations of ρab(T>T)\rho_{ab}(T>T^{*}) and ρab(T<T)\rho_{ab}(T<T^{*}), we use the following sets of intrinsic materials parameters in order to obtain the best fits: vs=5.8×105cm/sv_{s}=5.8\times 10^{5}cm/s, ρM=6.4g/cm3\rho_{M}=6.4g/cm^{3}, mab2.96×1027gm_{ab}\simeq 2.96\times 10^{-27}g, mp3.6×1027gm_{p}\simeq 3.6\times 10^{-27}g, n=1.2×1021cm3n=1.2\times 10^{21}\rm{cm^{-3}}, ω01=0.056\hbar\omega_{01}=0.056 eV, ω02=0.071\hbar\omega_{02}=0.071 eV, ρ0=0.01mΩcm\rho_{0}=0.01m\Omega cm for underdoped YBa2Cu3O6.77\rm{YBa_{2}Cu_{3}O_{6.77}} and vs=4.0×105cm/sv_{s}=4.0\times 10^{5}cm/s, ρM=4.2g/cm3\rho_{M}=4.2g/cm^{3}, mab2.55×1027gm_{ab}\simeq 2.55\times 10^{-27}g, mp3.04×1027gm_{p}\simeq 3.04\times 10^{-27}g, n=1.0×1021cm3n=1.0\times 10^{21}\rm{cm^{-3}}, ω01=0.05\hbar\omega_{01}=0.05 eV, ω02=0.07\hbar\omega_{02}=0.07 eV, ρ0=0.1mΩcm\rho_{0}=0.1m\Omega cm for underdoped YBa2Cu3O6.6\rm{YBa_{2}Cu_{3}O_{6.6}}.

Refer to caption
Figure 13: A comparison of the calculated results for ρab(T)\rho_{ab}(T) (solid line) with the experimental ρab(T)\rho_{ab}(T) data for underdoped YBa2Cu3O6.77\rm{YBa_{2}Cu_{3}O_{6.77}} (open cycles) 149 . Inset: Calculated temperature dependence of ρab\rho_{ab} (solid line) compared with the experimental data for underdoped YBa2Cu3O6.6\rm{YBa_{2}Cu_{3}O_{6.6}} (open circles) 150 .

Figure 13 shows the predicted behaviors of ρab(T)\rho_{ab}(T) are fairly consistent with the experimental results reported for YBa2Cu3O6.77\rm{YBa_{2}Cu_{3}O_{6.77}} and YBa2Cu3O6.6\rm{YBa_{2}Cu_{3}O_{6.6}} especially keeping in mind the fact that the experimental results obtained near the crossover temperature TT^{*} are subject to extrinsic factors. Other results of fitting of the experimental ρab(T)\rho_{ab}(T) data are shown in Fig. 14 for La2xSrxCuO4\rm{La_{2-\emph{x}}Sr_{\emph{x}}CuO_{4}} (LSCO) (x=0.08x=0.08) with T=120T^{*}=120 K (λp=0.49\lambda_{p}^{*}=0.49). We obtained reasonable fits to the experimental data by taking appropriate sets of materials parameters vs=5.1×105cm/sv_{s}=5.1\times 10^{5}cm/s, ρM=5.8g/cm3\rho_{M}=5.8g/cm^{3}, mab=2.0×1027gm_{ab}=2.0\times 10^{-27}g, mp=2.46×1027gm_{p}=2.46\times 10^{-27}g, n=0.43×1021cm3n=0.43\times 10^{21}\rm{cm^{-3}}, ω01=0.054\hbar\omega_{01}=0.054 eV, ω02=0.052\hbar\omega_{02}=0.052 eV, ρ0=0.2mΩcm\rho_{0}=0.2m\Omega cm for La1.92Sr0.08CuO4\rm{La_{1.92}Sr_{0.08}CuO_{4}}. One can see that in La1.92Sr0.08CuO4\rm{La_{1.92}Sr_{0.08}CuO_{4}} the in-plane resistivity ρab(T)\rho_{ab}(T) is non-linear at T<TT<T^{*}. Further, on comparing Figs. 13 and 14 it may be seen that the downward and upward deviations of ρab(T)\rho_{ab}(T) from linearity occur below TT^{*} in YBa2Cu3O6.77\rm{YBa_{2}Cu_{3}O_{6.77}} and La1.92Sr0.08CuO4\rm{La_{1.92}Sr_{0.08}CuO_{4}}, respectively, as were seen in experiments.

Refer to caption
Figure 14: A comparison of the calculated results for ρab(T)\rho_{ab}(T) (solid line) with the experimental ρab(T)\rho_{ab}(T) data for underdoped La1.92Sr0.08CuO4\rm{La_{1.92}Sr_{0.08}CuO_{4}} (open circles) 151 .

Our numerical results on nonmonotonic temperature dependence of ρab(T)\rho_{ab}(T) for underdoped La2xBaxCuO4\rm{La_{2-x}Ba_{x}CuO_{4}} (with x=0.10x=0.10) are also plotted in Fig. 15 along with the existing experimental data 140 . For this system with T42T^{*}\simeq 42 K (λp=0.323\lambda^{*}_{p}=0.323), the following intrinsic material parameters are used in order to obtain best fits: vs=3.8×105cm/sv_{s}=3.8\times 10^{5}cm/s, ρM=4.1g/cm3\rho_{M}=4.1g/cm^{3}, mab=1.82×1027gm_{ab}=1.82\times 10^{-27}g, mp=2.0×1027gm_{p}=2.0\times 10^{-27}g, n=0.54×1021cm3n=0.54\times 10^{21}\rm{cm^{-3}}, ω01=0.060\hbar\omega_{01}=0.060 eV, ω02=0.042\hbar\omega_{02}=0.042 eV, ρ0=0.08mΩcm\rho_{0}=0.08m\Omega cm. We believe that the pronounced nonmonotonic behaviors of ρab(T)\rho_{ab}(T) (i.e., jump- and peak-like anomalies in ρab(T)\rho_{ab}(T) at TT^{*} and below TT^{*}, respectively) in most samples of high-TcT_{c} cuprates are directly related to competing contributions (i.e., the contribution coming from the unpaired components of Cooper pairs, which decreases sharply below TT^{*}, and the contribution coming from bosonic Cooper pairs, which is rapidly increased below TT^{*}) to the resulting conductivity σab(t<1)\sigma_{ab}(t<1). Figures 11, 12, 13, 14 and 15 demonstrate clearly that the behavior of the in-plane resistivity in the pseudogap regime is especially sensitive to changes in fitting parameters ω01\omega_{01} and ω02\omega_{02}.

Refer to caption
Figure 15: A comparison of the calculated results for ρab(T)\rho_{ab}(T) (solid line) with the experimental ρab(T)\rho_{ab}(T) data for underdoped La1.9Ba0.1CuO4\rm{La_{1.9}Ba_{0.1}CuO_{4}} (open circles) 140 .
Table 5: The values of the parameters nn, TT^{*}, λp\lambda_{p}^{*} and ρ0\rho_{0} determined from the fits to experimental ρab(T)\rho_{ab}(T) data. The corresponding TcT_{c}’s and references are also listed.
       Sample TcT_{c}, (K) n,×1021n,\times 10^{21} (cm3)(\rm{cm^{-3}}) TT^{*}, (K) λp\lambda^{*}_{p}      ρ0,\rho_{0}, (mΩcm)(m\Omega\>cm) References
La1.92Sr0.08CuO4\rm{La_{1.92}Sr_{0.08}CuO_{4}} 18 0.43 120 0.490 0.200        151
La1.90Ba0.10CuO4\rm{La_{1.90}Ba_{0.10}CuO_{4}} 30 0.54 42 0.323 0.080        140
La1.89Ba0.11CuO4\rm{La_{1.89}Ba_{0.11}CuO_{4}} 21 0.60 52 0.348 0.090        140
YBa2Cu3O6.77\rm{YBa_{2}Cu_{3}O_{6.77}} 81 1.20 140 0.511 0.010        149
YBa2Cu3O6.6\rm{YBa_{2}Cu_{3}O_{6.6}} 60 1.00 150 0.530 0.010        150
YBCO\rm{YBCO} thin film 80 1.05 145 0.496 0.620        142

In particular, in the cuprates with ω02ω01\omega_{02}\lesssim\omega_{01}, the upward deviation of ρab(T)\rho_{ab}(T) from its high-temperature TT-linear behavior occurs below TT^{*} and sometimes the resistivity peak exists between TcT_{c} and TT^{*}, while the downward deviation of ρab(T)\rho_{ab}(T) from the TT-linear behavior occurs below TT^{*} in other systems in which ω02\omega_{02} is larger than ω01\omega_{01}. A crossover from linear-in-TT behavior of the in-plane resistivity to nonlinear-in-TT behavior below TT^{*} is also observed in optimally doped cuprates, where ρab(T)\rho_{ab}(T) deviates downward from linearity at TT^{*} which is already close to TcT_{c} as the system approaches the overdoped regime.

Finally we conclude that the agreement between the theoretical results and the various experimental resistivity data obtained for underdoped and optimally doped cuprates is quite good. The above quantitative analysis of the resistivity data shows that our theory describes consistently both the TT-linear resistivity above TT^{*} and the distinctly different deviations from the high temperature TT-linear behavior in ρab(T)\rho_{ab}(T) below TT^{*} in these materials.

IV.7 E. Anomalous features of the tunneling spectra of high-TcT_{c} cuprates

The scanning tunneling microscopy and spectroscopy (STM and STS) 127 and ARPES 81 have greatly contributed to the study of the unexpected normal-state properties (i.e. pseudogap features) of high-TcT_{c} cuprate superconductors. In this subsection, we describe the pseudogap effects on the tunneling characteristics of the cuprate superconductor/insulator/normal metal (SIN) junction with particular attention to the most striking features of the tunneling spectra, such as nearly UU- and VV-shaped subgap features, asymmetric conductance peaks, dip-hump structure outside the conductance peak observed systematically on the negative bias side, suppression of the peak on the negative bias side with increasing temperature and its vanishing somewhat above TcT_{c} or near TcT_{c}, leaving the hump feature (i.e., linearly increasing higher energy conductance at negative bias) and the second peak (on the positive bias side) 127 ; 152 . Although the extrinsic (band-structure) effects (e.g., Van Hove singularities close to the Fermi level and bilayer splitting) 153 ; 154 or the intrinsic effects such as particle-hole asymmetry 37 ; 155 , strong coupling effects 155 ; 156 and self-energy effects 157 discussed extensively in the literature 127 ; 157 may be regarded as the possible sources of the above anomalies observed in SIN tunneling spectra, it is still worthwhile to consider other important effects, which are manifested in the well-established experimental SIN tunneling spectra showing various anomalous features (e.g., different dip-like features at negative bias and their absence at positive bias, high-energy hump-like conductance shapes, which are nearly flat, linearly increasing at negative bias, temperature- and doping-dependent peaks and asymmetry of the conductance peaks). Similarly, the peak-dip-hump feature and its persistence above TcT_{c} were also observed in ARPES spectra 81 .

Here we argue that the anomalous features of the SIN tunneling spectra of high-TcT_{c} cuprates is linked in some way to the polaronic effects and two distinct (polaronic and BCS-like) pseudogaps rather than other effects. We examine the effects of polaronic and BCS-like pseudogaps and gap inhomogeneity on the tunneling characteristics of high-TcT_{c} cuprates and give an alternative explanation of the anomalous features (e.g., UU- and VV-shaped subgap features, asymmetric peaks and peak-dip-hump features) observed in SIN tunneling spectra.

IV.8 1. Two distinct tunneling pseudogaps and peak-dip-hump feature in tunneling spectra

We now consider the model which describes two different mechanisms for quasiparticle tunneling across the SIN junction at the bias voltages V<0V<0 and V>0V>0 applied across the junction and explains the asymmetry of the tunneling current taking into account the different tunneling DOS existing in these cases 158 . The first mechanism describes the S\rightarrowN tunneling processes associated with the dissociation of polaronic Cooper pairs and large polarons at V<0V<0. In this case the Cooper pair dissociates into an electron in a normal metal and a polaron in a polaron band of the high-TcT_{c} cuprate superconductor. This S\rightarrowN tunneling is allowed only at |eV|>ΔF|eV|>\Delta_{F}. The dissociation of large polaron occurs at |eV|>Δp|eV|>\Delta_{p} and the carrier released from the polaronic potential well can tunnel from the quasi-free state into the free states of the normal metal. Such a S\rightarrowN transition gives an additional contribution to the tunneling current. The other mechanism describes the electron tunneling from the normal metal to the BCS-like quasiparticle states in the high-TcT_{c} superconductor at V>0V>0, while the quasi-free states appearing only at the polaron dissociation are absent. Therefore, at V>0V>0 the tunneling current across SIN junction is proportional to the BCS-like DOS given by

DBCS(E,ΔF)={D(εF)|E|E2ΔF2for|E|>ΔF,0for|E|<ΔF,\displaystyle D_{BCS}(E,\Delta_{F})=\left\{\begin{array}[]{ll}D(\varepsilon_{F})\frac{|E|}{\sqrt{E^{2}-\Delta^{2}_{F}}}&\textrm{for}\>|E|>\Delta_{F},\\ 0&\textrm{for}\>|E|<\Delta_{F},\end{array}\right. (74)

In the case V<0V<0, the total current is the sum of two tunneling currents and is proportional to the square of the tunneling matrix element, |M|2|M|^{2} 125 , the DBCS(E,ΔF)D_{BCS}(E,\Delta_{F}) and the quasi-free state DOS. This current flows from high-TcT_{c} cuprate superconductor to normal metal at the dissociation of Cooper pairs and large polarons. In high-TcT_{c} cuprates, the quasi-free carriers appearing at the dissociation of large polarons have the effective mass mm^{*} and energy E=Δp+2k2/2mE=\Delta_{p}+\hbar^{2}k^{2}/2m^{*}. Then the quasi-free state DOS is defined as

Df(E,Δp)={D(εFf)|E|ΔpεFffor|E|>Δp,0for|E|<Δp,\displaystyle D_{f}(E,\Delta_{p})=\left\{\begin{array}[]{ll}D(\varepsilon^{f}_{F})\sqrt{\frac{|E|-\Delta_{p}}{\varepsilon_{F}^{f}}}&\textrm{for}\>|E|>\Delta_{p},\\ 0&\textrm{for}\>|E|<\Delta_{p},\end{array}\right. (77)

where D(εFf)D(\varepsilon^{f}_{F}) is the DOS at the Fermi energy of quasi-free carriers εFf\varepsilon^{f}_{F}, which can be approximated as D(εFf)=1/εFfD(\varepsilon^{f}_{F})=1/\varepsilon^{f}_{F}. For the normal metal, the DOS at the Fermi level is independent of energy EE, i.e., D(E)D(0)D(E)\simeq D(0). Thus, at V>0V>0 the tunneling current from the normal metal to the cuprate superconductor is

INS(V)=C|M|2D(0)D(εF)\displaystyle I_{N\rightarrow S}(V)=C|M|^{2}D(0)D(\varepsilon_{F})
×+|E+eV|(E+eV)2ΔF2[f(E)f(E+eV)]dE\displaystyle\times\int\limits_{-\infty}^{+\infty}\frac{|E+eV|}{\sqrt{(E+eV)^{2}-\Delta^{2}_{F}}}\left[f(E)-f(E+eV)\right]dE
=G(εF)e+|ε|ε2ΔF2[f(εeV)f(ε)]𝑑ε,\displaystyle=\frac{G(\varepsilon_{F})}{e}\int\limits_{-\infty}^{+\infty}\frac{|\varepsilon|}{\sqrt{\varepsilon^{2}-\Delta^{2}_{F}}}\left[f(\varepsilon-eV)-f(\varepsilon)\right]d\varepsilon, (78)

where G(εF)=eC|M|2D(0)D(εF)G(\varepsilon_{F})=eC|M|^{2}D(0)D(\varepsilon_{F}) is the doping-dependent conductance factor, CC is a constant, f(ε)f(\varepsilon) is the Fermi function, ε=E+eV\varepsilon=E+eV. The differential conductance, dINS/dVdI_{N\rightarrow S}/dV is then given by

dINS/dV=G(εF)[A1(ΔT,aV)+A2(ΔT,aV)],\displaystyle dI_{N\rightarrow S}/dV=G(\varepsilon_{F})[A_{1}(\Delta_{T},a_{V})+A_{2}(\Delta_{T},a_{V})], (79)

where

A1(ΔT,aV)=ΔT+yexp[yaV]dyy2ΔT2(exp[yaV]+1)2,\displaystyle A_{1}(\Delta_{T},a_{V})=\int\limits_{\Delta_{T}}^{+\infty}\frac{y\exp[-y-a_{V}]dy}{\sqrt{y^{2}-\Delta_{T}^{2}}(\exp[-y-a_{V}]+1)^{2}},
A2(ΔT,aV)=ΔT+yexp[yaV]dyy2ΔT2(exp[yaV]+1)2,\displaystyle A_{2}(\Delta_{T},a_{V})=\int\limits_{\Delta_{T}}^{+\infty}\frac{y\exp[y-a_{V}]dy}{\sqrt{y^{2}-\Delta_{T}^{2}}(\exp[y-a_{V}]+1)^{2}},

y=ε/kBTy=\varepsilon/k_{B}T, ΔT=ΔF/kBT\Delta_{T}=\Delta_{F}/k_{B}T, aV=eV/kBT.a_{V}=eV/k_{B}T.

At negative bias voltages V<0V<0, two different tunneling processes or currents associated with the Cooper-pair dissociation and the polaron dissociation contribute to the total current (which is a simple sum of two currents described by two independent conductance factors). Therefore, the resulting tunneling current and differential conductance are given by

ISN=G(εF)e{+|ε|dεε2ΔF2[f(ε)f(ε+eV)]\displaystyle I_{S\rightarrow N}=\frac{G(\varepsilon_{F})}{e}\left\{\int\limits_{-\infty}^{+\infty}\frac{|\varepsilon|d\varepsilon}{\sqrt{\varepsilon^{2}-\Delta^{2}_{F}}}[f(\varepsilon)-f(\varepsilon+eV)]\right.
+D(εFf)D(εF)εFf+|ε|Δp[f(ε)f(ε+eV)]dε},\displaystyle\left.+\frac{D(\varepsilon_{F}^{f})}{D(\varepsilon_{F})\sqrt{\varepsilon^{f}_{F}}}\int\limits_{-\infty}^{+\infty}\sqrt{|\varepsilon|-\Delta_{p}}[f(\varepsilon)-f(\varepsilon+eV)]d\varepsilon\right\},

and

dISNdV=G{A1(ΔT,aV)+A2(ΔT,aV)\displaystyle\frac{dI_{S\rightarrow N}}{dV}=G\left\{A_{1}(\Delta_{T},-a_{V})+A_{2}(\Delta_{T},-a_{V})\right.
+aF(T)[B1(Δp,aV)+B2(Δp,aV)]},\displaystyle\left.+a_{F}(T)[B_{1}(\Delta_{p}^{*},a_{V})+B_{2}(\Delta_{p}^{*},a_{V})]\right\}, (81)

where ε=EeV\varepsilon=E-eV,

B1(Δp,aV)=Δp|y|Δpexp[y+aV]dy(exp[y+aV]+1)2,\displaystyle B_{1}(\Delta_{p}^{*},a_{V})=\int\limits_{\Delta_{p}^{*}}^{\infty}\sqrt{|y|-\Delta_{p}^{*}}\frac{\exp[y+a_{V}]dy}{(\exp[y+a_{V}]+1)^{2}},
B2(Δp,aV)=Δp|y|Δpexp[y+aV]dy(exp[y+aV]+1)2,\displaystyle B_{2}(\Delta_{p}^{*},a_{V})=\int\limits_{\Delta_{p}^{*}}^{\infty}\sqrt{|y|-\Delta_{p}^{*}}\frac{\exp[-y+a_{V}]dy}{(\exp[-y+a_{V}]+1)^{2}},
aF(T)=[D(εFf)/D(εF)]kBT/εFf,Δp=Δp/kBT.\displaystyle a_{F}(T)=[D(\varepsilon_{F}^{f})/D(\varepsilon_{F})]\sqrt{k_{B}T/\varepsilon^{f}_{F}},\quad\Delta_{p}^{*}=\Delta_{p}/k_{B}T.
Refer to caption
Figure 16: SIN tunneling conductance, exhibiting UU-shaped feature at low-bias, calculated at T=40T=40 K using the simple model with single ss-wave BCS-like gap ΔF\Delta_{F}=35 meV and single polaronic gap Δp\Delta_{p}=40 meV.

The parameters G(εF)G(\varepsilon_{F}) and aF(T)a_{F}(T) are adjusted to the experimental data. For the case of single polaronic gap Δp\Delta_{p} and single BCS gap ΔF\Delta_{F} the SIN tunneling conductance exhibits a rounded UU-shaped spectral behavior at low bias (Fig. 16) and such a flat subgap conductance would be expected for homogeneous high-TcT_{c} cuprates. We argue that the dip-hump feature and asymmetric peaks (with the higher peak in the negative bias voltage) result from the simple superposition of tunneling conductances associated with the BCS DOS and quasi-free state DOS. In the single-gap model, the experimental gap in the tunneling spectra of high-TcT_{c} cuprates measured as half the energy separating the conductance peaks represents the BCS gap ΔF\Delta_{F}, while the dip-like feature at energy |eV|2ΔF|eV|\sim 2\Delta_{F}, often accompanied by a hump (i.e., almost linearly increasing conductance) at higher energy, is indicative of the presence of polaronic gap Δp\Delta_{p} in their excitation spectrum.

Figure 16 shows clearly that the theoretical tunneling spectra at negative bias just like experimental tunneling conductance curves are characterized by three features: a sharp conductance peak separated from the Fermi level by a BCS-like gap ΔF\Delta_{F} and a broad hump at higher energies, Δp\Delta_{p} separated by a well-defined dip at energy 2ΔF\sim 2\Delta_{F}. The dip-like feature has particular meaning in the present model, being a consequence of the superposition of the quasi-free state DOS (originating from the polaron dissociation) with the slow decrease of the BCS DOS tail. The polaronic pseudogap in underdoped cuprates is larger than the BCS gap (see Sec. III). As a result, the dip-hump feature will be pronounced in the tunneling spectrum of underdoped cuprates. While the dip feature in the tunneling spectrum of overdoped cuprates becomes weaker due to the weakening of the polaronic effect.

IV.9 2. Multiple-gap model and VV-shaped tunneling spectra

The physics of quasiparticle tunneling from the cuprate superconductor to the normal metal and vice versa is essentially influenced by the doping-induced inhomogeneities. Therefore, the inhomogeneous high-TcT_{c} cuprates show very different, asymmetric and more V-shaped spectra with different local tunneling gaps, which might be expected not only within the dd-wave gap model, but also within the ss-wave multiple-gap model. One can expect that the electronic inhomogeneity in high-TcT_{c} cuprates may produce regions with different doping levels and gap amplitudes (ΔF(i)(\Delta_{F}(i) and Δp(i))\Delta_{p}(i)) and a variation in the local DOS. STM and STS experiments on Bi-2212 and other high-TcT_{c} cuprates confirm this conclusion and indicate that the gap inhomogeneity commonly exists in these high-TcT_{c} materials regardless of doping level 127 ; 159 ; 160 . Motivated by these experimental observations, we consider the multiple-gap case and the multi-channel tunneling processes (which contribute to the tunneling current) and generalize the above simple model to the case of inhomogeneous cuprate superconductor, where the Fermi energy, BCS gap, polaronic gap and local DOS in various metallic microregions (or stripes) will be different and denoted by εFi\varepsilon_{Fi}, ΔF(i)\Delta_{F}(i), Δp(i)\Delta_{p}(i), DBCS(E,ΔF(i))D_{BCS}(E,\Delta_{F}(i)) and Df(E,Δp(i))D_{f}(E,\Delta_{p}(i)), respectively (i=1,2,)(i=1,2,...).

For V>0V>0, the tunneling of electrons from the normal metal into these metallic microregions of high-TcT_{c} cuprate superconductor with different BCS DOS DBCS(E,ΔF(i))D_{BCS}(E,\Delta_{F}(i)) takes place and the contribution of the ii-th N\rightarrowS tunneling channel to the total tunneling conductance is given by Eq. (79). In this case the resulting conductance is

dINSdV=iGi[A1i(ΔT(i),aV)+\displaystyle\frac{dI_{N\rightarrow S}}{dV}=\sum_{i}G_{i}[A_{1i}(\Delta_{T}(i),a_{V})+
A2i(ΔT(i),aV)].\displaystyle A_{2i}(\Delta_{T}(i),a_{V})]. (82)

For V<0V<0, the contributions of parallel conduction channels to the S\rightarrowN tunneling current come from various metallic microregions of cuprate superconductors at the dissociation of different polaronic Cooper pairs and large polarons. Therefore, the total current is the sum of tunneling currents flowing from these metallic microregions of cuprate superconductor with different local DOS (DBCS(E,ΔF(i))D_{BCS}(E,\Delta_{F}(i)) and Df(E,Δp(i))D_{f}(E,\Delta_{p}(i))) to the normal metal. The contribution of the ii-th S\rightarrowN tunneling channel into the total tunneling conductance is given by Eq. (IV.8). Then the resulting conductance is

dISNdV=iGi{A1i(ΔT(i),aV)+\displaystyle\frac{dI_{S\rightarrow N}}{dV}=\sum_{i}G_{i}\{A_{1i}(\Delta_{T}(i),-a_{V})+
A2i(ΔT(i),aV)+aFi(T)[B1i(Δp(i),aV)+\displaystyle A_{2i}(\Delta_{T}(i),-a_{V})+a_{Fi}(T)[B_{1i}(\Delta_{p}^{*}(i),a_{V})+
B2i(Δp(i),aV)]}.\displaystyle B_{2i}(\Delta_{p}^{*}(i),a_{V})]\}. (83)

In such a multiple-gap model, the tunneling spectra exhibit a more VV-shaped behavior at low bias, the peak-dip-hump feature at negative bias and the asymmetry of the conductance peaks. The shape of the SIN tunneling spectra between the two conductance peaks tends to be more VV-shaped in the inhomogeneous multiple-gap regions (with different local gap amplitudes ΔF(i)\Delta_{F}(i) and Δp(i)\Delta_{p}(i)) due to the superposition of different BCS tunneling conductances, and more rounded UU-shaped in the homogeneous single gap regions. Indeed, Fang et al. observed such two types of spectra, one nearly VV-shaped in the average- and large-gap regions and the other showing more rounded UU-shaped in the small-gap regions of inhomogeneous Bi-2212 160 . With increasing temperature, the dip and peak on the negative bias side gradually disappear 158 , leaving a feature similar to the hump, while the second conductance peak persists on the positive bias side, as observed in tunneling experiments 127 ; 152 .

IV.10 3. Relation to experiments

The experimental tunneling spectra of the well-studied high-TcT_{c} cuprates Bi-2212 127 ; 160 show the asymmetric and very different V-shaped gaps characterized by the small gaps and sharp well-defined conductance peaks, average gaps and relatively broad conductance peaks, and large gaps and too broad conductance peaks. We now compare our theoretical tunneling spectra calculated using the multiple-gap model with the well-established experimental SIN tunneling data on Bi-2212. The parameters entering into Eqs. (IV.9) and (IV.9) can be varied to fit experimental data. In our analysis we took into account the possible gap inhomogeneity in overdoped, underdoped and strongly underdoped microregions in each sample of Bi-2212. The comparison of the theoretical results with the experimental data on underdoped, slightly underdoped and overdoped Bi-2212 is presented in Fig. 17. We obtained the best fits to the experimental spectra by taking only two or three terms in Eqs. (IV.9) and (IV.9). In this way, we succeeded in fitting almost all of experimental conductance curves by taking two or three (BCS and polaronic) gaps with different gap values. Various V-shaped subgap features, the asymmetric peaks and the dip-hump features, their temperature dependences observed in tunneling spectra of underdoped Bi-2212 (left inset in Fig. 17), slightly underdoped Bi-2212 (right inset in Fig. 17) and overdoped Bi-2212 (main panel in Fig. 17) are adequately reproduced using the multiple-gap model.

Refer to caption
Figure 17: Main panel: SIN tunneling spectrum measured on overdoped Bi-2212 at 43.1 K (dashed line) 161 is fitted by using two-gap model (solid line), with ΔF\Delta_{F}=31 meV (for λp\lambda^{*}_{p}= 0.5298) and 18 meV (for λp\lambda^{*}_{p}= 0.4154); Δp\Delta_{p}= 22 and 15 meV. Left inset: fits of SIN tunneling spectra measured on underdoped Bi-2212 161 by using three-gap model, with Δp\Delta_{p}=50, 30 and 25 meV and the set of gap values ΔF\Delta_{F}=38 meV (for λp\lambda^{*}_{p}= 0.5899), 26 meV (for λp\lambda^{*}_{p}= 0.4866) and 17 meV (for λp\lambda^{*}_{p}= 0.4073) for 46.4 K, ΔF\Delta_{F}= 37.966 meV, 25.7718 meV and 16.1064 meV; for 63.3 K and ΔF\Delta_{F}= 37.874 meV, 25.3622 meV and 14.7637 meV for 76 K. Right inset: fit of SIN tunneling spectrum measured on slightly underdoped Bi-2212 at 50 K 162 by using two gap model, with ΔF\Delta_{F}=36 meV (for λp\lambda^{*}_{p}= 0.5729) and 23 meV (for λp\lambda^{*}_{p}= 0.4694); Δp\Delta_{p}= 71 and 37 meV.

The high energy part of the experimental tunneling spectra on the negative bias side show a broad linewidth which grows almost linearly in energy and the peak-dip separation decreases with overdoping. As can be seen in Fig. 17, the agreement of the theory with the well-known experimental results of Renner et al. 161 and Matsuda et al. 162 is fairly good, though the conductance peak heights in some tunneling spectra of Bi-2212 are somewhat underestimated for the overdoped and slightly underdoped samples. Some difference between the calculated and measured conductance peaks can be due to several reasons such as the quality of the sample surface and tip-sample contact 127 , the influence of experimental conditions on tunneling measurements (e.g., the natural surface contamination 163 ), the local variation of the temperature. Tunneling experiments suggest that there exist different types of SIN tunneling spectra that disagree with each other. For example, the opposite asymmetries and doping dependences of the conductance peaks observed in the SIN tunneling experiments on underdoped and overdoped Bi-2212 164 and the dips seen in some STM and STS tunneling measurements on both bias sides (see 156 ; 157 ) have not been found in other SIN tunneling experiments 127 ; 152 ; 159 ; 160 ; 161 ; 162 . Considering the possible uncertainties in experimental measurements, the multiple-gap model leads even in the cases of overdoped Bi-2212 (at 43.1K) 161 and slightly underdoped Bi-2212 (at 50 K) 162 to reasonable agreement between the calculated conductance curves and the well-established tunneling experimental data (Fig. 17).

Thus, the main aspects of the problem of SIN tunneling are successfully modeled. The proposed new simple and generalized multiple-gap models of quasiparticle tunneling across the SIN junction based on two different mechanisms for tunneling of charge carriers at positive and negative biases provides an adequate description of the tunneling spectra of high-TcT_{c} cuprate superconductors. In particular, these models incorporating effects of the polaronic pseudogap, the combined BCS DOS and quasi-free state DOS at negative bias and the gap inhomogeneity, reproduces well the nearly UU- and VV-shaped features, peak-dip-hump structure and asymmetry of the conductance peaks and their evolution with temperature and doping, as seen in the reliable tunneling spectra of Bi-2212 127 ; 159 ; 160 . Interestingly, the peak, dip and hump feature all move to higher binding energy due to the increasing of the BCS-like pseudogap ΔF\Delta_{F} and the polaronic pseudogap Δp\Delta_{p} with underdoping. Such a shift of the peak, dip and hump position to higher binding energy with underdoping was actually observed both in tunneling experiments 127 and in ARPES experiments 45

The unusually large reduced-gap values 2ΔF(0)/kBTc7222\Delta_{F}(0)/k_{B}T_{c}\simeq 7-22 observed in Bi-2212 127 compared to the BCS value 3.53 give evidence that the BCS-like gap determined by tunneling and ARPES measurements does not close at TcT_{c} and it is not related to the superconducting order parameter. While the peak suppression on the negative bias side near TcT_{c} observed in Bi-2212 is due to a spectral superposition of the tunneling conductances associated with the BCS DOS and quasi-free state DOS (originating from the polaron dissociation). The persistence of the conductance peak on the positive bias side well above TcT_{c} is evidence for the opening of a BCS gap at TT^{*}.

It is clear that the single-particle tunneling spectroscopy and ARPES provide information about the excitation gaps at the Fermi surface but fail to identify the true superconducting order parameter appearing below TcT_{c} in non-BCS cuprate superconductors 165 . Therefore, a prolonged discussion of the origin of unconventional superconductivity in the cuprates on the basis of tunneling and ARPES data has nothing to do with the underlying mechanism of high-TcT_{c} superconductivity; this is because the interpretation of the energy gap observed in tunneling and ARPES experiments both below TcT_{c} and above TcT_{c} 43 ; 127 as the evidence for the evolution of a pairing pseudogap from the superconducting order parameter (gap) of high-TcT_{c} cuprates is misleading speculation.

IV.11 F. Specific heat anomalies of high-TcT_{c} cuprates in the normal state

The existing experimental facts give evidence that the thermodynamic properties, especially specific heat properties of high-TcT_{c} cuprate superconductors are very unusual in many respects, both in the superconducting state and in the normal state. In particular, measurements of the specific heat of LSCO and YBCO give clear evidences for the existence of more or less pronounced BCS-like anomalies somewhat above TcT_{c} or even well above TcT_{c} 33 ; 59 and a linear term at low temperatures 166 . It seems more likely that the linear term in the low-temperature specific heat of high-TcT_{c} cuprates is not an intrinsic property of their superconducting state, but due to the presence of some impurity phases 166 . Loram et al. found 167 that the coefficient of the electronic specific heat γe(T)=Ce(T)/T\gamma_{e}(T)=C_{e}(T)/T in the metallic state of underdoped LSCO and YBCO is no longer constant and shows a broad maximum at some characteristic temperature TT^{*} which is much higher than TcT_{c}. In addition to this anomalous feature of γe(T)\gamma_{e}(T) at TTT\leq T^{*}, the other unexpected and still controversial experimental result is the presence of jump-like anomalies above TcT_{c} in the specific heat spectrum of high-TcT_{c} cuprates 166 . The existence of a BCS-like anomaly in electronic specific heat Ce(T)C_{e}(T) of the unconventional cuprate superconductors at T>TcT^{*}>T_{c} was assumed by some authors 21 ; 33 ; 168 and this conjecture remains still under discussion 169 . While the other researchers attributed the specific heat jump observed in high-TcT_{c} cuprates above TcT_{c} to some kind of phase transition other than the BCS-type phase transition or just simply ignored it. So far, the possible pseudogap effect on Ce(T)C_{e}(T) have not been fully understood. In this subsection we analyze the distinctive specific heat properties of high-TcT_{c} cuprates in the pseudogap regime and try to provide a natural and quantitative explanation for the specific heat anomalies observed above TcT_{c} in these materials using the theoretical framework of a pseudogap scenario discussed in Sec. III. One can assume that the BCS-type Cooper pairing of large polarons would occur in the polaronic band below TT^{*}, while the large polarons localized near the impurities remain impaired. Above TT^{*}, the contributions to Ce(T)C_{e}(T) come from these two types of charge carriers and the normal-state electronic specific heat is determined from the relation

Ce(T>T)=(γe1+γe2)T,\displaystyle C_{e}(T>T^{*})=(\gamma_{e1}+\gamma_{e2})T, (84)

where γei=2π2Dp(εFi)kB2/3=(π2/3)kB2g(εFi)\gamma_{ei}=2\pi^{2}D_{p}(\varepsilon_{Fi})k_{B}^{2}/3=(\pi^{2}/3)k_{B}^{2}g(\varepsilon_{Fi}) (i=1,2), g(εFi)=3Ni/2εFi=3Nfi/2εFig(\varepsilon_{Fi})=3N_{i}/2\varepsilon_{Fi}=3Nf_{i}/2\varepsilon_{Fi} is the density of states at the polaronic Fermi level εFi\varepsilon_{Fi} (including both spin orientations), NiN_{i} is the number of the ii-th type of large polarons, N=N1+N2N=N_{1}+N_{2} is the total number of polaronic carriers in the system , fi=Ni/Nf_{i}=N_{i}/N is the fraction of the ii-th type of large polaronic carriers. For doped cuprates, the coefficient of the linear term in Ce(T>T)C_{e}(T>T^{*}) is defined as

γe=γe1+γe2=π22kB2xNA(f1εF1+f2εF2),\displaystyle\gamma_{e}=\gamma_{e1}+\gamma_{e2}=\frac{\pi^{2}}{2}k_{B}^{2}xN_{A}\left(\frac{f_{1}}{\varepsilon_{F1}}+\frac{f_{2}}{\varepsilon_{F2}}\right), (85)

where the number of CuO2\rm{CuO_{2}} formula unit (or the host lattice atoms) per unit molar volume is equal to the Avogadro number NA=6.02×1023mole1N_{A}=6.02\times 10^{23}mole^{-1}, x=N/NAx=N/N_{A} is the dimensionless carrier concentration or doping level, kBNA=8.314J/moleKk_{B}N_{A}=8.314J/moleK. The important parameters that describe the real experimental situation and the quantitative behavior of Ce(T)C_{e}(T) in doped high-TcT_{c} cuprate superconductors are εFi\varepsilon_{Fi} and fif_{i}. Let us estimate the values of γe\gamma_{e} for LSCO and YBCO. Using the specific values of εFi\varepsilon_{Fi} and fif_{i} in the polaronic band (εF10.15\varepsilon_{F1}\simeq 0.15 eV, f1=0.6f_{1}=0.6) and impurity band (εF2=0.06\varepsilon_{F2}=0.06 eV, f2=0.4f_{2}=0.4), we obtain γe5.67mJ/moleK2\gamma_{e}\simeq 5.67mJ/moleK^{2} at x=0.1x=0.1 for LSCO. The experimental value of γe\gamma_{e} lies in the range (4.97.3)mJ/moleK2(4.9-7.3)mJ/moleK^{2} 170 . For YBa2Cu3O7δ\rm{YBa_{2}Cu_{3}O_{7-\delta}}, the doping level can be determined from the relation 171

x(δ)={(1δ)3for 01δ0.5,(0.5δ)3+0.125for 0.5<1δ1\displaystyle x(\delta)=\left\{\begin{array}[]{ll}(1-\delta)^{3}&\textrm{for}\>0\leq 1-\delta\leq 0.5,\\ (0.5-\delta)^{3}+0.125&\textrm{for}\>0.5<1-\delta\leq 1\end{array}\right. (88)

from which it follows that x(δ=0.115)0.182x(\delta=0.115)\simeq 0.182. By taking εF1=0.20\varepsilon_{F1}=0.20 eV, εF2=0.1\varepsilon_{F2}=0.1 eV, f1=0.6f_{1}=0.6 and f1=0.4f_{1}=0.4 for YBCO, we find γe4.65mJ/moleK2\gamma_{e}\simeq 4.65mJ/moleK^{2}. This value of γe\gamma_{e} is well consistent with the experimental data γe4.34.9mJ/moleK2\gamma_{e}\simeq 4.3-4.9mJ/{moleK^{2}} 172

Below TT^{*}, three contributions to Ce(T)C_{e}(T) come from: (i) the Bogoliubov-like quasiparticles appearing at the dissociation (excitation) of Cooper pairs in the polaronic band, (ii) the unpaired polarons in the impurity band, and (iii) the ideal Bose-gas of incoherent Cooper pairs. The contribution to Ce(T)C_{e}(T) coming from the Bogoliubov-like quasiparticles is determined from the relation.

Ce1(T<T)=g(εF1)kBT20εAf(E)(1f(E))×\displaystyle C_{e1}(T<T^{*})=\frac{g(\varepsilon_{F1})}{k_{B}T^{2}}\int\limits_{0}^{\varepsilon_{A}}f(E)(1-f(E))\times
×[E2(ξ)T2dΔF2(T)dT]dξ,\displaystyle\times\left[E^{2}(\xi)-\frac{T}{2}\frac{d\Delta_{F}^{2}(T)}{dT}\right]d\xi, (89)

where g(εF1)=3NAxf1/2εF1{g(\varepsilon_{F1})}={3N_{A}xf_{1}/2\varepsilon_{F1}}, f(E)=[eE/kBT+1]1f(E)=\left[e^{E/k_{B}T}+1\right]^{-1}.

The energy of an ideal Bose-gas below the BEC temperature TBECT_{BEC} is given by 173

U=0.77nckBT(T/TBEC)3/2,\displaystyle U=0.77n_{c}k_{B}T(T/T_{BEC})^{3/2}, (90)

where ncn_{c} is the number of Bose particles. The specific heat of such a Bose-gas of incoherent Cooper pairs is determined from the relation

Ce3(T<T)=dUdT=1.925kBnc(T/TBEC)3/2.\displaystyle C_{e3}(T<T^{*})=\frac{dU}{dT}=1.925k_{B}n_{c}\left(T/T_{BEC}\right)^{3/2}. (91)

Then the total electronic specific heat below TT^{*} is given by

Ce(T<T)=Ce1(T)+Ce2(T)+Ce3(T),\displaystyle C_{e}(T<T^{*})=C_{e1}(T)+C_{e2}(T)+C_{e3}(T), (92)

where Ce2(T<T)=(π2/3)kB2g(εF2)TC_{e2}(T<T^{*})=(\pi^{2}/3)k^{2}_{B}g(\varepsilon_{F2})T, g(εF2)=3NAxf2/2εF2g(\varepsilon_{F2})=3N_{A}xf_{2}/2\varepsilon_{F2}.

The BCS-like gap, ΔF(T)\Delta_{F}(T) appearing below TT^{*} is determined from Eq. (36). In order to calculate the derivative of ΔF2(T)\Delta^{2}_{F}(T) with respect to TT this BCS-like gap just below TT^{*} may be defined as 169

ΔF(T)3.06kBT1T/T,\displaystyle\Delta_{F}(T)\simeq 3.06k_{B}T^{*}\sqrt{1-T/T^{*}}, (93)

which turns out to be a good approximation only in the narrow temperature range 0.9T<TT0.9T^{*}<T\leq T^{*}. So, if we want a more accurate approximation to find dΔF2(T)/dTd\Delta^{2}_{F}(T)/dT in a wide temperature range below TT^{*}, then we can use a more accurate analytical expression (61) for ΔF(T)\Delta_{F}(T). As can be seen in Fig. 18, the expression (61) is the best approximation to the BCS-like gap equation not only just below TT^{*} but also far below TT^{*}.

Refer to caption
Figure 18: The BCS-like gap ΔF\Delta_{F} calculated as a function of the reduced temperature T/TT/T^{*} using the expressions (36) (open circles) at λp=0.57\lambda^{*}_{p}=0.57 and T=100T^{*}=100K, the expression (61) (solid line 1) at T=100T^{*}=100K and the expression (93) (solid line 2) at T=100T^{*}=100K.

The number of incoherent Cooper pairs NcN_{c} and their BEC temperature are determined from the relations

nc=14g(εF1)εAεA[1ξE]eE/kBTeE/kBT+1𝑑ξ,\displaystyle n_{c}=\frac{1}{4}g(\varepsilon_{F1})\int\limits_{-\varepsilon_{A}}^{\varepsilon_{A}}\left[1-\frac{\xi}{E}\right]\frac{e^{E/k_{B}T}}{e^{E/k_{B}T}+1}d\xi, (94)

and

TBEC=3.312nc2/3kBmc,\displaystyle T_{BEC}=\frac{3.31\hbar^{2}n_{c}^{2/3}}{k_{B}m_{c}}, (95)

where mc=2mpm_{c}=2m_{p} is the mass of polaronic Cooper pairs, εF1>εA>0.1\varepsilon_{F1}>\varepsilon_{A}>0.1 eV, mp2mem_{p}\simeq 2m_{e} 89 .

Numerical calculations of ncn_{c} and TBECT_{BEC} show that just below TT^{*} the value of TBECT_{BEC} is very close to TT^{*} (i.e., TBECTT_{BEC}\gtrsim T^{*}), but somewhat below TT^{*}, TBEC>>TT_{BEC}>>T^{*}. We emphasize that the calculated results for Ce(TT)C_{e}(T\leq T^{*}) and Ce(T>T)C_{e}(T>T^{*}) depend sensitively on details of the distribution of polaronic carriers between the polaronic band and the impurity band through the variation of both εFi\varepsilon_{Fi} and fif_{i}. Actually, the behavior of Ce(T)C_{e}(T) is sensitive to the choice of the parameters εFi\varepsilon_{Fi}, fif_{i}, xx and leads us to conclude that self-consistent calculations which take into account changes in the distribution of relevant charge carriers between the polaronic band and the impurity band should be used in comparing with experiment. For doped high-TcT_{c} cuprates, the observed temperature dependence of CeC_{e} can be obtained by a more appropriate choice and a careful examining of the relevant fitting parameters. Such a fit is essential for matching the theory with the experiments on Ce(T)C_{e}(T) in various high-TcT_{c} cuprates. The competition between the pseudogap and impurity effects on Ce(T)C_{e}(T) determines the shape and size of the possible BCS-type jumps of Ce(T)C_{e}(T) above TcT_{c} in underdoped to optimally doped high-TcT_{c} cuprates.

Refer to caption
Figure 19: Electronic specific heat of LSCO with doping level x=0.10x=0.10 (solid line) calculated as a function of the reduced temperature T/TT/T^{*} below T=98KT^{*}=98K using the fitting parameters εF10.1684\varepsilon_{F1}\simeq 0.1684 eV, εF20.0365\varepsilon_{F2}\simeq 0.0365 eV, f1=0.59f_{1}=0.59, f2=0.41f_{2}=0.41 and compared with experimental data for LSCO with doping level x=0.10x=0.10 (dotted line) 33 .

When the BCS-type contribution to Ce(T<T)C_{e}(T<T^{*}) coming from the excited Fermi-components of Cooper pairs and from the bosonic Cooper pairs predominates over the contribution coming from the unpaired carriers in the impurity band, the pronounced BCS-type anomaly of Ce(T)C_{e}(T) is expected at TT^{*}. However, the situation changes markedly if the impurity contribution dominates the BCS-type contribution and the contribution of bosonic Cooper pairs to Ce(T)C_{e}(T). In this case the jumps of Ce(T)C_{e}(T) above TcT_{c} will be largely modified (i.e., strongly depressed) by the relatively large impurity contribution to the Ce(T)C_{e}(T) and become less pronounced BCS-type anomalies, as observed in experiments 33 ; 174 . Theoretical results obtained for Ce(TT)C_{e}(T\leq T^{*}), which are compared with the experimental data on the electronic specific heat reported by Oda’s group for LSCO, are presented in Fig. 19 for the temperature region 0.6T<T1.2T0.6T^{*}<T\leq 1.2T^{*}. Note that the observed behavior of Ce(T)C_{e}(T) closely resembles the calculated results for TTT\leq T^{*} and T>TT>T^{*}, shown in Fig. 19. It follows from the experimental data (see smeared regions between dotted lines in Fig. 19) that the spread of the values of Ce(T)C_{e}(T) are large enough. Nevertheless, there is more or less pronounced BCS-type jump in Ce(T)C_{e}(T) close to TT^{*} in LSCO. As seen in Fig. 19, the jump of Ce(T)C_{e}(T) near TT^{*} is similar, in both shape and size, to the step-like BCS anomaly, which is observed in high-TcT_{c} cuprates above TcT_{c} 33 ; 60 . The specific heat anomaly in the 200240200-240 K temperature range, discovered by Fossheim et al. in an YBCO mono-crystal 59 was ascribed to some cause other than that related to the Cooper-pair formation.

However, we argue that this normal-state specific heat anomaly observed also near 220K220K by other authors (for a review, see Ref. 166 ) in YBCO might be a BCS-type anomaly of Ce(T)C_{e}(T) around T220KT^{*}\simeq 220K. Dunlap et al. 174 also reported the existence of a phase transition in LSCO at T80KT^{*}\approx 80K, which is probably associated with a BCS-type transition at the pseudogap formation temperature. While Loram et al. argued 167 that there is no such a phase transition in the normal state of high-TcT_{c} cuprates. But they have found that γe\gamma_{e} is insensitive to TT above the characteristic pseudogap temperature TT^{*} and decreases rapidly below TT^{*} just like in BCS-like theory.

Thus, considering the possible noises or errors in experiments and large enough spread of experimental points (e.g., in Fig. 19), our calculated results for Ce(T)C_{e}(T) are in fair quantitative agreement with the experimental data on Ce(T)C_{e}(T) for high-TcT_{c} cuprates. In particular, the fitting curve Ce(T)C_{e}(T) in Fig. 19 lies within the experimental noises and is therefore acceptable. Although, at first glance some experimental data on Ce(T)C_{e}(T) do not seem to exhibit significant jump-like anomalies above TcT_{c} at all, but closer inspection, reveals breaks of the slope of Ce(T)C_{e}(T) or Ce(T)/TC_{e}(T)/T at various temperatures T>TcT>T_{c} in high-temperature cuprates. We therefore may assume that there are BCS-type phase transitions at the breaks of the slope of Ce(T)C_{e}(T) at T=TbreakT^{*}=T_{break} in the cuprates. From the above considerations, it follows that the expected BCS-type jumps of the electronic specific heat of high-TcT_{c} cuprate superconductors at T>TcT^{*}>T_{c} are often buried within the noises and observed as the less pronounced jumps due to the impurity and sample inhomogeneity effects.

IV.12 G. Polaronic isotope effects on the pseudogap formation temperature in high-TcT_{c} cuprates

The experimental observations of the isotope effects on the pseudogap formation temperature TT^{*} in high-TcT_{c} cuprates 46 ; 175 ; 176 also reflect the fact that the precursor Cooper pairing persists above TcT_{c}. The oxygen and copper isotope effects on TT^{*} strongly indicate that the unconventional electron-lattice interactions are involved in the formation of the pseudogap state in these polar materials. The polaronic effect leads to the possibility of observing an unusual isotopic dependence of the Cooper pairing temperature TT^{*}. Actually, the polaronic nature of charge carriers in high-TcT_{c} cuprates provides a novel isotope effect due to the dependence of mpm_{p} on the ionic mass MM.

The polaronic effects may change significantly the simple BCS picture and lead to the novel isotope effects on TT^{*}. In the large polaron theory, mpm_{p}, EpE_{p} and εF\varepsilon_{F} depend on the Fröhlich-type electron-phonon coupling constant αF\alpha_{F} which in turn depends on the masses M(=MOM(=M_{O} or MCu)M_{Cu}) and M(=MCuM^{{}^{\prime}}(=M_{Cu} or MO)M_{O}) of the oxygen O and copper Cu\rm{Cu} atoms in cuprates:

αF=e22ω0[1ε1ε0](2mω0)1/2,\displaystyle\alpha_{F}=\frac{e^{2}}{2\hbar\omega_{0}}\left[\frac{1}{\varepsilon_{\infty}}-\frac{1}{\varepsilon_{0}}\right]\left(\frac{2m\omega_{0}}{\hbar}\right)^{1/2}, (96)

where ω0(2κ(1M+1M))1/2\omega_{0}\simeq\left(2\kappa\left(\frac{1}{M}+\frac{1}{M^{{}^{\prime}}}\right)\right)^{1/2}, κ\kappa is a force constant of the lattice, mm is the mass of the undressed carrier in a rigid lattice (i.e. in the absence of the electron-phonon interaction). In the intermediate electron-phonon coupling regime the mass and binding energy of a large polaron are given by 177

mp=m(1+αF/6)\displaystyle m_{p}=m(1+\alpha_{F}/6) (97)

and

Ep=αFω0.\displaystyle E_{p}=\alpha_{F}\hbar\omega_{0}. (98)

The exponent of the isotope effect on the pseudogap formation temperature TT^{*} is defined as

αT=dlnTdlnM.\displaystyle\alpha_{T^{*}}=-\frac{d\ln{T^{*}}}{d\ln{M}}. (99)

Using Eqs. (45), (97) and (98), we find that Eqs. (47) (at λp0.5\lambda_{p}\lesssim 0.5 and C=1.134C^{*}=1.134) and (99), become

kBT=1.134Aμ1/4(1+aμ1/4)exp[1/λp(μ)],\displaystyle k_{B}T^{*}=1.134A^{*}\mu^{-1/4}\left(1+a^{*}\mu^{-1/4}\right)\exp\left[-1/\lambda_{p}^{*}(\mu)\right],

and

αT\displaystyle\alpha_{T^{*}} =\displaystyle= 14(1+M/M){1+aμ1/41+aμ1/41(λl(μ))2\displaystyle\frac{1}{4(1+M/M^{{}^{\prime}})}\left\{1+\frac{a^{*}\mu^{-1/4}}{1+a^{*}\mu^{-1/4}}-\frac{1}{(\lambda_{l}^{*}(\mu))^{2}}\right. (101)
×(λphbμ1/4λcbμ1/4Uc(μ)+λc2(1+bμ1/4)Uc2(μ)\displaystyle\left.\times\left(\lambda_{ph}b^{*}\mu^{1/4}-\frac{\lambda_{c}b^{*}\mu^{1/4}}{U_{c}(\mu)}+\frac{\lambda_{c}^{2}(1+b^{*}\mu^{1/4})}{U^{2}_{c}(\mu)}\right.\right.
×[bμ1/4lnB(μ)\displaystyle\left.\left.\times\left[b^{*}\mu^{1/4}\ln{B^{*}(\mu)}\right.\right.\right.
+(1+bμ1/4)(1+aμ1/41+aμ1/4)])},\displaystyle\left.\left.\left.+(1+b^{*}\mu^{1/4})\left(1+\frac{a^{*}\mu^{-1/4}}{1+a^{*}\mu^{-1/4}}\right)\right]\right)\right\},

where λp(μ)=λph(1+bμ1/4)λc(1+bμ1/4)/Uc(μ)\lambda_{p}^{*}(\mu)=\lambda_{ph}(1+b^{*}\mu^{1/4})-\lambda_{c}(1+b^{*}\mu^{1/4})/U_{c}(\mu), Uc(μ)=1+λc(1+bμ1/4)lnB(μ)U_{c}(\mu)=1+\lambda_{c}(1+b^{*}\mu^{1/4})\ln{B^{*}(\mu)}, λph=[2m/2(3π2n)2/3]Vph\lambda_{ph}=\left[2m/\hbar^{2}(3\pi^{2}n)^{2/3}\right]V_{ph}, λc=[2m/2(3π2n)2/3]Vc\lambda_{c}=\left[2m/\hbar^{2}(3\pi^{2}n)^{2/3}\right]V_{c}, B(μ)=εF/Aμ1/4(1+aμ1/4)B^{*}(\mu)=\varepsilon_{F}/A^{*}\mu^{-1/4}\left(1+a^{*}\mu^{-1/4}\right), A=e2ε~m2(2k)1/4A^{*}=\frac{e^{2}}{\tilde{\varepsilon}}\sqrt{\frac{m}{2\hbar}}(2k)^{1/4}, a=ε~2m(2κ)1/4/e2a^{*}=\hbar\tilde{\varepsilon}\sqrt{\frac{2\hbar}{m}}(2\kappa)^{1/4}/e^{2}, b=1/6ab^{*}=1/6a^{*}, μ=MM/(M+M)\mu=MM^{{}^{\prime}}/(M+M^{{}^{\prime}}) is the reduced mass of ions.

Some experiments showed that the oxygen and copper isotope effects on the pseudogap temperature TT^{*} in Y\rm{Y}- and La\rm{La}- based cuprates are absent or very small 178 ; 179 ; 180 and sizable 179 ; 181 . While other experiments revealed a huge oxygen isotope effect on the charge ordering (CO) temperature TCOT_{CO} in LSCO 182 (where the pseudogap formation temperature TT^{*} is identified with TCOT_{CO}) and the large negative oxygen and copper isotope effects on TT^{*} in Ho\rm{Ho}-based cuprates 179 ; 183 . The oxygen isotope effect on TT^{*} observed in high-TcT_{c} cuprates is turned out to be unusual and, most interestingly, sign reversed, while the copper isotope effect in the HoBa2Cu4O8\rm{HoBa_{2}Cu_{4}O_{8}} system is much larger than the oxygen isotope effect. These and other observations 176 suggest that the unconventional electron-phonon interactions and polaronic effects play an important role in high-TcT_{c} cuprates and could be the origin of the unusual isotope effect. Below, we will show that Eqs. (IV.12) and (101) predict the existence of such a novel isotope effect on TT^{*} observed in various high-TcT_{c} cuprates.

Note that the expression for αT\alpha_{T^{*}}, Eq.(101) contains not only the electron-phonon coupling constant λph\lambda_{ph} and Coulomb parameter λc\lambda_{c}, but also the effective BCS-like coupling constant λp(μ)\lambda^{*}_{p}(\mu), carrier concentration nn and parameters (ε~\tilde{\varepsilon}, κ\kappa, MM, MM^{\prime} and μ\mu) of the cuprates. With Eqs. (IV.12) and (101) one can explain the specific features of both the oxygen isotope effect (evaluating Eq. (101) at M=MOM=M_{O} and M=MCuM^{\prime}=M_{Cu}) and the copper isotope effect (evaluating Eq. (101) at M=MCuM=M_{Cu} and M=MOM^{\prime}=M_{O}) in cuprates. These equations allow us to calculate the pseudogap formation temperatures TT^{*} and the exponents αTO\alpha^{O}_{T^{*}} and αTCu\alpha^{Cu}_{T^{*}} of the oxygen and copper isotope effects on TT^{*}. For the cuprates, we will use the experimental values of dielectric constants ε=35\varepsilon_{\infty}=3-5 and ε0=2250\varepsilon_{0}=22-50 presented in Refs. 76 ; 89 to determine the possible values of ε~\tilde{\varepsilon}. By using the well-established experimental values of ε=35\varepsilon_{\infty}=3-5 and ε0=2230\varepsilon_{0}=22-30 76 ; 89 , we find ε~=3.336.47\tilde{\varepsilon}=3.33-6.47. After that, inserting the values of ε~\tilde{\varepsilon} into Eqs. (IV.12) and (101), we calculate the pseudogap formation temperatures TT^{*} and the oxygen and copper isotope exponents αTO\alpha^{O}_{T^{*}} and αTCu\alpha^{Cu}_{T^{*}}, which are then compared to their measured values in various high-TcT_{c} cuprates. In our numerical calculations, we also take mmem\simeq m_{e} 89 and ω0=0.040.07\hbar\omega_{0}=0.04-0.07 eV 81 ; 89 . Then we obtain αF=2.155.54\alpha_{F}=2.15-5.54 (which correspond to the intermediate electron-phonon coupling regime). The lnB(μ)\ln{B^{*}(\mu)} entering into the expressions for TT^{*} and αT\alpha_{T^{*}} will be small, so that the Coulomb pseudopotential V~c\tilde{V}_{c} is of the order of bare Coulomb potential VcV_{c}. Although the expressions for the pseudogap formation temperature TT^{*} and the isotope exponent αT\alpha_{T^{*}} depend on various parameters, part of these parameters (mm, MM, MM^{\prime}, μ\mu, ε~\tilde{\varepsilon} and κ\kappa) have been previously determined experimentally and are not entirely free (fitting) parameters for the considered high-TcT_{c} cuprates (e.g., κ\kappa is fixed at the value estimated for the oxygen and copper unsubstituted compound using the value of ω0=0.05\hbar\omega_{0}=0.05 eV). Therefore, only some parameters ε~\tilde{\varepsilon}, nn, VphV_{ph} and VcV_{c} should have different values in different samples of high-TcT_{c} cuprates. These parameters can be examined for specific input parameters TT^{*} and αT\alpha_{T^{*}}. For the given ionic masses MM and MM^{\prime}, Eqs. (IV.12) and (101) have to be solved simultaneously and self-consistently to determine TT^{*} and the isotope effect on TT^{*}. Then, replacing in these equations the oxygen ion mass O16{}^{16}\rm{O} by its isotope O18{}^{18}\rm{O} mass and keeping all other parameters identical to the case O16{}^{16}\rm{O}, TT^{*} is calculated again and the isotope shift ΔT=T(18O)T(16O)\Delta T^{*}=T^{*}(^{18}O)-T^{*}(^{16}O) is calculated for O1618O{}^{16}\rm{O}\longrightarrow^{18}\rm{O} substitution. The isotope shift ΔT=T(65Cu)T(63Cu)\Delta T^{*}=T^{*}(^{65}Cu)-T^{*}(^{63}Cu) is calculated in the same manner for Cu6365Cu{}^{63}\rm{Cu}\longrightarrow^{65}\rm{Cu} substitution. The results of numerical calculations of TT^{*} and αT\alpha_{T^{*}} at different values of ε~\tilde{\varepsilon}, nn, λph\lambda_{ph} and λc\lambda_{c} are shown in Figs. 20-23.

Our results provide a consistent picture of the existence of pseudogap crossover temperatures TT^{*} above TcT_{c} and various isotope effects on TT^{*} in high-TcT_{c} cuprates. They explain why the small positive or even sign reversed (see Fig. 20) and very large negative (see Figs. 21 and 22) oxygen isotope effects and the large negative and negligible (Fig. 23) copper isotope effects on TT^{*} are observed in various experiments. The values of λp\lambda_{p}^{*} varies from 0.3 to 0.5 and TT^{*} increases with decreasing nn. The existing experimental data on TT^{*} and αT\alpha_{T^{*}} for YBa2Cu4O8\rm{YBa_{2}Cu_{4}O_{8}}, HoBa2Cu4O8\rm{HoBa_{2}Cu_{4}O_{8}} and La1.96xSrxHo0.04CuO4\rm{La_{1.96-x}Sr_{x}Ho_{0.04}CuO_{4}} could be fitted with an excellent agreement using Eqs. (IV.12) and (101), and adjusting the parameters ε~\tilde{\varepsilon}, nn, λph\lambda_{ph} and λc\lambda_{c} for each cuprate superconductor. One can assume that in YBa2Cu4O8\rm{YBa_{2}Cu_{4}O_{8}} and HoBa2Cu4O8\rm{HoBa_{2}Cu_{4}O_{8}} the optimally doped level corresponds to the value n0.9×1021cm3n\geq 0.9\times 10^{21}\rm{cm^{-3}}. Provided n=0.925×1021cm3n=0.925\times 10^{21}\rm{cm^{-3}}, ε~=4.7154.905\tilde{\varepsilon}=4.715-4.905, Vph0.10V_{ph}\simeq 0.10 eV and Vc0.025V_{c}\simeq 0.025 eV, one can see that T=150161KT^{*}=150-161K and αTO\alpha^{O}_{T^{*}} is very small (i.e., αTO=(0.00310.0069)<0.01\alpha^{O}_{T^{*}}=(0.0031-0.0069)<0.01), which are consistent with the experimental data of Refs. 178 ; 180 for YBa2Cu4O8\rm{YBa_{2}Cu_{4}O_{8}}. Further, using other sets of parameters n=0.93×1021cm3n=0.93\times 10^{21}\rm{cm^{-3}}, ε~=6.0876.389\tilde{\varepsilon}=6.087-6.389, Vph0.1188V_{ph}\simeq 0.1188 eV and Vc=0.0313V_{c}=0.0313 eV, we obtain T150KT^{*}\approx 150K and αTO0.0530.059\alpha^{O}_{T^{*}}\simeq 0.053-0.059 (Fig. 20), which are in fair agreement with the measured values: T=150KT^{*}=150K and αTO=0.0520.061\alpha^{O}_{T^{*}}=0.052-0.061 for YBa2Cu4O8\rm{YBa_{2}Cu_{4}O_{8}} (with Tc=81KT_{c}=81K) 181 . Figure 20 illustrates the predicted behaviors of αTO\alpha^{O}_{T^{*}} as a function of ε~\tilde{\varepsilon} and we see that αTO\alpha^{O}_{T^{*}} is small and may become negative with decreasing ε~\tilde{\varepsilon} and the difference VphVcV_{ph}-V_{c}. Relatively strong electron-phonon and Coulomb interactions change the picture significantly and cause αTO\alpha^{O}_{T^{*}} to decrease rapidly with decreasing ε~\tilde{\varepsilon} (Fig. 21) or increasing nn (Fig. 22). In this case the value of αTO\alpha^{O}_{T^{*}} is negative and becomes very large negative with decreasing ε~\tilde{\varepsilon}. The pictures shown in Figs. 21 and 22 are likely realized in some cuprates (which exhibit a large negative isotope exponent αTO\alpha^{O}_{T^{*}}) and explain another important puzzle of the cuprates 183 : the huge oxygen isotope effect on TT^{*} observed in HoBa2Cu4O8\rm{HoBa_{2}Cu_{4}O_{8}}, whose characteristic pseudogap temperature TT^{*} increases significantly upon replacing O16\rm{{}^{16}O} by O18\rm{{}^{18}O}.

Refer to caption
Figure 20: Variation of αTO\alpha^{O}_{T^{*}} as a function of ε~\tilde{\varepsilon} for two sets of parameters: (1) Vph=0.1175V_{ph}=0.1175 eV, Vc=0.0313V_{c}=0.0313 eV, n=0.89×1021cm3n=0.89\times 10^{21}\rm{cm^{-3}} and (2) Vph=0.1188V_{ph}=0.1188 eV, Vc=0.0313V_{c}=0.0313 eV, n=0.93×1021cm3n=0.93\times 10^{21}\rm{cm^{-3}}.
Refer to caption
Figure 21: The dependence of αTO\alpha^{O}_{T^{*}} on ε~\tilde{\varepsilon} for Vph=0.296V_{ph}=0.296 eV, Vc=0.208V_{c}=0.208 eV and n=0.9×1021cm3n=0.9\times 10^{21}\rm{cm^{-3}}.
Refer to caption
Figure 22: The doping dependence of αTO\alpha^{O}_{T^{*}} (main panel) and λp(μ)\lambda_{p}^{*}(\mu) (inset) for Vph=0.296V_{ph}=0.296 eV, Vc=0.208V_{c}=0.208 eV and ε~=4.109\tilde{\varepsilon}=4.109.
Refer to caption
Figure 23: The dependence of αTCu\alpha^{Cu}_{T^{*}} on ε~\tilde{\varepsilon} for Vph=0.616V_{ph}=0.616 eV, Vc=0.316V_{c}=0.316 eV and n=0.9×1021cm3n=0.9\times 10^{21}\rm{cm^{-3}}.

Indeed, with fitting parameters, n=0.9×1021cm3n=0.9\times 10^{21}\rm{cm^{-3}}, ε~4.109\tilde{\varepsilon}\simeq 4.109, Vph=0.296V_{ph}=0.296 eV and Vc=0.208V_{c}=0.208 eV, one can explain the observed experimental data of Ref. 183 . In this case, we obtain T(16O)170KT^{*}(^{16}O)\simeq 170K, T(18O)220KT^{*}(^{18}O)\simeq 220K, ΔTO=T(18O)T(16O)50K\Delta T_{O}^{*}=T^{*}(^{18}O)-T^{*}(^{16}O)\simeq 50K and αTO2.53\alpha^{O}_{T^{*}}\simeq-2.53, which are in remarkably good agreement with the experimental data T(16O)170KT^{*}(^{16}O)\simeq 170K, T(18O)220KT^{*}(^{18}O)\simeq 220K, ΔTO50K\Delta T_{O}^{*}\simeq 50K and αTO2.2±0.6\alpha^{O}_{T^{*}}\simeq-2.2\pm 0.6 183 . We have also performed similar calculations for the copper isotope effect on TT^{*} in slightly underdoped HoBa2Cu4O8\rm{HoBa_{2}Cu_{4}O_{8}} and for the oxygen and copper isotope effects on TT^{*} in optimally doped La1.81Ho0.04Sr0.15CuO4\rm{La_{1.81}Ho_{0.04}Sr_{0.15}CuO_{4}}. Figure 23 shows the predicted behaviors of αTCu\alpha_{T^{*}}^{Cu} as a function of ε~\tilde{\varepsilon}.

By taking n=0.9×1021cm3n=0.9\times 10^{21}\rm{cm^{-3}}, ε~=3.334\tilde{\varepsilon}=3.334, Vph=0.616V_{ph}=0.616 eV, Vc=0.316V_{c}=0.316 eV for HoBa2Cu4O8\rm{HoBa_{2}Cu_{4}O_{8}}, we find T(63Cu)160KT^{*}(^{63}Cu)\simeq 160K, T(65Cu)184.6KT^{*}(^{65}Cu)\simeq 184.6K, ΔTCu=T(65Cu)T(63Cu)25K\Delta T_{Cu}^{*}=T^{*}(^{65}Cu)-T^{*}(^{63}Cu)\approx 25K and αTCu4.86\alpha_{T^{*}}^{Cu}\simeq-4.86 in accordance with experimental findings T(63Cu)160KT^{*}(^{63}Cu)\approx 160K, T(65Cu)185KT^{*}(^{65}Cu)\approx 185K and αTCu4.9\alpha_{T^{*}}^{Cu}\simeq-4.9 184 . In the orthorhombic La2xSrxCuO4\rm{La_{2-x}Sr_{x}CuO_{4}} the optimally doped level (x0.15x\simeq 0.15) corresponds to the value n=0.8×1021cm3n=0.8\times 10^{21}\rm{cm^{-3}}. By taking ε~=4\tilde{\varepsilon}=4, Vph=0.157V_{ph}=0.157 eV and Vc=0.104V_{c}=0.104 eV for La1.81Ho0.04Sr0.15CuO4\rm{La_{1.81}Ho_{0.04}Sr_{0.15}CuO_{4}}, we obtained T(16O)=T(63Cu)60KT^{*}(^{16}O)=T^{*}(^{63}Cu)\simeq 60K, T(18O)70KT^{*}(^{18}O)\simeq 70K, ΔTO10K\Delta T^{*}_{O}\simeq 10K, T(65Cu)60.53KT^{*}(^{65}{Cu})\simeq 60.53K; ΔTCu0.53K\Delta T_{Cu}^{*}\simeq 0.53K, which agree fairly well with the experimental data of Ref. 179 . Further, using other fitting parameters n=0.67×1021cm3n=0.67\times 10^{21}\rm{cm^{-3}}, ε~=4.08\tilde{\varepsilon}=4.08, Vph=0.178V_{ph}=0.178 eV, Vc=0.124V_{c}=0.124 eV and n=1.1×1021cm3n=1.1\times 10^{21}\rm{cm^{-3}}, ε~=3\tilde{\varepsilon}=3, Vph=0.124V_{ph}=0.124 eV, Vc=0.069V_{c}=0.069 eV for moderately underdoped and overdoped systems La1.96xSrxHo0.04CuO4\rm{La_{1.96-x}Sr_{x}Ho_{0.04}CuO_{4}} (with x=0.11x=0.11 and x=0.20x=0.20), we found T(16O)80KT^{*}(^{16}O)\simeq 80K, T(18O)100KT^{*}(^{18}O)\simeq 100K, ΔTO20K\Delta T_{O}^{*}\simeq 20K and T(16O)50KT^{*}(^{16}O)\simeq 50K, T(18O)54.61KT^{*}(^{18}O)\simeq 54.61K, ΔTO4.61K\Delta T_{O}^{*}\simeq 4.61K for these La\rm{La}-based compounds with x=0.11x=0.11 and x=0.20x=0.20, respectively. These results are in good quantitative agreement with the experimental results reported in Ref. 185 for La1.96xSrxHo0.04CuO4\rm{La_{1.96-x}Sr_{x}Ho_{0.04}CuO_{4}}, in which upon oxygen substitution (18O vs 16O), TT^{*} is shifted upwards by 20 and 5 K for x=0.11x=0.11 and x=0.20x=0.20, respectively.

Thus, our results for TT^{*}, isotope shifts ΔT\Delta T^{*} and exponents (αTO\alpha_{T^{*}}^{O} and αTCu\alpha_{T*}^{Cu}) in different classes of high-TcT_{c} cuprates are in good agreement with the existing well-established experimental data and explain the controversy between various experiments 178 ; 180 ; 181 on isotope effects for TT^{*} in the cuprates.

V v. Pseudogap phenomena in other unconventional superconductors and superfluids

When the strength of the attractive interaction between fermionic quasiparticles becomes sufficiently strong, the Cooper-like pairing of such quasiparticles can occur at a higher temperature TT^{*} than the TcT_{c} not only in high-TcT_{c} cuprates but also in other unconventional superconductors and superfluids. Therefore, the idea of a normal state gap in high-TcT_{c} cuprates might be extended in other exotic systems. In particular, the normal state of organic and heavy-fermion superconductors exhibits a pseudogap behavior above TcT_{c} and is different from the normal state of conventional BCS superconductors 24 ; 186 . Below TcT_{c}, the behaviors of these superconductors and superfluid 3He are also similar to that of high-TcT_{c} cuprates. Actually, the BCS-like energy gap in unconventional superconductors and superfluid 3He differs from the superconducting/superfluid order parameter and persists above TcT_{c}.

V.1 A. Pseudogap state in organic superconductors

One can assume that the ground state of charge carriers in organic materials just like in high-TcT_{c} cuprates is a self-trapped state (polaronic state) with appreciable lattice distortion when the carrier-phonon interaction is strong enough 187 ; 188 . The carrier self-trapping leads to a narrowing of the conduction band and the Cooper-like pairing of polaronic carriers may be considered in the momentum space as in BCS-like theory presented in section III. In organic superconductors the Cooper-like pairing of polaronic carriers and the opening of a pseudogap on the Fermi surface may also occur at a mean-field temperature T>TcT^{*}>T_{c}. To calculate the pseudogap formation temperature TT^{*} in these systems, we use the generalized BCS formalism and the BCS-like gap equation Eq. (36).

The BCS-like gap ΔF\Delta_{F} goes to zero continuously as TT approaches TT^{*} from below and the characteristic pseudogap formation temperature is determined from the equation

1λp=0Ep+ω0dξξtanh(ξ2kBT).\displaystyle\frac{1}{\lambda_{p}^{*}}=\int_{0}^{E_{p}+\hbar\omega_{0}}\frac{d\xi}{\xi}tanh(\frac{\xi}{2k_{B}T^{*}}). (102)

At λp0.5\lambda_{p}^{*}\lesssim 0.5 and Ep+ω0>6kBTE_{p}+\hbar\omega_{0}>6k_{B}T^{*} this equation gives (see Table II)

kBT=1.134(Ep+ω0)exp(1/λp).\displaystyle k_{B}T^{*}=1.134(E_{p}+\hbar\omega_{0})\exp{(-1/\lambda_{p}^{*})}. (103)

If the Fermi energy εF\varepsilon_{F} is smaller than Ep+ω0E_{p}+\hbar\omega_{0}, the cutoff energy εA=Ep+ω0\varepsilon_{A}=E_{p}+\hbar\omega_{0} in Eq. (36) for the attractive electron-phonon interaction is replaced by εF\varepsilon_{F}.

Organic superconductors (BEDF-TTF salts) may have high phonon energy up to 0.018 eV 189 . For organic materials, the value of the polaron binding energy EpE_{p} varies from 0.03 to 0.06 eV 190 , while the value of εF\varepsilon_{F} varies from 0.07 to 0.10 eV 191 ; 192 . The values of mpm_{p} are about 3.5-5.0mem_{e} 191 ; 192 . At Ep=0.05E_{p}=0.05 eV, ω00.018\hbar\omega_{0}\simeq 0.018 eV and λp=0.38\lambda^{*}_{p}=0.38, we find from Eq. (103) that in organic superconductors the BCS-like pairing pseudogap opens well above TcT_{c}, namely, at T64K>>Tc10.4T^{*}\simeq 64K>>T_{c}\simeq 10.4K (for k(BEDTTTF)Cu[N(CN)2]Br\rm{\emph{k}-(BEDT-TTF)Cu[N(CN)_{2}]Br} system superconductors 186 ). If we use the values of the parameters Ep=0.038E_{p}=0.038 eV, λp=0.3350.338\lambda_{p}^{*}=0.335-0.338 and Ep=0.04E_{p}=0.04 eV, λp=0.3560.367\lambda_{p}^{*}=0.356-0.367, we obtain T3738T^{*}\simeq 37-38 and T4650KT^{*}\simeq 46-50K, which are in good agreement with the values of T=3738KT^{*}=37-38K and T=4650KT^{*}=46-50K observed in organic superconductors k(ET)2Cu[N(CN)2]Br\rm{\emph{k}-(ET)_{2}Cu[N(CN)_{2}]Br} and k(ET)2Cu[N(NCS)2]\rm{\emph{k}-(ET)_{2}Cu[N(NCS)_{2}]}, respectively 24 . Further, the pseudogap behavior is also observed in k(BEDTTTF)2Cu(NCS)2\rm{\emph{k}-(BEDT-TTF)_{2}Cu(NCS)_{2}} where the magnitude of the pseudogap is larger than 0.02 eV 186 . In k(BEDTTTF)2Cu(NCS)2\rm{\emph{k}-(BEDT-TTF)_{2}Cu(NCS)_{2}} (Tc10.4T_{c}\simeq 10.4K) the pseudogap disappears at about 45K 186 . By taking Ep=0.04E_{p}=0.04 eV and ω00.018\hbar\omega_{0}\simeq 0.018 eV for this system, we find T50T^{*}\simeq 50 K at λp=0.354\lambda_{p}^{*}=0.354 in accordance with the above experimental results 186 .

V.2 B. Possible Pseudogap States in Heavy-Fermion Systems and Liquid 3He

Experimental data show 17 ; 18 ; 193 ; 194 ; 195 that the heavy-fermion superconductors UPd2Al3\rm{UPd_{2}Al_{3}}, YbAl3\rm{YbAl_{3}} and CeCoIn5\rm{CeCoIn_{5}}, which have many similarities to the high-TcT_{c} cuprates, also have a pseudogap state above TcT_{c}. The common feature of these compounds is that they contain ff electrons having localized orbitals and characterized by the narrow ff electron bands, so that the effective masses of charge carriers are very large m50200mem^{*}\simeq 50-200m_{e} 18 . The ff electrons become partly itinerant when a nearly localized ff-band is formed and they become completely delocalized due to their strong hybridization with the conduction electrons 18 . The strong interaction of the conduction electrons with nearly localized ff electrons leads to an enhanced density of states at the Fermi level. The exchange interactions take place between the magnetic moments of ff electrons and the spins of the conduction (cc) electrons, to cause a new bound (paired) state of charge carriers in heavy-fermion compounds. It is interesting that the properties of heavy-fermion superconductors are similar to those of liquid 3He. Magnetic interactions are surely the most important part of the pairing interaction both in heavy-fermion systems and in liquid 3He. These interactions are likely to produce Cooper pairs above TcT_{c} in spin-triplet states with an odd orbital angular momentum ll and might be relevant for describing the possible pseudogap states in heavy-fermion systems. Magnetic couplings are also thought to arise in liquid 3He and play an important role in the formation of the triplet p-wave pairing states below a superfluid transition temperature TcT_{c} 196 ; 197 ; 198 . Although the role of unconventional Cooper pairing both in the formation of the superfluid state or in the formation of the pseudogap-like state in 3He is not established, it is likely to be a central importance, as is certainly the case for heavy-fermion systems and possibly also for high-TcT_{c} cuprates. The theory developed to explain the pseudogap behavior of high-TcT_{c} cuprates may be also applicable to heavy-fermion superconductors which exhibit a similar behavior in many regards 17 ; 29 . In particular, there are signatures of quasiparticle confinement in the normal state of the heavy-fermion superconductor CeCoIn5\rm{CeCoIn_{5}} 195 . The electronic structure of heavy-fermion systems can be described by the nearly localized narrow ff band that cause the heavy-fermion behavior and the itinerant fcf-c hybridized band 199 which is a relatively broad to support superconductivity. In the presence of strong hybridization of the ff electrons with electrons on neighboring non-ff-electron atoms, a competition can exist between localized ff electrons (which support magnetism) and itinerant fcf-c hybridized bands in which the charge carriers having relatively smaller effective masses m1530mem^{*}\simeq 15-30m_{e} 18 ; 29 ; 193 ; 194 take part in unconventional Cooper pairing. The Cooper pairs in heavy-fermion superconductors are assumed to be in a spin triplet state with the spin S=1S=1 and orbital angular momentum l=1l=1, just like the Cooper pairs in liquid 3He. Two possible forms of spin-triplet p-wave pairing in 3He have been studied by Anderson and Model 200 , and Balian and Werthamer 201 . Anderson and Morel considered an equal spin pairing (EPS) ground state (later named the Anderson-Brinkman-Morel (ABM) state) with parallel spins (Sz=±1S_{z}=\pm 1) and predicted an anisotropic energy gap that has nodes (i.e., zero-points) on the Fermi surface. Whereas Balian and Werthamer studied the non-ESP ground state containing all three spin substates, Sz=0,±1S_{z}=0,\pm 1 and showed that such a p-wave pairing state (later called the Balian-Werthamer (BW) state) would have an isotropic energy gap (just like ss-wave BCS gap) and be energetically favorable. Many authors claim that the A and B phases of superfluid 3He are described by the ABM and BW states, respectively. However, the Anderson-Morel and Balian-Werthamer models could not account for the existence of the first-order transition between A and B phases of superfluid 3He. These models predict only the second-order BCS transition at a mean-field pairing temperature TMF=TT_{MF}=T^{*} which might be different from the superfluid transition temperature TcT_{c}. We believe that the superfluid phase transition in 3He is more similar to the λ\lambda - transition (see, e.g., Fig. 1.9a presented in Ref. 198 ) than to the step-like BCS one; and the nature of the superfluid phases of 3He is still not understood. It seems likely that the ABM and BM states are possible precursor pairing (or pseudogap-like) states and these states may exist both below TcT_{c} and above TcT_{c}.

The mean-field pairing temperature TT^{*} for 3He and heavy-fermion superconductors is determined from the BCS-like gap equation Eq. (31) (where Vp(k,k)V_{p}(\vec{k},\vec{k}^{\prime}) is replaced by the pair interaction potential V(k,k)V(\vec{k},\vec{k}^{\prime}) between the relevant fermionic quasiparticles). In this equation, the expansion of the effective pair interaction function V(k,k)V(\vec{k},\vec{k}^{\prime}) in terms of Legendre polynomials Pl(k^,k^)P_{l}(\hat{\vec{k}},\hat{\vec{k}^{\prime}}) with different ll contains the radial part of the p-wave attractive interaction potential Vl(k,k)V_{l}(\vec{k},\vec{k}) which is responsible for the highest mean-field pairing temperature. In the case of the spin-triplet (S=1S=1) Cooper pairing, the pair interaction potential can be written as 197

V(k,k)=l=0(2l+1)Vl(k,k)Pl(k^,k^),\displaystyle V(\vec{k},\vec{k}^{\prime})=\sum\limits_{l=0}^{\infty}(2l+1)V_{l}(\vec{k},\vec{k}^{\prime})P_{l}(\hat{\vec{k}},\hat{\vec{k}^{\prime}}), (104)

where k^=k/kF\hat{\vec{k}}=\vec{k}/k_{F}, kFk_{F} is the Fermi wave vector.

Further, the interaction potential Vl(k,k)V_{l}(\vec{k},\vec{k}^{\prime}) is assumed to be constant within a thin layer near the Fermi surface and zero elsewhere:

Vl(k,k)={Vl,for|ξ(k)|,|ξ(k)|εA,0otherwise\displaystyle V_{l}(\vec{k},\vec{k}^{\prime})=\left\{\begin{array}[]{ll}-V_{l},&\textrm{for}\>|\xi(k)|,\>|\xi(k^{\prime})|\leq\varepsilon_{A},\\ 0&\>\textrm{otherwise}\end{array}\right. (107)

Substituting Eq. (107) into Eq. (31) and using the angular average over k^\hat{\vec{k}} 30 , the BCS-like gap equation may be written as

1=Vlk12E(k)tanhE(k)2kBT,\displaystyle 1=V_{l}\sum\limits_{\vec{k}^{\prime}}\frac{1}{2E(\vec{k}^{\prime})}\tanh{\frac{E(\vec{k}^{\prime})}{2k_{B}T}}, (108)

where E(k)=ξ2(k)+ΔF2(k)E(\vec{k})=\sqrt{\xi^{2}(k)+\Delta^{2}_{F}(\vec{k})}. The summation in Eq. (108) over momenta can be replaced by an integral over energies ε\varepsilon within the thin energy layer near the Fermi surface by introducing the DOS D(εF)D(\varepsilon_{F}). Then the gap equation Eq. (108) reduces to

1=VlD(εF)0εAtanh(E/2kBT)E𝑑ξ.\displaystyle 1=V_{l}D(\varepsilon_{F})\int\limits_{0}^{\varepsilon_{A}}\frac{\tanh{(E/2k_{B}T)}}{E}d\xi. (109)

At a mean-field pairing temperature TT^{*}, ΔF(T)=0\Delta_{F}(T^{*})=0, so that for εA>6kBT\varepsilon_{A}>6k_{B}T^{*}, Eq. (109) yields a relation between the temperature TT^{*}, the cutoff energy εA\varepsilon_{A} and the pair interaction constant VlV_{l}:

kBT=1.134εAexp(1/λl),\displaystyle k_{B}T^{*}=1.134\varepsilon_{A}\exp{(-1/\lambda_{l}^{*})}, (110)

where λl=VlD(εF)\lambda_{l}^{*}=V_{l}D(\varepsilon_{F}) is the BCS-like coupling constant.

The Fermi temperature TFT_{F} in liquid 3He is of the order 1K and the interaction between 3He atoms should be strong enough in order to expect the BCS-like pairing correlation effect well above TcT_{c}. By taking εA0.5kBTF\varepsilon_{A}\simeq 0.5k_{B}T_{F} and λl=0.554\lambda_{l}^{*}=0.554, we find T93T^{*}\simeq 93mK. Experimental results show 202 that the heat capacity of liquid 3He exhibits an anomaly near 100 mK and increases linearly with temperature between 100 and 500 mK. It follows that the formation of pseudogap-like state in 3He is expected below 100 mK.

One can assume that the energy of the exchange interaction in heavy-fermion systems just like in undoped cuprates 89 is of the order of J0.1J\gtrsim 0.1 eV, and the Fermi energy εF\varepsilon_{F} of these systems will be considerably smaller than JJ. Therefore, the cutoff energy εA\varepsilon_{A} in Eq. (110) can be replaced by εF\varepsilon_{F}. If the carrier concentration nfn_{f} in the f-c hybridized band is about 21021cm32*10^{21}\rm{cm^{-3}}, we obtain εF=2(3π2nf)2/3/2m0.0190.039\varepsilon_{F}=\hbar^{2}(3\pi^{2}n_{f})^{2/3}/2m^{*}\simeq 0.019-0.039 eV. In order to determine the pseudogap formation temperatures in heavy-fermion superconductors UPd2Al3\rm{UPd_{2}Al_{3}} and YbAl3\rm{YbAl_{3}}, we can take εA=εF0.04\varepsilon_{A}=\varepsilon_{F}\simeq 0.04 eV. Then we obtain the following values of T40T^{*}\simeq 40 K and 50 K at λl0.425\lambda_{l}^{*}\simeq 0.425 and 0.388 respectively. These values of TT^{*} are consistent with the pseudogap formation temperatures T40T\simeq 40 K and 50 K observed in heavy-fermion superconductors UPd2Al3\rm{UPd_{2}Al_{3}} 18 and YbAl3\rm{YbAl_{3}} 193 . We now evaluate the pseudogap formation temperature in CeCoIn5\rm{CeCoIn_{5}}. By taking εF0.02\varepsilon_{F}\simeq 0.02 eV and λl0.256\lambda_{l}^{*}\simeq 0.256 in Eq. (110), we find T5.3T^{*}\simeq 5.3 K in accordance with the experimental results 194 .

VI VI. Bozonization of Cooper pairs in unconventional superconductors and superfluids

There are key differences between strongly overlapping (weakly-bound) and non-overlapping (tightly-bound) Cooper pairs in superconductors and superfluids. When Cooper pairs begin to overlap strongly, they lose their composite nature under the exchange of their fermionic components, which move away from one Cooper pair to another. These Cooper pairs behave like fermions. In contrast, non-overlapping Cooper pairs behave like bosons. So, the superconductivity (superfluidity) of bosonic Cooper pairs are fundamentally different from the conventional superconductivity (superfluidity) of fermionic Cooper pairs described by the BCS-like (ss-, pp- or dd- wave) pairing theory. A distinctive feature of unconventional superconductors and superfluids is that they might be in the bosonic limit of Cooper pairs. Therefore, in this section we study the possibility of the existence of bosonic Cooper pairs in unconventional superconductors and superfluids. As the binding between fermions increases, Fermi gas of large overlapping Cooper pairs evolves into Bose gas of small non-overlapping Cooper pairs, as pointed out by Leggett 69 . This is the most interesting crossover regime, since a Fermi system passes from a BCS-like Fermi-liquid limit to a normal Bose gas limit with decreasing εF\varepsilon_{F}. Thus, it is a challenging problem to find the possible criteria for bosonization of Cooper pairs in such Fermi systems depending on the threshold values of system parameters. In the following, we formulate such criteria for bosonization of Cooper pairs depending on two and three basic parameters of unconventional superconductors and superfluids.

VI.1 A. The criterion for the bosonization of Cooper pairs depending on two characteristic parameters εA\varepsilon_{A} and εF\varepsilon_{F}

Here we are looking for bosonization criterion that depends on two characteristic parameters, εA\varepsilon_{A} and εF\varepsilon_{F} of superconductors and superfluids. If the size of the Cooper pairs ac(T)a_{c}(T) is much larger than the average distance RcR_{c} between them, the bosonization of such Cooper pairs cannot be realized due to their strong overlapping, as argued by Bardeen and Schrieffer 203 ; 204 . However, the composite (bosonic) nature of Cooper pairs becomes apparent when acRca_{c}\sim R_{c}. At RcacR_{c}\gtrsim a_{c}, the fermions cannot move from one Cooper pair to another one and the non-overlapping Cooper pairs behave like bosons. The criterion for bosonization of polaronic Cooper pairs can be determined from the uncertainty relation 110

ΔxΔE(Δk)22mp12Δk,\displaystyle\Delta x\cdot\Delta E\simeq\frac{(\hbar\Delta k)^{2}}{2m_{p}}\frac{1}{2\Delta k}, (111)

where Δx\Delta x and ΔE\Delta E are the uncertainties in the coordinate and energy of attracting polaronic carriers, respectively, Δk\Delta k is the uncertainty in the wave vector of polarons. The expression (Δk)2/2mp(\hbar\Delta k)^{2}/2m_{p} represents the uncertainty in the kinetic energy of polarons, which is of order εF\varepsilon_{F}, whereas Δk\Delta k would be of the order of 1/Rc1/R_{c}. Taking into account that Δx\Delta x is of order aca_{c} and ΔE\Delta E would be of the order of the characteristic energy εA\varepsilon_{A} of the attractive interaction between polarons, equation (98) can be written as

Rcac2εAεF1.\displaystyle\frac{R_{c}}{a_{c}}\simeq 2\frac{\varepsilon_{A}}{\varepsilon_{F}}\gtrsim 1. (112)

This ratio is universal criterion for the bosonization of Cooper pairs in small Fermi energy systems, such as high-TcT_{c} cuprates (for which εA\varepsilon_{A} is replaced by Ep+ω0E_{p}+\hbar\omega_{0}) and other exotic superconductors, liquid 3He and ultracold atomic Fermi gases. The criterion (112) is well satisfied at εA0.5εF\varepsilon_{A}\gtrsim 0.5\varepsilon_{F}, where εF0.10.3\varepsilon_{F}\simeq 0.1-0.3 eV (for high-TcT_{c} cuprates), εF0.020.04\varepsilon_{F}\simeq 0.02-0.04 eV (for UPt3 29 ), εF0.10.3\varepsilon_{F}\simeq 0.1-0.3 eV (for organic compounds 124 ; 192 ), εF4.4×104\varepsilon_{F}\simeq 4.4\times 10^{-4} eV (for liquid 3He 198 ) and εF1010\varepsilon_{F}\simeq 10^{-10} eV (for ultracold atomic Fermi gases 205 ).

Refer to caption
Figure 24: Phase diagram of the two fundamentally different types of Cooper pairs in superconductors and superfluids as a function of two characteristic parameters εA\varepsilon_{A} and εF\varepsilon_{F}.

The bosonic nature of Cooper pairs becomes apparent when the Fermi energy is comparable with the double energy 2εA2\varepsilon_{A} of the effective attraction between fermionic quasiparticles in high-TcT_{c} cuprates, heavy-fermion and organic superconductors, liquid 3He and atomic Fermi gases (see Fig. 24). Specifically, Cooper pairs in the cuprates are bosons up to some overdoping level (corresponding to the QCP) above which the polaronic effects and related pseudogap disappear 158 . To illustrate this point, we apply the criterion (112) to the doped cuprates. For η=ε/ε0=0.02\eta=\varepsilon_{\infty}/\varepsilon_{0}=0.02, we found Ep0.081E_{p}\simeq 0.081 eV (see Table I). By choosing ω00.07\hbar\omega_{0}\simeq 0.07 eV, we see that the criterion for bosonization of polaronic Cooper pairs is satisfied in doped cuprates at εF2εA=2(Ep+ω0)0.3\varepsilon_{F}\lesssim 2\varepsilon_{A}=2(E_{p}+\hbar\omega_{0})\simeq 0.3 eV. This means that the bosonization of Cooper pairs is not expected in heavily overdoped cuprates with relatively large Fermi energies εF0.4\varepsilon_{F}\lesssim 0.4 eV 206 . In these systems, Cooper pairs of quasi-free electrons (or holes) behave like fermions.

VI.2 B. The criteria for the bosonization of Cooper pairs depending on three characteristic parameters εA\varepsilon_{A}, εF\varepsilon_{F} and ΔF\Delta_{F}

We now obtain the criteria for bozonization of Cooper pairs depending on three characteristic parameters of superconductors and superfluids. The bosonic nature of Cooper pairs in these systems can be specified by comparing the size of the Cooper pair aca_{c} with the mean distance RcR_{c} between them. It may be important to identify which condensed matter systems characterized by the parameters εA\varepsilon_{A}, εF\varepsilon_{F} and ΔF\Delta_{F} are the conventional BCS-type (ss-, pp- or dd-wave) superconductors (superfluids) or the unconventional Bose-type (i.e., non-BCS-type) superconductors (superfluids).

The size of a Cooper pair in a superconductor can be determined by using the uncertainty principle as 63

ac2ΔFεF2mF,a_{c}\simeq\frac{\hbar}{2\Delta_{F}}\sqrt{\frac{\varepsilon_{F}}{2m^{*}_{F}}}, (113)

where mFm^{*}_{F} is the effective mass of fermionic quasiparticles. The mean distance between Cooper pairs is determined by the expression

Rc(34πnc)1/3,R_{c}\simeq(\frac{3}{4\pi n_{c}})^{1/3}, (114)

where ncn_{c} is the concentration of Cooper pairs. The concentration of Cooper pairs ncn_{c} depends on the attractive pairing interaction energy εA\varepsilon_{A} (i.e., on the width of the energy layer near the Fermi surface). If nn is the total concentration of fermionic quasiparticles in the system, all of these quasiparticles (at small Fermi energies εFεA\varepsilon_{F}\thicksim\varepsilon_{A}) or some part of them, which is of order (εA/εF\varepsilon_{A}/\varepsilon_{F}) nn, may take part in the Cooper pairing. The concentration of fermionic quasiparticles nn enters into the expression for εF\varepsilon_{F}, which is given by

εF=2(3π2n)2/32mF.\varepsilon_{F}=\frac{\hbar^{2}(3\pi^{2}n)^{2/3}}{2m^{*}_{F}}. (115)

The concentration of fermions, which take part in the Cooper pairing, is roughly defined as

nAεAεFn.n_{A}\simeq\frac{\varepsilon_{A}}{\varepsilon_{F}}n. (116)

Using Eqs. (115) and (116), the expression for the concentration of Cooper pairs nc=nA/2n_{c}=n_{A}/2 can be written as

ncεA6π2εF(2mFεF2)3/2.n_{c}\simeq\frac{\varepsilon_{A}}{6\pi^{2}\varepsilon_{F}}\Big{(}\frac{2m^{*}_{F}\varepsilon_{F}}{\hbar^{2}}\Big{)}^{3/2}. (117)

Then, the mean distance between Cooper pairs is determined from the relation

Rc(9πεF2εA)1/3(22mFεF)1/2.R_{c}\simeq\Big{(}\frac{9\pi\varepsilon_{F}}{2\varepsilon_{A}}\Big{)}^{1/3}\Big{(}\frac{\hbar^{2}}{2m_{F}^{*}\varepsilon_{F}}\Big{)}^{1/2}. (118)

If the size of Cooper pairs aca_{c} is smaller than the mean distance RcR_{c} between them, we deal with the non-overlapping Cooper pairs, which behave like bosons. Thus, it is quite clear that we deal with the unconventional Bose-type superconductors and superfluids if the condition ac<Rca_{c}<R_{c} is satisfied. Using the relations (117) and (118), the condition Rc>acR_{c}>a_{c} can be written as

ΔFεF(εA36πεF)1/3.\frac{\Delta_{F}}{\varepsilon_{F}}\gtrsim\Big{(}\frac{\varepsilon_{A}}{36\pi\varepsilon_{F}}\Big{)}^{1/3}. (119)

The phase diagram of the two fundamentally different types of Cooper pairs in superconductors and superfluids obtained by using three characteristic parameters εA\varepsilon_{A}, εF\varepsilon_{F} and ΔF\Delta_{F} is shown in Fig. 25.

Refer to caption
Figure 25: Phase diagram of the two fundamentally different types of Cooper pairs in superconductors and superfluids as a function of two characteristic ratios ΔF/εF\Delta_{F}/\varepsilon_{F} and εA/εF\varepsilon_{A}/\varepsilon_{F}.

VI.3 1. The existence possibility of fermionic Cooper pairs in the BCS-type superconductors and superfluids

The theoretical interpretation of the unconventional superconductivity (superfluidity) in high-TcT_{c} cuprates, heavy-fermion and organic systems and the superfluidity in liquid 3He as the BCS-like (ss-, pp- or dd-wave) superconductivity (superfluidity) without clarifying the fermionic nature of Cooper pairs might be misleading. Therefore, researchers should first determine the fermionic nature of the Cooper pairs in the superconductors (superfluids) under consideration, and then they should discuss the possibility of the BCS- like (ss-, pp- or dd-wave) superconductivity (superfluidity). The fermionic Cooper pairs in superconductors and superfluids would exist under the condition ac>Rca_{c}>R_{c}, so that the criterion for the existence of such Cooper pairs can be written as

ΔFεF(εA36πεF)1/3.\frac{\Delta_{F}}{\varepsilon_{F}}\lesssim\Big{(}\frac{\varepsilon_{A}}{36\pi\varepsilon_{F}}\Big{)}^{1/3}. (120)

We demonstrate that this criterion is well satisfied only in conventional superconductors and heavily overdoped cuprates with large Fermi energies εF>>εA\varepsilon_{F}>>\varepsilon_{A}. The maximum values of the energy gap 2ΔF2\Delta_{F} in conventional superconductors are about 31033\cdot 10^{-3} eV 1 . In these superconductors the Fermi energy εF\varepsilon_{F} is about 10 eV and the phonon energy ωD\hbar\omega_{D} is of order 10210^{-2} eV 1 . We see that the criterion (120) for the existence of fermionic Cooper pairs is actually satisfied very well in conventional BCS superconductors. Experimental results show that the values of ΔF\Delta_{F} in overdoped cuprates vary from 0.010 eV to 0.020 eV 127 . In overdoped cuprates the carrier concentration nn is the order of n1021cm3n\sim 10^{21}\rm{cm^{-3}} and the Fermi energy in the absence polaronic effects is determined from the relation (115) at mF=mem^{*}_{F}=m_{e}. Then the overdoped cuprates have relatively large Fermi energies εF0.4\varepsilon_{F}\gtrsim 0.4 eV at n1021cm3n\gtrsim 10^{21}\rm{cm^{-3}}. In overdoped cuprates the cutoff energy εA\varepsilon_{A} in Eq. (36) for the attractive electron-phonon interaction is replaced by the optical phonon energy ω00.05\hbar\omega_{0}\thicksim 0.05 eV. For these systems, the criterion (120) is satisfied fairly well, since ΔF/εF=0.05\Delta_{F}/\varepsilon_{F}=0.05 (at ΔF=0.02\Delta_{F}=0.02 eV and εF=0.4\varepsilon_{F}=0.4 eV ) and (εA/36πεF)1/30.22(\varepsilon_{A}/36\pi\varepsilon_{F})^{1/3}\simeq 0.22. However, underdoped, optimally doped and moderately overdoped cuprates may not satisfy this criterion at mF=mp>mem^{*}_{F}=m_{p}>m_{e}, εA=Ep+ω0\varepsilon_{A}=E_{p}+\hbar\omega_{0} and n1021cm3n\lesssim 10^{21}\rm{cm^{-3}}.

VI.4 2. The existence possibility of bosonic Cooper pairs in unconventional superconductors and superfluids

The bosonization of Cooper pairs is expected in unconventional superconductors and superfluids, in which the energy εA\varepsilon_{A} of the effective attraction between fermions is comparable with Fermi energy εF\varepsilon_{F}, i. e., εAεF<<1\varepsilon_{A}\lesssim\varepsilon_{F}<<1 eV. The criterion (119) allows us to determine the existence possibility of bosonic Cooper pairs in these systems.

The Fermi energy εF\varepsilon_{F} of underdoped to overdoped cuprates determined from the relation (115) at mF=mp=2mem^{*}_{F}=m_{p}=2m_{e} and n(0.51.0)1021cm3n\simeq(0.5-1.0)\cdot 10^{21}\rm{cm^{-3}} varies from 0.115 eV (for underdoped cuprates) to 0.182 eV (for overdoped cuprates). In these high-TcT_{c} materials, the observed values of the energy gap ΔF\Delta_{F} vary from 0.025 eV to 0.04 eV 43 and the quantity εA\varepsilon_{A} will be determined by Ep+ω0E_{p}+\hbar\omega_{0}, which is of order 0.1 eV. If we assume that ΔF0.04\Delta_{F}\simeq 0.04 eV and εF0.115\varepsilon_{F}\simeq 0.115 eV, we see that the criterion (119) for the existence of bosonic Cooper pairs is well satisfied in underdoped high-TcT_{c} cuprates. By taking εA=0.1\varepsilon_{A}=0.1 eV and εF0.18\varepsilon_{F}\simeq 0.18 eV for moderately overdoped cuprates, we can write the criterion (119) as ΔF/εF0.169\Delta_{F}/\varepsilon_{F}\gtrsim 0.169, which is satisfied for ΔF>0.03\Delta_{F}>0.03 eV.

The observed values of the pseudogap in heavy-fermion superconductors range from 0.001 eV 18 to 0.030 eV 193 . If we take εF0.03\varepsilon_{F}\simeq 0.03 eV and ΔF0.01\Delta_{F}\simeq 0.01 eV for these systems, then we shall see that the criterion (119) for bosonization of Cooper pairs is satisfied fairly well both in the case εA<<εF\varepsilon_{A}<<\varepsilon_{F} and in the case εAεF\varepsilon_{A}\lesssim\varepsilon_{F}.

In organic superconductors the magnitude of the pseudogap is larger than 0.02 eV and the Fermi energy εF\varepsilon_{F} is of order 0.1 eV. In these systems, the quantity εA\varepsilon_{A} will be determined by Ep+ω0E_{p}+\hbar\omega_{0}, which is of order 0.06 eV. Then the criterion (119) for the existence of bosonic Cooper pairs in organic superconductors at εA/εF0.6\varepsilon_{A}/\varepsilon_{F}\simeq 0.6 has the following form: ΔF/εF(1/60π)1/3\Delta_{F}/\varepsilon_{F}\gtrsim(1/60\pi)^{1/3}. We see that this criterion will be well satisfied when ΔF/εF0.2\Delta_{F}/\varepsilon_{F}\simeq 0.2.

We now determine the existence possibility of bosonic Cooper pairs in liquid 3He. If we take εF104\varepsilon_{F}\approx 10^{-4} eV and εA0.5εF\varepsilon_{A}\simeq 0.5\varepsilon_{F} for liquid 3He, we see that the criterion (119) for the existence of Cooper pairs in the normal state of 3He is satisfied at ΔF0.164εF\Delta_{F}\gtrsim 0.164\varepsilon_{F}.

Thus, the above unconventional superconductors and superfluids are expected to be in the bosonic limit of Cooper pairs.

VII VII. Unusual superconducting and superfluid states of Bose liquids

London suggested 207 that the superfluid transition in liquid 4He is associated with the BEC phenomenon. However, the liquid 4He is strongly interacting Bose system and not an ideal Bose gas which undergoes a BEC. Later, Landau 208 showed that the frictionless flow of liquid 4He would be possible, if this liquid has the sound-like excitation spectrum satisfying the criterion for superfluidity. According to the BCS theory, all Cooper pairs in metals could occupy the same quantum state (by analogy with BEC), though they do not behave like Bose particles 203 ; 204 . However, unconventional superconductors and superfluids are in the bosonic limit of Cooper pairs, which in contrast to fermionic Cooper pairs in conventional superconductors may be looked upon in a way as composite bosons. Obviously, the BEC can take place in an ideal Bose gas but the resulting condensed system will not be superfluid by the Landau criterion.

We first discuss briefly the existing theories of superfluid Bose systems and then present the adequate microscopic theory of the Bose superfluids. Landau 208 developed a simple phenomenological theory of superfluidity which explains the behavior of the superfluid 4He at low temperatures not close to the λ\lambda-point. Later, Bogoliubov 209 took an important step towards a theoretical understanding of the superfluid state of 4He and proposed a microscopic theory of superfluidity, which is based on the so-called cc-number condensate of a repulsive Bose gas. However, it turned out that the theory of a repulsive Bose-gas is unsuitable for studying the superfluid properties of 4He 73 ; 210 . Because the theory of repulsive Bose liquids or cc-number-condensate theory 211 cannot explain a number of superfluid properties of 4He, such as the observed half-integral values of circulation 212 ; 213 , deviation of the specific heat from the phonon-like dependence 214 , the λ\lambda-like transition 30 , the condensed fraction NB0/NBN_{B0}/N_{B} (where NB0N_{B0} is the number of Bose particles in the zero-momentum k=0k=0 state, NBN_{B} is the total number of Bose particles), and the depletion of the zero-momentum k=0k=0 state 215 . Similar incorrect results are predicted by the pair condensate theories of Girardeau and Arnowitt and others (see Ref. 216 ). As emphasized first by Luban 210 and then by Evans and Imry 73 , these inconsistencies in the theory of repulsive Bose liquids are caused by using the unnecessary Bogoliubov approximation (replacing the zero-momentum creation and annihilation operators by cc-numbers).

Other microscopic theories of a nonideal Bose gas have been proposed by Valatin and Butler 217 , Luban 210 , and Evans and Imry 73 without using the Bogoliubov approximation. Although the approaches to the problem of superfluid condensation in a nonideal Bose gas proposed in Refs. 210 ; 217 are different from the cc-number condensate theory of Bogoliubov, these approaches led to the Bogoliubov result in the case of a predominantly repulsive interaction. Also, the treatment of the zero-momentum (k=0k=0) terms in the Valatin-Butler theory 217 led to the inconsistencies, as pointed out by Evans and Imry 73 . The Luban’s theory of superfluidity is tenable near TcT_{c} which is redefined temperature TBECT_{BEC} of an ideal Bose gas (with the renormalized mass of bosons). The phase transition in a nonideal Bose gas at TcT_{c} predicted by this theory is similar to the phase transition in an ideal Bose gas, which is not λ\lambda-like transition observed in liquid 4He. It is important to note that the Luban’s theory at TTcT\geq T_{c} is the boson analog of Landau’s Fermi-liquid theory. A more consistent numerical approach to the theory of a Bose-liquid was developed in Refs. 73 and 218 by taking into account both repulsive and attractive parts of interboson interaction. This pairing theory of the Bose superfluid is developed by analogy with the BCS pairing theory of fermions and is based on the concept of the pair condensation in an attractive Bose gas. Further, a more general approach to the theory of a superfluid Bose-liquid was proposed by Dorre et al. 211 . This approach combines the cc-number condensate theory 209 ; 219 and boson pairing theory 73 ; 218 (i.e. the boson analog of the BCS theory). The pair BEC into the k=0k=0 state described in the pairing theories of bosons 73 ; 211 seems to be unphysical, as argued also in Ref. 220 . The validity of the cc-number condensate theory 211 is controversial as it was noted by the authors themselves, and by Evans 221 . Moreover, Dorre et al. 211 assert that their (including also Evans and co-workers 73 ; 218 ) pairing theory is also irrelevant to the superfluid state of 4He. It seems that the basic results of Ref. 211 , such as the gapless energy spectrum up to TcT_{c} and the large condensate fraction NB0/NB0.930.96N_{B0}/N_{B}\simeq 0.93-0.96 (see also Ref. 221 ) are contradictory and at variance with the observed behavior of superfluid 4He. Actually, in superfluid 4He the observed condensed fraction nB0=NB0/NBn_{B0}=N_{B0}/N_{B} in the k=0k=0 state is found to be small, i.e., nB00.1n_{B0}\simeq 0.1 at T=0T=0 215 . In the alternative models, the so-called single particle and pair condensations in an interacting Bose-gas have been studied at T=0T=0. Such models of a Bose-liquid with the interboson interaction potential, which has both repulsive and attractive parts, have been proposed in Refs. 222 ; 223 . In these models, the possibility of single particle and pair condensations of attracting bosons has not been studied for the important temperature range 0<TTc0<T\leq T_{c}. Also, the possibility of single particle and pair condensations in a purely attractive Bose system has been discussed in Ref. 220 at T=0T=0.

After the discovery of the layered high-TcT_{c} cuprate superconductors, a 2D model of an interacting Bose gas adapted to a 2D boson-like holon gas has been discussed in Refs. 224 ; 225 , where the superconducting transition temperature TcT_{c} (i.e. the onset temperature of pair condensation) of such exotic bosons was obtained only in the weak coupling limit. Further, it was argued 22 ; 50 ; 51 that the single particle and pair condensations of bosonic of Cooper pairs can occur in high-TcT_{c} cuprates and other unconventional superconductors and superfluids. The number of the interacting fermions in the energy layer of width εA\varepsilon_{A} around the Fermi surface taking part in the Cooper pairing below the characteristic temperature TT^{*} is determined from Eq. (IV.3). The number of excited Fermi components of Cooper pairs below TT^{*} (e.g., at T0.9TT\simeq 0.9T^{*} or even at T0.95TT\simeq 0.95T^{*}) determined from the equation

np=2kukfC(k)=2mab2mc2π23×\displaystyle n_{p}^{*}=2\sum_{k}u_{k}f_{C}(k)=\frac{\sqrt{2m_{ab}^{2}m_{c}}}{2\pi^{2}\hbar^{3}}\times
×εAεA(1+ξE)(ξ+εF)1/2exp[E/kBT]+1dξ\displaystyle\times\int\limits_{-\varepsilon_{A}}^{\varepsilon_{A}}\left(1+\frac{\xi}{E}\right)\frac{(\xi+\varepsilon_{F})^{1/2}}{\exp[E/k_{B}T]+1}d\xi (121)

becomes rather small in comparison with nc=nBn_{c}=n_{B}. Actually, the number of bosonic Cooper pairs ncn_{c} somewhat below TT^{*} becomes much larger than npn_{p}^{*} and remains almost unchanged when the temperature decreases down to TcT_{c}. Thus, fermions (which are products of the thermal dissociation of Cooper pairs) and bosonic Cooper pairs residing in the energy layer of width εA\varepsilon_{A} near the Fermi surface are essentially decoupled just like the spin-charge separation in RVB model 35 ; 56 ; 75 .

From what has been already stated, it follows that the possible superfluid states and basic superfluid properties of Bose liquids were not established as functions of interboson interaction strength or coupling constant and temperature for the complete temperature range 0TTc0\leq T\leq T_{c}, and the existing microscopic theories were not in a satisfactory state for understanding all the superfluid properties of 4He and other Bose-liquids. In this section, we construct a quantitative, predictive microscopic theory of the genuine superfluidity and superconductivity of Bose liquids. In this theory the pair boson Hamiltonian and realistic BCS-like approximation for the interboson interaction potential are used to solve the self-consistent set of integral equations not only for T=0T=0 and weak interboson coupling, but also for the temperature range 0<TTc0<T\leq T_{c} and arbitrary interboson coupling strengths. We show that the coherence parameter (i.e. superfluid order parameter) will appear at a λ\lambda-like transition temperature, Tc=TλT_{c}=T_{\lambda}, which is also marks the onset of the superfluid condensation of attracting bosons.

In the following, we describe the essentials of the complete and detailed microscopic theory of superfluid states of 3D and 2D Bose liquids.

VII.1 A. Pair Hamiltonian model of an attractive Bose system

We consider a system of NBN_{B} Bose particles of mass mBm_{B} and density ρB=NB/Ω\rho_{B}=N_{B}/\Omega (where Ω\Omega is the volume of the system) and start from the boson analog of the BCS-like Hamiltonian. These Bose particles repel one another at small distances between them and their net interaction is attractive at large distances. Therefore, in the pair Hamiltonian of an interacting Bose gas, we take explicitly into account both the short-range repulsive (preventing collapse of an attractive Bose system) and long-range attractive interboson interactions.

The boson analog of the BCS-like Hamiltonian, which describes the pair interaction between Bose particles, is similar to Eq. (III.5). In the mean-field approximation, the pair Hamiltonian of the interacting Bose gas can be written as

HB=k[ε~B(k)ck+ckΔB(k)(ck+ck++ckckBk)],\displaystyle H_{B}=\sum_{\vec{k}}[\tilde{\varepsilon}_{B}(k)c^{+}_{\vec{k}}c_{\vec{k}}-\Delta_{B}(k)(c^{+}_{\vec{k}}c^{+}_{-\vec{k}}+c_{-\vec{k}}c_{\vec{k}}-B^{*}_{\vec{k}})],

where ε~B(k)=ε(k)μB+VB(0)ρB+χB(k)\tilde{\varepsilon}_{B}(\vec{k})=\varepsilon(k)-\mu_{B}+V_{B}(0)\rho_{B}+\chi_{B}(\vec{k}) is the Hartree-Fock quasiparticle energy, ε(k)=2k2/2mB\varepsilon(k)=\hbar^{2}k^{2}/2m_{B}, χB(k)=(1/Ω)kVB(kk)nB(k)\chi_{B}(\vec{k})=(1/\Omega)\sum_{\vec{k}^{\prime}}V_{B}(\vec{k}-\vec{k}^{\prime})n_{B}(\vec{k}), ΔB(k)=(1/Ω)kVB(kk)ckck\Delta_{B}(\vec{k})=-(1/\Omega)\sum_{\vec{k}^{\prime}}V_{B}(\vec{k}-\vec{k}^{\prime})\langle c_{-\vec{k}^{\prime}}c_{\vec{k}^{\prime}}\rangle is the coherence parameter, nB(k)=ckckn_{B}(\vec{k})=\langle c^{{\dagger}}_{\vec{k}}c_{\vec{k}}\rangle is the particle number operator, ρB=(1/Ω)knB(k)\rho_{B}=(1/\Omega)\sum_{\vec{k}^{\prime}}n_{B}(\vec{k}^{\prime}), μB\mu_{B} is the chemical potential of free bosons, ck(ck)c^{{\dagger}}_{\vec{k}}(c_{\vec{k}}) is the creation (annihilation) operator of bosons with the wave vector k\vec{k}, Bk=<ck+ck+>B^{*}_{\vec{k}}=<c^{+}_{\vec{k}}c^{+}_{-\vec{k}}>, VB(kk)V_{B}(\vec{k}-\vec{k}^{\prime}) is the interboson interaction potential.

The Hamiltonian (VII.1) is diagonalized by using the Bogoliubov transformations of Bose operators 209

ck=ukαkvkαk+,ck+=ukαk+vkαk,\displaystyle c_{\vec{k}}=u_{k}\alpha_{\vec{k}}-v_{k}\alpha^{+}_{\vec{k}},\ c^{+}_{\vec{k}}=u_{k}\alpha^{+}_{\vec{k}}-v_{k}\alpha_{-\vec{k}},
ck=ukαkvkαk+,ck+=ukαk+vkαk,\displaystyle c_{-\vec{k}}=u_{k}\alpha_{-\vec{k}}-v_{k}\alpha^{+}_{\vec{k}},\ c^{+}_{-\vec{k}}=u_{k}\alpha^{+}_{-\vec{k}}-v_{k}\alpha_{\vec{k}}, (123)

where αk\alpha_{\vec{k}} and αk+\alpha^{+}_{\vec{k}} are the new annihilation and creation operators of Bose quasiparticles, which satisfy the Bose commutation rules [αk,αk+]=1[\alpha_{\vec{k}},\alpha^{+}_{\vec{k}}]=1 and [αk,αk]=[αk+,αk+]=0[\alpha_{\vec{k}},\alpha_{\vec{k}}]=[\alpha^{+}_{\vec{k}},\alpha^{+}_{\vec{k}}]=0, uku_{k} and vkv_{k} are the real functions satisfying the condition

uk2vk2=1.\displaystyle u^{2}_{k}-v^{2}_{k}=1. (124)

Substituting Eq. (VII.1) into Eq. (VII.1) and taking into account Eq. (124), we obtain the diagonalized Hamiltonian

HB=W0+kEB(k)(αk+αk+αk+αk),\displaystyle H_{B}=W_{0}+\sum_{\vec{k}}E_{B}(\vec{k})(\alpha^{+}_{\vec{k}}\alpha_{\vec{k}}+\alpha^{+}_{-\vec{k}}\alpha_{-\vec{k}}), (125)

where

W0=k[EB(k)ε~B(k)+ΔB(k)Bk]\displaystyle W_{0}=\sum_{\vec{k}}\Big{[}E_{B}(\vec{k})-\tilde{\varepsilon}_{B}(\vec{k})+\Delta_{B}(\vec{k})B^{*}_{\vec{k}}\Big{]} (126)

is the ground state energy of a Bose-liquid, and EB(k)E_{B}(\vec{k}) is the excitation spectrum of interacting bosons given by

EB(k)=ε~B2(k)ΔB2(k),\displaystyle E_{B}(\vec{k})=\sqrt{\tilde{\varepsilon}^{2}_{B}(\vec{k})-\Delta^{2}_{B}(\vec{k})}, (127)

which is different from the BCS-like excitation spectrum of interacting fermions.

The coherence parameter ΔB(k)\Delta_{B}(\vec{k}) would represents the superfluid (or superconducting) order parameter appearing at a certain mean-field temperature TcT_{c} which in turn represents the onset temperature of the superfluid phase transition in Bose liquids. Using the transformation of Bose operators (ck+c^{+}_{\vec{k}} and ckc_{\vec{k}}), Eq. (VII.1) together with Eq. (124), the parameters ΔB(k)\Delta_{B}(\vec{k}), ρB\rho_{B} and χB(k)\chi_{B}(\vec{k}) are determined from simultaneous equations

ΔB(k)=1ΩkVB(kk)ΔB(k)2EB(k)cothEB(k)2kBT,\displaystyle\Delta_{B}(k)=-\frac{1}{\Omega}\sum_{\vec{k^{\prime}}}V_{B}(\vec{k}-\vec{k}^{\prime})\frac{\Delta_{B}(\vec{k}^{\prime})}{2E_{B}(\vec{k}^{\prime})}\coth\frac{E_{B}(\vec{k}^{\prime})}{2k_{B}T},
NB=knB(k)=k[ε~B(k)2EB(k)cothEB(k)2kBT12],\displaystyle N_{B}=\sum_{\vec{k}}n_{B}(\vec{k})=\sum_{k^{\prime}}\left[\frac{\tilde{\varepsilon}_{B}(\vec{k})}{2E_{B}(\vec{k})}\coth\frac{E_{B}(\vec{k})}{2k_{B}T}-\frac{1}{2}\right],
χB(k)=1ΩkVB(kk)[ε~B(k)2EB(k)cothEB(k)2kBT12],\displaystyle\chi_{B}(\vec{k})=\frac{1}{\Omega}\sum_{\vec{k^{\prime}}}V_{B}(\vec{k}-\vec{k}^{\prime})\left[\frac{\tilde{\varepsilon}_{B}(\vec{k}^{\prime})}{2E_{B}(\vec{k}^{\prime})}\coth\frac{E_{B}(\vec{k}^{\prime})}{2k_{B}T}-\frac{1}{2}\right],

by means of their self-consistent solutions.

We shall now see that the gapless excitation spectrum of a superfluid Bose-liquid is quite different from the gapless excitation spectrum of a BCS-like Fermi-liquid. As seen from Eq. (127), if μB~=μB+VB(0)ρB+χB(0)=|ΔB(0)|\tilde{\mu_{B}}=-\mu_{B}+V_{B}(0)\rho_{B}+\chi_{B}(0)=|\Delta_{B}(0)|, then the excitation spectrum of interacting bosons becomes gapless for k=0k=0 and k=0k^{\prime}=0. Therefore, for obtaining the self-consistent solutions of Eqs. (VII.1)-(VII.1), the k=0k=0 and k=0k^{\prime}=0 terms in the summation of these equations should be considered separately according to the procedure proposed in Ref. 73 as

ΔB(k)=VB(k)ρB0sign(ΔB(0))\displaystyle\Delta_{B}(\vec{k})=-V_{B}(\vec{k})\rho_{B0}sign(\Delta_{B}(0))
1Ωk0VB(kk)ΔB(k)2EB(k)cothEB(k)2kBT,\displaystyle-\frac{1}{\Omega}\sum_{\vec{k}^{\prime}\neq 0}V_{B}(\vec{k}-\vec{k}^{\prime})\frac{\Delta_{B}(\vec{k}^{\prime})}{2E_{B}(\vec{k}^{\prime})}\coth\frac{E_{B}(\vec{k}^{\prime})}{2k_{B}T}, (131)
NB=NB0+k0[ε~B(k)2EB(k)cothEB(k)2kBT12],\displaystyle N_{B}=N_{B0}+\sum_{\vec{k}\neq 0}\left[\frac{\tilde{\varepsilon}_{B}(\vec{k})}{2E_{B}(\vec{k})}\coth\frac{E_{B}(\vec{k})}{2k_{B}T}-\frac{1}{2}\right], (132)
χB(k)=VB(k)ρB0+1Ωk0VB(kk)×\displaystyle\chi_{B}(\vec{k})=V_{B}(\vec{k})\rho_{B0}+\frac{1}{\Omega}\sum_{k^{\prime}\neq 0}V_{B}(\vec{k}-\vec{k}^{\prime})\times
×[ε~B(k)2EB(k)cothEB(k)2kBT12],\displaystyle\times\left[\frac{\tilde{\varepsilon}_{B}(\vec{k^{\prime}})}{2E_{B}(\vec{k}^{\prime})}\coth\frac{E_{B}(\vec{k}^{\prime})}{2k_{B}T}-\frac{1}{2}\right], (133)

where ρB0=NB0/Ω\rho_{B0}=N_{B0}/\Omega is the density of Bose particles with k=0k=0.

In order to simplify the solutions of Eqs. (VII.1)-(VII.1), the pair interboson interaction potential, which has a repulsive part VBRV_{BR} and an attractive part VBAV_{BA}, may be chosen in a simple separable form 51

VB(kk)={VBRVBAif 0ε(k),ε(k)<ξBA,VBRifξBAε(k)orε(k)<ξBR,0ifε(k),ε(k)>ξBR,\displaystyle V_{B}(\vec{k}-\vec{k}^{\prime})=\left\{\begin{array}[]{lll}V_{BR}-V_{BA}&\textrm{if}\>0\leq\varepsilon(k),\>\varepsilon(k^{\prime})<\xi_{BA},\\ V_{BR}&\textrm{if}\>\xi_{BA}\leq\varepsilon(k)\>\textrm{or}\>\varepsilon(k^{\prime})<\xi_{BR},\\ 0&\textrm{if}\>\varepsilon(k),\>\varepsilon(k^{\prime})>\xi_{BR},\end{array}\right. (137)

where ξBA\xi_{BA} and ξBR\xi_{BR} are the cutoff energies for attractive and repulsive parts of the VB(kk)V_{B}(\vec{k}-\vec{k}^{\prime}), respectively.

This approximation allows us to carry out the calculation thoroughly and so it gives us a new insight into the superfluididty of a Bose-liquid. Further, we assume that ξBR>>ξBA>>μ~B=μB+VB(0)ρB+χB(0)ΔBkBTc\xi_{BR}>>\xi_{BA}>>\tilde{\mu}_{B}=-\mu_{B}+V_{B}(0)\rho_{B}+\chi_{B}(0)\sim\Delta_{B}\sim k_{B}T_{c} and μ~B\tilde{\mu}_{B} is essentially positive. The cutoff parameter ξBA\xi_{BA} characterizes the thickness of the condensation layer including almost all Bose particles. Therefore, the main contribution to the sums in Eqs. (VII.1)-(VII.1) comes from those values of kk less than kAk_{A}, whereas the large values of k>kAk>k_{A} give small corrections that may be neglected. Here we note that not all the bosons in the system can undergo a superfluid condensation, but only their attractive part with the particle density ρB\rho_{B} undergoes a phase transition to the superfluid state.

VII.2 B. Two distinct superfluid states of a 3D Bose-liquid

We now consider the possible superfluid states of a 3D Bose liquid. In so doing, we show that the analytical and numerical solutions of Eqs. (VII.1)-(VII.1) obtained using the model potential (137) allow us to examine closely the possibility of the existence of two distinct superfluid condensates and superfluid states arising in attractive Bose systems.

VII.3 1. Distinctive single particle and pair condensations of attracting bosons at T=0T=0

Replacing the summation in Eqs. (VII.1)-(VII.1) over k\vec{k} and k\vec{k^{\prime}} by an integration over ε\varepsilon and making elementary transformations, we obtain the following equations for determination of the critical values of ρB\rho_{B} and μ~B\tilde{\mu}_{B} at which the quasiparticle excitation spectrum EB(k)=(ε(k)+μ~B)2ΔB2E_{B}(k)=\sqrt{(\varepsilon(k)+\tilde{\mu}_{B})^{2}-\Delta^{2}_{B}} becomes gapless and the superfluid single particle condensation of attracting bosons sets in (see Appendix B):

|μ~B|=ξBA2(γB212γB)2,\displaystyle|\tilde{\mu}_{B}|=\frac{\xi_{BA}}{2}\left(\frac{\gamma_{B}^{*2}-1}{2\gamma_{B}}\right)^{2}, (139)
ρB=DBξBA3/248(γB21γB)3,\displaystyle\rho_{B}=\frac{D_{B}\xi_{BA}^{3/2}}{48}\left(\frac{\gamma_{B}^{*2}-1}{\gamma_{B}}\right)^{3}, (140)

where γB\gamma_{B}^{*} is a critical value of the interboson coupling constant γB=V~BDBξBA\gamma_{B}=\tilde{V}_{B}D_{B}\sqrt{\xi_{BA}}.

The excitation spectrum EB(k)E_{B}(k) of interacting bosons has a finite energy gap EB(0)=Δg=μ~B2ΔB2E_{B}(0)=\Delta_{g}=\sqrt{\tilde{\mu}_{B}^{2}-\Delta^{2}_{B}} at γB>γB\gamma_{B}>\gamma^{*}_{B} and becomes gapless (phonon-like) at γBγB\gamma_{B}\leq\gamma^{*}_{B}. Therefore, such a quasiparticle excitation spectrum satisfies the Landau criterion for superfluidity at k0k\rightarrow 0. If EB(0)>0E_{B}(0)>0, 2EB(0)2E_{B}(0) is the minimum energy needed to break a condensed boson pair 220 . The pair condensation of bosons occurs if the attractive interaction between them is strong enough to produce a bound state. As seen from Eqs. (139) and (140), the formation of a boson pair with the binding energy 2Δg2\Delta_{g} is possible only at γB>γB>1\gamma_{B}>\gamma^{*}_{B}>1. This means that the superfluid pair condensation of bosons sets in at γB>γB\gamma_{B}>\gamma^{*}_{B} and the existence of a finite energy gap Δg\Delta_{g} guarantees stability of a superfluid pair condensate, as noted in Ref. 220 . Increasing the density of bosons opposes pair formation and the energy gap Δg\Delta_{g} vanishes at γBγB\gamma_{B}\leqslant\gamma_{B}^{*}. The single particle condensation of bosons sets in just at γB=γB\gamma_{B}=\gamma^{*}_{B} at which boson pairs dissociate. The value of μ~B\tilde{\mu}_{B} at γBγB\gamma_{B}\leqslant\gamma^{*}_{B} is equal to (see Appendix B)

μ~B=ΔB=2.88kBTBEC.\displaystyle\tilde{\mu}_{B}=\Delta_{B}=2.88k_{B}T_{BEC}. (141)

From Eqs. (139) and (141), it follows that the critical value of γB=γB\gamma_{B}=\gamma_{B}^{*} is determined from the relation

γB=2.404kBTBECξBA+1+5.779kBTBECξBA.\displaystyle\gamma^{*}_{B}=2.404\sqrt{\frac{k_{B}T_{BEC}}{\xi_{BA}}}+\sqrt{1+\frac{5.779k_{B}T_{BEC}}{\xi_{BA}}}. (142)

For γBγB\gamma_{B}\leqslant\gamma^{*}_{B}, the fraction of condensed bosons in the k=0k=0 state nB0=ρB0/ρBn_{B0}=\rho_{B0}/\rho_{B} is determined as a function of γB\gamma_{B} from the following equations (see Appendix B)

3(ρBρB0)=2μ~B3/2DB,\displaystyle 3(\rho_{B}-\rho_{B0})=\sqrt{2}\tilde{\mu}_{B}^{3/2}D_{B}, (143)
ρB0=DBμ~BξBAγB[1γB(1+2μ~BξBA2μ~BξBA)],\displaystyle\rho_{B0}=\frac{D_{B}\tilde{\mu}_{B}\sqrt{\xi_{BA}}}{\gamma_{B}}\left[1-\gamma_{B}\left(\sqrt{1+\frac{2\tilde{\mu}_{B}}{\xi_{BA}}}-\sqrt{\frac{2\tilde{\mu}_{B}}{\xi_{BA}}}\right)\right],

From these equations we find

nB0=g0g0+γB5.76kBTBEC/ξBA,\displaystyle n_{B0}=\frac{g_{0}}{g_{0}+\gamma_{B}\sqrt{5.76k_{B}T_{BEC}/\xi_{BA}}}, (145)

where g0=3[1γB(1+5.76kBTBEC/ξBA5.76kBTBEC/ξBA)]g_{0}=3[1-\gamma_{B}(\sqrt{1+5.76k_{B}T_{BEC}/\xi_{BA}}-\sqrt{5.76k_{B}T_{BEC}/\xi_{BA}})].

It follows from Eq. (145) that the single particle condensate (nB00n_{B0}\neq 0) will appear when the quasiparticle excitation spectrum EB(k)E_{B}(k) becomes gapless at γB=γB1.52.0\gamma_{B}=\gamma^{*}_{B}\simeq 1.5-2.0 for ξBA/kBTBEC=1030\xi_{BA}/k_{B}T_{BEC}=10-30. At γB0\gamma_{B}\rightarrow 0, all bosons will condense into the k=0k=0 state, i.e., nB01n_{B0}\rightarrow 1. In this case we have deal with the usual BEC of an ideal Bose-gas. As can be seen from Fig. 26, the condensate fraction nB0n_{B0} in these systems decreases with increasing γB\gamma_{B} and becomes zero at γBγB\gamma_{B}\geq\gamma^{*}_{B}.

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Figure 26: Dependence of the condensate fraction on the coupling constant γB\gamma_{B} in 3D Bose superfluids at T=0T=0 and ξBA/kBTBEC\xi_{BA}/k_{B}T_{BEC}=10, 20 and 30.

The ground state energy W0W_{0} of a 3D Bose-liquid at T=0T=0 can be evaluated using the relation (126) and model potential (142). The expectation value of the product of operators ck+ck+c^{+}_{k}c^{+}_{-k} is defined as

Bk=ΔB(k)2EB(k),\displaystyle B^{*}_{k}=-\frac{\Delta_{B}(k)}{2E_{B}(k)}, (146)

Substituting now this expression into Eq. (126) and replacing the summation in this equation by an integration from 0 to ξBA\xi_{BA}, we obtain

W0=DBΩ[0ξBAε(ε+μ~B)dε+\displaystyle W_{0}=D_{B}\Omega\Big{[}-\int_{0}^{\xi_{BA}}\sqrt{\varepsilon}(\varepsilon+\tilde{\mu}_{B})d\varepsilon+
+0ξBAε(ε+μ~B)2ΔB2𝑑ε\displaystyle+\int_{0}^{\xi_{BA}}\sqrt{\varepsilon}\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta_{B}^{2}}d\varepsilon-
ΔB220ξBAεdε(ε+μ~B)2ΔB2].\displaystyle-\frac{\Delta^{2}_{B}}{2}\int\limits_{0}^{\xi_{BA}}\frac{\sqrt{\varepsilon}d\varepsilon}{\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta_{B}^{2}}}\Big{]}.

Evaluating the integrals in Eq. (VII.3), we find (see Appendix B)

W02DBΔB2ξBA1/2Ω.\displaystyle W_{0}\simeq-2D_{B}\Delta^{2}_{B}\xi^{1/2}_{BA}\Omega.

It follows from Eq. (VII.3) that the energy of a 3D Bose-liquid in the superfluid state (at T<TcT<T_{c} and ΔB>0\Delta_{B}>0) is lower than its energy in the normal-state given by W0(ΔB=0)=0W_{0}(\Delta_{B}=0)=0.

Thus, the superfluid condensation energy of attracting 3D bosons is defined as

ES=W0(ΔB=0)W0(ΔB>0)=2DBΔB2ξBA1/2Ω.\displaystyle E_{S}=W_{0}(\Delta_{B}=0)-W_{0}(\Delta_{B}>0)=2D_{B}\Delta^{2}_{B}\xi^{1/2}_{BA}\Omega.

VII.4 2. Distinctive single particle and pair condensations of attracting bosons at T0T\neq 0

We now examine the numerical and analytical solutions of Eqs. (VII.1)-(VII.1) obtained using the model potential Eq. (137) for the case T0T\neq 0 and show that the quasiparticle excitation spectrum EB(k)E_{B}(k) satisfying the Landau criterion for superfluidity has a finite energy gap Δg>0\Delta_{g}>0 above some characteristic temperature TcT^{*}_{c} and becomes gapless below Tc<TcT^{*}_{c}<T_{c} (at γB<γB\gamma_{B}<\gamma^{*}_{B}) or Tc<<TcT^{*}_{c}<<T_{c} (at γB<<γB\gamma_{B}<<\gamma^{*}_{B}). If γB>γB\gamma_{B}>\gamma_{B}^{*} and Δg>0\Delta_{g}>0 the numerical and analytical solutions of Eqs. (VII.1)-(VII.1) exhibit a second-order phase transition from the normal state to superfluid state (i.e., pair-condensed state) at T=TcT=T_{c} in a 3D Bose-liquid without any feature of the order parameter ΔB(T)\Delta_{B}(T) below TcT_{c} (see Fig. 27a). If γBγB\gamma_{B}\leq\gamma_{B}^{*}, such solutions of Eqs. (VII.1)-(VII.1) exhibit two successive phase transitions to distinct superfluid states with decreasing TT. A second-order phase transition occurs first to the superfluid state of pair boson condensate at TcT_{c}. Further, a first-order phase transition to the superfluid state of single-particle boson condensate occurs at lower temperatures (T=TcT=T^{*}_{c}) at which the energy gap Δg\Delta_{g} vanishes. A key point is that the pair condensation of attracting bosons occurs first at TcT_{c} and then their single particle condensation sets in at a temperature TcT^{*}_{c} lower than TcT_{c}. As TT approaches TcT^{*}_{c} from above, both the μ~B(T)\tilde{\mu}_{B}(T) the ΔB(T)\Delta_{B}(T) suddenly increases at TcT^{*}_{c}. Therefore, the order parameter ΔB(T)\Delta_{B}(T) shows the pronounced (at γB<<γB\gamma_{B}<<\gamma^{*}_{B}) and in some cases not very pronounced (at γB<γB\gamma_{B}<\gamma^{*}_{B}) kink-like behavior near TcT^{*}_{c} (see Figs. 27b and 27c).

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Figure 27: Temperature dependences of the chemical potential μ~B\tilde{\mu}_{B} and coherence parameter ΔB\Delta_{B} of a 3D Bose-liquid (solid curves), for different coupling constants γB\gamma_{B}: (a) for γB>γB\gamma_{B}>\gamma^{*}_{B}; (b) for γB<γB\gamma_{B}<\gamma^{*}_{B} and (c) for γB<<γB\gamma_{B}<<\gamma^{*}_{B}. Dashed curves indicate temperature dependences of the chemical potential of an ideal 3D Bose gas.

In limit cases, the solutions of Eqs. (VII.1)-(VII.1) may be obtained analytically. For TTc<<TcT\leq T^{*}_{c}<<T_{c}, we use Eqs. (VII.1)-(VII.1) to study the behavior of nB0(T)n_{B0}(T), μ~B(T)\tilde{\mu}_{B}(T) and ΔB(T)\Delta_{B}(T).

Refer to caption
Figure 28: Variation of the ratio Tc/TcT^{*}_{c}/T_{c} with coupling constant γB\gamma_{B} for γB<γB1.69\gamma_{B}<\gamma^{*}_{B}\simeq 1.69, μ~BkBTc\tilde{\mu}_{B}\simeq k_{B}T_{c} and μ~B/ξA=0.15\tilde{\mu}_{B}/\xi_{A}=0.15

From these equations it follows (see Appendix C) that

2ρB0(T)DB2ρBDB232μ~B3/2(πkBT)232μ~B\displaystyle\frac{2\rho_{B0}(T)}{D_{B}}\simeq\frac{2\rho_{B}}{D_{B}}-\frac{2}{3}\sqrt{2}\tilde{\mu}_{B}^{3/2}-\frac{(\pi k_{B}T)^{2}}{3\sqrt{2\tilde{\mu}_{B}}} (150)
ρB0(T)μ~BDB[ξBA+2μ~B\displaystyle-\rho_{B0}(T)\simeq\tilde{\mu}_{B}D_{B}\Big{[}\sqrt{\xi_{BA}+2\tilde{\mu}_{B}}-
2μ~B+(πkBT)262μ~B3/2ξBAγB],\displaystyle-\sqrt{2\tilde{\mu}_{B}}+\frac{(\pi k_{B}T)^{2}}{6\sqrt{2}\tilde{\mu}_{B}^{3/2}}-\frac{\sqrt{\xi_{BA}}}{\gamma_{B}}\Big{]}, (151)

where ρB0(T)=0\rho_{B0}(T)=0 for TTcT\geqslant T^{*}_{c}.

The values of Tc(γB)T_{c}^{*}(\gamma_{B}) and nB0(T)n_{B0}(T) can be obtained from Eqs. (150) and (VII.4). From Eq. (150) it is clear that ρB0(0)=ρB(2μ~B)3/2/6\rho_{B0}(0)=\rho_{B}-(2\tilde{\mu}_{B})^{3/2}/6. At T<Tc<<TcT<T^{*}_{c}<<T_{c}, we obtain from Eq. (150) the following expression for nB0(T)n_{B0}(T):

nB0(T)=nB0(0)[1gT2],\displaystyle n_{B0}(T)=n_{B0}(0)[1-gT^{2}], (152)

where g=mB/12ρB0(0)3vcg=m_{B}/12\rho_{B0}(0)\hbar^{3}v_{c}, vc=ΔB/mBv_{c}=\sqrt{\Delta_{B}/m_{B}} is the sound velocity. Such an expression for nB0(T)n_{B0}(T) was also obtained in the framework of the phenomenological approach 215 ; where, however, instead of ρB0(0)\rho_{B0}(0) stands ρB\rho_{B} that correspond to the BEC of an ideal Bose gas. Both nB0(T)n_{B0}(T) and ΔB(T)\Delta_{B}(T) are proportional to TcTT^{*}_{c}-T near Tc(<<Tc)T^{*}_{c}(<<T_{c}). One can assume that μ~B\tilde{\mu}_{B} is of order kBTck_{B}T_{c}. Then we can estimate the ratio Tc/TcT^{*}_{c}/T_{c} using Eq. (VII.4) and argue that the magnitude of Tc/TcT_{c}^{*}/T_{c} decreases with increasing γB\gamma_{B} (Fig. 28). Now, we consider the other limit case γB<<γB\gamma_{B}<<\gamma^{*}_{B} (i.e, a special case of the Bose systems, in which the interboson interactions are relatively weak and the characteristic temperature TcT^{*}_{c} is comparatively close to TcT_{c}) and argue that the energy gap in EB(k)E_{B}(k) vanishes somewhat below TcT_{c} (Fig. 27c). Assuming that ΔB<μ~B<<kBTc\Delta_{B}<\tilde{\mu}_{B}<<k_{B}T_{c} for Tc<T<TcT^{*}_{c}<T<T_{c}, the solution of Eqs. (VII.1)- (VII.1) may be found analytically, and, upon approaching TcT_{c} we obtain (see Appendix C)

2.612π(kBTBEC)3/2\displaystyle 2.612\sqrt{\pi}(k_{B}T_{BEC})^{3/2}\simeq
π(kBT)3/2[2.6122πμ~BkBT(1ΔB28μ~B2)],\displaystyle\sqrt{\pi}(k_{B}T)^{3/2}\left[2.612-2\sqrt{\frac{\pi\tilde{\mu}_{B}}{k_{B}T}}\left(1-\frac{\Delta_{B}^{2}}{8\tilde{\mu}_{B}^{2}}\right)\right], (153)
1γBπkBT2μ~BξBA(1+ΔB28μ~B2),\displaystyle\frac{1}{\gamma_{B}}\simeq\frac{\pi k_{B}T}{2\sqrt{\tilde{\mu}_{B}\xi_{BA}}}\left(1+\frac{\Delta_{B}^{2}}{8\tilde{\mu}_{B}^{2}}\right), (154)

from which at T=TcT=T_{c} and ΔB=0\Delta_{B}=0, we obtain

2.612π(kBTc)3/2=2.612π(kBTBEC)3/2+\displaystyle 2.612\sqrt{\pi}(k_{B}T_{c})^{3/2}=2.612\sqrt{\pi}(k_{B}T_{BEC})^{3/2}+
+π2γB(kBTc)3/2kBTc/ξBA.\displaystyle+\pi^{2}\gamma_{B}(k_{B}T_{c})^{3/2}\sqrt{k_{B}T_{c}/\xi_{BA}}.

This equation yields

TcTBEC[1(π3/2/2.612)γBkBTc/ξBA]2/3.\displaystyle T_{c}\simeq\frac{T_{BEC}}{[1-(\pi^{3/2}/2.612)\gamma_{B}\sqrt{k_{B}T_{c}/\xi_{BA}}]^{2/3}}. (156)

It is interesting to examine the behavior of μ~B(T)\tilde{\mu}_{B}(T) and ΔB(T)\Delta_{B}(T) near TcT_{c}. According to Eqs. (VII.4) and (154), the temperature dependences of ΔB\Delta_{B} and μ~B\tilde{\mu}_{B} near TcT_{c} are determined from the following relations (see Appendix C)

μ~B(T)μ~B(Tc)[1+a(TcT)0.5],\displaystyle\tilde{\mu}_{B}(T)\simeq\tilde{\mu}_{B}(T_{c})\left[1+a\left(T_{c}-T\right)^{0.5}\right], (157)
ΔB2μ~B(Tc)a(TcT)0.25,\displaystyle\Delta_{B}\simeq 2\tilde{\mu}_{B}(T_{c})\sqrt{a}\left(T_{c}-T\right)^{0.25}, (158)

where a=2(c0γBTc)0.5(ξBA/kBTc)0.25a=2(c_{0}\gamma_{B}T_{c})^{-0.5}(\xi_{BA}/k_{B}T_{c})^{0.25}.

The prediction of the behavior of μ~B(T)\tilde{\mu}_{B}(T), ΔB(T)\Delta_{B}(T) and nB0(T)n_{B0}(T) in the vicinity of TcT^{*}_{c} is also interesting. When TT approaches TcT^{*}_{c} from below, the solutions of Eqs. (VII.1)-(VII.1) at μ~B(Tc)<<kBTc\tilde{\mu}_{B}(T^{*}_{c})<<k_{B}T^{*}_{c} are similar to the above presented solutions of Eqs. (VII.1)-(VII.1) at TTcT\rightarrow T_{c}. Then the temperature dependences of μ~B\tilde{\mu}_{B}, ΔB\Delta_{B} and nB0n_{B0} near the temperature TcT^{*}_{c} are determined from the following relations (see Appendix C)

μ~B(T)μ~B(Tc)[1+b(TcT)0.5],\displaystyle\tilde{\mu}_{B}(T)\simeq\tilde{\mu}_{B}(T^{*}_{c})\left[1+b(T^{*}_{c}-T)^{0.5}\right], (159)
nB0(T)bγBDB(πkBTc)22ρB2ξBA(TcT)0.5,\displaystyle n_{B0}(T)\simeq\frac{b\gamma_{B}D_{B}(\pi k_{B}T^{*}_{c})^{2}}{2\rho_{B}\sqrt{2\xi_{BA}}}\left(T^{*}_{c}-T\right)^{0.5}, (160)

where b=(c0γBTc)0.5(ξBA/kBTc)0.25b=(c_{0}\gamma_{B}T^{*}_{c})^{-0.5}(\xi_{BA}/k_{B}T^{*}_{c})^{0.25}.

According to Eqs. (159) and (160), the μ~B(T)\tilde{\mu}_{B}(T) and ΔB(T)\Delta_{B}(T) have the kink-like temperature dependences around Tc(<Tc)T^{*}_{c}(<T_{c}). At μ~B(T)/kBTc<<1\tilde{\mu}_{B}(T)/k_{B}T_{c}^{*}<<1 and ρB0=0\rho_{B0}=0, the characteristic temperature TcT^{*}_{c} of the first order phase transition in the superfluid state of a 3D3D Bose-liquid is determined from the following equations (see Appendix C)

2ρBDB2.612π(kBTc)3/2π2μ~B(T)kBTc,\displaystyle\frac{2\rho_{B}}{D_{B}}\simeq 2.612\sqrt{\pi}(k_{B}T_{c}^{*})^{3/2}-\pi\sqrt{2\tilde{\mu}_{B}(T)}k_{B}T_{c}^{*}, (161)
1γBπkBTc2μ~B(T)ξA,\displaystyle\frac{1}{\gamma_{B}}\simeq\frac{\pi k_{B}T^{*}_{c}}{\sqrt{2\tilde{\mu}_{B}(T)\xi_{A}}}, (162)

from which we obtain

Tc=TBEC[12.13γBkBTc/ξA]2/3.\displaystyle T^{*}_{c}=\frac{T_{BEC}}{[1-2.13\gamma_{B}\sqrt{k_{B}T^{*}_{c}/\xi_{A}}]^{2/3}}. (163)

Thus, from Eqs. (156) and (163) it is clear that Tc>Tc>TBECT_{c}>T^{*}_{c}>T_{BEC}. One can use Eqs. (154) (at ΔB=0\Delta_{B}=0) and (162) to determine the ratio Tc/TcT_{c}/T^{*}_{c}. In so doing, we find that TcTcTc/2T_{c}\gtrsim T^{*}_{c}\gtrsim T_{c}/\sqrt{2} for 1μ~B(Tc)/μ~B(Tc)21\lesssim\tilde{\mu}_{B}(T^{*}_{c})/\tilde{\mu}_{B}(T_{c})\lesssim 2. We believe that the relation Tc2TcT_{c}\lesssim\sqrt{2}T^{*}_{c} holds in the intermediate coupling regime (0.3γB<10.3\lesssim\gamma_{B}<1). But both TcT^{*}_{c} and TcT_{c} approach TBECT_{BEC} with decreasing γB\gamma_{B}.

For γB<<γB\gamma_{B}<<\gamma^{*}_{B}, the energy gap appears in the boson spectrum EB(k)E_{B}(k) somewhat below TcT_{c} and its magnitude near TcT_{c} is determined from the relation

Δg(T)μ~B(Tc)[12a(TcT)]0.5.\displaystyle\Delta_{g}(T)\simeq\tilde{\mu}_{B}(T_{c})\left[1-2a\left(T_{c}-T\right)\right]^{0.5}. (164)

The values of γB\gamma^{*}_{B} in interacting 3D Bose systems are approximately equal to 2.0, 1.7, and 1.5 for ξBA/TBEC=10,20\xi_{BA}/T_{BEC}=10,20 and 30. It is important to notice that the thickness of the condensation layer ξBA\xi_{BA} increases with increasing γB\gamma_{B} and becomes much more larger than kBTck_{B}T_{c} at γB1\gamma_{B}\gtrsim 1, but ξBA\xi_{BA} is about kBTck_{B}T_{c} or even less at γB<<1\gamma_{B}<<1. Therefore, the magnitude of γBkBTc/ξBA\gamma_{B}\sqrt{k_{B}T_{c}/\xi_{BA}} in Eq. (156) remains small both at γB<<1\gamma_{B}<<1 (even at kBTc/ξBA1k_{B}T_{c}/\xi_{BA}\gtrsim 1) and at γB1\gamma_{B}\gtrsim 1 (since kBTc/ξBA<<1k_{B}T_{c}/\xi_{BA}<<1). Provided that γBkBTc/ξBA<<1\gamma_{B}\sqrt{k_{B}T_{c}/\xi_{BA}}<<1, it is convenient to write Eq. (156) as

TcTBEC[1+c0γBkBTc/ξBA],\displaystyle T_{c}\simeq T_{BEC}\Big{[}1+c_{0}\gamma_{B}\sqrt{k_{B}T_{c}/\xi_{BA}}\Big{]}, (165)

where c0=π3/2/3.918c_{0}=\pi^{3/2}/3.918.

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Figure 29: Phase diagram of a 3D Bose-liquid, illustrating the successive phase transitions with decreasing TT and γB\gamma_{B}, from normal state to the superfluid AA-phase (superfluid pair condensate) and from the superfluid AA-phase to the superfluid BB-phase (superfluid single-particle condensate).
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Figure 30: Temperature dependence of condensate fraction nB0n_{B0} in a superfluid 3D Bose-liquid.

As γB0\gamma_{B}\rightarrow 0, TcT_{c} approaches TBECT_{BEC}, and therefore, the TcT_{c} in the right-hand side of Eq. (165) can be replaced by TBECT_{BEC}. While the expression kBTc/ξBAk_{B}T_{c}/\xi_{BA} in Eq. (165) may be roughly replaced by 2kBTBEC/ξBA\sqrt{2}k_{B}T_{BEC}/\xi_{BA} at γB>0.3\gamma_{B}>0.3. The phase diagram of a 3D Bose-liquid derived from studies of the onset temperatures (TcT^{*}_{c} and TcT_{c}) of the single particle and pair condensations of attracting bosons is presented in Fig. 29. The temperature dependence of the fraction of condensed bosons in the k=0k=0 state nB0n_{B0} is shown in Fig. 30.

VII.5 C. Two distinct superfluid states of a 2D Bose-liquid

We now turn to the case of an interacting 2D Bose system and examine the possibility of the existence of two distinct single particle and pair boson condensates and superfluid states arising in this system. We first consider the single-particle and pair condensations of attracting 2D Bosons at T=0T=0. Replacing the summation in Eqs. (VII.1)-(VII.1) by an integration, we can find the critical values of γB\gamma_{B} and μ~B\tilde{\mu}_{B} at which the gap energy Δg\Delta_{g} vanishes in the excitation spectrum of a superfluid 2D Bose-liquid. Solving the integral equations and then taking into account that ξBA>>μ~B\xi_{BA}>>\tilde{\mu}_{B} and 2ρB/DB=μ~B=2kBT02\rho_{B}/D_{B}=\tilde{\mu}_{B}=2k_{B}T_{0}, we find the critical value of γB=V~BDB\gamma_{B}=\tilde{V}_{B}D_{B} from the equation

γB=1ln[1+ξBA/kBT0],\displaystyle\gamma^{*}_{B}=\frac{1}{ln[1+\xi_{BA}/k_{B}T_{0}]}, (166)

where T0=2π2ρB/mBT_{0}=2\pi\hbar^{2}\rho_{B}/m_{B}.

Refer to caption
Figure 31: Dependence of the condensate fraction on the coupling constant γB\gamma_{B} in 2D Bose superfluids at T=0T=0 and ξBA/kBT0\xi_{BA}/k_{B}T_{0}=5, 10 and 30.

The pair condensation of attracting 2D bosons occurs at γB>γB\gamma_{B}>\gamma^{*}_{B}. While the single-particle condensation of attracting 2D bosons sets in at γBγB\gamma_{B}\leq\gamma^{*}_{B} and the condensate fraction is determined from the following equations (see Appendix B):

2(ρBρB0)DBμ~B,\displaystyle 2(\rho_{B}-\rho_{B0})\simeq D_{B}\tilde{\mu}_{B}, (167)
ρB0=DBμ~BγB\displaystyle\rho_{B0}=\frac{D_{B}\tilde{\mu}_{B}}{\gamma_{B}}
[1γB2ln(ξBA2+2μ~BξBA+(ξBA+μ~B)μ~B)].\displaystyle\left[1-\frac{\gamma_{B}}{2}\ln\left(\frac{\sqrt{\xi^{2}_{BA}+2\tilde{\mu}_{B}\xi_{BA}}+(\xi_{BA}+\tilde{\mu}_{B})}{\tilde{\mu}_{B}}\right)\right].

The dependence of the condensate fraction nB0n_{B0} on the coupling constant γB\gamma_{B} in attractive 2D Bose systems at T=0T=0 is shown Fig. 31 for ξBA/kBT0=\xi_{BA}/k_{B}T_{0}=5, 10, and 30.

The ground-state energy of a 2D Bose-liquid at γBγB\gamma_{B}\leq\gamma^{*}_{B} and μ~B=ΔB<<ξBA\tilde{\mu}_{B}=\Delta_{B}<<\xi_{BA} is given by

W012DBΔB2Ω[12ln2ξBAΔB2ΔBξBA].\displaystyle W_{0}\simeq\frac{1}{2}D_{B}\Delta^{2}_{B}\Omega\Big{[}1-2ln\frac{2\xi_{BA}}{\Delta_{B}}-\frac{2\Delta_{B}}{\xi_{{BA}}}\Big{]}. (169)

Then the superfluid condensation energy of attracting 2D bosons at ξBA/ΔB5\xi_{BA}/\Delta_{B}\simeq 5 is defined as

ES=W0(ΔB=0)W0(ΔB>0)2DBΔB2Ω.\displaystyle E_{S}=W_{0}(\Delta_{B}=0)-W_{0}(\Delta_{B}>0)\simeq 2D_{B}\Delta^{2}_{B}\Omega. (170)
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Figure 32: Temperature dependences of the chemical potential μ~B\tilde{\mu}_{B} and coherence parameter ΔB\Delta_{B} of a 2D Bose-liquid (solid curves), for different coupling constants γB\gamma_{B}: (a) for γB>γB\gamma_{B}>\gamma^{*}_{B} and (b) for γB<γB\gamma_{B}<\gamma^{*}_{B}. Dashed curves indicate temperature dependences of the chemical potential of ideal 2D Bose gases.

We turn next to the case T0T\neq 0. In this case, the energy gap

Δg=2kBTln[12(4+ζ2ζ)],\displaystyle\Delta_{g}=-2k_{B}T\ln\left[\frac{1}{2}\left(\sqrt{4+\zeta^{2}}-\zeta\right)\right], (171)

always exists in EB(k)E_{B}(k), 224 , where ζ=exp[(μ~B2kBT0)/2kBT]\zeta=\exp[(\tilde{\mu}_{B}-2k_{B}T_{0})/2k_{B}T]. Therefore, at T>0T>0 we have deal only with the superfluid pair condensation of attracting 2D bosons. At T<<TcT<<T_{c} the temperature dependence of the coherence parameter ΔB\Delta_{B} could be approximated as (see Appendix D)

ΔB(T)z2kBT+ΔB2(0)+z44z(zkBT)2,\displaystyle\Delta_{B}(T)\simeq-\frac{z}{2}k_{B}T+\sqrt{\Delta^{2}_{B}(0)+\frac{z-4}{4z}(zk_{B}T)^{2}},

where z=exp(4/γB)/[1+(exp(2/γB)/2)2]z={\exp(4/\gamma_{B})}/{[1+(\exp(2/\gamma_{B})/2)^{2}]}, ΔB(0)(ξBA+μ~B)/1+(exp(2/γB)/2)2.\Delta_{B}(0)\simeq({\xi_{BA}+\tilde{\mu}_{B}})/{\sqrt{1+(\exp(2/\gamma_{B})/2)^{2}}}.

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Figure 33: The phase diagram of an interacting 2D Bose gas for γB1\gamma_{B}\leq 1, illustrating the possible superfluid single particle condensate (at T=0T=0), superfluid pair condensate (at T>0T>0) and normal (at T>TcT>T_{c}) states of a 2D Bose-liquid.

As seen from Eq. (VII.5), ΔB(T)\Delta_{B}(T) decreases with increasing TT and one can assume that ΔB(T)\Delta_{B}(T) tends to zero when TT approaches TcT_{c}. Approximate solutions of Eqs. (VII.1)-(VII.1) near TcT_{c} lead to the following equations for determination of the temperature dependence of ΔB\Delta_{B} and μ~B\tilde{\mu}_{B} near TcT_{c} (see Appendix D)

ΔB(T)=(2+γB)kBTc[(TTc)2qTTc],\displaystyle\Delta_{B}(T)=(2+\gamma_{B})k_{B}T_{c}\left[\left(\frac{T}{T_{c}}\right)^{2-q}-\frac{T}{T_{c}}\right], (173)

and

μ~B(T)=ΔB2(T)+(2kBTc)2(γB2+γB)2(TTc)2q.\displaystyle\tilde{\mu}_{B}(T)=\sqrt{\Delta^{2}_{B}(T)+(2k_{B}T_{c})^{2}\left(\frac{\gamma_{B}}{2+\gamma_{B}}\right)^{2}\left(\frac{T}{T_{c}}\right)^{2q}}.

where the value of qq must be determined for the given values of γB\gamma_{B} and T/TcT/T_{c} by means of the self-consistent solution of Eq. (171), Eq. (173) and Eq. (VII.5). The temperature dependences of ΔB\Delta_{B} and μ~B\tilde{\mu}_{B} are shown in Figs. 32a and 32b.

It is important to go beyond the weak coupling limit and to derive a simple and more general expression for TcT_{c}, which should be valid not only for γB<<1\gamma_{B}<<1 but also for γB1\gamma_{B}\lesssim 1. Such an expression for TcT_{c} can now be derived by equating the chemical potential of an ideal 2D Bose gas

μ~B(Tc)=kBTcln[1exp(T0Tc)],\displaystyle\tilde{\mu}_{B}(T_{c})=k_{B}T_{c}\ln\left[1-\exp\left(-\frac{T_{0}}{T_{c}}\right)\right], (175)

with the expression (VII.5) at T=TcT=T_{c} (see dashed and solid curves in Figs. 32a and 32b). In so doing, we find the following expression for TcT_{c}:

Tc=T0ln[1exp(2γB/(2+γB))],\displaystyle T_{c}=-\frac{T_{0}}{\ln[1-\exp(-2\gamma_{B}/(2+\gamma_{B}))]}, (176)

from which at a particular case γB<<1\gamma_{B}<<1 follows the result for TcT_{c} presented in Ref. 224 . The phase diagram of a 2D Bose-liquid is presented in Fig. 33.

VII.6 D. Effects of mass renormalization on TBECT_{BEC} and T0T_{0} in a Bose-liquid

In 3D and 2D Bose liquids the interaction between Bose particles may change significantly the characteristic temperatures TBECT_{BEC} and T0T_{0} entering the expressions for TcT_{c} and TcT^{*}_{c}. In particular, the actual BEC temperature TBECT_{BEC} in a nonideal Bose gas is turned out to be less than that in an ideal Bose gas 210 , since the renormalized mass of bosons enters the expression for TBECT_{BEC}. It is essential for any theory of the Bose superfluid to account properly for the already existent effects of mass renormalization below TcT_{c}, which are caused by the effective interboson interactions. Therefore, we need to examine the effects of mass renormalization on TBECT_{BEC} and T0T_{0}.

We consider first the question of the effects of mass renormalization in 3D Bose-liquid. We will indicate how the desired expression for ε~B(k)\tilde{\varepsilon}_{B}(k) can be obtained using the effective mass approximation proposed in Ref. 210 . According to Luban 210 , the Fourier transform of the interparticle potential VB(r)V_{B}(r) is given by

VB(k)=4πWR3kR0𝑑xxΦ(x)sinkRx,\displaystyle V_{B}(k)=\frac{4\pi WR^{3}}{kR}\int\limits_{0}^{\infty}dxx\Phi(x)\sin kRx, (177)

where WW and RR are the energy and range parameters, respectively, x=r/Rx=r/R. After expanding the VB(k)V_{B}(k) in a Taylor series around kR=0kR=0 (with a radius of convergence not smaller than kR=1kR=1 for Φ(x)=ex/x\Phi(x)=e^{-x}/x) and some algebraic transformations 210 , one obtains

ε~B(k)=ε~B(0)+2k22mB,0kkA\displaystyle\tilde{\varepsilon}_{B}(k)=\tilde{\varepsilon}_{B}(0)+\frac{\hbar^{2}k^{2}}{2m_{B}^{*}},\qquad 0\leq k\leq k_{A} (178)

where kA=2mBξBA/(10R)1k_{A}=\sqrt{2m_{B}\xi_{BA}}/\hbar\simeq(10R)^{-1} and mBm_{B}^{*} satisfies

1mB=1mB\displaystyle\frac{1}{m_{B}^{*}}=\frac{1}{m_{B}}-
VB(0)π22kR20kA𝑑kk21exp[(ε~B(0)+2k2/2mB)/T]1,\displaystyle\frac{V_{B}(0)}{\pi^{2}\hbar^{2}k^{2}_{R}}\int\limits_{0}^{k_{A}}dkk^{2}\frac{1}{\exp[(\tilde{\varepsilon}_{B}(0)+\hbar^{2}k^{2}/2m_{B}^{*})/T]-1},

where kR=2mBξBR/k_{R}=\sqrt{2m_{B}\xi_{BR}}/\hbar. Further, the density of Bose particles can be defined as

ρB=12π20kA𝑑kk21exp[(ε~B(0)+2k2/2mB)/T]1.\displaystyle\rho_{B}=\frac{1}{2\pi^{2}}\int\limits_{0}^{k_{A}}dkk^{2}\frac{1}{\exp[(\tilde{\varepsilon}_{B}(0)+\hbar^{2}k^{2}/2m_{B}^{*})/T]-1}.

Comparing Eq. (VII.6) with Eq. (VII.6), we conclude that the effective mass of interacting bosons is

mB=mB[1ρBVB(0)ξBR]1.\displaystyle m_{B}^{*}=m_{B}\left[1-\frac{\rho_{B}V_{B}(0)}{\xi_{BR}}\right]^{-1}. (181)

Then, the BEC temperature of bosons in a 3D Bose-liquid is defined as (see also Ref. 210 )

TBEC(ρB)=TBEC(ρB)[1ρBVB(0)ξBR].\displaystyle T_{BEC}^{*}(\rho_{B})=T_{BEC}(\rho_{B})\left[1-\frac{\rho_{B}V_{B}(0)}{\xi_{BR}}\right]. (182)

Accordingly, the BEC temperature TBEC(ρB)T_{BEC}(\rho_{B}) of free bosons entering the expression (165) for TcT_{c} should be replaced by TBEC(ρB)T_{BEC}^{*}(\rho_{B}). Therefore, the behavior of Tc(ρB)T_{c}(\rho_{B}) is now controlled by the behavior of TBEC(ρB)T_{BEC}^{*}(\rho_{B}). In this case, one can expect that TcT_{c} first rises nearly as ρB2/3\sim\rho_{B}^{2/3}, and then goes through a maximum (at some ρB=ρB\rho_{B}=\rho_{B}^{*} determined from TBEC(ρB)/ρB=0\partial T_{BEC}^{*}(\rho_{B})/\partial\rho_{B}=0), after that starts to decrease (Fig. 34). The description of the subsequent decreasing trend of TcT_{c} within the present model is impossible.

A similar result can be obtained for the renormalized temperature T0(ρB)T_{0}^{*}(\rho_{B}) in a 2D Bose-liquid. In this case, the Fourier transform of VB(r)V_{B}(r) is given by

VB(k)=2π0𝑑rrVB(r)J0(kr),\displaystyle V_{B}(k)=2\pi\int\limits_{0}^{\infty}drrV_{B}(r)J_{0}(kr), (183)

where J0(kr)J_{0}(kr) is the zero-order Bessel function.

Further, the potential VB(r)V_{B}(r) may be approximated just like in the case of a 3D Bose-liquid as VB(r)=WΦ(x)V_{B}(r)=W\Phi(x). Then we have

VB(k)=2πWR20𝑑xxΦ(x)J0(kRx).\displaystyle V_{B}(k)=2\pi WR^{2}\int\limits_{0}^{\infty}dxx\Phi(x)J_{0}(kRx). (184)

After expanding J0(kRx)J_{0}(kRx) in a Taylor series around kR=0kR=0 (with a radius of convergence not smaller than kR=2kR=2 for Φ(x)=ex/x\Phi(x)=e^{-x}/x) and some algebraic transformations (see Appendix E), we obtain the equations, which are similar to Eqs. (178) - (181). The characteristic temperature T0(ρB)T_{0}^{*}(\rho_{B}) in a 2D Bose-liquid is defined as

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Figure 34: The dependence of TBECT_{BEC}^{*} on ρB\rho_{B} in a 3D Bose-liquid.(b) The dependence of T0T_{0}^{*} on ρB\rho_{B} in a 2D Bose-liquid. The quantities TBECT_{BEC} and T0T_{0} are the corresponding quantities for the 3D and 2D ideal Bose gases.
T0(ρB)=T0(ρB)[1ρBVB(0)ξBR].\displaystyle T_{0}^{*}(\rho_{B})=T_{0}(\rho_{B})\left[1-\frac{\rho_{B}V_{B}(0)}{\xi_{BR}}\right]. (185)

The characteristic temperature T0T_{0} entering the expression (176) should be replaced by T0T_{0}^{*}. From Eq. (185) it follows that at ρB=ρB=ξBR/2VB(0)\rho_{B}=\rho_{B}^{*}=\xi_{BR}/2V_{B}(0), Tc/ρB=0\partial T_{c}/\partial\rho_{B}=0 and 2Tc/ρB2<0\partial^{2}T_{c}/\partial\rho^{2}_{B}<0. This means that TcT_{c} first increases nearly as ρB\sim\rho_{B} and then goes through a maximum at ρB=ρB\rho_{B}=\rho_{B}^{*}, after that will decrease just as in the case of a 3D Bose-liquid.

VII.7 F. Specific heat of a superfluid Bose-liquid

The specific heat of a superfluid Bose-liquid is determined from the relation 22 ; 22

Cv(T)=1kBT2knB(k)[1+nB(k)]{EB2(k)\displaystyle C_{v}(T)=\frac{1}{k_{B}T^{2}}\sum_{k}n_{B}(k)[1+n_{B}(k)]\Big{\{}E_{B}^{2}(k)-
T[εμ~BT+12TΔg2]}.\displaystyle-T\left[\varepsilon\frac{\partial\tilde{\mu}_{B}}{\partial T}+\frac{1}{2}\frac{\partial}{\partial T}\Delta^{2}_{g}\right]\Big{\}}. (186)

At low temperatures, we can assume kBT<<μ~Bk_{B}T<<\tilde{\mu}_{B}, ΔB\Delta_{B} and ΔBconst\Delta_{B}\approx const, μ~Bconst\tilde{\mu}_{B}\approx const. Therefore, the specific heat of a 3D superfluid Bose-liquid is given by

Cv(T)ΩDBkB4(kBT)20εdεsinh2[EB(ε)/2kBT]EB2(ε).\displaystyle C_{v}(T)\simeq\frac{\Omega D_{B}k_{B}}{4(k_{B}T)^{2}}\int\limits_{0}^{\infty}\sqrt{\varepsilon}\frac{d\varepsilon}{\sinh^{2}[E_{B}(\varepsilon)/2k_{B}T]}E^{2}_{B}(\varepsilon).

At γB>γB\gamma_{B}>\gamma^{*}_{B} and Δg>2kBT\Delta_{g}>2k_{B}T the function sinh[EB(ε)/2kBT]\sinh[E_{B}(\varepsilon)/2k_{B}T] under the integral in Eq. (VII.7) can be replaced by (1/2)exp[EB(ε)/2kBT](1/2)\exp[E_{B}(\varepsilon)/2k_{B}T]. Further, taking into account that the main contribution to the integral in Eq. (VII.7) comes from the small values of ε<<Δg\varepsilon<<\Delta_{g}, we can replace EB(ε)E_{B}(\varepsilon) by 2μ~Bε+Δg2\sqrt{2\tilde{\mu}_{B}\varepsilon+\Delta^{2}_{g}} and use the Taylor expansion in the exponent 2μ~Bε+Δg2Δg+μ~Bε/Δg\sqrt{2\tilde{\mu}_{B}\varepsilon+\Delta_{g}^{2}}\approx\Delta_{g}+\tilde{\mu}_{B}\varepsilon/\Delta_{g}. Then evaluating the integral in Eq. (VII.7), we get

Cv(T)3ΩDBΔg5/2kB2μ~B3/2πkBT×\displaystyle C_{v}(T)\simeq\frac{3\Omega D_{B}\Delta_{g}^{5/2}k_{B}}{2\tilde{\mu}_{B}^{3/2}}\sqrt{\pi k_{B}T}\times
×[1+132πΔgkBT]exp(ΔgkBT).\displaystyle\times\left[1+\frac{1}{3}\sqrt{\frac{2}{\pi}}\frac{\Delta_{g}}{k_{B}T}\right]\exp\left(-\frac{\Delta_{g}}{k_{B}T}\right). (188)

However, for γB<γB\gamma_{B}<\gamma_{B}^{*} and T<TcT<T^{*}_{c} the excitation spectrum of a 3D superfluid Bose-liquid at small values of kk is phonon-like EB(k)2μ~Bε=μ~B/mBkE_{B}(k)\simeq\sqrt{2\tilde{\mu}_{B}\varepsilon}=\sqrt{\tilde{\mu}_{B}/m_{B}}\hbar k. Then Eq. (VII.7) after the substitution EB(ε)/2kBT=xE_{B}(\varepsilon)/2k_{B}T=x takes the form

Cv(T)42ΩDBkB(kBT)3μ~B3/20x4dxsinh2x=\displaystyle C_{v}(T)\simeq\frac{4\sqrt{2}\Omega D_{B}k_{B}(k_{B}T)^{3}}{\tilde{\mu}_{B}^{3/2}}\int\limits_{0}^{\infty}\frac{x^{4}dx}{sinh^{2}x}=
ΩDBkB(kBT)3μ~B3/2(22π415),\displaystyle\frac{\Omega D_{B}k_{B}(k_{B}T)^{3}}{\tilde{\mu}_{B}^{3/2}}\Big{(}\frac{2\sqrt{2}\pi^{4}}{15}\Big{)}, (189)

where the value of the integral is equal to (2)3Γ(5)ζ(4)=π4/30(2)^{-3}\Gamma(5)\zeta(4)=\pi^{4}/30 (see, e.g., Ref. 126 ).

As appears from the above, the phonon-like T3T^{3} dependence of Cv(T)C_{v}(T) is expected at T<T<<TcT<T^{*}<<T_{c}, as it was observed in superfluid 4He below 1 K 214 . According to the expressions (157) and (158), the temperature derivaties of μ~B(T)\tilde{\mu}_{B}(T) and ΔB(T)\Delta_{B}(T) would vary rapidly and diverge as (TcT)1/2(T_{c}-T)^{-1/2} near TcT_{c}. Therefore, the main contribution to Cv(T)C_{v}(T) at temperatures close to TcT_{c} comes from the second term of Eq. (VII.7) and the specific heat of a 3D Bose-liquid varies rapidly as Cv(T)const/(TcT)1/2C_{v}(T)\sim const/(T_{c}-T)^{1/2} near TcT_{c}. More importantly, this behavior of Cv(T)C_{v}(T) at TTcT\rightarrow T_{c} is similar to that of the specific heat of superfluid 4He at TλT_{\lambda}. Similarly, as TT approaches TcT^{*}_{c} from below the specific heat of the Bose superfluid varies now as Cv(T)const/(TcT)1/2C_{v}(T)\sim const/(T^{*}_{c}-T)^{1/2} according to Eqs. (159) and (VII.7). Such a rapid temperature dependence of Cv(T)C_{v}(T) eventually leads also to a λ\lambda-like anomaly at TcT^{*}_{c}. The above predicted behaviors of Cv(T)C_{v}(T) near TcT_{c}^{*} and TcT_{c} are shown in Fig. 35. Clearly, Cv(T)C_{v}(T) is proportional to T3/2T^{3/2} above TcT_{c}.

Refer to caption
Figure 35: Temperature dependence of the specific heat of a 3D superfluid Bose-liquid showing the existence of two distinct λ\lambda-like anomalies in Cv(T)C_{v}(T) at γB<<γB\gamma_{B}<<\gamma_{B}^{*} .

The specific heat of a 2D superfluid Bose-liquid at low temperatures can be determined in the same manner using the above-mentioned approximations. Then, evaluating the integral in Eq. (VII.7) at Δg>2kBT\Delta_{g}>2k_{B}T, we find

Cv(T)2ΩDBkBΔg2μ~B[1+Δg2kBT]exp(ΔgkBT).\displaystyle C_{v}(T)\simeq\frac{2\Omega D_{B}k_{B}\Delta^{2}_{g}}{\tilde{\mu}_{B}}\left[1+\frac{\Delta_{g}}{2k_{B}T}\right]\exp\left(-\frac{\Delta_{g}}{k_{B}T}\right).

Further, for Δg<2kBT\Delta_{g}<2k_{B}T we obtain from Eq. (VII.7) (see Appendix D)

Cv(T)76ΩDBkB(kBTΔB)2.\displaystyle C_{v}(T)\simeq 76\Omega D_{B}k_{B}\Big{(}\frac{k_{B}T}{\Delta_{B}}\Big{)}^{2}. (191)

In this case the temperature dependence of Cv(T)C_{v}(T) in a 2D superfluid Bose-liquid is also very close to phonon-like one.

VII.8 G. Stability of attractive Bose systems

For attractive Bose systems, the problem of their stability relative to spontaneous collapse can arise in the study of the superfluid states in such Bose systems. To escape a collapse in a 2D attractive Bose gas of holons, the strong Hartree-Fock repulsion, which ensures a positive compressibility, has been introduced in Ref. 224 . Here, we briefly discuss the stability of the superfluid states in 3D and 2D attractive Bose systems.

In the weak coupling limit (γB<<1\gamma_{B}<<1), the single particle condensation in a 3D attractive Bose gas with ρBρB0\rho_{B}\sim\rho_{B0} is expected in a wide temperature range from T=0T=0 to Tc<TcT^{*}_{c}<T_{c}. In this limiting case, one obtains ΔBρBV~B\Delta_{B}\simeq\rho_{B}\tilde{V}_{B} 226 and μ~B2ρB(VBR32VBA)\tilde{\mu}_{B}\simeq 2\rho_{B}(V_{BR}-\frac{3}{2}V_{BA}), so that the compressibility just like in the case of a 2D attractive Bose gas of holons 224 is given by

KB=ρB2μ~BρB2ρB2(VBR32VBA),\displaystyle K_{B}=\rho^{2}_{B}\frac{\partial\tilde{\mu}_{B}}{\partial\rho_{B}}\simeq 2\rho_{B}^{2}\left(V_{BR}-\frac{3}{2}V_{BA}\right), (192)

which is essentially positive at VBR>1.5VBAV_{BR}>1.5V_{BA}. This means that the 3D Bose gas with the attractive and repulsive interboson interactions is stable.

In the strong coupling limit (γB>γB\gamma_{B}>\gamma_{B}^{*} or μ~B>ΔB\tilde{\mu}_{B}>\Delta_{B}), we deal with the pair condensation of bosons in attractive Bose systems. Especially, for γB>>γB\gamma_{B}>>\gamma_{B}^{*} the behavior of such Bose systems seems to be very close to a dilute gas limit. In this case, the quantities μ~B\tilde{\mu}_{B} and KBK_{B} for 3D and 2D Bose systems are determined from the relations μ~B=2ρB(VBRVBA)Eb2\tilde{\mu}_{B}=2\rho_{B}(V_{BR}-V_{BA})-\frac{E_{b}}{2} (where Eb=2μB~E_{b}=2\tilde{\mu_{B}} is the binding energy of a boson pair in a dilute Bose gas 220 ) and KB=2ρB2(VBRVBA)K_{B}=2\rho_{B}^{2}(V_{BR}-V_{BA}). It follows that in the strong coupling limit the 3D and 2D attractive Bose systems are stable at VBR>VBAV_{BR}>V_{BA}. One can see that in the strong coupling limit the pair condensation of attracting bosons leads to the formation of NB/2N_{B}/2 boson molecules. Note that the fermion pairs (molecules) are also formed in attractive Fermi systems in the dilute limit 38 ; 227 .

Thus, the 3D and 2D attractive Bose systems undergoing the single particle and pair condensations are stable for VBR>>VBAV_{BR}>>V_{BA} (when γB<<γB\gamma_{B}<<\gamma^{*}_{B}) and for VBR>VBAV_{BR}>V_{BA} (when γB>γB\gamma_{B}>\gamma^{*}_{B}).

VIII VIII. Novel Bose-liquid superconductivity and superfluidity in high-TcT_{c} cuprates and other systems

In this section, we convincingly prove that the underlying mechanisms of unconventional superconductivity and superfluidity observed in various substances are fundamentally different from the BCS condensation of fermionic Cooper pairs and the so-called ss-, pp- or dd-wave BCS-type superconductivity (superfluidity). Actually, the superconducting/superfluid transition in high-TcT_{c} cuprates 33 and other unconventional superconductors 30 and superfluid 3He 198 closely resembles the λ\lambda-like superfluid transition in liquid 4He. In particular, various experiments 26 ; 28 ; 33 ; 35 ; 60 strongly suggest that the underdoped, optimally doped and moderately overdoped cuprates should not be BCS-type superconductors. Therefore, it is necessary to go beyond the framework of both the BCS condensation model and the BEC model for understanding the phenomena of unconventional superconductivity and superfluidity in high-TcT_{c} cuprates and other intricate systems. Here, we encounter a novel superconducting/superfluid state of matter, which is a superfluid Bose liquid of bosonic Cooper pairs, and we have deal with low-density bosonic matter exhibiting novel superconductivity (superfluidity) below TcT_{c} and a λ\lambda-like superconducting/superfluid transition at TcT_{c}, similar to the λ\lambda-transition in liquid 4He.

We now present a radically new microscopic theory of unconventional superconductivity and superfluidity in high-TcT_{c} cuprates and other systems based on the above theory of Bose superfluids, which describes the genuine superconducting/superfluid states arising at the pair and single particle condensations of attracting bosons (Cooper pairs and 4He atoms). We demonstrate that only a small attractive part of a Bose gas in these systems can undergo a superfluid phase transition at TcT_{c} and the mean field theory of 3D and 2D Bose superfluids is well consistent with existing experimental data and make experimentally testable predictions of the distinctive features of bosonic order parameter ΔB\Delta_{B}, novel superconducting/superfluid states and properties of various high-TcT_{c} cuprates and other related systems.

VIII.1 A. Novel superconducting states and properties of high-TcT_{c} cuprates and their experimental manifestations

The high-TcT_{c} cuprate superconductivity is still invariably considered as the Fermi-liquid superconductivity based on the BCS-type (ss- or dd- wave) pairing of electrons and holes. In order to understand this phenomenon, we take an alternative view that the genuine superconductivity in high-TcT_{c} cuprates results from the superfluid condensation of the attractive Bose gases of polaronic Cooper pairs with low densities (ρB<<nc\rho_{B}<<n_{c}). Such composite bosons repel one another at small distances between them and their net interaction is attractive at large distances. In high-TcT_{c} cuprates, attractive interactions between bosonic Cooper pairs result from their polaronic carriers interacting with lattice vibrations. The energy of such an attractive interaction between bosonic Cooper pairs would be of the order of ω0\hbar\omega_{0} (i.e. ξBAω0\xi_{BA}\sim\hbar\omega_{0}). The 3D mean-field equations for determining the coherence (i.e., superconducting order) parameter ΔSC=ΔB\Delta_{SC}=\Delta_{B} and the condensation temperature TcT_{c} of such bosonic Cooper pairs can be written as (see Appendix B):

2DBV~B=0ξBAεcoth[(ε+μ~B)2ΔB22kBT](ε+μ~B)2ΔB2𝑑ε,\displaystyle\frac{2}{D_{B}\tilde{V}_{B}}=\int^{\xi_{BA}}_{0}\sqrt{\varepsilon}\frac{\coth\left[\frac{\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta^{2}_{B}}}{2k_{B}T}\right]}{\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta^{2}_{B}}}d\varepsilon, (193)
2ρBDB\displaystyle\frac{2\rho_{B}}{D_{B}} =\displaystyle= 0ε{ε+μ~B(ε+μ~B)2ΔB2×\displaystyle\int^{\infty}_{0}\sqrt{\varepsilon}\Bigg{\{}\frac{\varepsilon+\tilde{\mu}_{B}}{\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta^{2}_{B}}}\times (194)
×coth[(ε+μ~B)2ΔB22kBT]1}dε.\displaystyle\times\coth\left[\frac{\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta^{2}_{B}}}{2k_{B}T}\right]-1\Bigg{\}}d\varepsilon.

Solutions of Eqs. (193) and (194) allow us to examine closely the novel superconducting/superfluid states arising in high-TcT_{c} cuprates. In the strong coupling limit (γB>γB\gamma_{B}>\gamma^{*}_{B}) the excitation spectrum of a 3D Bose superfluid EB(k)E_{B}(k) has the energy gap Δg=μ~B2ΔB2\Delta_{g}=\sqrt{\tilde{\mu}_{B}^{2}-\Delta^{2}_{B}} in the temperature range 0T<Tc0\leqslant T<T_{c} (see Fig. 27a). However, in the intermediate and weak coupling regimes, the boson excitation spectrum EB(k)E_{B}(k) becomes gapless at TTc<<TcT\leq T^{*}_{c}<<T_{c} (for 1<γB<γB1<\gamma_{B}<\gamma_{B}^{*}) or at TTc<TcT\leq T^{*}_{c}<T_{c} (for γB<<1\gamma_{B}<<1). For γB<γB\gamma_{B}<\gamma^{*}_{B} and Δg=0\Delta_{g}=0, Eqs. (193) and (194) become (see Appendix B)

2DBV~B=2ρB0DBμ~B+0εBAεcoth[ε2+2μ~Bε2kBT]ε2+2μ~Bε𝑑ε,\displaystyle\frac{2}{D_{B}\tilde{V}_{B}}=\frac{2\rho_{B0}}{D_{B}\tilde{\mu}_{B}}+\int^{\varepsilon_{BA}}_{0}\sqrt{\varepsilon}\frac{\coth\left[\frac{\sqrt{\varepsilon^{2}+2\tilde{\mu}_{B}\varepsilon}}{2k_{B}T}\right]}{\sqrt{\varepsilon^{2}+2\tilde{\mu}_{B}\varepsilon}}d\varepsilon,
2ρBDB\displaystyle\frac{2\rho_{B}}{D_{B}} =\displaystyle= 2ρB0DB+0ε{ε+μ~Bε2+2μ~Bε×\displaystyle\frac{2\rho_{B0}}{D_{B}}+\int^{\infty}_{0}\sqrt{\varepsilon}\Bigg{\{}\frac{\varepsilon+\tilde{\mu}_{B}}{\sqrt{\varepsilon^{2}+2\tilde{\mu}_{B}\varepsilon}}\times (196)
×coth[ε2+2μ~Bε2kBT]1}dε,\displaystyle\times\coth\left[\frac{\sqrt{\varepsilon^{2}+2\tilde{\mu}_{B}\varepsilon}}{2k_{B}T}\right]-1\Bigg{\}}d\varepsilon,

where ρB0\rho_{B0} is the density of bosonic Cooper pairs with k=0k=0 and ε=0\varepsilon=0.

The self-consistent equations (193)-(196) can be solved both namerically and analytically (see Sec. VII). These equations have collective solutions for the attractive interboson interaction V~B\tilde{V}_{B}. The superfluid state is characterized by the coherence parameter ΔB\Delta_{B} which vanishes at T=TcT=T_{c}, that marks the vanishing of a macroscopic superfluid condensate of bosonic Cooper pairs. For TTcT\leq T_{c}^{*}, the gapless and linear (at small kk), phonon-like spectrum EB(k)E_{B}(k) in the superconducting state is similar to the excitation spectrum in superfluid 4He and satisfies also the criterion for superfluidity, i.e., the critical velocity of Cooper pairs vc=1(EB(k)/k)min>0v_{c}=\hbar^{-1}{(\partial E_{B}(k)/\partial{k})}_{min}>0 satisfies the condition for the existence of their superfluidity. By solving Eqs. (193) and (194) for Δg>0\Delta_{g}>0 (T>TcT>T^{*}_{c}) and then Eqs. (VIII.1) and (196) for Δg=0\Delta_{g}=0 (TTc)(T\leq T^{*}_{c}), we find that the pair condensation of bosons at T>TcT>T^{*}_{c} will correspond to a smaller value of both the chemical potential μ~B\tilde{\mu}_{B} and the order parameter ΔB<μ~B\Delta_{B}<\tilde{\mu}_{B}, while their single particle condensation at TTcT\leq T^{*}_{c} will correspond to a much larger value of the chemical potential μ~B=ΔB\tilde{\mu}_{B}=\Delta_{B}. The self-consistent solutions of Eqs. (193)-(196) allow us to establish the following universal law of superfluid condensation of bosonic Cooper pairs in non-BCS-type superconductors: the pair condensation of attracting Bose particles occurs first at TcT_{c} and then their single particle condensation sets in at a lower temperature TcT_{c}^{*} than the TcT_{c}. According to this law, upon lowering the temperature, a λ\lambda-like superconducting phase transition occurs at TcT_{c} (see Fig. 35) and a new first-order phase transition in the superconducting state occurs then at TTcT\leq T^{*}_{c}. The validity of the above law describing the occurrence of a λ\lambda-like phase transition at TcT_{c} and a first-order phase transition somewhat below TcT_{c} or even far below TcT_{c} has been experimentally confirmed in high-TcT_{c} cuprates 33 ; 229 ; 230 ; 231 and other systems (see below).

Thus, single particle and pair condensates of bosonic Cooper pairs are two distinct superconducting phases in high-TcT_{c} cuprates just like A and B phases in superfluid 3He. The occurrence of the Bose-liquid superconductivity in these systems is characterized by a non-zero coherence parameter ΔB\Delta_{B} which defines the bond strength of all condensed bosonic Cooper pairs - boson superfluid stiffness. Therefore, excitations of a superfluid Bose condensate of Cooper pairs in high-TcT_{c} cuprates are collective excitations of many particles (all bosons participate in the excitation). Such excitations should not be measured by single-particle spectroscopies, as noted also in Ref. 228 . The new excitation-energy scale of a superfluid Bose condensate of Cooper pairs in cuprate superconductors will be related to the coherence parameter ΔB\Delta_{B} and to TcT_{c}. The frictionless flow of a Bose-liquid of Cooper pairs would be possible under the condition ΔB>0\Delta_{B}>0. While the BCS-like fermionic excitation gap ΔF\Delta_{F} characterizing the bond strength of Cooper pairs exists above TcT_{c} as the pseudogap 21 ; 22 ; 33 ; 34 ; 35 , which is also necessary ingredient for unconventional superconductivity and superfluidity of bosonic Cooper pairs.

The high-TcT_{c} cuprates are fundamentally different from the BCS-type superconductors. In conventional metals and heavily overdoped cuprates with large Fermi energies, the superconducting state is characterized only by the BCS-like (fermionic) order parameter ΔF\Delta_{F} appearing at TcT_{c} and the onset temperature of Cooper pairing TT^{*} coincides with TcT_{c}. In contrast, for high-TcT_{c} cuprates with small Fermi energies, the emergence of unconventional superconductivity is a two-stage process 21 : the formation of bosonic (polaronic) Cooper pairs at T>TcT^{*}>T_{c} and the subsequent condensation of such Cooper pairs into a superfluid Bose-liquid state at TcT_{c}. In these high-TcT_{c} materials, the superconducting state is characterized by the bosonic order parameter ΔB\Delta_{B} appearing at TcT_{c}, since the onset temperature TT^{*} of unconventional Cooper pairing is different from the superconducting transition temperature TcT_{c} (Fig. 36), as observed in many experiments 7 ; 26 ; 33 .

Refer to caption
Refer to caption
Figure 36: (a) Temperature dependences of the BCS-like pseudogap ΔF\Delta_{F} appearing at a temperature TT^{*} above TcT_{c} and the superconducting order parameter ΔSC=ΔB\Delta_{SC}=\Delta_{B} in 3D non-BCS (bosonic) superconductors at γB<γB\gamma_{B}<\gamma_{B}^{*}, where μ~B\tilde{\mu}_{B} is the chemical potential of an attracting Bose gas of Cooper pairs, TBECT^{*}_{BEC} is the renormalized BEC temperature, TcT_{c} and TcT^{*}_{c} are the onset temperatures of the second-order and first-order phase transitions to the superconducting state. (b) Temperature dependences of ΔF\Delta_{F} and ΔSC\Delta_{SC} in 3D bosonic superconductors at γB<<γB\gamma_{B}<<\gamma^{*}_{B}.

The novel Bose-liquid superconductivity would occur in underdoped, optimally doped and moderately overdoped cuprates under the coexistence of two fundamentally different fermionic and bosonic order parameters. In these unconventional superconductors (Fig. 36aa and 36bb), the disappearance of the coherence parameter ΔB\Delta_{B} or superfluid condensate of bosonic Cooper pairs at T=TcT=T_{c} is not accompanied yet by the destruction of such Cooper pairs which disappear at higher temperatures (i.e. at T=T>TcT=T^{*}>T_{c} or even at T=T>>TcT=T^{*}>>T_{c}). Thus, the situation is completely different in high-TcT_{c} cuprates in which the superconducting order parameter ΔB(=ΔSC)\Delta_{B}(=\Delta_{SC}) appearing at TcT_{c} and the BCS-like gap opening at the Fermi surface above TcT_{c} have different origins. For reasons given above, most of experimental techniques capable of measuring the BCS-like fermionic excitation gap ΔF\Delta_{F} 43 are turned out to be incapable of identifying the genuine (bosonic) superconducting order parameter ΔB\Delta_{B} in the cuprates, from underdoped to overdoped regime (see also Ref. 228 ). There is still confusion in the literature concerning the superconducting order parameter in high-TcT_{c} cuprates, since it is often identified as a BCS-like (ss- or dd-wave) gap on the basis of tunneling and ARPES data. Actually, the single particle tunneling spectroscopy and ARPES provide only information about the excitation gaps Δp\Delta_{p} and ΔF\Delta_{F} at the Fermi surface but they fail to measure the energy of the collective excitation of all condensed bosonic Cooper pairs and to identify the genuine superconducting order parameter ΔB\Delta_{B} appearing below TcT_{c} in unconventional cuprate superconductors. The distinctive features of the novel superconducting states and properties of high-TcT_{c} cuprates and their experimental manifestations will be discussed below.

VIII.2 1. Kink-like behavior of the bosonic superconducting order parameter near Tc<TcT^{*}_{c}<T_{c}

The numerical and analytical solutions of the self-consistent equations (193)-(196) allow us to predict the possible behaviors of ΔB(T)\Delta_{B}(T) as a function of temperature and γB\gamma_{B}. For γB<γB\gamma_{B}<\gamma_{B}^{*}, we can define a characteristic temperature TcT_{c}^{*} to be that temperature at which ΔB(T)\Delta_{B}(T) begins to drop suddenly from its low-temperature value and the energy gap Δg(T)\Delta_{g}(T) begins to appear in EB(k)E_{B}(k) above TcT_{c}^{*}. In the temperature range 0T<Tc0\leq T<T_{c}^{*}, the coherence parameter ΔB\Delta_{B} shows very weak TT dependence. But the value of ΔB\Delta_{B} changes rapidly near TcT_{c}^{*}. On the other hand, ΔB\Delta_{B} rapidly increases as TT approaches TcT_{c}^{*} from above and the first-order phase transition in the superconducting state occur at T=TcT=T_{c}^{*}. As a consequence, the self-consistent equations (193)-(196) for the temperature dependent coherence parameter ΔB(T)\Delta_{B}(T) suggest that there is a crossever temperature TcT_{c}^{*} of interest at γB<γB\gamma_{B}<\gamma_{B}^{*} below TcT_{c}. As mentioned in Sec. VII, in the vicinity of TcT_{c}^{*} the coherence parameter ΔB\Delta_{B} begins to acquire a strong temperature dependence (see Eq. (159)). At TTcT\sim T_{c}^{*} the bosonic order parameter ΔB\Delta_{B} rapidly increases as TT approaches TcT_{c}^{*} from above. Therefore, the temperature dependence of the bosonic superconducting order parameter ΔSC=ΔB\Delta_{SC}=\Delta_{B} in high-TcT_{c} cuprates is unusual and has a kink-like feature near the characteristic temperature TcT^{*}_{c} which will be somewhat lower than TcT_{c} or even will be much lower than TcT_{c}. This kink-like feature in ΔSC(T)\Delta_{SC}(T) is less pronounced for γB<γB\gamma_{B}<\gamma_{B}^{*} and Tc<<TcT_{c}^{*}<<T_{c}, but it is more pronounced for γB<<γB\gamma_{B}<<\gamma_{B}^{*} (i.e. somewhat below TcT_{c}). Such a kink-like behavior of ΔSC(T)\Delta_{SC}(T) near TcT^{*}_{c} in turn leads to the radical changes of other superconducting parameters (e.g., critical magnetic fields and current, etc.) of high-TcT_{c} cuprates. Some experiments 232 indicate that the superconducting order parameter ΔSC(T)\Delta_{SC}(T) in the cuprates has a kink-like feature near the characteristic temperature TcT^{*}_{c} (0.6Tc\lesssim 0.6T_{c}). We believe that the kink-like behavior of the bosonic superconducting order parameter ΔSC(=ΔB)\Delta_{SC}(=\Delta_{B}) seems to be quite plausible for high-TcT_{c} cuprates. Indeed, the temperature dependence of ΔSC(T)\Delta_{SC}(T) observed in the ceramic high-TcT_{c} superconductor EuBa2Cu3O7x\rm{EuBa_{2}Cu_{3}O_{7-x}} 232 is essentially different from the BCS-dependence and closely resembles kink-like behavior of ΔSC(T)\Delta_{SC}(T). Similarly, various signatures of the kink-like features of ΔSC(T)\Delta_{SC}(T) could, in principle, be detected experimentally in other high-TcT_{c} cuprates.

VIII.3 2. Integer and half-integer magnetic flux quantization effects

In high-TcT_{c} cuprate superconductors, the binding energy 2ΔF2\Delta_{F} of polaronic Cooper pairs will increase when the temperature decreases and their overlapping becomes impossible. However, the binding energy 2Δg2\Delta_{g} of boson pairs in 3D systems decreases rapidly below TcT_{c} and becomes equal to zero at a characteristic temperature TcT_{c}^{*} at which the composite boson pairs begin to overlap strongly and lose their identity. This distinctive feature of composite boson pairs should be visually displayed in the magnetic flux quantization effects in 3D high-TcT_{c} cuprates. Specifically, the integer and half-integer magnetic flux quantizations in units of h/2eh/2e and h/4eh/4e should be expected in these bosonic superconductors at TTcT\leq T_{c}^{*} and T>TcT>T_{c}^{*}, respectively. Since the bosonic Cooper pairs first would undergo pair condensation, which is responsible for the half-integer h/4eh/4e magnetic flux quantization below TcT_{c}, while their single particle condensation is responsible for the integer h/2eh/2e magnetic flux quantization below TcT_{c}^{*}. If one takes into account that the energy gap Δg\Delta_{g} in the excitation spectrum of a 2D superfluid Bose-liquid of Cooper pairs at T>0T>0 is much larger than such a gap in the excitation spectrum of a 3D superfluid Bose-liquid of Cooper pairs at T>TcT>T_{c}^{*}, the half-integer flux-quantum effect is best manifested in the 3D-to-2D crossover region than in the bulk of high-TcT_{c} cuprates.

The effect of magnetic flux quantization in units of h/4eh/4e predicted earlier 51 ; 233 ; 234 was later discovered experimentally at the grain boundaries and in thin films of some high-TcT_{c} cuprates 235 (see also Refs. 116 ). But the half-integer magnetic flux quantization observed in high-TcT_{c} cuprates has been poorly interpreted in the literature (see Ref. 116 ) as the evidence that this effect is associated with the BCS-like dd-wave pairing symmetry. Such obscure interpretation and other arguments based on the theory of the BCS-like Fermi-liquid superconductivity (see Refs. 116 ; 235 ) are ill-founded and not convincing. From above considerations, it follows that the half-integer flux-quantum effect observed in grain boundary junction experiments 116 is due to the pair condensation of bosonic Cooper pairs in the 3D-to-2D crossover region and not due to the dd-wave symmetry of Cooper pairs. Obviously, the half-integer flux-quantum effect in 2D bosonic superconductors exists in the temperature range 0<T<Tc0<T<T_{c}. Remarkably, this prediction was also experimentally confirmed by Kirtley et al. 236 providing compelling evidence for the existence of the magnetic flux quantum h/4eh/4e in a thin film of YBa2Cu3O7δ\rm{YBa_{2}Cu_{3}O_{7-\delta}} in the temperature range 0.5K<T<Tc0.5K<T<T_{c}. In 3D bosonic superconductors, the magnetic flux quantizations in units of h/2eh/2e and h/4eh/4e are expected in the temperature ranges 0TTc0\leq T\leq T_{c}^{*} and Tc<T<TcT_{c}^{*}<T<T_{c}, respectively. Most likely, a half-integer flux-quantum h/4eh/4e could be experimentally observed in 3D high-TcT_{c} cuprates, when the energy gap Δg\Delta_{g} in EB(k)E_{B}(k) reaches its maximum value just below TcT_{c}.

VIII.4 3. Two-peak specific heat anomalies, λ\lambda-like and first-order phase transitions

The existing experimental facts concerning the high-TcT_{c} cuprate superconductors 33 ; 59 ; 60 ; 166 ; 172 ; 174 ; 229 ; 230 ; 237 indicate that the electronic specific heat CeC_{e} in these materials is proportional to T2T^{2} or T3T^{3} at low temperatures and has a clear λ\lambda-like anomaly at TcT_{c} and a second anomaly somewhat below TcT_{c} or well below TcT_{c}. We believe that the electronic specific heat of high-TcT_{c} cuprates below TcT_{c} is best described by the theory of a superfluid Bose-liquid (see Eq. (VII.7)) and not by the BCS-like dd-wave pairing model, since at Δg<ΔB\Delta_{g}<\Delta_{B} and especially at Δg<<ΔB\Delta_{g}<<\Delta_{B} (or Δg=0\Delta_{g}=0) the main contribution to Ce(T)C_{e}(T) in the cuprates comes from the excitation of composite bosonic Cooper pairs and not from the excitation of their Fermi components. Actually, the power law (i.e., phonon-like) temperature dependences of Ce(T)T3C_{e}(T)\sim T^{3} and T2\sim T^{2} in 3D and 2D cuprate superconductors predicted by this theory have been observed experimentally in high-TcT_{c} cuprates 237 . Further, according to the expressions (157), (158) and (159), the electronic specific heat in 3D bosonic superconductors show the following temperature behaviors: Ce(T)(TcT)0.5C_{e}(T)\thicksim(T_{c}-T)^{-0.5} near TcT_{c} and Ce(T)(TcT)0.5C_{e}(T)\thicksim(T_{c}^{*}-T)^{-0.5} near TcT_{c}^{*}. The specific heat of a 3D superfluid Bose-liquid Ce(T)C_{e}(T), diverges as Ce(T)(TcT)0.5C_{e}(T)\sim(T_{c}-T)^{-0.5} near TcT_{c} (where ΔB(T)<<μ~B(T)<<kBTc\Delta_{B}(T)<<\tilde{\mu}_{B}(T)<<k_{B}T_{c}) and will exhibit a λ\lambda-like anomaly at TcT_{c}, as observed in high-TcT_{c} cuprates 33 ; 59 . Such a behavior of Ce(T)C_{e}(T) in high-TcT_{c} cuprates is similar to the behavior of the specific heat of superfluid 4He. Also, Ce(T)C_{e}(T) in high-TcT_{c} cuprates diverges as Ce(T)(TcT)0.5C_{e}(T)\sim(T^{*}_{c}-T)^{-0.5} near TcT^{*}_{c}. Thus, the 3D Bose-liquids in unconventional superconductors would undergo two successive phase transitions with decreasing TT, such as a λ\lambda-like phase transition at TcT_{c} and a first-order phase transition at Tc<TcT^{*}_{c}<T_{c}, and they exhibit the λ\lambda-like anomaly near TcT_{c} and the second anomaly near TcT_{c}^{*} in their specific heat. Such two-peak specific heat anomalies have been actually observed in high-TcT_{c} cuprates 229 .

Refer to caption
Figure 37: Temperature dependence of the specific heat of HoBa2Cu3O7δHoBa_{2}Cu_{3}O_{7-\delta} measured near TcT_{c} and above TcT_{c} 238 . Solid line is the calculated curve for comparing with experimental points (black circles). According to Eq. (92), Cn(T)C_{n}(T) is calculated by using the parameters εF=0.12\varepsilon_{F}=0.12 eV, εFI=0.012\varepsilon_{FI}=0.012 eV, fp=f1=0.3f_{p}=f_{1}=0.3, fI=f2=0.7f_{I}=f_{2}=0.7, while superconducting contribution Cs(T)C_{s}(T) to Ce(T)C_{e}(T) is calculated by using the parameters ρB=1.6×1019cm3\rho_{B}=1.6\times 10^{19}\rm{cm^{-3}}, mB=5mem_{B}=5m_{e}, μ~B(Tc)=1.6\tilde{\mu}_{B}(T_{c})=1.6 meV and fs=0.03f_{s}=0.03. The inset shows the calculated temperature dependence of Ce(T)/TC_{e}(T)/T (solid line) compared with experimental Ce(T)/TC_{e}(T)/T data for LSCO 33 (black circles). According to Eq. (92), Cn(T)/TC_{n}(T)/T is calculated by using the parameters εF=0.1\varepsilon_{F}=0.1 eV εFI=0.06\varepsilon_{FI}=0.06 eV, fp=f1=0.4f_{p}=f_{1}=0.4, fI=f2=0.6f_{I}=f_{2}=0.6, while Cs(T)/TC_{s}(T)/T is calculated by using the parameters ρB=1.4×1019cm3\rho_{B}=1.4\times 10^{19}\rm{cm^{-3}}, mB=5.4mem_{B}=5.4m_{e}, μ~B(Tc)=0.5\tilde{\mu}_{B}(T_{c})=0.5 meV and fs=0.012f_{s}=0.012.

We now examine more closely the temperature-dependent behavior of Ce(T)C_{e}(T) in high-TcT_{c} cuprates near TcT_{c} and above TcT_{c} by comparing the calculated results for Ce(T)C_{e}(T) with experimental data. As TT approaches TcT_{c} from below, the temperature dependences of μ~B\tilde{\mu}_{B} and ΔB\Delta_{B} are described by Eqs. (157) and (158). Essentially, the behavior of Ce(T)C_{e}(T) at temperatures close to TcT_{c} is determined by the following temperature derivaties of μ~B(T)\tilde{\mu}_{B}(T) and ΔB(T)\Delta_{B}(T) entering the second term of Eq. (VII.7): μ~B(T)/T=aμ~B(Tc)(TcT)0.5/2Tc\partial\tilde{\mu}_{B}(T)/\partial T=-a\tilde{\mu}_{B}(T_{c})(T_{c}-T)^{-0.5}/2\sqrt{T_{c}}, μ~B(T)2/Taμ~B(Tc)2(TcT)0.5/Tc\partial\tilde{\mu}_{B}(T)^{2}/\partial T\simeq-a\tilde{\mu}_{B}(T_{c})^{2}(T_{c}-T)^{-0.5}/\sqrt{T_{c}} and ΔB2(T)/T=2aμ~B(Tc)2(TcT)0.5/Tc\partial\Delta^{2}_{B}(T)/\partial T=-2a\tilde{\mu}_{B}(T_{c})^{2}(T_{c}-T)^{-0.5}/\sqrt{T_{c}}.

These temperature derivatives of μ~B\tilde{\mu}_{B} and ΔB\Delta_{B} in the expression for Ce(T)C_{e}(T) give rise to a pronounced λ\lambda-like divergence at TcT_{c}, which is different from the BCS/BEC transition. By introducing the quantity of superfluid matter νB=NB/NA\nu_{B}=N_{B}/N_{A} (where NBN_{B} is the number of attracting bosonic Cooper pairs and NAN_{A} is the Avogadro number, which is equal to the number of CuO2 formula unit per unit molar volume) and the molar fraction of the superfluid bosonic carriers defined by fs=νB/νf_{s}=\nu_{B}/\nu (where ν=N/NA\nu=N/N_{A} is the amount of doped matter), we now write the molar specific heat of the superfluid Bose-liquid in high-TcT_{c} cuprates as

Cs(T)\displaystyle C_{s}(T) =\displaystyle= fsCe(T)νB=fsDBkBNA4ρB(kBT)20ξBAεdεsinh2EB(ε)kBT×\displaystyle f_{s}\frac{C_{e}(T)}{\nu_{B}}=f_{s}\frac{D_{B}k_{B}N_{A}}{4\rho_{B}(k_{B}T)^{2}}\int^{\xi_{BA}}_{0}\sqrt{\varepsilon}\frac{d\varepsilon}{\sinh^{2}\frac{E_{B}(\varepsilon)}{k_{B}T}}\times
×{EB2(ε)+aμ~B(Tc)T2Tc(TcT)0.5[εμ~B(Tc)]}.\displaystyle\times\left\{E^{2}_{B}(\varepsilon)+\frac{a\tilde{\mu}_{B}(T_{c})T}{2\sqrt{T_{c}}(T_{c}-T)^{0.5}}\left[\varepsilon-\tilde{\mu}_{B}(T_{c})\right]\right\}.

Here we have assumed that Ω/νB=NBvB/νB=vBNA\Omega/\nu_{B}=N_{B}v_{B}/\nu_{B}=v_{B}N_{A} and vB=1/ρBv_{B}=1/\rho_{B}. In doped cuprates the carriers are distributed between the polaronic band and the impurity band (with Fermi energy εFI\varepsilon_{FI}) and the normal-state specific heat Cn(T)C_{n}(T) above TcT_{c} is calculated by considering three contributions from the excited components of Cooper pairs, the ideal Bose-gas of Cooper pairs and the unpaired carriers bound to impurities (see Eq. (92)). The total electronic specific heat Ce(T)=Cs(T)+Cn(T)C_{e}(T)=C_{s}(T)+C_{n}(T) below TcT_{c} is calculated and compared with the experimental data for Ce(T)C_{e}(T) in cuprates (see Fig. 37). In so doing, the fraction fpf_{p} of carriers residing in the polaronic band and the other fraction fIf_{I} of carriers residing in the impurity band are taken into account in comparing the specific heat Ce(T)C_{e}(T) with the experiment.

VIII.5 4. London Penetration Depth

In BCS-like pairing theories, the magnetic field penetration into the superconductor or the London penetration depth λL(T)\lambda_{L}(T) is determined within the two Fermi-liquid model. However, in bosonic superconductors the temperature dependence of the London penetration depth λL(T)\lambda_{L}(T) should be determined within the two Bose-liquid model 22 (in the case of 2D-holon superconductors this question was studied in Ref. 224 ) from the relation

λL(T)λL(0)=[1ρn(T)ρB]1/2,\displaystyle\frac{\lambda_{L}(T)}{\lambda_{L}(0)}=\left[1-\frac{\rho_{n}(T)}{\rho_{B}}\right]^{-1/2}, (198)

where λL(0)=(mBc2/4πρBe2)1/2\lambda_{L}(0)=(m_{B}c^{2}/4\pi\rho_{B}e^{*2})^{1/2}, cc is the light velocity, e=2ee^{*}=2e is the charge of Cooper pairs, ρB=ρs+ρn\rho_{B}=\rho_{s}+\rho_{n}, ρs\rho_{s} and ρn\rho_{n} are the densities of the superfluid and normal parts of a Bose-liquid. The density of the normal part of a 3D Bose-liquid is determined from the expression 239

ρn=13mBdnBdEBp24πp2dp(2π)3,\displaystyle\rho_{n}=-\frac{1}{3m_{B}}\int\frac{dn_{B}}{dE_{B}}p^{2}\frac{4\pi p^{2}dp}{(2\pi\hbar)^{3}}, (199)

where nB=[exp(EB(k))/kBT1]1n_{B}=[\exp(E_{B}(k))/k_{B}T-1]^{-1}, p=2mBεp=\sqrt{2m_{B}\varepsilon}. For the case γB<γB\gamma_{B}<\gamma^{*}_{B}, the excitation spectrum of a 3D Bose-liquid becomes gapless below TcT^{*}_{c}. If γB<<γB\gamma_{B}<<\gamma^{*}_{B}, the excitation spectrum of such Bose-liquid will be phonon-like EB(ε)2ΔBε=vcpE_{B}(\varepsilon)\simeq\sqrt{2\Delta_{B}\varepsilon}=v_{c}p at TTc<TcT\leq T_{c}^{*}<T_{c}. Then Eq. (199), after integration by parts, yields

ρn=23π2mB3vc0p3dpexp[vcp/kBT]1=\displaystyle\rho_{n}=\frac{2}{3\pi^{2}m_{B}\hbar^{3}v_{c}}\int^{\infty}_{0}\frac{p^{3}dp}{\exp[v_{c}p/k_{B}T]-1}=
=2(kBT)43π2mB3vc5Γ(4)ζ(4),\displaystyle=\frac{2(k_{B}T)^{4}}{3\pi^{2}m_{B}\hbar^{3}v^{5}_{c}}\Gamma(4)\zeta(4), (200)

where Γ(4)=3!\Gamma(4)=3!, ζ(4)=π4/90\zeta(4)=\pi^{4}/90.

Substituting Eq. (VIII.5) into Eq. (198), we obtain

λL(T)λL(0)=[1(TTc)4]1/2.\displaystyle\frac{\lambda_{L}(T)}{\lambda_{L}(0)}=\Big{[}1-\Big{(}\frac{T}{T_{c}}\Big{)}^{4}\Big{]}^{-1/2}. (201)

Equation (201) is in agreement with the well-known Gorter-Casimir law found earlier only empirically 30 , which is different from the exponential law predicted by BCS theory. At γB<γB\gamma_{B}<\gamma^{*}_{B}, the expression (201) for λL(T)/λL(0)\lambda_{L}(T)/\lambda_{L}(0) holds at low temperatures (Tc<<TcT^{*}_{c}<<T_{c}). While the TT-dependence of λL\lambda_{L} in 3D bosonic superconductors at Δg>kBT\Delta_{g}>k_{B}T can be approximately obtained after replacing EB(ε)E_{B}(\varepsilon) by Δg2+2μ~BεΔg+μ~Bε/Δg\sqrt{\Delta^{2}_{g}+2\tilde{\mu}_{B}\varepsilon}\simeq\Delta_{g}+\tilde{\mu}_{B}\varepsilon/\Delta_{g} in Eq. (199) at small ε\varepsilon. In this case, evaluating the integral in Eq. (199) and using Eq. (198), we find

λL(T)λL(0)=[1(Δg(T)μ~B(T))5/2(TTc)3/2×\displaystyle\frac{\lambda_{L}(T)}{\lambda_{L}(0)}=\Big{[}1-\left(\frac{\Delta_{g}(T)}{\tilde{\mu}_{B}(T)}\right)^{5/2}\left(\frac{T}{T_{c}}\right)^{3/2}\times
×exp(Δg(T)kBT(1TTc))]1/2.\displaystyle\times\exp\left(-\frac{\Delta_{g}(T)}{k_{B}T}\left(1-\frac{T}{T_{c}}\right)\right)\Big{]}^{-1/2}. (202)

At γB<γB\gamma_{B}<\gamma^{*}_{B} and low temperatures the energy gap Δg\Delta_{g} in the excitation spectrum of a 2D Bose-liquid is vanishingly small. Therefore, EB(ε)E_{B}(\varepsilon) may also be approximated by EB(ε)2μ~Bε=vcpE_{B}(\varepsilon)\approx\sqrt{2\tilde{\mu}_{B}\varepsilon}=v_{c}p. Then the density of the normal part of a 2D Bose-liquid ρn\rho_{n} is defined as

ρn12mBvc0dnBdpp22πp(2π)2𝑑p=\displaystyle\rho_{n}\simeq-\frac{1}{2m_{B}v_{c}}\int^{\infty}_{0}\frac{dn_{B}}{dp}p^{2}\frac{2\pi p}{(2\pi\hbar)^{2}}dp=
=14πmB2vc[nBp3|030nBp2𝑑p]=\displaystyle=-\frac{1}{4\pi m_{B}\hbar^{2}v_{c}}\left[n_{B}p^{3}\Big{|}^{\infty}_{0}-3\int^{\infty}_{0}n_{B}p^{2}dp\right]=
=34πmB2vc0p2dpexp[vcp/kBT]1=\displaystyle=\frac{3}{4\pi m_{B}\hbar^{2}v_{c}}\int^{\infty}_{0}\frac{p^{2}dp}{\exp[v_{c}p/k_{B}T]-1}=
=3(kBT)34πmB2vc4Γ(3)ζ(3),\displaystyle=\frac{3(k_{B}T)^{3}}{4\pi m_{B}\hbar^{2}v_{c}^{4}}\Gamma(3)\zeta(3), (203)

where Γ(3)=2!\Gamma(3)=2!, ζ(3)=1.202\zeta(3)=1.202.

Substituting this expression into Eq. (198), we obtain

λL(T)λL(0)=[1(TTc)3]1/2.\displaystyle\frac{\lambda_{L}(T)}{\lambda_{L}(0)}=\left[1-\left(\frac{T}{T_{c}}\right)^{3}\right]^{-1/2}. (204)

At Δg>>kBT\Delta_{g}>>k_{B}T, we can again assume that EB(ε)Δg2+2μ~BεΔg+μ~Bε/ΔgE_{B}(\varepsilon)\simeq\sqrt{\Delta^{2}_{g}+2\tilde{\mu}_{B}\varepsilon}\simeq\Delta_{g}+\tilde{\mu}_{B}\varepsilon/\Delta_{g}. For the case of 2D bosonic superconductors, we then obtain approximately the following law:

λL(T)λL(0)=[1(Δg(T)μ~B(T))2(TTc)×\displaystyle\frac{\lambda_{L}(T)}{\lambda_{L}(0)}=\Big{[}1-\left(\frac{\Delta_{g}(T)}{\tilde{\mu}_{B}(T)}\right)^{2}\left(\frac{T}{T_{c}}\right)\times
×exp(Δg(T)kBT(1TTc))]1/2,\displaystyle\times\exp\left(-\frac{\Delta_{g}(T)}{k_{B}T}\left(1-\frac{T}{T_{c}}\right)\right)\Big{]}^{-1/2}, (205)

which can be valid in some temperature range below TcT_{c}. The exact results for λL(T)/λL(0)\lambda_{L}(T)/\lambda_{L}(0) are obtained by numerical calculation of the integral in Eq. (199), which can be written as

ρn=2mB3/23π23kBT×\displaystyle\rho_{n}=\frac{\sqrt{2}m^{3/2}_{B}}{3\pi^{2}\hbar^{3}k_{B}T}\times
×0ξBAexp((ε+μ~B)2ΔB2/kBT)[exp((ε+μ~B)2ΔB2/kBT)1]2ε3/2dε.\displaystyle\times\int^{\xi_{BA}}_{0}\frac{\exp(\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta^{2}_{B}}/k_{B}T)}{\Big{[}\exp(\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta^{2}_{B}}/k_{B}T)-1\Big{]}^{2}}\varepsilon^{3/2}d\varepsilon.

We now turn to the experimental evidence for λL(T)\lambda_{L}(T) in high-TcT_{c} cuprates. Experimental results on the London penetration depth in these high-TcT_{c} materials 241 are in well agreement with Eq. (201) and at variance with exponential law predicted by the BCS theory. Further, the power law dependence λL(T)T2\lambda_{L}(T)\sim T^{2} is also observed in high-TcT_{c} cuprates 240 . Such a behavior of λL(T)\lambda_{L}(T) also follows approximately from the relation (VIII.5). In addition, in some experiments 242 the power law dependence λL(T)/λL(0)(T/T)n\lambda_{L}(T)/\lambda_{L}(0)\sim(T/T)^{n} with n=1.33.2n=1.3-3.2 were observed in accordance with the above theoretical predictions.

It is now interesting to compare the numerical results for λL(T)/λL(0)\lambda_{L}(T)/\lambda_{L}(0) and (λL(0)/λL(T))2(\lambda_{L}(0)/\lambda_{L}(T))^{2} obtained using Eqs. (VIII.5) and (198) with the experimental data in a wide temperature region which extends up to TcT_{c}. As can be seen in Fig. 38 and Fig. 39, the fits of Eqs. (VIII.5) and (198) to experimental data are quite good. Here we discuss the origins of the change in the slope of λL(T)/λL(0)\lambda_{L}(T)/\lambda_{L}(0) and [λL(0)/λL(T)]2[\lambda_{L}(0)/\lambda_{L}(T)]^{2} observed near TcT_{c}^{*} well below TcT_{c} in two different films of YBCO 241 ; 243 and the other features, like oscillations at lower temperatures (T<TcT<T_{c}^{*}). According to the theory of Bose-liquid superconductivity, the change of the slope of λL(T)\lambda_{L}(T) in high-TcT_{c} cuprates occurs at a crossover temperature TcT^{*}_{c} which decreases with decreasing the thickness of the films of these materials. The changes of the slope of λL(T)/λL(0)\lambda_{L}(T)/\lambda_{L}(0) and (λL(0)/λL(T))2(\lambda_{L}(0)/\lambda_{L}(T))^{2} in thin films of YBCO were actually observed at Tc0.65TcT^{*}_{c}\simeq 0.65T_{c} 241 and Tc0.55TcT^{*}_{c}\simeq 0.55T_{c} 243 , respectively. In particular, a first-order phase transition from AA-like superconducting phase (pair condensate state of Cooper pairs) to BB-like superconducting phase (single particle condensate state of Cooper pairs) occurs in the bulk of a YBCO film at Tc0.55TcT_{c}^{*}\simeq 0.55T_{c}, while such a phase transition occurs on 2D surfaces at T=Tc=0T=T_{c}^{*}=0. It follows that crossover temperature TcT_{c}^{*} near surfaces of a YBCO film decreases rapidly, thus indicating that surfaces actually tend to stabilize the remnant AA-like superconducting phase below the bulk crossover temperature Tc0.55TcT_{c}^{*}\simeq 0.55T_{c}. Because the crossover from 3D to 2D superconductivity regime near surfaces would progressively shift TcT_{c}^{*} towards low-temperature region. Measurements of the London penetration depth λL\lambda_{L} on the YBCO film 243 seem to indicate the coexistence of competing two Bose condensates (i.e. the dominant single-particle condensate coexists with the persisting pair condensate) of bosonic Cooper pairs below Tc0.55TcT_{c}^{*}\sim 0.55T_{c} due to surface effects. Apparently, the competitions between coexisting single particle and pair condensate states of such composite bosons near surfaces can give rise to additional multiple features, like oscillations in experimental measurements of [λL(0)/λL(T)]2[\lambda_{L}(0)/\lambda_{L}(T)]^{2}, at T<Tc0.55TcT<T_{c}^{*}\sim 0.55T_{c} 243 .

Refer to caption
Figure 38: Temperature dependence of λL(T)/λL(0)\lambda_{L}(T)/\lambda_{L}(0) (solid line) is calculated by using Eqs. (VIII.5) and (198) with the fitting parameters ρB1.14×1019cm3\rho_{B}\simeq 1.14\times 10^{19}\rm{cm^{-3}}, mB=4.9mem_{B}=4.9m_{e}, ξBA=0.07\xi_{BA}=0.07 eV and compared with experimental data (\blacksquare) for thin film of YBCO 241 . TcT^{*}_{c} marks the first-order phase transition temperature at which the energy gap Δg\Delta_{g} vanishes in the excitation spectrum of 3D Bose-liquid of Cooper pairs.
Refer to caption
Figure 39: Temperature dependence of (λL(0)/λL(T))2(\lambda_{L}(0)/\lambda_{L}(T))^{2} (solid line) is calculated by using Eqs. (VIII.5) and (198) with the fitting parameters ρB1.29×1019cm3\rho_{B}\simeq 1.29\times 10^{19}\rm{cm^{-3}}, mB=5mem_{B}=5m_{e}, ξBA=0.08\xi_{BA}=0.08 eV and compared with experimental data (\circ) for YBCO film 243

In the absence of a satisfactory microscopic theory of unconventional superconductivity in high-TcT_{c} cuprates, Orbach-Werbig et al. 243 have started to compare their own key experimental results for the London penetration depth with the BCS-like (two-gap) theories. However, the explanation of the low- and high-temperature behaviors of [λL(0)/λL(T)]2[\lambda_{L}(0)/\lambda_{L}(T)]^{2} in terms of two different (large and small) BCS-like gaps seems to be inadequate, and a phase transition, which is responsible for the change in the slope of [λL(0)/λL(T)]2[\lambda_{L}(0)/\lambda_{L}(T)]^{2} observed at T0.55TcT\sim 0.55T_{c} in YBCO 243 had remained unidentified. While the above theory of Bose-liquid superconductivity explains naturally the important experimental results of Ref. 243 . As a matter of fact, the first-order phase transition in a YBCO film occurs near Tc0.55TcT_{c}^{*}\sim 0.55T_{c} (Fig. 39) and is accompanied by the change in the slope of [λL(0)/λL(T)]2[\lambda_{L}(0)/\lambda_{L}(T)]^{2}.

VIII.6 5. Critical current and superfluid density

We now discuss the main critical parameters in high-TcT_{c} cuprate superconductors and show that the kink-like feature of the bosonic superconducting order parameter ΔSC(T)=ΔB(T)\Delta_{SC}(T)=\Delta_{B}(T) is responsible for the kink-like behavior of the critical current Jc(T)J_{c}(T) destroying superconductivity in these materials. The critical current density in bosonic superconductors is given by

Jc(T)=2eρs(T)vc(T),\displaystyle J_{c}(T)=2e\rho_{s}(T)v_{c}(T), (207)

where ρs(T)=ρBρn\rho_{s}(T)=\rho_{B}-\rho_{n} is the superfluid density, ρn\rho_{n} is the density of the normal part of a 3D Bose-liquid determined from Eq. (VIII.5), vc(T)=[μ~B(T)+Δg(T)]/mBv_{c}(T)=\sqrt{[\tilde{\mu}_{B}(T)+\Delta_{g}(T)]/m_{B}} is the critical velocity of superfluid carriers (bosonic Cooper pairs).

Refer to caption
Figure 40: Temperature dependence of the critical current density JcJ_{c} measured in YBCO film and fitted by using Eq. (207). The solid line is the best fit of Eq. (207) (\blacktriangle) to the experimental data (\circ) for YBCO film 244 using the parameters ρB0.8×1019cm3\rho_{B}\simeq 0.8\times 10^{19}\rm{cm^{-3}}, mB=4.6mem_{B}=4.6m_{e}, and ξBA=0.08\xi_{BA}=0.08 eV. The inset shows the kink-like behavior of ΔSC(T)\Delta_{SC}(T) near the characteristic temperature TcT^{*}_{c}.
Refer to caption
Figure 41: Temperature dependence of JcJ_{c} measured in YBCO film (\bullet). The solid line is the best fit of Eq. (207) (\triangle) to the experimental data (\bullet) for YBCO film 245 using the parameters ρB1.41×1019cm3\rho_{B}\simeq 1.41\times 10^{19}\rm{cm^{-3}}, mB=5.0mem_{B}=5.0m_{e} and ξBA=0.08\xi_{BA}=0.08 eV. The inset shows the kink-like behavior of ΔSC(T)\Delta_{SC}(T) near TcT^{*}_{c}.

The superfluid density ρs\rho_{s} and the critical velocity vcv_{c} of bosonic Cooper pairs in unconventional superconductors (which are bosonic superconductors), should be determined accoding to the above microscopic theory of superfluid Bose-liquid and not accoding to the theory of superfluid Fermi-liquid (as it accepted in BCS-like pairing theory). Our calculated results for Jc(T)J_{c}(T) are compared with the experimental results obtained for two different YBCO films 244 ; 245 . As may be seen in Figs. 40 and 41, the temperature dependences of our calculated Jc(T)J_{c}(T) for these high-TcT_{c} cuprates are in good agreement with the experimental data 244 ; 245 (see Figs. 40 and 41). Most importantly, as TT approaches the characteristic temperature TcT^{*}_{c} from above, the unusual temperature dependences (upward trends) of Jc(T)J_{c}(T) in two different YBCO films were observed near Tc0.45TcT^{*}_{c}\simeq 0.45T_{c} 244 and Tc0.40TcT^{*}_{c}\simeq 0.40T_{c} 245 . Such kink-like behaviors of Jc(T)J_{c}(T) in two different YBCO films shown in Figs. 40 and 41 are associated with the sharp increase of ΔB(T)\Delta_{B}(T) at the vanishing of the gap Δg\Delta_{g} in EB(k)E_{B}(k) near TcT_{c}^{*} leading to the jump-like increasing of the superfluid density ρs(T)\rho_{s}(T) and the critical velocity vc(T)v_{c}(T) of superfluid carriers.

VIII.7 6. Lower and upper critical magnetic fields

Refer to caption
Refer to caption
Figure 42: Temperature dependences of the critical magnetic fields Hc1(T)H_{c1}(T) and Hc2(T)H_{c2}(T) measured in superconducting cuprates. (a) Solid line is the fit of equation (208) (\triangle) to the experimental data (\bullet) for Hc1(T)H_{c1}(T) in YBCO 246 using the fitting parameters ρB1.7×1019cm3\rho_{B}\simeq 1.7\times 10^{19}\rm{cm^{-3}}, mB=4.4mem^{*}_{B}=4.4m_{e}, Rw=0.02cmR_{w}=0.02cm and ξBA=0.07\xi_{BA}=0.07 eV. (b) Solid line is the fit of equation (210) (\circ) to the experimental data (\blacksquare) for Hc2(T)H_{c2}(T) in Bi-2201 249 using the fitting parameters ρB0.106×1019cm3\rho_{B}\simeq 0.106\times 10^{19}\rm{cm^{-3}}, mB=5.2mem^{*}_{B}=5.2m_{e}, Rw=0.5×103cmR_{w}=0.5\times 10^{-3}cm and ξBA=0.075\xi_{BA}=0.075 eV. Insets show the kink-like behaviors of ΔSC(T)\Delta_{SC}(T) near TcT^{*}_{c}.

The other distinctive superconducting properties of high-TcT_{c} cuprates not encountered before in conventional superconductors are the unusual temperature dependences of their lower and upper critical magnetic fields. We show that the kink-like features of ΔSC(T)\Delta_{SC}(T) and Jc(T)J_{c}(T) strongly influence the temperature dependences of the critical magnetic fields near TcT^{*}_{c}, as observed in high-TcT_{c} cuprates 246 ; 247 ; 248 ; 249 .

The lower critical magnetic field Hc1H_{c1} is determined from the relation

Hc1(T)=lnχ(T)2χ(T)Hc(T),\displaystyle H_{c1}(T)=\frac{\ln\chi(T)}{\sqrt{2}\chi(T)}H_{c}(T), (208)

where χ(T)=λL(T)/ξc(T)\chi(T)=\lambda_{L}(T)/\xi_{c}(T) is the Ginzburg-Landau parameter, ξc(T)=/2mBΔB(T)\xi_{c}(T)=\hbar/\sqrt{2m_{B}\Delta_{B}(T)} is the coherence length in bosonic superconductors, Hc(T)H_{c}(T) is the thermodynamic critical magnetic field, which can be defined as 2

Hc(T)=4πRwJc(T)/c,\displaystyle H_{c}(T)=4\pi R_{w}J_{c}(T)/c, (209)

RwR_{w} is the radius of a superconducting wire.

The upper critical magnetic field is given by

Hc2(T)=2χ(T)Hc(T).\displaystyle H_{c2}(T)=\sqrt{2}\chi(T)H_{c}(T). (210)

From Eqs. (208), (209) and (210), it follows that the kink-like temperature dependences of ΔSC(T)\Delta_{SC}(T) and Jc(T)J_{c}(T) give rise to a kink in the temperature dependence of both Hc1H_{c1} and Hc2H_{c2} near the first-order phase transition temperature TcT^{*}_{c}. Since the critical magnetic fields Hc1(T)H_{c1}(T) and Hc2(T)H_{c2}(T), just like ΔB(T)\Delta_{B}(T) or Jc(T)J_{c}(T), increase abruptly near TcT_{c}^{*} (where the first-order transition from A-like superconducting phase to B-like superconducting phase occurs) with decreasing TT and they manifest positive (or upward) curvature in the vicinity of TcT_{c}^{*}. Actually, such distinctive temperature dependences of Hc1H_{c1} and Hc2H_{c2} were observed in high-TcT_{c} cuprates 246 ; 247 ; 248 ; 249 in accordance with the above predictions of the microscopic theory of superfluid Bose-liquid. Our calculated results for Hc1(T)H_{c1}(T) and Hc2(T)H_{c2}(T) are compared with the experimental results obtained for YBCO 246 and Bi2+xSr2xCuO6\rm{Bi_{2+\emph{x}}Sr_{2-\emph{x}}CuO_{6}} (Bi-2201) 249 . The kink-like behaviors of Hc1(T)H_{c1}(T) (in YBCO) and Hc2(T)H_{c2}(T) (in Bi-2201 with Tc15T_{c}\lesssim 15 K) near TcT_{c}^{*} are shown in Fig. 42. Our numerical results for Hc1(T)H_{c1}(T) and Hc2(T)H_{c2}(T) show reasonable agreement with the experimental data for YBCO (Fig. 42a) and for Bi-2201 (Fig. 42b). Thus, the validity of the microscopic theory of novel Bose-liquid superconductivity in high-TcT_{c} cuprates are also confirmed in experiments on measuring critical magnetic fields Hc1(T)H_{c1}(T) and Hc2(T)H_{c2}(T).

VIII.8 7. Critical superconducting transition temperatures in 3D and 2D high-TcT_{c} cuprates

Another most important and distinctive critical parameter in high-TcT_{c} cuprates is the λ\lambda-like superconducting transition temperature TcT_{c}. According to the experimental observations 33 ; 59 ; 60 ; 250 , the superconducting transition in these systems is more λ\lambda-like than the usual BEC transition and is fundamentally different from the step-like BCS transition. On the basis of the analysis presented in Sec.VII, we can determine the critical temperature TcT_{c} of the λ\lambda-like superconducting transition in 3D systems. Actually, polaronic Cooper pairs in these materials are pre-existing composite bosons and such Cooper pairs condense into a Bose superfluid at a λ\lambda-like transition temperature. Given the above (subsection A), we can assume that ξBA=ω0\xi_{BA}=\hbar\omega_{0}. In the intermediate coupling regime (0.3<γB<10.3<\gamma_{B}<1), the superconducting transition temperature in a 3D Bose-liquid of Cooper pairs can be roughly defined as

Tc=Tc3DTBEC[1+c0γB2kBTBEC/ω0],\displaystyle T_{c}=T^{3D}_{c}\simeq T^{*}_{BEC}\left[1+c_{0}\gamma_{B}\sqrt{\sqrt{2}k_{B}T^{*}_{BEC}/\hbar\omega_{0}}\right],

where TBEC=3.312ρB2/3/kBmBT^{*}_{BEC}=3.31\hbar^{2}\rho^{2/3}_{B}/k_{B}m^{*}_{B} and mBm^{*}_{B} is determined from Eq. (181)

Further, the superconducting transition temperature in the weak coupling regime (γB<0.3\gamma_{B}<0.3) is given by

Tc3DTBEC[1+c0γBkBTBEC/ω0].\displaystyle T^{3D}_{c}\simeq T^{*}_{BEC}\left[1+c_{0}\gamma_{B}\sqrt{k_{B}T^{*}_{BEC}/\hbar\omega_{0}}\right]. (212)

Unlike the case of 3D systems, the critical temperature of the superconducting transition in 2D systems for arbitrary γB\gamma_{B} is determined according to the formula

Tc2D=T0ln[1exp(2γB/(2+γB))],\displaystyle T^{2D}_{c}=-\frac{T^{*}_{0}}{ln[1-\exp(-2\gamma_{B}/(2+\gamma_{B}))]}, (213)

where T0=2π2ρB/kBmBT^{*}_{0}=2\pi\hbar^{2}\rho_{B}/k_{B}m^{*}_{B},

Thus, both TcT_{c} and Tc2DT^{2D}_{c} in high-TcT_{c} cuprates are mainly controlled by ρB\rho_{B} and γB\gamma_{B}.

VIII.9 8. Unusual isotope effects on TcT_{c}

We argue that the polaronic effects gives rise to the unexpected (i.e. unusual) isotope effects on TcT_{c} in high-TcT_{c} cuprates, since the mass of large polarons mp(>me)m_{p}(>m_{e}) and the optical phonon energy ω0\hbar\omega_{0} entering into the expression for TcT_{c} could be the origin of such isotope effects on TcT_{c}. In order to study the polaronic isotope effect on TcT_{c}, the mass of polarons is determined from Eq. (97) and the expression for TBECT^{*}_{BEC} should be written as

TBEC=3.312ρB2/3(1ρBV~B/ξBR)2kBme(1+αF/6),\displaystyle T^{*}_{BEC}=\frac{3.31\hbar^{2}\rho^{2/3}_{B}(1-\rho_{B}\tilde{V}_{B}/\xi_{BR})}{2k_{B}m_{e}(1+\alpha_{F}/6)}, (214)

where αF=(e2/ε~)me/2ω0\alpha_{F}=(e^{2}/\hbar\tilde{\varepsilon})\sqrt{m_{e}/2\hbar\omega_{0}}, ω0=(2κ(1M+1M))1/2\hbar\omega_{0}=\hbar(2\kappa(\frac{1}{M}+\frac{1}{M^{\prime}}))^{1/2}, M(=MOM(=M_{O} or MCu)M_{Cu}) and M(=MCuM^{\prime}(=M_{Cu} or MO)M_{O}) are the masses of the oxygen OO and copper atoms in the cuprates.

For YY- and Bi-based cuprates, we use Eq. (VIII.8) for studying the isotope effects on TcT_{c}. This equation can now be written as

Tc=a2[1+c1a21/2μ1/4(1+a1μ1/4)1/2]1+a1μ1/4,\displaystyle T_{c}=\frac{a_{2}[1+c_{1}a^{1/2}_{2}\mu^{1/4}(1+a_{1}\mu^{1/4})^{-1/2}]}{1+a_{1}\mu^{1/4}}, (215)

where a1=(e2me/623/2ε~(2κ))1/4a_{1}=(e^{2}\sqrt{m_{e}}/6\sqrt{2}\hbar^{3/2}\tilde{\varepsilon}(2\kappa))^{1/4}, c1=c0γBκ1/4kB/c_{1}=c_{0}\gamma_{B}\kappa^{-1/4}\sqrt{k_{B}/\hbar}, a2=3.312ρB2/3[1ρBV~B/ξBR]/2kBmea_{2}=3.31\hbar^{2}\rho^{2/3}_{B}[1-\rho_{B}\tilde{V}_{B}/\xi_{BR}]/2k_{B}m_{e}, μ=MOMCu/(MO+MCu)\mu=M_{O}M_{Cu}/(M_{O}+M_{Cu}).

Next the exponent of the isotope effect on TcT_{c} is defined as

αTc=dlnTcdlnM.\displaystyle\alpha_{T_{c}}=-\frac{d\ln T_{c}}{d\ln M}. (216)

Using Eqs. (215) and (216), we then obtain

αTc=μ1/4Ac(μ)4(1+M/M)a2Bc(μ),\displaystyle\alpha_{T_{c}}=\frac{\mu^{1/4}A_{c}(\mu)}{4(1+M/M^{\prime})a_{2}B_{c}(\mu)}, (217)

where Ac(μ)=a1a2(1+a1μ1/4)1c1a23/2(1+a1μ1/4)1/2+32c1a1a23/2μ1/4(1+a1μ1/4)3/2A_{c}(\mu)=a_{1}a_{2}(1+a_{1}\mu^{1/4})^{-1}-c_{1}a^{3/2}_{2}(1+a_{1}\mu^{1/4})^{-1/2}+\frac{3}{2}c_{1}a_{1}a^{3/2}_{2}\mu^{1/4}(1+a_{1}\mu^{1/4})^{-3/2}, Bc(μ)=1+c1a21/2μ1/4(1+a1μ1/4)1/2B_{c}({\mu})=1+c_{1}a^{1/2}_{2}\mu^{1/4}(1+a_{1}\mu^{1/4})^{-1/2}.

As seen from Eqs. (215) and (217), the superconducting transition temperature TcT_{c}, the isotope shifts ΔTc\Delta T_{c} and the exponents αTcO\alpha^{O}_{T_{c}} and αTcCu\alpha^{Cu}_{T_{c}} of the oxygen and copper isotope effects on TcT_{c} basically depend on the parameters ρB\rho_{B}, γB\gamma_{B}, ω0\omega_{0}, ε~\tilde{\varepsilon} and μ\mu. The parameter κ\kappa is fixed at the value estimated for the oxygen and copper unsubstituted compound using the relation κ=μω02/2\kappa=\mu\omega^{2}_{0}/2. Further, two of the above parameters (ω0\omega_{0} and ε~\tilde{\varepsilon}) have been already determined experimentally and are not entirely free (fitting) parameters for the high-TcT_{c} cuprates. Equations (215) and (217) allow us to determine TcT_{c}, oxygen isotope shift ΔTcO=Tc(18O)Tc(16O)\Delta T_{c}^{O}=T_{c}(^{18}O)-T_{c}(^{16}O), copper isotope shift ΔTcCu=Tc(65Cu)Tc(63Cu)\Delta T_{c}^{Cu}=T_{c}(^{65}Cu)-T_{c}(^{63}Cu), αTcO\alpha^{O}_{T_{c}} and αTcCu\alpha^{Cu}_{T_{c}} in various high-TcT_{c} cuprates. Since the vibrations of the lightest ion (i.e. oxygen ion) is expected to make the largest contribution to the isotope shift of TcT_{c} in high-TcT_{c} cuprates, the isotope-effect studies concentrated on measuring the oxygen isotope-effect on TcT_{c}. There are much experimental evidences for the unusual isotope effects on TcT_{c} in high-TcT_{c} cuprates 46 ; 175 ; 176 . Most of the experiments showed that the oxygen isotope effect on TcT_{c} in Y\rm{Y}- and La\rm{La}- based cuprates is absent or becomes small positive 178 ; 181 ; 251 and even negative 252 , compared to the BCS prediction, TcMαT_{c}\sim M^{-\alpha} with α=+0.5\alpha=+0.5. Below, we will show that Eqs. (215) and (217) predict the existence of the novel oxygen isotope effect on TcT_{c} observed in various high-TcT_{c} cuprates.

For the given ionic masses MM and MM^{\prime}, Eqs. (215) and (217) have to be solved simultaneously and self-consistently to determine TcT_{c} and the isotope effect on TcT_{c}. Then, replacing in these equations the oxygen ion mass O16{}^{16}\rm{O} by its isotope O18{}^{18}\rm{O} mass and keeping all other parameters identical to the case O16{}^{16}\rm{O}, TcT_{c} is calculated again and the isotope shift ΔTcO=Tc(18O)Tc(16O)\Delta T_{c}^{O}=T_{c}(^{18}O)-T_{c}(^{16}O) is calculated for O1618O{}^{16}\rm{O}\longrightarrow^{18}\rm{O} substitution. The isotope shift ΔTcCu=Tc(65Cu)Tc(63Cu)\Delta T_{c}^{Cu}=T_{c}(^{65}Cu)-T_{c}(^{63}Cu) is calculated in the same manner for Cu6365Cu{}^{63}\rm{Cu}\longrightarrow^{65}\rm{Cu} substitution. We will now present our theoretical results, which are compared with the existing experimental data. In particular, with fitting parameters ρB=2.51019cm3\rho_{B}=2.5\cdot 10^{19}\rm{cm^{-3}}, ω0=0.022\hbar\omega_{0}=0.022 eV, ε~=4\tilde{\varepsilon}=4 and ρBV~B/ξBR=0.1\rho_{B}\tilde{V}_{B}/\xi_{BR}=0.1, one can explain the oxygen isotope effect on TcT_{c} observed in YBa2Cu4O8\rm{YBa_{2}Cu_{4}O_{8}} 181 . In this case, we obtain Tc81.23KT_{c}\simeq 81.23K, ΔTcO0.51K\Delta T_{c}^{O}\simeq-0.51K and αTcO0.054\alpha_{T_{c}}^{O}\simeq 0.054, which are in good agreement with the experimental results Tc=81KT_{c}=81K, ΔTcO=0.47K\Delta T_{c}^{O}=-0.47K and αTcO=0.056\alpha_{T_{c}}^{O}=0.056 reported in Ref. 181 for YBa2Cu4O8\rm{YBa_{2}Cu_{4}O_{8}}.

In order to explain the other experiments on oxygen isotope effect on TcT_{c} in various high-TcT_{c} cuprates, we took ρB=1.761019cm3\rho_{B}=1.76\cdot 10^{19}\rm{cm^{-3}}, ω0=0.02\hbar\omega_{0}=0.02 eV, ε~=2.1\tilde{\varepsilon}=2.1, ρBV~B/ξBR=0.05\rho_{B}\tilde{V}_{B}/\xi_{BR}=0.05 for LSCO; ρB=2.51019cm3\rho_{B}=2.5\cdot 10^{19}\rm{cm^{-3}}, ω0=0.023\hbar\omega_{0}=0.023 eV, ε~=4.6\tilde{\varepsilon}=4.6, ρBV~B/ξBR=0.1\rho_{B}\tilde{V}_{B}/\xi_{BR}=0.1 for YBCO; ρB=2.41019cm3\rho_{B}=2.4\cdot 10^{19}\rm{cm^{-3}}, ω0=0.038\hbar\omega_{0}=0.038 eV, ε~=5.7\tilde{\varepsilon}=5.7, ρBV~B/ξBR=0.25\rho_{B}\tilde{V}_{B}/\xi_{BR}=0.25 for Bi2Sr2CaCu2O8\rm{Bi_{2}Sr_{2}CaCu_{2}O_{8}} (Bi-2212); ρB=2.81019cm3\rho_{B}=2.8\cdot 10^{19}\rm{cm^{-3}}, ω0=0.042\hbar\omega_{0}=0.042 eV, ε~=5\tilde{\varepsilon}=5, ρBV~B/ξBR=0.11\rho_{B}\tilde{V}_{B}/\xi_{BR}=0.11 for Bi2Sr2Ca2Cu3O10\rm{Bi_{2}Sr_{2}Ca_{2}Cu_{3}O_{10}} (Bi-2223); ρB=3.21019cm3\rho_{B}=3.2\cdot 10^{19}\rm{cm^{-3}}, ω0=0.075\hbar\omega_{0}=0.075 eV, ε~=8\tilde{\varepsilon}=8, ρBV~B/ξBR=0.36\rho_{B}\tilde{V}_{B}/\xi_{BR}=0.36 for Bi1.6Pb0.4Sr2Ca2Cu3O10\rm{Bi_{1.6}Pb_{0.4}Sr_{2}Ca_{2}Cu_{3}O_{10}} (Bi-2223 (Pb)). The calculated results for TcT_{c} and αTO\alpha_{T}^{O} are also in reasonable quantitative agreement with the experimental values of TcT_{c} and αTcO\alpha_{T_{c}}^{O} in these high-TcT_{c} cuprates (see Table VI).

Table 6: Experimental and theoretical values of the superconducting transition temperature TcT_{c} and oxygen isotope shift exponent αTcO\alpha_{T_{c}}^{O} in various high-TcT_{c} cuprates.
Experiment Theory
Cuprate TcT_{c}, αTcO\alpha^{O}_{T_{c}} Refs. γB\gamma_{B} TcT_{c}, αTcO\alpha^{O}_{T_{c}}
compounds K K
LSCO 38 0.13 [251] 0.35 38 0.11
YBCO 91 0.040 [251] 0.55 91 0.041
YBa2Cu4O8 81 0.056 [181] 0.50 81 0.054
Bi-2212 75 0.034 [251] 0.38 75 0.035
Bi-2223 110 0.023 [251] 0.59 110 0.023
Bi-2223 (Pb) 108 -0.013 [252] 0.80 108 -0.013

VIII.10 9. Gapless bosonic excitations below TcT_{c} and vortex-like excitations and diamagnetism above TcT_{c}

The origins of the gapless superconductivity and gapless excitations in unconventional superconductors are often misinterpreted in terms of the BCS-like pp- or dd-wave pairing scenarios and are still invariably attributed to the nodes of pp- or dd-wave BCS-like gap without clarifying the fermionic or bosonic nature of Cooper pairs and the relevant mechanisms of superconductivity. According to the above theory of a 3D superfluid Bose-liquid, the gapless excitations in high-TcT_{c} cuprates are explained naturally by the absence of the energy gap Δg\Delta_{g} in the excitation spectrum EB(k)E_{B}(k) of such a Bose-liquid. Here the key discovery is that the novel gapless superconductivity is associated with the gapless excitation spectrum of a 3D superfluid Bose condensate of Cooper pairs below TcT^{*}_{c}. We argue that the gapless excitations observed in unconventional cuprate superconductors are intimately related to the vanishing of the bosonic excitation gap Δg\Delta_{g} at TTcT\leqslant T^{*}_{c} (where Tc<TcT^{*}_{c}<T_{c} for γB<<1\gamma_{B}<<1 and Tc<<TcT^{*}_{c}<<T_{c} for γB1\gamma_{B}\sim 1) and not to vanishing of the BCS-like fermionic excitation gap ΔF\Delta_{F} discussed in some pp- and dd-wave pairing models. Actually, in 3D Bose systems the transition from pair condensation regime to single particle condensation regime at the vanishing of the gap Δg\Delta_{g} explains the experimental observation of the existence of gapless excitations below some characteristic temperature Tc<<TcT_{c}^{*}<<T_{c} 253 as well as their nonexistence above TcT_{c}^{*} up to TcT_{c} in high-TcT_{c} cuprates.

We now discuss the origins of the vortex-like excitations and diamagnetism above TcT_{c}. Equations (VIII.8) and (213) allow us to determine the critical superconducting transition temperatures in the bulk and at the quasi-2D grain boundaries in high-TcT_{c} cuprates. Using the parameters mp2.0mem_{p}\simeq 2.0m_{e}, mB=2mpm_{B}=2m_{p}, mB1.1mBm^{*}_{B}\simeq 1.1m_{B} and ρB3×1019cm3\rho_{B}\simeq 3\times 10^{19}\rm{cm^{-3}} for 3D high-TcT_{c} cuprates, we find TBEC64.3T^{*}_{BEC}\simeq 64.3 K. We then estimate TcT_{c} by assuming that ω0=0.03\hbar\omega_{0}=0.03 eV and γB=0.7\gamma_{B}=0.7. In this case, Eq. (VIII.8) predicts Tc1.508TBEC97KT_{c}\simeq 1.508T^{*}_{BEC}\simeq 97K. We can use the parameters mp3mem_{p}\simeq 3m_{e}, mB=2mpm_{B}=2m_{p}, mB1.1mBm^{*}_{B}\simeq 1.1m_{B} and ρB1.7×1013cm3\rho_{B}\simeq 1.7\times 10^{13}\rm{cm^{-3}} for quasi-2D grain boundaries in high-TcT_{c} cuprates to estimate the values of T0T_{0}^{*} and Tc2DT_{c}^{2D} using Eq. (213). By taking γB=0.7\gamma_{B}=0.7 for quasi-2D grain boundaries, we then obtain T0143T^{*}_{0}\simeq 143 K and Tc2D1.105T0158T^{2D}_{c}\simeq 1.105T_{0}^{*}\simeq 158 K. We see that the highest TcT_{c} is expected in quasi-2D Bose systems.

From the above considerations, it follows that the superconducting transition temperature in the cuprates is higher at quasi-2D grain boundaries than in the bulk and the residual 2D Bose-liquid superconductivity persists at quasi-2D grain boundaries in the temperature range Tc<T<Tv(=Tc2D)T_{c}<T<T_{v}(=T^{2D}_{c}), i.e., the stability of high-TcT_{c} superconductivity in cuprates is greater in quasi-2D than in 3D systems. Therefore, the vortex-like Nernst signals observed in high-TcT_{c} cuprates from the underdoped to overdoped regime 35 ; 254 ; 255 are caused by the destruction of the bulk Bose-liquid superconductivity in the 3D-to-2D crossover region and are associated with the existence of the residual Bose-liquid superconductivity at quasi-2D grain boundaries rather than with other effects (e.g., pseudogap and superconducting fluctuation effects). More importantly, the experimental results presented in Ref. 256 agree with these predictions. Other experimental results also indicate 257 that the residual superconductivity in high-TcT_{c} cuprates above TcT_{c} cannot be attributed to the superconducting fluctuation. These results prohibit from using the BCS-like theory (i.e. superfluid Fermi-liquid picture) to understand the superconducting transitions in high-TcT_{c} cuprates.

There are also some confusions in the literature about the origins of vortex-like and diamagnetic states, which have been found in unconventional cuprate superconductors above TcT_{c} 254 ; 255 ; 258 ; 259 . We argue that the vortex-like Nernst signals are not associated with the diamagnetic signal persisting above TcT_{c}, since the vortex-like state should persist up to superconducting transition temperature Tc2D=TvT^{2D}_{c}=T_{v} at quasi-2D grain boundaries. While the diamagnetism above TcT_{c} is associated with the formation of bosonic Cooper pairs (with zero spin) and would persist in underdoped and optimally doped cuprates up to pseudogap temperatures T>>TcT^{*}>>T_{c} and TTcT^{*}\gtrsim T_{c}, respectively.

Finally, it is interesting to predict that the superconducting transition temperature can reach up to the room temperature in some unconventional quasi-2D cuprate materials with increasing γB\gamma_{B} and ρB\rho_{B} (the density of the attractive part of bosonic Cooper pairs). If we assume ρB=31013cm2\rho_{B}=3\cdot 10^{13}cm^{-2} and γB=0.76\gamma_{B}=0.76 for such systems, we find T0253KT^{*}_{0}\simeq 253K and Tc2D1.164T0294T^{2D}_{c}\simeq 1.164T^{*}_{0}\simeq 294 K. It follows that the room temperature superconductivity can be realized in ultra-thin 2D films or on the surfaces (e.g. grain boundaries and interfaces) of cuprate superconductors and other related materials.

VIII.11 10. The full and relevant phase diagram of high-TcT_{c} cuprates

The above presented microscopic theory of pseudogap phenomena and unconventional Bose-liquid superconductivity in high-TcT_{c} cuprates allows us to construct a full and relevant phase diagram of these doped CT-type Mott insulators. The richness of the electronic properties of cuprate materials from lightly doped to overdoped region seems to be inevitably related to the complexity of their phase diagram and, the key probably lies in this complexity. In the lightly doped cuprates, the strong and unconventional electron-phonon interactions are responsible for the existence of localized carriers and (bi)polaronic insulating state. Specifically, a small level of doping (e.g., x0.020.03x\simeq 0.02-0.03 89 ; 249 ) results in the disappearance of AF order, the system undergoes a transition from the AF insulator to the (bi)polaronic insulator. Upon further doping, the cuprate compounds are converted into a pseudogap metal (above TcT_{c}) or a non-BCS (bosonic) high-TcT_{c} superconductor (below TcT_{c}) 260 . We now identify the genuine phase diagram of high-TcT_{c} cuprate superconductors starting from the unusual Fermi- liquid state and the superfluid Bose-liquid state. Our results indicate (see Sec. III) that the normal state of underdoped to overdoped cuprates cannot be regarded as a conventional Fermi liquid phase. Since the normal state of high-TcT_{c} cuprates exhibits a pseudogap behavior below the upper characteristic temperature TpT_{p} and the curve TpT_{p} above TcT_{c} separates the pseudogap and normal metal phases. The upper TpT_{p} curve crosses the dome-shaped TcT_{c} curve at around the optimal doping level (in YBCO) or overdoping level (in LSCO and Bi-2212), and fall down to T=0T=0 at the QCP inside the superconducting phase. Below TcT_{c} the curve TpT_{p} separates the phase diagram of high-TcT_{c} cuprates into two fundamentally different superconducting states. Such a pseudogap phase boundary has also been discussed by other authors 52 ; 55 ; 68 , though its nature has not been clearly identified. The lower TT^{*} curve smoothly merges into the TcT_{c} curve at around the slightly overdoped level. This explains why the pseudogap phase was never observed in the overdoped regime. The smooth merging of TT^{*} and TcT_{c} curves in the moderately overdoped regime suggests that the heavily overdoped cuprates become a conventional BCS-type superconductor.

The above results show that the high-TcT_{c} cuprates are characterized by low density of superfluid (attracting) bosonic Cooper pairs ρB<<nc<<n\rho_{B}<<n_{c}<<n (cf. another view on the small superfluid density in high-TcT_{c} cuprates, which is based on the BCS-like model of a superfluid Fermi-liquid 23 ; 35 ). According to the superfluid Bose-liquid model, the density ρB\rho_{B} of superfluid bosonic Cooper pairs is much less than the density ncn_{c} of preformed Cooper pairs in high-TcT_{c} cuprates determined from Eq. (IV.3), which is of order 1020cm310^{20}\rm{cm^{-3}} 63 and much more smaller than the density of doping carriers n1021cm3n\gtrsim 10^{21}\rm{cm^{-3}}. Here the true superconducting transition temperature TcT_{c} (the onset temperature of the λ\lambda-like second order phase transition) is determined by postulating that superconductivity in these systems originates from the superfluid condensation of a small fraction of the normal-state Cooper pairs and is associated with a microscopic separation between superfluid and normal bosonic carriers. Such a microscopic phase separation will likely occur just like the phase separation into the regions of a Bose solid (high-density limit) and a dilute Bose gas (low-density limit) described in Ref. 261 .

Refer to caption
Figure 43: Genuine phase diagram of Bi-2212 showing various characteristic temperatures, TpT_{p} (the pseudogap phase boundary ending at the polaronic QCP), TT^{*} (the BCS-like pseudogap formation temperature), TvT_{v} (the onset of vortex-like excitations above the bulk superconducting transition temperature TcT_{c}) and TcT^{*}_{c} (the onset of the first-order phase transition between the superconducting A and B phases), is compared with the other phase diagram 35 (see inset). The onset temperature of vortex formation TvT_{v} is higher than TcT_{c} but lower than the onset temperature TT^{*} of diamagnetism in the pseudogap state. The cuprate superconductor Bi-2212 undergoes a transition from the Fermi-liquid (BCS-type) superconducting state to the Bose-liquid superconducting state at the QCP (x0.22x\simeq 0.22) and this transition will be manifested as the normal metal-pseudogap metal transition when H=Hc2H=H_{c2}.

The values of TcT_{c} in non-BCS cuprate superconductors are actually determined by low densities of bosons and only a small part of preformed Cooper pairs is involved in the superfluid Bose condensation. In 3D systems, the density of condensing (attracting) bosons is related to nn as ρB=fsn<<n\rho_{B}=f_{s}n<<n, where fsf_{s} is the fraction of superfluid bosons. According to equations (VIII.8) and (213), TcT_{c} first increases nearly as Tc(fsnax)2/3T_{c}\sim(f_{s}n_{a}x)^{2/3} (in the 3D case) and Tc(fs2Dnax)T_{c}\sim(f^{2D}_{s}n_{a}x) (in the 2D case), then reaches the maximum at optimal doping and exhibits the saturating or decreasing tendency with increase of xx and mBm^{*}_{B}. Thus, both curves Tc3DT^{3D}_{c} and Tc2DT^{2D}_{c} have a dome-like shape. A general advantage of quasi-2D versus 3D systems predicted by the superfluid Bose-liquid model is that superconductivity can be observed in a wider region of the phase diagram in the former than in the latter. Another important finding is that the onset temperature of the first-order phase transition TcT^{*}_{c} separates two distinct superconducting phases of 3D Bose-type cuprate superconductors.

The entire phase diagram of Bi-2212 from Mott insulator to the heavily overdoped regime is shown in Fig. 43, where the characteristic temperatures TcT^{*}_{c}, TcT_{c} and TvT_{v} describe three distinct superconducting regimes, whereas two unusual metallic states exist below the crossover temperatures TpT_{p} and TT^{*}. The vortex-like state exists in the temperature range Tc<T<TvT_{c}<T<T_{v}, while the diamagnetic state persists up to the BCS-like pseudogap formation temperature TT^{*}.

VIII.12 B. Unconventional Bose-liquid superconductivity and superfluidity in other systems

So far, the ideas of the BCS-like theory of superconductivity in simple metals based on the Cooper pairing of electrons is widely applied in various types of unconventional superconductors and superfluids. However, the mechanisms of unconventional superconductivity and superfluidity in other systems might be different from the BCS condensation of fermionic Cooper pairs. In this connection, we briefly discuss the underlying mechanisms of the unconventional superconductivity and superfluidity in other systems, in which the genuine superconducting/superfluid states arise at the pair and single particle condensations of attracting composite bosons (Cooper pairs and 4He atoms). We analyze the existing experimental data and explain the origins of the genuine superconducting/superfluid states and properties of other exotic matters using the theory of 3D and 2D Bose superfluids.

VIII.13 1. Novel superconducting states and properties of other exotic systems

There is much experimental evidence that the unconventional superconductivity in other systems (e.g., in organic and heavy-fermion compounds and ruthenate Sr2RuO4\rm{Sr_{2}RuO_{4}}) are actually similar to that in high-TcT_{c} cuprates 17 ; 24 ; 28 ; 30 . Therefore, the above microscopic theory of superfluid Bose-liquids may provide a new insight into the physics of these unconventional superconductors. Actually, the electronic specific heat Ce(T)C_{e}(T) of organic and heavy-fermion superconductors near TcT_{c} has a striking resemblance with the λ\lambda-like specific heat anomaly in high-TcT_{c} cuprates 30 ; 262 . Such a specific heat anomaly in unconventional organic and heavy-fermion superconductors can be explained by the law Ce(T)(TTc)1/2C_{e}(T)\sim(T-T_{c})^{-1/2} similarly as in high-TcT_{c} cuprates, whereas the second anomaly in the specific heat of heavy-fermion systems observed near TcT_{c}^{*} somewhat below TcT_{c} (see Refs. 27 ; 29 ) is also fairly explained by the law Ce(T)(TcT)1/2C_{e}(T)\sim(T_{c}^{*}-T)^{-1/2}. Experimental observations show 28 ; 263 ; 264 ; 265 ; 266 that the specific heat and London penetration depth in organic and heavy-fermion superconductors exhibit the power-law temperature dependences (i.e. Ce(T)T2C_{e}(T)\sim T^{2}, T3T^{3} and λL(T)T2\lambda_{L}(T)\sim T^{2}, T3T^{3}), which can be explained by the absence or smallness of the energy gap Δg\Delta_{g} in the excitation spectrum of 3D and 2D superfluid Bose liquids of Cooper pairs at low temperatures. Further, anomalous temperature dependences of the lower and upper critical magnetic fields were observed in these superconductors just like in high-TcT_{c} cuprates near TcT_{c}^{*} where the lower critical magnetic field Hc1(T)H_{c1}(T) suddenly increases (see Ref. 27 ) and the upper critical magnetic field Hc2(T)H_{c2}(T) has the upward curvature and a kink 28 ; 29 . We argue that the kink-like features in Hc1(T)H_{c1}(T) and Hc2(T)H_{c2}(T) observed in heavy-fermion superconductors are best described by the theory of a 3D superfluid Bose-liquid of unconventional Cooper pairs and intimately related to the kink-like feature of the superconducting order parameter ΔSC(=ΔB)\Delta_{SC}(=\Delta_{B}) near TcT_{c}^{*} where the first-order phase transition between two distinct superconducting A and B phases occurs. Apparently, a first-order phase transition and a kink in Hc1(T)H_{c1}(T) were observed in heavy-fermion superconductors at a temperature TcT^{*}_{c} lower than TcT_{c} 27 ; 29 . Most importantly, a peak in the specific heat of these superconductors was also observed at the same temperature TcT_{c}^{*} (see Ref. 27 ).

Interestingly, the temperature dependence of the London penetration depth λL\lambda_{L} of organic and heavy-fermion superconductors has a close resemblance with that of λL\lambda_{L} in high-TcT_{c} cuprates. For example, the change in slope of [λL(0)/λL(T)]2[\lambda_{L}(0)/\lambda_{L}(T)]^{2} observed near Tc0.7TcT^{*}_{c}\simeq 0.7T_{c} in organic superconductor (BEDTTTF)2(BEDT-TTF)_{2} Cu(NCS)2Cu(NCS)_{2} (see Fig. 4 in Ref. 263 ) is similar to the change in slope of [λL(0)/λL(T)]2[\lambda_{L}(0)/\lambda_{L}(T)]^{2} in YBCO film shown in Fig. 39. While the change in slope of λL2(T)\lambda_{L}^{-2}(T) observed near Tc=0.2T^{*}_{c}=0.2K in heavy-fermion superconductor Upt3 (see, Fig. 32 in Ref. 29 ) closely resembles that found in the above-mentioned YBCO film. According to the theory of Bose-liquid superconductivity, the first-order phase transition between A and B phases occurring near TcT^{*}_{c} is accompanied by the change in slope of [λL(0)/λL(T)]2[\lambda_{L}(0)/\lambda_{L}(T)]^{2} and λL2(T)\lambda_{L}^{-2}(T) observed in the above organic and heavy-fermion superconductors.

Many researchers have attempted to explain the origins of the superconducting A and B phases in heavy-fermion systems in terms of the different BCS-like pairing theories. However, such an explanation of these superconducting phases seems to be inadequate and misleading. As discussed above, the superfluid single particle and pair condensates of bosonic Cooper pairs might be two distinct superconducting A and B phases in heave-fermion systems. Moreover, the origins of the gapless superconductivity and gapless excitations in these superconductors have also been poorly interpreted as the evidence for the existence of the nodes of BCS-like gaps. We argue that these distinctive superconducting properties of heavy-fermion systems are intimately related to the gapless excitation spectrum of a 3D superfluid Bose condensate of unconventional Cooper pairs, while the point or line nodes of the BCS-like gaps discussed in the current literature do not have direct relation to the heavy-fermion superconductivity.

Next we discuss the similarities of heavy-fermion and cuprate superconductors above the bulk superconducting transition temperature TcT_{c}. Experiments on heavy-fermion superconductors CeRhIn5\rm{CeRhIn_{5}}, CeCoIn5\rm{CeCoIn_{5}} and CeIrIn5\rm{CeIrIn_{5}} (see Ref. 267 ) indicate the existence of a vortex-like state above TcT_{c} that is reminiscent of the vortex-like state observed in cuprates above TcT_{c}. First the signs of remnant superconductivities were observed experimentally in CeRhIn5\rm{CeRhIn_{5}} and CeCoIn5\rm{CeCoIn_{5}} well above the bulk TcT_{c} and then recent experiments have provided evidence for the existence of vortex-like excitations well above TcT_{c} in CeIrIn5\rm{CeIrIn_{5}} 267 . These experimental findings suggest that the remnant superconductivity driven by pair condensation of bosonic Cooper pairs persists in the 3D-to-2D crossover region near surfaces or grain boundaries far above the bulk TcT_{c}. Therefore, the vortex-like excitations observed in CeIrIn5\rm{CeIrIn_{5}} (with Tc=1.38T_{c}=1.38K) just like in high-TcT_{c} cuprates would persist up to superconducting transition temperature Tc2D=Tv4T_{c}^{2D}=T_{v}\simeq 4K at quasi-2D surfaces or grain boundaries.

Finally, experimental results on unconventional superconductivity confirm clearly 268 that the novel superconducting phenomena in the layered ruthenate Sr2RuO4\rm{Sr_{2}RuO_{4}} are actually similar to such phenomena in high-TcT_{c} cuprates and to the phenomenon of superfluidity in 3He. One of the novel phenomena expected in the superconducting state of Sr2RuO4\rm{Sr_{2}RuO_{4}} is emergence of the half-quantum vortices associated with the magnetic flux just half of the flux quantum Φ0=h/2e\Phi_{0}=h/2e. The observations of such half-quantum vortices by Jang et al. 269 certainly give additional strong confirmation of the novel Bose-liquid superconductivity realized in Sr2RuO4\rm{Sr_{2}RuO_{4}}.

VIII.14 2. Superfluid Bose-liquid states and properties of liquid 3He and atomic Fermi gases

The BCS-like pairing theories describe fairly good the formation of unconventional Cooper pairs in liquid 3He, but fail to explain the genuine superfluidity in this system. We argue that these theories cannot explain the observed superfluid properties of 3He both at TcT_{c} and below TcT_{c}. Actually, close examination of specific heat data shows that the observed behavior of the specific heat in liquid 3He near TcT_{c} (see Fig. 19a in Ref. 198 ) contrasts with the step-like anomaly in conventional BCS superconductors and closely resembles a λ\lambda-like anomaly in Ce(T)C_{e}(T) observed in high-TcT_{c} cuprates. According to the theory of a 3D superfluid Bose-liquid of Cooper pairs, the specific heat of such a Bose-liquid diverges as C(T)(TTc)1/2C(T)\sim(T-T_{c})^{1/2} near TcT_{c} and will exhibit a λ\lambda-like anomaly at TcT_{c}, as observed in superfluid 3He 198 . Further, the first-order transition between the A- and B- phases of liquid 3He has been observed in the superfluid state below TcT_{c} 32 and such a first-order phase transition at T=TABT=T_{AB} is not also expected in BCS-like pairing theories. The mass of noninteracting bosonic Cooper pairs in liquid 3He is given by mB=2m3m_{B}=2m^{*}_{3}, where m3m^{*}_{3} is the effective mass of 3He atoms. The superfluid transition temperature TcT_{c} of liquid 3He can be determined from the relation

Tc=TBEC[1+c0γB2kBTBEC/ξBA],\displaystyle T_{c}=T^{*}_{BEC}\left[1+c_{0}\gamma_{B}\sqrt{\sqrt{2}k_{B}T^{*}_{BEC}/\xi_{BA}}\right], (218)

where TBEC=3.312ρB2/3/kBmBT^{*}_{BEC}=3.31\hbar^{2}\rho^{2/3}_{B}/k_{B}m^{*}_{B}.

The mass of the interacting bosonic Cooper pairs mBm^{*}_{B} is determined from Eq. (181) and larger than 2m32m^{*}_{3}. The value of TcT_{c} observed in liquid 3He can be obtained by assuming that only a small attractive part of a Bose gas of Cooper pairs would condense into a superfluid Bose-liquid state at TcT_{c} and the respective BEC temperature of such a small part of bosonic Cooper pairs is lower than TcT_{c}. In order to estimate TBECT^{*}_{BEC}, we take ρB=1.141019cm3\rho_{B}=1.14\cdot 10^{19}\rm{cm^{-3}} mB=1.2mB=2.4m3m^{*}_{B}=1.2m_{B}=2.4m^{*}_{3} and m3=5.5m3m^{*}_{3}=5.5m_{3} 198 . Then we obtain TBEC=2.242103T^{*}_{BEC}=2.242\cdot 10^{-3}K. If we assume γB=0.4\gamma_{B}=0.4 and kBTBEC/ξBA=0.1k_{B}T^{*}_{BEC}/\xi_{BA}=0.1, we find Tc2.72103T_{c}\simeq 2.72\cdot 10^{-3}K which is in good agreement with the observed value of Tc=2.7103T_{c}=2.7\cdot 10^{-3}K in liquid 3He.

The first-order phase transition between the A and B phases of liquid 3He occurs without any doubt at Tc=TABT^{*}_{c}=T_{AB} and these superfluid A and B phases are roughly characterized by the half-integer h/4m3h/4m^{*}_{3} (at T>TcT>T^{*}_{c}) and integer h/2m3h/2m^{*}_{3} (at TTcT\leq T^{*}_{c}) flux quantizations. The signs of the existence of half flux quanta in the superfluid 3He-A were discussed in Ref. 271 . Based on the above results, we discuss the microscopic origin of the half-quantum vortices in the bulk of superfluid 3He-AA and clarify why such vortices had not been clearly detected for a long time. The energy gap characterizing the formation of the paired state of two bosons (Cooper pairs) opens in the excitation spectrum of a 3D superfluid Bose condensate at T>Tc=TABT>T_{c}^{*}=T_{AB} and increases with increasing temperature towards TcT_{c}. This gap Δg(T)=μ~B2(T)ΔB2(T)\Delta_{g}(T)=\sqrt{\tilde{\mu}_{B}^{2}(T)-\Delta_{B}^{2}(T)} is vanishingly small at temperatures close to the ABAB phase boundary but the energy gap Δg(TTc)μ~B\Delta_{g}(T\lesssim T_{c})\simeq\tilde{\mu}_{B} near TcT_{c} is much more larger than the gap Δg(TTAB)0\Delta_{g}(T\gtrsim T_{AB})\gtrsim 0 near TABT_{AB}, i.e., at temperatures close to TABT_{AB} and TcT_{c} the situations for paired bosonic Cooper pairs, which behave like superfluid entities with mass 2mB4m32m^{*}_{B}\sim 4m^{*}_{3}, are completely different. It follows that the half-quantum vortices in the AA phase of the bulk superfluid 3He is much better manifested at temperatures close to TcT_{c} than at lower temperatures, since the half-quantum vortices would be stabilized at higher temperatures close to TcT_{c}, but not at lower temperatures close to the ABAB phase boundary. Further, the thermal dissociation of some part of boson pairs occurs in the temperature range TAB<T<TcT_{AB}<T<T_{c} and the full-quantum vortices with circulation h/mBh/2m3h/m^{*}_{B}\sim h/2m^{*}_{3} can be also expected in 3He-AA. Therefore, the full-quantum vortices tend to coexist with half-quantum vortices even near TcT_{c}. Apparently, this picture is consistent with a recent experimental result (see Ref. 271 ), in which the measurement was performed near TcT_{c} and the coexistence of full- and half- quantum vortices in the bulk AA phase of superfluid 3He has inevitably occurred. The half-quantum vortices in superfluid 3He-AA phase are associated with the excitations of pair condensates of bosonic Cooper pairs rather than other effects. The nucleation process of the BB-phase of superfluid 3He at T=TABT=T_{AB} 32 is associated with the onset of the single particle condensation of bosonic Cooper pairs at T=Tc=TABT=T^{*}_{c}=T_{AB}.

The above-mentioned first-order phase transition between the A and B phases of liquid 3He is accompanied by both an abrupt jump-like increase of the critical velocity vc(T)=ΔB(T)/mBv_{c}(T)=\sqrt{\Delta_{B}(T)/m_{B}} three times and a similar abrupt increase of the superfluid density, which have been observed in superfluid 3He at T(0.60.7)TcT\simeq(0.6-0.7)T_{c} 270 . Clearly, the sharp increase of ΔB(T)\Delta_{B}(T) at the vanishing of the gap Δg\Delta_{g} in EB(k)E_{B}(k) near TcT_{c}^{*} leads to the jump-like increasing of vc(T)v_{c}(T) and superfluid density ρs(T)\rho_{s}(T) at TTcT\leq T_{c}^{*}.

The unconventional superfluidity was also observed in ultracold atomic Fermi gases with an extremely high transition temperature with respect to the Fermi temperature near T/TF=0.2T/T_{F}=0.2 and this novel superfluidity in atomic Fermi gases occurs also in the limit of strong interactions and defies a conventional BCS description, as reported in Ref. 26 . We argue that the onset of Cooper pairing and superfluidity in these systems can occur at different temperatures (T=TT=T^{*} and T=Tc<TT=T_{c}<T^{*}), since the atomic Fermi gas system like high-TcT_{c} cuprates retains some of the characteristics of the pseudogap phase such as a BCS-like dispersion and a partially gapped density of states above TcT_{c}, but they does not exhibit superfluidity 26 . Therefore, the novel Bose-liquid superfluidity can be realized in ultracold atomic Fermi gases only below TcT_{c}, where the existence of the single particle and pair condensates of bosonic Cooper pairs as the superfluid BB and AA phases is quite possible similarly as in liquid 3He.

VIII.15 3. Superfluid Bose-liquid states and properties of liquid 4He

We now discuss the validity of the microscopic theory of Bose-liquid superfluidity in liquid 4He. The mass density of liquid 4He is 0.145g/cm30.145g/\rm{cm}^{3} 30 and the total density of 4He atoms is 2.171022cm32.17\cdot 10^{22}\rm{cm^{-3}}. As is well-known, the experimentally measured value of the λ\lambda-transition temperature TλT_{\lambda} in liquid 4He is equal to 2.17 K 30 , which is lower than the BEC temperature TBEC3.11T_{BEC}\simeq 3.11 K determined by using the mass of the free 4He atoms (m4=6.681024g)(m_{4}=6.68\cdot 10^{-24}g) and assuming that all atoms of liquid 4He undergo a BEC. However, the liquid 4He is the strongly interacting Bose system where the effective mass m4m^{*}_{4} of 4He atoms is determined from Eq. (181). Further, only an attractive part (perhaps about half) of 4He atoms can undergo a superfluid condensation. The superfluid transition temperature TλT_{\lambda} in liquid 4He can be roughly estimated using Eq. (218). By taking ρB=1.361022cm3\rho_{B}=1.36\cdot 10^{22}\rm{cm^{-3}}, ρBV~B/ξBR=0.38\rho_{B}\tilde{V}_{B}/\xi_{BR}=0.38 and mB=m41.611m4m^{*}_{B}=m^{*}_{4}\simeq 1.611m_{4} for liquid 4He, we find TBEC1.413T^{*}_{BEC}\simeq 1.413 K. If we assume that γB=1\gamma_{B}=1 and kBTBEC/ξBA=0.1k_{B}T^{*}_{BEC}/\xi_{BA}=0.1 for superfluid 4He, we see that Tλ2.17T_{\lambda}\simeq 2.17 K, thus providing an explanation of the observed value of Tλ=2.17T_{\lambda}=2.17 K.

According to the above microscopic theory of superfluid Bose-liquid, the specific heat of superfluid 4He, diverges as Cv(T)(TλT)1/2C_{v}(T)\sim(T_{\lambda}-T)^{-1/2} and exhibits a clear λ\lambda-like anomaly at TλT_{\lambda}. The excitation spectrum EB(k)E_{B}(k) of this Bose superfluid becomes gapless and phonon-like in the temperature range 0TTc0\leq T\leq T^{*}_{c} below TλT_{\lambda}. The energy gap Δg\Delta_{g} appearing in EB(k)E_{B}(k) at the pair condensation of attracting bosons (4He atoms) above TcT^{*}_{c} is responsible for the deviation of the specific heat Cv(T)C_{v}(T) from the phonon-like T3T^{3} law 214 and for the half-integer circulation quantum h/2m4h/2m^{*}_{4} 212 observed in superfluid 4He. Such a gap in the excitation spectrum of superfluid 4He at zero-momentum state is evidently absent and was not observed (see Ref. 214 ). This is a characteristic signature of the single particle condensation of attracting 4He atoms. Actually, depletion of the single particle condensate (nB00n_{B0}\neq 0) at TTcT\leq T^{*}_{c} as a function of γB\gamma_{B} (Fig. 26) and temperature (Fig. 30), as well as its absence (nB0=0n_{B0}=0) in the temperature range Tc<T<TλT^{*}_{c}<T<T_{\lambda} are in fair agreement with the experimental data available for liquid 4He 215 ; 216 . Experiments indicate (see 214 ; 215 ) that the condensate fraction is very small (nB0(1.8±10)%n_{B0}\simeq(1.8\pm 10)\% at T=1.2T=1.2 K and nB010%n_{B0}\simeq 10\% at T=0T=0) and the temperature-dependent nB0(T)n_{B0}(T) has a feature manifesting in a marked (several times) increase of nB0n_{B0} below T1T\sim 1 K. This feature of nB0(T)n_{B0}(T) observed in superfluid 4He is indicative of the appearance of the energy gap in the excitation spectrum of this superfluid at T=Tc1.2T=T^{*}_{c}\gtrsim 1.2 K. Apparently, the interatomic interaction in liquid 3He is relatively weaker than such an interaction in 4He. Therefore, the condensate fraction in superfluid 3He must be larger than in superfluid 4He. Indeed, the condensate fraction in liquid 3He-4He mixtures was found to be nB00.18n_{B0}\simeq 0.18 272 much larger than nB00.10n_{B0}\simeq 0.10 in liquid 4He 215 . The single particle and pair condensations of attracting bosons are responsible for the integer (h/m4h/m^{*}_{4}) and half-integer (h/2m4h/2m^{*}_{4}) flux quantizations in superfluid 4He, where two distinct pair and single particle condensates of such bosons can also exist as the two distinct superfluid A and B phases in the temperature ranges Tc<T<TλT^{*}_{c}<T<T_{\lambda} and 0TTc0\leq T\leq T^{*}_{c}, respectively. The first signs of the half-integer h/2m4h/2m^{*}_{4} flux quantization in superfluid 4He was actually observed by Whitmore and Zimmerman 212 and other authors 213 .

Next we turn to the superfluid critical velocity in liquid 4He. The helium critical velocities of 60-70 m/s, predicted by the Landau criterion for superfluidity, are much (two orders of magnitude) larger than measured velocities of superfluid flow 273 . Experiments yield values for the helium critical velocity in the range of 1 cm/s to 1 m/s, depending on the particular geometry 30 ; 273 . The existence of superfluidity in liquid 4He can be understood in terms of two different critical velocities 274 . For velocities smaller than the upper critical velocity vc2v_{c2} (which is very well approximated by the Landau critical velocity defined by us as vc2=vL=ΔB/m4v_{c2}=v_{L}=\sqrt{\Delta_{B}/m^{*}_{4}}), there is no creation of phonon-like excitations. The breakdown of superfluidity is caused by these excitations and superfluidity is completely destroyed at v>vc2v>v_{c2}. While the source of partial destruction of superfluidity could be the creation of vortices, since the superfluid flow above the lower critical velocity vc1v_{c1}, implying the existence of a second larger critical velocity vc2>>vc1v_{c2}>>v_{c1}, means the possibility of partial superfluidity for vc1<v<vc2v_{c1}<v<v_{c2}. Essentially, the distinctive roles played by the lower and upper critical velocities vc1v_{c1} and vc2v_{c2} in superfluid 4He closely resemble such roles played by the lower and upper critical magnetic fields Hc1H_{c1} and Hc2H_{c2} in high-TcT_{c} cuprates and other unconventional superconductors. We now estimate the lower critical velocity vc1=(/2m4R0)ln(R0/d)v_{c1}=(\hbar/2m^{*}_{4}R_{0})ln(R_{0}/d) (where R0R_{0} is the radius of a vortex ring, dd is the interatomic distance) 239 and the upper critical velocity vc2=ΔB/m4v_{c2}=\sqrt{\Delta_{B}/m^{*}_{4}} in superfluid 4He. One can assume that R0R_{0} would be of the order of 106cm10^{-6}cm 275 , while dd is of order 4Å4{\AA} 276 . If we take R0=4106R_{0}=4\cdot 10^{-6} cm, we obtain vc1=56v_{c1}=56 cm/s which is consistent with the experimental data 30 ; 273 . Assuming that the superfluid order parameter ΔB\Delta_{B} is of order kBTλk_{B}T_{\lambda} we find that the upper critical velocity vc2=65.4v_{c2}=65.4 m/s above which the creation of phonon-like excitations leads to the breakdown of superfluidity in liquid 4He.

Finally, the observed low temperature heat capacity Cv(T)T2C_{v}(T)\sim T^{2} of 2D superfluid 4He in mesopores 277 is also consistent with the prediction of the theory of a 2D superfluid Bose-liquid. Whereas the shift of the superfluid frequency observed there (with the anomaly at T(0.70.8)TCT\simeq(0.7-0.8)T_{C}) as a function of the temperature closely resembles the kink-like behavior of the order parameter ΔB\Delta_{B} of a 3D superfluid Bose-liquid. Perhaps the 4He adatoms in mesopores manifest both 2D- and 3D-superfluidity one of them will display in the heat capacity and another will display in the superfluid frequency shifts. Further, the new vortex topology in thin 4He superfluid film on porous media might be intermediate between the bulk superfluid liquid and flat superfluid film configuration, as discussed in Ref. 278 . This vortex-like state existing at temperatures Tλ<T<Tc2DT_{\lambda}<T<T_{c}^{2D} can also be interpreted as a result of the crossover from 3D to 2D nature of the superfluid state and formation of 3D vortices at the destruction of the bulk superfluidity in the 3D-to-2D crossover region (i.e., in thin 4He film on porous substrate).

IX IX. New criteria and principles for unconventional superconductivity and superfluidity

From the above considerations, it is clear to anyone by now that the high-TcT_{c} cuprates and other related systems (e.g. organic and heavy-fermion systems, ruthenate Sr2RuO4\rm{Sr_{2}RuO_{4}}, superfluid 3He and atomic Fermi gases) with low Fermi energies cannot be BCS-type superconductors and superfluids. Therefore, most researchers at last should realize this fact and know that the underlying mechanisms of novel (unconventional) superconductivity and superfluidity can be fundamentally different from the often discussed currently ss-, pp- or dd-wave BCS-type (Fermi-liquid) superconductivity and superfluidity. While they should know new criteria and principles of unconventional superconductivity (or superfluidity) that incorporate also the BCS-type superconductivity as a particular case. We are now in position to formulate such criteria and principles, which are valid for various superconductors and superfluids, as follows:

(1) The BCS-type superconductivity and superfluidity occur, as a rule, in weakly interacting Fermi systems (e.g., in conventional metals, heavily overdoped cuprates and other systems), in which the Fermi energy is large enough εF>2εA\varepsilon_{F}>2\varepsilon_{A} (or εF>>ΔF\varepsilon_{F}>>\Delta_{F}) and the Cooper pairs have fermionic nature

(2) In conventional superconductors/superfluids, the onset temperature of Cooper pairing TT^{*} coincides with TcT_{c} and the formation of a BCS pairing gap ΔF\Delta_{F} on the Fermi surface at TcT_{c} is a criterion for the occurrence of superconductivity (or superfluidity)

(3) The BCS-type Cooper pairing is a necessary, but not a sufficient for the occurrence of unconventional superconductivity and superfluidity

(4) Unconventional superconductivity and superfluidity in exotic matters (e.g. in high-TcT_{c} cuprates, heavy-fermion and organic compounds, Sr2RuO4\rm{Sr_{2}RuO_{4}}, liquid 3He and atomic Fermi gases), as a rule, require both the Cooper pairing of fermions and the bosonization of Cooper pairs.

(5) The high-TcT_{c} cuprates and other related systems having the small Fermi energies (εF<2εA\varepsilon_{F}<2\varepsilon_{A}) and exhibiting the pseudogap behaviors above TcT_{c} are in bosonic limit of Cooper pairs, and therefore, they are unconventional (bosonic) superconductors and superfluids.

(6) The mechanism of unconventional Cooper pairing and the mechanism of the condensation of non-overlapping Cooper pairs into the superconducting/superfluid Bose-liquid state are fundamentally different.

(7) In pseudogap systems, as a rule, the formation of bosonic Cooper pairs occurs first at a temperature TT^{*} above TcT_{c} and then such Cooper pairs begin to condense into a Bose superfluid at a λ\lambda-like transition temperature TcT_{c}.

(8) The criteria for bosonization of Cooper pairs (the conditions (99) and (106)), the appearance of the coherence parameter ΔB\Delta_{B} of bosonic Cooper pairs at TcT_{c} and the coexistence of the BCS-like fermionic order parameter ΔF\Delta_{F} and the superfluid Bose condensate order parameter ΔB\Delta_{B} below TcT_{c} are the new criteria for the occurrence of unconventional superconductivity and superfluidity.

(9) In Bose systems the following universal law of superfluid condensation of attracting bosons would hold: the pair condensation of such bosons occurs first at TcT_{c} and then their single particle condensation sets in at a lower temperature TcT_{c}^{*} than the TcT_{c}.

(10) In bosonic superconductors/superfluids, as a rule, a λ\lambda-like second-order phase transition will occur first at TcT_{c} and then a first-order phase transition occurs somewhat below TcT_{c} or even far below TcT_{c}, while the pair and single particle condensations of attracting bosons (unconventional Cooper pairs and 4He atoms) result in the formation of two distinct superconducting/superfluid A and B phases below TcT_{c} similarly in superfluid 3He.

(11) Only a small attractive part of a Bose gas of Cooper pairs condenses into a Bose superfluid at TcT_{c}. Similarly, a certain attractive part of atoms in liquid 4He condenses into a Bose superfluid at TλT_{\lambda}.

X X. CONCLUSIONS

In this work, we have elaborated a consistent, predictive and empirically adequate microscopic theory of pseudogap phenomena and unconventional Bose-liquid superconductivity and superfluidity in high-TcT_{c} cuprates and other systems with low Fermi energies. This theory based on the radically new and conceptually more consistent approaches enabled us to describe properly the pseudogap phenomena and the unconventional superconductivity and superfluidity in various substances.

Now we conclude by summarizing the above theoretical results and the key physical features that distinguish unconventional superconductors and superfluids from the conventional BCS superconductors (superfluid Fermi liquids). This can serve as a quide for discriminating between superconducting/superfluid systems that have usual BCS behavior and those which cannot be consistently explained by the BCS-like (ss-, pp- or dd-wave) pairing theory. From the above considerations and experimental evidences, it follows that in BCS-type superconductors (i.e. in conventional metals and heavily overdoped cuprates) characterized by weak electron-phonon coupling, the charge carriers are quasi-free electrons or holes and strongly overlapping Cooper pairs, which condense into a superfluid Fermi-liquid state at TcT_{c}. In contrast, the high-TcT_{c} cuprates falling between weak and strong electron-phonon coupling regimes are characterized by the pseudogap and non-overlapping bosonic Cooper pairs, which exist above TcT_{c} and condense into a superfluid Bose-liquid state at TcT_{c}. In these polar materials the relevant charge carriers are polarons which are bound into bipolarons (at low dopings) and polaronic Cooper pairs (at intermediate dopings). The unconventional electron-phonon coupling and polaronic effects are more relevant to the underdoped, optimally doped and moderately overdoped cuprates than other factors and control the new physics of these high-TcT_{c} materials. The mechanisms for the formation of the two types of pseudogaps observed in doped high-TcT_{c} cuprates above TcT_{c} and not encountered before in conventional superconductors are intimately related to the unconventional electron-phonon interactions. Specifically, the so-called non-pairing and pairing pseudogaps are induced by the polaronic effect and the BCS-like pairing of large polarons above TcT_{c} in various high-TcT_{c} cuprates, from the underdoped to the overdoped regime.

Our results provide a consistent picture of the microscopic origin of the two different pseudogap regimes and their respective crossover temperatures (TpT_{p} and TT^{*}) in the normal state of underdoped to overdoped cuprates. The polaronic pseudogap phase boundary ends at a specific QCP (xp=xQCP0.200.22x_{p}=x_{QCP}\simeq 0.20-0.22) and controls the new physics of high-TcT_{c} cuprates in a wide region of temperatures and dopant concentration. This upper pseudogap crossover temperature TpT_{p} characterizes the Fermi surface reconstruction (any large Fermi surface existing above TpT_{p} transforms into a small polaronic Fermi surface below TpT_{p}). Actually, such a Fermi surface reconstruction occurring at a QCP predicted first theoretically 62 was observed experimentally much later 113 ; 114 . Another new physics is that the BCS-type Cooper pairing of polaronic carriers occurs at the lower pseudogap crossover temperature TT^{*}, which is substantially greater than TcT_{c} in the underdoped region and even in some optimally doped region and only approaches closely to TcT_{c} and merges with the TcT_{c} in the overdoped region of the phase diagram of high-TcT_{c} cuprates. Two distinct pseudogaps have specific effects on the normal-state properties of underdoped to overdoped cuprates and manifest themeselves in the different anomalous behaviors of the temperature-dependent resistivity (e.g., a TT-linear resistivity from TpT_{p} down to TT^{*}, anomalous resistive transitions at TT^{*}, downward and upward deviations of the resistivity from TT-linear law below TT^{*} and an abnormal resistivity peak between TcT_{c} and TT^{*}), in the asymmetric peaks and peak-dip-hump features of the tunneling spectra, in the jump-like specific heat anomalies above TcT_{c} (i.e. at TT^{*}) and in the novel isotope effects on TT^{*}. Further, the pseudogap state described by the pertinent BCS-like pairing theory of fermionic quasiparticles would exist above TcT_{c} in other unconventional superconductors and superfluids.

Most importantly, the bosonization of Cooper pairs and the unconventional superconductivity and superfluidity would occur in high-TcT_{c} cuprates and other pseudogap systems. We have formulated the universal and more relevant criteria for bosonization of Cooper pairs in these systems using the uncertainty principle. We have found that the bosonization of Cooper pairs would occur in high-TcT_{c} cuprates, heavy-fermion and organic compounds, liquid 3He, atomic Fermi gases and other systems under the conditions εF2εA\varepsilon_{F}\lesssim 2\varepsilon_{A} and ΔF/εF0.34(εA/εF)1/3\Delta_{F}/\varepsilon_{F}\gtrsim 0.34\cdot(\varepsilon_{A}/\varepsilon_{F})^{1/3}. The unconventional superconductivity and superfluidity occurring in the bosonic limit of Cooper pairs are expected in high-TcT_{c} cuprates and other pseudogap systems where the superconductivity (superfluidity) is not simply caused by the formation of a BCS-like energy gap ΔF\Delta_{F} on a Fermi surface. In these systems, the superconducting/superfluid transition at TcT_{c} is more λ\lambda-like than the BCS or BEC transition and superconductivity (superfluidity) is not expected until the superfluid condensation temperature TcT_{c} of the bosonic Cooper pairs is reached. In underdoped and overdoped cuprates, the bosonic Cooper pairs (with zero spin), the BCS-like gap ΔF\Delta_{F} and related diamagnetic state exist below TT^{*}, but high-TcT_{c} superconductivity is only established when the part of such Cooper pairs condenses into a Bose superfluid at TcT_{c}. There is experimental evidence that the BCS-like fermionic excitation gap ΔF\Delta_{F} exists as a pseudogap in high-TcT_{c} cuprates 35 ; 228 ; 279 and other exotic superconductors 18 ; 24 ; 193 and atomic Fermi gases 26 . Actually, the BCS-like pairing of fermions at T>TcT^{*}>T_{c} or T>>TcT^{*}>>T_{c} 21 ; 22 (cf. the pairing temperature Tp=2TcT_{p}=2T_{c} predicted in Ref. 64 ) may be considered as a first step toward a more complete treatment of novel Bose-liquid superconductivity and superfluidity in these pseudogap systems, where the BCS-like order parameter ΔF\Delta_{F} should appear first above TcT_{c}, and then the BCS-like order parameter (or energy gap) ΔF\Delta_{F} and the superfluid Bose condensate order parameter ΔB\Delta_{B} (defining the boson superfluid stiffness) should coexist below TcT_{c}.

Our results clearly demonstrate that superconductivity(superfluidity) of bosonic Cooper pairs just like superfluidity of 4He atoms is well described by the mean field theory of attracting bosons and the superconducting/superfluid phase is identified with the coherence parameter ΔB\Delta_{B} appearing below TcT_{c}. We have established the following law: the attractive Bose gases of Cooper pairs and 4He atoms undergo a λ\lambda-like superconducting/superfluid transition at TcT_{c} (the onset temperature of pair condensation of bosons) and then a first-order phase transition at TcT_{c}^{*} (the onset temperature of single particle condensation of bosons) lower than TcT_{c} (in a 3D system) or at T=0T=0 (in a 2D system). We have proved that the gapless superconductivity (superfluidity) occurs in 3D Bose systems below TcT_{c}^{*} due to the vanishing of the energy gap Δg\Delta_{g} in EB(k)E_{B}(k) and this phenomenon in unconventional superconductors and superfluids is not caused by the point or line nodes of the BCS-like gap discussed in some pp- and dd-wave pairing models. We have discovered that the coherent single particle and pair condensates of bosonic Cooper pairs and 4He atoms exist as the two different superfluid A and B phases in high-TcT_{c} cuprates and other unconventional superconductors and superfluids (e.g., 3He, 4He and atomic Fermi gases). According to the theory of a superfluid Bose-liquid, the cuprate high-TcT_{c} superconductivity is more robust in quasi-two-dimensions than in three dimensions, i.e., TcT_{c} is higher in quasi-2D than in 3D systems. Therefore, we see that three different superconducting phases exist in high-TcT_{c} cuprates where the coherent pair condensate of bosonic Cooper pairs persists as the superconducting phase up to the temperature Tv=Tc2D>Tc3DT_{v}=T^{2D}_{c}>T^{3D}_{c} at quasi-2D grain boundaries and the coherent pair and single particle condensates of such composite bosons in 3D systems exist as the two distinct superconducting phases below Tc=Tc3DT_{c}=T_{c}^{3D}. It follows that the persistence of the vortex-like excitations in high-TcT_{c} cuprates above TcT_{c} is caused by the destruction of the bulk superconductivity. The existence of such vortices is expected below the temperature TvT_{v} lower than TT^{*} but higher than TcT_{c}. This means that diamagnetism and vortex formation above TcT_{c} in high-TcT_{c} cuprates are unrelated phenomena.

Clearly, the condensate and excitations of a Bose-liquid are unlike those of a BCS-like Fermi liquid. Therefore, not all the experimental methods are able to identify the true superconducting order parameter ΔSC=ΔB\Delta_{SC}=\Delta_{B} in high-TcT_{c} cuprates and other pseudogap systems. For example, the single-particle tunneling spectroscopy and ARPES provide information about the excitations gaps at the Fermi surface but fail to identify the true superconducting order parameter appearing below TcT_{c} in bosonic superconductors. For this reason, a prolonged disput about the origin of unconventional superconductivity (i.e. superconducting other parameter) in the cuprates on the basis of tunneling and ARPES data has nothing to do with the underlying mechanism of high-TcT_{c} cuprate superconductivity. The unconventional cuprate superconductivity is controlled by the coherence parameter (boson superfluid stiffness) ΔBρB\Delta_{B}\sim\rho_{B} and only some selected experimental techniques can provide information about such a superconducting order parameter. In particular, the thermodynamic methods and the methods of critical current and magnetic field measurements are sensitive to the identification of ΔSC(T)=ΔB(T)\Delta_{SC}(T)=\Delta_{B}(T) in unconventional superconductors.

We have convincingly demonstrated that many puzzling superconducting/superfluid properties of high-TcT_{c} cuprates, heavy-fermion and organic compounds, Sr2RuO4\rm{Sr_{2}RuO_{4}}, quantum liquids (3He and 4He) and ultracold atomic Fermi gases observed experimentally are best described by the microscopic theory of the 3D Bose-liquid superconductivity and superfluidity. In particular, we have shown that the bulk superconductivity described by the theory of a 3D superfluid Bose-liquid provides a consistent picture of the highly unusual and intriguing superconducting properties (e.g., λ\lambda-like second-order phase transition at TcT_{c}, first-order phase transition and kink-like temperature dependences of superconducting parameters ΔSC(T)\Delta_{SC}(T), Jc(T)J_{c}(T), Hc1(T)H_{c1}(T), Hc2(T)H_{c2}(T), λL(T)\lambda_{L}(T) near TcT_{c}^{*}, gapless excitations and novel isotope effects on TcT_{c}) of high-TcT_{c} cuprates. Experimental results confirming the occurrence of bulk superconductivity in the system PrBa2Cu3O7δ\rm{PrBa_{2}Cu_{3}O_{7-\delta}} 280 revitalizes the hypothesis that superconductivity originates also outside the cuprate-plane. Meanwhile, the grain boundary- and interface-related Bose-liquid superconductivity can persist up to room temperature in cuprate materials obtained under certain conditions.

Finally, we have formulated the new criteria and principles of unconventional superconductivity and superfluidity, which allow us to find the real applicability boundary (which up to now remains unknown) between BCS-type and Bose-type regimes of superconductivity and superfluidity in high-TcT_{c} cuprates and other systems. The above theoretical predictions and their experimental confirmations speak strongly about in favor of the existence of novel superconducting/superfluid states, which arise in condensed matter systems at single particle and pair condensations of attracting bosonic Cooper pairs. Within the mean field theory of 3D and 2D superfluid Bose liquids, it is possible to describe the following unexplained features of high-TcT_{c} cuprates and other superconductors and superfluids: (i) the novel features of the phase diagram of high-TcT_{c} cuprates (e.g., vortex-like state existing in the temperature range Tc<T<TvT_{c}<T<T_{v} and two distinct superconducting phases below TcT_{c}); (ii) the existence of a vortex-like state above TcT_{c} and two distinct superconducting A and B phases in heavy-fermion systems below TcT_{c}; (iii) the existence of two distinct superfluid AA and BB phases in liquid 3He, (iv) the existence of first-order phase transitions in superfluid 3He (at T=TAB<TcT=T_{AB}<T_{c}), high-TcT_{c} cuprates (at T=Tc<TcT=T^{*}_{c}<T_{c}) and heavy-fermion superconductors (at T=Tc<TcT=T^{*}_{c}<T_{c}) not expected in BCS-like pairing theories; (v) the underlying physics of superfluid 4He and the critical velocities of superfluid flow in 4He below TλT_{\lambda}; (vi) the deviation of the specific heat from the phonon-like T3T^{3} dependence observed in superfluid 4He at about TTc1T\gtrsim T^{*}_{c}\simeq 1 K 214 ; (vii) the vortex-like state existing at temperatures Tλ<T<Tc2DT_{\lambda}<T<T_{c}^{2D} in the crossover regime between the bulk superfluid liquid and thin 4He superfluid film; (viii) the unconventional superfluidity in ultracold atomic Fermi gases.

The above presented results may shed new light on unconventional mechanisms of superconductivity (superfluidity) in low-density nuclear systems-perhaps in the low-density nuclear matter in outer regions of nuclei and neutron stars.

Note added. After writing this work, I learned from report made by D.G. Gulyamova 281 that some characteristic signatures of room temperature superconductivity are seemingly observed in samples of Bi-based cuprates obtained at sun-furnace (in Tashkent) and containing coupled stacks of many quasi-2D superconducting layers. Experiments by Gulyamova’s group seem to give some evidence for grain boundary- and interface-related room temperature cuprate superconductivity that we predict here.

ACKNOWLEDGMENTS

I benefitted greatly from valuable discussions and criticism with C.M. Varma, J. Zaanen and D. Emin. I wish also to thank D.M. Eagles and V.D. Lakhno for helpful correspondences. I thank A. Rahimov, A.L. Solovjov, P.J. Baimatov, M.J. Ermamatov, U.T. Kurbanov, Z.S. Khudayberdiev, E.X. Karimbaev and Z.A. Narzikulov for useful discussions. This work was supported by the Foundation of the Fundamental Research, Grant No OTOT-Φ\Phi2-15.

XI APPENDIX A: Boltzmann transport equations for Fermi components of Cooper pairs and bosonic Cooper pairs

The Boltzmann transport equation for the excited Fermi components of Cooper pairs in the relaxation time approximation can be written as

fC0(k)fC(k)=τBCS(k)FfCk,\displaystyle f^{0}_{C}(k)-f_{C}(k)=\frac{\tau_{BCS}(k)}{\hbar}\vec{F}\frac{\partial f_{C}}{\partial{k}}, (A.1)

where fC0(k)f^{0}_{C}(k) is the equilibrium Fermi distribution function, τBCS(k)\tau_{BCS}(k) is the relaxation time of the Fermi components of Cooper pairs in the BCS-like pseudogap regime, F\vec{F} is a force acting on a charge carrier in the crystal.

We consider the conductivity of hole carriers in the presence of the electric field applied in the xx-direction. Then we can write Eq. (A1) as

fC0(k)fC(k)=τBCS(k)FxfC(k)kx=\displaystyle f^{0}_{C}(k)-f_{C}(k)=\frac{\tau_{BCS}(k)}{\hbar}\vec{F_{x}}\frac{\partial f_{C}(k)}{\partial k_{x}}=
=τBCS(k)FxfC(k)EEkx=\displaystyle=\frac{\tau_{BCS}(k)}{\hbar}\vec{F_{x}}\frac{\partial f_{C}(k)}{\partial E}\frac{\partial E}{\partial k_{x}}=
=τBCS(k)FxVxfC(k)E,\displaystyle=\frac{\tau_{BCS}(k)}{\hbar}\vec{F_{x}}\hbar V_{x}\frac{\partial f_{C}(k)}{\partial E}, (A.2)

where E(k)=ξ2(k)+ΔF2E(k)=\sqrt{\xi^{2}(k)+\Delta^{2}_{F}}, ξ(k)=ε(k)εF\xi(k)=\varepsilon(k)-\varepsilon_{F}, ε(k)=2(kx2+ky2+kz2)/2mp\varepsilon(k)=\hbar^{2}(k^{2}_{x}+k^{2}_{y}+k^{2}_{z})/2m_{p}, Vx=1Exkx=vxξEV_{x}=\frac{1}{\hbar}\frac{\partial E_{x}}{\partial k_{x}}=v_{x}\frac{\xi}{E}, vx=kx/mpv_{x}=\hbar k_{x}/m_{p}.

The density of the Fermi components of Cooper pairs is determined from the relation

np=2kukfC(k)=2k12(1+ξE)fC(k)=\displaystyle n^{*}_{p}=2\sum_{k}u_{k}f_{C}(k)=2\sum_{k}\frac{1}{2}(1+\frac{\xi}{E})f_{C}(k)=
=1(2π3)(1+ξE)fC(k)d3k\displaystyle=\frac{1}{(2\pi^{3})}\int(1+\frac{\xi}{E})f_{C}(k)d^{3}k

Using Eqs. (XI) and (XI) the current density in the xx-direction can be defined as

Jx=e(2π)3vx(1+ξE)fC(k)d3k=\displaystyle J^{*}_{x}=\frac{e}{(2\pi)^{3}}\int v_{x}(1+\frac{\xi}{E})f_{C}(k)d^{3}k=
=e(2π)3vx(1+ξE)fC0(k)d3k\displaystyle=\frac{e}{(2\pi)^{3}}\int v_{x}(1+\frac{\xi}{E})f^{0}_{C}(k)d^{3}k-
e(2π)3vx2τBCS(k)FxξE(1+ξE)fC(k)Ed3k,\displaystyle-\frac{e}{(2\pi)^{3}}\int v^{2}_{x}\tau_{BCS}(k)F_{x}\frac{\xi}{E}(1+\frac{\xi}{E})\frac{\partial f_{C}(k)}{\partial E}d^{3}k, (A.4)

where ξ\xi and EE are even functions of kk, while vxfC0(k)v_{x}f^{0}_{C}(k) is an odd function of vxv_{x}. Since integration with respect to dkxdk_{x} ranges from -\infty to ++\infty, the first term in Eq. (XI) becomes zero, and only the second term remains, resulting in (for Fx=+eExF_{x}=+eE_{x})

Jx=e2Ex8π3vx2τBCS(k)ξE(1+ξE)fC(k)Ed3k.\displaystyle J^{*}_{x}=-\frac{e^{2}E_{x}}{8\pi^{3}}\int v^{2}_{x}\tau_{BCS}(k)\frac{\xi}{E}(1+\frac{\xi}{E})\frac{\partial f_{C}(k)}{\partial E}d^{3}k.

Similarly, the current density of bosonic Cooper pairs in the xx-direction is given by (for Fx=+2eExF_{x}=+2eE_{x})

JxB=2e(2π)3vx[fB0(k)τB(k)vxFxfBε]d3k=\displaystyle J^{B}_{x}=\frac{2e}{(2\pi)^{3}}\int v_{x}[f^{0}_{B}(k)-\tau_{B}(k)v_{x}F_{x}\frac{\partial f_{B}}{\partial\varepsilon}]d^{3}k=
=e2Ex2π3vx2τB(k)fBεd3k,\displaystyle=-\frac{e^{2}E_{x}}{2\pi^{3}}\int v^{2}_{x}\tau_{B}(k)\frac{\partial f_{B}}{\partial\varepsilon}d^{3}k,

XII APPENDIX B: Calculation of the Basic Parameters of a Superfluid Bose-liquid for T=0T=0

For the model potential (137), ΔB(k)\Delta_{B}(\vec{k}) will be approximated as

ΔB(k)={ΔB1for|ε(k)|,|ε(k)|ξBA,ΔB2forξBA<|ε(k)|,|ε(k)|ξBR,0forε(k)orε(k)>ξBR.\displaystyle\Delta_{B}(\vec{k})=\left\{\begin{array}[]{lll}\Delta_{B1}&\textrm{for}|\varepsilon(k)|,|\varepsilon(k^{\prime})|\leq\xi_{BA},\\ \Delta_{B2}&\textrm{for}\xi_{BA}<|\varepsilon(k)|,|\varepsilon(k^{\prime})|\leq\xi_{BR},\\ 0&\textrm{for}\varepsilon(k)\textrm{or}\varepsilon(k^{\prime})>\xi_{BR}.\end{array}\right. (B.4)

Then Eqs. (VII.1) and (VII.1) at T=0T=0 are reduced to the following equations:

ΔB1=DB(VBRVBA)ΔB1IAVB1ΔB2IR,\displaystyle\Delta_{B1}=-D_{B}(V_{BR}-V_{BA})\Delta_{B1}I_{A}-V_{B1}\Delta_{B2}I_{R},
ΔB2=VBRΔB1IAVBRΔB2IR,\displaystyle\Delta_{B2}=-V_{BR}\Delta_{B1}I_{A}-V_{BR}\Delta_{B2}I_{R}, (B.6)

and

χB1=(VBRVBA)ρB1+VBRρB2,\displaystyle\chi_{B1}=(V_{BR}-V_{BA})\rho_{B1}+V_{BR}\rho_{B2}, (B.7)

where

IA=DB0ξBAεdε2(ε+μ~B)2ΔB12,\displaystyle I_{A}=D_{B}\int^{\xi_{BA}}_{0}\frac{\sqrt{\varepsilon}d\varepsilon}{2\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta^{2}_{B1}}}, (B.8)
IR=DBξBAξBRεdε2(ε+μ~B)2ΔB22,\displaystyle I_{R}=D_{B}\int^{\xi_{BR}}_{\xi_{BA}}\frac{\sqrt{\varepsilon}d\varepsilon}{2\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta^{2}_{B2}}}, (B.9)

ρB1=1Ωk=0kAnB(k)\rho_{B1}=\frac{1}{\Omega}\sum^{k_{A}}_{k=0}n_{B}(\vec{k}), ρB2=1Ωk=kAkRnB(k)\rho_{B2}=\frac{1}{\Omega}\sum^{k_{R}}_{k=k_{A}}n_{B}(\vec{k}), nB(k)=[exp(EB(k)/kBT)1]1n_{B}(\vec{k})=[\exp(E_{B}(\vec{k})/k_{B}T)-1]^{-1}, ξBA=ε(kA)\xi_{BA}=\varepsilon(k_{A}), ξBR=ε(kR)\xi_{BR}=\varepsilon(k_{R}).

For 3D Bose systems, DB=mB3/2/2π23D_{B}={m_{B}}^{3/2}/\sqrt{2}\pi^{2}\hbar^{3}. From Eq. (B.6), we obtain

V~BIA=[VBAVBR(1+VBRIR)1]IA=1.\displaystyle\tilde{V}_{B}I_{A}=[V_{BA}-V_{BR}(1+V_{BR}I_{R})^{-1}]I_{A}=1. (B.10)

At ξBA>>μ~B\xi_{BA}>>\tilde{\mu}_{B}, ΔB2\Delta_{B2}, we obtain from Eq. (B.9)

IRDBξBAξBRεdε2ε=DB[ξBRξBA]\displaystyle I_{R}\simeq D_{B}\int\limits_{\xi_{BA}}^{\xi_{BR}}\sqrt{\varepsilon}\frac{d\varepsilon}{2\varepsilon}=D_{B}\left[\sqrt{\xi_{BR}}-\sqrt{\xi_{BA}}\right] (B.11)

and

IR12ξBAξBRdεε=DB2lnξBRξBA,\displaystyle I_{R}\simeq\frac{1}{2}\int^{\xi_{BR}}_{\xi_{BA}}\frac{d\varepsilon}{\varepsilon}=\frac{D_{B}}{2}\ln\frac{\xi_{BR}}{\xi_{BA}}, (B.12)

for 3D and 2D Bose systems, respectively.

We can assume that almost all Bose particles have energies smaller than ξBA\xi_{BA} and ρBρB1\rho_{B}\simeq\rho_{B1}. Using Eq. (VII.1) the expression for ρB\rho_{B} can be written as

2ρBDB0ξBAε[ε+μ~B(ε+μ~B)2ΔB121]𝑑ε\displaystyle 2\rho_{B}\simeq D_{B}\int\limits_{0}^{\xi_{BA}}\sqrt{\varepsilon}\left[\frac{\varepsilon+\tilde{\mu}_{B}}{\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta_{B1}^{2}}}-1\right]d\varepsilon (B.13)

At ρB2<<ρB1\rho_{B2}<<\rho_{B1} the result of Eq. (B.7) allows us to determine the renormalized chemical potential as μ~B=μB+2ρB(VBRVBA)\tilde{\mu}_{B}=-\mu_{B}+2\rho_{B}(V_{BR}-V_{BA}). While Eq. (B.8) determines the coherence parameter ΔB=ΔB1\Delta_{B}=\Delta_{B1}. From Eq. (B.10) it follows that the model interboson interaction potential defined by Eq. (137) reduces to the following simple BCS-like potential:

VB(kk)={V~B,0,|ξ(k)|,|ξ(k)|ξBA,otherwise\displaystyle V_{B}(\vec{k}-\vec{k^{\prime}})=\left\{\begin{array}[]{ll}\vspace{0.2cm}-\tilde{V}_{B},\\ \ \ 0,\end{array}\ \ \begin{array}[]{ll}\vspace{0.2cm}|\xi(k)|,|\xi(k^{\prime})|\leqslant\xi_{BA},\\ \vspace{0.2cm}\textrm{otherwise}\\ \end{array}\right. (B.18)

For a 3D Bose system, we obtain from Eqs.(B.8) and (B.13)

1DBV~B=ξBA+2μ~B2μ~B.\displaystyle\frac{1}{D_{B}\tilde{V}_{B}}=\sqrt{\xi_{BA}+2\tilde{\mu}_{B}}-\sqrt{2\tilde{\mu}_{B}}.

and

3ρBDB=limξBAξBA+2μ~B(ξBAμ~B)+\displaystyle\frac{3\rho_{B}}{D_{B}}=\lim_{\xi_{BA}\rightarrow\infty}\sqrt{\xi_{BA}+2\tilde{\mu}_{B}}(\xi_{BA}-\tilde{\mu}_{B})+
+μ~B2μ~BξBA3/2μ~B2μ~B.\displaystyle+\tilde{\mu}_{B}\sqrt{2\tilde{\mu}_{B}}-\xi_{BA}^{3/2}\simeq\tilde{\mu}_{B}\sqrt{2\tilde{\mu}_{B}}. (B.21)

Equation (XII) reduces to the relation (139) and then the substitution of Eq. (139) into Eq. (XII) gives the relation (140). Further, 2ρB/DB=2.612π(kBTBEC)3/22\rho_{B}/D_{B}=2.612\sqrt{\pi}(k_{B}T_{BEC})^{3/2} 226 and Eq. (141) follows from Eq. (XII). For EB(0)=0E_{B}(0)=0, equations (VII.1)-(VII.1) can now be expressed as

ΔB(k)=VB(k)ρB0ΔB(0)|ΔB(0)|\displaystyle\Delta_{B}(\vec{k})=-V_{B}(\vec{k})\rho_{B0}\frac{\Delta_{B}(0)}{|\Delta_{B}(0)|}-
1Ωk0VB(kk)ΔB(k)2EB(k)(1+2nB(k)),\displaystyle-\frac{1}{\Omega}\sum_{k^{\prime}\neq 0}V_{B}(\vec{k}-\vec{k}^{\prime})\frac{\Delta_{B}(\vec{k}^{\prime})}{2E_{B}(\vec{k}^{\prime})}(1+2n_{B}(\vec{k}^{\prime})), (B.22)
ρB=ρB0+1Ωk0nB(k),\displaystyle\rho_{B}=\rho_{B0}+\frac{1}{\Omega}\sum_{k\neq 0}n_{B}(\vec{k}), (B.23)
χB(k)=VB(k)ρB0+1Ωk0VB(kk)nB(k).\displaystyle\chi_{B}(\vec{k})=V_{B}(\vec{k})\rho_{B0}+\frac{1}{\Omega}\sum_{k^{\prime}\neq 0}V_{B}(\vec{k}-\vec{k}^{\prime})n_{B}(\vec{k}^{\prime}).

Replacing the summation in Eqs. (B.23) and (XII) by an integration and taking into account the approximation (B.18), we obtain

2(ρBρB0)=DB0ξBAε[ε+μ~Bε2+2μ~B1]𝑑ε,\displaystyle 2(\rho_{B}-\rho_{B0})=D_{B}\int\limits_{0}^{\xi_{BA}}\sqrt{\varepsilon}\left[\frac{\varepsilon+\tilde{\mu}_{B}}{\sqrt{\varepsilon^{2}+2\tilde{\mu}_{B}}}-1\right]d\varepsilon,
V~BρB0=μ~B[1V~BDB0ξBAεdε2ε2+2μ~Bε].\displaystyle\tilde{V}_{B}\rho_{B0}=\tilde{\mu}_{B}\left[1-\tilde{V}_{B}D_{B}\int\limits_{0}^{\xi_{BA}}\frac{\sqrt{\varepsilon}d\varepsilon}{2\sqrt{\varepsilon^{2}+2\tilde{\mu}_{B}\varepsilon}}\right]. (B.26)

From Eqs. (XII) and (B.26), we obtain Eqs. (143) and (VII.3), respectively. For 2D Bose systems, DB=mB/2π2D_{B}=m_{B}/2\pi\hbar^{2} and the multiplier ε\sqrt{\varepsilon} under the integrals in Eqs. (XII) and (B.26) will be absent.

At γB<γB\gamma_{B}<\gamma^{*}_{B}, evaluating the integrals in Eq. (VII.3) we have

W0=DBΩ{25[(ξA+2ΔB)5/2)ξA5/2]+\displaystyle W_{0}=D_{B}\Omega\Big{\{}\frac{2}{5}\Big{[}(\xi_{A}+2\Delta_{B})^{5/2})-\xi^{5/2}_{A}\Big{]}+
+415(2ΔB)5/22ΔB3ξA3/24ΔB3(ξA+2ΔB)3/2\displaystyle+\frac{4}{15}(2\Delta_{B})^{5/2}-\frac{2\Delta_{B}}{3}\xi^{3/2}_{A}-\frac{4\Delta_{B}}{3}(\xi_{A}+2\Delta_{B})^{3/2}-
ΔB2[(ξA+2ΔB)1/2(2ΔB)1/2]},\displaystyle-\Delta^{2}_{B}\Big{[}(\xi_{A}+2\Delta_{B})^{1/2}-(2\Delta_{B})^{1/2}\Big{]}\Big{\}},

.

In order to simplify Eq. (XII) further, we can expand the brackets (ξBA+2ΔB)5/2(\xi_{BA}+2\Delta_{B})^{5/2}, (ξBA+2ΔB)3/2(\xi_{BA}+2\Delta_{B})^{3/2} and (ξBA+2ΔB)1/2(\xi_{BA}+2\Delta_{B})^{1/2} in this equation in powers of 2ΔB/ξBA2\Delta_{B}/\xi_{BA} as

(ξBA+2ΔB)5/2=ξBA5/2(1+2ΔBξBA)5/2\displaystyle(\xi_{BA}+2\Delta_{B})^{5/2}=\xi^{5/2}_{BA}\Big{(}1+\frac{2\Delta_{B}}{\xi_{BA}}\Big{)}^{5/2}\simeq
ξBA5/2{1+5ΔBξBA+152(ΔBξBA)2+52(ΔBξBA)3},\displaystyle\simeq\xi^{5/2}_{BA}\Big{\{}1+\frac{5\Delta_{B}}{\xi_{BA}}+\frac{15}{2}\Big{(}\frac{\Delta_{B}}{\xi_{BA}}\Big{)}^{2}+\frac{5}{2}\Big{(}\frac{\Delta_{B}}{\xi_{BA}}\Big{)}^{3}...\Big{\}},
(ξBA+2ΔB)3/2=ξBA3/2(1+2ΔBξBA)3/2\displaystyle(\xi_{BA}+2\Delta_{B})^{3/2}=\xi^{3/2}_{BA}\Big{(}1+\frac{2\Delta_{B}}{\xi_{BA}}\Big{)}^{3/2}\simeq
ξBA3/2{1+3ΔBξBA+32(ΔBξBA)2},\displaystyle\simeq\xi^{3/2}_{BA}\Big{\{}1+\frac{3\Delta_{B}}{\xi_{BA}}+\frac{3}{2}\Big{(}\frac{\Delta_{B}}{\xi_{BA}}\Big{)}^{2}-...\Big{\}},
(ξBA+2ΔB)1/2=ξBA1/2(1+2ΔBξBA)1/2\displaystyle(\xi_{BA}+2\Delta_{B})^{1/2}=\xi^{1/2}_{BA}\Big{(}1+\frac{2\Delta_{B}}{\xi_{BA}}\Big{)}^{1/2}\simeq
ξBA1/2{1+ΔBξBA},\displaystyle\simeq\xi^{1/2}_{BA}\Big{\{}1+\frac{\Delta_{B}}{\xi_{BA}}-...\Big{\}},

Substituting Eqs. (XII), (XII) and (XII) into Eq. (XII), we find

W0=DBΩ{25[ξBA5/2+5ΔBξBA3/2+152ΔB2ξBA1/2+\displaystyle W_{0}=D_{B}\Omega\Big{\{}\frac{2}{5}\Big{[}\xi^{5/2}_{BA}+5\Delta_{B}\xi^{3/2}_{BA}+\frac{15}{2}\Delta^{2}_{B}\xi^{1/2}_{BA}+
+52ΔB3/ξBA1/2ξBA5/2]415(2ΔB)5/22ΔB3ξ3/2BA\displaystyle+\frac{5}{2}\Delta^{3}_{B}/\xi^{1/2}_{BA}-\xi^{5/2}_{BA}\Big{]}-\frac{4}{15}(2\Delta_{B})^{5/2}-\frac{2\Delta_{B}}{3}\xi^{3/2}_{BA}-
4ΔB3[ξBA3/2+3ΔBξBA1/2+32ΔB2/ξBA1/2]ΔB2ξBA1/2\displaystyle-\frac{4\Delta_{B}}{3}\Big{[}\xi^{3/2}_{BA}+3\Delta_{B}\xi^{1/2}_{BA}+\frac{3}{2}\Delta^{2}_{B}/\xi^{1/2}_{BA}\Big{]}-\Delta^{2}_{B}\xi^{1/2}_{BA}-
ΔB3/ξBA1/2+ΔB2(2ΔB)1/2}=\displaystyle-\Delta^{3}_{B}/\xi^{1/2}_{BA}+\Delta^{2}_{B}(2\Delta_{B})^{1/2}\Big{\}}=
=DBΩ{2ΔBξBA3/22ΔB3ξBA3/24ΔB3ξBA3/2+\displaystyle=D_{B}\Omega\Big{\{}2\Delta_{B}\xi^{3/2}_{BA}-\frac{2\Delta_{B}}{3}\xi^{3/2}_{BA}-\frac{4\Delta_{B}}{3}\xi^{3/2}_{BA}+
+3ΔB2ξBA1/24ΔB2ξBA1/2+ΔB3/ξBA1/22ΔB3/ξBA1/2\displaystyle+3\Delta^{2}_{B}\xi^{1/2}_{BA}-4\Delta^{2}_{B}\xi^{1/2}_{BA}+\Delta^{3}_{B}/\xi^{1/2}_{BA}-2\Delta^{3}_{B}/\xi^{1/2}_{BA}-
ΔB2ξBA1/2ΔB3/ξBA1/2415(2ΔB)5/2+ΔB2(2ΔB)1/2}=\displaystyle-\Delta^{2}_{B}\xi^{1/2}_{BA}-\Delta^{3}_{B}/\xi^{1/2}_{BA}-\frac{4}{15}(2\Delta_{B})^{5/2}+\Delta^{2}_{B}(2\Delta_{B})^{1/2}\Big{\}}=
=DBΩ{3ΔB2ξBA1/25ΔB2ξBA1/22ΔB3/ξBA1/2215ΔB5/2}=\displaystyle=D_{B}\Omega\Big{\{}3\Delta^{2}_{B}\xi^{1/2}_{BA}-5\Delta^{2}_{B}\xi^{1/2}_{BA}-2\Delta^{3}_{B}/\xi^{1/2}_{BA}-\frac{\sqrt{2}}{15}\Delta^{5/2}_{B}\Big{\}}=
=DBΩΔ2Bξ1/2BA{22ΔBξBA215(ΔBξBA)1/2}.\displaystyle=D_{B}\Omega\Delta^{2}_{B}\xi^{1/2}_{BA}\Big{\{}-2-2\frac{\Delta_{B}}{\xi_{BA}}-\frac{\sqrt{2}}{15}\Big{(}\frac{\Delta_{B}}{\xi_{BA}}\Big{)}^{1/2}\Big{\}}.

At ΔB/ξBA<<1\Delta_{B}/\xi_{BA}<<1, we have

W02DBΔ2Bξ1/2BAΩ.\displaystyle W_{0}\simeq-2D_{B}\Delta^{2}_{B}\xi^{1/2}_{BA}\Omega. (B.32)

XIII APPENDIX C: Calculation of the Basic Parameters of a 3D Superfluid Bose-liquid for the temperature range 0<TTc0<T\leq T_{c}

Using the model potential (137), we can write Eqs. (VII.1) and (VII.1) as

2ρBDB=0ε[(ε+μ~B)(ε+μ~B)2ΔB21]dε+\displaystyle\frac{2\rho_{B}}{D_{B}}=\int\limits_{0}^{\infty}\sqrt{\varepsilon}\left[\frac{(\varepsilon+\tilde{\mu}_{B})}{\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta_{B}^{2}}}-1\right]d\varepsilon+
20ε(ε+μ~B)dε(ε+μ~B)2ΔB2[exp((ε+μ~B)2ΔB2kBT)1],\displaystyle 2\int\limits_{0}^{\infty}\frac{\sqrt{\varepsilon}(\varepsilon+\tilde{\mu}_{B})d\varepsilon}{\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta_{B}^{2}}\left[\exp(\frac{\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta_{B}^{2}}}{k_{B}T})-1\right]}, (C.1)
2DBV~B=0ξBAεdε(ε+μ~B)2ΔB2+\displaystyle\frac{2}{D_{B}\tilde{V}_{B}}=\int\limits_{0}^{\xi_{BA}}\frac{\sqrt{\varepsilon}d\varepsilon}{\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta_{B}^{2}}}+
20ξBAεdε(ε+μ~B)2ΔB2[exp((ε+μ~B)2ΔB2kBT)1].\displaystyle 2\int\limits_{0}^{\xi_{BA}}\frac{\sqrt{\varepsilon}d\varepsilon}{\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta_{B}^{2}}\left[\exp(\frac{\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta_{B}^{2}}}{k_{B}T})-1\right]}.

According to Eq. (XII) the first integral in Eq. (XIII) at μ~B=ΔB\tilde{\mu}_{B}=\Delta_{B} is equal to 2μ~B2μ~B/32\tilde{\mu}_{B}\sqrt{2\tilde{\mu}_{B}}/3. From Eq. (XII) it follows that the first integral in Eq. (XIII) at μ~B=ΔB\tilde{\mu}_{B}=\Delta_{B} is equal to 2[ξBA+2μ~B2μ~B]2[\sqrt{\xi_{BA}+2\tilde{\mu}_{B}}-\sqrt{2\tilde{\mu}_{B}}]. The main contributions to the latter integrals in Eqs. (XIII) and (XIII) come from small values of ε\varepsilon, so that for T<<TcT<<T_{c} and μ~B=ΔB\tilde{\mu}_{B}=\Delta_{B} the latter integrals in Eqs. (XIII) and (XIII) can be evaluated approximately as

20ε(ε+μ~B)dεε2+2εμ~B[exp[ε2+2εμ~BkBT]1]\displaystyle 2\int\limits_{0}^{\infty}\frac{\sqrt{\varepsilon}(\varepsilon+\tilde{\mu}_{B})d\varepsilon}{\sqrt{\varepsilon^{2}+2\varepsilon\tilde{\mu}_{B}}\left[\exp\left[\sqrt{\frac{\varepsilon^{2}+2\varepsilon\tilde{\mu}_{B}}{k_{B}T}}\right]-1\right]}\approx
2μ~B0dεexp[2εμ~BkBT]1=(πkBT)232μ~B,\displaystyle\approx\sqrt{2\tilde{\mu}_{B}}\int^{\infty}_{0}\frac{d\varepsilon}{\exp\left[\frac{\sqrt{2\varepsilon\tilde{\mu}_{B}}}{k_{B}T}\right]-1}=\frac{(\pi k_{B}T)^{2}}{3\sqrt{2\tilde{\mu}_{B}}}, (C.3)
20εdεε2+2εμ~B[exp[ε2+2εμ~BkBT]1]\displaystyle 2\int\limits_{0}^{\infty}\frac{\sqrt{\varepsilon}d\varepsilon}{\sqrt{\varepsilon^{2}+2\varepsilon\tilde{\mu}_{B}}\left[\exp\left[\frac{\sqrt{\varepsilon^{2}+2\varepsilon\tilde{\mu}_{B}}}{k_{B}T}\right]-1\right]}\approx
22μ~B0dεexp[2εμ~BkBT]1=(πkBT)232μ~B3/2.\displaystyle\approx\frac{2}{\sqrt{2\tilde{\mu}_{B}}}\int^{\infty}_{0}\frac{d\varepsilon}{\exp\left[\frac{\sqrt{2\varepsilon\tilde{\mu}_{B}}}{k_{B}T}\right]-1}=\frac{(\pi k_{B}T)^{2}}{3\sqrt{2}\tilde{\mu}_{B}^{3/2}}. (C.4)

Further, according to Eqs. (XII) and (B.23), the term 2ρB0/DB2\rho_{B0}/D_{B} should be present in Eq. (XIII), while the term 2ρB0/μ~BDB2\rho_{B0}/\tilde{\mu}_{B}D_{B} would be present in Eq. (XIII). Thus, at μ~B=ΔB\tilde{\mu}_{B}=\Delta_{B} and T<<TcT<<T_{c}, Eqs. (XIII) and (XIII) can now be written as

2ρBDB2ρB0(T)DB+(2μ~B)3/23+(πkBT)232μ~B,\displaystyle\frac{2\rho_{B}}{D_{B}}\simeq\frac{2\rho_{B0}(T)}{D_{B}}+\frac{(2\tilde{\mu}_{B})^{3/2}}{3}+\frac{(\pi k_{B}T)^{2}}{3\sqrt{2\tilde{\mu}_{B}}}, (C.5)
2μ~BDBV~B2ρB0(T)DB+2μ~B[ξBA+2μ~B2μ~B]+\displaystyle\frac{2\tilde{\mu}_{B}}{D_{B}\tilde{V}_{B}}\simeq\frac{2\rho_{B0}(T)}{D_{B}}+2\tilde{\mu}_{B}[\sqrt{\xi_{BA}+2\tilde{\mu}_{B}}-\sqrt{2\tilde{\mu}_{B}}]+
+(πkBT)232μ~B,\displaystyle+\frac{(\pi k_{B}T)^{2}}{3\sqrt{2\tilde{\mu}_{B}}}, (C.6)

from which we obtain Eqs. (150) and (VII.4).

In the case of Δg0\Delta_{g}\neq 0 (or ρB0=0\rho_{B0}=0) and μ~B>>ΔB\tilde{\mu}_{B}>>\Delta_{B}, the first integral both in (XIII), and in (XIII) can be evaluated approximately using the Taylor expansion

1(ε+μ~B)2ΔB1ε+μ~B[1+Δ2B2(ε+μ~B)2].\displaystyle\frac{1}{\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta_{B}}}\simeq\frac{1}{\varepsilon+\tilde{\mu}_{B}}\left[1+\frac{\Delta^{2}_{B}}{2(\varepsilon+\tilde{\mu}_{B})^{2}}\right]. (C.7)

Performing the integration and using also the expansion

arctanξBAμ~Bπ2μ~BξBA+13(μ~BξBA)3/2,\displaystyle\arctan\sqrt{\frac{\xi_{BA}}{\tilde{\mu}_{B}}}\simeq\frac{\pi}{2}-\sqrt{\frac{\tilde{\mu}_{B}}{{\xi_{BA}}}}+\frac{1}{3}\left(\frac{\tilde{\mu}_{B}}{\xi_{BA}}\right)^{3/2}-\cdots, (C.8)

we obtain the following results for the previously mentioned integrals in Eqs. (XIII) and (XIII):

2ξBA[1+3π32(ΔBμ~B)2μ~BξAB]andπΔB24μ~B,\displaystyle 2\sqrt{\xi_{BA}}\left[1+\frac{3\pi}{32}\left(\frac{\Delta_{B}}{\tilde{\mu}_{B}}\right)^{2}\sqrt{\frac{\tilde{\mu}_{B}}{\xi_{AB}}}\right]\>\textrm{and}\>\frac{\pi\Delta_{B}^{2}}{4\sqrt{\tilde{\mu}_{B}}}, (C.9)

respectively.

The latter integrals in Eqs. (XIII) and (XIII) can be evaluated near TcT_{c} making the substitution t=(ε/μ~B)2+2ε/μ~Bt=\sqrt{(\varepsilon/\tilde{\mu}_{B})^{2}+2\varepsilon/\tilde{\mu}_{B}}, a21t2+a22=[(ε+μ~B)2Δ2B]/(kBT)2a^{2}_{1}t^{2}+a^{2}_{2}=[(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta^{2}_{B}]/(k_{B}T)^{2} 226 , where a1=μ~B/kBTa_{1}=\tilde{\mu}_{B}/k_{B}T, a2=μ~B2Δ2B/kBTa_{2}=\sqrt{\tilde{\mu}_{B}^{2}-\Delta^{2}_{B}}/k_{B}T. Then the second integral in Eq. (XIII) has the form

I2=μ~B3/20t2+11tdtt2+(a2a1)2[exp(a1t2+(a2a1)2)1].\displaystyle I_{2}=\tilde{\mu}_{B}^{3/2}\int^{\infty}_{0}\frac{\sqrt{\sqrt{t^{2}+1}-1}tdt}{\sqrt{t^{2}+(\frac{a_{2}}{a_{1}})^{2}}[\exp(a_{1}\sqrt{t^{2}+(\frac{a_{2}}{a_{1}})^{2}})-1]}. (C.10)

It is reasonable to assume that a1<<1a_{1}<<1, a2<<1a_{2}<<1, and ΔB<<μ~B\Delta_{B}<<\tilde{\mu}_{B} near TcT_{c}. Therefore, the integral I2I_{2} may be calculated by using the method presented in Ref. 210 . Here, we present the final result which has the form 226

I2π2(kBT)3/2×\displaystyle I_{2}\simeq\frac{\sqrt{\pi}}{2}(k_{B}T)^{3/2}\times
×[2.6122πμ~BkBT+ΔgkBT+1.46μ~BkBT]\displaystyle\times\left[2.612-\sqrt{2\pi}\sqrt{\frac{\tilde{\mu}_{B}}{k_{B}T}+\frac{\Delta_{g}}{k_{B}T}}+1.46\frac{\tilde{\mu}_{B}}{k_{B}T}...\right]
=π2(kBT)3/2×\displaystyle=\frac{\sqrt{\pi}}{2}(k_{B}T)^{3/2}\times
×[2.6122πμ~BkBT+μ~BkBT(1Δ2B2μ~B2)+1.46μ~BkBT].\displaystyle\times\left[2.612-\sqrt{2\pi}\sqrt{\frac{\tilde{\mu}_{B}}{k_{B}T}+\frac{\tilde{\mu}_{B}}{k_{B}T}\left(1-\frac{\Delta^{2}_{B}}{2\tilde{\mu}_{B}^{2}}\right)}+1.46\frac{\tilde{\mu}_{B}}{k_{B}T}\right].

The second integral I2I^{\prime}_{2} in Eq. (XIII) is also evaluated in the same manner

I2πkBT2μ~B[μ~Bμ~B+Δg1.462μ~BπkBT+]=\displaystyle I_{2}^{{}^{\prime}}\simeq\frac{\pi k_{B}T}{\sqrt{2\tilde{\mu}_{B}}}\left[\sqrt{\frac{\tilde{\mu}_{B}}{\tilde{\mu}_{B}+\Delta_{g}}}-1.46\sqrt{\frac{2\tilde{\mu}_{B}}{\pi k_{B}T}}+...\right]=
=πkBT2μ~B[11Δ2B/4μ~B21.4622μ~BπkBT].\displaystyle=\frac{\pi k_{B}T}{2\sqrt{\tilde{\mu}_{B}}}\left[\sqrt{\frac{1}{1-\Delta^{2}_{B}/4\tilde{\mu}_{B}^{2}}}-1.46\sqrt{2}\sqrt{\frac{2\tilde{\mu}_{B}}{\pi k_{B}T}}\right].

By expanding the expressions 1Δ2B/4μ~B2\sqrt{1-\Delta^{2}_{B}/4\tilde{\mu}_{B}^{2}} and 1/(1Δ2B/4μ~B2)\sqrt{1/(1-\Delta^{2}_{B}/4\tilde{\mu}_{B}^{2})} in powers of ΔB/4μ~B\Delta_{B}/4\tilde{\mu}_{B} and replacing 1.4621.46\sqrt{2} by 2, we obtain from Eqs. (XIII), (XIII), (C.9), (XIII) and (XIII) (with an accuracy to μ~B(T)\sim\tilde{\mu}_{B}(T))

1DBV~BξBA[1+3π32(ΔBμ~B)2μ~BξBA]+\displaystyle\frac{1}{D_{B}\tilde{V}_{B}}\simeq\sqrt{\xi_{BA}}\left[1+\frac{3\pi}{32}\left(\frac{\Delta_{B}}{\tilde{\mu}_{B}}\right)^{2}\sqrt{\frac{\tilde{\mu}_{B}}{\xi_{BA}}}\right]+
+πkBT2μ~B[(1+Δ2B8μ~B2)22μ~BπkBT],\displaystyle+\frac{\pi k_{B}T}{2\sqrt{\tilde{\mu}_{B}}}\left[\left(1+\frac{\Delta^{2}_{B}}{8\tilde{\mu}_{B}^{2}}\right)-2\sqrt{\frac{2\tilde{\mu}_{B}}{\pi k_{B}T}}\right],
2ρBDB=2.612π(kBTBEC)3/2πΔ2B4μ~B+\displaystyle\frac{2\rho_{B}}{D_{B}}=2.612\sqrt{\pi}(k_{B}T_{BEC})^{3/2}\simeq\frac{\pi\Delta^{2}_{B}}{4\sqrt{\tilde{\mu}_{B}}}+
+π(kBT)3/2[2.6122πμ~BkBT(1Δ2B8μ~2B)].\displaystyle+\sqrt{\pi}(k_{B}T)^{3/2}\left[2.612-2\sqrt{\frac{\pi\tilde{\mu}_{B}}{k_{B}T}}\left(1-\frac{\Delta^{2}_{B}}{8\tilde{\mu}^{2}_{B}}\right)\right]. (C.14)

For kBT/ξBA1/2πk_{B}T/\xi_{BA}\sim 1/2\pi the relation (154) follows from (XIII). Making some transformations in Eq. (XIII), we have

π(kBTBEC)3/2\displaystyle\sqrt{\pi}(k_{B}T_{BEC})^{3/2} =π(kBT)3/22.612[π4(ΔBμ~B)2(μ~BkBT)3/2\displaystyle=\frac{\sqrt{\pi}(k_{B}T)^{3/2}}{2.612}\left[\frac{\sqrt{\pi}}{4}\left(\frac{\Delta_{B}}{\tilde{\mu}_{B}}\right)^{2}\left(\frac{\tilde{\mu}_{B}}{k_{B}T}\right)^{3/2}\right.
+2.6122πμ~BkBT(1Δ2B8μ~2B)],\displaystyle\quad+\left.2.612-2\sqrt{\frac{\pi\tilde{\mu}_{B}}{k_{B}T}}\left(1-\frac{\Delta^{2}_{B}}{8\tilde{\mu}^{2}_{B}}\right)\right], (C.15)

from which follows (VII.4).

In order to determine the temperature dependences of μ~B\tilde{\mu}_{B} and ΔB\Delta_{B} near TcT_{c}, Eqs. (VII.4) and (154), can be written as

π(kBTc)3/2[2.6122πμ~B(Tc)kBTc]π(kBT)3/2×\displaystyle\sqrt{\pi}(k_{B}T_{c})^{3/2}\left[2.612-2\sqrt{\frac{\pi\tilde{\mu}_{B}(T_{c})}{k_{B}T_{c}}}\right]\simeq\sqrt{\pi}(k_{B}T)^{3/2}\times
×[2.6122πμ~B(T)kBT(1Δ2B(T)8μ~B2(T))],\displaystyle\times\left[2.612-2\sqrt{\frac{\pi\tilde{\mu}_{B}(T)}{k_{B}T}}\left(1-\frac{\Delta^{2}_{B}(T)}{8\tilde{\mu}_{B}^{2}(T)}\right)\right],
πkBTc2ξBAμ~B(Tc)πkBT2ξBAμ~B(T)(1+Δ2B(T)8μ~B2(T)).\displaystyle\frac{\pi k_{B}T_{c}}{2}\sqrt{\frac{\xi_{BA}}{\tilde{\mu}_{B}(T_{c})}}\simeq\frac{\pi k_{B}T}{2}\sqrt{\frac{\xi_{BA}}{\tilde{\mu}_{B}(T)}}\left(1+\frac{\Delta^{2}_{B}(T)}{8\tilde{\mu}_{B}^{2}(T)}\right).

Now, the quantities μ~B(T)\tilde{\mu}_{B}(T) and ΔB(T)\Delta_{B}(T) near TcT_{c} can be determined by eliminating Δ2B/8μ~2B\Delta^{2}_{B}/8\tilde{\mu}^{2}_{B} from these equations. Thus, after some algebraic transformations, we have

1.306kBπμ~B(T)(Tc3/2T3/2T)+μ~B(Tc)μ~B(T)TcT=1Δ2B(T)8μ~2B(T),\frac{-1.306\sqrt{k_{B}}}{\sqrt{\pi\tilde{\mu}_{B}(T)}}\left(\frac{T_{c}^{3/2}-T^{3/2}}{T}\right)+\sqrt{\frac{\tilde{\mu}_{B}(T_{c})}{\tilde{\mu}_{B}(T)}}\frac{T_{c}}{T}=1-\frac{\Delta^{2}_{B}(T)}{8\tilde{\mu}^{2}_{B}(T)},
μ~B(T)μ~B(Tc)TcT=1+Δ2B(T)8μ~2B(T)\sqrt{\frac{\tilde{\mu}_{B}(T)}{\tilde{\mu}_{B}(T_{c})}}\frac{T_{c}}{T}=1+\frac{\Delta^{2}_{B}(T)}{8\tilde{\mu}^{2}_{B}(T)}

from which it follows that

μ~B(T)μ~B(Tc)+μ~B(Tc)μ~B(T)×\displaystyle\sqrt{\frac{\tilde{\mu}_{B}(T)}{\tilde{\mu}_{B}(T_{c})}}+\sqrt{\frac{\tilde{\mu}_{B}(T_{c})}{\tilde{\mu}_{B}(T)}}\times
×[11.306kBπμ~B(Tc)(Tc3/2T3/2Tc)]2TTc=0.\displaystyle\times\left[1-\frac{1.306\sqrt{k_{B}}}{\sqrt{\pi\tilde{\mu}_{B}(T_{c})}}\left(\frac{T_{c}^{3/2}-T^{3/2}}{T_{c}}\right)\right]-2\frac{T}{T_{c}}=0.

The solution of this equation has the form

μ~B(T)μ~B(Tc)=TTc+\sqrt{\frac{\tilde{\mu}_{B}(T)}{\tilde{\mu}_{B}(T_{c})}}=\frac{T}{T_{c}}+
+(TTc)21+1.306kBπμ~B(Tc)(Tc3/2T3/2Tc)+\sqrt{\left(\frac{T}{T_{c}}\right)^{2}-1+\frac{1.306\sqrt{k_{B}}}{\sqrt{\pi\tilde{\mu}_{B}(T_{c})}}\left(\frac{T_{c}^{3/2}-T^{3/2}}{T_{c}}\right)}

Further, taking into account that near TcT_{c},

Tc3/2T3/2TcT3cT32Tc5/2=\frac{T_{c}^{3/2}-T^{3/2}}{T_{c}}\simeq\frac{T^{3}_{c}-T^{3}}{2T_{c}^{5/2}}=
=(TcT)(T2c+TcT+T2)2T5/2c=3T2c(TcT)2Tc3/2,=\frac{(T_{c}-T)(T^{2}_{c}+T_{c}T+T^{2})}{2T^{5/2}_{c}}=\frac{3T^{2}_{c}(T_{c}-T)}{2T_{c}^{3/2}},

we obtain

μ~B(T)μ~B(Tc)=TTc+[3.9182πkBTcμ~B2](TcT)Tc\sqrt{\frac{\tilde{\mu}_{B}(T)}{\tilde{\mu}_{B}(T_{c})}}=\frac{T}{T_{c}}+\sqrt{\left[\frac{3.918}{2\sqrt{\pi}}\sqrt{\frac{k_{B}T_{c}}{\tilde{\mu}_{B}}}-2\right]\frac{(T_{c}-T)}{T_{c}}}\\

from which after the determination of μ~B(Tc)\tilde{\mu}_{B}(T_{c}) from Eq. (154) at kBTc/μ~B(Tc)>>1k_{B}T_{c}/\tilde{\mu}_{B}(T_{c})>>1 follows approximately Eq. (157). From Eqs. (XIII) and (157) we obtain Eq. (158).

Now we examine the behavior of μB~(T)\tilde{\mu_{B}}(T) (or ΔB(T)\Delta_{B}(T)) and nB0(T)n_{B0}(T) near the characteristic temperature T=Tc<TcT=T^{*}_{c}<T_{c} assuming μB~(T)/kBTc<<1\tilde{\mu_{B}}(T)/k_{B}T^{*}_{c}<<1. By replacing the summation in Eqs. (XII)-(XII) by an integration and taking into account the relations (XIII) and (XIII) at Δg=0\Delta_{g}=0, we may write the equations determining the μB~(T)\tilde{\mu_{B}}(T) and ρB0(T)\rho_{B0}(T) (or nB0(T)n_{B0}(T)) near TcT^{*}_{c} as

2(ρBρB0)DB2μ~B3/23+\displaystyle\frac{2(\rho_{B}-\rho_{B0})}{D_{B}}\simeq\frac{2\tilde{\mu}_{B}^{3/2}}{3}+
+π(kBT)3/2[2.6122πμ~BkBT+1.46μ~BkBT],\displaystyle+\sqrt{\pi}(k_{B}T)^{3/2}\left[2.612-\sqrt{\frac{2\pi\tilde{\mu}_{B}}{k_{B}T}}+1.46\frac{\tilde{\mu}_{B}}{k_{B}T}\right],
1γB\displaystyle\frac{1}{\gamma_{B}} ρB0DBμ~BξBA+1+2μ~BξBA2μ~BξBA\displaystyle\simeq\frac{\rho_{B0}}{D_{B}\tilde{\mu}_{B}\xi_{BA}}+\sqrt{1+\frac{2\tilde{\mu}_{B}}{\xi_{BA}}}-\sqrt{\frac{2\tilde{\mu}_{B}}{\xi_{BA}}}
+πkBT2μ~BξBA[11.462μ~BπkBT].\displaystyle\quad+\frac{\pi k_{B}T}{\sqrt{2\tilde{\mu}_{B}\xi_{BA}}}\left[1-1.46\sqrt{\frac{2\tilde{\mu}_{B}}{\pi k_{B}T}}\right].

If T=TcT=T_{c}^{*}, ρB0=0\rho_{B0}=0 (which corresponds to a complete depletion of the single particle condensate). For μ~B/kBTc<<1\tilde{\mu}_{B}/k_{B}T^{*}_{c}<<1, Eqs. (XIII) and (XIII) can be then written as

2ρBDBπ(kBTc)3/2[2.6122πμ~BkBTc+1.46μ~BkBTc],\displaystyle\frac{2\rho_{B}}{D_{B}}\simeq\sqrt{\pi}(k_{B}T^{*}_{c})^{3/2}\left[2.612-\sqrt{\frac{2\pi\tilde{\mu}_{B}}{k_{B}T^{*}_{c}}}+1.46\frac{\tilde{\mu}_{B}}{k_{B}T^{*}_{c}}\right],

and

1γBπkBTc2μ~BξBA.\displaystyle\frac{1}{\gamma_{B}}\simeq\frac{\pi k_{B}T^{*}_{c}}{\sqrt{2\tilde{\mu}_{B}\xi_{BA}}}.

Therefore, at μ~B<<kBTc\tilde{\mu}_{B}<<k_{B}T_{c}^{*} Eqs. (XIII) and (XIII) near TcT^{*}_{c} become

2.612π(kBTc)3/2πkBTc2μ~B(Tc)\displaystyle 2.612\sqrt{\pi}(k_{B}T^{*}_{c})^{3/2}-\pi k_{B}T^{*}_{c}\sqrt{2\tilde{\mu}_{B}(T^{*}_{c})}
=2ρB0(T)DB+2.612π(kBT)3/2πkBT2μ~B(T),\displaystyle=\frac{2\rho_{B0}(T)}{D_{B}}+2.612\sqrt{\pi}(k_{B}T)^{3/2}-\pi k_{B}T\sqrt{2\tilde{\mu}_{B}(T)},

and

πkBTc2μ~B(Tc)ξBA=ρB0(T)DBμ~B(T)ξBA+πkBT2μ~B(T)ξBA.\displaystyle\frac{\pi k_{B}T^{*}_{c}}{\sqrt{2\tilde{\mu}_{B}(T^{*}_{c})\xi_{BA}}}=\frac{\rho_{B0}(T)}{D_{B}\tilde{\mu}_{B}(T)\sqrt{\xi_{BA}}}+\frac{\pi k_{B}T}{\sqrt{2\tilde{\mu}_{B}(T)\xi_{BA}}}.

Eliminating ρB0(T)\rho_{B0}(T) from these equations (after substituting ρB0(T)\rho_{B0}(T) from Eq. (XIII) into Eq. (XIII)) and making some algebraic transformations, we obtain the equation for μ~B(T)\tilde{\mu}_{B}(T), which is similar to Eq. (XIII). The solution of this equation near TcT^{*}_{c} leads to the expression (159). Further, substituting μ~B(T)/μ~B(Tc)\tilde{\mu}_{B}(T)/\tilde{\mu}_{B}(T^{*}_{c}) from Eq. (159) into Eq. (XIII), we obtain the relation (160).

XIV APPENDIX D: Calculation of the Basic Parameters of a 2D Superfluid Bose-liquid for the temperature range 0<TTc0<T\leq T_{c}

In the case of a 2D Bose-liquid, Eq. (VII.1) after replacing the sum by the integral and making the substitution y=(ε+μ~B)2ΔB2/2kBTy=\sqrt{(\varepsilon+\tilde{\mu}_{B})^{2}-\Delta_{B}^{2}}/2k_{B}T takes the following form:

2γB=y1y2cothydyy2+(ΔB)2,\displaystyle\frac{2}{\gamma_{B}}=\int\limits_{y_{1}}^{y_{2}}\frac{\coth ydy}{\sqrt{y^{2}+(\Delta_{B}^{*})^{2}}}, (D.1)

where y1=Δg/2kBTy_{1}=\Delta_{g}/2k_{B}T, y2=(ξBA+μ~B)2ΔB2/2kBTy_{2}=\sqrt{(\xi_{BA}+\tilde{\mu}_{B})^{2}-\Delta_{B}^{2}}/2k_{B}T, ΔB=ΔB/2kBT\Delta_{B}^{*}=\Delta_{B}/2k_{B}T. In the intervals y1<y<1y_{1}<y<1 and 1<y<y21<y<y_{2}, one can take cothy1/y\coth y\approx 1/y and 1\approx 1, respectively. Then, performing the integration in Eq. (D.1), we obtain

2γBln{[y1(ΔB+1+(ΔB)2)ΔB+y21+(ΔB)2]1/ΔB×\displaystyle\frac{2}{\gamma_{B}}\simeq\ln\Big{\{}\left[\frac{y_{1}(\Delta_{B}^{*}+\sqrt{1+(\Delta^{*}_{B})^{2}})}{\Delta_{B}^{*}+\sqrt{y^{2}_{1}+(\Delta_{B}^{*})^{2}}}\right]^{-1/\Delta_{B}^{*}}\times
[y2+y22+(ΔB)21+1+(ΔB)2]}.\displaystyle\left[\frac{y_{2}+\sqrt{y^{2}_{2}+(\Delta_{B}^{*})^{2}}}{1+\sqrt{1+(\Delta_{B}^{*})^{2}}}\right]\Big{\}}.

At low temperatures ΔB>>1\Delta^{*}_{B}>>1, y2>>ΔBy_{2}>>\Delta_{B}^{*} and ΔB>>y1\Delta_{B}^{*}>>y_{1}. Hence, lny1\ln y_{1} is small and it can be neglected. Equation (XIV) can then be approximately written as

2γB(2y21+ΔB)\displaystyle\frac{2}{\gamma_{B}}\simeq\left(\frac{2y_{2}}{1+\Delta_{B}^{*}}\right) (D.3)

from which after some algebra follows Eq. (177). At high temperatures close to TcT_{c}, ΔB<<1\Delta_{B}^{*}<<1, and therefore, from Eq. (XIV), we have (with an accuracy to (ΔB)2\sim(\Delta_{B}^{*})^{2})

2γB1ΔBln|y1(1+ΔB)y1+ΔB|+lny2.\displaystyle\frac{2}{\gamma_{B}}\simeq-\frac{1}{\Delta_{B}^{*}}\ln\left|\frac{y_{1}(1+\Delta_{B}^{*})}{y_{1}+\Delta_{B}^{*}}\right|+\ln y_{2}. (D.4)

Further, when taking into account y2ΔB1y_{2}^{\Delta_{B}^{*}}\simeq 1 and ΔB/γB<<1\Delta_{B}^{*}/\gamma_{B}<<1, we obtain from Eq. (D.4)

1+ΔB/y11+ΔBexp(2ΔBγB)1+2ΔBγB+\displaystyle\frac{1+\Delta_{B}^{*}/y_{1}}{1+\Delta_{B}^{*}}\simeq\exp\left(\frac{2\Delta_{B}^{*}}{\gamma_{B}}\right)\simeq 1+\frac{2\Delta_{B}^{*}}{\gamma_{B}}+\cdots

from which it follows that

ΔB(T)=γBkBT[2kBTΔg(T)γB+2γB].\displaystyle\Delta_{B}(T)=\gamma_{B}k_{B}T\left[\frac{2k_{B}T}{\Delta_{g}(T)}-\frac{\gamma_{B}+2}{\gamma_{B}}\right]. (D.5)

One can assume that Δg(T)\Delta_{g}(T) varies near TcT_{c} as c0(2kBT)q\sim c_{0}(2k_{B}T)^{q}, where α0\alpha_{0} is determined at T=TcT=T_{c} from the condition ΔB(Tc)=0\Delta_{B}(T_{c})=0), qq is variable parameter. Then, ΔB(T)\Delta_{B}(T) and μ~B(T)\tilde{\mu}_{B}(T) are determined from Eqs. (173) and (VII.5).

For a 2D Bose system, the multiplier ε\sqrt{\varepsilon} under the integral in Eq. (VII.7) will be absent. We now estimate this integral for Δg<2kBT\Delta_{g}<2k_{B}T. Making the substitution x=EB(ε)/2kBTx=E_{B}(\varepsilon)/2k_{B}T and taking into account that at x<1x<1 and x>1x>1 the function sinhx\sinh x is approximately equal to xx and (1/2exp(x))(1/2\exp(x)), respectively, we obtain the following expression for the specific heat of a 2D Bose-liquid:

Cv(T)4ΩDBkB2T{y11xdxx2+(ΔB(T))2+\displaystyle C_{v}(T)\simeq 4\Omega D_{B}k_{B}^{2}T\Bigg{\{}\int\limits_{y_{1}}^{1}\frac{xdx}{\sqrt{x^{2}+(\Delta^{*}_{B}(T))^{2}}}+
+41x3exp(2x)dxx2+(ΔB(T))2}.\displaystyle+4\int\limits_{1}^{\infty}\frac{x^{3}\exp(-2x)dx}{\sqrt{x^{2}+(\Delta^{*}_{B}(T))^{2}}}\Bigg{\}}. (D.6)

The second integral can be approximately estimated taking into account x2+(ΔB(T))2ΔB>>1\sqrt{x^{2}+(\Delta^{*}_{B}(T))^{2}}\simeq\Delta^{*}_{B}>>1 (at low temperatures) since the main contribution to this integral comes from a region near lower limit of the integral, where x<<ΔBx<<\Delta^{*}_{B}. Calculating the integrals in Eq. (XIV) with this approximation, we obtain

Cv(T)4ΩDBk2BT[1+Δ2By21+Δ2B+192ΔBe2],\displaystyle C_{v}(T)\simeq 4\Omega D_{B}k^{2}_{B}T\left[\sqrt{1+\Delta^{*2}_{B}}-\sqrt{y^{2}_{1}+\Delta^{*2}_{B}}+\frac{19}{2\Delta^{*}_{B}}e^{-2}\right],

from which follows (191).

XV APPENDIX E: Calculation of the characteristic Temperature T0T_{0}^{*} in a 2D Bose-liquid

In the case of a 2D Bose-liquid the expressions for ε~B(k)\tilde{\varepsilon}_{B}(k) and ρB\rho_{B} (see Appendix B) after replacing the summations by the integrals can be written as

ε~B(k)=ε(k)μB+VB(0)ρB+\displaystyle\tilde{\varepsilon}_{B}(k)=\varepsilon(k)-\mu_{B}+V_{B}(0)\rho_{B}+
0dkkVB(kk)1exp[ε~B(k)/kBT]1\displaystyle\int\limits_{0}^{\infty}dk^{\prime}{k}^{\prime}V_{B}(\vec{k}-\vec{k}^{\prime})\frac{1}{\exp[\tilde{\varepsilon}_{B}(k^{\prime})/k_{B}T]-1} (E.1)

and

ρB=12π0dkk1exp[ε~B(k)/kBT]1,\displaystyle\rho_{B}=\frac{1}{2\pi}\int\limits_{0}^{\infty}dk^{\prime}{k}^{\prime}\frac{1}{\exp[\tilde{\varepsilon}_{B}(k^{\prime})/k_{B}T]-1}, (E.2)

where VB(kk)=12(2π)202πdψVB[(k2+(k)22kkcosψ)1/2]V_{B}(\vec{k}-\vec{k}^{\prime})=\frac{1}{{2(2\pi)}^{2}}\int\limits_{0}^{2\pi}d\psi V_{B}[(k^{2}+(k^{\prime})^{2}-2kk^{\prime}\cos\psi)^{1/2}].

Now, the function J0(kRx)J_{0}(kRx) in Eq. (184) may be expanded in a Taylor series around kR=0kR=0 as

J0(kRx)=1(kRx2)2+\displaystyle J_{0}(kRx)=1-(\frac{kRx}{2})^{2}+... (E.3)

Then we obtain from Eq. (184)

VB(k)VB(0)[1k2k2R],0kkR,\displaystyle V_{B}(k)\simeq V_{B}(0)\left[1-\frac{k^{2}}{k^{2}_{R}}\right],\quad 0\leq k\leq k_{R}, (E.4)

where VB(0)=2πWR2I1V_{B}(0)=2\pi WR^{2}I_{1}, kR=4I1/I3R2k_{R}=4I_{1}/I_{3}R^{2}, In=0dxxnΦ(x)I_{n}=\int\limits_{0}^{\infty}dxx^{n}\Phi(x).

The subsequent analytical calculations are similar to the case of a 3D Bose gas 210 . Therefore, we present only final results for ε~B(k)\tilde{\varepsilon}_{B}(k), mBm^{*}_{B} and ρB\rho_{B}, which are given by:

ε~B(k)=ε~B(0)+2k22mB,\displaystyle\tilde{\varepsilon}_{B}(k)=\tilde{\varepsilon}_{B}(0)+\frac{\hbar^{2}k^{2}}{2m^{*}_{B}}, (E.5)
1mB=1mB\displaystyle\frac{1}{m_{B}^{*}}=\frac{1}{m_{B}}-
VB(0)π2k2R0kAdkk1exp[(ε~(0)+2k2/2mB)/kBT]1,\displaystyle\frac{V_{B}(0)}{\pi\hbar^{2}k^{2}_{R}}\int\limits_{0}^{k_{A}}dk^{\prime}k^{\prime}\frac{1}{\exp[(\tilde{\varepsilon}(0)+\hbar^{2}k^{2}/2m_{B}^{*})/k_{B}T]-1},
ρB=12π0kAdkk1exp[(ε~(0)+2k2/2mB)/kBT]1,\displaystyle\rho_{B}=\frac{1}{2\pi}\int\limits_{0}^{k_{A}}dk^{\prime}k^{\prime}\frac{1}{\exp[(\tilde{\varepsilon}(0)+\hbar^{2}k^{2}/2m_{B}^{*})/k_{B}T]-1},

from which follows also the same relation as (181). Thus, the characteristic temperature T0T_{0} is now replaced by T0=2π2ρB/mBT_{0}^{*}=2\pi\hbar^{2}\rho_{B}/m_{B}^{*}.

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