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Majorana lattice gauge theory: symmetry breaking, topological order and intertwined orders all in one

Jian-Jian Miao1,†

1Department of Physics, The Chinese University of Hong Kong, Shatin, New Territories, Hong Kong, China
Email: [email protected]

The Majorana lattice gauge theory purely composed of Majorana fermions on square lattice is studied throughly. The ground state is obtained exactly and exhibits the coexistence of symmetry breaking and topological order. The Z2Z_{2} symmetry breaking of matter fields leads to the intertwined antiferromagnetic spin order and η\eta-pairing order. The topological order is reflected in the Z2Z_{2} quantum spin liquid ground state of gauge fields. The Majorana lattice gauge theory, alternatively can be viewed as interacting Majorana fermion model, is possibly realized on a Majorana-zero-mode lattice.

Introduction

Landau’s symmetry breaking theory establishes the first paradigm of phases of matters in condensed matter physics. Different phases are characterized by different symmetries. A phase transition is determined how symmetry changes across the critical point and can be described by the local order parameters that transform nontrivially under the symmetry transformation. Landau’s theory successfully accounts for the appearance of various low temperature orders due to spontaneous symmetry breaking, e.g. crystals and magnets. However, the discovery of fractional quantum Hall (FQH) effect[1] and high-TcT_{c} superconductors[2] provides the phenomena beyond the paradigm of Landau’s symmetry breaking theory. Anderson proposed the quantum spin liquid[3, 4, 5, 6, 7, 8, 9] (QSL) without symmetry breaking is the key to the mechanism of high-TcT_{c} superconductivity[10]. Wen found different chiral spin liquids have exactly the same symmetry[11], as well as different FQH states. These new orders without symmetry breaking and local order parameters are characterized by the topological invariants, e.g. ground state degeneracy on the torus and nontrivial edge states[12]. Dubbed topological orders, these nontrivial gapped disordered phases possess long-range entanglement at zero temperature[13, 14, 15]. A new paradigm of topological phases of matters emerges and flourishes in the past decades[16]. A critical outstanding issue comes that is it possible to unify the symmetry breaking and topological order frameworks into a single formalism?

The Majorana fermion (MF) perspective of strongly correlated systems provide new insights into the issue. The MFs are real counterparts of complex fermions[17, 18, 19]. Not only can be realized experimentally, e.g. in the interface of s-wave superconductor and strong topological insulator[20, 21, 22, 23, 24], but also have the potential to implement topological quantum computation[25], MFs (Majorana zero modes) become the hot topics in condensed matter physics. Moreover the strongly interacting models[26, 27, 28, 29] built from MFs can host exotic phenomena, such as Majorana dualities[30], the emergence of supersymmetry[31, 32, 33] and supersymmetry breaking[34], Majorana surface code[35, 36], tricritical Ising point[37, 38], topological order[39, 40], SYK model with black hole physics[41, 42].

In this paper, a novel Majorana lattice gauge theory is proposed, which can also be viewed as an interacting MF model. The ground state is obtained exactly with matter and gauge fields exhibiting symmetry breaking and topological order respectively. The Z2Z_{2} symmetry breaking leads to intertwined antiferromagnetic (AFM) spin and η\eta-pairing orders characterized by local order parameters. The Z2Z_{2} topological order in the Z2Z_{2} QSL is characterized by the ground state degeneracy on torus. Even though matter and gauge fields are coupled in the ultraviolet limit, the decoupling of matter and gauge fields in the infrared limit leads to the nontrivial coexistence of symmetry breaking and topological order. The Majorana lattice gauge theory provides the first concrete example to unify symmetry breaking, topological order and intertwined orders.

Results

Majorana lattice gauge theory. The building blocks of Majorana lattice gauge theory are MFs only. The MFs are described by real operators (γ𝐫j)=γ𝐫j\left(\gamma_{\mathbf{r}}^{j}\right)^{\dagger}=\gamma_{\mathbf{r}}^{j} obeying the anticommutation relations {γ𝐫j,γ𝐫j}=2δjjδ𝐫𝐫\left\{\gamma_{\mathbf{r}}^{j},\gamma_{\mathbf{r}^{\prime}}^{j^{\prime}}\right\}=2\delta^{jj^{\prime}}\delta_{\mathbf{r}\mathbf{r}^{\prime}} with site index 𝐫\mathbf{r} and flavor index j=1,,mj=1,\cdots,m. Note the total MF flavors mm must be an even integer to ensure locality. For concreteness, a representative gauge theory on square lattice is considered. On each site the matter fields are four γ\gamma MFs. The four γ\gamma MFs can represent the conventional complex fermion operators c𝐫sc_{\mathbf{r}s} describing the electrons with spin polarization s=,s=\uparrow,\downarrow

c𝐫\displaystyle c_{\mathbf{r}\uparrow} =12(γ𝐫1iγ𝐫2),\displaystyle=\frac{1}{2}\left(\gamma_{\mathbf{r}}^{1}-i\gamma_{\mathbf{r}}^{2}\right), (1a)
c𝐫\displaystyle c_{\mathbf{r}\downarrow} =12(γ𝐫3iγ𝐫4).\displaystyle=\frac{1}{2}\left(\gamma_{\mathbf{r}}^{3}-i\gamma_{\mathbf{r}}^{4}\right). (1b)

The on-site interaction HUH_{U} of γ\gamma MFs is given by

HU\displaystyle H_{U} =U4𝐫(iγ𝐫1γ𝐫2)(iγ𝐫3γ𝐫4),\displaystyle=\frac{U}{4}\sum_{\mathbf{r}}\left(i\gamma_{\mathbf{r}}^{1}\gamma_{\mathbf{r}}^{2}\right)\left(i\gamma_{\mathbf{r}}^{3}\gamma_{\mathbf{r}}^{4}\right), (2a)
=U𝐫(n𝐫12)(n𝐫12),\displaystyle=U\sum_{\mathbf{r}}\left(n_{\mathbf{r}\uparrow}-\frac{1}{2}\right)\left(n_{\mathbf{r}\downarrow}-\frac{1}{2}\right), (2b)

where n𝐫s=c𝐫sc𝐫sn_{\mathbf{r}s}=c_{\mathbf{r}s}^{\dagger}c_{\mathbf{r}s} is the electron density operator for spin ss. The on-site interaction HUH_{U} corresponds to the Hubbard interaction of electrons. Four χ\chi MFs on each site are introduced and act as gauge fields. In the conventional lattice gauge theory, the gauge fields live on the links of lattice. As shown later, the product of two χ\chi MFs on nearest neighbor sites correspond to the conventional bosonic gauge fields. Thus the total flavors of χ\chi MFs are chosen to be equal to the coordination number z=4z=4 of the square lattice. Besides the on-site interaction HVH_{V} with the same form as γ\gamma MFs’

HV=V𝐫(iχ𝐫1χ𝐫2)(iχ𝐫3χ𝐫4),H_{V}=V\sum_{\mathbf{r}}\left(i\chi_{\mathbf{r}}^{1}\chi_{\mathbf{r}}^{2}\right)\left(i\chi_{\mathbf{r}}^{3}\chi_{\mathbf{r}}^{4}\right), (3)

a plaquette interaction HKH_{K} of χ\chi MFs is also introduced

HK=K𝐫(iχ𝐫2χ𝐫1)(iχ𝐫+x^3χ𝐫+x^2)(iχ𝐫+x^+y^4χ𝐫+x^+y^3)(iχ𝐫+y^1χ𝐫+y^4)H_{K}=K\sum_{\mathbf{r}}\left(i\chi_{\mathbf{r}}^{2}\chi_{\mathbf{r}}^{1}\right)\left(i\chi_{\mathbf{r}+\hat{x}}^{3}\chi_{\mathbf{r}+\hat{x}}^{2}\right)\left(i\chi_{\mathbf{r}+\hat{x}+\hat{y}}^{4}\chi_{\mathbf{r}+\hat{x}+\hat{y}}^{3}\right)\left(i\chi_{\mathbf{r}+\hat{y}}^{1}\chi_{\mathbf{r}+\hat{y}}^{4}\right) (4)

where each term includes four sites forming a plaquette on square lattice. Note all χ\chi Majorana fermions within a plaquette are included in each plaquette interaction as shown in Figure 1, which to pin down the flavor indexes. The square lattice is divided into two dual sublattices aa and bb, that is the plaquette centers of one sublattice correspond to the sites of another sublattice. The coupling between matter and gauge fields is given by

Ht\displaystyle H_{t} =t𝐫a𝐫b(iγ𝐫a2γ𝐫b1+iγ𝐫a4γ𝐫b3)(iχ𝐫ajχ𝐫bk),\displaystyle=t\sum_{\left\langle\mathbf{r}_{a}\mathbf{r}_{b}\right\rangle}\left(i\gamma_{\mathbf{r}_{a}}^{2}\gamma_{\mathbf{r}_{b}}^{1}+i\gamma_{\mathbf{r}_{a}}^{4}\gamma_{\mathbf{r}_{b}}^{3}\right)\left(i\chi_{\mathbf{r}_{a}}^{j}\chi_{\mathbf{r}_{b}}^{k}\right), (5a)
=t𝐫a𝐫bs(c𝐫asc𝐫bs+c𝐫asc𝐫bs+H.c.)(iχ𝐫ajχ𝐫bk),\displaystyle=t\sum_{\left\langle\mathbf{r}_{a}\mathbf{r}_{b}\right\rangle s}\left(c_{\mathbf{r}_{a}s}^{\dagger}c_{\mathbf{r}_{b}s}+c_{\mathbf{r}_{a}s}^{\dagger}c_{\mathbf{r}_{b}s}^{\dagger}+H.c.\right)\left(i\chi_{\mathbf{r}_{a}}^{j}\chi_{\mathbf{r}_{b}}^{k}\right), (5b)

where the quadratic γ\gamma MFs correspond to nearest neighbor electron hopping and equal-spin-pairing, meanwhile the γ\gamma MFs are coupled to χj\chi^{j} and χk\chi^{k} MFs connecting nearest neighbor sites as shown in Figure 1. The full Hamiltonian of the Majorana lattice gauge theory is the sum of above interactions

H=HU+HV+HK+Ht.H=H_{U}+H_{V}+H_{K}+H_{t}. (6)

which is also an interacting MF model. The Hamiltonian is constructed based on the locality principle, that is interactions are as local as possible. The full Hamiltonian has the global Z2Z_{2} symmetry by interchanging γ\gamma MFs for all sites as follows

γ𝐫1\displaystyle\gamma_{\mathbf{r}}^{1} γ𝐫3,\displaystyle\leftrightarrow\gamma_{\mathbf{r}}^{3}, (7a)
γ𝐫2\displaystyle\gamma_{\mathbf{r}}^{2} γ𝐫4,\displaystyle\leftrightarrow\gamma_{\mathbf{r}}^{4}, (7b)

and also the local Z2Z_{2} gauge symmetry by interchanging γ\gamma MFs on site 𝐫\mathbf{r} and χ\chi MFs between site 𝐫\mathbf{r} and its four nearest neighbor sites are

{γ𝐫2γ𝐫2,γ𝐫4γ𝐫4,𝐫=𝐫aγ𝐫1γ𝐫1,γ𝐫3γ𝐫3,𝐫=𝐫b\begin{cases}\gamma_{\mathbf{r}}^{2}\rightarrow-\gamma_{\mathbf{r}}^{2},\;\gamma_{\mathbf{r}}^{4}\rightarrow-\gamma_{\mathbf{r}}^{4},&\mathbf{r}=\mathbf{r}_{a}\\ \gamma_{\mathbf{r}}^{1}\rightarrow-\gamma_{\mathbf{r}}^{1},\;\gamma_{\mathbf{r}}^{3}\rightarrow-\gamma_{\mathbf{r}}^{3},&\mathbf{r}=\mathbf{r}_{b}\end{cases} (8a)
and
χ𝐫1χ𝐫3,\displaystyle\chi_{\mathbf{r}}^{1}\leftrightarrow\chi_{\mathbf{r}^{\prime}}^{3}, 𝐫=𝐫+x^\displaystyle\mathbf{r}^{\prime}=\mathbf{r}+\hat{x} (8b)
χ𝐫3χ𝐫1,\displaystyle\chi_{\mathbf{r}}^{3}\leftrightarrow\chi_{\mathbf{r}^{\prime}}^{1}, 𝐫=𝐫x^\displaystyle\mathbf{r}^{\prime}=\mathbf{r}-\hat{x} (8c)
χ𝐫2χ𝐫4,\displaystyle\chi_{\mathbf{r}}^{2}\leftrightarrow\chi_{\mathbf{r}^{\prime}}^{4}, 𝐫=𝐫+y^\displaystyle\mathbf{r}^{\prime}=\mathbf{r}+\hat{y} (8d)
χ𝐫4χ𝐫2.\displaystyle\chi_{\mathbf{r}}^{4}\leftrightarrow\chi_{\mathbf{r}^{\prime}}^{2}. 𝐫=𝐫y^\displaystyle\mathbf{r}^{\prime}=\mathbf{r}-\hat{y} (8e)

Note the novel Majorana lattice gauge theory is composed of MFs only, which is different from the conventional gauge theory composed of MFs on sites and spins on links such as [43].

Refer to caption
Figure 1: MFs on the square lattice. On each site, four γ\gamma and four χ\chi MFs are denoted as white and black points surrounding the site. The numbers 141-4 denote the MF flavors. The square lattice is divided into two dual sublattices aa and bb. The shadow region denotes the plaquette interaction HKH_{K}.

V=0V=0: exactly solvable model and symmetry breaking of matter fields. In the limit V=0V=0, the Majorana lattice gauge theory on square lattice reduces to an exactly solvable model H0=HU+HK+HtH_{0}=H_{U}+H_{K}+H_{t}. The on-site interaction HUH_{U} is obviously composed of commuting projectors, meanwhile the plaquette interaction HKH_{K} is also composed of commuting projectors as two neighbor plaquettes share two χ\chi MFs. Note in the coupling HtH_{t}, γ1\gamma^{1} and γ3\gamma^{3} on sublattice aa meanwhile γ2\gamma^{2} and γ4\gamma^{4} on sublattice bb are absent, we define the γ\gamma MF site operators

C^𝐫={iγ𝐫a1γ𝐫a3,𝐫=𝐫aiγ𝐫b2γ𝐫b4.𝐫=𝐫b\hat{C}_{\mathbf{r}}=\begin{cases}i\gamma_{\mathbf{r}_{a}}^{1}\gamma_{\mathbf{r}_{a}}^{3},&\mathbf{r}=\mathbf{r}_{a}\\ i\gamma_{\mathbf{r}_{b}}^{2}\gamma_{\mathbf{r}_{b}}^{4}.&\mathbf{r}=\mathbf{r}_{b}\end{cases} (9)

Since [C^𝐫,H0]=0\left[\hat{C}_{\mathbf{r}},H_{0}\right]=0, the site operators are constants of motion in the limit V=0V=0. Also C^𝐫2=1\hat{C}_{\mathbf{r}}^{2}=1, the eigenvalues of the site operators take Z2Z_{2} values C𝐫=±1C_{\mathbf{r}}=\pm 1. The on-site interaction HUH_{U} can be written in terms of site operators as

HU=U4[𝐫aC^𝐫a(iγ𝐫a2γ𝐫a4)+𝐫bC^𝐫b(iγ𝐫b1γ𝐫b3)].H_{U}=-\frac{U}{4}\left[\sum_{\mathbf{r}_{a}}\hat{C}_{\mathbf{r}_{a}}\left(i\gamma_{\mathbf{r}_{a}}^{2}\gamma_{\mathbf{r}_{a}}^{4}\right)+\sum_{\mathbf{r}_{b}}\hat{C}_{\mathbf{r}_{b}}\left(i\gamma_{\mathbf{r}_{b}}^{1}\gamma_{\mathbf{r}_{b}}^{3}\right)\right]. (10)

Similarly we define the χ\chi MF bond operators

D^𝐫,𝐫=D^𝐫,𝐫={iχ𝐫1χ𝐫3,𝐫=𝐫+x^iχ𝐫2χ𝐫4.𝐫=𝐫+y^\hat{D}_{\mathbf{r},\mathbf{r}^{\prime}}=-\hat{D}_{\mathbf{r}^{\prime},\mathbf{r}}=\begin{cases}i\chi_{\mathbf{r}}^{1}\chi_{\mathbf{r}^{\prime}}^{3},&\mathbf{r}^{\prime}=\mathbf{r}+\hat{x}\\ i\chi_{\mathbf{r}}^{2}\chi_{\mathbf{r}^{\prime}}^{4}.&\mathbf{r}^{\prime}=\mathbf{r}+\hat{y}\end{cases} (11)

As [D^𝐫,𝐫,H0]=0\left[\hat{D}_{\mathbf{r},\mathbf{r}^{\prime}},H_{0}\right]=0 and D^𝐫,𝐫2=1\hat{D}_{\mathbf{r},\mathbf{r}^{\prime}}^{2}=1, the bond operators are also constants of motion in the limit V=0V=0 with Z2Z_{2} eigenvalues D𝐫,𝐫=±1D_{\mathbf{r},\mathbf{r}^{\prime}}=\pm 1. The plaquette interaction HKH_{K} and coupling HtH_{t} can be written in terms of bond operators as

HK\displaystyle H_{K} =K𝐫D^𝐫,𝐫+x^D^𝐫+x^,𝐫+x^+y^D^𝐫+x^+y^,𝐫+y^D^𝐫+y^,𝐫,\displaystyle=-K\sum_{\mathbf{r}}\hat{D}_{\mathbf{r},\mathbf{r}+\hat{x}}\hat{D}_{\mathbf{r}+\hat{x},\mathbf{r}+\hat{x}+\hat{y}}\hat{D}_{\mathbf{r}+\hat{x}+\hat{y},\mathbf{r}+\hat{y}}\hat{D}_{\mathbf{r}+\hat{y},\mathbf{r}}, (12)
Ht\displaystyle H_{t} =t𝐫a𝐫b(iγ𝐫a2γ𝐫b1+iγ𝐫a4γ𝐫b3)D^𝐫a,𝐫b.\displaystyle=t\sum_{\left\langle\mathbf{r}_{a}\mathbf{r}_{b}\right\rangle}\left(i\gamma_{\mathbf{r}_{a}}^{2}\gamma_{\mathbf{r}_{b}}^{1}+i\gamma_{\mathbf{r}_{a}}^{4}\gamma_{\mathbf{r}_{b}}^{3}\right)\hat{D}_{\mathbf{r}_{a},\mathbf{r}_{b}}. (13)

Therefore in the limit V=0V=0 the Majorana lattice gauge theory reduces to the quadratic γ\gamma MFs coupled to the static Z2Z_{2} gauge fields. The constants of motion C^𝐫\hat{C}_{\mathbf{r}} and D^𝐫,𝐫\hat{D}_{\mathbf{r},\mathbf{r}^{\prime}} serve as static Z2Z_{2} gauge fields. The exact solvability of the model H0H_{0} is in the same spirit of the exactly solvable Kitaev honeycomb model[44].

We can replace the operators C^𝐫\hat{C}_{\mathbf{r}} and D^𝐫,𝐫\hat{D}_{\mathbf{r},\mathbf{r}^{\prime}} by their eigenvalues in H0H_{0} and the ground states of H0H_{0} is determined by the configurations {C𝐫}\left\{C_{\mathbf{r}}\right\} and {D𝐫,𝐫}\left\{D_{\mathbf{r},\mathbf{r}^{\prime}}\right\} with lowest energy. The plaquette interaction HKH_{K} is of the same form of Wegner’s Ising lattice gauge theory[45], where the Z2Z_{2} eigenvalues D𝐫,𝐫=±1D_{\mathbf{r},\mathbf{r}^{\prime}}=\pm 1 act as classical Ising spins. We define the local gauge transformation G𝐫G_{\mathbf{r}} on site 𝐫\mathbf{r} that only the D𝐫,𝐫D_{\mathbf{r},\mathbf{r}^{\prime}} connecting to site 𝐫\mathbf{r} change sign

G𝐫:D𝐫,𝐫D𝐫,𝐫,G_{\mathbf{r}}:D_{\mathbf{r},\mathbf{r}^{\prime}}\rightarrow-D_{\mathbf{r},\mathbf{r}^{\prime}}, (14a)
meanwhile the γ\gamma MFs on site 𝐫\mathbf{r} change as
{γ𝐫a2γ𝐫a2,γ𝐫a4γ𝐫a4,𝐫=𝐫aγ𝐫b1γ𝐫b1,γ𝐫b3γ𝐫b3.𝐫=𝐫b\begin{cases}\gamma_{\mathbf{r}_{a}}^{2}\rightarrow-\gamma_{\mathbf{r}_{a}}^{2},\;\gamma_{\mathbf{r}_{a}}^{4}\rightarrow-\gamma_{\mathbf{r}_{a}}^{4},&\mathbf{r}=\mathbf{r}_{a}\\ \gamma_{\mathbf{r}_{b}}^{1}\rightarrow-\gamma_{\mathbf{r}_{b}}^{1},\;\gamma_{\mathbf{r}_{b}}^{3}\rightarrow-\gamma_{\mathbf{r}_{b}}^{3}.&\mathbf{r}=\mathbf{r}_{b}\end{cases} (14b)

which is just the local Z2Z_{2} gauge symmetry in Eq. 8. The Hamiltonian H0H_{0} is gauge invariant, thus the ground state configurations {D𝐫,𝐫}\left\{D_{\mathbf{r},\mathbf{r}^{\prime}}\right\} include 2N2^{N} configurations that can be related to the uniform configuration {D𝐫,𝐫=1}\left\{D_{\mathbf{r},\mathbf{r}^{\prime}}=1\right\}[46] by all local gauge transformations, where NN is the total number of sites, i.e. the total number of local gauge transformations. Note the local gauge transformations won’t alter the γ\gamma MF site operators. To determine the ground state configurations {C𝐫}\left\{C_{\mathbf{r}}\right\}, the large-UU limit |U||t|\left|U\right|\gg\left|t\right| is firstly considered to gain intuitive physical understanding. The large-UU limit enforces the two low-energy states of γ\gamma MFs on each site as iγ𝐫a2γ𝐫a4=signUC𝐫a=±1i\gamma_{\mathbf{r}_{a}}^{2}\gamma_{\mathbf{r}_{a}}^{4}=\mathrm{sign}UC_{\mathbf{r}_{a}}=\pm 1 if site belongs to aa sublattice or iγ𝐫b1γ𝐫b3=signUC𝐫b=±1i\gamma_{\mathbf{r}_{b}}^{1}\gamma_{\mathbf{r}_{b}}^{3}=\mathrm{sign}UC_{\mathbf{r}_{b}}=\pm 1 if site belongs to bb sublattice, where signU\mathrm{sign}U is the sign of on-site interaction strength UU. Thus the ground state configurations {C𝐫}\left\{C_{\mathbf{r}}\right\} must be within the low-energy subspace of 2N2^{N} direct product states. In the limit |U||t|\left|U\right|\gg\left|t\right|, the coupling HtH_{t} can be treated as perturbation and the perturbation theory is adopted to derive the effective Hamiltonian within the low-energy subspace

Heff=t2|U|𝐫a𝐫b(iγ𝐫a2γ𝐫b1)(iγ𝐫a4γ𝐫b3)D^𝐫a,𝐫b2=t2|U|𝐫a𝐫bC𝐫aC𝐫b,H^{\mathrm{eff}}=-\frac{t^{2}}{\left|U\right|}\sum_{\left\langle\mathbf{r}_{a}\mathbf{r}_{b}\right\rangle}\left(i\gamma_{\mathbf{r}_{a}}^{2}\gamma_{\mathbf{r}_{b}}^{1}\right)\left(i\gamma_{\mathbf{r}_{a}}^{4}\gamma_{\mathbf{r}_{b}}^{3}\right)\hat{D}_{\mathbf{r}_{a},\mathbf{r}_{b}}^{2}=\frac{t^{2}}{\left|U\right|}\sum_{\left\langle\mathbf{r}_{a}\mathbf{r}_{b}\right\rangle}C_{\mathbf{r}_{a}}C_{\mathbf{r}_{b}}, (15)

where only even orders survive and the lowest nontrivial terms come from second order. The effective Hamiltonian is the AFM Ising model. Note even the γ\gamma MFs and χ\chi MF bond operators are coupled in the ultraviolet limit, the effective Hamiltonian is independent of bond operators. Thus the γ\gamma and χ\chi MFs are deoupled in the infrared limit due to the Z2Z_{2} characteristic of bond operators. The AFM Ising model indicates the ground state configurations are {C𝐫a=C𝐫b=±1}\left\{C_{\mathbf{r}_{a}}=-C_{\mathbf{r}_{b}}=\pm 1\right\} with two-fold degeneracy in the positive large-UU limit and high order terms won’t lift the degeneracy. For generic interaction strength UU, the ground state configurations {C𝐫}\left\{C_{\mathbf{r}}\right\} can be determined numerically by diagonalizing the quadratic γ\gamma MFs on finite size lattice and searching for the configurations with lowest ground state energy. The exact two-fold degeneracy of ground state configurations {C𝐫a=C𝐫b=±1}\left\{C_{\mathbf{r}_{a}}=-C_{\mathbf{r}_{b}}=\pm 1\right\} is numerically confirmed for arbitrary UU in the Appdendix A. Once the ground state configurations are pinned down, the orders in the ground states can be identified.

The two-fold degeneracy in terms of γ\gamma MF site operators indicates the Z2Z_{2} symmetry breaking of matter fields in the ground states of of H0H_{0}. Recall the global Z2Z_{2} symmetry of the full Hamiltonian HH in Eq. 7, under which the site operators change sign C^𝐫C^𝐫\hat{C}_{\mathbf{r}}\leftrightarrow-\hat{C}_{\mathbf{r}}. Thus the expectation values of C^𝐫\hat{C}_{\mathbf{r}} naturally serve as local order parameters. Nevertheless we shall define more physical local order parameters in terms of electron operators by introducing the spin and charge operators

S^𝐫α\displaystyle\hat{S}_{\mathbf{r}}^{\alpha} =12(c𝐫c𝐫)τα(c𝐫c𝐫),\displaystyle=\frac{1}{2}\left(\begin{array}[]{cc}c_{\mathbf{r}\uparrow}^{\dagger}&c_{\mathbf{r}\downarrow}^{\dagger}\end{array}\right)\tau^{\alpha}\left(\begin{array}[]{c}c_{\mathbf{r}\uparrow}\\ c_{\mathbf{r}\downarrow}\end{array}\right), (19)
Q^𝐫α\displaystyle\hat{Q}_{\mathbf{r}}^{\alpha} =12(c𝐫c𝐫)τα(c𝐫c𝐫),\displaystyle=\frac{1}{2}\left(\begin{array}[]{cc}c_{\mathbf{r}\uparrow}^{\dagger}&c_{\mathbf{r}\downarrow}\end{array}\right)\tau^{\alpha}\left(\begin{array}[]{c}c_{\mathbf{r}\uparrow}\\ c_{\mathbf{r}\downarrow}^{\dagger}\end{array}\right), (23)

where τα\tau^{\alpha} are Pauli matrices with α=x,y,z\alpha=x,y,z. Note the operator 2Q^𝐫z=n𝐫+n𝐫12\hat{Q}_{\mathbf{r}}^{z}=n_{\mathbf{r}\uparrow}+n_{\mathbf{r}\downarrow}-1 measures the charges with respect to half-filling. Since

S^𝐫ay+Q^𝐫ay\displaystyle\hat{S}_{\mathbf{r}_{a}}^{y}+\hat{Q}_{\mathbf{r}_{a}}^{y} =12C^𝐫a,\displaystyle=-\frac{1}{2}\hat{C}_{\mathbf{r}_{a}}, (24)
S^𝐫byQ^𝐫by\displaystyle\hat{S}_{\mathbf{r}_{b}}^{y}-\hat{Q}_{\mathbf{r}_{b}}^{y} =12C^𝐫b,\displaystyle=-\frac{1}{2}\hat{C}_{\mathbf{r}_{b}}, (25)

the yy-components of spin and charge operators also transform nontrivially under Z2Z_{2} symmetry transformation and the their expectation values S𝐫y=S^𝐫yS_{\mathbf{r}}^{y}=\left\langle\hat{S}_{\mathbf{r}}^{y}\right\rangle and Q𝐫y=Q^𝐫yQ_{\mathbf{r}}^{y}=\left\langle\hat{Q}_{\mathbf{r}}^{y}\right\rangle serve as local order parameters. Without loss of generality, the local order parameters are calculated under the uniform configuration {D𝐫,𝐫=1}\left\{D_{\mathbf{r},\mathbf{r}^{\prime}}=1\right\} which differs other configurations by local gauge transformation. In the uniform configuration the model H0H_{0} is equivalent to the BCS-Hubbard model at the exactly solvable point[47], and the local order parameters are given by

S𝐫y\displaystyle S_{\mathbf{r}}^{y} =±()𝐫14(1+1N𝐤UEk),\displaystyle=\pm\left(-\right)^{\mathbf{r}}\frac{1}{4}\left(1+\frac{1}{N}\sum_{\mathbf{k}}^{\prime}\frac{U}{E_{k}}\right), (26)
Q𝐫y\displaystyle Q_{\mathbf{r}}^{y} =±14(11N𝐤UEk),\displaystyle=\pm\frac{1}{4}\left(1-\frac{1}{N}\sum_{\mathbf{k}}^{\prime}\frac{U}{E_{k}}\right), (27)

where Ek=12U2+16t2ϵ𝐤2E_{k}=\frac{1}{2}\sqrt{U^{2}+16t^{2}\epsilon_{\mathbf{k}}^{2}} is the quasiparticle dispersion of γ\gamma MFs and ϵ𝐤=2(coskx+cosky)\epsilon_{\mathbf{k}}=2\left(\cos k_{x}+\cos k_{y}\right) is the form factor on square lattice. The summation 𝐤\sum_{\mathbf{k}}^{\prime} is over the magnetic Brillouin zone, which is half of square lattice Brillouin zone.

Refer to caption
Figure 2: The magnitudes of local order parameters |S𝐫y|\left|S_{\mathbf{r}}^{y}\right| and |Q𝐫y|\left|Q_{\mathbf{r}}^{y}\right| as function of U/tU/t. The singular point U=0U=0 indicates the gap close of EkE_{k}. In the large positive/negative UU limit, the magnitude of spin/pairing order saturates.

S𝐫yS_{\mathbf{r}}^{y} and Q𝐫yQ_{\mathbf{r}}^{y} characterize the spin and pairing orders respectively. The staggered factor in S𝐫yS_{\mathbf{r}}^{y} indicates the spin order is the AFM order. Recall the definition Q𝐫y=i2c𝐫c𝐫c𝐫c𝐫Q_{\mathbf{r}}^{y}=\frac{i}{2}\left\langle c_{\mathbf{r}\downarrow}c_{\mathbf{r}\uparrow}-c_{\mathbf{r}\uparrow}^{\dagger}c_{\mathbf{r}\downarrow}^{\dagger}\right\rangle, the pairing order is the spin-singlet η\eta-pairing[48, 49]. The two orders coexist as they break the same Z2Z_{2} symmetry. However the repulsive Hubbard interaction favors the spin order while the attractive Hubbard interaction favors the pairing order. Thus the two orders also compete with each other that lead to the waxing and waning pattern of magnitudes of local order parameters in Figure 2. Such coexistence and competition of orders in an exactly solvable model provide a concrete example of intertwined orders in strongly correlated electron systems[50].

V0V\neq 0: exact ground state and topological order of gauge fields. The on-site interaction HVH_{V} spoils the exact solvability of H0H_{0} as {(iχ𝐫1χ𝐫2)(iχ𝐫3χ𝐫4),D^𝐫,𝐫}=0\left\{\left(i\chi_{\mathbf{r}}^{1}\chi_{\mathbf{r}}^{2}\right)\left(i\chi_{\mathbf{r}}^{3}\chi_{\mathbf{r}}^{4}\right),\hat{D}_{\mathbf{r},\mathbf{r}^{\prime}}\right\}=0. To gain intuitive understanding of physical effect of HVH_{V}, the large-VV limit is firstly considered. As (χ𝐫1χ𝐫2χ𝐫3χ𝐫4)2=1\left(\chi_{\mathbf{r}}^{1}\chi_{\mathbf{r}}^{2}\chi_{\mathbf{r}}^{3}\chi_{\mathbf{r}}^{4}\right)^{2}=1, in the limit |V||K|\left|V\right|\gg\left|K\right| the two low-energy states of χ\chi MFs on each site are identified as χ𝐫1χ𝐫2χ𝐫3χ𝐫4=signV\chi_{\mathbf{r}}^{1}\chi_{\mathbf{r}}^{2}\chi_{\mathbf{r}}^{3}\chi_{\mathbf{r}}^{4}=\mathrm{sign}V, where signV\mathrm{sign}V is the sign of on-site interaction strength VV. Thus the on-site interaction HVH_{V} can be viewed as local constraints in the large-VV limit. We define the Pauli spin operators in terms of χ\chi MFs

σ𝐫x\displaystyle\sigma_{\mathbf{r}}^{x} =iχ𝐫1χ𝐫2=signViχ𝐫4χ𝐫3,\displaystyle=i\chi_{\mathbf{r}}^{1}\chi_{\mathbf{r}}^{2}=\mathrm{sign}Vi\chi_{\mathbf{r}}^{4}\chi_{\mathbf{r}}^{3}, (28a)
σ𝐫y\displaystyle\sigma_{\mathbf{r}}^{y} =iχ𝐫1χ𝐫3=signViχ𝐫2χ𝐫4,\displaystyle=i\chi_{\mathbf{r}}^{1}\chi_{\mathbf{r}}^{3}=\mathrm{sign}Vi\chi_{\mathbf{r}}^{2}\chi_{\mathbf{r}}^{4}, (28b)
σ𝐫z\displaystyle\sigma_{\mathbf{r}}^{z} =signViχ𝐫1χ𝐫4=iχ𝐫3χ𝐫2,\displaystyle=\mathrm{sign}Vi\chi_{\mathbf{r}}^{1}\chi_{\mathbf{r}}^{4}=i\chi_{\mathbf{r}}^{3}\chi_{\mathbf{r}}^{2}, (28c)

where the local constraints χ𝐫1χ𝐫2χ𝐫3χ𝐫4=signV\chi_{\mathbf{r}}^{1}\chi_{\mathbf{r}}^{2}\chi_{\mathbf{r}}^{3}\chi_{\mathbf{r}}^{4}=\mathrm{sign}V are used in the second equality. The four χ\chi MFs with local constraints give a faithful representation of Pauli spin operators, such as the identity σ𝐫xσ𝐫yσ𝐫z=signViχ𝐫1χ𝐫2χ𝐫3χ𝐫4=i\sigma_{\mathbf{r}}^{x}\sigma_{\mathbf{r}}^{y}\sigma_{\mathbf{r}}^{z}=\mathrm{sign}Vi\chi_{\mathbf{r}}^{1}\chi_{\mathbf{r}}^{2}\chi_{\mathbf{r}}^{3}\chi_{\mathbf{r}}^{4}=i, and the two low-energy states on each site also match the two-dimensional Hilbert space of Pauli spin. The plaquette interaction HKH_{K} in the Pauli spin representation is given by

HK=K(signV)2𝐫σ𝐫xσ𝐫+x^zσ𝐫+x^+y^xσ𝐫+y^z,H_{K}=-K\left(\mathrm{sign}V\right)^{2}\sum_{\mathbf{r}}\sigma_{\mathbf{r}}^{x}\sigma_{\mathbf{r}+\hat{x}}^{z}\sigma_{\mathbf{r}+\hat{x}+\hat{y}}^{x}\sigma_{\mathbf{r}+\hat{y}}^{z}, (29)

which is the exactly solvable Wen plaquette model[51], and is equivalent to the toric code[52] hosting the exact Z2Z_{2} QSL ground state with topological order. The ground states of Wen plaquette model on torus is topologically four-fold degeneracy. Note different signV\mathrm{sign}V’s lead to the same topological order.

In the spirit of Noether’s theorem, the local gauge symmetry has a corresponding conserved gauge charge and vice versa. Thus the Z2Z_{2} gauge symmetry in Eq. 14 leads to the conservation of Z2Z_{2} gauge charge P^𝐫=M^𝐫G^𝐫\hat{P}_{\mathbf{r}}=\hat{M}_{\mathbf{r}}\hat{G}_{\mathbf{r}}, where M^𝐫=γ𝐫1γ𝐫2γ𝐫3γ𝐫4\hat{M}_{\mathbf{r}}=\gamma_{\mathbf{r}}^{1}\gamma_{\mathbf{r}}^{2}\gamma_{\mathbf{r}}^{3}\gamma_{\mathbf{r}}^{4} and G^𝐫=χ𝐫1χ𝐫2χ𝐫3χ𝐫4\hat{G}_{\mathbf{r}}=\chi_{\mathbf{r}}^{1}\chi_{\mathbf{r}}^{2}\chi_{\mathbf{r}}^{3}\chi_{\mathbf{r}}^{4} characterize the fermion number parities of γ\gamma and χ\chi MFs on each site respectively. The properties [H,P^𝐫]=0\left[H,\hat{P}_{\mathbf{r}}\right]=0 and P^𝐫2=1\hat{P}_{\mathbf{r}}^{2}=1 manifest the Z2Z_{2} characteristic of conserved gauge charge P𝐫=±1P_{\mathbf{r}}=\pm 1. Even though separate fermion number parities of γ\gamma and χ\chi MFs are not conserved due to the coupling HtH_{t}, their total fermion number parity P𝐫P_{\mathbf{r}} is conserved in the ultraviolet limit. In V0V\neq 0 the site operators are still constants of motion but the bond operators are not. In the eigenbasis of bond operators, the signs D𝐫,𝐫=±1D_{\mathbf{r},\mathbf{r}^{\prime}}=\pm 1 in the coupling HtH_{t} in Eq. 13 can be absorbed by the local gauge transformation. Thus the physics of γ\gamma MFs, that is symmetry breaking and intertwined orders of matter fields, is unchanged for V0V\neq 0. Moreover, as shown in the limit |U||t|\left|U\right|\gg\left|t\right| in Eq. 15 the γ\gamma and χ\chi MFs are explicitly decoupled in the infrared limit due to D^𝐫,𝐫2=1\hat{D}_{\mathbf{r},\mathbf{r}^{\prime}}^{2}=1. For more generic parameters UU and tt, on the one hand, as the matter fields have discrete symmetry breaking, the low-energy excitations of matter fields are all gapped thus do not influence the gauge fields in the infrared limit, on the other hand, the matter fields only feel the gauge invariant quantities of gauge fields, i.e. the flux of plaquette, the plaquette interaction HKH_{K} fixes the Z2Z_{2} flux of gauge fields and the only low-energy excitations of gauge fields are gapped visons, thus do not influence the matter fields in the infrared limit. The decoupling of between matter and gauge degrees of freedom in the infrared limit is essentially unique to Majorana/Z2Z_{2} lattice gauge theory. The low-energy effective Hamiltonian of gauge fields can be captured by HK+HVH_{K}+H_{V}[53]. In the small-VV limit |V||K|\left|V\right|\ll\left|K\right|, the ground state of gauge fields must lie in the 2N2^{N} ground state configurations of plaquette interaction HKH_{K}. The 2N2^{N} configurations are related to the uniform configuration {D𝐫,𝐫=1}\left\{D_{\mathbf{r},\mathbf{r}^{\prime}}=1\right\} by all local gauge transformations. Note the operators G^𝐫=χ𝐫1χ𝐫2χ𝐫3χ𝐫4\hat{G}_{\mathbf{r}}=\chi_{\mathbf{r}}^{1}\chi_{\mathbf{r}}^{2}\chi_{\mathbf{r}}^{3}\chi_{\mathbf{r}}^{4} constituting the on-site interaction HVH_{V} implements the local gauge transformation G𝐫G_{\mathbf{r}} in Eq. 14. Thus the ground state of gauge fields is the equal weight linear superposition of 2N2^{N} gauge equivalent configurations, which is the famous Anderson’s resonating valence bond state of QSL[3, 10]. In the ground state G^𝐫=χ𝐫1χ𝐫2χ𝐫3χ𝐫4=1\hat{G}_{\mathbf{r}}=\chi_{\mathbf{r}}^{1}\chi_{\mathbf{r}}^{2}\chi_{\mathbf{r}}^{3}\chi_{\mathbf{r}}^{4}=1, which is identical to the local constraint in the limit |V||K|\left|V\right|\gg\left|K\right| wherein the signV\mathrm{sign}V is irrelevant to ground state. The QSL ground state in the small-VV limit is adiabatically connected to the Z2Z_{2} QSL ground state in the large-VV limit. Even though the exact solvability of H0H_{0} is spoiled by on-site interaction HVH_{V} , the exact ground state of HH is still extracted. The conservation of fermion number parity G^𝐫=1\hat{G}_{\mathbf{r}}=1 of χ\chi MFs in the exact ground state is another manifestation of decoupling of matter and gauge fields in the infrared limit. The conserved Z2Z_{2} gauge charge G^𝐫=1\hat{G}_{\mathbf{r}}=1 corresponds to the local gauge symmetry of gauge fields only.

Refer to caption
Figure 3: Zero-temperature phase diagram of Majorana lattice gauge theory for V0V\neq 0. The dashed line U/t=0U/t=0 denotes a crossover. The solid line K/t=0K/t=0 denotes a topological phase transition.

The zero-temperature phase diagram of Majorana lattice gauge theory for V0V\neq 0 is sketched in Figure 3. Besides the irrelevance of signV\mathrm{sign}V, the sign of coupling constant tt is also irrelevant to ground state due to the bipartiteness of square lattice and we set t>0t>0. In regards of matter fields, the AFM spin order dominates for positive UU, while the η\eta-pairing order dominates for negative UU. The singular point U=0U=0 indicates the macroscopic degeneracy due to all local constants of motion, i.e. all site operators, but not a critical point. The separation line U/t=0U/t=0 in the phase diagram is not a phase boundary but only a crossover. As for gauge fields, the ground state is Z2AZ2A and Z2BZ2B QSL for positive and negative KK respectively, which terminology is from the projective symmetry group classification[51]. The essential difference between Z2AZ2A and Z2BZ2B QSL is the Z2Z_{2} flux F𝐫=σ𝐫xσ𝐫+x^zσ𝐫+x^+y^xσ𝐫+y^z=±1F_{\mathbf{r}}=\sigma_{\mathbf{r}}^{x}\sigma_{\mathbf{r}+\hat{x}}^{z}\sigma_{\mathbf{r}+\hat{x}+\hat{y}}^{x}\sigma_{\mathbf{r}+\hat{y}}^{z}=\pm 1 constituting the plaquette interaction HKH_{K} in Eq. 29. The phase transition line K/t=0K/t=0 separating Z2AZ2A and Z2BZ2B phases is of first order phase transition, akin to the magnetic field induced first order phase transition of Ising model across the zero magnetic field line. However, different from that the magnetic field breaks the Z2Z_{2} symmetry of Ising model, the plaquette interaction keeps the local Z2Z_{2} gauge symmetry of gauge fields. The first order phase transition is topological phase transition, which means the phase transition has nothing to do with symmetry but only the discrete gauge structure of topological order, i.e. Z2Z_{2} flux, changes across the phase transition line. The physics of symmetry breaking and intertwined orders of matter fields is unchanged across the phase transition line, and the only subtle changes are the quasiparticle dispersion and form factor due to the sign change of KK[46]. Such first order topological phase transition is unchanged in the presence of matter fields as matter and gauge fields still decouple in the infrared limit across the phase transition line.

Discussion

The Majorana lattice gauge theory with γ\gamma and χ\chi MFs act as matter and gauge fields respectively on square lattice is studied throughly. The matter fields with symmetry breaking exhibit intertwined AFM spin order and η\eta-pairing order, both of which break the same Z2Z_{2} symmetry meanwhile compete with each other. The gauge fields form Z2Z_{2} QSL ground state with Z2Z_{2} topological order therein. The unexpected coexistence of symmetry breaking and topological order is due to the decoupling of matter and gauge fields in the infrared limit, which is unique to Majorana/Z2Z_{2} lattice gauge theory and can’t be straightforwardly generalized to other lattice gauge theories with discrete ZNZ_{N} (N>2N>2) or continuous symmetries. Formally, the global symmetry of matter fields can be spontaneously broken that leads to local order parameters. However the local gauge symmetry of gauge fields can never be broken according to Elitzur theorem[54, 55] but can host topological order. The Majorana lattice gauge theory can unify these two frameworks in a single formalism.

The Majorana lattice gauge theory on square lattice is equivalent to Wegner’s Ising gauge theory, AFM Ising model, BCS-Hubbard model, Wen plaquette model and toric code in various limits. On the other hand, Majorana lattice gauge theory can be easily generalized to other lattices and higher dimensions. Simply let the number of χ\chi MFs on each site equals to the site coordination number zz. We can also introduce 2m2m γ\gamma MFs with m>2m>2 to include more degrees of freedom besides charge and spin, e.g. orbit. The global discrete Z2Z_{2} symmetry can also be promoted to global continuous U(1)U\left(1\right) symmetry with particle number conservation and such systems can host phases such as deconfined phase with gapless Dirac fermions, orthogonal metal, and so on[56, 57, 58, 59]. In principle the Majorana lattice gauge theory can harbor more exotic coexistence of different symmetry breaking and topological order.

The Majorana lattice gauge theory purely composed of MFs can be alternatively viewed as an interacting MF model. Recently, the Majorana-zero-mode lattice has been realized in a tunable way[60], which provides a natural platform to implement interacting MF model composed of local interactions only. Experimentally, the Z2Z_{2} domain wall as symmetry defect of Z2Z_{2} symmetry breaking can be detected by local probe, e.g. STM. Theoretically, the topological order is reflected in the ground state degeneracy on nontrivial base manifold[61]. A more realistic scheme is the detection of vison excitation of Z2Z_{2} topological order[62]. Future direction of research is the doping effect, that is doping on γ\gamma or χ\chi MFs to study the effect on AFM spin order or QSL, which may provide clues to high-TcT_{c} cuprates.

Utilizing MF representation of matter and gauge fields instead of conventional complex fermions and bosonic gauge fields is crucial from the perspective of locality, indistinguishability and symmetry. First, the current interacting MF model on square lattice is not a simple coupling between BCS-Hubbard model and toric code. Only in the infinite VV limit, the interaction of χ\chi MFs is exactly identical to the toric code. However, the coupling between γ\gamma and χ\chi MFs will then become a nonlocal interaction between electrons of BCS-Hubbard model and spins of toric code, which violates the locality principle. Even though using the unfamiliar MF representation, various limits are examined to make connection with related works. Second, the realization of the model in conception is using the Majorana zero modes in vortex lattice. Thus it is natural and necessary to formulate the theory in terms of MFs. The MF representation of matter fields, which puts spin and charge degrees of freedom on equal footing, provides a clear physical picture of intertwined orders. Writing gauge fields in terms of MFs provides a novel fractionalization routine of conventional bosonic gauge fields. Also the MF representation put matter and gauge fields on equal footing. The MF duality is explored in [40, 63] according to the indistinguishability of MFs, it is possible to seek duality between matter and gauge fields in the MF representation as in principle MFs are also identical particles like electrons. Third, for systems with 2n2n MF flavors in total, the maximal symmetry of the system can be directly read out as SO(2n)SO\left(2n\right), such as Hubbard model at half-filling with SO(4)SO\left(4\right) symmetry. Thus it is more straightforward to perform the symmetry analysis in terms of MFs.

Acknowledgement

JJM is grateful for the suggestions and comments from Yi Zhou. This work is supported by General Research Fund Grant No. 14302021 from Research Grants Council and Direct Grant No. 4053416 from the Chinese University of Hong Kong.

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Appendix A Numerical confirmation of the exact two-fold degeneracy

For generic interaction strength UU, the ground state configurations {C𝐫}\left\{C_{\mathbf{r}}\right\} are determined numerically. There are 2N2^{N} configurations {C𝐫}\left\{C_{\mathbf{r}}\right\} and 2N2^{N} local gauge transformation related configurations {D𝐫,𝐫}\left\{D_{\mathbf{r},\mathbf{r}^{\prime}}\right\} in total to complete the numerical traversal, where NN is the number of total sites. In consideration of numerical resources and time, first the 2N2^{N} configurations {C𝐫}\left\{C_{\mathbf{r}}\right\} under the uniform configuration {D𝐫,𝐫=1}\left\{D_{\mathbf{r},\mathbf{r}^{\prime}}=1\right\} is explored up to lattice size N=4×4N=4\times 4. The ground state configurations are indeed {C𝐫a=C𝐫b=±1}\left\{C_{\mathbf{r}_{a}}=-C_{\mathbf{r}_{b}}=\pm 1\right\} with the exact two-fold degeneracy. Similar calculation is performed in Ref.[63]. Then an arbitrary local gauge transformation (corresponding to a numerically generated random integer number between 11 and 2N2^{N}) is implemented to generate another non-uniform configuration {D𝐫,𝐫}\left\{D_{\mathbf{r},\mathbf{r}^{\prime}}\right\} followed by the same exploration of 2N2^{N} configurations {C𝐫}\left\{C_{\mathbf{r}}\right\}. The ground state configurations are still {C𝐫a=C𝐫b=±1}\left\{C_{\mathbf{r}_{a}}=-C_{\mathbf{r}_{b}}=\pm 1\right\} with the exact two-fold degeneracy.