Localization of the Kobayashi metric and applications
Abstract.
In this paper we introduce a new class of domains — log-type convex domains, which have no boundary regularity assumptions. Then we will localize the Kobayashi metric in log-type convex subdomains. As an application, we prove a local version of continuous extension of rough isometric maps between two bounded domains with log-type convex Dini-smooth boundary points. Moreover we prove that the Teichmüller space is not biholomorphic to any bounded pseudoconvex domain in which is locally log-type convex near some boundary point.
1. Introduction
In the complex plane , if domains and are bounded by closed Jordan curves, then every biholomorphic map extends to a homeomorphism of onto . In the problem is more interesting and difficult. If are bounded pseudoconvex domains with
and the Kobayashi metric satisfies
for some , where , then the proper holomorphic map extends to a Hölder continuous map of . This result holds in particular if are strictly pseudoconvex domains and more generally pseudoconvex domains with finite type. There are many other generalizations, and we refer the reader to the survey [7] by F. Forstneric̆.
In [8], F. Forstneric̆ and J. P. Rosay firstly proved a local version of the continuous extension. If is a proper holomorphic map, and are strictly pseudoconvex points and (i.e. the cluster set of all limit points of as points in approach to ), then extends to continuously. After that, A. B. Sukhov generalized the local result to the case of finite type in [20].
One of the goals of this article is to provide a local version of the latter extension results along the lines of the work described in the previous paragraph. For this, we need a localization theorem for the Kobayashi metric in the style of Forstneric̆-Rosay [8] (also see [23, 24] by Zimmer). It turns out that there is a natural class of bounded domains, which admits (in contrast to the domains in the latter results) domains with non-smooth boundary, as well as domains with boundary points of infinite type, for which such a localization theorem can be given. It is for these considerations that we focus on domains that are locally log-type convex.
At first we give the definition of log-type convex domains.
Definition 1.1.
A bounded convex domain , is called log-type convex if
(1) |
for some . See Section 2 for the definitions of and .
Remark 1.2.
In [14], P. R. Mercer firstly introduced ’-convex’ domains. A bounded convex domain is called -convex if there exists such that for any .
Example 1.3.
, then is log-type convex.
Note that in this definition there is no boundary regularity assumptions. In [3] G. Bharali proved the (global) continuous extension problem of the log-type convex domain with smooth boundary. Then in [5], G. Bharali and A. Zimmer introduced a class of pseudoconvex domains named ’Goldilocks’ domains, and proved a lot of properties of such domains. In particular, each global log-type convex domain is a ’Goldilocks’ domain.
However, in this paper we are interested in results that follow from the local properties of the boundary of the domain considered. Now, a localized version of the ’Goldilocks’ property is hard to formulate in a way that is useful. But we noticed that the property that Bharali-Zimmer have used often in the proofs in [5], viz. a form of visibility, does admit a localized form (in this regard, see [4] by Bharali-Maitra whose proofs rely purely on the latter visibility property). It turns out that domains that are locally log-type convex exhibit the localized property of visibility which will be very useful. Thus, we introduce the locally log-type convex domains. If is a bounded domain, is locally log-type convex if is log-type convex around some boundary point: i.e. there exists a connected open set with such that is log-type convex.
We will follow the method of F. Forstneric̆-J. P. Rosay [8] and A. Zimmer [23] to generalize the local version of continous extensions. Firstly we prove a localization result near those log-type convex points.
Theorem 1.4.
Let be a bounded domain in . Suppose that there exists a connected open set with and is log-type convex. For any open set with , there exists such that the Kobayashi distances satisfies
for any .
We can define, in analogy with Definition 1.1, log-type -convex domains. We refer the reader to Section 3 for a formal definition, and present the following corollary to Theorem 1.4.
Corollary 1.5.
Suppose that are bounded domains in and is a roughly isometric embedding from to . Furthermore, suppose that is a log-type convex domain with Dini-smooth boundary, and is a log-type -convex domain with Dini-smooth boundary, where .
If , and , then extends continuously to .
Another application is on the local boundary property of domains biholomorphic to the Teichmüller space.
Let be a surface of finite type , i.e., an oriented finite genus surface with punctures. The Teichmüller space is the set of marked complex structures on . L. Ahlfors, D. Spencer, K. Kodaira. L. Bers proved that there is a natural complex structure on . Furthermore, Bers proved that is biholomorphic to a bounded pseudoconvex domain in . However, it is not explicit and not known how smooth the boundary of is.
Recently, V. Markovic proved in [13] that the Kobayashi metric and the Caratheodory metric is not identical on . Combining with a result of L. Lempert [12], he proved that the Teichmüller space is not biholomorphic to a bounded convex domain in . Moreover, by using the deep result of the ergodicity of the Teichmüller geodesic flow, S. Gupta and H. Seshadri proved in [19] that cannot be biholomorphic to a bounded domain which is locally strictly convex at some boundary point.
We prove another result about Teichmüller space without using the ergodicity of the Teichmüller geodesic flow. The technique of the proof mainly comes from A. Zimmer [25].
Theorem 1.6.
The Teichmüller space cannot be biholomorphic to a bounded pseudo-convex domain which is locally log-type convex at some boundary point.
2. Preliminaries
2.1. Notations
(1) For let be the standard Euclidean norm and be the standard Euclidean distance.
(2) Given an open set and , let
as before, and let
(3) For any curve we denote by the length of .
(4) For any and , we denote by the open ball .
2.2. The Kobayashi metric
Given a domain , the (infinitesimal) Kobayashi metric is the pseudo-Finsler metric defined by
Define the length of any curve to be
S. Venturini [21] proved that the Kobayashi pseudo-distance can be given by
Its proof is based on an observation due to H. L. Royden [18].
There are well known estimates on the Kobayashi metrics on convex domains.
Proposition 2.1.
Suppose that is an bounded convex domain. Then, for any ,
(2) | |||
(3) |
where .
Proposition 2.2 (Proposition 2.3, [14]).
Suppose that is a bounded convex domain and fix . Then there exists such that: ,
(4) |
2.3. Almost geodesics
Definition 2.3.
Suppose is a bounded domain. If is an interval, a map is called a geodesic if, for all ,
And is called a rough geodesic if there exists such that
For and , a curve is called an -almost-geodesic if:
(1) for all
(2) is absolutely continuous (whence exists for almost every and for almost every ,
In order to give a local estimate of the Kobayashi distance, we need the properties of geodesics. However, for a general bounded domain , it may not be Cauchy complete. Furthermore, it’s not clear whether there is a geodesic between any two points. Fortunately, G. Bharali and A. Zimmer [5] proved that there is a -almost geodesic between any two points in a bounded domain.
Lemma 2.4.
Suppose that is a bounded domain. For any and , there exists a -almost geodesic with and .
2.4. Gromov Product
Definition 2.5.
Let be a metric space. Given three points the Gromov product is given by
A proper geodesic metric space is Gromov hyperbolic if and only if there exists such that, for all ,
Remark 2.6.
In [2], Z. Balogh and M. Bonk proved those strongly pseudoconvex domains with the Kobayashi metric are Gromov hyperbolic. Later A. Zimmer [23] proved that smooth convex domains with the Kobayashi metrics are Gromov hyperbolic if and only if they are of finite type. Furthermore, he got some other results about Gromov product in [24].
Theorem 2.7 (Thereom 4.1 in [24]).
Let be a bounded convex domain with boundary and . Suppose are sequences in such that and Then:
(1) If then the Gromov product
(2) If
then , where is the complex affine hyperplane tangent to at .
2.5. Squeezing Function
Remark 2.8.
From Bers Embedding Theorem, it follows that the squeezing function of the Teichmüller space has a uniform positive bound from below.
Lemma 2.9 (Yeung[22]).
Let be a bounded domain. If the squeezing function then the Kobayashi metric, Bergman metric and -Einstein metric are bilipschitz on , and there exists such that
where denotes the volume with respect to either the Bergman metric, the -Einstein metric or the Kobayashi-Eisenman metric.
3. Localization of the Kobayashi distance
F. Forstneri and J. P. Rosay [8] gave a local estimate of the Kobayashi metric near a local peak point under some growth condition for the peak function. Then Zimmer generalized the result to convex domain of finite type in [23]. By adopting an analogous method as in [8, 23], we will give a local estimation of the Kobayashi metric in log-type convex domains.
Lemma 3.1.
Suppose that is a bounded domain and is log-type convex. Then for any , there exists such that: if , and , and
then we have
Proof.
Let . From
it follows that
Select such that .
Firstly, supposing that
we obtain
(5) |
Moreover, by the decreasing property of the Kobayashi metric, it follows that
(6) |
Application of the previous two inequalities (5) and (6) now gives
Now, if
then by Definition 1.1, there exists and
We can choose small enough such that ,
Thus
which completes the proof. ∎
Theorem 3.2.
Suppose that is a bounded domain. If is log-type convex. then there exist and such that
for and .
Proof.
Assume there exists such that for any , . Define
Then we only need to check that .
Scaling domain as necessary, we assume that . Then Schwarz Lemma implies that . Now by Lemma 3.1, it follows that there exists such that: if
then . If , then there exists a holomorphic map such that and
Hadamard’s three circle lemma now gives that
is a convex function of . Noting , we then obtain
Therefore
(7) |
Assuming , we have , which implies that
(8) |
Combination of (7) and (8) now gives the desired result
where . ∎
Lemma 3.3.
Suppose that is a bounded domain and is log-type convex. Then there exists with the following property:
If and is a -almost geodesic with then, for all ,
Proof.
The left side is obvious. To prove the right side, let satisfy
Fix . By Proposition 2.2, there exists and if is near the boundary, we have
(9) | ||||
which implies that
It follows immediately from Theorem 3.2 that
Notice that, for ,
Thus, by setting , we obtain
which implies that
Therefore, we have the desired result
where
The proof is complete. ∎
Recall that is a bounded domain and is log-type convex. Then has the following local visible property. Note that Bharali and Zimmer [5] proved the property for all Goldilocks domains. For the sake of completeness, we present their proof here.
Lemma 3.4.
For any , there exists and a compact set with the following property:
For any , and a -almost geodesic joining and , then .
Proof.
Fix , and choose small enough such that and ,
Taking and , let be a -almost geodesic joining and . By denoting
we choose which satisfies
Now for , in view of Proposition 2.2 we have
(10) |
for some Therefore
Noting that is convex, if is near , then we have
(11) |
By Theorem 3.2, it follows that there exists such that, for any near ,
Suppose that
Now fix an which satisfies
Then, since is a geodesic, we deduce that
So, we obtain that
Then
Therefore
Although depends on the specific -almost-geodesic , the lower bound for is independent of and the -almost-geodesic joining these two points. This completes the proof. ∎
This allows us to make a uniform choice of A as desired.
Lemma 3.5.
Suppose that is a bounded domain with log-type convex. For any , there exists and such that
for any .
To prove Lemma 3.5, the following lemma is needed. Note that is log-type convex and .
Lemma 3.6.
For any with , there exists with the property: For any and a -almost geodesic which satisfies and , there exists a rough geodesic joining and such that .
Proof.
Taking ,
we claim that either
(1) , or
(2) there exists such that and , where
and
If (1) does not hold, we prove (2) holds.
We assume, by contradiction, that there exist sequences and and -almost geodesic joining and . By passing to a subsequence we may assume that , and
By using Lemma 3.4, there exists a compact set such that and . Suppose and which satisfy and .
On one hand, we have
On the other hand, joining and by a line segment , we define
Then we deduce that
which contradicts the fact the is a -almost geodesic. Thus, it implies that there exists such that and , which means and are contained in a compact set in .
Therefore, by joining and by a line segment and re-parameterizing the new path, we get a -rough geodesic, which proves the lemma. ∎
Proof of Lemma 3.5.
For any and an almost geodesic with , we then obtain
where and is the constant defined in Lemma 3.3.
The proof is complete.
Proof of Theorem 1.4.
If , there is nothing to do.
Otherwise, for any there is a such that Theorem 3.5 holds in . Moreover for any , Theorem 3.5 also holds in . Noting that is compact, we complete the proof.
Next we will give a similar localization of a log-type -convex domain with Dini-smooth boundary. Recall that a domain is called -convex if the non-empty intersection with a complex line is simply connected. A log-type -convex domain is a -convex domain which also satisfies (1).
At first we need some estimates of the Kobayashi metrics in -convex domains studied in [15, 17, 16].
Lemma 3.8 ([15], Theorem 7).
If be a Dini-smooth boundary point of a domain in , then there exists and a neighbourhood of such that
Therefore, if is a -convex domain with Dini-smooth boundary, by fixing some and letting be the complex line containing and and , then there exists a such that
(13) |
Moreover, if is a log-type -convex domain with Dini-smooth boundary, then also has the locally visibility property.
Similarly we can repeat the proof of Theorem 1.4 and obtain the following result.
Theorem 3.9.
If is a bounded domain and is log-type -convex with Dini-smooth boundary, then for any with , there exists such that, for every ,
4. Application
In this section, we prove the local version of continuous extension and some results about the Teichmüller space. At first we need a lemma of Gromov product.
Lemma 4.1.
Suppose that is a convex domain with Dini-smooth boundary. Fixing , if and , then we have
Proof.
Next we give a result on the local version of continuous extensions of roughly isometric embedding, which is a re-statement of Corollary 1.5.
Corollary 4.2.
Let be bounded domains and be a rough isometry with respect to the Kobayashi distance. Suppose is a log-type convex domain with Dini-smooth boundary and is a log-type -convex domain with Dini-smooth boundary.
If , then and , then extends continuously to .
Proof.
Note that, by definition, there exists such that for any
Therefore, by fixing ,
If , and , then we will show that .
Conversely, suppose that and . From Lemma 3.4, it follows that there is a compact set such that the -almost geodesic joining and intersects . Fix dom such that . Letting , then we have
On the other hand, in view of Theorem 1.4,
Then by Lemma 4.1, we have
Thus
which is a contradiction.
Therefore we have , which completes the proof. ∎
Remark 4.3.
Note that in the above proof we only need to be ’visible’. By using Lemma 3.4, the condition ’Dini-smooth’ of can be removed if is log-type convex instead of log-type -convex.
Next we prove a result on domains biholomorphic to the space . At first we need some lemmas.
Definition 4.4.
For any domain , a boundary point is Alexandroff smooth if
(i) is locally convex at ;
(ii) there exists such that is convex and is the graph of a convex function which has a second order Taylor expansion at . That is, if we assume without loss of generality that and is a supporting hyperplane for , then we have
for some symmetric matrix (which, for a genuine -function, is the Hessian).
Theorem 4.5 (Alexandroff[1]).
If is a convex domain, then almost every boundary point is Alexandroff smooth in the above sense.
By using Theorem 4.5, one can prove the following lemma directly.
Lemma 4.6.
Let be a domain and let be an Alexandroff smooth point. Then has an interior sphere contact. Namely there is a round sphere contained in such that
Note that the Teichmüller modular group isometrically acts on and this action is properly discontinuous. Furthermore, we have
Property 4.7 ([11]).
The space admits a finite volume quotient in the Kobayashi metric, i.e. the quotient space has finite Kobayashi volume.
Lemma 4.8 (Theorem 2,[10]).
Every finite subgroup of acting on has a fixed point.
Then we can follow the methods of Zimmer [25] and Gupta-Seshadri [19] to prove the following result, which is a re-statement of Theorem 1.6.
Theorem 4.9.
space can not be biholomorphic to a bounded domain in which is locally log-type convex at some boundary point.
Proof.
Assume, by contradiction, that the space is biholomorphic to such that is log-type convex at some boundary point neighborhood . It is well know that has a finite index subgroup that acts freely on . Let be the subgroup corresponding to . Then the quotient space is a manifold with finite volume.
From Lemma 4.6, it follows that we can choose a boundary point in , denoted by , which admits an interior sphere contact. Then we will prove the following
(Claim) There exist such that for some fixed point .
Therefore, by using the scaling method of Kim-Krantz-Pinchuk (refer to section 9.2.5 of [9]), and in a similar way as used by Gupta-Seshadri in Section 3.4 of [19], we obtain that has a one parameter subgroup which contradicts to the discreteness of .
It completes the proof of Theorem 4.9. ∎
Proof of the Claim.
For any , define
Then the quotient map restricts to an embedding on the ball The space admits the uniform squeezing property, so does . From Lemma 2.9, it follows that there exists and such that
After passing to a subsequence we can assume that
Now we have the following three cases :
(a) If , then the set must be relatively compact in . Otherwise, would admit infinite volume. Therefore, for each , we can get such that , which implies that , as desired.
(b) If and the set is infinite, noting that is discrete, we can assume that up to a subsequence for some fixed . We claim that . Suppose that . By lemma 3.4, it follows that there exists compact set such that , where joining and with . Noting that , we thus have
where . However,
from which we deduce that .
(c) If the set is finite, without loss of generality we assume for all . If is relatively compact, noting that is discrete, then is of finite order. Lemma 4.8 immediately implies that has a fixed point in , which is impossible.
Therefore, . We assume that . Using the fixed point , we consider the function
Since and each is -Lipschitz, we can pass to a subsequence such that locally uniformly. Therefore
which implies that for all .
On the other hand, there exists a
Then
which is a contradiction. It completes the proof that and hence proves (c).
Therefore, the proof of the claim is complete.
Acknowledgement. The authors would like to thank Yunhui Wu and Liyou Zhang for their precious advices and for many stimulating discussions. We would also like to thank the referee for a careful reading and valuable comments.
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