Lepton-flavor changing decays and non-unitarity in the inverse seesaw mechanism
Abstract
The pursuit of the genuine fundamental description, governing nature at some high-energy scale, must invariably consider the yet-unknown mechanism behind the generation of neutrino mass. Lepton-flavor violating decays , allowed in the presence of neutrino mass and mixing, provide a mean to look for physics beyond the Standard Model. In the present work we consider the inverse seesaw mechanism and then revisit the calculation of its contributions to the branching ratios of the aforementioned decay processes, among which we find to be more promising, in the light of current bounds by the MEG Collaboration. Deviations from unitarity in the mixing of light neutrinos are related to the branching ratios in a simple manner, which we address, then finding that, while experimental data are consistent with current bounds on non-unitarity effects, the upcoming MEG II update shall be able to improve restrictions on such effects by a factor .
I Introduction
The key role played by gauge symmetry in the description of fundamental physics and the origin of mass through the occurrence of spontaneous symmetry breaking have been greatly supported by the measurement, by the ATLAS and CMS Collaborations at the CERN, of the long-awaited Higgs boson HiggsATLAS ; HiggsCMS . In the minimal theoretical scheme, provided by the scalar sector of the Standard Model SMGlashow ; SMSalam ; SMWeinberg , the Brout-Englert-Higgs mechanism breaks the electroweak gauge symmetry group into the electromagnetic group EnBr ; Higgs , which comes along with the definition of the masses of all the currently measured particles, except for the neutrinos, assumed to be massless in this framework. Neutrino masses have not ever been measured PDG , and yet the widely accepted interpretation that neutrino oscillations Pontecorvo imply massiveness of these particles calls for an explanation emerging from some high-energy formulation of physics beyond the Standard Model. Though the addition of three sterile right-handed neutrino fields to the Standard-Model particle spectra, together with a set of Dirac-type Yukawa terms, does the job, the resulting neutrino masses are determined by ad hoc “unnaturally” small values of Yukawa constants. In view of the massiveness and electromagnetic neutrality of neutrinos, the proper description of these particles could rather correspond to Majorana spinor fields Majorana , in which case global invariance is lost and, therefore, lepton number is not conserved. If lepton-number non-preservation is assumed, the effective Lagrangian for the electroweak Standard Model LLR ; BuWy ; Wudka gets extended, then allowing for the emergence of Majorana mass-terms Weinbergoperator ; BaLe ; CSV , presumably originating in some description of fundamental physics characterized by a high-energy scale, . In particular, the Weinberg operator Weinbergoperator yields neutrino masses matching the mass profile that characterizes the seesaw mechanism MoSe1 ; MoSe2 , in which, besides the known neutrinos, a set of heavy-neutral-lepton partners, dubbed “heavy neutrinos”, comes about. The heavy-neutrino masses, , determined by the high-energy scale as , are linked to the masses, , of the light neutrinos, in this scheme given by , with the vacuum expectation value of the Standard-Model Higgs potential. In this context, current upper bounds on light-neutrino masses Planck ; cosmonumass ; KATRIN push the masses of heavy neutrinos towards enormous values, thus leaving direct production of heavy neutrinos off the table and also severely attenuating their contributions, as virtual particles, to Standard-Model observables.
So even though the seesaw mechanism provides a nice explanation for the tininess of neutrino mass, in connection with fundamental physics beyond the Standard Model, it is quite difficult to probe. This inconvenience has motivated the realization of seesaw variants, aimed at a relaxation of the restriction on the energy scale , in order to bring it closer to current experimental sensitivity. Ref. CHLR provides a review on the seesaw mechanism and its variants. The framework for the present paper is defined by the neutrino-mass generation approach known as the “inverse seesaw mechanism” MoVa ; GoVa ; DeVa . More concretely, we consider a realization of the inverse seesaw in which the neutrino sector is enriched, as compared to the case of the Standard Model, by the introduction of three right-handed neutrino fields, together with a set of three further left-handed lepton fields, all of them singlets with respect to the gauge-symmetry group.
These new fermion fields introduce a slight violation of lepton number through Majorana-like mass terms characterized by two small-valued matrices, here denoted by and , both proportional to an energy scale , of spontaneous symmetry breaking, which abide by the hierarchy condition . In the mass-eigenspinor basis, this extended neutrino sector yields three light neutrinos and a total of six heavy neutral leptons. The mass matrix of light neutrinos, , is proportional to , which therefore attenuates the pressure on , thus allowing for smaller and more reasonable values of the heavy-neutrino masses, as compared to what happens in the original version of the seesaw mechanism.
In the electroweak Standard Model, the absence of right-handed neutrinos and the assumption of lepton-number conservation prevents neutrino-mass terms from being generated. Moreover, lepton-flavor-violating processes, also forbidden in such a context, are well-motivated means to search for traces pointing towards the presence of new physics. Despite the large amount of experimental work dedicated to the search for charged-lepton-flavor violation, no process of this kind has ever been observed PDG , though notice that neutrino mixing, required for the occurrence of neutrino oscillations Pontecorvo , implies that such sort of processes are actually allowed, in which case their measurement could be eventually achieved in experimental facilities. The present investigation readdresses the one-loop contributions, generated by the whole set of massive neutral leptons defined in the context of the inverse seesaw, to the charged-lepton-flavor-changing decays , , and . These decay processes have been formerly examined in Refs. SFLYC ; SoRu ; GPH .
Currently, the most stringent experimental constraints on these decay processes are the ones reported by the MEG, Belle, and BaBar collaborations MEGlfvbound ; Bellelfvbound ; BaBarlfvbound . The MEG II and Belle II upgrades, expected to improve experimental sensitivities by order of magnitude MEG2lfvestimation ; Belle2lfvestimation , are also to be borne in mind. Our estimations show that, in accordance with such experimental works, the inverse-seesaw contribution to yields the most promising result among the charged-lepton-flavor-violating decay processes under consideration. A worthwhile aspect of the inverse seesaw regards the matrix that characterizes the mixing of light neutrinos with charged leptons. In the simplest scenarios, as the Standard Model endowed with three singlet right-handed Dirac neutrino fields GiKi or the one given by the introduction of the Weinberg operator with the assumption that lepton number is not preserved Weinbergoperator , light-neutrino mixing is characterized by the Pontecorvo-Maki-Nakgawa-Sakata (PMNS) matrix MNSmatrix ; Pontecorvomatrix , which is unitary. However, the presence of a light-neutrino mixing matrix which is not unitary occurs in a large class of models aimed at generating neutrino masses FGLY . Constraints imposed by the charged-lepton-flavor-violating decays , , and on these non-unitary effects have been estimated in Refs. FHL ; BFHLMN . In the present work, we analyze the aforementioned lepton-flavor-changing decays in terms of their relation with such non-unitary effects. The most restrictive constraints proceed from the contributions to and its comparison with the MEG limit. Furthermore, we find that the sensitivity expectation estimated for MEG II should yield a potential improvement, given by a factor , of restrictions for the non-unitary effects.
The reminder of the paper has been organized as follows: in Section II, the inverse seesaw mechanism is reviewed, which includes the main expressions for the phenomenological calculation to be carried out later; we describe the execution of our analytical calculation of the charged-lepton-flavor-violating decays , , and at one loop in Section III; our estimations and analyses of the contributions are developed throughout Section IV; we conclude the paper by providing, in Section V, a summary.
II The inverse seesaw mechanism
In this section, we discuss the inverse seesaw mechanism MoVa ; GoVa ; DeVa , which is the framework behind our phenomenological investigation. Aiming at a more definite presentation, we address this task by considering a completion in which lepton number is spontaneously broken CMP . Think of an extension of the Standard Model, characterized by a Lagrangian invariant under the electroweak gauge group . Assume that the Standard-Model field content has been increased by the introduction of a set of three chiral fermion fields , , and , which are right handed with lepton number , and by three more fermion fields , , and , with definite left chirality and lepton number . All these fields are assumed to be singlets with respect to electroweak gauge transformations. Then, a complex scalar field, , assumed to be an singlet and to have lepton number , is introduced as well. The addition of these new-physics fields translates into extensions of both the lepton-Yukawa sector and the scalar sector of the Standard Model.
The Standard-Model Higgs doublet and the scalar singlet define a scalar potential, nested within the scalar sector, which reads
(1) |
where , , , , and , are positive quantities111A discussion on the vacuum stability of can be found in Ref. MRSV .. Two stages of spontaneous symmetry breaking come about, the first of which we assume to occur at the energy scale , identified as the electroweak vacuum expectation value. By this symmetry breaking, the gauge group is broken down to the electromagnetic group . Then, at , the global symmetry associated to the preservation of lepton number is broken. After this, two massive scalar fields are defined, namely, the Higgs boson field, , and a novel scalar field, , with masses given by
(2) |
(3) |
Moreover, as a consequence of the rupture of the global symmetry, a physical Goldstone boson , widely known as the Majoron, emerges CMP . Originated from the symmetry breaking of a global group, the Majoron is born massless. Yet, authors have evoked mechanisms to give it a mass, thus turning this scalar into a viable dark matter candidate ABMS ; BeVa ; RBS ; BLRV ; GMS ; EJJRTV ; GaHe ; BrPa .
Prior to electroweak symmetry breaking, the Yukawa sector, , is given by the Lagrangian
(4) |
where
(5) |
is the lepton doublet, with , and where the definition , with the imaginary Pauli matrix, has been used. This expression for shows explicitly only those Yukawa couplings involving the fermion fields that extend the field content of the Standard Model, around which we develop our discussion, whereas the ellipsis denote further Yukawa terms, including those made exclusively of Standard-Model fields. The lagrangian terms explicitly displayed in Eq. (4) incorporate four sorts of Yukawa constants, each of which defines a matrix: , , , and . In particular, we assume the matrix to originate from a stage of spontaneous symmetry breaking taking place at a high-energy scale , of some gauge group that characterizes a high-energy fundamental description beyond the Standard Model, in which case we work under the premise that . Further, is reasonably assumed. The lepton-number assignments for the fields , , and guarantee invariance of with respect to the global group . Next, electroweak gauge symmetry is broken at , which allows us to get to the charged-lepton mass-eigenspinor basis by implementing the unitary transformations and , with the -th right-handed lepton singlet, then defining the -flavor charged-lepton field as . This results in the charged-lepton mass terms . After breaking the gauge symmetry and then using , to break the global group, the Yukawa Lagrangian , Eq. (4), acquires the form
(6) |
By considering the left-handed unitary-transformation matrix , we found it convenient to define . Then the first term in the right-hand side of this equation features the complex matrix . Moreover, the matrices and emerge as well. Note that both these matrices are symmetric. The and terms are no longer invariant under global and therefore spoil lepton-number conservation. Assuming, on the grounds of naturalness tHooftnaturalness , that these matrices are small, which can be achieved if the condition is fulfilled, global symmetry is only slightly violated. We follow such an assumption from here on. Notice that, from the assumed origin for the matrix, we have the inverse-seesaw hierarchy condition
(7) |
among the three involved energy scales.
The Yukawa sector can be rearranged as
(8) |
where is a symmetric matrix given, in terms of the block matrices , , , and , as
(9) |
Moreover, the definitions
(10) |
(11) |
where the sizes of and respectively are and , allow one to give the form of the neutral-lepton mass matrix that characterizes the type-1 seesaw mechanism. Since is symmetric, the existence of a unitary-diagonalization matrix is ensured, with the diagonalization proceeding as Takagi
(12) |
In this equation, is a diagonal matrix, whose in-diagonal elements are the light-neutrino masses, which we denote as , with . Furthermore, the matrix is sized and diagonal, with its diagonal entries corresponding to the masses of three heavy neutrinos , so as well. Finally, the diagonal matrix comprises, nested within its diagonal, the masses of three further heavy neutral leptons. This diagonalization procedure entails the following change of basis:
(13) |
Here, and are matrices for chiral left- and right-handed neutrino fields, respectively. Meanwhile, , , , and are also sized, comprised by left-handed and right-handed neutral spinor fields. Putting all the pieces together, the Yukawa-sector Lagrangian is written as
(14) |
for which the non-chiral fermion fields , , and have been defined.
The diagonalization matrix is conveniently expressed as
(15) |
with and a couple of unitary matrices. The matrix is intended to block-diagonalize the mass matrix . This unitary matrix can be expressed in block-matrix form as
(16) |
where and are square matrices, the former sized and the latter sized. Meanwhile, is a matrix and is . While the last equation is largely generic, the unitary character of allows for the following matrix-block parametrization KPS ; DePi :
(17) |
where and stand for the and the identity matrices, respectively. Further, is a matrix fulfilling . If the entries of are small, this condition yields the expression
(18) |
corresponding to a large suppression provided by . From here on, we assume Eq. (18) to hold. Then, the block parametrization for , Eq. (17), can be approximated as
(19) |
The afore-announced block-matrix diagonalization, driven by , goes as follows:
(20) |
where, the matrix is sized, whereas is a matrix. The matrix , introduced in Eq. (15), is written as
(21) |
with the matrix and the matrix respectively diagonalizing and as
(22) |
(23) |
in accordance with Eq. (12). The inverse of turns out to be DePi
(24) |
from which the inverse-seesaw light-neutrino mass formula,
(25) |
follows. According to Eq. (25), the tinniness characterizing the masses of light neutrinos does not rely only on the suppression introduced by , as in the canonical seesaw mechanism, because the smallness of establishes a further suppression, thus reducing the stress on the high-energy scale , associated to , which in this manner evades huge values.
As shown in Eq. (23), the unitary matrix , which diagonalizes the heavy-neutral-lepton mass matrix , yields the diagonal mass matrices and , which correspond to the sets of heavy-neutral leptons and , respectively. In pursuit of some insight regarding the mass spectra for these fields, let us assume that the matrices , , and are diagonal, in which case can be written as
(26) |
where and is de imaginary unity. Thus, from Eqs. (23) and (26), the diagonal matrices
(27) |
(28) |
emerge, which then lead us to the neutral-lepton mass terms displayed in Eq. (14). Now consider the difference , according to which masses and , all of them large as dictated by the hierarchy condition shown in Eq. (7), are very similar to each other. Thus the complete heavy-neutral-lepton mass spectrum is quasi-degenerate for each pair of fields and , with .
To recapitulate, after the spontaneous symmetry breaking of the Standard-Model electroweak gauge group into the electromagnetic group , at , and the ulterior breaking of the global symmetry at , the neutral-lepton field content comprehends three light-neutrino fields, denoted by , also three heavy-neutrino fields, which we have referred to as , and three further heavy-neutral-lepton fields, represented by , with , for each pair labeled by . Let us jointly denote all the heavy-neutral-lepton fields as
(29) |
where and . With this in mind, the charged-currents lagrangian term can be written as
(30) |
for which the definitions
(31) |
(32) |
have been used. The factors and , in Eqs. (31) and (32), are components of the matrices and , which are part of the generic block-matrix form of , given in Eq. (16). Moreover, and are entries of the unitary matrices introduced in Eq. (21). The whole set of quantities and constitute the matrix and the matrix , respectively, which can be accommodated into the matrix , with entries
(33) |
where and , for any fixed . The matrix fulfills a sort of semi-unitarity property, that is
(34) | |||
(35) |
The quantities , involved in Eq. (35), form a matrix, , which can be written in block-matrix form as
(36) |
where is , the size of is , is a matrix, and is sized. Furthermore, the entries of relate to those of these block matrices as
(37) |
where and . These block matrices are defined as
(38) |
(39) |
(40) |
(41) |
From the block parametrization displayed in Eq. (19), the expression for as given in Eq. (24), and the explicit form shown in Eq. (26) for , the matrices and can be written as
(42) |
(43) |
In the so-called “minimally extended Standard Model” GiKi , characterized by the addition of three right-handed Dirac-neutrino fields, Yukawa terms for right-handed neutrinos give rise to neutrino mass terms. In the neutrino mass-eigenspinor basis, the lepton charged currents, , involve lepton-flavor change, driven by the PMNS matrix, , which is the lepton-sector analogue of the Kobayashi-Maskawa matrix, lying in the quark sector. The neutrino-flavor basis is then defined by the transformation , by means of which the charged currents are simply expressed as . An important feature of is its unitary property. A similar discussion can be developed if neutrino masses are rather defined through the inclusion, in the framework of a lepton-number-violating effective Lagrangian for Standard Model, of the Weinberg operator. Getting back to the theoretical framework of the present paper, the charged currents in which light neutrinos participate, displayed in the first line of Eq. (30), carry neutrino mixing characterized not by the unitary matrix, but by the matrix , which is not unitary. Expressing this matrix as , the matrix
(44) |
is understood as an object characterizing non-unitary effects in light-neutrino mixing.
III Lepton-flavor change induced by the inverse seesaw at one loop
In this section, we present and discuss our analytical calculation of contributions from virtual light neutrinos neutrinos , heavy neutrinos , and heavy neutral leptons , to the charged-lepton-flavor-violating decay , where the indices and label charged-lepton flavors, so and . In the presence of massive neutrinos, and as long as neutrino mixing takes place, such a process receives contributions from Feynman diagrams since the one-loop order, whatever Standard-Model extension is considered. Note that, in contraposition, this decay process is forbidden in the Standard Model. In general, physical processes which are either not allowed by the Standard Model or suppressed in such a framework bear great relevance, because manifestations from the high-energy description might be more easily detected.
In the context of the inverse seesaw mechanism, the contributing diagrams emerge at one loop as a result of lepton mixing in the charged currents displayed in Eq. (30), which are characterized by the matrix . In general, the set of Feynman rules by which Majorana fermions abide differ from those for fermions described by Dirac fields. Refs. DEHK ; GlZr provide detailed discussions on the matter. For instance, the assumption of Majorana fermions opens the possibility of having a larger number of contributing diagrams, as compared with the Dirac case. However, by following the Wick’ theorem Wick , we found no extra diagrams. Moreover, all the determined contributing diagrams were found not to distinguish among the Majorana and Dirac cases.
While gauge invariance is a key element in the construction of field theories, as it provides a criterion to build Lagrangian terms, the quantization of gauge theories imperiously requires the elimination of this symmetry, which is achieved by fixing the gauge. Then, gauge freedom ensures that any physical quantity must be gauge independent. In particular, the gauge choice must be innocuous to the decay amplitude we are calculating. The linear and the non-linear gauge-fixing approaches FLS ; Shore ; EiWu ; MeTo , where the choice of the gauge is parametrized by some gauge-fixing parameter, are well-known gauge-fixing schemes. Another, often considered, gauge choice is the “unitary gauge”, distinguished by the absence of pseudo-Goldstone bosons, which are born in the process of spontaneous symmetry breaking but which lack physical degrees of freedom. We carry out the calculation of the amplitude for in the unitary gauge, so no contributing Feynman diagrams featuring pseudo-Goldstone-boson lines are to be taken into account, in contraposition to what happens in other gauges. Therefore, the amplitude for is given by , where and are momentum-space spinors, whereas is the polarization vector associated to the electromagnetic field. The vertex function is expressed as
(45) |
The presence of loop-momentum integrals opens the possibility of having ultraviolet-divergent contributions. About this, note that the superficial degrees of divergence of the diagrams shown in Eq. (45) are 0, 1, and 1, respectively, so these pieces might bear ultraviolet divergences growing as fast as linearly. To deal with this, a regularization method must be implemented. Among the different options, we followed the dimensional-regularization approach BoGi ; tHVe . This regularization method has the advantage of preserving gauge symmetry, ensured by fulfillment of Ward identities Ward , and is also well suited for its implementation through software tools. In the dimensional-regularization method, the dimension of spacetime is assumed to be , with 1 time-like dimension and space-like dimensions. Then, loop integrals are modified as , where is the renormalization scale, which has units of mass and whose task is to preserve the units of loop integrals, whereas represents some function of the loop 4-momentum . An analytic continuation of the -dimensional loop integrals is defined by assuming the dimension to be a complex quantity, with .
To perform the analytic calculation of the amplitudes corresponding to the contributing diagrams of Eq. (45), use has been made of the software packages FeynCalc SMO1 ; SMO2 ; MBD and Package-X Patel , implemented through Mathematica, by Wolfram. With these software tools, calculations have been carried out by following the tensor-reduction method PaVe ; DeSt . Furthermore, the momenta conventions displayed in Fig. 1

have been used to perform the calculation, where , due to 4-momentum conservation. The expression we found for the vertex function has the gauge-invariant and Lorentz-covariant structure
(46) |
where and are the transition magnetic form factor and the transition electric form factor, respectively NPR ; BGS . The corresponding branching ratio is then given by
(47) |
where and respectively denote the masses of the charged-leptons and , whereas is the total decay rate for .
The transition magnetic and electric form factors, and , can be written as
(48) |
(49) |
The and factors, corresponding to the sum of contributing Feynman diagrams which exclusively involve the -th virtual light neutrino , are functions of the mass , whereas and , associated to the sum of diagrams in which only the -th virtual heavy-neutral lepton participates, is either or dependent. All the aforementioned form-factor contributions depend on the masses and , of the external leptons, while they also depend on the -boson mass, . Moreover, since use has been made of the tensor-reduction method, the resulting expressions for all these contributing form factors are given in terms of Passarino-Veltman scalar functions PaVe . More precisely, 2-point and 3-point Passarino-Veltman scalar functions, respectively defined as
(50) |
(51) |
are involved.
The scalar functions are the sources of ultraviolet divergences, whereas 3-point functions are finite in this sense. A latent drawback of our gauge choice, regarding the ultraviolet behavior of the amplitude , is that the growth of ultraviolet divergences might be worsened by the unitary gauge because, by this election, the gauge-boson propagators increase the superficial degree of divergence of the diagrams and, thus, has the potential of complicating the elimination of ultraviolet divergences. However, let us point out that any factor , , , or has the following structure: , where is a mass-dependent function accompanied by some 2-point scalar function, , whereas is another function depending on masses, which appears multiplied by a 3-point scalar function, here referred to as . The sums and run over all the 2- and 3-point Passarino-Veltman scalar functions featured by the partial contribution under consideration. Finally, is another mass-dependent function, which is not multiplied by any loop scalar function. We have been able to verify that the first term, , is written as a sum made exclusively of terms of the form , with some combination of the aforementioned mass-dependent functions . In other words, any partial form-factor contribution , , , or can be written in such a way that the presence of 2-point functions exclusively occurs as differences among pairs of them. Keep in mind that all the functions, no matter what their arguments are, share the same divergent part, that is, for all , where gathers all the divergent contribution, whereas represents the non-divergent part, which is determined by the specific arguments of the 2-point function under consideration. Then, differences are ultraviolet finite, thus implying that , , , or are free of ultraviolet divergences.
While the matrix is not unitary, Eq. (34) allows for a sort of Glashow-Iliopoulos-Maiani mechanism to operate GIM . An adequate implementation of this mechanism, during numerical evaluation, is imperative in order to avoid inaccurately large contributions. By usage of Eq. (34), with the flavor-change assumption , the transition electromagnetic moments and can be conveniently written as
(52) |
(53) |
Now notice that all contributions , , , , , , , , come from Feynman diagrams sharing the very same structure, only distinguished among each other by the virtual neutral lepton flowing through the loop, which can be appreciated from the diagrammatic expression displayed in Eq. (45). For this reason, these partial contributions to differ of each other only by their neutral-lepton-mass dependence. For instance, if the change is implemented in , the resulting expression is the one for . The same argumentation applies for the electric-dipole partial contributions , , , , , , , , . Then note that terms which do not depend on heavy-neutral-lepton mass vanish from the differences , , , and , in Eqs. (52) and (53). Moreover, notice that further cancellations from these differences take place, thus yielding a delicate balance in which a fine suppression of contributions happens.
IV Estimations and discussion of the contributions
Now we turn to our numerical estimations of contributions. Charged-lepton-flavor-violating decays serve as means to search for new-physics traces. On the other hand, in the presence of nonzero neutrino masses and lepton mixing, these decays can be generated since the one-loop level. Up to these days, such decay processes have never been observed, while stringent bounds are available PDG . In Ref. MEGlfvbound , the MEG Collaboration reported their results on a study of the decay , from which the upper limit , at the , was set on the branching ratio for this decay. Moreover, according to Ref. MEG2lfvestimation , the upcoming MEG II detector will be able to search for with an improved sensitivity of . A search for the tau lepton-flavor-violating decays and was reported in Ref. BaBarlfvbound , by the BaBar Collaboration, where the bounds and were derived, both at the A more recent analysis on these tau decays has been carried out by the Belle Collaboration, which in Ref. Bellelfvbound presented the limits and at the Note that the Belle II Collaboration has projected an increased sensitivity to these tau decays of order , namely, bounds as stringent as and are expected from this upgrade Belle2lfvestimation .
The mystery of whether neutrinos were massive prevailed for quite some time, since their introduction, in 1930, until the first measurements of neutrino oscillations, at the Super-Kamiokande and at the Sudbury Neutrino Observatory, reported in 1998 and 2002 nuoscillationsSKamiokande ; nuoscillationsSNO . Neutrino oscillations is a quantum phenomenon by which the probability of measuring a neutrino with a lepton flavor different from the one that originally characterized it is nonzero, after the neutrino has traveled across some distance from its source. Pontecorvo . Massiveness of neutrinos is a necessary condition for neutrino oscillations to occur, so the observation of this phenomenon has been interpreted as solid evidence supporting nonzero neutrino masses. Clearly, this experimental fact contradicts the Standard Model, where neutrinos are massless, and thus incarnates a manifestation of new physics. While valuable data on quadratic neutrino-mass differences have been extracted from several experimental facilities focused on measurements of neutrino oscillations KamLANDdmass ; SKamiokandedmass1 ; SKamiokandedmass2 ; RENOdmass ; MINOSdmass ; NOvAdmass ; IceCubedmass ; T2Kdmass ; DayaBaydmass , the absolute neutrino-mass scale cannot be determined by this mean. An upper limit on the sum of light-neutrino masses as stringent as has been determined, at , from cosmological observations ApacheObservatorynumass ; Plancknumass . Moreover, under the assumption that neutrinos are Majorana fermions, and in view of the lack of measurements of the elusive neutrinoless double beta decay nohayndbd ; CUPIDMOndbd ; CUOREndbd ; GERDAndbd ; Majoranandbd ; EXO200ndbd ; KamLANDZenndbd , estimations of upper bounds on the neutrino effective mass , lying within the energy range, have been established through exploration of different isotopes CUOREndbd ; KamLANDZenndbd ; GERDAndbd . A constraint on the effective electron anti-neutrino mass , established by the KATRIN Collaboration KATRIN , has been translated into the upper limit on neutrino mass. While the KATRIN result is not the most stringent constraint, a worth comment on this bound regards its generality, as it is independent on cosmological assumptions and on whether neutrinos are Dirac or Majorana. In what follows, we take the neutrino-mass upper bound by KATRIN as reference. Neutrino masses, in normal hierarchy (NH) or inverted hierarchy (IH), can be related to quadratic mass differences as
(54) |
(55) |
where either , in the NH scheme, or , if IH is considered. The PDG recommends the values
(56) |
(57) |
for the light-neutrino quadratic-mass differences and . We have observed that our results do not appreciably change if either of the light-neutrino mass orderings is assumed, so from here on all our estimations are carried out by taking the NH.
Aiming at getting further insight regarding the relevance on of the non-unitary effects of light-neutrino mixing, comprised by , we define the dimensionless ratios and , and then we consider the electromagnetic-moment contributions and , shown in Eqs. (48) and (49), in the limit as and . Note that, as shown in Eq. (45), each of the one-loop Feynman diagrams contributing to the amplitude for involves only one neutral-lepton loop line, so the complete set of diagrams can be split into those in which light neutrinos participate and diagrams with heavy-neutral leptons . Thus, the two limits of interest can be taken separately in the corresponding terms. The resulting expressions read
(58) |
(59) |
both of which are given in terms of the -th entry of . Further, the and factors have the following expressions:
(60) |
(61) |
where we have defined
(62) |
with the sine of the weak-mixing angle, whereas the short-hand notation
(63) |
has been used. As displayed by Eqs. (60) and (61), the factors and are, respectively, symmetric and antisymmetric with respect to their lepton-flavor indices. In the limit considered for Eqs. (58) and (59), the branching ratio for , previously given in Eq. (47), is expressed as
(64) |
from which the link among off-diagonal non-unitary effects , with , and the branching ratios for lepton-flavor-changing decays can be appreciated.
The matrix is Hermitian, so only six of its entries are independent. A dedicated global fit, comprehending several scenarios in which heavy-neutral leptons are added to the Standard-Model particle content, was carried out by the authors of Ref. FHL . An ulterior work BFHLMN , which features the same authors and further collaborators, has improved and updated this analysis, establishing the preferable regions
(65) | |||
(66) | |||
(67) |
at , on the non-unitarity parameters which are considered for the present investigation. To perform our estimations, the matrix , first introduced in Eq. (21), is related to the PMNS matrix as . The set of parameters defining the PMNS neutrino-mixing matrix, , is therefore another aspect to take into account for our estimations. The number of such parameters depends on whether the neutrinos are described by Dirac or Majorana fields. In the case of Majorana neutrinos, this matrix is expressed as , where is a diagonal matrix, given in terms of the so-called Majorana phases, and , as . For the sake of simplicity, from here on we take the values and for the Majorana phases. The other matrix factor in is written as
(68) |
where mixing angles , , and reside within trigonometric functions, briefly denoted as and , whereas a -violating complex phase, given the name “Dirac phase”, is denoted by . Using experimental data by a number of experimental collaborations, the Particle Data Group (PDG) reports the following values for the mixing angles PDG :
(69) | |||
(70) | |||
(71) |
The PDG considered Ref. SKamiokandedmass1 , by the Super-Kamiokande Collaboration, to set the value shown in Eq. (69). For , Eq. (70), the PDG took the results by Super-Kamiokande SKamiokandedmass2 , Minos+ MINOSdmass , T2K T2Ks23 , NOvA NOvAs23 , and IceCube IceCubes23 . The results followed by the PDG to give the value of , which is displayed in Eq. (71), were provided by DayaBay 1DayaBays13 ; 2DayaBays13 , RENO RENOdmass ; RENOs13 , and Double Chooz DoubleChoozs13 . A value for the Dirac phase has also been set by the PDG, namely,
(72) |
which was obtained on the grounds of the results reported by Super-Kamiokande SKamiokandedmass2 , NOvA NOvAdmass , and T2K T2Kdmass .
As we stated above, the matrix , first introduced in Eq. (4), is assumed to be connected with a high-energy scale , characteristic of some fundamental description of nature, beyond the Standard Model. We reasonably assume that such a relation goes as , with a diagonal real matrix, in accordance with our previous discussion on the diagonalization of the neutral-lepton mass matrix. Recall that both the and the matrices are proportional to the scale , at which the global symmetry is broken. With this in mind, and for the sake of simplicity, from here on we assume that these matrices are the same, that is, and , where the notation is used in a generic manner. This means that , which we assume to be , so , where is a matrix, both real and diagonal. On the other hand, we take the Yukawa matrix to be MSV , so , with a complex matrix. Putting all these ingredients together, we have the light-neutrino mass matrix, Eq. (25), expressed as
(73) |
Furthermore, these assumptions allow us to write the matrix , defined in Eq. (44) and which describes non-unitary effects in light-neutrino mixing, as
(74) |
A main objective of the present work is the estimation of off-diagonal entries. To this aim, information can be extracted from Eq. (73). To begin, let us assume that
(75) |
which gives, in passing, the value of the high-energy scale in terms of . Regarding the matrices and , both of them real and diagonal, we consider values for their in-diagonal entries ranging within and . We also work under the assumption that is symmetric. Then, given a set of values for the masses of light neutrinos, the entries of can be determined from Eq. (73), for either the NH or the IH of light-neutrino masses PDG . It turns out that four symmetric matrix-texture solutions for are determined for each set of fixed light-neutrino masses.
With the previous discussion in mind, we provide the graphs shown in Fig. 2,



where , , and are displayed for different values of the scale , varied within . In order to have a clearer appreciation of the orders of magnitude of the contributions, the values of the branching ratios have been plotted in base-10 logarithmic scale. Each of the graphs has two shadowed regions, which represent the resulting inverse-seesaw contributions to for different values of the parameters . Keep in mind that, in each graph, the smallest of these regions is completely embedded within the other. To determine the largest region in each graph, we plotted a set of curves by giving the largest light-neutrino mass, in the NH, the values and . We have also used the values and . All these values have then been inserted into Eq. (73), to get, for each configuration defined by specific parameters , four solutions for , thus getting a total of 512 curves per graph. All these curves fall within the largest regions shown in each of the graphs, which are bounded by two curves. The smallest regions in the graphs, on the other hand, correspond to the case , where values for have been taken to range within . This matrix texture for corresponds to a quasi-degenerate spectrum of masses of the heavy neutral leptons, that is, where , for and with representing some generic mass. In this context, with less parameters involved, we have been able to generate a total of 1372 curves, all of them falling within the smallest region in each graph. Regarding the upper panel of Fig. 2, corresponding to , a solid horizontal line has been added, which represents the upper bound established by the MEG Collaboration, at . In the same graph, a dashed horizontal line at is displayed to represent the expected sensitivity for MEG II. In the case of the second and third panels of Fig. 2, which correspond to the tau decays, the dot-dashed line corresponds to the Belle bound, whereas the solid horizontal line stands for the limit by BaBar. Furthermore, the lower dashed line represents the expected sensitivity for Belle II. Note that the regions for our contributions to the tau decays fall well out of experimental sensitivity. For this reason, from now on we concentrate on the decay process .
Previously, we showed how the branching ratio for is practically determined by the non-unitarity parameters as far as and hold. Such a relation is depicted by the graph of Fig. 3,

where is shown as a function of the non-unitary parameter , in accordance with Eq. (64). Here, we have varied , whereas the comportment of within and is displayed. The solid horizontal line, which bounds the shadowed region from below, represents the MEG upper limit for this branching ratio, whereas the dashed horizontal line corresponds to the expected sensitivity for MEG II. Moreover, a vertical line, at , constraining from the left a further shadowed region, is the lower limit on this non-unitarity parameter, as reported in Ref. BFHLMN . From this graph, we observe that a slight improvement of the lower bound on is expected from the MEG II update, which would set the constraint , represented in this graph by the vertical dashed line.
V Summary
In this paper we have revisited the decay process , at the one-loop level, which features lepton-flavor change. Such a phenomenon is important as its observation would point towards the presence of new unknown fundamental physics, beyond the Standard Model. To this aim, the inverse seesaw mechanism, for the generation of neutrino masses, has been used as our framework. The inverse seesaw is a seesaw variant on which the explanation for tiny light-neutrino masses, currently bounded to be within the sub-eV scale, relies not only on some high-energy scale, linked to a formulation of new physics, but also on a second scale associated to the violation of lepton number, which is assumed to be quite small. The version of the inverse seesaw which we considered for the present work introduces a set of six heavy-neutral leptons, which turn out to have very similar masses by pairs. The analytic expression for the amplitude has been calculated, following the dimensional-regularization approach and tensor-reduction method, finding gauge-invariant and ultraviolet-finite results. For the resulting branching ratio, we have considered the scenario in which and , which unveils a direct link among such quantity and non-unitary effects in light-neutrino mixing, located in the charged currents featuring the Standard-Model boson. Using nowadays best constraints on the branching ratio of decay, established by the MEG, Belle and BaBar collaborations, we find results consistent with current bounds on non-unitarity effects. However, we have observed that projections for MEG II would be able to improve the limit on the non-unitarity parameter by a factor .
Acknowledgements
We acknowledge financial support from Conahcyt (México).
*
Appendix A
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