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Lattice QCD calculation of the Collins-Soper kernel from quasi TMDPDFs

Phiala Shanahan [email protected] Center for Theoretical Physics, Massachusetts Institute of Technology, Cambridge, MA, USA 02139    Michael Wagman [email protected] Fermi National Accelerator Laboratory, Batavia, IL 60510, USA    Yong Zhao [email protected] Physics Division, Argonne National Laboratory, Lemont, IL 60439, USA Physics Department, Brookhaven National Laboratory, Bldg. 510A, Upton, NY 11973, USA
Abstract

This work presents a lattice quantum chromodynamics (QCD) calculation of the nonperturbative Collins-Soper kernel, which describes the rapidity evolution of quark transverse-momentum-dependent parton distribution functions. The kernel is extracted at transverse momentum scales in the range 400 MeV <qT<1.7<q_{T}<1.7 GeV in a calculation with dynamical fermions and quark masses corresponding to a larger-than-physical pion mass, mπ=538(1)m_{\pi}=538(1) MeV. It is found that different approaches to extract the Collins-Soper kernel from the same underlying lattice QCD matrix elements yield significantly different results and uncertainty estimates, revealing that power corrections, such as those associated with higher-twist effects, and perturbative matching between quasi and light-cone beam functions, cannot be neglected.

preprint: FERMILAB-PUB-21-326-T,MIT-CTP/5316

I Introduction

Transverse-momentum-dependent parton distribution functions (TMDPDFs) describe the intrinsic transverse momentum qTq_{T} of the partonic constituents of hadrons Collins and Soper (1981, 1982); Collins et al. (1985). These non-perturbative functions can be accessed directly in high-energy scattering processes such as Drell-Yan production and semi-inclusive deep-inelastic scattering with small transverse hadron momentum qTq_{T} Scimemi and Vladimirov (2019); Bacchetta et al. (2019), and indirectly through other processes such as studies of hadrons in jets Buffing et al. (2018); Gutierrez-Reyes et al. (2019). Significant efforts are underway to improve constraints on TMDPDFs both from current and planned experiments Gautheron et al. (2010); Dudek et al. (2012); Aschenauer et al. (2015); Accardi et al. (2016); Abdul Khalek et al. (2021) and through theory calculations in the framework of lattice quantum chromodynamics (QCD) Musch et al. (2011, 2012); Engelhardt et al. (2016); Yoon et al. (2015, 2017); Shanahan et al. (2019, 2020); Zhang et al. (2020); Schlemmer et al. (2021); Li et al. (2021) using approaches such as large-momentum effective theory (LaMET) Ji (2013, 2014); Ji et al. (2020) or the Lorentz-invariant method based on ratios of TMDPDFs Musch et al. (2011).

TMDPDFs fiTMD(x,bT,μ,ζ)f_{i}^{\text{TMD}}(x,b_{T},\mu,\zeta), defined for a parton of flavor ii in a given hadron state, are functions of the longitudinal momentum fraction xx of the parton, the Fourier conjugate bTb_{T} of qTq_{T}, the virtuality scale μ\mu, and the rapidity scale ζ\zeta which is related to the hadron momentum. While the μ\mu-evolution of TMDPDFs is perturbative for perturbative scales μ\mu and ζ\zeta, the ζ\zeta-evolution is governed by the Collins-Soper evolution kernel (or anomalous dimension) γζi(μ,bT)\gamma_{\zeta}^{i}(\mu,b_{T}), which is nonperturbative for scales bTqT1ΛQCD1b_{T}\sim q_{T}^{-1}\sim\Lambda^{-1}_{\mathrm{QCD}}, even if both μ\mu and ζ\zeta are perturbative. Constraints on the kernel γζi(μ,bT)\gamma_{\zeta}^{i}(\mu,b_{T}) in the nonperturbative region are necessary in order to relate TMDPDFs determined from experiment or lattice QCD at different scales.

Recently, it was shown in Refs. Ebert et al. (2019a, b, 2020) that the Collins-Soper kernel can be calculated from ratios of quasi TMDPDFs at different hadron momenta, quantities which are both calculable in lattice QCD and which can be related to TMDPDFs Ji et al. (2015, 2019a); Ebert et al. (2019b); Ji et al. (2019b, c). This provides a pathway to first-principles QCD calculations of the kernel in the nonperturbative region, which will provide valuable complementary information to constraints from global analyses of experimental data. This prospect has motivated a series of proof-of-principle lattice QCD investigations of the Collins-Soper kernel both directly Shanahan et al. (2020, 2019); Zhang et al. (2020); Schlemmer et al. (2021); Li et al. (2021) through the approach of Refs. Ebert et al. (2019a, b, 2020) and via related prescriptions Vladimirov and Schäfer (2020).

In this work, a direct calculation of the Collins-Soper kernel is presented, based on a lattice QCD study with dynamical fermions and quark masses corresponding to a larger-than-physical pion mass mπ=538(1)m_{\pi}=538(1) MeV, and a single value of the lattice spacing and volume. The kernel is extracted at transverse momentum scales in the range 400 MeV <qT<1.7<q_{T}<1.7 GeV and compared with phenomenological parametrizations and existing lattice QCD calculations. This analysis includes several advances over previous lattice QCD studies of the Collins-Soper kernel via the same approach. In particular, matching of quasi TMDPDFs and TMDPDFs is performed to one-loop order, the mixing of different TMDPDFs under renormalization is fully accounted for, and the analysis includes improved treatments of power corrections and systematic effects arising from the finite lattice volume and various statistical limitations of the calculation. It is found that different approaches to extract the Collins-Soper kernel from the same underlying lattice QCD matrix elements yield significantly different results and uncertainty estimates, revealing that power corrections, such as those associated with higher-twist effects, and perturbative matching between quasi and light-cone beam functions, cannot be neglected.

The method by which the Collins-Soper kernel can be computed following Refs. Ebert et al. (2019a, b) is detailed in Section II. The lattice QCD calculation is reported in Section III, while a summary and outlook is provided in Section IV.

II Quasi TMDPDFs and the Collins-Soper kernel

The quark Collins-Soper kernel γζq(μ,bT)\gamma^{q}_{\zeta}(\mu,b_{T}) can be computed in lattice QCD from a ratio of nonsinglet quasi TMDPDFs f~nsTMD\tilde{f}_{{\text{ns}}}^{\mathrm{TMD}} at different hadron momenta (taken in the zz-direction) PizΛQCDP^{z}_{i}\gg\Lambda_{\text{QCD}} Ebert et al. (2019a, b); Ji et al. (2019c):

γζq(μ,bT)\displaystyle\gamma_{\zeta}^{q}(\mu,b_{T}) =1ln(P1z/P2z)\displaystyle=\frac{1}{\ln(P^{z}_{1}/P^{z}_{2})}
×lnCnsTMD(μ,xP2z)f~nsTMD(x,bT,μ,P1z)CnsTMD(μ,xP1z)f~nsTMD(x,bT,μ,P2z)\displaystyle\quad\times\ln\frac{C^{\mathrm{TMD}}_{\text{ns}}(\mu,xP_{2}^{z})\,\tilde{f}_{{\text{ns}}}^{\mathrm{TMD}}(x,\vec{b}_{T},\mu,P_{1}^{z})}{C^{\mathrm{TMD}}_{\text{ns}}(\mu,xP_{1}^{z})\,\tilde{f}_{{\text{ns}}}^{\mathrm{TMD}}(x,\vec{b}_{T},\mu,P_{2}^{z})}
+𝒪(1(xPzbT)2,ΛQCD2(xPz)2).\displaystyle\quad+{\cal O}\Big{(}{1\over(xP^{z}b_{T})^{2}}\,,{\Lambda_{\rm QCD}^{2}\over(xP^{z})^{2}}\Big{)}\,. (1)

The perturbative matching coefficient CnsTMDC^{\mathrm{TMD}}_{\text{ns}} relates the quasi TMDPDFs, which are defined in terms of Euclidean-space matrix elements as detailed below, to the corresponding light-cone TMDPDFs through a factorization theorem based on an expansion in powers of the nucleon momentum Ebert et al. (2019a, b); Ji et al. (2019b, c). Additional nonperturbative factors related to the soft sector Ji et al. (2019a); Ebert et al. (2019b) cancel in the ratio; recently exploratory lattice QCD studies of these factors have been performed Zhang et al. (2020); Li et al. (2021) following the approach proposed in Refs. Ji et al. (2019b, c). The flavor nonsinglet unpolarized quark quasi TMDPDF is defined as f~nsTMD=f~uTMDf~dTMD\tilde{f}^{\mathrm{TMD}}_{\text{ns}}=\tilde{f}^{\mathrm{TMD}}_{u}-\tilde{f}^{\mathrm{TMD}}_{d}, where

f~iTMD(x,bT,μ,Pz)lima0ηdbz2πeibz(xPz)𝒵γ4ΓMS¯(μ,bz,a)\displaystyle\tilde{f}_{i}^{\mathrm{TMD}}\big{(}x,\vec{b}_{T},\mu,P^{z}\big{)}\equiv\lim_{\begin{subarray}{c}a\to 0\\ \eta\to\infty\end{subarray}}\int\frac{\mathrm{d}b^{z}}{2\pi}e^{-\mathrm{i}b^{z}\left(xP^{z}\right)}\mathcal{Z}^{\overline{\mathrm{MS}}}_{\gamma^{4}\Gamma}(\mu,b^{z}\!,a)
×PzEPB~iΓ(bz,bT,a,η,Pz)Δ~S(bT,a,η).\displaystyle\qquad\qquad\times{P^{z}\over E_{\vec{P}}}\tilde{B}^{\Gamma}_{i}\big{(}b^{z},\vec{b}_{T},a,\eta,P^{z}\big{)}\tilde{\Delta}_{S}\left(b_{T},a,\eta\right). (2)

Here aa denotes the lattice spacing, and EP=P2+mh2E_{\vec{P}}=\sqrt{\vec{P}^{2}+m_{h}^{2}} where P=Pzez\vec{P}=P^{z}\vec{e}_{z} is the hadron three-momentum and mhm_{h} is the hadron mass. The factor 𝒵γ4ΓMS¯(μ,bz,a)\mathcal{Z}^{\overline{\mathrm{MS}}}_{\gamma^{4}\Gamma}(\mu,b^{z},a), where Γ\Gamma is a Dirac matrix label, renormalizes the quasi TMDPDF and matches it to the MS¯\overline{\mathrm{MS}} scheme at scale μ\mu Constantinou et al. (2019); Ebert et al. (2020); Shanahan et al. (2019), and the quasi soft factor Δ~S\tilde{\Delta}_{S} Ji et al. (2015, 2019a); Ebert et al. (2019a, b) and quasi beam function B~iΓ\tilde{B}^{\Gamma}_{i} are both calculable in lattice QCD. Summation over Γ\Gamma is implied, accounting for operator mixing between quasi TMDPDFs with different Dirac structures resulting from the breaking of rotational and chiral symmetries in lattice QCD calculations Constantinou et al. (2019); Shanahan et al. (2019); Green et al. (2020); Ji et al. (2021). Mixing with gluon operators is neglected in Eq. (II), but cancels in the nonsinglet combination of quasi TMDPDFs. It should be noted that the choice of the Dirac structure γ4\gamma^{4} in Eq. (II) is not unique; the quasi TMDPDF with Dirac structure γ3\gamma^{3} can also be boosted onto γ+\gamma^{+} and thus be matched to the spin-independent TMDPDF in the infinite-momentum limit (in that case, the factor of Pz/EPP^{z}/E_{\vec{P}} in Eq. (II) is replaced by 1). While the notation is specialized to γ4\gamma^{4} for clarity throughout this exposition, numerical results are presented for both choices of Dirac structure in Sec. III.

The quasi beam function B~iΓ\tilde{B}^{\Gamma}_{i} is defined as the matrix element of a nonlocal quark bilinear operator with a staple-shaped Wilson line in a boosted hadron state:

B~iΓ(bz,bT,a,η,Pz)=\displaystyle\tilde{B}^{\Gamma}_{i}(b^{z},\vec{b}_{T},a,\eta,P^{z})= h(Pz)|𝒪Γi(bμ,0,η)|h(Pz),\displaystyle\Bigl{\langle}h(P^{z})\big{|}\mathcal{O}_{\Gamma}^{i}(b^{\mu},0,\eta)\big{|}h(P^{z})\Bigr{\rangle}\,, (3)

where h(Pz)h(P^{z}) denotes the state of hadron hh with four-momentum Pμ=(0,0,Pz,EP)P^{\mu}=(0,0,P^{z},E_{\vec{P}}). The operator 𝒪Γi(bμ,0,η)\mathcal{O}_{\Gamma}^{i}(b^{\mu},0,\eta), depicted in Fig. 1, is defined as

𝒪Γi(bμ,zμ,η)\displaystyle\mathcal{O}^{i}_{\Gamma}(b^{\mu},z^{\mu},\eta)\equiv q¯i(zμ+bμ)Γ2Wz^(zμ+bμ;ηbz)\displaystyle\ \bar{q}_{i}(z^{\mu}+b^{\mu})\frac{\Gamma}{2}W_{\hat{z}}(z^{\mu}+b^{\mu};\eta-b^{z})
×WT(zμ+ηz^;bT)Wz^(zμ;η)qi(zμ)\displaystyle\ \times W^{\dagger}_{T}(z^{\mu}+\eta\hat{z};b_{T})W^{\dagger}_{\hat{z}}(z^{\mu};\eta)q_{i}(z^{\mu})
\displaystyle\equiv q¯i(zμ+bμ)Γ2W~(η;bμ;zμ)qi(zμ),\displaystyle\ \bar{q}_{i}(z^{\mu}+b^{\mu})\frac{\Gamma}{2}\widetilde{W}(\eta;b^{\mu};z^{\mu})q_{i}(z^{\mu}), (4)

where bμ=(bT,bz,0)b^{\mu}=(\vec{b}_{T},b^{z},0), and Wα^(xμ;η)W_{\hat{\alpha}}(x^{\mu};\eta) denotes a Wilson line beginning at xμx^{\mu} with length η\eta in the direction of α^{\hat{\alpha}}. The subscript TT denotes that the associated Wilson line is in a direction transverse to z^μ=(0,0,1,0)\hat{z}^{\mu}=(0,0,1,0).

Refer to caption
Figure 1: Diagrammatic representation of the Wilson line included in the operators 𝒪Γi(bμ,zμ,η)\mathcal{O}^{i}_{\Gamma}(b^{\mu},z^{\mu},\eta), see Eq. (4).

In practice, it is useful to define a dimensionless ‘bare’ nonsinglet quasi beam function:

BΓbare(bz,bT,a,η,Pz)\displaystyle B^{\text{bare}}_{\Gamma}(b^{z},\vec{b}_{T},a,\eta,P^{z})\equiv 12EP(B~uΓ(bz,bT,a,η,Pz)\displaystyle\frac{1}{2E_{\vec{P}}}\left(\tilde{B}^{\Gamma}_{u}(b^{z},\vec{b}_{T},a,\eta,P^{z})\right.
B~dΓ(bz,bT,a,η,Pz)),\displaystyle\left.\hskip 17.07164pt-\tilde{B}^{\Gamma}_{d}(b^{z},\vec{b}_{T},a,\eta,P^{z})\right), (5)

as well as a modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam function BΓMS¯B^{\overline{\mathrm{MS}}}_{\Gamma} Shanahan et al. (2020):

Bγ4MS¯(μ,bz,bT,a,η,Pz)\displaystyle B^{\overline{\mathrm{MS}}}_{\gamma^{4}}(\mu,b^{z},\vec{b}_{T},a,\eta,P^{z}) Z𝒪γ4ΓMS¯(μ,bz,bTR,a,η)\displaystyle\equiv Z_{\mathcal{O}_{\gamma^{4}\Gamma}}^{\overline{\mathrm{MS}}}(\mu,b^{z},b_{T}^{R},a,\eta)
×R~(bT,bTR,a,η)BΓbare(bz,bT,a,η,Pz).\displaystyle\times\tilde{R}(b_{T},b_{T}^{R},a,\eta)B^{\text{bare}}_{\Gamma}(b^{z},\vec{b}_{T},a,\eta,P^{z}). (6)

Compared with the standard MS¯\overline{\mathrm{MS}}-renormalized quasi beam function, this definition includes the additional factor R~\tilde{R}, described further below. The renormalization factor Z𝒪γ4ΓMS¯Z_{\mathcal{O}_{\gamma^{4}\Gamma}}^{\overline{\mathrm{MS}}} is defined as the product of a regularization-independent momentum subtraction scheme (RI/MOM\mathrm{RI}^{\prime}\mathrm{/MOM}) factor Z𝒪γ4ΓRI/MOMZ^{\mathrm{RI}^{\prime}\mathrm{/MOM}}_{\mathcal{O}_{\gamma^{4}\Gamma}} and a perturbative matching factor to the MS¯\overline{\text{MS}} scheme, 𝒪γ4ΓMS¯\mathcal{R}^{\overline{\mathrm{MS}}}_{\mathcal{O}_{\gamma^{4}\Gamma}}, which has been calculated at next-to-leading order in continuum perturbation theory with dimensional regularization (D=42ϵD=4-2\epsilonConstantinou et al. (2019); Ebert et al. (2020):

Z𝒪γ4ΓMS¯(μ,bz,bT,a,η)=\displaystyle Z_{\mathcal{O}_{\gamma^{4}\Gamma}}^{\overline{\mathrm{MS}}}(\mu,b^{z}\!,b_{T},a,\eta)= 𝒪γ4ΓMS¯(μ,pR,bz,bT,η)\displaystyle\mathcal{R}^{\overline{\mathrm{MS}}}_{\mathcal{O}_{\gamma^{4}\Gamma}}(\mu,p_{R},b^{z},\vec{b}_{T},\eta)
×Z𝒪γ4ΓRI/MOM(pR,bz,bT,a,η).\displaystyle\times Z^{\mathrm{RI}^{\prime}\mathrm{/MOM}}_{\mathcal{O}_{\gamma^{4}\Gamma}}(p_{R},b^{z}\!,\vec{b}_{T},a,\eta). (7)

In this expression, the dependence on the RI/MOM\mathrm{RI}^{\prime}\mathrm{/MOM} scale pRp_{R} and on the direction of bT\vec{b}_{T} cancels between Z𝒪γ4ΓRI/MOMZ^{\mathrm{RI}^{\prime}\mathrm{/MOM}}_{\mathcal{O}_{\gamma^{4}\Gamma}} and 𝒪γ4ΓMS¯\mathcal{R}^{\overline{\mathrm{MS}}}_{\mathcal{O}_{\gamma^{4}\Gamma}} at all orders in perturbation theory (up to discretization artifacts). The quasi beam function renormalization factor is related to the TMDPDF renormalization factor 𝒵γ4ΓMS¯\mathcal{Z}^{\overline{\mathrm{MS}}}_{\gamma^{4}\Gamma} in Eq. (II) as

𝒵γ4ΓMS¯(μ,bz,a)=Z𝒪γ4ΓMS¯(μ,bz,bT,a,η)ZSMS¯(μ,bT,a,η),\displaystyle\mathcal{Z}_{\gamma^{4}\Gamma}^{\overline{\mathrm{MS}}}(\mu,b^{z}\!,a)=Z_{\mathcal{O}_{\gamma^{4}\Gamma}}^{\overline{\mathrm{MS}}}(\mu,b^{z}\!,b_{T},a,\eta)Z_{S}^{\overline{\mathrm{MS}}}(\mu,b_{T},a,\eta), (8)

where ZSMS¯Z_{S}^{\overline{\mathrm{MS}}} renormalizes the quasi soft factor Δ~S\tilde{\Delta}_{S}. The η\eta and bTb_{T}-dependence on the right-hand side of Eq. (8) describes linear power divergences proportional to η/a\eta/a and bT/ab_{T}/a which cancel between the two terms.

To ensure that the matching factor 𝒪γ4ΓMS¯\mathcal{R}^{\overline{\mathrm{MS}}}_{\mathcal{O}_{\gamma^{4}\Gamma}} is in the perturbative region, both Z𝒪γ4ΓRI/MOMZ^{\mathrm{RI}^{\prime}\mathrm{/MOM}}_{\mathcal{O}_{\gamma^{4}\Gamma}} and 𝒪γ4ΓMS¯\mathcal{R}^{\overline{\mathrm{MS}}}_{\mathcal{O}_{\gamma^{4}\Gamma}} should be computed at a scale bTRΛQCD1b_{T}^{R}\ll\Lambda_{\rm QCD}^{-1}. In Eq. (6), this scale is taken to be distinct from bT\vec{b}_{T} which is associated with the staple geometry of the operator defining the bare quasi beam function. As a result, Z𝒪γ4ΓMS¯Z_{\mathcal{O}_{\gamma^{4}\Gamma}}^{\overline{\mathrm{MS}}} cannot completely cancel the ultraviolet (UV) divergence in the bare quasi beam function, and remnant linear divergences |bTbTR|/a\sim|b_{T}-b_{T}^{R}|/a appear in Eq. (6). The factor R~\tilde{R} is included to cancel such divergences. One possible choice of R~\tilde{R} is Shanahan et al. (2019)

R~(bT,bTR,a,η)=Z𝒪γ4γ4RI/MOM(pR=p~R,bz=0,bT,a,η)Z𝒪γ4γ4RI/MOM(pR=p~R,bz=0,bTR,a,η),\displaystyle\tilde{R}(b_{T},b_{T}^{R},a,\eta)=\frac{{Z}_{\mathcal{O}_{\gamma^{4}\gamma^{4}}}^{\mathrm{RI}^{\prime}\mathrm{/MOM}}(p_{R}=\tilde{p}_{R},b^{z}=0,\vec{b}_{T},a,\eta)}{{Z}_{\mathcal{O}_{\gamma^{4}\gamma^{4}}}^{\mathrm{RI}^{\prime}\mathrm{/MOM}}(p_{R}=\tilde{p}_{R},b^{z}=0,\vec{b}_{T}^{R},a,\eta)}\,, (9)

defined for a fixed choice of p~R\tilde{p}_{R}, and of the directions of bT\vec{b}_{T} and bTR\vec{b}^{R}_{T}. An alternative choice of R~\tilde{R} is defined and used in Ref. Ebert et al. (2020).

In terms of the modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam functions, the Collins-Soper kernel may be computed as

γζq(μ,bT)=1ln(P1z/P2z)ln[CnsTMD(μ,xP2z)CnsTMD(μ,xP1z)\displaystyle\gamma^{q}_{\zeta}(\mu,b_{T})=\frac{1}{\ln(P^{z}_{1}/P^{z}_{2})}\ln\Biggr{[}\frac{C^{\mathrm{TMD}}_{\text{ns}}(\mu,xP_{2}^{z})}{C^{\mathrm{TMD}}_{\text{ns}}(\mu,xP_{1}^{z})}
×dbzeibzxP1zP1zlima0ηBγ4MS¯(μ,bz,bT,a,η,P1z)dbzeibzxP2zP2zlima0ηBγ4MS¯(μ,bz,bT,a,η,P2z)]\displaystyle\!\times\!\frac{\int\!\mathrm{d}b^{z}e^{-ib^{z}\!xP_{1}^{z}}P_{1}^{z}\lim_{\begin{subarray}{c}a\to 0\\ \eta\to\infty\end{subarray}}B^{\overline{\mathrm{MS}}}_{\gamma^{4}}(\mu,b^{z},\vec{b}_{T},a,\eta,P_{1}^{z})}{\int\!\mathrm{d}b^{z}e^{-ib^{z}\!xP_{2}^{z}}\!P_{2}^{z}\lim_{\begin{subarray}{c}a\to 0\\ \eta\to\infty\end{subarray}}B^{\overline{\mathrm{MS}}}_{\gamma^{4}}(\mu,b^{z},\vec{b}_{T},a,\eta,P_{2}^{z})}\Biggr{]}
+𝒪(1(xPzbT)2,ΛQCD2(xPz)2).\displaystyle\qquad\qquad+{\cal O}\Big{(}{1\over(xP^{z}b_{T})^{2}}\,,{\Lambda_{\rm QCD}^{2}\over(xP^{z})^{2}}\Big{)}\,. (10)

Since Δ~S\tilde{\Delta}_{S} and its renormalization factor ZSMS¯Z_{S}^{\overline{\mathrm{MS}}}, as well as the factor R~\tilde{R} included in the definition of Bγ4MS¯B^{\overline{\mathrm{MS}}}_{\gamma^{4}}, are independent of bzb^{z}, this expression is equivalent to that in Eq. (II). The specific choice of R~\tilde{R} (including the choices of p~R\tilde{p}_{R} and bT\vec{b}_{T} and bTR\vec{b}^{R}_{T} orientations) does not affect the value of γζq\gamma^{q}_{\zeta}.

III Numerical study

The Collins-Soper kernel is computed via Eq. (II) in a lattice QCD calculation with four dynamical quark flavors, using an ensemble of gauge field configurations generated by the MILC collaboration with the one-loop Symanzik improved gauge action and the highly improved staggered quark action. A single ensemble is studied, with a lattice volume of L3×T=483×64L^{3}\times T=48^{3}\times 64, a lattice spacing corresponding to a=0.12a=0.12 fm, and sea quark masses tuned to approximately match the physical quark masses in nature; see Ref. Bazavov et al. (2013) for further details of the ensemble generation. Calculations are performed in a partially-quenched mixed-action setup, with the tree-level 𝒪(a)\mathcal{O}(a)-improved Wilson clover fermion action used for the valence quarks, with κ=0.1241\kappa=0.1241 tuned such that the pion mass is mπ=538(1)m_{\pi}=538(1) MeV. The gauge fields used in the calculation have been subjected to Wilson flow to flow-time 𝔱=1.0\mathfrak{t}=1.0 Lüscher (2010), to enhance the signal-to-noise ratio in the numerical results111Note that the flowed gauge fields were also used for constructing \not{D}.. The following sections detail the computation of each element of γζq\gamma^{q}_{\zeta}.

III.1 Bare quasi beam functions

Quasi beam functions in a pion external state are computed from ratios of three-point and two-point correlation functions:

Γ(t,τ,bμ,a,η,Pz)\displaystyle\mathcal{R}_{\Gamma}(t,\tau,b^{\mu},a,\eta,P^{z})
=C3ptΓ,u(t,τ,bμ,a,η,Pzez)C3ptΓ,d(t,τ,bμ,a,η,Pzez)C2pt(t,Pzez)\displaystyle\qquad=\frac{C_{\text{3pt}}^{\Gamma,u}(t,\tau,b^{\mu},a,\eta,P^{z}\vec{e}_{z})-C_{\text{3pt}}^{\Gamma,d}(t,\tau,b^{\mu},a,\eta,P^{z}\vec{e}_{z})}{C_{\text{2pt}}(t,P^{z}\vec{e}_{z})}
tτ0BΓbare(bz,bT,a,η,Pz)+,\displaystyle\qquad\xrightarrow{t\gg\tau\gg 0}B^{\text{bare}}_{\Gamma}(b^{z},\vec{b}_{T},a,\eta,P^{z})+\ldots, (11)

where

C3ptΓ,i(t,τ,bμ,a,η,P=Pzez)\displaystyle C_{\text{3pt}}^{\Gamma,i}(t,\tau,b^{\mu},a,\eta,\vec{P}=P^{z}\vec{e}_{z})
=x,zeiPx0|πP,S(x,t)𝒪Γi(bμ,(z,τ),η)πP,S(0)|0\displaystyle\ =\sum_{\vec{x},\vec{z}}e^{i\vec{P}\cdot\vec{x}}\langle 0|\pi_{\vec{P},S}(\vec{x},t)\mathcal{O}^{i}_{\Gamma}(b^{\mu},(\vec{z},\tau),\eta)\pi_{\vec{P},S}^{\dagger}(0)|0\rangle
tτ0ZP4aEP2eEPtB~iΓ(bz,bT,a,η,Pz)+\displaystyle\xrightarrow{t\gg\tau\gg 0}\frac{Z_{\vec{P}}}{4aE^{2}_{\vec{P}}}e^{-E_{\vec{P}}t}\tilde{B}^{\Gamma}_{i}(b^{z},\vec{b}_{T},a,\eta,P^{z})+\ldots (12)

and

C2pt(t,P)\displaystyle C_{\text{2pt}}(t,\vec{P}) =xeiPx0|πP,S(x,t)πP,S(0)|0\displaystyle=\sum_{\vec{x}}e^{i\vec{P}\cdot\vec{x}}\langle 0|\pi_{\vec{P},S}(\vec{x},t)\pi_{\vec{P},S}^{\dagger}(0)|0\rangle
t0ZP2aEPeEPt+.\displaystyle\overset{t\gg 0}{\longrightarrow}\frac{Z_{\vec{P}}}{2aE_{\vec{P}}}e^{-E_{\vec{P}}t}+\ldots. (13)

In the construction of the correlation functions, momentum-smeared interpolating operators πP,S(x,t)=u¯S(P/2)(x,t)γ5dS(P/2)(x,t)\pi_{\vec{P},S}(\vec{x},t)=\overline{u}_{S(\vec{P}/2)}(\vec{x},t)\gamma_{5}d_{S(\vec{P}/2)}(\vec{x},t) are built from quasi local smeared quark fields qS(P)(x,t)q_{S(\vec{P})}(\vec{x},t) constructed with 50 steps of iterative Gaussian momentum-smearing Bali et al. (2016) with smearing radius ε=0.2\varepsilon=0.2. ZPZ_{\vec{P}} denotes the combination of overlap factors for the source and sink interpolating operators.

Two and three-point functions are constructed for three choices of pion boost P=Pzez\vec{P}=P^{z}\vec{e}_{z}, with Pz=nz2π/LP^{z}=n^{z}2\pi/L for nz{3,5,7}n_{z}\in\{3,5,7\}. An effective energy function that asymptotes to EPE_{\vec{P}} can be defined as

EPeff(t)\displaystyle E^{\text{eff}}_{\vec{P}}(t) =1aarccosh(C2pt(t+a,P)+C2pt(ta,P)2C2pt(t,P))\displaystyle=\frac{1}{a}\text{arccosh}{\left({\frac{C_{\text{2pt}}(t+a,\vec{P})+C_{\text{2pt}}(t-a,\vec{P})}{2C_{\text{2pt}}(t,\vec{P})}}\right)}
t0EP+,\displaystyle\overset{t\gg 0}{\longrightarrow}E_{\vec{P}}+\ldots, (14)

where the ellipses denote exponentially-suppressed corrections from excited states. This function is shown for the ensemble investigated here in Fig. 2, including the results of fits to the two-point correlation functions. The fits are performed as described in Appendix A of Ref. Shanahan et al. (2020), with the number of states in each fit chosen by maximizing an information criterion, and different choices of fit range sampled and combined in a weighted average. The relative deviations in the extracted energies from the continuum dispersion relation EP=mπ2+|P|2E_{\vec{P}}=\sqrt{m_{\pi}^{2}+|\vec{P}|^{2}} are at most 5% for all momenta studied, increasing with increasing |P||\vec{P}|, but consistent with the expected size of lattice artifacts.

Refer to caption
Figure 2: Effective energy function defined in Eq. (III.1) for pion states boosted in the z^\hat{z}-direction with Pz=nz2π/LP^{z}=n^{z}2\pi/L. Shaded bands display the result of single-exponential fits to the two-point correlation functions with the largest two momenta, and two-exponential fits to those with the smallest two momenta, obtained as described in the text.
nzn_{z} PzP^{z} [GeV] η/a\eta/a nsrcn_{\text{src}} ncfgn_{\text{cfg}}
3 0.65 {12,14} 4 96
3 0.65 23 16 100
5 1.1 {12,14} 4 449
7 1.5 {12,14} 16 596
Table 1: Quasi beam functions are computed for nsrcn_{\text{src}} source locations on each of ncfgn_{\text{cfg}} configurations for each pion boost PzP^{z}. Matrix elements of operators with staple widths bT\vec{b}_{T} in the positive x^\hat{x} direction with 0|bT|η0\leq|b_{T}|\leq\eta and asymmetries ηbzη-\eta\leq b^{z}\leq\eta are computed.

The ratio Γ\mathcal{R}_{\Gamma} defined in Eq. (11) is constructed for all Dirac structures Γ\Gamma and a range of operators with different staple widths and asymmetries, detailed in Table 1. As indicated, the number of measurements is varied for the different boost momenta, to partially compensate for the differences in statistical noise. All ratios are computed for sink times t{7,9,11,13}t\in\{7,9,11,13\} and with all operator insertion times τ\tau such that 0<τ<t0<\tau<t. The fitting procedure used to determine BΓbareB^{\text{bare}}_{\Gamma} at each set of parameters is precisely the same procedure as detailed in Appendix A of Ref. Shanahan et al. (2020). Several examples of the fits in tt and τ\tau used to extract the quasi beam functions are shown in Appendix A. An example of the resulting bare quasi beam functions, for particular choices of bTb_{T} and η\eta, is shown in Fig. 3. Additional examples are provided in Appendix B.

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Figure 3: An example of a bare quasi beam function, computed as described in the text, for bT/a=1b_{T}/a=1 and η/a=14\eta/a=14. Further examples are included in Appendix B.

III.2 Non-perturbative renormalization

Computing the modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam function BΓMS¯B^{\overline{\mathrm{MS}}}_{\Gamma} by Eq. (6) requires, in addition to the bare quasi beam functions, the RI/MOM\mathrm{RI}^{\prime}\mathrm{/MOM} renormalization factor Z𝒪γ4ΓRI/MOMZ^{\mathrm{RI}^{\prime}\mathrm{/MOM}}_{\mathcal{O}_{\gamma^{4}\Gamma}}. This factor enters the calculation of the renormalized quasi beam function both through the renormalization itself (Eq. (7)) and in the computation of the factor R~\tilde{R} (Eq. (9)). The calculation of the nonperturbative renormalization undertaken here follows closely the presentation of Ref. Shanahan et al. (2019).

The matrix Z𝒪ΓΓRI/MOMZ^{\text{$\mathrm{RI}^{\prime}\mathrm{/MOM}$}}_{\mathcal{O}_{\Gamma\Gamma^{\prime}}} is defined by the renormalization condition

Zq1(pR)Z𝒪ΓΓRI/MOM(pR)Λαβ𝒪Γ(p)|pμ=pRμ=Λαβ𝒪Γ;tree(p),Z_{q}^{-1}(p_{R})Z^{\text{$\mathrm{RI}^{\prime}\mathrm{/MOM}$}}_{\mathcal{O}_{\Gamma\Gamma^{\prime}}}(p_{R})\Lambda^{\mathcal{O}_{\Gamma^{\prime}}}_{\alpha\beta}(p)\big{|}_{p^{\mu}=p^{\mu}_{R}}=\Lambda_{\alpha\beta}^{\mathcal{O}_{\Gamma};\text{tree}}(p)\,, (15)

where dependence on the lattice spacing is left implicit and Λ𝒪Γ;(tree)\Lambda^{\mathcal{O}_{\Gamma};(\text{tree})} denotes the bare (tree-level) amputated Green’s function of the operator 𝒪Γ\mathcal{O}_{\Gamma} defined in Eq. (4) in an off-shell quark state in the Landau gauge:

Λ𝒪Γ(p)=S1(p)G𝒪Γ(p)S1(p).\Lambda^{\mathcal{O}_{\Gamma}}(p)=S^{-1}(p)G^{\mathcal{O}_{\Gamma}}(p)S^{-1}(p)\,. (16)

Here S(p)S(p) is the quark propagator projected to momentum pp:

Sαβ(p,x)\displaystyle S_{\alpha\beta}(p,x) =yeipyqα(x)q¯β(y),\displaystyle=\sum_{y}e^{-ip\cdot y}\langle q_{\alpha}(x)\bar{q}_{\beta}(y)\rangle, (17)
Sαβ(p)\displaystyle S_{\alpha\beta}(p) =1VxeipxSαβ(p,x),\displaystyle=\frac{1}{V}\sum_{x}e^{ip\cdot x}S_{\alpha\beta}(p,x), (18)

and G𝒪ΓG^{\mathcal{O}_{\Gamma}} denotes the non-amputated quark-quark Green’s function with one insertion of 𝒪Γ\mathcal{O}_{\Gamma}, which implicitly depends on the geometry of the staple-shaped Wilson line defining the operator:

Gαβ𝒪Γ(p)\displaystyle G^{\mathcal{O}_{\Gamma}}_{\alpha\beta}(p) =1Vx,y,zeip(xy)qα(x)𝒪Γ(z+b,z)q¯β(y),\displaystyle=\ \frac{1}{V}\sum_{x,y,z}{\rm e}^{{\mathrm{i}}p\cdot(x-y)}\langle q_{\alpha}(x)\mathcal{O}_{\Gamma}(z+b,z)\bar{q}_{\beta}(y)\rangle,
=1Vzγ5S(p,b+z)γ5W~(η;b+z,z)Γ2S(p,z)αβ,\displaystyle=\ \frac{1}{V}\sum_{z}\langle\!\gamma_{5}S^{\dagger}(p,\!b+z)\gamma_{5}\widetilde{W}(\eta;b+z,\!z)\frac{\Gamma}{2}S(p,\!z)\!\rangle_{\alpha\beta}, (19)

where V=L3×TV=L^{3}\times T is the lattice volume. The quark wavefunction renormalization ZqZ_{q} is defined as

Zq(pR)S(p)|p2=pR2=Stree(p)\displaystyle Z_{q}(p_{R})S(p)\big{|}_{p^{2}=p_{R}^{2}}=S^{\text{tree}}(p)
\displaystyle\implies Zq(pR)=112Tr[S1(p)Stree(p)]|p2=pR2\displaystyle Z_{q}(p_{R})=\ \frac{1}{12}\text{Tr}\left[S^{-1}(p)S^{\text{tree}}(p)\right]\bigg{|}_{p^{2}=p_{R}^{2}} (20)
=Tr[iλγλsin(apλ)S1(p)]12λsin2(apλ)|p2=pR2.\displaystyle\hphantom{Z_{q}(p_{R})}=\ \frac{{\rm Tr}\left[{\rm i}\sum_{\lambda}\gamma_{\lambda}\sin(ap_{\lambda})S^{-1}(p)\right]}{12\sum_{\lambda}\sin^{2}(ap_{\lambda})}\bigg{|}_{p^{2}=p_{R}^{2}}.

From Eq. (15), the matrix of RI/MOM\mathrm{RI}^{\prime}\mathrm{/MOM} renormalization factors may be computed as

(Z𝒪ΓΓRI/MOM(pR))1=𝒱𝒪ΓΓ(p)6eipRbZq(pR)|pμ=pRμ,\left(Z^{\text{$\mathrm{RI}^{\prime}\mathrm{/MOM}$}}_{\mathcal{O}_{\Gamma\Gamma^{\prime}}}(p_{R})\right)^{-1}=\frac{\mathcal{V}^{\mathcal{O}_{\Gamma\Gamma^{\prime}}}(p)}{6e^{ip_{R}\cdot b}Z_{q}(p_{R})}\bigg{|}_{p^{\mu}=p^{\mu}_{R}}, (21)

where bμb^{\mu} denotes the separation of the endpoints of the nonlocal operator 𝒪Γ\mathcal{O}_{\Gamma}, the projected vertex function is defined as

𝒱𝒪ΓΓ(p)Tr[Λ𝒪Γ(p)Γ],\mathcal{V}^{\mathcal{O}_{\Gamma\Gamma^{\prime}}}(p)\equiv\text{Tr}\left[\Lambda^{\mathcal{O}_{\Gamma}}(p)\Gamma^{\prime}\right], (22)

and the replacement

Tr[Λ𝒪Γ;tree(pR)Γ]=6eipRbδΓΓ\displaystyle\text{Tr}\left[\Lambda^{\mathcal{O}_{\Gamma};\text{tree}}(p_{R})\Gamma^{\prime}\right]=6e^{ip_{R}\cdot b}\delta^{\Gamma\Gamma^{\prime}} (23)

has been made. It should be noted that since the operator 𝒪Γq\mathcal{O}^{q}_{\Gamma} is nonlocal and frame dependent, different directions in pRμp_{R}^{\mu} constitute different renormalization schemes, related by finite renormalization factors. As such, Z𝒪ΓΓRI/MOMZ^{\text{$\mathrm{RI}^{\prime}\mathrm{/MOM}$}}_{\mathcal{O}_{\Gamma\Gamma^{\prime}}} depends on pRμp_{R}^{\mu} itself rather than only on its magnitude, which acts as the renormalization scale.

The complete 16×1616\times 16 matrix of RI/MOM\mathrm{RI}^{\prime}\mathrm{/MOM} renormalization factors Z𝒪ΓΓRI/MOMZ^{\mathrm{RI}^{\prime}\mathrm{/MOM}}_{\mathcal{O}_{\Gamma\Gamma^{\prime}}} is computed for the same set of operator geometries defined in Table 1, on ncfg=50n_{\text{cfg}}=50 gauge field configurations. For all operator geometries with η/a{12,14}\eta/a\in\{12,14\}, the renormalization factors are computed for a range of four-momenta tabulated in Tab. 2, to enable an investigation of residual dependence on the renormalization scale (which would be canceled by an all-orders matching to the MS¯\overline{\mathrm{MS}} scheme) and discretization artifacts. For operator geometries with η/a=23\eta/a=23, only the four-momentum with nμ=(12,12,12,12)n^{\mu}=(12,12,12,12) is used. An example of the resulting RI/MOM\mathrm{RI}^{\prime}\mathrm{/MOM} renormalization matrices is shown in Fig. 4, which displays a subset of the off-diagonal renormalization factors normalized relative to the diagonal components:

𝒪Γ𝒫RI/MOM\displaystyle\mathcal{M}^{\text{$\mathrm{RI}^{\prime}\mathrm{/MOM}$}}_{\mathcal{O}_{\Gamma\mathcal{P}}}\equiv Abs[Z𝒪Γ𝒫RI/MOM]116iAbs[Z𝒪ΓiΓiRI/MOM],\displaystyle\frac{\text{Abs}[Z^{\text{$\mathrm{RI}^{\prime}\mathrm{/MOM}$}}_{\mathcal{O}_{\Gamma\mathcal{P}}}]}{\frac{1}{16}\sum_{i}\text{Abs}[Z^{\text{$\mathrm{RI}^{\prime}\mathrm{/MOM}$}}_{\mathcal{O}_{\Gamma_{i}\Gamma_{i}}}]}\,, (24)

computed for quark bilinear operators with straight Wilson lines and a particular choice of momentum.

nμn^{\mu} p2\sqrt{p^{2}} [GeV] pzp^{z} [GeV] p[4]/(p2)2p^{[4]}/(p^{2})^{2}
(6,6,6,6) 2.5 1.3 0.26
(6,6,6,9) 2.7 1.3 0.26
(6,6,6,12) 3.0 1.3 0.30
(8,8,8,8) 3.3 1.7 0.26
(8,8,8,12) 3.6 1.7 0.26
(8,8,8,16) 4.0 1.7 0.30
(12,12,12,12) 4.9 2.6 0.26
(12,12,12,18) 5.4 2.6 0.25
Table 2: Four-momenta used in the calculation of nonperturbative renormalization factors as described in the text, where pμp^{\mu} is the four-momentum in physical units corresponding to nμn^{\mu} in lattice units. The H(4) invariant p[4]p^{[4]} is defined as p[4]=μ=14pμ4p^{[4]}=\sum_{\mu=1}^{4}p_{\mu}^{4}.
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Figure 4: Submatrix of the RI/MOM\mathrm{RI}^{\prime}\mathrm{/MOM} mixing matrix 𝒪Γ𝒫RI/MOM\mathcal{M}^{\text{$\mathrm{RI}^{\prime}\mathrm{/MOM}$}}_{\mathcal{O}_{\Gamma\mathcal{P}}}, defined in Eq. (24), computed for quark bilinear operators with straight Wilson lines (bT=0b_{T}=0) with various extents bzb^{z}, for momentum nν=(12,12,12,12)n^{\nu}=(12,12,12,12) in lattice units. Points representing Dirac structures in the upper triangle of the mixing matrix are slightly offset on the horizontal axis for clarity.

The MS¯\overline{\mathrm{MS}} renormalization factors are computed via Eq. (7) from the RI/MOM\mathrm{RI}^{\prime}\mathrm{/MOM} renormalization matrices and the perturbative matching factor 𝒪γ4ΓMS¯\mathcal{R}^{\overline{\mathrm{MS}}}_{\mathcal{O}_{\gamma^{4}\Gamma}}, calculated at next-to-leading order in continuum perturbation theory with dimensional regularization (D=42ϵD=4-2\epsilonConstantinou et al. (2019); Ebert et al. (2020). In this work, the scale p~R\tilde{p}_{R} is set to 4.9 GeV. Examples of the resulting MS¯\overline{\mathrm{MS}} renormalization factors are presented in Figs. 5 and 6. This renormalization is independent of pRp_{R} up to discretization artifacts, two-loop perturbative matching corrections which are neglected here, and nonperturbative effects that vanish at asymptotically large pR2p^{2}_{R}. While in principle one might fit to results generated at different pRp_{R} values to constrain discretization effects, this is not feasible with the data generated here, and the covariance matrices for the nonlocal operators cannot be reliably estimated. The renormalization constants computed with nμ=(12,12,12,12)n^{\mu}=(12,12,12,12) are thus taken as best-estimates and used in the further analysis of the Collins-Soper kernel. For those operator structures where the RI/MOM\mathrm{RI}^{\prime}\mathrm{/MOM} renormalization factors have been computed at other choices of pRp_{R}, this yields indistinguishable results for the Collins-Soper kernel compared with results obtained using the weighted averaging procedure over momenta which is employed in Ref. Shanahan et al. (2019). The components of 𝒪Γ𝒫RI/MOM\mathcal{M}^{\text{$\mathrm{RI}^{\prime}\mathrm{/MOM}$}}_{\mathcal{O}_{\Gamma\mathcal{P}}} are of similar magnitude for both Γ{γ3,γ4}\Gamma\in\{\gamma^{3},\gamma^{4}\}, which is consistent with the conclusion of Ref. Ji et al. (2021) but is in contrast with the results of Refs. Constantinou et al. (2019); Green et al. (2020) which predict no mixing effects for Γ=γ3\Gamma=\gamma^{3} at 𝒪(a0){\cal O}(a^{0}). The quasi beam functions with both Dirac structures are thus treated on equal footing in this work.

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Figure 5: Example of numerical results for Z𝒪γ4γ4RI/MOMZ^{\text{$\mathrm{RI}^{\prime}\mathrm{/MOM}$}}_{\mathcal{O}_{\gamma^{4}\gamma^{4}}} (orange circles) and Z𝒪γ4γ4MS¯Z^{\overline{\mathrm{MS}}}_{\mathcal{O}_{\gamma^{4}\gamma^{4}}} (blue squares), computed using the different values of pRp_{R} given in Table 2, for operator geometry η/a=14\eta/a=14, bz/a=3b^{z}/a=3, bT/a=3b_{T}/a=3, at renormalization scale μ=2\mu=2 GeV. The blue shaded band shows the value used in further analysis, obtained as described in the text.
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(a)
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(b)
Figure 6: Diagonal MS¯\overline{\text{MS}} renormalization factors Z𝒪γ4γ4MS¯Z^{\overline{\text{MS}}}_{\mathcal{O}_{\gamma^{4}\gamma^{4}}}, computed for operator geometry η/a=14\eta/a=14 and various values of bTb_{T} and bzb^{z}, at renormalization scale μ=2\mu=2 GeV.

III.3 Renormalized quasi beam functions

Modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam functions are computed via Eq. (6) from the bare quasi beam functions and MS¯\overline{\mathrm{MS}} renormalization factors calculated as described in Secs. III.1 and  III.2; the uncertainties of the two components are combined in quadrature. While for clarity all equations in this section are expressed for renormalized quasi beam functions defined with the Dirac structure γ4\gamma^{4}, both Bγ4MS¯B^{\overline{\mathrm{MS}}}_{\gamma^{4}} and Bγ3MS¯B^{\overline{\mathrm{MS}}}_{\gamma^{3}} are computed and analyzed independently.

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(a) Example of the bzb^{z}-dependence of the asymmetry in the renormalized quasi beam functions for a fixed choice of operator geometry with η/a=14\eta/a=14, bT/a=1b_{T}/a=1.
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(b) Example of the bTb_{T}-dependence of the asymmetry parameter Δ=V(bT)+V(bTR)\Delta=-V(b_{T})+V(b_{T}^{R}) for operators with η/a=14\eta/a=14, fit to renormalized quasi beam functions Bγ4MS¯B^{\overline{\mathrm{MS}}}_{\gamma^{4}} as described in the text. The approximate linear dependence of Δ\Delta on bTb_{T} can be explained by a linear term in V(bT)V(b_{T}); the approximate independence on nzn^{z} is expected, as V(bT)V(b_{T}) should be independent of the external state.
Figure 7: Illustration of the asymmetry in the renormalized quasi beam functions computed in this work; additional examples are provided in Appendix B.

The real and imaginary parts of the renormalized quasi beam functions should be symmetric and antisymmetric functions of bzb^{z} respectively in the η\eta\rightarrow\infty limit. The numerical results obtained in this work, however, show significant departures from these expectations at finite η\eta as was also observed in the quenched calculation of Ref. Shanahan et al. (2019). The bzb^{z}-dependence of the asymmetry in the absolute value of the renormalized quasi beam functions is illustrated in Fig. 7a. This asymmetry can be understood as an incomplete cancellation of the Wilson-line self-energy correction proportional to eV(bT)bze^{-V(b_{T})\,b^{z}} between the MS¯\overline{\mathrm{MS}} renormalization factor and the bare quasi beam function, where V(bT)V(b_{T}) is the static quark-antiquark potential at distance bTb_{T}. Such an effect yields a bzb^{z}-dependent asymmetry proportional to eΔbze^{-\Delta b^{z}}, depending on an asymmetry parameter Δ=V(bT)+V(bTR)\Delta=-V(b_{T})+V(b_{T}^{R}). This is in fact a good model of the asymmetry observed in the numerical calculations of this work; fits of |Bγ4MS¯(μ,bz,bT,a,η,Pz)|/|Bγ4MS¯(μ,bz,bT,a,η,Pz)||B^{\overline{\mathrm{MS}}}_{\gamma^{4}}(\mu,-b^{z},\vec{b}_{T},a,\eta,P^{z})|/|B^{\overline{\mathrm{MS}}}_{\gamma^{4}}(\mu,b^{z},\vec{b}_{T},a,\eta,P^{z})| (and the analogous expression constructed from Bγ3MS¯B^{\overline{\mathrm{MS}}}_{\gamma^{3}}) to this functional form, fit separately for fixed values of bTb_{T}, η\eta, and PzP^{z}, achieve acceptable goodness-of-fit with an average χ2/d.o.f.=0.56\chi^{2}/\text{d.o.f.}=0.56. These fits, and the resulting values of the asymmetry parameter Δ\Delta, are illustrated in Fig. 7 and in Appendix B. Asymmetry-corrected modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam functions are thus defined as

Bγ4MS¯;corr(μ,bz,\displaystyle B^{\overline{\mathrm{MS}};\text{corr}}_{\gamma^{4}}(\mu,b^{z}, bT,a,η,Pz)=eΔ(bT,a,η,Pz)|bz|\displaystyle\vec{b}_{T},a,\eta,P^{z})=\ e^{\Delta(\vec{b}_{T},a,\eta,P^{z})|b^{z}|}
×(Re\displaystyle\times\left(\text{Re}\vphantom{B^{\overline{\mathrm{MS}}}_{\gamma^{4}}}\right. [Bγ4MS¯(μ,|bz|,bT,a,η,Pz)]\displaystyle\!\!\left[B^{\overline{\mathrm{MS}}}_{\gamma^{4}}(\mu,|b^{z}|,\vec{b}_{T},a,\eta,P^{z})\right]
+\displaystyle+ sign(bz)Im[Bγ4MS¯(μ,|bz|,bT,a,η,Pz)]).\displaystyle\left.\text{sign}(b^{z})\,\text{Im}\!\!\left[B^{\overline{\mathrm{MS}}}_{\gamma^{4}}(\mu,|b^{z}|,\vec{b}_{T},a,\eta,P^{z})\right]\right). (25)

Here, the uncertainties in the factor eΔ|bz|e^{\Delta|b^{z}|} and the quasi beam functions are added in quadrature and, after asymmetry correction, the more precise results for beam functions with bz>0b^{z}>0 (which involve shorter Wilson lines) are mirrored to bz<0b^{z}<0. An example of the modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam functions before and after asymmetry correction is given in Fig. 8.

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(a)
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(b)
Figure 8: Comparison of an example of the modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam functions before (gray) and after (color) asymmetry correction via Eq. (25), for beams functions computed with operator geometry η/a=14\eta/a=14, bT/a=1b_{T}/a=1.
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(a)
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(b)
Figure 9: Example of the asymmetry-corrected modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam function Bγ4MS¯;corrB^{\overline{\mathrm{MS}};\text{corr}}_{\gamma^{4}} defined in Eq. (6). The horizontal shaded bands show the results of weighted averages of this quantity over choices of bTRb_{T}^{R} and η\eta (as a function of bzb^{z}, bTb_{T}, and PzP^{z}), as described in the text.

It is expected that the renormalized beam functions should be independent of the matching scale bTRb_{T}^{R}. This expectation is satisfied within uncertainties for the numerical investigations of this work as illustrated in Fig. 9; for use in the calculation of the Collins-Soper kernel, a weighted average Aoki et al. (2020) over possible choices of bTRb_{T}^{R} in the window abTRΛQCD1a\ll b_{T}^{R}\ll\Lambda_{\text{QCD}}^{-1} is thus implemented, performed precisely as detailed in Appendix C of Ref. Shanahan et al. (2020). Similarly, the asymmetry-corrected renormalized quasi beam functions do not depend on η\eta within uncertainties, and the formal extrapolation to η\eta\rightarrow\infty is implemented with an analogous weighted average. The resulting averaged values of the asymmetry-corrected modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam function are denoted by B¯γ4MS¯(μ,bz,bT,Pz)\overline{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}}(\mu,b^{z},b_{T},P^{z}), and have no dependence on η\eta or bTRb^{R}_{T}; the dependence on aa is also dropped in this notation, as a single lattice spacing is used in this numerical study. Figures showing B¯γ4MS¯\overline{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}} and B¯γ3MS¯\overline{B}^{\overline{\mathrm{MS}}}_{\gamma^{3}} are provided in Appendix B. The contributions to these quantities from mixing between operators with different Dirac structures is generally found to be less than 10%10\%; see Fig. 10 for an illustration. Additional examples are provided in Appendix B.

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(a)
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(b)
Figure 10: Percentage contribution to the renormalized quasi beam functions from mixing of operators with different Dirac structures. Note that the ratios shown are outside of the plot range near the nodes of the beam functions; in this example the maximum mixing that is resolved from zero at greater than 2σ2\sigma is 0.32(5)0.32(5), and occurs in the real component of the beam function for nz=5n_{z}=5, bz/a=5b_{z}/a=5.

III.4 Collins-Soper kernel

To determine the Collins-Soper kernel via Eq. (II) from the averaged asymmetry-corrected modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam functions B¯γ4MS¯\overline{B}_{\gamma^{4}}^{\overline{\mathrm{MS}}} and B¯γ3MS¯\overline{B}_{\gamma^{3}}^{\overline{\mathrm{MS}}}, defined in the previous section, requires a Fourier transform of the quasi beam functions in bzb^{z}. As is clear from Fig. 23, however, the bzb^{z}-range of the data is not sufficient for the tails of the quasi beam functions at large |bz||b^{z}| to decay to plateaus consistent with zero, particularly at the largest bTb_{T} and smallest PzP^{z} values used in this numerical study. As such, it is to be expected that a discrete Fourier transform (DFT) will have significant systematic uncertainties from the truncation of the data in PzbzP^{z}b^{z}; details of a DFT analysis of the quasi beam functions are presented in Appendix C. Instead, Fourier transforms are taken after fitting the quasi beam functions to functional forms that allow extrapolation in bzb^{z}. This approach trades the systematic uncertainties of a DFT for model-dependence in the fit form used to extrapolate the quasi beam functions. While this model-dependence is difficult to quantify rigorously, this approach allows the physical expectation that the quasi beam functions should decay smoothly at large |bz||b^{z}| to be incorporated (a DFT effectively models the beam functions as zero outside the bzb^{z}-range in which lattice QCD results are computed).

In particular, the quasi beam functions are modeled as a sum of polynomials in bzb^{z} times Gaussian functions, which provide an appropriate basis, since it is expected that the quasi beam functions should be analytic functions of bzb^{z} (the bz0b^{z}\to 0 limit at fixed bTb_{T} does not introduce additional divergences), and yield high-quality fits with few free parameters. Specifically, for each choice of bTb_{T} and PzP^{z}, the real and imaginary parts of the quasi beam function B¯γ4MS¯\overline{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}} (and independently B¯γ3MS¯\overline{B}^{\overline{\mathrm{MS}}}_{\gamma^{3}}) are fit with even and odd functions of bzb^{z} respectively, defined as

fRe(σ,{rn};bz)\displaystyle f_{\text{Re}}(\sigma,\{r_{n}\};b^{z}) =exp[(bz)2/(2σ2)]n=0nmaxrn(bz)2n\displaystyle=\text{exp}[-(b^{z})^{2}/(2\sigma^{2})]\sum_{n=0}^{n_{\text{max}}}r_{n}(b^{z})^{2n} (26)
fIm(σ,{rn};bz)\displaystyle f_{\text{Im}}(\sigma,\{r_{n}\};b^{z}) =exp[(bz)2/(2σ2)]n=0nmaxin(bz)2n+1.\displaystyle=\text{exp}[-(b^{z})^{2}/(2\sigma^{2})]\sum_{n=0}^{n_{\text{max}}}i_{n}(b^{z})^{2n+1}. (27)

The value of nmaxn_{\text{max}} is chosen to minimize the Akaike information criterion (AIC) Akaike (1974) and corresponds to nmax{2,3,4}n_{\text{max}}\in\{2,3,4\} for all cases. The fits with these optimal values of nmaxn_{\text{max}} are of high quality in all cases, with an average χ2/d.o.f.=0.41\chi^{2}/\text{d.o.f.}=0.41. The resulting models of the quasi beam functions are denoted B^γ4MS¯\hat{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}} (and, correspondingly B^γ3MS¯\hat{B}^{\overline{\mathrm{MS}}}_{\gamma^{3}}), and are illustrated in Fig. 11 (with further examples provided in Appendix B).

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(a)
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(b)
Figure 11: Example of fits by Eqs. (26) and (27) (shaded bands) to the real and imaginary parts of the quasi beam functions, for bT/a=1b_{T}/a=1.

Finally, in terms of the models B^γ4MS¯\hat{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}}, the relation defining the Collins-Soper kernel in Eq. (II) is realized as

γ^ζq(μ,bT;P1z,P2z,x)\displaystyle\hat{\gamma}^{q}_{\zeta}(\mu,b_{T};P_{1}^{z},P_{2}^{z},x) 1ln(P1z/P2z)ln[CnsTMD(μ,xP2z)CnsTMD(μ,xP1z)\displaystyle\equiv\frac{1}{\ln(P^{z}_{1}/P^{z}_{2})}\ln\Biggr{[}\frac{C^{\mathrm{TMD}}_{\text{ns}}(\mu,xP_{2}^{z})}{C^{\mathrm{TMD}}_{\text{ns}}(\mu,xP_{1}^{z})}
×dbzeibzxP1zP1zB^γ4MS¯(μ,bz,bT,P1z)dbzeibzxP2zP2zB^γ4MS¯(μ,bz,bT,P2z)],\displaystyle\!\times\!\frac{\int\!\mathrm{d}b^{z}e^{-ib^{z}\!xP_{1}^{z}}P_{1}^{z}\hat{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}}(\mu,b^{z},b_{T},P_{1}^{z})}{\int\!\mathrm{d}b^{z}e^{-ib^{z}\!xP_{2}^{z}}\!P_{2}^{z}\hat{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}}(\mu,b^{z},b_{T},P_{2}^{z})}\Biggr{]}, (28)

which coincides with γζq(μ,bT)\gamma^{q}_{\zeta}(\mu,b_{T}) up to power corrections such as higher-twist corrections in the factorization formula for the quasi TMDPDF, and discretization artifacts, which introduce the dependence on P1zP_{1}^{z}, P2zP_{2}^{z}, and xx. One approach to determine γζq(μ,bT)\gamma^{q}_{\zeta}(\mu,b_{T}) from γ^ζq(μ,bT;P1z,P2z,x)\hat{\gamma}^{q}_{\zeta}(\mu,b_{T};P_{1}^{z},P_{2}^{z},x) is to model, fit, and subtract, these various artifacts. However, the most straightforward models of these effects do not provide good fits to the numerical data of this study, as detailed in Appendix D. Instead, since the contamination in γ^ζq\hat{\gamma}^{q}_{\zeta} will be different at each choice of P1zP_{1}^{z}, P2zP_{2}^{z}, and xx, and the effects can be expected to be larger222The matching coefficient includes large logarithms of xPizxP^{z}_{i} at small xx, while the quasi beam functions at x0x\to 0 and x1x\to 1 are sensitive to the long-range correlations in bzb^{z} and are thus affected by the truncation of the data in PzbzP^{z}b^{z}. In addition, the power corrections are expected to be enhanced at small xx. at large and small values of xx and at small values of PzP^{z}, the variation of γ^ζq\hat{\gamma}^{q}_{\zeta} over these choices is used to define an estimate of the systematic uncertainty.

Precisely, a best value for the Collins-Soper kernel is determined from γ^ζq\hat{\gamma}^{q}_{\zeta} via a multi-step procedure. First, the largest window of xx is determined for which the data for all choices of the pair {P1z,P2z}\{P_{1}^{z},P_{2}^{z}\} are consistent with a common constant value. In practice this region is defined as the largest window in which a constant fit to the data at a set of discrete xx points has a χ2/d.o.f.1\chi^{2}/\text{d.o.f.}\leq 1. The central value and uncertainty are defined as the median and the 68% confidence interval of the union of the bootstrap data in that xx window, including all {P1z,P2z}\{P_{1}^{z},P_{2}^{z}\} pairs. The result of this procedure is robust to changes in the discretization of xx, for sufficiently fine discretization scales (100 points spanning 0<x<10<x<1 uniformly are used in the analysis presented). This procedure is performed separately for γ^ζq\hat{\gamma}^{q}_{\zeta} determined from beam functions calculated with Dirac structures γ4\gamma^{4} and γ3\gamma^{3}; examples of the resulting values are shown with γ^ζq\hat{\gamma}^{q}_{\zeta} in Fig. 12, with the remainder presented in Appendix B. The central values of the independent calculations with Dirac structures γ4\gamma^{4} and γ3\gamma^{3} are averaged, and the average uncertainty is added in quadrature with half the difference between the central values obtained using each Dirac structure, to yield the final results of this work which are shown as a function of bTb_{T} in Fig. 13, and are tabulated in Table. 3.

bTb_{T} [fm] 0.12 0.24 0.36 0.48
γζq,MS¯\gamma^{q,\overline{\mathrm{MS}}}_{\zeta} -0.419(53)(50) -0.49(5)(12) -0.76(9)(8) -0.82(15)
Table 3: Collins-Soper kernel with μ=2 GeV\mu=2\text{ GeV} as a function of bTb_{T}. The first uncertainty is the average of that determined from calculations using B^γ4MS¯\hat{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}} and B^γ3MS¯\hat{B}^{\overline{\mathrm{MS}}}_{\gamma^{3}} as described in the text, while the second is a systematic uncertainty computed as half the difference of the central values of the results obtained using quasi beam functions defined with the two Dirac structures.
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(a) γ^ζq\hat{\gamma}^{q}_{\zeta} computed from quasi beam functions B^γ4MS¯\hat{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}}.
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(b) γ^ζq\hat{\gamma}^{q}_{\zeta} computed from quasi beam functions B^γ3MS¯\hat{B}^{\overline{\mathrm{MS}}}_{\gamma^{3}}.
Figure 12: γ^ζq\hat{\gamma}^{q}_{\zeta}, computed as defined in Eq. (28) for all momentum pairs {P1z,P2z}\{P_{1}^{z},P_{2}^{z}\}, denoted by P1z/P2zP_{1}^{z}/P_{2}^{z} in the legend. The horizontal shaded band shows the fit window in xx, as well as the total uncertainty of the best result, determined as described in the text.
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Figure 13: Collins-Soper kernel as a function of bTb_{T}, determined from B^γ4MS¯\hat{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}} (purple circles) B^γ3MS¯\hat{B}^{\overline{\mathrm{MS}}}_{\gamma^{3}} (red triangles), and the final combined results of this work (green squares), computed as described in the text. For the latter points, the inner (outer) error bars show the first (quadrature-combined) uncertainties given in Table. 3. No result computed from B^γ3MS¯\hat{B}^{\overline{\mathrm{MS}}}_{\gamma^{3}} is shown at the largest bTb_{T} value because in this case γ^ζq\hat{\gamma}^{q}_{\zeta} cannot be fit to a constant with the method described in the text, as shown in Fig. 25.
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Figure 14: bTb_{T}-dependence of the Collins-Soper kernel computed from the same quasi beam functions via the different approaches defined in Sec. III.4. All points other than the primary results of this work (“NLO”) are offset on the horizontal axis for clarity. For the “NLO” and “LO” approaches, results computed based on quasi beam functions with Dirac structures γ4\gamma^{4} and γ3\gamma^{3} are combined as described in the text; the outer error bars include half the difference between the results with γ4\gamma^{4} and γ3\gamma^{3} combined in quadrature with the average uncertainty, shown by the inner error bars. For the other approaches the empty (filled) points show results obtained with Dirac structure γ4\gamma^{4} (γ3\gamma^{3}). “Hermite/Bernstein” points with Dirac structure γ3\gamma_{3} are not shown at bT/a=4b_{T}/a=4 because the corresponding fits of the PzbzP^{z}b^{z}-dependence of the relevant quasi beam functions were of poor quality, as described in the text.

In addition to the approach followed here, there are a number of alternative methods of extracting the Collins-Soper kernel that have been proposed or employed in other studies, for example:

  • “LO”: The perturbative matching coefficient CnsTMDC^{\mathrm{TMD}}_{\text{ns}} computed to leading-order (LO), instead of NLO, can be used in an analysis otherwise mirroring that presented here;

  • “Hermite/Bernstein”: As proposed in Ref. Shanahan et al. (2020), the PzbzP^{z}b^{z}-dependence of the quasi beam functions can be fit to models based on Hermite and Bernstein polynomial bases constructed to yield xx-independent Collins-Soper kernels via Eq. (28), taking the LO value of the perturbative matching coefficient CnsTMDC^{\mathrm{TMD}}_{\text{ns}};

  • bz=0b^{z}=0”: An approximation of the Collins-Soper kernel can be computed with LO matching using only the quasi beam functions evaluated at bz=0b^{z}=0 (this approach does not require a Fourier transform in bzb^{z}):

    [γζq(μ,bT)]bz=01ln(P1z/P2z)ln[B¯γ4MS¯(μ,0,bT,P1z)B¯γ4MS¯(μ,0,bT,P2z)];\hskip 25.60747pt[{\gamma}^{q}_{\zeta}(\mu,b_{T})]^{b^{z}=0}\equiv\frac{1}{\ln(P^{z}_{1}/P^{z}_{2})}\ln\Biggr{[}\frac{\overline{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}}(\mu,0,b_{T},P_{1}^{z})}{\overline{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}}(\mu,0,b_{T},P_{2}^{z})}\Biggr{]}; (29)
  • bz=0b^{z}=0, bare”: As proposed in Ref. Zhang et al. (2020), the same approach described for “bz=0b^{z}=0” can be followed, using bare quasi beam functions Bγ4bare{B}^{\text{bare}}_{\gamma^{4}} rather than renormalized quasi beam functions (i.e., neglecting operator mixing between different Dirac structures);

  • bz=0/bT=0b^{z}=0/b_{T}=0, bare”: As proposed in Ref. Li et al. (2021), a variation of the ‘bz=0b^{z}=0” approach can be used, approximating the Collins Soper kernel as

    [γζq\displaystyle\hskip 11.38109pt[{\gamma}^{q}_{\zeta} (μ,bT)]bz=0/bT=01ln(P1z/P2z)\displaystyle(\mu,b_{T})]^{b^{z}=0/b_{T}=0}\equiv\frac{1}{\ln(P^{z}_{1}/P^{z}_{2})}
    ×ln[Bγ4bare(0,bT,a,η,P1z)Bγ4bare(0,0,a,η,P2z)Bγ4bare(0,bT,a,η,P2z)Bγ4bare(0,0,a,η,P1z)].\displaystyle\times\ln\Biggr{[}\frac{{B}^{\text{bare}}_{\gamma^{4}}(0,b_{T},a,\eta,P_{1}^{z}){B}^{\text{bare}}_{\gamma^{4}}(0,0,a,\eta,P_{2}^{z})}{{B}^{\text{bare}}_{\gamma^{4}}(0,b_{T},a,\eta,P_{2}^{z}){B}^{\text{bare}}_{\gamma^{4}}(0,0,a,\eta,P_{1}^{z})}\Biggr{]}. (30)

Each of these methods can be followed using the quasi beam functions computed in this work; a comparison of the results is provided in Fig. 14. For the “LO” approach, the same procedure is followed to combine the results obtained using quasi beam functions with Dirac structures γ3\gamma^{3} and γ4\gamma^{4} as for the “NLO” method which yields the main results of this work. For the other approaches the results obtained with the two Dirac structures are not always consistent at one standard deviation, and are shown separately; for bT/a=4b_{T}/a=4 no results for the “Hermite/Bernstein” approach are shown with Dirac structure γ3\gamma^{3} as the model fits were of poor quality with χ2/d.o.f.>2\chi^{2}/\text{d.o.f.}>2. In the case of the “bz=0/bT=0b^{z}=0/b_{T}=0, bare” approach, bare quasi beam functions with η/a=14\eta/a=14, which is the largest extent studied in this work for all PzP^{z}, are used in the analysis.

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(a) Comparison with the SV19 Scimemi and Vladimirov (2019) and Pavia19 Bacchetta et al. (2019) phenomenological parameterizations and the next-to-next-to-next-to-leading order (N3LO) perturbative result Li and Zhu (2017); Henn et al. (2020).
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(b) Comparison with quenched results of Ref. Shanahan et al. (2020) (SWZ), as well as results from the LPC Zhang et al. (2020), Regensburg/NMSU Schlemmer et al. (2021), and ETMC/PKU Li et al. (2021) collaborations. Different sets of points with the same color show different sets of results from the same collaboration.
Figure 15: bTb_{T}-dependence of the Collins-Soper kernel as determined in this work (green squares in both panels) compared with (a) phenomenological results, and (b) the results of other lattice QCD calculations of this quantity.

Clearly, although the same quasi beam functions are used, the Collins-Soper kernel determined via each of these approaches is very different, and many of the results are inconsistent with the best results of this study at several standard deviations, with uncertainties as much as an order of magnitude smaller. This is to be expected if the effects of higher-order matching, renormalization and mixing, and power corrections, are significant, as each of the approaches listed above treats one or more of these systematic effects differently than in the primary analysis presented here.

IV Outlook

This work presents a determination of the Collins-Soper kernel from a dynamical lattice QCD calculation following the approach of Refs. Ebert et al. (2019a, b). Several systematic uncertainties remain to be addressed; in particular, the quark masses used correspond to an unphysically-large pion mass of mπ=538(1)m_{\pi}=538(1) MeV, and the results are obtained using a single ensemble of gauge field configurations such that effects from the discretization and finite lattice volume cannot be fully quantified. A fully model-independent calculation will require these systematics to be addressed, lattice QCD calculations to be performed over a larger range of PzbzP^{z}b^{z} to eliminate the need to extrapolate the quasi beam functions to large |bz||b^{z}| and enable the DFT approach to be used, and larger values of PzP^{z} to be included to reduce the contributions from power corrections and higher-twist effects which dominate the uncertainties of this calculation. With these caveats in mind, the results of this work may be compared with phenomenological extractions of the Collins-Soper kernel, as shown in Fig. 15a. The lattice QCD and phenomenological determinations are broadly consistent at large bTb_{T}, with clear deviations at the smallest bTb_{T} values studied; discretization effects are expected to be largest at small bTb_{T} and might be relevant for understanding this effect. It is clear that, while challenging to achieve computationally, future fully-controlled calculations by this approach have the potential to differentiate different models of the Collins-Soper kernel and will provide important input for the analysis of low-energy SIDIS data and the determinations of the TMDPDFs.

In considering the prospects for such future controlled determinations of the Collins-Soper kernel from lattice QCD, it is informative to contrast the results of this study with those of other lattice QCD investigations; a comparison of existing calculations Shanahan et al. (2020); Zhang et al. (2020); Schlemmer et al. (2021); Li et al. (2021) is provided in Fig. 15b. All dynamical calculations use quark masses resulting in similar values of the pion mass to that of the calculation presented here (ranging from the lightest ensemble with mπ=350m_{\pi}=350 MeV in Ref. Li et al. (2021) to mπ=547m_{\pi}=547 MeV in Ref. Zhang et al. (2020)), while the quenched calculation of Ref. Shanahan et al. (2020), in which the kernel should not depend on the valence quark masses since it is independent of the external state, is performed at mπ=1.207m_{\pi}=1.207 GeV. Each calculation uses a slightly different approach to constrain the Collins-Soper kernel from quasi beam functions. In particular, the “Hermite/Bernstein” approach is followed in Ref. Shanahan et al. (2020) (“SWZ”), the calculation of Ref. Zhang et al. (2020) (“LPC”) uses the “bz=0b^{z}=0, bare” approach, that of Ref. Schlemmer et al. (2021) (“Regensburg/NMSU”) uses an approach similar to the “bz=0b^{z}=0, bare” approach but with NLO matching, and Ref. Li et al. (2021) (“ETMC/PKU) applies the “bz=0/bT=0b^{z}=0/b_{T}=0, bare” approach. While the various calculations exhibit similar dependence on bTb_{T}, there are some significant discrepancies between the numerical results, and a wide range of uncertainty estimates. Given the analysis of Sec. III.4, this is to be expected; even when the same quasi beam function data is used, following the various “bz=0b^{z}=0” approaches and the approach presented here result in significant systematic differences, and significantly different uncertainty estimates. Since Refs. Zhang et al. (2020); Schlemmer et al. (2021); Li et al. (2021) all use somewhat larger maximum PzP^{z} values than that of the present study, the effects of power corrections and higher-twist contamination can be expected to be smaller than those found in Sec. III.4, but these effects, together with the difference between NLO and LO matching illustrated in Appendix E, could nevertheless be responsible for the discrepancies visible in Fig. 15b. Clearly, a fully-controlled determination of the Collins-Soper kernel from lattice QCD will require NLO or even higher-order matching or resummation and a treatment of power corrections that is more robust than that achieved in any of the studies performed to date. The analysis presented here constitutes an important step towards that goal, revealing clearly that these important sources of systematic uncertainty cannot be neglected.

Acknowledgements.
The authors thank Will Detmold, Iain Stewart and Alexey Vladimirov for useful discussions, Xu Feng for providing numerical data for inclusion in Fig. 15, and Steven Gottlieb and the MILC collaboration for the use of the gauge configurations used in this project, which were generated at Indiana University on Big Red 2+ and Big Red 3. This research was supported in part by Lilly Endowment, Inc., through its support for the Indiana University Pervasive Technology Institute that provides the Big Red supercomputers. This work is supported in part by the U.S. Department of Energy, Office of Science, Office of Nuclear Physics, under grant Contract Numbers DE-SC0011090, DE-AC02-06CH11357, DE-SC0012704, and within the framework of the TMD Topical Collaboration. PES is additionally supported by the U.S. DOE Early Career Award DE-SC0021006, by a NEC research award, by the Carl G and Shirley Sontheimer Research Fund, and by the U.S. National Science Foundation under Cooperative Agreement PHY-2019786 (The NSF AI Institute for Artificial Intelligence and Fundamental Interactions, http://iaifi.org/). This research used resources of the National Energy Research Scientific Computing Center (NERSC), a U.S. Department of Energy Office of Science User Facility operated under Contract No. DE-AC02-05CH11231, the Extreme Science and Engineering Discovery Environment (XSEDE) Bridges-2 at the Pittsburgh Supercomputing Center (PSC) through allocation TG-PHY200036, which is supported by National Science Foundation grant number ACI-1548562, and facilities of the USQCD Collaboration, which are funded by the Office of Science of the U.S. Department of Energy. This manuscript has been authored by Fermi Research Alliance, LLC under Contract No. DE-AC02-07CH11359 with the U.S. Department of Energy, Office of Science, Office of High Energy Physics. The Chroma Edwards and Joo (2005), QLua Pochinsky , QUDA Clark et al. (2010); Babich et al. (2011); Clark et al. (2016), QDP-JIT Winter et al. (2014), and QPhiX Joó et al. (2016) software libraries were used in this work. Data analysis used NumPy Harris et al. (2020) and Julia Bezanson et al. (2017); Mogensen and Riseth (2018), and figures were produced using Mathematica Inc. .

Appendix A Fits to ratios of three and two point functions

As detailed in Sec. III.1, ratios Γ(t,τ,bμ,a,η,Pz)\mathcal{R}_{\Gamma}(t,\tau,b^{\mu},a,\eta,P^{z}) (Eq. (11)) of three-point and two-point correlation functions asymptote to the bare quasi beam functions in the limit {τ,tτ}\{\tau,t-\tau\}\rightarrow\infty, with contamination from matrix elements in excited states present at finite tt and τ\tau. The tt and τ\tau-dependence of the ratios is fit precisely as defined in Appendix A of Ref. Shanahan et al. (2020) to extract the bare quasi beam functions: fits are performed for all different possible cuts on source/operator/sink separations, with the AIC Akaike (1974) used to select the number of states included in the spectral representation for each fit. The results are combined via a weighted averaging procedure. Some examples of the results of this fitting procedure are given in Fig. 16.

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Figure 16: Examples of fits to ratios of three and two-point functions Γ(t,τ,bμ,a,η,Pz)\mathcal{R}_{\Gamma}(t,\tau,b^{\mu},a,\eta,P^{z}) defined in Eq. (11), performed as described in the text. The shaded bands matching the color of each set of points show 68% bootstrap confidence intervals of the fits from the fit range that has the highest weight in the weighted average that determines the final result, which is indicated by the gray horizontal bands. These bands show the total uncertainty on the bare quasi beam functions, including both the statistical uncertainty and the systematic uncertainty which arises from variation of the results between different fit range choices.

Appendix B Additional beam function results

This section collates additional examples of results at intermediate states of the numerical calculation and analysis presented in Sec. III.4:

  • Bare quasi beam functions BΓbare(bz,bT,a,η,Pz)B_{\Gamma}^{\text{bare}}(b^{z},\vec{b}_{T},a,\eta,P^{z}): supplementing Fig. 3 of the main text, additional examples of the bare quasi beam functions are provided in Fig. 17 for Bγ4bareB_{\gamma^{4}}^{\text{bare}} and Fig. 18 for Bγ3bareB_{\gamma^{3}}^{\text{bare}}.

  • Renormalized quasi beam functions BΓMS¯(μ,bz,bT,a,η,Pz)B^{\overline{\mathrm{MS}}}_{\Gamma}(\mu,b^{z},\vec{b}_{T},a,\eta,P^{z}): examples of the modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam functions Bγ4MS¯B^{\overline{\mathrm{MS}}}_{\gamma^{4}} and Bγ3MS¯{B}^{\overline{\mathrm{MS}}}_{\gamma^{3}}, defined in Sec. III.3, are given in Figs. 19 and  20 respectively.

  • Renormalized quasi beam function asymmetry fits: supplementing Fig. 7 of the main text, fits to the bzb^{z}-dependence of the asymmetry in the renormalized quasi beam functions, performed as detailed in Sec. III.3, are illustrated in Fig. 21.

  • Asymmetry-corrected modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam functions BΓMS¯;corr(μ,bz,bT,a,η,Pz)B^{\overline{\mathrm{MS}};\text{corr}}_{\Gamma}(\mu,b^{z},\vec{b}_{T},a,\eta,P^{z}): an example of the dependence of Bγ3MS¯;corrB^{\overline{\mathrm{MS}};\text{corr}}_{\gamma^{3}} on bTRb_{T}^{R} and η\eta is provided in Fig. 22, supplementing the analogous figure for Bγ4MS¯;corrB^{\overline{\mathrm{MS}};\text{corr}}_{\gamma^{4}} which is presented in Fig. 9 in the main text.

  • Averaged asymmetry-corrected modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam functions B¯ΓMS¯(μ,bz,bT,Pz)\overline{B}^{\overline{\mathrm{MS}}}_{\Gamma}(\mu,b^{z},b_{T},P^{z}): in addition to the example provided in Fig. 11 of the main text, Figs. 23 and 24 give examples of B¯γ4MS¯\overline{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}} and B¯γ3MS¯\overline{B}^{\overline{\mathrm{MS}}}_{\gamma^{3}}, including fits to the PzbzP^{z}b^{z}-dependence of these functions and extrapolations to larger PzbzP^{z}b^{z}, performed as described in Sec. III.4.

  • Estimator γ^ζq(μ,bT;P1z,P2z,x)\hat{\gamma}^{q}_{\zeta}(\mu,b_{T};P_{1}^{z},P_{2}^{z},x) for the Collins-Soper kernel (Eq. (28)): supplementing Fig. 12 of the main text, the remaining numerical results for γ^ζq\hat{\gamma}^{q}_{\zeta} as a function of xx at different values of bTb_{T} are displayed in Fig. 25.

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Figure 17: Examples of the bare quasi beam functions Bγ4bareB^{\text{bare}}_{\gamma^{4}} determined as described in Sec. III.1 (note that Bγ4bareB^{\text{bare}}_{\gamma^{4}} for bT=0.12b_{T}=0.12 fm and η=1.68\eta=1.68 fm is shown in Fig. 3 in the main text).

Appendix C Discrete Fourier transform analysis

As discussed in Sec. III.4, a model-independent lattice QCD extraction of the Collins-Soper kernel by the approach followed here would require that Eq. (28) is evaluated with a DFT of B¯ΓMS¯\overline{B}^{\overline{\mathrm{MS}}}_{\Gamma} replacing the Fourier transform of analytic fits B^ΓMS¯\hat{B}^{\overline{\mathrm{MS}}}_{\Gamma} to the PzbzP^{z}b^{z}-dependence of the quasi beam functions, and that the results are stable under truncation of the data in PzbzP^{z}b^{z}. The PzbzP^{z}b^{z}-range of the data presented here is, however, not sufficient for the tails of the quasi beam functions at large |Pzbz||P^{z}b^{z}| to decay to plateaus consistent with zero, particularly at the largest bTb_{T} and smallest PzP^{z} values used in this study. It is thus to be expected that a DFT-based analysis has qualitative and quantitative differences from the analytic model approach. These differences can be seen by comparison of Fig. 26, which displays the results of a DFT-based analysis, with Figs. 12 and 25, which show the results of the analysis of Sec. III.4. As anticipated, the DFT approach yields numerical values which are significantly different from those achieved by modeling rather than truncating the tails of the quasi beam functions in PzbzP^{z}b^{z}, particularly for evaluations including quasi beam functions computed with the smallest boost corresponding to nz=3n^{z}=3. As a result, the values obtained with different choices of PzP^{z} are not consistent within uncertainties at intermediate values of xx. The differences are, naturally, less significant for results computed with the largest choices of PzP^{z}, supporting the expectation that future studies constraining larger values of PzbzP^{z}b^{z} will achieve model-independent results via the DFT approach.

Appendix D Power corrections and higher-twist effects

The estimator γ^ζq(μ,bT;P1z,P2z,x)\hat{\gamma}^{q}_{\zeta}(\mu,b_{T};P_{1}^{z},P_{2}^{z},x) (Eq. (28)) coincides with the Collins-Soper kernel up to power corrections, such as higher-twist corrections in the factorization formula for the quasi TMDPDF, and discretization artifacts; in the absence of contamination from these effects, γ^ζq\hat{\gamma}^{q}_{\zeta} should be independent of xx, P1zP_{1}^{z} and P2zP_{2}^{z}. Clearly, the results shown in Figs. 12 and 25 indicate that this contamination is not negligible relative to the uncertainties of this calculation. As discussed in Sec. III.4, it is natural to attempt to model, fit, and subtract this contamination in order to determine a best value for the Collins-Soper kernel.

One possible approach is to consider a simple model of corrections to the factorization formula Ebert et al. (2019b); Ji et al. (2019c) for the quasi TMDPDF, for example through the inclusion of free parameters λ1\lambda_{1} and λ2\lambda_{2} parameterizing power corrections as:

f~nsTMD(x,bT,\displaystyle\tilde{f}_{{\text{ns}}}^{\mathrm{TMD}}(x,\vec{b}_{T}, μ,Pz)=[CnsTMD(μ,xPz)+λ1ΛQCD2(xPz)2]\displaystyle\mu,P^{z})=\left[C^{\mathrm{TMD}}_{\text{ns}}(\mu,xP^{z})+{\lambda_{1}\Lambda_{\text{QCD}}^{2}\over(xP^{z})^{2}}\right]
×exp[12γζq(μ,bT)ln(2xPz)2ζ0]gSq(bT,μ)\displaystyle\times\exp\left[{1\over 2}\gamma^{q}_{\zeta}(\mu,b_{T})\ln{\frac{(2xP^{z})^{2}}{\zeta_{0}}}\right]g_{S}^{q}(b_{T},\mu)
×fnsTMD(x,bT,μ,ζ0)[1+λ2(xPzbT)2]\displaystyle\times f_{{\text{ns}}}^{\mathrm{TMD}}(x,\vec{b}_{T},\mu,\zeta_{0})\left[1+{\lambda_{2}\over(xP^{z}b_{T})^{2}}\right]\, (31)

(here gSq(bT,μ)g_{S}^{q}(b_{T},\mu) is defined as in Ref. Ebert et al. (2019a) as the mismatch between the lightlike and quasi soft factors). This form is chosen since in the MS¯\overline{\mathrm{MS}} scheme the higher-twist corrections must appear in even powers, with a suppression through kT2/kz2k_{T}^{2}/k_{z}^{2}, which in Fourier space becomes 1/(xPzbT)21/(xP^{z}b_{T})^{2}. At tree-level, the factor λ2\lambda_{2} is a constant. The 1/(xPz)21/(xP^{z})^{2} power correction comes from the renormalon ambiguity in the perturbative series for the matching coefficient.

The relationship between the quasi TMDPDF and the quasi beam functions (Eq. (II)) then suggests a model of the Fourier transform of the quasi beam functions, defined as

B~γ4MS¯(μ,x,bT,Pz)𝑑bzeibzxPzPzB^γ4MS¯(μ,bz,bT,Pz),\widetilde{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}}(\mu,x,b_{T},P^{z})\equiv\int db^{z}\,e^{ib^{z}xP^{z}}P^{z}\hat{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}}(\mu,b^{z},b_{T},P^{z}), (32)

of the form

B~fit(μ,x,bT,Pz)\displaystyle\widetilde{B}^{\text{fit}}(\mu,x,b_{T},P^{z})
=[CnsTMD(μ,xPz)+λ1ΛQCD2(xPz)2]((2xPz)2ζ0)12γζ(μ,bT)\displaystyle=\left[C^{\mathrm{TMD}}_{\text{ns}}(\mu,xP^{z})+{\lambda_{1}\Lambda_{\rm QCD}^{2}\over(xP^{z})^{2}}\right]\left({(2xP^{z})^{2}\over\zeta_{0}}\right)^{{1\over 2}\gamma_{\zeta}(\mu,b_{T})}
×F(x,bT,μ,ζ0)[1+λ2(xPzbT)2],\displaystyle\quad\times F(x,b_{T},\mu,\zeta_{0})\left[1+{\lambda_{2}\over(xP^{z}b_{T})^{2}}\right]\,, (33)

where γζ\gamma_{\zeta}, FF, λ1\lambda_{1} and λ2\lambda_{2} are free parameters and ζ0\zeta_{0} can be chosen freely. For each xx, the model can be fit to B~γ4MS¯\widetilde{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}} (and separately to B~γ3MS¯\widetilde{B}^{\overline{\mathrm{MS}}}_{\gamma^{3}}) for all choices of PzP^{z} and bTb_{T} simultaneously, and the Collins-Soper kernel extracted as the fit parameter γζ\gamma_{\zeta}.

The results of this procedure yield results for the Collins-Soper kernel which are not more consistent with a constant in xx than the results without the correction applied. A global fit at discretized xx values is of poor quality, with χ2/d.o.f.2\chi^{2}/\text{d.o.f.}\gtrsim 2. There are a range of reasons that the model form above may not a good description of the numerical data; for example, the assumption that the 1/(xPzbT)21/(xP^{z}b_{T})^{2} corrections are proportional to the leading power contribution in Eq. (D), may not be a good approximation. This approach is thus not taken in the main analysis presented here, but may be worthwhile to consider for future studies with larger values of PzP^{z} where the power corrections will be suppressed relative to those in the current work.

Appendix E NLO matching effects

A key difference between the approach followed to obtain the primary results of this work and a number of the alternative approaches explored in Sec. III.4 is the inclusion of the perturbative matching coefficient CnsTMDC^{\mathrm{TMD}}_{\text{ns}} computed to NLO, instead of to LO, in the calculation of the estimator γ^ζq(μ,bT;P1z,P2z,x)\hat{\gamma}^{q}_{\zeta}(\mu,b_{T};P_{1}^{z},P_{2}^{z},x) via Eq. (28). To illustrate the importance of this effect, Fig. 27 displays the relevant contribution from the NLO matching coefficient to γ^ζq\hat{\gamma}^{q}_{\zeta}, computed in Refs. Ebert et al. (2019a, b), for each of the momentum combinations used in the numerical study of this work. Clearly this contribution, which is of the order of the Collins-Soper kernel itself for x<0.5x<0.5, is significant, and its inclusion affects not only the value but also the xx-dependence of the estimator γ^ζq\hat{\gamma}^{q}_{\zeta}.

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Figure 18: Examples of the bare quasi beam functions Bγ3bareB^{\text{bare}}_{\gamma^{3}} determined as described in Sec. III.1.
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Figure 19: Examples of the modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam functions Bγ4MS¯B^{\overline{\mathrm{MS}}}_{\gamma^{4}} determined as described in Sec. III.3.
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Figure 20: Examples of the modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam functions Bγ3MS¯B^{\overline{\mathrm{MS}}}_{\gamma^{3}} determined as described in Sec. III.3.
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Figure 21: Fits to the bzb^{z}-dependent asymmetry in the modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam functions, as detailed in Sec. III.3 (the asymmetry in the ratio of beam functions Bγ4MS¯B^{\overline{\mathrm{MS}}}_{\gamma^{4}} with bTb_{T}=0.12 fm, η=1.68\eta=1.68 fm is provided in Fig. 7 of the main text).
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Figure 22: Example of the asymmetry-corrected modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam function Bγ3MS¯;corrB^{\overline{\mathrm{MS}};\text{corr}}_{\gamma^{3}}, including the results of weighted averages of this quantity over choices of bTRb_{T}^{R} and η\eta (as a function of bzb^{z}, bTb_{T}, and PzP^{z}), as described in the main text. Fig. 9 displays the analogous figure for Bγ4MS¯;corrB^{\overline{\mathrm{MS}};\text{corr}}_{\gamma^{4}}.
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Figure 23: Examples of the averaged asymmetry-corrected modified MS¯\overline{\mathrm{MS}}-renormalized quasi beam functions B¯γ4MS¯\overline{B}^{\overline{\mathrm{MS}}}_{\gamma^{4}}, including fits by Eqs. (26) and (27) to the real and imaginary parts, shown as shaded bands. Fig. 11 of the main text shows the example for bT=0.12b_{T}=0.12 fm.
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Figure 24: As in Fig. 23, for B¯γ3MS¯\overline{B}^{\overline{\mathrm{MS}}}_{\gamma^{3}}.
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Figure 25: γ^ζq\hat{\gamma}^{q}_{\zeta} computed as defined in Eq. (28) for momentum pairs {P1z,P2z}\{P_{1}^{z},P_{2}^{z}\}, denoted by P1z/P2zP_{1}^{z}/P_{2}^{z} in the legend. The horizontal shaded band shows the total uncertainty of the best result, and the corresponding xx-window, determined as described in the text. Fig. 12 of the main text shows the analogous results for bT=0.12b_{T}=0.12 fm.
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Figure 26: γ^ζq\hat{\gamma}^{q}_{\zeta} computed as defined in Eq. (28) with a DFT of B¯ΓMS¯\overline{B}^{\overline{\mathrm{MS}}}_{\Gamma} replacing the Fourier transform of analytic fits B^ΓMS¯\hat{B}^{\overline{\mathrm{MS}}}_{\Gamma} to the PzbzP^{z}b^{z}-dependence of the quasi beam functions, for momentum pairs {P1z,P2z}\{P_{1}^{z},P_{2}^{z}\} denoted by P1z/P2zP_{1}^{z}/P_{2}^{z} in the legend.
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Figure 27: Contribution of the NLO matching coefficient to the estimator γ^ζq\hat{\gamma}^{q}_{\zeta} for momentum pairs {P1z,P2z}\{P_{1}^{z},P_{2}^{z}\} denoted by P1z/P2zP_{1}^{z}/P_{2}^{z} in the legend. The contribution of this term with LO matching, i.e., Cns(μ,xPz)=1C_{\text{ns}}(\mu,xP^{z})=1, would be zero.

References