Intersective Polynomials Arising from Sums of Powers
Abstract
Given a natural number , an integer and for a judiciously chosen we give necessary and sufficient conditions for the polynomial to have roots modulo every positive integer.
Key words and phrases: Intersective Polynomials, Intersective Sets, Polynomials with Roots Modulo All Integers.
2020 Mathematics Subject Classification: Primary 11D79 ; Secondary 11B30, 11P05.
1 Introduction.
A set is said to be intersective if given any set T with positive upper density, one has
. The upper density of is defined as . A polynomial is called intersective if and only if the set of its values is intersective.
As the definition of an intersective set suggests, intersective polynomials are of interest in additive combinatorics. For example, Sárközy and Furstenberg independently proved, in [9] and [4] respectively, that the polynomial is intersective. In other words, they showed that for every with , contains a perfect square. The methods in [9] can be modified to show that for any , the polynomial is intersective [10]. Kamae and Mendés-France showed that a polynomial is intersective if and only if for each positive integer , ( mod ) is solvable [6]. A very special case of the Polynomial Szemerédi’s Theorem along intersective polynomials, obtained by Bergelson, Leibman and Lesigne in [2], implies that a polynomial in many variables is intersective if and only if for every positive integer there exists such that ( mod .
D. Berend and Y. Bilu, in [1], obtained a necessary and sufficient condition for any polynomial of one variable to be intersective. Their result also implies that any polynomial in one variable that is intersective, but has no rational roots, has to be of degree greater than 4. However, there are single-variable intersective polynomials, of degree 5 and greater, that have no rational roots. For example, is intersective but has no rational roots [5]. One can also show that if are distinct odd primes such that ( mod and is a square modulo , then the polynomial is intersective.
It is well known that for any and any , is intersective if and only if is a power. One can easily show that for any , the polynomial is intersective if and only if is sum of two integer squares. It can also be shown that is intersective if and only if is a sum of three integer squares. As a consequence of the Lagrange’s four square theorem, we have that for every and for every the polynomial is intersective. Similarly, one can ask about necessary and sufficient conditions for intersectivity polynomials that arise analogously from sums of cubes, fourth-powers and so on. Given and we obtain the necessary and sufficient conditions for the polynomial of several variables = to be intersective. Here the number of variables in will depend upon .
Polynomials of the form are also studied in the context of the Waring’s problem. The Waring’s problem states that given , there exists a such that the equation is solvable over integers for every . In other words, the Waring’s problem states that for each there is a such that every integer is a sum of at most powers. The Waring’s problem has a positive answer; the values of are known too [11]. Another variant of the Waring’s problem deals with determining such that every sufficiently large number is sum of at most powers. If is the smallest positive integer such that is intersective for every then [11]. Studying intersectivity of polynomials of the form can be useful in determining in the Waring’s problem (see [11] for a comprehensive survey on the Waring’s problem).
We shall see that if we take a large enough , the polynomial is intersective for every . On the other hand, if is too small then the necessary and sufficient conditions for = to be intersective might be too complicated for practical use. Therefore a bargain between the number of variables in the equation and the desired necessary and sufficient conditions for intersectivity must be made. When is odd we take and when is even we take = max .
The notations used in this article are explained in the next section. Section contains some elementary number-theoretic lemmas and Section consists of relevant results from additive number theory. The necessary and sufficient conditions for intersectivity of , for odd and even are proved in Sections and respectively. Section presents some illustrative examples of the results obtained in Sections and .
2 Notations
-
1.
Given an odd natural number and , we define and
. -
2.
Given an even , , we define max and
. -
3.
Given , we define , where . The difference between and is that the number of variables is fixed in as but not in .
-
4.
Given a prime we define the range of diagonal form gn,0(x1, … , xn) in as
. -
5.
Given a prime and a diagonal form gn,0(x1, … , xn) we define
with . -
6.
Given a prime , will be used to denote the set of -th power residues in (). We will denote the set , i.e. the set of non-zero -th power residues, by .
3 Some Preliminary Lemmas
To ensure that the polynomial has roots modulo every integer , it is enough to find roots of modulo for all primes and . This follows from the Chinese Remainder Theorem. For most of the primes , one only needs to find non-zero roots of modulo certain low powers of to ensure that has roots modulo all powers of . This fact is formalized in Lemma and Theorem below.
Lemma 3.1.
[Hensel’s Lemma]
Let be a polynomial with integer coefficients in variables such that for some j and y1, … , yn . If
p for some 1 i n then z1, … , zn such that , and . [See [8], page 155 for a proof ]
If is a prime such that then any non-zero solution of can be lifted to the solution of h(y1, … , yn) 0 ( mod ) for every , through an inductive application of Hensel’s Lemma. However, if then Hensel’s Lemma does not allow for lifting of the solution of 0 ( mod ) to solutions of ( mod ) , . For such primes , we need a different result that can allow us to lift the root of , modulo lower powers of , to that modulo higher powers of .
To proceed further, we need an elementary lemma which is stated and proved below. Given a prime , we denote by the statement that is the highest power of dividing .
Lemma 3.2.
Let be a prime, with . Let for some and , for some . Then .
Proof.
Since and , assume and , where such that and .
Note that = and that the multiples of that appear in denominator are , ( ), () , … , ( - (). Similarly, the multiples of p that appear in the numerator are , () , () , … , ( - ().
Both the numerator and the denominator have a total of terms that are multiple of . Apart from the first factors in the numerator and the denominator, i.e. and respectively, the power of factored from the factors of the form ( - ) in the numerator is canceled by the power of coming from the terms of the form ( - ) in the denominator. for any . This exactly means that . ∎
Theorem 3.3.
Let be a prime, , and n . Then fn,k(x1, … , xl) 0 ( mod ) has solutions for every 1 if and only if or is satisfied:
-
1.
such that i.e. is sum of number of integer -th powers.
-
2.
-
•
If p is an odd prime and n is odd, then fn,k(x1, … , xl) 0 ( mod ) has solutions for some .
-
•
If p is an odd prime and n is even, then 0 ( mod ) has solution , for some , such that for some .
-
•
If p = 2 then ( mod ) has solution , for some such that for some .
-
•
Proof.
Proof of Necessity Assume that (1) is not satisfied i.e. is not of the form . We want to show that condition (2) holds. If is odd and is an odd prime, then the result follows from the definition of intersectivity of a polynomial.
Now assume that is odd and is even. Since is solvable modulo all powers of , it follows that is solvable modulo for any . Assume that for any , if 0 ( mod ) then for all .
If with , then choose such that 0 ( mod ) for max . Since , and 0 ( mod ) we have that which is contradiction because and .
If with then choose a solution to ( mod ) for , where is chosen such that .
Since , one can divide 0 ( mod ) on both sides by . This gives us ( mod ). Here , and .
Finally we obtain 0 ( mod ) for some and , after repeating this process number of times. This lands us back in the previous case where with because is not divisible by anymore. Therefore, we are done.
The case when is even and is analogous, except we replace all the by .
Proof of Sufficiency Assume that 0 ( mod ) is solvable where if is an odd prime and if . Since , we have that ( mod i.e. for some with we have
(3.1) |
Note that if is odd and for every , then . Then is be a solution to with . This along with our hypothesis implies that without loss of generality, .
Now choose such that ( mod ), where . Note that such a exists because and . Note that ( mod ) because .
Define , so . Now assume that r , then we have . From Lemma , we also have
(3.2) |
Now we will deal with the rest of the proof depending upon whether is odd or .
-
•
p is an odd prime
Since we have that
where is a function that is increasing with and . This gives us that for every , and hence .
Therefore it follows from that for every . So we have,
Therefore,
Here the second equivalence uses and the last equivalence is due to the choice of c. So is a solution to ( mod p.
Since , . Therefore, we can repeat the whole process inductively to obtain solution to ( mod pi) for any . Hence we have shown the sufficiency of the above condition for odd primes p.
-
•
p = 2
Since we have that
where is an increasing function of r and g(2) = 1. This implies that for any , we have . Therefore, implies that for any . Therefore we have
.
Hence we have,
where the second equivalence is from and last equivalence is due to the choice of c. This shows that is a solution to ( mod 2.
Since , . Therefore, we can repeat the whole process inductively to obtain solution to ( mod 2i) for every . Hence we have shown the sufficiency of the above condition for prime p = 2.
∎
Lemma 3.4.
Let be an odd prime of the form for some and define . Then .
Proof.
Since is an odd prime we know that the set of units in is generated by a single element i.e. ( = . Note that ( mod ) if and only if if and only if if and only if . This implies that there are exactly number of -th powers in ( , , i.e. we have .
∎
4 Results from Additive Number Theory
In this section, we collect some results regarding sumsets in finite fields , which we will repeatedly use in the later sections.
Lemma 4.1.
Let and be a prime number. Let An = . If , then An = Ad.
See [7], page 60.
Theorem 4.2.
Let be a prime number and such that . Recall that for some 1 . Then the cardinality of the range of in satisfies
See [7], page 60.
Lemma 4.3.
Let be a prime number and such that . Also let then we have Rp(gn,0) = Rp(gd,0), regardless of the number of variables l taken in gn,0.
Proof.
Lemma implies that the set of n-th powers and set of d-th powers in are same for . This means that the range of their sums are same the same i.e. Rp(gn,0) = Rp(gd,0). ∎
Lemma 4.4.
Let be a prime number, such that and i.e. for some then min , regardless of the number of variables l taken in gn,0.
Proof.
Since we saw in Lemma 4.3 that Rp(gn,0) = Rp(gd,0), regardless of , we could replace by in the statement of the lemma. Since we have which gives us Rp(gn,0) min on application of Theorem 4.2. ∎
Theorem 4.5.
[Generalized Cauchy-Davenport Theorem]
Let be a natural number, p be a prime number and . Define for every . Then min
[See [7], page 44]
5 Intersectivity of for Odd
Throughout this section, will denote a odd natural number greater than . If is a prime such that and , then 0 ( mod ) has solutions for every if and only if the equation 0 ( mod ) has a non-zero solution. This is a consequence of Hensel’s Lemma. Proving 0 ( mod ) has solutions for all is equivalent to i.e. .
Since , where is the number of variables in , it suffices to show that for . To summarize, whenever , implies that ( mod has solutions for every . Hence we have transformed the problem of showing existence of roots of the given polynomial modulo powers of such primes into a problem of showing that the cardinality of the -fold sumset of -th powers in is all of .
Lemma 5.1.
Let , and be an odd prime. Also let i.e. for some and . Then we have the following:
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•
For , we have that .
-
•
If , then for , .
Proof.
Using Lemma 4.1 we have that . If we have , then . This along with Theorem gives min = min = .
Now assume that i.e. , then Lemma implies that for every we have min . Therefore, if we define , we have that implying that . Therefore it follows that for , . ∎
Lemma 5.2.
Let , be such that is odd and let be prime such that . Then 0 ( mod ) has solutions .
Proof.
Since , . Now assume that is a solution to 0 ( mod ) such that for every . Then we will have that , and hence would be a solution to 0 ( mod ). Therefore, without loss of generality we can assume that .
So by Hensel’s Lemma, existence of a solution to 0 ( mod p) will ensure the existence of a solution to 0 ( mod ) for every . In other words, it suffices to show that for a fixed odd and any prime , we have .
Define and note that because . If then by Lemma , we have that the set of -th powers in is all of and the result follows. Therefore from now on, we assume that .
Regardless of the value of , , since , we have that , which means that we can apply the second itemized result from Lemma . Therefore we have that for , we have i.e. . Since we have that . So, for l = as desired. ∎
Lemma 5.3.
Let be an odd integer and be an odd prime. Then for , we have .
Proof.
Note that since and are odd, the set of -th powers in has at least 3-elements 0, 1 and -1. In addition, S = is a complete set of coset representatives modulo p. Therefore, if we could write any coset representative in S, say as a sum of s or -s depending on whether is positive or negative. This together with 0 = 1+(-1) implies . ∎
Lemma 5.4.
Let , such that is odd and let be a prime such that and . Then 0 ( mod ) has solutions .
Proof.
Similar to Lemma , it suffices to show that = for because . Define then we have that . Since , implies . However, since is odd, cannot be prime. Therefore, we have that because and .
Recall that by Lemma 4.1, . Since we could write . Using the first result from Lemma , we have that for , . Since , we have that as desired. ∎
Theorem 5.5.
[Characterization of Intersectivity of ]
Let be an odd integer, and be the unique prime factorization of n. Define . Then is intersective if and only if following is satisfied:
-
1.
If is not prime, then 0 ( mod N) is solvable.
-
2.
If is prime then 0 ( mod ) is solvable.
Proof.
Necessity of the conditions follows from the definition the of intersectivity of the polynomial . Therefore, we will now prove the sufficiency. Using Lemmas and , we already have that 0 ( mod ) has solutions for any and all primes p such that and for any . Furthermore, if then by Theorem it is enough to have a solution to 0 ( mod ) to ensure that 0 ( mod ) has a solution for any .
Therefore if is not prime, 0 ( mod m) has solutions for any natural number as long as 0 ( mod ) has solution for all , which is same as saying that 0 ( mod N) is solvable, by the Chinese Remainder Theorem.
If is prime, then for to be intersective, we also need existence of a solution to ( mod ). Note that since , Hensel’s lemma will ensure existence of solutions to 0 , modulo higher powers of . Therefore the existence of a solution to ( mod ) is enough to ensure that ( mod ) has solution for every . ∎
6 Intersectivity of for Even
Recall that we used Lemmas to to obtain the characterization of intersectivity of for odd in Theorem . When was odd and a prime such that , without loss of generality, we could assume that the solution to 0 ( mod ) was non-zero. This was because both and were always a -power residues. Then, we could apply Hensel’s Lemma. However when is even, is a -power residue but is not. Therefore the existence of a non-zero solution to 0 ( mod ) may not follow when .
Hence to obtain results akin to Lemmas to for even , we have to replace the set by = . This will ensure that whenever we have 0 ( mod ) for even and prime , there exists with and . This means that we can use Hensel’s Lemma whenever . In fact, given a fixed , one only needs to use for those primes that divide . However due to our interest in characterization of intersectivity of for any , replacing by for all primes is desirable. For exactly the same reason, we also want to replace by .
Recall that whenever and , we had . Therefore, .
Lemma 6.1.
Let be a prime number, such that is even and . Also assume that i.e. for some , then min regardless of number of variables.
Proof.
Note that by Lemma , that min . If x such that is sum of non-zero elements of then . This is because for any . Therefore, only element that possibly might not be in is x = 0. Therefore, min ∎
Lemma 6.2.
Let such that is even and be an odd prime. Also assume that i.e. for some . Then we have the following:
-
•
When , for we have .
-
•
When , for , .
Proof.
Lemma 4.1 implies that . Hence it suffices to show that when , implies to prove that . Assume that , then we have implying that i.e. . This together with Theorem , we have that .
Now assume that i.e. , hence we could apply Lemma . Since we have that implying that . Therefore by Lemma we have that . ∎
Lemma 6.3.
Let such that is even and be a prime such that then 0 ( mod ) has solutions and .
Proof.
Since we have . Since , we always have that . Therefore, using the second itemized result from Lemma we have that for , we have i.e . ( mod ) has solution. Since max , we have that ( mod ) has solution. By the comments made in the start of the section, we could apply Hensel’s Lemma and conclude that ( mod ) for any and any . ∎
Lemma 6.4.
Let such that be an even number and let be a prime such that . Also assume that and then ( mod ) has solutions and .
Proof.
Since and we have that . Since , if then . Therefore for , we certainly have implying that ( mod ) has solutions, which could be lifted by Hensel’s Lemma because .
Therefore from now on, we assume that . Therefore by first itemized result from Lemma we have that for , , whenever for . However, we see that max , we have that i.e. ( mod ) has solutions. As we mentioned at the start of this section, since we are dealing with , we could apply Hensel’s Lemma and hence we have solution to ( mod ) for any and any . ∎
So far we have shown that ( mod ) has solutions for every and for every , as long as the prime is such that and . So, we only need solutions to ( mod ) when either divide or .
Theorem 6.5.
[Characterization of Intersectivity of ]
Let be an even integer, and be the unique prime factorization of . Assume that is not a sum of = max many integer powers. Then is intersective if and only if following conditions are satisfied:
-
1.
If neither nor is prime then and holds:
-
(a)
For every , 0 ( mod has a solution for some such that for some .
-
(b)
( mod ) has solution for some such that for some .
-
(a)
-
2.
If are primes for or then, along with the conditions and listed above, the following holds too:
-
•
( mod ) has solution for every
-
•
Proof.
Note that ( mod ) has solution for any , any and all primes and . For primes , the conditions listed in are sufficient and necessary for to be solvable modulo all powers of from Theorem . So is necessary and sufficient condition for to be intersective, if and are not prime.
If one or both of and are prime then conditions listed in is necessary and sufficient for to be intersective. This follows from the earlier paragraph and from Hensel’s Lemma, since and . ∎
7 Discussion and Examples
For a given , and define . Here is as defined in the Section , so . Using the results we have proved, the intersectivity of can be summarized in the tables below for and respectively.
For the sake of brevity, we will say that 0 ( mod ) is solvable nicely if for every odd prime with ( ) , 0 ( mod ) has a solution such that for some and if for some then 0 ( mod ) has a solution such that for some .
n = 3 | ||
---|---|---|
value of m | is intersective if and only if | |
0 ( mod ) is solvable | ||
( | () - k 0 ( mod 9) is solvable | |
( | Always intersective for every |
The second line in the above table is due to the fact that the set cubes in is . Similarly, the last line of the table is due to the fact that the set of cubes in is . The last line of the table states that every integer is sum of four cubes locally. This fact follows from the classical result by Davenport that almost every natural number is sum of four cubes [3].
n = 4 | ||
---|---|---|
value of m | is intersective if and only if | |
( | ( 0 ( mod is solvable nicely | |
( | ( 0 ( mod ) is solvable nicely | |
to | ( | ( 0 ( mod ) is solvable nicely |
( | Always intersective for every |
The third line in above table is due to the fact that the set of fourth powers in is ; hence set of sums of five (or more) fourth powers is entire . The last line is due to the fact that the set of fourth powers in is .
n = 5 | ||
---|---|---|
value of m | is intersective if and only if | |
l = 3 | 0 ( mod ) is solvable | |
l = 4 | 0 ( mod ) is solvable | |
l = 5 | Always intersective for every |
The set of fifth powers in is ; hence the set of sums of at most four fifth powers is . This gives us the third line in the above table. In addition, the set of fifth power modulo is and hence the set of sums of at most five fifth powers is . This gives us the last line in the above table.
n = 6 | ||
---|---|---|
value of m | is intersective if and only if | |
( | ( 0 ( mod ) is solvable nicely | |
( | ( 0 ( mod ) is solvable nicely | |
( | ( 0 ( mod ) is solvable nicely | |
( | ( 0 ( mod ) is solvable nicely | |
( | ( 0 ( mod ) is solvable nicely | |
( | Always intersective for every |
The third line of the above table is due to the fact that the set of sixth powers in is ; hence the set of sums of at most six sixth powers is entire . The fourth line of the table is simply because the set of sixth powers in contains . The fifth and sixth line is also due to exactly same reason in and .
n = 7 | ||
---|---|---|
value of m | is intersective if and only if | |
Always intersective for every |
The third column in the above table is because seventh powers modulo are and . Therefore the set of sum of four seventh powers in is entire . This also means any integer is sum of four seventh powers locally.
Acknowledgment: This research was partly supported by the NSF, under grant DMS-1812028.
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