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Hypergeometric Motives

David P. Roberts
Fernando Rodriguez Villegas

1 Introduction

It must have been frustrating in the early days of calculus that an integral like

F(t)=1π011x(1x)(1tx)𝑑xF(t)=\frac{1}{\pi}\int_{0}^{1}\frac{1}{\sqrt{x(1-x)(1-tx)}}\,dx (1.1)

appeared not to be expressible in terms of known functions. This type of integral arises in computing the movement of the ideal pendulum or the length of an arc of an ellipse for example; they have remained relevant and are connected to a great deal of the mathematics of the last 200 years.

Indeed FF is not an elementary function. Its Maclaurin expansion

F(t)=k=0(2kk)2(t16)kF(t)=\sum_{k=0}^{\infty}\binom{2k}{k}^{2}\,\left(\frac{t}{16}\right)^{k} (1.2)

is an example of a hypergeometric series. It satisfies a linear differential equation of order two of the type brilliantly analyzed by Riemann. As mentioned by Katz [Katz-RLS, p.3], Riemann was lucky. His analysis only works because any rank two differential equation on 1(){0,1,}{\mathbb{P}}^{1}({\mathbb{C}})-\{0,1,\infty\} is rigid in the sense that the local behavior of solutions around the missing points uniquely determines their global behavior.

Taking a more geometric perspective, (1.1) is presenting the function πF\pi F as a period of the family of elliptic curves defined by

Et:y2=x(1x)(xt).E_{t}:\quad y^{2}=x(1-x)(x-t). (1.3)

This fact implies as well that FF satisfies an order two linear differential equation, ultimately because H1(Et,)H^{1}(E_{t},{\mathbb{Q}}) is two-dimensional. David P. Roberts is a professor at the University of Minnesota Morris. His e-mail address is [email protected] and his research is supported by grant DMS-1601350 from the National Science Foundation. Fernando Rodriguez Villegas is a senior research scientist at the Abdus Salam International Centre for Theoretical Physics. His email address is [email protected].

Shifting now to more arithmetic topics, if we fix a rational number t0,1t\neq 0,1 then for almost all primes pp the number apa_{p} defined by

|Et(𝔽p)|=p+1ap|E_{t}({\mathbb{F}}_{p})|=p+1-a_{p} (1.4)

is of fundamental importance. With these apa_{p} as the main ingredients, one builds an LL-function

L(Et,s)=n=1anns.L(E_{t},s)=\sum_{n=1}^{\infty}\frac{a_{n}}{n^{s}}. (1.5)

Much of the importance of the apa_{p} is seen through this LL-function. For example, the famous Birch-Swinnerton-Dyer conjecture says that the group Et()E_{t}({\mathbb{Q}}) modulo its torsion is isomorphic to r{\mathbb{Z}}^{r}, where rr is the order of vanishing of L(Et,s)L(E_{t},s) at s=1s=1. A critical advance is the result of Wiles et al. that the function

f(z)=n=1ane2πizf(z)=\sum_{n=1}^{\infty}a_{n}e^{2\pi iz} (1.6)

on the upper half plane is a modular form. In particular, this result implies that L(Et,s)L(E_{t},s) is at least well-defined at s=1s=1.

The equations displayed so far represent a standard general paradigm in arithmetic geometry. One can start with any variety XX over {\mathbb{Q}}, not just the varieties (1.3). There are fully developed theories of periods and point counts, and in principle one can produce analogs of the period formulas (1.1)-(1.2) and the point count formula (1.4). Interacting now with deep but widely-believed conjectures, one can break the cohomology of XX into irreducible motives, study LL-functions like (1.5), and try to find corresponding automorphic forms like (1.6).

This survey is an informal invitation to hypergeometric motives, hereafter abbreviated HGMs; see Section 4 for their definition. We write them as H(Q,t)H(Q,t), with a rational function Q(T)Q\in{\mathbb{Q}}(T) satisfying certain conditions being the family parameter and t{0,1}t\in{\mathbb{Q}}-\{0,1\} the specialization parameter. The introductory family of examples is

H((T+1)2/(T1)2,t)=H1(Et,).H\left({(T+1)^{2}}/{(T-1)^{2}},t\right)=H^{1}(E_{t},{\mathbb{Q}}). (1.7)

Rigidity makes HGMs much more tractable than general motives: periods, point counts, and other invariants are given by explicit formulas in the parameters (Q,t)(Q,t). Our broader goal in this survey is to use HGMs to gain insight into the general theory of motives; we illustrate all topics with explicit examples throughout.

Sections 2-9 are geometric in nature. The main focus is on varieties generalizing (1.3) and the discrete aspect of periods like (1.1)-(1.2), as captured in vectors of Hodge numbers, h=(hw,0,,h0,w)h=(h^{w,0},\dots,h^{0,w}). A theme here is that HGMs form quite a broad class of irreducible motives, as very general hh arise. Sections 10-15 are arithmetic in nature, with the focus being on generalizations of (1.4), (1.6), and especially (1.5). Watkins has written a very useful hypergeometric motives package [Wat] in Magma and throughout this article we indicate how to use it by including small snippets of Magma code. Together these snippets are enough to let Magma beginners numerically compute with LL-functions L(H(Q,t),s)L(H(Q,t),s) using the free online Magma calculator.

2 Hypergeometric functions

We begin by generalizing (1.1)-(1.2) and explaining how this generalization leads to family parameters.

Integrals and series.

Let α=(α1,,αn)\alpha=(\alpha_{1},\dots,\alpha_{n}), and β=(β1,,βn)\beta=(\beta_{1},\dots,\beta_{n}) be vectors of complex numbers with Re(βj)>Re(αj)>0\mbox{Re}(\beta_{j})>\mbox{Re}(\alpha_{j})>0 and βn=1\beta_{n}=1. For |t|<1|t|<1 define, making use of the standard Gamma function Γ(s)=0exxs1𝑑x\Gamma(s)=\int_{0}^{\infty}e^{-x}x^{s-1}dx,

F(α,β,t)=i=1nΓ(βi)Γ(αi)Γ(βiαi)\displaystyle F(\alpha,\beta,t)=\prod_{i=1}^{n}\frac{\Gamma(\beta_{i})}{\Gamma(\alpha_{i})\Gamma(\beta_{i}-\alpha_{i})}\cdot
0101i=1n1(xiαi1(1xi)βiαi1dxi)(1tx1xn1)αn.\displaystyle\int_{0}^{1}\cdots\int_{0}^{1}\frac{\prod_{i=1}^{n-1}\left(x_{i}^{\alpha_{i}-1}(1-x_{i})^{\beta_{i}-\alpha_{i}-1}dx_{i}\right)}{(1-tx_{1}\cdots x_{n-1})^{\alpha_{n}}}.

Via Γ(1)=1\Gamma(1)=1 and Γ(1/2)=π\Gamma(1/2)=\sqrt{\pi}, (1.1) is the special case α=(1/2,1/2)\alpha=(1/2,1/2) and β=(1,1)\beta=(1,1).

Expand the denominator of the integrand of (2) via the binomial theorem and use Euler’s beta integral to evaluate the individual terms. Written in terms of Pochhammer symbols (u)k=u(+1)(u+k1)(u)_{k}=u(+1)\cdots(u+k-1), the result is

F(α,β,t)=Fn1n(α,β,t):=k=0(α1)k(αn)k(β1)k(βn)ktk.F(\alpha,\beta,t)={}_{n}F_{n-1}(\alpha,\beta,t):=\sum_{k=0}^{\infty}\frac{(\alpha_{1})_{k}\cdots(\alpha_{n})_{k}}{(\beta_{1})_{k}\dots(\beta_{n})_{k}}t^{k}. (2.2)

In other words, the integral (2) is an alternative definition of the standard hypergeometric power series (2.2). The case α=(1/2,1/2)\alpha=(1/2,1/2) and β=(1,1)\beta=(1,1) simplifies to (1.2).

Monodromy.

An excellent general reference for hypergeometric functions is [BH], and we now give a summary sufficient for this survey. The function F(α,β,t)F(\alpha,\beta,t) is in the kernel of an nthn^{\rm th} order differential operator D(α,β)D(\alpha,\beta) with singularities only at 0, 11 and \infty. This means in particular that F(α,β,t)F(\alpha,\beta,t), initially defined on the unit disk, extends to a “multivalued function” on the thrice-punctured projective line 1(){0,1,)={0,1}{\mathbb{P}}^{1}({\mathbb{C}})-\{0,1,\infty)={\mathbb{C}}-\{0,1\}. With respect to a given basis, this multivaluedness is codified by a representation ρ\rho of the fundamental group π1({0,1},1/2)\pi_{1}({\mathbb{C}}-\{0,1\},1/2) into GLn()GL_{n}({\mathbb{C}}). The fundamental group is free on g0g_{0} and g1g_{1}, with these elements coming from counterclockwise circular paths of radius 1/21/2 about 0 and 11 respectively. To emphasize the equal status of \infty and 0, it is better to present this group as generated by gg_{\infty}, g1g_{1}, and g0g_{0}, subject to the relation gg1g0=1g_{\infty}g_{1}g_{0}=1. The assumption βn=1\beta_{n}=1 was only imposed to present the classical viewpoint (2)-(2.2) cleanly; we henceforth drop it.

A useful fact due to Levelt is the explicit description of the matrices hτ=ρ(gτ)GLn()h_{\tau}=\rho(g_{\tau})\in GL_{n}({\mathbb{C}}) with respect to a certain well-chosen basis. Define polynomials

q\displaystyle q_{\infty} :=(Te2πiα1)(Te2πiαn),\displaystyle:=(T-e^{2\pi i\alpha_{1}})\cdots(T-e^{2\pi i\alpha_{n}}),
q0\displaystyle q_{0} :=(Te2πiβ1)(Te2πiβn).\displaystyle:=(T-e^{-2\pi i\beta_{1}})\cdots(T-e^{-2\pi i\beta_{n}}).

Then hh_{\infty} and h0h_{0} are companion matrices of qq_{\infty} and q0q_{0}, while h1h_{1} is determined by hh1h0=Ih_{\infty}h_{1}h_{0}=I. The matrix h1h_{1} differs minimally from the identity in that h1Ih_{1}-I has rank 11. We will henceforth consider only cases where no αiβj\alpha_{i}-\beta_{j} is an integer. This ensures that the hτh_{\tau} generate an irreducible subgroup Γ\Gamma of GLn()GL_{n}({\mathbb{C}}). Moreover the representation is rigid, in the following sense: suppose hh_{\infty}^{\prime}, h1h^{\prime}_{1}, and h0h_{0}^{\prime} are conjugate to hh_{\infty}, h1h_{1}, and h0h_{0} respectively. Then there is a single matrix cc such that hτ=chτc1h_{\tau}=ch_{\tau}^{\prime}c^{-1} for all three τ\tau.

Family parameters.

The parameters (α,β)(\alpha,\beta) contain information which is irrelevant for the sequel. First, the individual αj\alpha_{j} and βj\beta_{j} are important only modulo integers. Second, the orderings of the αj\alpha_{j} and βj\beta_{j} do not matter. To remove these irrelevancies, we will regard the degree nn rational function Q=q/q0Q=q_{\infty}/q_{0} as the primary index in the sequel, calling it the family parameter. A bonus of this shift in emphasis is that an important field EE\subset{\mathbb{C}} is made evident, the field generated by the coefficients of qq_{\infty} and q0q_{0}. By construction, all three hτh_{\tau} lie in GLn(E)GL_{n}(E).

The cases which naturally have underlying motives are exactly the ones with all αj\alpha_{j} and βj\beta_{j} rational, so that EE is some cyclotomic field. In this survey we will substantially simplify by restricting to cases with E=E={\mathbb{Q}}. With this simplification, there are two natural ways to present QQ as follows. Write Ψm=Tm1\Psi_{m}=T^{m}-1 and consider its factorization into irreducible polynomials, Ψm=d|mΦd\Psi_{m}=\prod_{d|m}\Phi_{d}. So the factors are cyclotomic polynomials Φd=j(/d)×(Te2πij/d)\Phi_{d}=\prod_{j\in({\mathbb{Z}}/d)^{\times}}(T-e^{2\pi ij/d}) and thus have degree the Euler totient ϕ(d)=|(/d)×|\phi(d)=|({\mathbb{Z}}/d)^{\times}|.

In our introductory example, the ways are

Q=(T21)2(T1)4=Ψ22Ψ14=(T+1)2(T1)2=Φ22Φ12.Q\;\;\;=\;\;\;\frac{(T^{2}-1)^{2}}{(T-1)^{4}}=\frac{\Psi^{2}_{2}}{\Psi_{1}^{4}}\;\;\;=\;\;\;\frac{(T+1)^{2}}{(T-1)^{2}}=\frac{\Phi^{2}_{2}}{\Phi_{1}^{2}}. (2.3)

In general, the second way is just the canonical factorization into irreducibles, while the first way is the unique “unreduction” to products of Ψm\Psi_{m} in which no factor appears in both a numerator and denominator.

To enter a family parameter QQ into Magma, one can use either of these two ways, as in the equivalent commands

Q:=HypergeometricData([*-2,-2,1,1,1,1*]);
Q:=HypergeometricData([1,1],[2,2]); (2.4)

In the first method, one inputs just the gamma vector γ=[γ1,,γl]\gamma=[\gamma_{1},\dots,\gamma_{l}] formed by subscripts on the Ψ\Psi’s, using signs to distinguish between numerator and denominator. In the second method, one inputs just the subscripts of the denominator and then numerator Φ\Phi’s, these being called the cyclotomic parameters. When working with underlying varieties, the gamma vectors are so useful that we often simply write H(γ,t)H(\gamma,t) rather than H(Q,t)H(Q,t). After the transition to motives, the cyclotomic presentation is generally more convenient. To simplify slightly, we henceforth require that gcd(γ1,,γl)=1\gcd(\gamma_{1},\dots,\gamma_{l})=1.

Note that initialization commands like (2.4) do nothing by themselves; in this survey Magma will first start returning useful information in Sections 5 and 11. Note also that Magma requires a semicolon at the end of all commands, as in (2.4). We often omit these semicolons in the sequel.

Orthogonal vs. symplectic.

The number Q(0)=det(h1)Q(0)=\det(h_{1}) is either 1-1 or 11 under our restriction E=E={\mathbb{Q}}. This dichotomy is strongly felt throughout this survey. It can also be expressed in terms of the fundamental bilinear form (,)\left(\cdot,\cdot\right) on n{\mathbb{Q}}^{n} preserved by the monodromy group Γ=h,h0\Gamma=\langle h_{\infty},h_{0}\rangle; see [BH, §4][RV-bez, §3.5]. In the orthogonal case, h1h_{1} is conjugate to diag(1,1,,1)\mbox{diag}(-1,1,\dots,1) and (,)\left(\cdot,\cdot\right) is symmetric. In the symplectic case, h1h_{1} is conjugate to (1 10 1)diag(1,,1)\binom{1\;1}{0\;1}\oplus\mbox{diag}(1,\dots,1), and (,)\left(\cdot,\cdot\right) is antisymmetric.

3 Source varieties

We now describe varieties which give rise to hypergeometric motives.

Euler varieties.

We have already generalized (1.1) to (2) and (1.2) to (2.2). Assuming briefly βn=1\beta_{n}=1 again, a natural generalization of (1.3) is to

ym=j=1n1xjaj(1xj)bj(1tx1xn1)an.y^{m}=\prod_{j=1}^{n-1}x_{j}^{a_{j}}(1-x_{j})^{b_{j}}(1-tx_{1}\cdots x_{n-1})^{a_{n}}. (3.1)

Here mm is the least common denominator of the αj\alpha_{j} and βj\beta_{j}, and the exponents are integers 0aj,bj<m0\leq a_{j},b_{j}<m such that

ajmαjmodm,bjm(αjβj)modm,a_{j}\equiv-m\alpha_{j}\bmod m,\qquad b_{j}\equiv m(\alpha_{j}-\beta_{j})\bmod m,

for j=1,,n1j=1,\ldots,n-1 and anmαnmodma_{n}\equiv m\alpha_{n}\bmod m. The equations (2)-(2.2) show that a specified scalar multiple of Fn1n(α,β,t){}_{n}F_{n-1}(\alpha,\beta,t) arises as a period of this variety. However the varieties (3.1) depend on how the parameters are paired: (α1,β1)(\alpha_{1},\beta_{1}), …, (αn,βn)(\alpha_{n},\beta_{n}). This dependence complicates the arithmetic of these varieties, so we will use an alternative collection of varieties to define hypergeometric motives.

Canonical varieties.

The alternative varieties appear under the term “circuits” in [GKZ] and are studied at greater length in [BCM]. For a gamma vector γ\gamma and a complex number tt, define Xγ,tbcml1X^{\rm bcm}_{\gamma,t}\subset{\mathbb{P}}^{l-1} by two homogeneous equations,

j=1lyj\displaystyle\sum_{j=1}^{l}y_{j} =0,\displaystyle=0, γj>0yjγj=uγi<0yjγj.\displaystyle\prod_{\gamma_{j}>0}y_{j}^{\gamma_{j}}=u\prod_{\gamma_{i}<0}y_{j}^{-\gamma_{j}}. (3.2)

Here and in the sequel, we systematically use the abbreviation u=tjγjγju=t\prod_{j}\gamma_{j}^{\gamma_{j}}. The canonical variety is by definition the open subvariety Xγ,tX_{\gamma,t} on which all the homogeneous coordinates yjy_{j} are nonzero. The point (γ1::γl)(\gamma_{1}:\cdots:\gamma_{l}) is an ordinary double point on Xγ,1X_{\gamma,1} and otherwise all the Xγ,tX_{\gamma,t} are smooth. Because of this double point, we exclude the case t=1t=1 from consideration until Section 9.

Toric models.

From a dimension-count viewpoint, the BCM equations (3.2) for canonical varieties are inefficient. They start with the l=κ+3l=\kappa+3 variables yiy_{i} and use two equations and projectivization to get the desired κ\kappa-dimensional variety Xγ,tX_{\gamma,t}. The toric models from [GKZ] start instead with d=κ+1d=\kappa+1 variables xix_{i} and present Xγ,tX_{\gamma,t} by just one equation.

To obtain a toric model from a gamma vector γ\gamma, one proceeds as illustrated by Table 3.1. First, for each new variable xix_{i} choose a row vector mim_{i*} in l{\mathbb{Z}}^{l} which is orthogonal to the given ll-vector γ\gamma. These row vectors are required to be such that l/mi{\mathbb{Z}}^{l}/\langle m_{i*}\rangle is torsion-free. Second, choose a row vector klk\in{\mathbb{Z}}^{l} which satisfies γk=1\gamma\cdot k=1. The toric model is then

i=1lukij=1dximij=0.\sum_{i=1}^{l}u^{k_{i}}\prod_{j=1}^{d}x_{i}^{m_{ij}}=0. (3.3)

So in the example of Table 3.1, the resulting equation is

x12+ux1x22+u+x13x2=0,x_{1}^{2}+ux_{1}x_{2}^{2}+u+x_{1}^{3}x_{2}=0, (3.4)

with u=2633t/55u=-2^{6}3^{3}t/5^{5}. In general, the variety Xγ,tX_{\gamma,t} is the subvariety of the torus 𝔾md{\mathbb{G}}_{m}^{d} given by the equation (3.3).

γ1γ2γ3γ4x1:m11m12m13m14x2:m21m22m23m24u:k1k2k3k4= 5234 21030201 0110 {{{{{\begin{array}[]{r|cccc|}\cline{2-5}\cr&\gamma_{1}&\gamma_{2}&\gamma_{3}&\gamma_{4}\\ \cline{2-5}\cr x_{1}:&m_{11}&m_{12}&m_{13}&m_{14}\\ x_{2}:&m_{21}&m_{22}&m_{23}&m_{24}\\ \cline{2-5}\cr u:&k_{1}&k_{2}&k_{3}&k_{4}\\ \cline{2-5}\cr\end{array}=\begin{array}[]{|cccc|}\cr\hrule height=0.4pt}-5&-2&3&4\\ \cr\hrule height=0.4pt}2&1&0&3\\ 0&2&0&1\\ \cr\hrule height=0.4pt}0&1&1&0\\ \cr\hrule height=0.4pt}\end{array}}
Table 3.1: Derivation of the equation (3.4) for X[5,2,3,4],tX_{[-5,-2,3,4],t}

The relation between the BCM equation for Xγ,tX_{\gamma,t} and a toric model for Xγ,tX_{\gamma,t} is very simple:

yj=ukji=1dximij.y_{j}=u^{k_{j}}\prod_{i=1}^{d}x_{i}^{m_{ij}}. (3.5)

When one uses (3.5) to write (3.2) in terms of the xix_{i}, the second equation is identically satisfied while the first becomes (3.3). Conversely, any point (y1::yl)(y_{1}:\dots:y_{l}) comes from a unique (x1,,xd)(x_{1},\dots,x_{d}) because of the torsion-free condition.

Polytopes.

A toric model gives a polytope Δd\Delta\subset{\mathbb{R}}^{d} which is an aid to understanding the Xγ,tX_{\gamma,t}. The case d=2d=2 is readily visualizable and Figure 3.1 continues our example. In general, one interprets the column vectors mjm_{*j} of the chosen matrix as points in d{\mathbb{Z}}^{d} and Δ\Delta is their convex hull. Let Δj\Delta_{j} be the convex hull of all the points except the jthj^{\rm th} one. Normalize volume so that the standard dd-dimensional simplex has volume 11, and thus [0,1]d[0,1]^{d} has volume d!d!. Then the volume of Δj\Delta_{j} is |γj||\gamma_{j}|. The Δj\Delta_{j} with γj>0\gamma_{j}>0 form one triangulation of Δ\Delta, while the Δj\Delta_{j} with γj<0\gamma_{j}<0 form another. The total volume of Δ\Delta is the important number vol(γ)=12j=1l|γj|\mbox{vol}(\gamma)=\frac{1}{2}\sum_{j=1}^{l}|\gamma_{j}|

2-25-54433
Figure 3.1: The triangulations Δ=Δ1Δ2\Delta=\Delta_{1}\cup\Delta_{2} and Δ=Δ3Δ4\Delta=\Delta_{3}\cup\Delta_{4} of the polytope Δ\Delta for the family with γ=[5,2,3,4]\gamma=[-5,-2,3,4]. The points are at the column vectors (m1jm2j)\binom{m_{1j}}{m_{2j}} of Table 3.1, and γj\gamma_{j} is printed in the opposite triangle.

The common topology of the Xγ,tX_{\gamma,t} with t1t\neq 1 is reflected in the combinatorics of Δ\Delta. In the case of d=2d=2, the genus gg of Xγ,tX_{\gamma,t} is the number of lattice points on the interior, while the number of punctures kk is the number of lattice points on the boundary. Pick’s theorem then says that the Euler characteristic χ=22gk\chi=2-2g-k of Xγ,tX_{\gamma,t} is vol(γ)-\mbox{vol}(\gamma). In the example of Figure 3.1, (g,k,χ)=(2,5,7)(g,k,\chi)=(2,5,-7). For larger ambient dimension dd, the situation is of course much more complicated, but always χ=(1)d1vol(γ)\chi=(-1)^{d-1}\mbox{vol}(\gamma).

Compactifications.

In algebraic geometry, one normally wants to compactify a given open variety such as Xγ,tX_{\gamma,t} and there are typically many natural ways of doing it.

We already saw the compactification Xγ,tbcmX_{\gamma,t}^{\rm bcm}. It is a hypersurface of degree vol(γ)\mbox{vol}(\gamma) in the projective space d{\mathbb{P}}^{d} defined by the first equation of (3.2). On the other hand, for any choice of matrix mm with all entries nonnegative, homogenization of (3.3) gives a alternative compactification X¯γ,td\overline{X}_{\gamma,t}\subset{\mathbb{P}}^{d}.

In our continuing example γ=[5,2,3,4]\gamma=[-5,-2,3,4], the plane curve Xγ,tbcmX_{\gamma,t}^{\rm bcm} has degree seven. In contrast, the plane curve X¯γ,t\overline{X}_{\gamma,t} has degree just four, this number arising as the maximum column sum of the matrix mm in Table 3.1. Smooth curves in these degrees have genera 1515 and 33 respectively. For t1t\neq 1, Xγ,tX_{\gamma,t} has genus 22 so Xγ,tbcmX_{\gamma,t}^{\rm bcm} must have bad singularities while X¯γ,t\overline{X}_{\gamma,t} has just a single node.

Another compactification Xγ,tBCMX_{\gamma,t}^{\rm BCM} is a major focus of [BCM]. It is typically not smooth, but only has quotient singularities. These singularities are mild in the sense that Xγ,tBCMX_{\gamma,t}^{\rm BCM} looks smooth from the viewpoint of rational cohomology, and may be ignored when discussing motives as in the next section.

4 HGMs from cohomology

Here we define HGMs and explain how their behavior is simpler than other similar motives.

Motivic formalism.

Let KK and EE be subfields of {\mathbb{C}}; the case of principal interest to us is K=E=K=E={\mathbb{Q}}. Minimally modifying Grothendieck’s original conditional definitions, André unconditionally defined a category (K,E)\mathcal{M}(K,E) of pure motives over KK with coefficients in EE [And]. The formal structures of this category can best be understood in terms of a huge proreductive algebraic group 𝔾K{\mathbb{G}}_{K} over {\mathbb{Q}}, the absolute motivic Galois group of KK. Then (K,E)\mathcal{M}(K,E) is exactly the category of representations of 𝔾K{\mathbb{G}}_{K} on finite-dimensional EE vector spaces.

When taking cohomology, we are always implicitly working with the complex points of a variety. For a smooth projective variety XX over KK and an integer ww, the singular cohomology space M=Hw(X,E)M=H^{w}(X,E) is an object of (K,E)\mathcal{M}(K,E). The image GMG_{M} of 𝔾K{\mathbb{G}}_{K} in the general linear group of MM is by definition the motivic Galois group of MM. The purpose of GMG_{M}, as the rest of this survey will make clear, is to group-theoretically coordinate very concrete structures on the vector space Hw(X,E)H^{w}(X,E).

Two copies of the multiplicative group 𝔾m=GL1{\mathbb{G}}_{m}=GL_{1} play important roles in the formalism of motives. One is a normal subgroup and the other a quotient: 𝔾m𝔾K𝔾m{\mathbb{G}}_{m}\subset{\mathbb{G}}_{K}\twoheadrightarrow{\mathbb{G}}_{m}. A rank nn motive MM is said to be of weight ww if the representation restricted to the subgroup 𝔾m{\mathbb{G}}_{m} consists of nn copies the representation rrwr\mapsto r^{w}. The motives Hw(X,E)H^{w}(X,E) all have weight ww. The representation of 𝔾K{\mathbb{G}}_{K} on the rank one motive E(1):=H2(1,E)E(-1):=H^{2}({\mathbb{P}}^{1},E) corresponds to the representation ttt\mapsto t of the quotient group 𝔾m{\mathbb{G}}_{m}. The motive corresponding to the representation ttjt\mapsto t^{j} is denoted E(j)E(-j). The motives M(j):=ME(j)M(j):=M\otimes E(j) are called the Tate twists of MM.

Each category of pure motives (K,E)\mathcal{M}(K,E) is contained in a larger category (K,E)\mathcal{M}\mathcal{M}(K,E) of mixed motives, where an irreducible motive has a canonical weight filtration with subquotients in (K,E)\mathcal{M}(K,E). We will mention mixed motives at several junctures, but our focus is sharply on pure motives.

Definition of HGMs.

Let γ\gamma be a gamma vector of length κ+3\kappa+3 with rr negative entries and let t×{1}t\in{\mathbb{Q}}^{\times}-\{1\}. The hypergeometric motive H(γ,t)H(\gamma,t) is defined from the cohomology of the affine variety Xγ,tX_{\gamma,t} [RV-Mixed]. We start with the compactly supported middle cohomology space Hcκ(Xγ,t,)H_{c}^{\kappa}(X_{\gamma,t},{\mathbb{Q}}) and begin by cutting out a subquotient H(γ,t)H^{\prime}(\gamma,t) in two steps.

First, we eliminate the contribution of the ambient dd-dimensional torus to obtain the primitive subspace PHcκ(Xγ,t,)PH_{c}^{\kappa}(X_{\gamma,t},{\mathbb{Q}}). Second, we take any smooth compactification X¯\bar{X} of Xγ,tX_{\gamma,t}, or one with at worst mild singularities as mentioned above, and consider the image H(γ,t)H^{\prime}(\gamma,t) of PHcκ(Xγ,t,)PH_{c}^{\kappa}(X_{\gamma,t},{\mathbb{Q}}) under the natural map to Hκ(X¯,)H^{\kappa}(\bar{X},{\mathbb{Q}}). As a quotient of PHcκ(Xγ,t,)PH_{c}^{\kappa}(X_{\gamma,t},{\mathbb{Q}}), the space H(γ,t)H^{\prime}(\gamma,t) is independent of the choice of compactification.

For example, for the compactification Xγ,tBCMX^{BCM}_{\gamma,t} there is a decomposition of its middle cohomology, Hκ(Xγ,tBCM,)=H(γ,t)TH^{\kappa}(X^{BCM}_{\gamma,t},{\mathbb{Q}})=H^{\prime}(\gamma,t)\oplus T. It is described at the level of point counts in [BCM, Thm 1.5]. Here TT is zero if κ\kappa is odd and the sum of (κ+1r1)\binom{\kappa+1}{r-1} copies of (κ/2){\mathbb{Q}}(-\kappa/2) if κ\kappa is even.

Finally, we define the hypergeometric motive H(γ,t)(,)H(\gamma,t)\in\mathcal{M}({\mathbb{Q}},{\mathbb{Q}}) as the Hodge-normalized Tate twist H(γ,t)(j)H^{\prime}(\gamma,t)(j), as discussed in the next section. So H(γ,t)H(\gamma,t) has weight w=κ2jw=\kappa-2j with j0j\in{\mathbb{Z}}_{\geq 0} specified there.

More conceptually, PHcκ(Xγ,t,)PH_{c}^{\kappa}(X_{\gamma,t},{\mathbb{Q}}) is a mixed motive of rank vol(γ)1\operatorname{vol}(\gamma)-1 and the pure motive H(γ,t)H^{\prime}(\gamma,t) is its weight κ\kappa quotient. The passage from PHcκ(Xγ,t,)PH_{c}^{\kappa}(X_{\gamma,t},{\mathbb{Q}}) to H(γ,t)H^{\prime}(\gamma,t) is closely related to the reduction of fractions as in (2.3). In particular, H(γ,t)H^{\prime}(\gamma,t) has rank n=deg(Q)n=\deg(Q).

It is worth stressing that the full mixed motive PHcκ(Xγ,t,)PH_{c}^{\kappa}(X_{\gamma,t},{\mathbb{Q}}) is itself of great interest, with its lower weight parts playing an important role in deeper studies of hypergeometric motives.

Motivic Galois groups of HGMs.

For t×{1}t\in{\mathbb{C}}^{\times}-\{1\}, one likewise gets a motive M=H(γ,t)((t),)M=H(\gamma,t)\in\mathcal{M}({\mathbb{Q}}(t),{\mathbb{Q}}). lf tt is transcendental then the motivic Galois group of MM can be cleanly expressed in terms of the monodromy group Γ\Gamma of Section 2, as follows. If w=0w=0, then Γ\Gamma is finite and GM=ΓG_{M}=\Gamma. If w>0w>0, then Γ\Gamma is infinite and GMG_{M} is the smallest algebraic group containing both Γ\Gamma and scalars; more explicitly, GMG_{M} is the conformal symplectic group CSpn\mbox{CSp}_{n} in the symplectic case of odd ww, and a conformal orthogonal group COn\mbox{CO}_{n} in the orthogonal case of even ww. In the case that tt is algebraic, including our main case that tt is rational, the same identification of GMG_{M} holds almost always.

Related motives.

The toric model viewpoint is part of the program in [GKZ] to approach algebraic geometry by emphasizing the number κ+ϵ\kappa+\epsilon of terms in polynomials defining κ\kappa-dimensional varieties. By scaling to normalize coefficients, such varieties come in (ϵ2)(\epsilon-2)-dimensional families.

For ϵ=2\epsilon=2, the Newton polytope Δ\Delta is a simplex. An abelian group AA of order vol(Δ)\mbox{vol}(\Delta) and some exponent mm acts on the single associated complex variety XX. The essential cases here are the Fermat varieties in κ+1{\mathbb{P}}^{\kappa+1}, defined by

x1m++xκ+2m=0.x_{1}^{m}+\cdots+x_{\kappa+2}^{m}=0. (4.1)

The group AA comes from scaling the variables by mthm^{\rm th} roots of unity and has order mκ+1m^{\kappa+1} and exponent mm. Writing K=(e2πi/m)K={\mathbb{Q}}(e^{2\pi i/m}), the action decomposes Hκ(X,K)H^{\kappa}(X,K) into one-dimensional motives in (K,K)\mathcal{M}(K,K). This setting of ϵ=2\epsilon=2 was the focus of several influential papers of Weil from around 1950, and the rank one motives appearing are Jacobi motives.

The case ϵ=3\epsilon=3 corresponds to general hypergeometric motives where the αj\alpha_{j} and βj\beta_{j} can be arbitrary rational numbers. The group AA now has order a divisor of vol(Δ)\mbox{vol}(\Delta) and some exponent mm. For example, for m=κ+23m=\kappa+2\geq 3 one can add the term ux1xmux_{1}\cdots x_{m} to (4.1); then AA is reduced to having order mκm^{\kappa} but still has exponent mm. The action of AA again decomposes Hκ(X,K)H^{\kappa}(X,K) in (K,K)\mathcal{M}(K,K) and the summands include general hypergeometric motives. Our torsion-free requirement for exponent matrices is equivalent to requiring that the column vectors affine span d{\mathbb{Z}}^{d}; in turn, this means that our HGMs constitute exactly the case |A|=1|A|=1.

Much of what we are describing in this article both has simpler analogs for Jacobi motives and extends to general hypergeometric motives. Indeed [BH] and [Katz-ESDE] are in the latter setting. However the associated LL-functions correspond to motives that have been descended to (,)\mathcal{M}({\mathbb{Q}},{\mathbb{Q}}) and have rank ϕ(m)n\phi(m)n. Because of the factor ϕ(m)\phi(m), inclusion of these other settings would only modestly increase the collection of computationally accessible LL-functions. Also the resulting motives in (,)\mathcal{M}({\mathbb{Q}},{\mathbb{Q}}) have motivic Galois groups which are more complicated than the CSpn\mbox{CSp}_{n} and COn\mbox{CO}_{n} arising ubiquitously in our setting of H(γ,t)H(\gamma,t).

5 Hodge numbers

One of the very first things one wants to know about a motive is its Hodge numbers. Fortunately, this desire is easily satisfied for HGMs by an appealing procedure.

Background.

For a smooth projective variety XX over KK\subseteq{\mathbb{C}}, there is a decomposition of complex vector spaces Hw(X,)=p=0wHp,wpH^{w}(X,{\mathbb{C}})=\bigoplus_{p=0}^{w}H^{p,w-p}, with complex conjugation on coefficients switching Hp,qH^{p,q} and Hq,pH^{q,p}. The Hodge numbers hp,q:=dim(Hp,q)h^{p,q}:=\dim(H^{p,q}) therefore satisfy Hodge symmetry hp,q=hq,ph^{p,q}=h^{q,p} and sum to the Betti number bw:=dim(Hw(X,))b_{w}:=\dim(H^{w}(X,{\mathbb{C}})). Classical examples are given in (6.1)-(6.2) below.

Likewise, the rank of a weight ww motive M(K,E)M\in\mathcal{M}(K,E) is decomposed into Hodge numbers hp,wph^{p,w-p}. The decomposition has a simple group-theoretic reformulation: 𝔾K(){\mathbb{G}}_{K}({\mathbb{R}}) contains a subgroup ×{\mathbb{C}}^{\times} which acts on Hp,qH^{p,q} by zpz¯qz^{p}\overline{z}^{q}. If either KK or EE is in {\mathbb{R}}, as will generally be the case for us, then Hodge symmetry continues to hold.

If a motive MM has Hodge numbers h¯p,q\underline{h}^{p,q} then the Hodge numbers of its Tate twist M(j)M(j) are hpj,qj=h¯p,q{h}^{p-j,q-j}=\underline{h}^{p,q}. The Hodge-normalization of a pure weight motive is the Tate twist for which all the nonzero Hodge numbers are in the vector h=(hw,0,,h0,w)h=(h^{w,0},\dots,h^{0,w}) and at least one of the outer ones is nonzero.

Zigzag procedure.

The procedure we are about to describe is equivalent to a formula conjectured by Corti and Golyshev [CG] and proved by different methods in Fedorov [Fed] and [RV-Mixed]. The procedure is completely combinatorial and only depends on the interlacing pattern of the roots of qq_{\infty} and q0q_{0} in the unit circle.

14\frac{1}{4}13\frac{1}{3}12\frac{1}{2}23\frac{2}{3}34\frac{3}{4}15\frac{1}{5}25\frac{2}{5}35\frac{3}{5}45\frac{4}{5}11113311113311αj\alpha_{j}’s:βj\beta_{j}’s:
Figure 5.1: The zigzag procedure with input the family parameter Q=Φ2Φ3Φ4/Φ1Φ5Q={\Phi_{2}\Phi_{3}\Phi_{4}}/{\Phi_{1}\Phi_{5}} and output the Hodge vector h=(1,3,1)h=(1,3,1)

To pass from a family parameter Q=q/q0Q=q_{\infty}/q_{0} to its Hodge vector hh one proceeds as illustrated by Figure 5.1. One orders the parameters αj\alpha_{j} and βj\beta_{j}, viewed as elements in say (0,1](0,1]; for more immediate readability, we associate the colors red and blue to \infty and 0 respectively. One draws a point at (0,0)(0,0) corresponding to the smallest parameter in a Cartesian plane. One then proceeds in uniform steps from left to right, drawing a point for each parameter and then moving diagonally upwards after red points and diagonally downwards after blue points. One focuses on one color or the other, counting the number of points on horizontal lines. The numbers obtained form the Hodge vector hh. The red and blue dots yield the same Hodge vector but contain more information. They may be used to describe the limiting mixed Hodge structure at t=t=\infty and 0 respectively.

The completely intertwined case.

Complete intertwining of the αj\alpha_{j} and βj\beta_{j} gives the extreme where the resulting Hodge vector is just (n)(n). Beukers and Heckman [BH] proved that complete intertwining is exactly the condition one needs for the monodromy group h,h0\langle h_{\infty},h_{0}\rangle to be finite. They also established the complete list of such pairs (α,β)(\alpha,\beta). Actually they, like Schwarz who famously treated the n=2n=2 case more than a century earlier, worked without our standing assumption E=E={\mathbb{Q}}. Then one needs to require complete intertwining of all the natural conjugates of (α,β)(\alpha,\beta) and the list obtained is longer.

In our setting of E=E={\mathbb{Q}}, the corresponding γ\gamma-vectors are of odd lengths 33 to 99. There are infinite collections of length 33 and 55 given by coprime positive integers a,ba,b:

(i)\displaystyle(i) [(a+b),a,b],\displaystyle\quad[-(a+b),a,b], (5.1)
(ii)\displaystyle(ii) [2(a+b),a,2a,b,a+b],\displaystyle\quad[-2(a+b),-a,2a,b,a+b],
(iii)\displaystyle(iii) [2a,2b,a,b,a+b].\displaystyle\quad[-2a,-2b,a,b,a+b].

Here and always when discussing classification, we omit consideration of γ-\gamma whenever γ\gamma is listed. In case (i)(i), the canonical variety consists of just a+ba+b points. Removing a variable, the BCM presentation takes the form

Xa,b,t:ya(1y)baabb(a+b)a+bt=0.X_{a,b,t}:y^{a}(1-y)^{b}-\frac{a^{a}b^{b}}{(a+b)^{a+b}}t=0.

For b=1b=1 this presentation is already trinomial; in general, one has to make a non-trivial change of variables to pass to the trinomial presentation of Xa,b,tX_{a,b,t} given by a toric model.

Beyond the closely related collections (i)(i) - (iii)(iii), there are only finitely many further γ\gamma, all related to Weyl groups. [BH, Table 8.3] says that, modulo the quadratic twisting operation Q(T)Q(T)Q(T)\mapsto Q(-T), there are just one, five, five, and fifteen respectively for the groups W(F4)W(F_{4}), W(E6)W(E_{6}), W(E7)W(E_{7}), and W(E8)W(E_{8}). One of the W(E6)W(E_{6}) cases is discussed in Section 7 and the remaining W(En)W(E_{n}) cases are similarly treated in [Rob-polys].

The completely separated case.

Complete separation of the αj\alpha_{j} and βj\beta_{j} gives the extreme where the resulting Hodge vector is (1,1,,1,1)(1,1,\dots,1,1). The subcase where q0=(T1)nq_{0}=(T-1)^{n} has the simplifying feature that h0h_{0} consists of a single Jordan block. Families in this subcase have received particular attention in the literature; the condition is sometimes verbalized as MUM, for maximal unipotent monodromy.

Classification of families in the completely separated case is easier than in the completely intertwined case. It becomes trivial in the MUM subcase because qq_{\infty} is arbitrary except for the fact that it contains no factors of (T1)(T-1). Accordingly, the number cnc_{n} of rank nn families in the MUM subcase is given by a generating function

n=0cnxn\displaystyle\sum_{n=0}^{\infty}c_{n}x^{n} =\displaystyle= k=211xϕ(k)\displaystyle\prod_{k=2}^{\infty}\frac{1}{1-x^{\phi(k)}}
=\displaystyle= 1+x+4x2+4x3+14x4+14x5+\displaystyle 1+x+4x^{2}+4x^{3}+14x^{4}+14x^{5}+\cdots

Always c2j=c2j+1c_{2j}=c_{2j+1} as under the MUM restriction multiplying by (T+1)/(T1)(T+1)/(T-1) gives a bijection on parameters. Arithmetic information about the list underlying c4=14c_{4}=14 is in [RV]. For general nn, the case q=1+T++Tnq_{\infty}=1+T+\cdots+T^{n} is the “mirror dual” of the Dwork case discussed after (4.1), and so motives of this family have been given special attention in the physics literature.

Signature and the Magma implementation.

A motive defined over a subfield of {\mathbb{R}} has a signature σ\sigma, which is the trace of complex conjugation. For odd weight motives, it is always zero. For even weight HGMs H(Q,t)H(Q,t), it depends only on QQ and the interval (,0)(-\infty,0), (0,1)(0,1), or (1,)(1,\infty) in which tt lies. Magma’s command HodgeStructure returns both the Hodge vector and the signature in coded form. To see just the Hodge vector clearly, one can implement Q as in (2.4) and get the Hodge vector from say

HodgeVector(HodgeStructure(Q,2));

For example, from the gamma vector [21,1,2,3,4,5,6][-21,1,2,3,4,5,6] one gets the Hodge vector (1,2,12,2,1)(1,2,12,2,1).

6 Projective Hypersurfaces

Here we realize some HGMs in the cohomology of the most classical varieties of all, smooth hypersurfaces in projective space.

Hodge numbers.

Let Xκ+1X\subset{\mathbb{P}}^{\kappa+1} be a smooth hypersurface of degree δ\delta. Let PHκ(X,)PH^{\kappa}(X,{\mathbb{Q}}) be the primitive part of its middle cohomology, meaning the part that does not come from the ambient projective space. If κ\kappa is odd, then this primitive part is all of Hκ(X,)H^{\kappa}(X,{\mathbb{Q}}). If κ\kappa is even, then the complementary piece that we are discarding is (κ/2){\mathbb{Q}}(-\kappa/2).

Hirzebruch gave a formula for the Hodge numbers of PHκ(X,)PH^{\kappa}(X,{\mathbb{Q}}) as a function of κ\kappa and δ\delta. For example, the sum of the Hodge numbers and first Hodge number are respectively

bκ\displaystyle b_{\kappa} =(δ1)κ+2+(1)κ(δ1)δ,\displaystyle=\frac{(\delta-1)^{\kappa+2}+(-1)^{\kappa}(\delta-1)}{\delta}, hκ,0\displaystyle h^{\kappa,0} =(δ1κ+1).\displaystyle=\binom{\delta-1}{\kappa+1}. (6.1)

These special cases and Hodge symmetry are sufficient to give Hodge vectors when κ3\kappa\leq 3:

δCurves in 2Surfaces in 3Threefolds in 4 3(1,1)(0,6,0)(0,5,5,0)4(3,3)(1,19,1)(0,30,30,0)5(6,6)(4,44,4)(1,101,101,1)6(10,10)(10,85,10)(5,255,255,5).{{\begin{array}[]{c|ccc}\delta&\mbox{Curves in ${\mathbb{P}}^{2}$}&\mbox{Surfaces in ${\mathbb{P}}^{3}$}&\mbox{Threefolds in ${\mathbb{P}}^{4}$}\\ \cr\hrule height=0.4pt}3&(1,1)&(0,6,0)&(0,5,5,0)\\ 4&(3,3)&(1,19,1)&(0,30,30,0)\\ 5&(6,6)&(4,44,4)&(1,101,101,1)\\ 6&(10,10)&(10,85,10)&\,(5,255,255,5).\end{array}} (6.2)

For κ=1\kappa=1, either part of (6.1) reduces to the genus formula for smooth plane curves, g=(δ1)(δ2)/2g=(\delta-1)(\delta-2)/2.

One example for every (δ,κ)(\delta,\kappa).

Let δ=e+13\delta=e+1\geq 3 be a desired degree and let κ\kappa be a desired dimension. Define

γ=[1,e,e2,,(e)κ,(e)κ+11,(e)κ+2+ee+1].\gamma=[1,-e,e^{2},\ldots,(-e)^{\kappa},(-e)^{\kappa+1}-1,\frac{(-e)^{\kappa+2}+e}{e+1}]. (6.3)

The toric procedure illustrated by Table 3.1 yields the completed canonical variety:

Xt:uxκ+1x1e+i=2κ+2xi1xie+xκ+2e+1=0.\displaystyle X_{t}:\ \quad ux_{\kappa+1}x_{1}^{e}+\sum_{i=2}^{\kappa+2}x_{i-1}x_{i}^{e}+x_{\kappa+2}^{e+1}=0. (6.4)

The necessary orthogonality relations on each variable’s exponents are illustrated by the case of cubic fourfolds where γ=[1,2,4,8,16,33,22]\gamma=[1,-2,4,-8,16,-33,22]. Then (6.4) becomes

Xt:ux5x12+x1x22+x2x32+x3x42+x4x52+x5x62+x63=0.X_{t}:ux_{5}x_{1}^{2}+x_{1}x_{2}^{2}+x_{2}x_{3}^{2}+x_{3}x_{4}^{2}+x_{4}x_{5}^{2}+x_{5}x_{6}^{2}+x_{6}^{3}=0.

For x5x_{5}, the relation is that m5=(1,0,0,0,2,1,0)m_{5*}=(1,0,0,0,2,1,0) is orthogonal to γ\gamma. In general, partial derivatives of (6.4) are very simple since the row vectors mim_{i*} have just two nonzero entries, except for the case i=κ+1i=\kappa+1 and its three nonzero entries. It is then a pleasant exercise to check via the Jacobian criterion that XtX_{t} is smooth for t×{1}t\in{\mathbb{C}}^{\times}-\{1\}.

The degree of the rational function QQ determined by γ\gamma can be computed uniformly in (δ,κ)(\delta,\kappa) as the cancellations to be analyzed are very structured. This degree agrees with the Betti number bκb_{\kappa} from (6.1). Thus H(γ,t)H(\gamma,t) is the full primitive middle cohomology of XtX_{t}, while a priori it might have been a proper subspace. The zigzag procedure for computing Hodge numbers must agree in the end with the Hirzebruch formula. The reader might want to check the above case of cubic fourfolds, where Hirzebruch’s full formula gives (0,1,20,1,0)(0,1,20,1,0).

All examples for a given (δ,κ)(\delta,\kappa).

An interesting problem is to find all γ\gamma which give projective smooth κ\kappa-folds of degree δ\delta. For small parameters, this problem can be solved by direct computation. For example, consider (δ,κ)=(3,4)(\delta,\kappa)=(3,4), thus cubic fourfolds. In this case, one has the standardization [33,8,2,1,4,16,22][-33,-8,-2,1,4,16,22] of the above example, and then exactly ten more:

[48,15,12,5,16,24,30],[36,9,4,3,8,18,20],[48,12,3,1,6,24,32],[33,16,4,2,8,11,32],[48,12,3,6,16,17,24],[33,10,7,5,11,14,20],[36,16,9,3,8,18,32],[33,4,1,2,8,11,17],[36,9,8,4,15,16,18],[21,20,16,7,8,10,32].{{\!\!\begin{array}[]{ll}\,[-48,-15,-12,5,16,24,30],&[-36,-9,-4,3,8,18,20],\\ \,[-48,-12,-3,1,6,24,32],&[-33,-16,-4,2,8,11,32],\\ \,[-48,-12,-3,6,16,17,24],&[-33,-10,-7,5,11,14,20],\\ \,[-36,-16,-9,3,8,18,32],&[-33,-4,-1,2,8,11,17],\\ \,[-36,-9,-8,4,15,16,18],&[-21,-20,-16,7,8,10,32].\end{array}\!\!}}

7 Dimension reduction

An HGM H(γ,t)H(\gamma,t) is defined in terms of a κ\kappa-dimensional variety but its Hodge vector (hw,0,,h0,w)(h^{w,0},\dots,h^{0,w}) raises the question of whether it also comes from a variety of dimension w=κ2jw=\kappa-2j. The exterior zeros for low degree projective hypersurfaces as illustrated in (6.2) raise the same question. The generalized Hodge conjecture says that this dimension reduction is always possible. We illustrate here some of the appealing geometry that arises from reducing dimension.

Reduction to points.

When w=0w=0 the reduction to dimension zero is possible in all cases. For example, γ=[12,3,1,6,8]\gamma=[-12,-3,1,6,8] corresponds to entry 45 on the Beukers-Heckman list [BH, Table 8.3]. Formula (3.3) then gives a family XtX_{t} of cubic surfaces. An equation whose roots correspond to the famous twenty-seven lines on XtX_{t} is

24tx3(x23)1239(x33x2+x+1)8(x2)=0.\displaystyle 2^{4}tx^{3}(x^{2}-3)^{12}-3^{9}(x^{3}-3x^{2}+x+1)^{8}(x-2)=0. (7.1)

The Galois group of this polynomial g(t,x)g(t,x) for generic t×{1}t\in{\mathbb{Q}}^{\times}-\{1\} is W(E6)W(E_{6}). It has 51840=2734551840=2^{7}3^{4}5 elements and is also the monodromy group Γ=h,h0\Gamma=\langle h_{\infty},h_{0}\rangle.

Reduction via splicing.

Suppose γ\gamma can be written as the concatenation of two lists each summing to zero. Then one can use a general splicing technique from [BCM, §6] to reduce the dimension by two. This technique is behind the scenes even of our introduction: in the family of examples there, the canonical varieties for [2,2,1,1,1,1][-2,-2,1,1,1,1] are three-dimensional, although the more familiar source varieties are just the Legendre curves (1.3).

For an example complicated enough to be representative of the general case, take γ=[12,3,2,1,1,1,6,8]\gamma=[-12,-3,-2,1,1,1,6,8] so that the canonical variety has dimension κ=5\kappa=5. The Hodge vector is just (3,3)(3,3), so one would like to realize H(γ,t)H(\gamma,t) in the cohomology of a curve.

Splicing is possible because both [12,3,1,6,8][-12,-3,1,6,8] and [2,1,1][-2,1,1] sum to zero. No further splicing is possible, but fortunately we have just treated the first sublist by other means. Splicing corresponds to taking a fiber product over the tt-line which in turn corresponds to just multiplying rational functions. In our case, solving (7.1) for tt to get the first factor, the dimension-reduced variety is given by

39(x2)(x33x2+x+1)824x3(x23)122y1y2=t.\frac{3^{9}(x-2)\left(x^{3}-3x^{2}+x+1\right)^{8}}{2^{4}x^{3}\left(x^{2}-3\right)^{12}}\cdot\frac{2y-1}{y^{2}}=t. (7.2)

The variable yy from [2,1,1][-2,1,1] enters only quadratically and so (7.2) defines a double cover of the xx-line. Taking the discriminant with respect to yy and removing unneeded square factors presents this hyperelliptic curve in standard form:

z2=3(x2)g(t,x).z^{2}=-3(x-2)g(t,x).

As the right side has degree 28, this curve has genus 1313.

In both the new examples of this section, the middle cohomology of the dimension-reduced varieties contains not only the desired motives, with Hodge vectors (6)(6) and (3,3)(3,3) respectively, but also parasitical motives, with Hodge vectors (21)(21) and (10,10)(10,10). In this regard, they are less attractive than the original canonical varieties. HGMs provide many illustrations like these two of the motivic principle that a motive MM comes from many varieties XX, and often no single XX should be viewed as the best source.

8 Distribution of Hodge vectors

In this section, we explain one of the great features of HGMs: they represent many Hodge vectors.

Completeness in ranks 19\leq 19.

By direct computation starting from all family parameters QQ in degrees 19\leq 19, we have verified the following fact. Let h=(hw,0,,h0,w)h=(h^{w,0},\cdots,h^{0,w}) be a vector of positive integers satisfying hq,p=hp,qh^{q,p}=h^{p,q} for all p+q=wp+q=w and let n=i=0whp,wpn=\sum_{i=0}^{w}h^{p,w-p}. Then if n19n\leq 19 there exists an HGM with Hodge vector hh.

Many families per Hodge vector in ranks 100\leq 100.

In ranks 2020 to 2323, the only vectors not realized by a family of HGMs are

20:(6,1,1,1,2,1,1,1,6),22:(6,1,1,1,1,2,1,1,1,1,6),22:(4,1,2,1,1,1,2,1,1,1,2,1,4),23:(1,21,1).\begin{array}[]{rc}20:&(6,1,1,1,2,1,1,1,6),\\ 22:&(6,1,1,1,1,2,1,1,1,1,6),\\ 22:&(4,1,2,1,1,1,2,1,1,1,2,1,4),\\ 23:&(1,21,1).\end{array}

Table 8.1 gives a fuller sense of the situation for n=24n=24, where there are about 460,000,000460,000,000 family parameters. It gives the extremes of the list of 40964096 possible Hodge vectors hh, sorted by how many families realize hh.

h# (9, 1, 1, 2, 1, 1, 9)0(7, 1, 1, 1, 1, 2, 1, 1, 1, 1, 7)0(1, 6, 1, 1, 1, 1, 2, 1, 1, 1, 1, 6, 1)0(4, 1, 3, 1, 1, 1, 2, 1, 1, 1, 3, 1, 4)0(5, 1, 2, 1, 1, 1, 2, 1, 1, 1, 2, 1, 5)0(6, 1, 1, 1, 1, 1, 2, 1, 1, 1, 1, 1, 6)0(4, 1, 1, 2, 1, 1, 1, 2, 1, 1, 1, 2, 1, 1, 4)0(4, 1, 2, 1, 1, 1, 1, 2, 1, 1, 1, 1, 2, 1, 4)0(6, 2, 1, 1, 1, 2, 1, 1, 1, 2, 6)2(8, 1, 1, 1, 2, 1, 1, 1, 8)4(1, 22, 1) 4(8, 1, 1, 4, 1, 1, 8) 6(1, 5, 6, 6, 5, 1) 7637828(1, 2, 4, 5, 5, 4, 2, 1) 7982874(2, 4, 6, 6, 4, 2) 9504072(1, 4, 7, 7, 4, 1) 9905208{\begin{array}[]{c|r}h&\#\\ \cr\hrule height=0.4pt}$(9, 1, 1, 2, 1, 1, 9)$&0\\ $(7, 1, 1, 1, 1, 2, 1, 1, 1, 1, 7)$&0\\ $(1, 6, 1, 1, 1, 1, 2, 1, 1, 1, 1, 6, 1)$&0\\ $(4, 1, 3, 1, 1, 1, 2, 1, 1, 1, 3, 1, 4)$&0\\ $(5, 1, 2, 1, 1, 1, 2, 1, 1, 1, 2, 1, 5)$&0\\ $(6, 1, 1, 1, 1, 1, 2, 1, 1, 1, 1, 1, 6)$&0\\ $(4, 1, 1, 2, 1, 1, 1, 2, 1, 1, 1, 2, 1, 1, 4)$&0\\ $(4, 1, 2, 1, 1, 1, 1, 2, 1, 1, 1, 1, 2, 1, 4)$&0\\ $(6, 2, 1, 1, 1, 2, 1, 1, 1, 2, 6)$&$2$\\ $(8, 1, 1, 1, 2, 1, 1, 1, 8)$&$4$\\ $(1, 22, 1)$&$ 4$\\ $(8, 1, 1, 4, 1, 1, 8)$&$ 6$\\ $\vdots$&$\vdots$\\ $(1, 5, 6, 6, 5, 1)$&$ 7637828$\\ $(1, 2, 4, 5, 5, 4, 2, 1)$&$ 7982874$\\ $(2, 4, 6, 6, 4, 2)$&$ 9504072$\\ $(1, 4, 7, 7, 4, 1)$&$ 9905208$\end{array}
Table 8.1: Hodge vectors with total 2424 and their number of hypergeometric realizations

The ratio of the numbers just reported say that the number of family parameters per Hodge vector in degree 2424 is about 113,000113,000. This ratio increases to a maximum at n=58n=58 where it is about four million. It then decreases to zero, with some approximate sample values being two million for n=100n=100 but only 0.000010.00001 for n=300n=300. These numbers are computed via generating functions, similar to (5) but more complicated.

Perspective.

Section 6 offers some perspective on the general inverse problem of finding an irreducible motive M(,)M\in\mathcal{M}({\mathbb{Q}},{\mathbb{Q}}) with a given Hodge vector. From (6.1)-(6.2), one sees that the Hodge vectors coming from hypersurfaces are very sparse. When one looks at broader standard classes of varieties, such as complete intersections in projective spaces, more Hodge vectors arise, but they all have the same rough form: bunched in the middle. Ad hoc techniques, such as reducing Hodge numbers by imposing singularities, give many more Hodge vectors. But for many hh, it does not seem easy to find a corresponding motive and then prove irreducibility in this geometric way. For example, imposing kk ordinary double points on a sextic surface reduces the Hodge vector to (10,85k,10)(10,85-k,10). However the family of sextic surfaces is only 6868-dimensional, and so it would it seem to be difficult to get down to e.g. (10,1,10)(10,1,10). There does not seem to be even a conjectural expectation of which Hodge vectors arise from irreducible motives in (,)\mathcal{M}({\mathbb{Q}},{\mathbb{Q}}).

The cases (1,b,1)(1,b,1).

One could go into much more detail about the families behind any given Hodge vector. Here we say a little more about the cases (1,b,1)(1,b,1), which are particularly interesting for several reasons. The γ\gamma giving Hodge vectors of the form (1,b,1)(1,b,1) typically have canonical dimension κ=dim(Xγ,t)\kappa=\dim(X_{\gamma,t}) greater than two, posing instances of the dimension reduction problem. If b19b\leq 19, then the moduli theory of K3K3 surfaces says that there is at least one family YtY_{t} of K3K3 surfaces also realizing H(γ,t)H(\gamma,t). Finding such a family is a challenge.

Cases with b20b\geq 20 present a greater challenge, as they cannot be realized by K3 surfaces. There are seventy-two parameters giving (1,20,1)(1,20,1). None of the eleven listed in Section 6 can be spliced, underscoring the difficulty of dimension reduction. One of the four gamma vectors giving (1,22,1)(1,22,1) has canonical dimension eight, namely [60,5,4,3,2,8,9,10,12,15,20][-60,-5,-4,-3,-2,8,9,10,12,15,20]. The other three have canonical dimension ten:

[66,11,6,5,4,4,1,2,8,12,18,22,33],[60,15,9,6,4,2,3,5,8,12,18,20,30],[33,10,6,4,4,1,2,2,5,  8,11,12,18].\begin{array}[]{l}\,[-66,-11,-6,-5,-4,-4,1,2,8,12,18,22,33],\\ \,[-60,-15,-9,-6,-4,-2,3,5,8,12,18,20,30],\\ \,[-33,-10,-6,-4,-4,-1,2,2,5,\;\,8,11,12,18].\end{array}

In all four cases, there are many ways to splice, but no path to a surface.

9 Special and semi HGMs

We have so far been excluding the singular specialization point t=1t=1 from consideration. Now we explain how it yields a particularly interesting motive H(Q,1)(,)H(Q,1)\in\mathcal{M}({\mathbb{Q}},{\mathbb{Q}}). We also explain how other interesting motives arise when the family parameter QQ is reflexive, in the sense of satisfying Q(T)=Q(T)1Q(-T)=Q(T)^{-1}.

Interior zeros.

A Hodge-normalized motive M(,)M\!\in\!\mathcal{M}({\mathbb{Q}},{\mathbb{Q}}) of weight ww has Hodge vector h=(hw,0,,h0,w)h=(h^{w,0},\dots,h^{0,w}) with hw,0=h0,w>0h^{w,0}=h^{0,w}>0. But for the Hodge vectors explicitly considered so far, the remaining numbers hp,wph^{p,w-p} are also positive. There is a reason for this restriction: Griffiths transversality says that any collection of motives moving in a family with irreducible monodromy group has Hodge vector with no interior zeros. Special and semi HGMs do not move in families, and they include cases with interior zeros.

Special HGMs.

The way to account for the double point on the canonical variety Xγ,1X_{\gamma,1} is to first of all take inertial invariants with respect to the monodromy operator h1h_{1}. In the orthogonal case, this already give the right motive H(Q,1)H(Q,1). Its Hodge vector differs from the generic Hodge vector only in that hw/2,w/2h^{w/2,w/2} is decreased by 11. In the symplectic case, the motive of inertial invariants is mixed, and quotienting out by its submotive of weight w1w-1 and rank 11 gives H(Q,1)H(Q,1). Its Hodge vector now comes from the generic one by decreasing the two central Hodge numbers by 11. These drops obviously can cause interior zeros, as in (10,1,10)(10,0,10)(10,1,10)\rightarrow(10,0,10) or (1,1,1,1,1,1)(1,1,0,0,1,1)(1,1,1,1,1,1)\rightarrow(1,1,0,0,1,1).

Semi HGMs.

For a reflexive parameter QQ and any t×t\in{\mathbb{Q}}^{\times}, the motives H(Q,t)H(Q,t) and H(Q,t1)H(Q,t^{-1}) are quadratic twists of one another. The interest in reflexive parameters is that nongeneric behavior is thereby forced at t=±1t=\pm 1. The motive H(Q,(1)n)H(Q,(-1)^{n}) is a direct sum of two motives in (,)\mathcal{M}({\mathbb{Q}},{\mathbb{Q}}) of roughly equal rank. We call the summands semi HGMs and their Hodge vectors can have many interior zeros. For example, the summands of H(Φ216/Φ116,1)H(\Phi_{2}^{16}/\Phi_{1}^{16},1) are studied in [Rob] and the two Hodge vectors are

(1,0,1,0,1,0,1,0,0,1,0,1,0,1,0,1),(1,0,1,0,1,0,0,0,0,1,0,1,0,1).\begin{array}[]{c}\,(1,0,1,0,1,0,1,0,0,1,0,1,0,1,0,1),\\ \,(1,0,1,0,1,0,0,0,0,1,0,1,0,1).\end{array} (9.1)

There is a similar decomposition of H(Q,(1)n)H(Q,-(-1)^{n}), but only after viewing it in ((i),(i))\mathcal{M}({\mathbb{Q}}(i),{\mathbb{Q}}(i)).

10 Point counts

We now turn to arithmetic. The point counts of this section form the principal raw material from which the LL-functions studied in the remaining sections are built.

Background.

Let XX be a smooth projective variety over {\mathbb{Q}}. Then for all primes pp outside a finite set SS, the equations defining XX have good reduction and so define a smooth projective variety over 𝔽p{\mathbb{F}}_{p}. For any power q=peq=p^{e}, one has the finite set of solutions X(𝔽q)X({\mathbb{F}}_{q}) to the defining equations. The key invariants that need to be input into the motivic formalism are the cardinalities |X(𝔽q)||X({\mathbb{F}}_{q})|, and famous results of Grothendieck, Deligne, and others provide the tools.

The vector spaces Hk(X,)H^{k}(X,{\mathbb{Q}}) do not see that XX is defined over {\mathbb{Q}}. The arithmetic origin of XX yields extra structure as follows. For any prime \ell, one can extend coefficients to obtain vector spaces Hk(X,)H^{k}(X,{\mathbb{Q}}_{\ell}) over the field {\mathbb{Q}}_{\ell} of \ell-adic numbers. Then the group Gal(¯/)\mathrm{Gal}(\overline{{\mathbb{Q}}}/{\mathbb{Q}}) acts on Hk(X,)H^{k}(X,{\mathbb{Q}}_{\ell}).

For every prime pp the group Gal(¯/)\mathrm{Gal}(\overline{{\mathbb{Q}}}/{\mathbb{Q}}) contains Frobenius elements Frp\mathrm{Fr}_{p}, well-defined up to ambiguities that will disappear from our considerations. For any power q=peq=p^{e} of a prime pSp\not\in S, and any p\ell\neq p, one has the trace of the operator Frq=Frpe\mathrm{Fr}_{q}=\mathrm{Fr}_{p}^{e} acting on Hk(X,)H^{k}(X,{\mathbb{Q}}_{\ell}). These \ell-adic numbers are in fact rational and independent of \ell. We emphasize the independence of \ell by denoting them Tr(Frq|Hk(X,))\operatorname{Tr}(\mathrm{Fr}_{q}|H^{k}(X,{\mathbb{Q}})). The connection with point counts is the Lefschetz trace formula: |X(𝔽q)|=k(1)kTr(Frq|Hk(X,))|X({\mathbb{F}}_{q})|=\sum_{k}(-1)^{k}\operatorname{Tr}(\mathrm{Fr}_{q}|H^{k}(X,{\mathbb{Q}})). The left side for fixed pp and varying ee determines the summands on the right side in principle because the complex eigenvalues of Frp\mathrm{Fr}_{p} on weight kk cohomology have absolute value pk/2p^{k/2}.

Much of this transfers formally to the motivic setting. Thus for a motive MM and a prime \ell, there is an action of Gal(¯/)\mathrm{Gal}(\overline{{\mathbb{Q}}}/{\mathbb{Q}}) on the corresponding \ell-adic vector space MM_{\ell}. This action has image in GM()G_{M}({\mathbb{Q}}_{\ell}). Indeed the Tate conjecture predicts that the {\mathbb{Q}}_{\ell}-Zariski closure of the image of Gal(¯/)\mathrm{Gal}(\overline{{\mathbb{Q}}}/{\mathbb{Q}}) is all of GM()G_{M}({\mathbb{Q}}_{\ell}).

One technical problem with André’s category (,)\mathcal{M}({\mathbb{Q}},{\mathbb{Q}}) is that the projectors used to define motives are not known to come from algebraic cycles. As a consequence, for a general M(,)M\in\mathcal{M}({\mathbb{Q}},{\mathbb{Q}}) the above compatibility of Frobenius traces is not known. However this problem does not arise for hypergeometric motives, because they are essentially the entire middle cohomology of varieties. Accordingly one has well-defined rational numbers Tr(Frq|H(γ,t))\operatorname{Tr}(\mathrm{Fr}_{q}|H(\gamma,t)). There are similar technical problems at the primes pSp\in S, but they do not affect our computations and we will ignore them.

Wild, tame, and good primes.

Returning now to very concrete considerations, we sort primes for a parameter (γ,t)(\gamma,t) as follows. A prime pp is wild if it divides a γj\gamma_{j}. For t1t\neq 1, a prime pp is tame if it is not wild but it divides either the numerator of tt, the denominator of tt, or the numerator of t1t-1; these last three conditions say that tt is pp-adically close to the special points 0, 11, and \infty respectively. For t=1t=1, no primes are tame. We say that a prime is bad if it is either wild or tame, and all other primes are good.

Split powers of a good prime pp.

A power qq of a good prime pp is split for γ\gamma if q1modmq\equiv 1\bmod m, where mm is the least common multiple of the γj\gamma_{j}. One then has a collection of Jacobi sums indexed by characters χ\chi of 𝔽q×{\mathbb{F}}^{\times}_{q}:

J(γ,χ):=j=1ng(ωαj(q1)χ,ψ)g(ωβj(q1)χ,ψ)¯.J(\gamma,\chi):=\prod_{j=1}^{n}g(\omega^{\alpha_{j}(q-1)}\chi,\psi)\overline{g(\omega^{\beta_{j}(q-1)}\chi,\psi)}.

Here ψ:𝔽q×\psi:{\mathbb{F}}_{q}\rightarrow{\mathbb{C}}^{\times} is any nonzero additive character, ω:𝔽q××\omega:{\mathbb{F}}_{q}^{\times}\rightarrow{\mathbb{C}}^{\times} is any generator of the group of multiplicative characters, (α,β)(\alpha,\beta) underlies γ\gamma as in Section 2, and g(ρ,ψ)=t𝔽q×ρ(t)ψ(t)g(\rho,\psi)=\sum_{t\in{\mathbb{F}}_{q}^{\times}}\rho(t)\psi(t) is the standard Gauss sum. The desired quantity is then given by a sum due to Katz [Katz-ESDE, p. 258]. Renormalizing to fit our conventions, it is

Tr(Frq|H(γ,t))=qϕ01qχJ(γ,χ)J(γ,1)χ(t).\operatorname{Tr}(\mathrm{Fr}_{q}|H(\gamma,t))=\frac{q^{\phi_{0}}}{1-q}\sum_{\chi}\frac{J(\gamma,\chi)}{J(\gamma,1)}\,\chi(t). (10.1)

Here ϕ0\phi_{0} is the vertical coordinate of a lowest point on the zigzag diagram of γ\gamma, e.g. ϕ0=1\phi_{0}=-1 in Figure 5.1.

General powers of a good prime pp.

The Gross-Koblitz formula lets one replace the above Gauss sums by values of the pp-adic gamma function. This is both a computational improvement and extends the formula to all powers of any good prime. With this method, the desired integers Tr(Frq|H(γ,t))\operatorname{Tr}(\mathrm{Fr}_{q}|H(\gamma,t)) are first approximated pp-adically. Errors are under control and exact values are determined from sufficiently good approximations. See [BCM] for a closely related approach to the essential numbers Tr(Frq|H(γ,t))\operatorname{Tr}(\mathrm{Fr}_{q}|H(\gamma,t)) and references to earlier contributions.

11 Frobenius polynomials

Frobenius polynomials are a concise way of packaging the point counts of the preceding section. They play the leading role in the formula for LL-functions of the next section. After saying what they are, this section explains several reasons why they are useful, even before one gets to LL-functions.

Capturing point counts.

Consider the numbers cp,e=Tr(Frpe|M)c_{p,e}=\operatorname{Tr}(\mathrm{Fr}^{e}_{p}|M)\in{\mathbb{Q}} for a fixed motive M(,)M\in\mathcal{M}({\mathbb{Q}},{\mathbb{Q}}) of rank nn, a fixed good prime pp, and varying ee. They can be captured in a single degree nn polynomial Fp(M,x)=det(1Frpx|M)F_{p}(M,x)=\det(1-\mathrm{Fr}_{p}x|M). The relation, which comes from summing the geometric series belonging to each of the nn eigenvalues, is

exp(e=1cp,eexe)=1Fp(M,x).\exp\left(\sum_{e=1}^{\infty}\frac{c_{p,e}}{e}x^{e}\right)=\frac{1}{F_{p}(M,x)}. (11.1)

Write

Fp(M,x)=1+ap,1x++ap,n1xn1+ap,nxn.F_{p}(M,x)=1+a_{p,1}x+\dots+a_{p,n-1}x^{n-1}+a_{p,n}x^{n}.

Then the cp,ec_{p,e} for eke\leq k determine ap,ka_{p,k}. Thus the cp,ec_{p,e} for ene\leq n determine Fp(M,x)F_{p}(M,x). But, even better, Poincaré duality on a source variety ultimately implies that one has ap,e=ϵ(p)ap,nep(n2e)w/2a_{p,e}=\epsilon(p)a_{p,n-e}p^{(n-2e)w/2} for a sign ϵ(p)\epsilon(p). For HGMs, this sign is known and in fact always 11 when ww is odd. So Fp(M,x)F_{p}(M,x) can be computed using only cp,ec_{p,e} for en/2e\leq\lfloor n/2\rfloor.

Relation with Hodge vectors.

Indexing by weight ww, consider as examples the rank six family parameters

Q0\displaystyle Q_{0} =Φ3Φ12Φ1Φ2Φ8,\displaystyle=\frac{\Phi_{3}\Phi_{12}}{\Phi_{1}\Phi_{2}\Phi_{8}}, Q1\displaystyle Q_{1} =Φ3Φ12Φ12Φ8,\displaystyle=\frac{\Phi_{3}\Phi_{12}}{\Phi_{1}^{2}\Phi_{8}}, Q5\displaystyle Q_{5} =Φ33Φ16.\displaystyle=\frac{\Phi^{3}_{3}}{\Phi_{1}^{6}}. (11.2)

The first two are the families from Section 7, with Hodge vectors respectively (6)(6) and (3,3)(3,3); the last one has Hodge vector (1,1,1,1,1,1)(1,1,1,1,1,1). Specializing at a randomly chosen common point gives motives M6,w=H(Qw,3/2)M_{6,w}=H(Q_{w},3/2).

After the required initialization of a variable xx by _<x>:=PolynomialRing(Integers()), and after inputting Qww as in (2.4), Magma quickly gives some Frobenius polynomials via e.g. EulerFactor(Q0,3/2,5):

F5(M6,0,x)\displaystyle F_{5}(M_{6,0},x) =1xx5+x6,\displaystyle=1-x-x^{5}+x^{6},
F7(M6,0,x)\displaystyle F_{7}(M_{6,0},x) =1x6,\displaystyle=1\hskip 5.0pt\hskip 5.0pt\hskip 5.0pt\hskip 5.0pt\hskip 5.0pt\hskip 5.0pt\hskip 5.0pt-x^{6},
F5(M6,1,x)\displaystyle F_{5}(M_{6,1},x) =1+x+6x2+16x3+,\displaystyle=1+\hskip 5.0ptx+\hskip 5.0pt6x^{2}+16x^{3}+\cdots,
F7(M6,1,x)\displaystyle F_{7}(M_{6,1},x) =12x+12x228x3+,\displaystyle=1-2x+12x^{2}-28x^{3}+\cdots,
F5(M6,5,x)\displaystyle F_{5}(M_{6,5},x) =19x+5156x2532556x3+,\displaystyle=1-\hskip 5.0pt9x+5\!\cdot\!156x^{2}-5^{3}\!\cdot\!2556x^{3}+\cdots,
F7(M6,5,x)\displaystyle F_{7}(M_{6,5},x) =1+12x+7888x2+731816x3+.\displaystyle=1+12x+7\!\cdot\!888x^{2}+7^{3}\!\cdot\!1816x^{3}+\cdots.

These displays illustrate a basic motivic principle: as weight increases, motives of a given rank nn become more complicated. A more refined principle involves Hodge numbers and can be expressed by forming a weakly increasing vector (s1,,sn)=(0,,w)(s_{1},\dots,s_{n})=(0,\dots,w), where an entry ii appears hi,wih^{i,w-i} times. Then the Newton-over-Hodge inequality is ordp(ap,k)j=1ksj.\mbox{ord}_{p}(a_{p,k})\geq\sum_{j=1}^{k}s_{j}. For k=1k=1, …, 66, these lower bounds from the Hodge vector (1,1,1,1,1,1)(1,1,1,1,1,1) controlling M6,5M_{6,5} are (0,1,3,6,10,15)(0,1,3,6,10,15). For (3,0,0,0,0,3)(3,0,0,0,0,3) the bounds (0,0,0,5,10,15)(0,0,0,5,10,15) would be smaller, leaving more possibilities for Frobenius polynomials. In this sense, spread out Hodge vectors correspond to more complicated motives.

Congruences.

Reduced to 𝔽{\mathbb{F}}_{\ell}, the numbers ap,ka_{p,k} for pp\neq\ell depend only on the mod \ell Galois representation belonging to MM. In our examples, suppose one kills =2\ell=2 in (11.2) by replacing all Φ2ja\Phi_{2^{j}a} by Φaϕ(2j)\Phi_{a}^{\phi(2^{j})}. Then Q0Q_{0} and Q1Q_{1} both become Q5Q_{5}. This agreement implies that Fp(M6,w,x)𝔽[x]F_{p}(M_{6,w},x)\in{\mathbb{F}}_{\ell}[x] is independent of ww. This independence can be seen for the primes 55 and 77 in the displayed Frobenius polynomials. The analogous congruences hold for any \ell, when one changes our Tate twist convention to make the weight of H(Q,t)H(Q,t) the number of integers among the αj\alpha_{j} and βj\beta_{j}, minus one. This web of congruences, like the web corresponding to splicing considered in Section 7, makes it clear that HGMs constitute a natural collection of motives.

Finite Galois groups.

Frobenius polynomials render Galois-theoretic aspects of the situation very concrete. As a warm-up, consider Q0Q_{0} as a representative of the relatively familiar case of ordinary Galois theory. Here the \ell-adic representations all come from a single representation Gal(¯/)W(E6)GL6()\mathrm{Gal}(\overline{{\mathbb{Q}}}/{\mathbb{Q}}){\rightarrow}W(E_{6})\subset GL_{6}({\mathbb{Q}}). Let λp\lambda_{p} be the partition of 2727 obtained by taking the degrees of the irreducible factors of g(3/2,x)g(3/2,x) from (7.1). Then the twenty-five possibilities for the pair (λp,Fp)(\lambda_{p},F_{p}) correspond to the twenty-five conjugacy classes in the finite group W(E6)W(E_{6}). If one can collect enough classes, then one can conclude that the image GG is all of W(E6)W(E_{6}). In our example t=3/2t=3/2, the above primes 55 and 77 give (5512,1xx5+x6)(5^{5}1^{2},1-x-x^{5}+x^{6}) and (643,1x6)(6^{4}3,1-x^{6}) respectively. In ATLAS notation, these are the classes 5A5A and 6I6I. They do not quite suffice to prove G=W(E6)G=W(E_{6}). But the prime 1111 gives the class 12C12C and since no maximal subgroup contains elements from 5A5A, 6I6I, and 12C12C, indeed G=W(E6)G=W(E_{6}).

The Chebotarev density theorem says that each pair appears proportionally to the number of elements in its conjugacy class. For example, the classes 5A5A, 6I6I and 12C12C occur with frequency 1/101/10, 1/121/12, and 1/121/12 respectively.

Infinite Galois groups.

The cases Q1Q_{1} and Q5Q_{5} are beyond classical Galois theory as the motivic Galois groups have positive dimension. But the situation remains quite similar. Consider for example odd weight motives of rank n=2rn=2r so that GG is in the conformal symplectic group CSpn\mbox{CSp}_{n}. The Weyl group of CSpn\mbox{CSp}_{n} is the hyperoctahedral group W(Cr)W(C_{r}) of signed permutation matrices, with order 2rr!2^{r}r!. A separable Fp(M,x)F_{p}(M,x), being conformally palindromic, has Galois group within W(Cr)W(C_{r}). If it has Galois group all of W(Cr)W(C_{r}) then GG necessarily contains a certain twisted maximal torus. Suppose a second prime pp^{\prime} satisfies the same condition and moreover the joint Galois group of Fp(M,x)Fp(M,x)F_{p}(M,x)F_{p^{\prime}}(M,x) is all of W(Cr)×W(Cr)W(C_{r})\times W(C_{r}). Then GG contains two maximal tori which are sufficiently different to force G=CSpnG=\mbox{CSp}_{n}, by the classification of subgroups containing a maximal torus.

To analyze a given motive, the necessary computations can be done using Magma’s GaloisGroup command. The order of the Galois group of Fp(M6,1,x)F_{p}(M_{6,1},x) is 1616, 1616, 44, 4848, 4848 for p=5p=5, 77, 1111, 1313, 1717, and the pair (p,p)=(13,17)(p,p^{\prime})=(13,17) satisfies the criterion. For 5p<1005\leq p<100, all Fp(M6,5,x)F_{p}(M_{6,5},x) have Galois group W(C3)W(C_{3}) except p=13p=13. Excluding 13, all (222)=231\binom{22}{2}=231 pairs (p,p)(p,p^{\prime}) satisfy the criterion. In general, it becomes easier to establish genericity as the weight increases, a reflection of the growth in complexity discussed above.

Applying this two-prime technique to the special and semi HGMs of Section 9 suggests that almost always their motivic Galois groups are as big as possible. In particular, the exotic Hodge vectors with interior zeros arising there indeed come from irreducible motives. Details in the case (9.1) are given in [Rob].

The Chebotarev density theorem extends to the full motivic setting if all the LL-functions described below have their expected analytic properties. Readers wishing to see a glimpse of this theory can compute hundreds of ap,1/pw/2a_{p,1}/p^{w/2} for M6,wM_{6,w} for w=1w=1 or w=5w=5. By all appearances, the data matches the Sato-Tate measure μ\mu, meaning the pushforward of Haar measure on the compact group Sp6\mbox{Sp}_{6} to [6,6][-6,6] via the defining character. One would have to compute thousands of ap,1/pw/2a_{p,1}/p^{w/2} before one could confidently distinguish this measure from the Gaussian measure of mean 0 and standard deviation 11.

12 LL-functions

We now finally define LL-functions and illustrate how everything works by some numeric computations.

Local invariants.

Let M(,)M\in\mathcal{M}({\mathbb{Q}},{\mathbb{Q}}) be a motive of rank nn and weight ww, having bad reduction within a finite set SS of primes. We have discussed two types of local invariants associated to MM. Corresponding to the place \infty of {\mathbb{Q}} is the Hodge vector h=(hw,0,,h0,w)h=(h^{w,0},\dots,h^{0,w}) with total nn, and also a signature σ\sigma. Corresponding to a prime pSp\not\in S is the degree nn Frobenius polynomial Fp(M,x)F_{p}(M,x). For primes pSp\in S, there is also a Frobenius polynomial Fp(M,x)F_{p}(M,x), now of degree n\leq n, and moreover a conductor exponent cpndeg(Fp(M,x))c_{p}\geq n-\mbox{deg}(F_{p}(M,x)), both to be discussed shortly. The conductor of MM, which can be viewed as quantifying the severity of its bad reduction, is the integer N=pSpcpN=\prod_{p\in S}p^{c_{p}}.

Formal products.

The local invariants can be combined into a holomorphic function in the right half-plane Re(s)>w2+1\mbox{Re}(s)>\frac{w}{2}+1, called the completed LL-function of MM:

Λ(M,s)=Ns/2Γh,σ(s)p1Fp(M,ps).\Lambda(M,s)=N^{s/2}\Gamma_{h,\sigma}(s)\prod_{p}\frac{1}{F_{p}(M,p^{-s})}. (12.1)

The product over primes alone is the LL-function L(M,s)L(M,s), while the remaining factors give the completion. The infinity factor is given by an explicit formula:

Γh,σ(s)=Γ(sw2)h+Γ(sw2+1)hp<qΓ(sp)hp,q.\Gamma_{h,\sigma}(s)=\Gamma_{\mathbb{R}}(s-\frac{w}{2})^{h_{+}}\Gamma_{\mathbb{R}}(s-\frac{w}{2}+1)^{h_{-}}\prod_{p<q}\Gamma_{\mathbb{C}}(s-p)^{h^{p,q}}\!\!. (12.2)

Here Γ(s)=πs/2Γ(s/2)\Gamma_{\mathbb{R}}(s)=\pi^{-s/2}\Gamma(s/2) and Γ(s)=2(2π)sΓ(s)\Gamma_{\mathbb{C}}(s)=2(2\pi)^{-s}\Gamma(s). The factors involving h±=(hw/2,w/2±(1)w/2σ)/2h_{\pm}=(h^{w/2,w/2}\pm(-1)^{w/2}\sigma)/2 only appear when ww is even; in the common case that σ=0\sigma=0, they can be replaced by Γ(sw2)hw/2,w/2/2\Gamma_{\mathbb{C}}(s-\frac{w}{2})^{h^{w/2,w/2}/2}, by the duplication formula.

Both the LL-function and the completing factor are multiplicative in MM so that Λ(M1M2,s)=Λ(M1,s)Λ(M2,s)\Lambda(M_{1}\oplus M_{2},s)=\Lambda(M_{1},s)\Lambda(M_{2},s). Another simple aspect of the formalism is that Tate twists correspond to shifts: Λ(M(j),s)=Λ(M,s+j)\Lambda(M(j),s)=\Lambda(M,s+j).

Expected analytic properties.

The LL-function L(,s)L({\mathbb{Q}},s) of the unital motive {\mathbb{Q}} is just the Riemann zeta function ζ(s)=p(1ps)1\zeta(s)=\prod_{p}(1-p^{-s})^{-1}, and the completing factor is Γ(s)\Gamma_{\mathbb{R}}(s). Riemann established that Λ(,s)\Lambda({\mathbb{Q}},s) has a meromorphic continuation to the whole ss-plane, with poles only at 0 and 11; moreover he proved that Λ(,1s)=Λ(,s)\Lambda({\mathbb{Q}},1-s)=\Lambda({\mathbb{Q}},s). The product Λ(M,s)\Lambda(M,s) is expected to have similar analytic properties. First, for MM irreducible and not of the form (j){\mathbb{Q}}(j), there should be an analytic continuation to the entire ss-plane, bounded in vertical strips. Second, always

Λ(M,w+1s)=ϵΛ(M,s),\Lambda(M,w+1-s)=\epsilon\Lambda(M,s), (12.3)

for some sign ϵ\epsilon. For comparison with Section 14, note that most everything said in the last three sections generalizes to motives in (,E)\mathcal{M}({\mathbb{Q}},E), with Frobenius polynomials being in E[x]E[x]. However (12.3) takes the more complicated form Λ(M¯,w+1s)=ϵΛ(M,s)\Lambda(\overline{M},w+1-s)=\epsilon\Lambda(M,s), with M¯\overline{M} the complex conjugate motive and ϵ\epsilon only on the unit circle.

Determining invariants at bad primes.

One approach to the conductor exponents cpc_{p} and Frobenius polynomials Fp(M,x)F_{p}(M,x) associated to bad primes pp is to compute them directly by studying the bad reduction of an underlying variety. For an HGM H(Q,t)H(Q,t), Magma takes this approach for primes which are tame for (Q,t)(Q,t), as sketched in Section 13.

A very different approach uses the fact that the list of possible (cp,Fp(M,x))(c_{p},F_{p}(M,x)) for a given prime pp is finite, and the product (12.1) has the conjectured analytic properties for at most one member of the product list. The current state of HGMs for the wild primes of QQ mixes the two approaches: we first greatly reduce the length of the lists by using proved and conjectured general facts. Then we search within the much smaller product list for the right quantities.

Our view is that numerical computations such as those that follow in this section and Section 15 admit only one plausible interpretation: the bad factors have been properly identified and the analytic properties indeed hold. However rigorous confirmation does not seem to be in sight at the moment, despite the progress described in Section 14.

A rank four example.

For QQ of degree 6\leq 6 and t=1t=1, Watkins numerically identified all the bad quantities, so that the corresponding LL-functions are immediately accessible on Magma. For example, take the family parameter to be Q=Φ22Φ12/Φ18Q=\Phi_{2}^{2}\Phi_{12}/\Phi_{18}, implemented as always by modifying (2.4). At the specialization point t=1t=1, the Hodge vector is (1,1,1,1)(1,1,1,1). The corresponding LL-function, set up so that calculations are done with 10 digits of precision, is

L := LSeries(Q,1:Precision:=10);

The bad information stored in Magma is revealed by EulerFactor(L,pp) and Conductor(L) to be F2(M,x)=1+2xF_{2}(M,x)=1+2x, F3(M,x)=1F_{3}(M,x)=1, and N=2639N=2^{6}3^{9}. The sign ϵ\epsilon is calculated numerically, with Sign(L) returning 1.000000000-1.000000000. So the order of vanishing of L(M,s)L(M,s) at the central point s=2s=2 should be odd. This order is apparently three since

Evaluate(L,2:Derivative:=1);

returns zero to ten decimal places, but the same command with 11 replaced by 33 returns 51.72756346.

A rank six example.

More typically, Magma does not know Fp(M,x)F_{p}(M,x) and cpc_{p} for wild primes pp and one needs to input this information. As an example, take M=H(Φ34/Φ18,1)M=H(\Phi_{3}^{4}/\Phi_{1}^{8},1) with Hodge vector (1,1,1,0,0,1,1,1)(1,1,1,0,0,1,1,1). The only prime bad for the data is p=3p=3. A good first guess is that F3(M,x)F_{3}(M,x) is just the constant 11. A short search over some possible c3c_{3} is implemented after redefining Q by

[CFENew(LSeries(Q,1:Precision:=10),

BadPrimes:=[<3,c,1>]): c in [6..10]];

The returned number for c=9c=9 is 0.00000000000.0000000000, while the numbers for the other cc are all at least 0.10.1. This information strongly suggests that indeed F3(M,x)=1F_{3}(M,x)=1 and c3=9c_{3}=9. After setting up L with [<3,9,1>], analytic calculations can be done as before. For example, here the order of central vanishing is apparently 2. In the miraculous command CFENew, CFE stands for the Magma command CheckFunctionalEquation, implemented by Tim Dokchitser using his [Dok]; New reflects subsequent improvements by Watkins.

13 Bad primes

Fix a hypergeometric motive M=H(Q,t)M=H(Q,t) and a prime pp. We now sketch how Magma computes the local invariants when pp is tame for (Q,t)(Q,t), and describe some conjectural basic features for the case when pp is wild for (Q,t)(Q,t).

Tame primes.

When pp is tame for (Q,t)(Q,t), the conductor exponent cpc_{p} is the codimension of the invariants of a power of a Levelt matrix hτh_{\tau} from Section 2. When ordp(t1)1\mbox{ord}_{p}(t-1)\geq 1, the simple shape of h1h_{1} gives a completely explicit formula: cp=1c_{p}=1 except in the orthogonal case with ordp(t1)\mbox{ord}_{p}(t-1) even, where cp=0c_{p}=0. When ordp(t1)0\mbox{ord}_{p}(t-1)\leq 0,

cp=rank(hτ|k|I).c_{p}=\mbox{rank}(h_{\tau}^{|k|}-I). (13.1)

Here k=ordp(t)k=\mbox{ord}_{p}(t), τ=\tau=\infty if kk is negative, and τ=0\tau=0 if kk is positive. So there is separate periodic behavior for k<0k<0 and k>0k>0, as illustrated by the top part of Figure 13.1. The example of this table comes from the case (a,b)=(3,5)(a,b)=(3,5) of (5.1), so the conductor there is very simply computed as the discriminant of the octic algebra [x]/(5x8+8tx5+3t3){\mathbb{Q}}[x]/(5x^{8}+8tx^{5}+3t^{3}).

Because ramification is at worst tame, the degree of Fp(M,x)F_{p}(M,x) is ncpn-c_{p}. When ordp(t1)\mbox{ord}_{p}(t-1) is positive, Fp(M,x)F_{p}(M,x) is computed by slightly modifying the formulas for point counts sketched in Section 10. In the other cases, Fp(M,x)F_{p}(M,x) comes from Jacobi motives as mentioned around (4.1), extracted from how the family XQ,tX_{Q,t} degenerates at the relevant cusp τ{0,}\tau\in\{0,\infty\}.

Wild primes.

To simplify the overview, we just exclude the case where ordp(t1)1\mbox{ord}_{p}(t-1)\geq 1. Write specialization points as t=vpkt=vp^{k} with k=ordp(t)k=\mbox{ord}_{p}(t). The bottom part of Figure 13.1 shows right away that the situation is complicated.

Refer to caption
Figure 13.1: Pairs (k,cp)(k,c_{p}) where k=ordp(t)k=\mbox{ord}_{p}(t) and cp=ordp(Conductor(H([8,3,5],t)))c_{p}=\mbox{ord}_{p}(\mbox{Conductor}(H([-8,3,5],t))), compared with the graph of the corresponding σ\sigma. Top: The tame cases p>5p>5. Bottom: The wild case p=2p=2.

A function σ\sigma is graphed in both parts of Figure 13.1 and its general definition goes as follows. For dd a positive integer, write

s(d)={1if gcd(d,p)=1,1+ordp(d)+1p1else.s(d)=\left\{\begin{array}[]{ll}1&\mbox{if $\gcd(d,p)=1$,}\\ 1+\mbox{ord}_{p}(d)+\frac{1}{p-1}&\mbox{else.}\end{array}\right.

Let

σ\displaystyle\sigma_{\infty} =i=1ns(denom(αi)),\displaystyle=\sum_{i=1}^{n}s(\mbox{denom}(\alpha_{i})), σ0\displaystyle\sigma_{0} =i=1ns(denom(βi)).\displaystyle=\sum_{i=1}^{n}s(\mbox{denom}(\beta_{i})).

Define kcrit=σσ0=jγjordp(γj)k_{\rm crit}=\sigma_{\infty}-\sigma_{0}=-\sum_{j}\gamma_{j}\mbox{ord}_{p}(\gamma_{j}) and transition points k=min(kcrit,0)k_{\infty}=\min(k_{\rm crit},0) and k0=max(kcrit,0)k_{0}=\max(k_{\rm crit},0). Then

σ(k)={σif kk,max(σ,σ0)|k|if kkk0,σ0if kk0.\sigma(k)=\left\{\begin{array}[]{ll}\sigma_{\infty}&\mbox{if $k\leq k_{\infty}$},\\ \max(\sigma_{\infty},\sigma_{0})-|k|&\mbox{if $k_{\infty}\leq k\leq k_{0}$},\\ \sigma_{0}&\mbox{if $k\geq k_{0}$}.\\ \end{array}\right.

In the tame case, σ\sigma is just the constant function nn. In general, there are plateaus corresponding to the cusps \infty and 0, and then a ramp of length |kcrit||k_{\rm crit}| between them.

We conjecture that

cpσ(k)degree(Fp(M,x)),c_{p}\leq\sigma(k)-\mbox{degree}(F_{p}(M,x)), (13.2)

with equality if kk and pp are relatively prime. The second statement is proved in [LNV] in the general trinomial setting of (5.1). All of (13.2) has been computationally verified in many instances. As one passes from one family to another via mod \ell congruences as in Section 11, wild ramification at pp does not change. This fact and other theoretical stabilities give us confidence in (13.2). To make Magma more fully automatic, a key step would be to define a more complicated function σ(k,v)\sigma(k,v) with cpσ(k,v)degree(Fp(M,x))c_{p}\leq\sigma(k,v)-\mbox{degree}(F_{p}(M,x)), and equality under broad circumstances.

At present, we understand a factor fp(M,x)f_{p}(M,x) of the Frobenius polynomial Fp(M,x)F_{p}(M,x) as follows. For kkcritk\neq k_{\rm crit}, fp(M,x)f_{p}(M,x) comes from modifying the tame formulas; in particular its degree is given by replacing kk by kkcritk-k_{\rm crit} in (13.1). If k=kcritk=k_{\rm crit}, corresponding to being at the bottom of the ramp, we use an erasing principle explained to us by Katz. Here one simply ignores all αj\alpha_{j} and βj\beta_{j} that have denominator divisible by pp. Let nn_{\infty} and n0n_{0} be respectively the number of αj\alpha_{j}’s and βj\beta_{j}’s remaining. Then nn0n_{\infty}-n_{0} is a multiple of p1p-1, so that the formulas described in Section 10 still make sense, as the choice of an auxiliary additive character on 𝔽p{\mathbb{F}}_{p} again does not matter. The resulting fp(M,x)f_{p}(M,x) has degree max(n,n0)\max(n_{\infty},n_{0}). We conjecture that the complementary factor Fp(M,x)/fp(M,x)F_{p}(M,x)/f_{p}(M,x) is 11 whenever pp and kk are relatively prime. In practice, when pkp\mid k it is usually 11 also, but not always.

14 Automorphy

One of the most exciting aspects of the theory of motives is its conjectured extremely tight connection to automorphic representations of adelic groups through the Langlands program.

Background.

Let 𝔸{\mathbb{A}} be the adele ring of {\mathbb{Q}}; it is a restricted product of all the completions p{\mathbb{Q}}_{p}, including ={\mathbb{Q}}_{\infty}={\mathbb{R}}. A cuspidal automorphic representation of GLn(𝔸)GL_{n}({\mathbb{A}}) has an LL-function known to have an analytic continuation and functional equation. The main conjecture is that, after incorporating Tate twists to make normalizations match, the set of LL-functions coming from irreducible rank nn motives in (,)\mathcal{M}({\mathbb{Q}},{\mathbb{C}}) is exactly the subset of automorphic LL-functions for which the infinity factor has the form (12.2).

The case n=2n=2.

For a motive M(,)M\in\mathcal{M}({\mathbb{Q}},{\mathbb{C}}) with nonvanishing Hodge numbers hw,0=h0,w=1h^{w,0}=h^{0,w}=1 and conductor NN, one can switch to classical language. The desired automorphic representation is entirely given by a power series in q=e2πizq=e^{2\pi iz} as in (1.6), but now this newform on Γ0(N)\Gamma_{0}(N) has weight w+1w+1.

To exhibit some matches between motivic and automorphic LL-functions, consider the four reflexive parameters QQ yielding motives H(Q,1)H(Q,1) with Hodge vector (1,1,0,0,1,1)(1,1,0,0,1,1):

Qa5a7Nb5b7N′′ Φ26/Φ132248η24η4474248Φ24Φ3/Φ14Φ61881254884η212Φ22Φ32/Φ12Φ6261618661766Φ33/Φ63161272161272{{\begin{array}[]{c|rrrr|rrrr}Q&a_{5}&a_{7}&N^{\prime}&&b_{5}&b_{7}&N^{\prime\prime}&\\ \cr\hrule height=0.4pt}\Phi_{2}^{6}/\Phi_{1}^{3}&-2&24&8&\eta_{2}^{4}\eta_{4}^{4}&74&24&8&\\ \Phi_{2}^{4}\Phi_{3}/\Phi_{1}^{4}\Phi_{6}&-18&8&12&&54&-88&4&\eta_{2}^{12}\\ \Phi_{2}^{2}\Phi_{3}^{2}/\Phi_{1}^{2}\Phi_{6}^{2}&-6&-16&18&&-66&176&6&\\ \Phi_{3}^{3}/\Phi_{6}^{3}&-16&-12&72&&-16&12&72&\end{array}}

Magma computes automatically with these reducible motives, reporting their conductors to be N=64N=64, 4848, 108108, and 51845184. However these computations do not see the decompositions H(Q,1)=M(1)M′′H(Q,1)=M^{\prime}(-1)\oplus M^{\prime\prime} analogous to (9.1), where now MM^{\prime} and M′′M^{\prime\prime} respectively have Hodge vectors (1,0,0,1)(1,0,0,1) and (1,0,0,0,0,1)(1,0,0,0,0,1). In the Frobenius polynomial

Fp(M(Q,1),x)=(1papx+p5x2)(1bpx+p5x2),F_{p}(M(Q,1),x)=(1-pa_{p}x+p^{5}x^{2})(1-b_{p}x+p^{5}x^{2}),

the pappa_{p} belonging to M(1)M^{\prime}(-1) can be distinguished from the bpb_{p} belonging to M′′M^{\prime\prime} whenever the latter is not a multiple of pp. The reader might enjoy searching in the LMFDB’s complete lists [lmfdb] of modular forms to see that the apa_{p} and bpb_{p} for p=5p=5 and p=7p=7 let one identify the relevant forms and in particular determine the above-displayed factorizations N=NN′′N=N^{\prime}N^{\prime\prime}. Part of the further information given by the LMFDB is that two of the forms are expressible using the Dedekind eta function η1\eta_{1}, via ηd=qd/24j=1(1qdj)\eta_{d}=q^{d/24}\prod_{j=1}^{\infty}(1-q^{dj}).

Higher rank.

For a given motive M(,)M\in\mathcal{M}({\mathbb{Q}},{\mathbb{C}}) with larger rank nn, one can usually replace GLn(𝔸)GL_{n}({\mathbb{A}}) by the adelic points of a smaller group determined by the motivic Galois group GG of MM. In favorable cases, the representation sought again corresponds to a holomorphic form. For rank three orthogonal motives, classical modular forms are again relevant, but a symmetric square is now involved. In rank four, Hilbert modular forms are needed for orthogonal motives and Siegel modular forms are needed for symplectic motives. Numerical and sometimes proved matches have been found in these three settings. For example, [DPVZ] treats some interesting rank four orthogonal cases.

Generally speaking, the Hodge numbers of central concern earlier in this survey continue to play a large role. In particular, motives for which all hp,qh^{p,q} are 0 or 11 have theoretical advantages, and their motivic LL-functions at least have a meromorphic continuation with the right functional equation [PT].

15 Numerical computations

We promised in the introduction that we would equip the reader to numerically explore a large collection of motivic LL-functions. We conclude this survey by giving sample computations in the context of two important topics, always assuming that the expected analytic continuation and functional equation indeed hold. In both topics, we let c=12+w2c=\frac{1}{2}+\frac{w}{2} be the center of the functional equation. The conductors NN in our examples are small for their Hodge vectors hh, allowing us to keep runtimes short and/or work to high precision.

Special values.

If MM is a motive in (,)\mathcal{M}({\mathbb{Q}},{\mathbb{Q}}) then the numbers L(M,k)L(M,k) for integers kck\leq c are mostly forced to be 0, because of poles in the infinity factor (12.2) and the functional equation. However, when L(M,k)L(M,k) is nonzero it is expected to be arithmetically significant [Del-PL]. The arithmetic interpretation involves a determinant of periods like (2). To see the significance without entering into periods, one can look at the ratio rd=L(Mχd,k)/L(M,k)r_{d}=L(M\otimes\chi_{d},k)/L(M,k), for dd a positive quadratic discriminant. Then the periods cancel out so that rdr_{d} should be rational.

For a sample computation, take M=H(Φ25/Φ15,210)M=H(\Phi_{2}^{5}/\Phi_{1}^{5},2^{10}) and use (2.4) and L:=LSeries(Q,1024) to define its LL-function, as usual. While 22 is wild for the family, it is unramified in MM because because the exponent 1010 is at the bottom of the ramp of Section 13. The erasing procedure from the end of that section applies, yielding

F2(M,x)=(14x)(1+5x+10x2+80x3+256x4).F_{2}(M,x)=(1-4x)(1+5x+10x^{2}+80x^{3}+256x^{4}).

Since t1=1023=31131t-1=1023=3\cdot 11\cdot 31 is squarefree, it is the conductor, by the recipe before (13.1). Magma gets all the bad factors right automatically. As a confirmation, CFENew(L) quickly returns 0 to the default 3030 digits.

Evaluate(L,2) gives 0.42781808990.4278180899\cdots. Twisting by a dd with gcd(d,1023)=1\gcd(d,1023)=1 makes the conductor go up by a factor of d5d^{5} and precision needs to be reduced.

Evaluate(LSeries(Q,1024:

QuadraticTwist:=5,Precision:=10),2);

takes six minutes to give its answer of 35.0468579335.04685793. This ratio and then two others are apparently

r5\displaystyle r_{5} =21152,\displaystyle=\frac{2^{11}}{5^{2}}, r8\displaystyle r_{8} =26 5,\displaystyle={2^{6}\,5}, r13\displaystyle r_{13} =210 251132.\displaystyle=\frac{2^{10}\,251}{13^{2}}.

The two LL-functions appearing in rdr_{d} are completely different analytically, and so the apparent fact that quotients are rational is very remarkable.

Readers wanting to work out their own examples might want to begin with MM having odd weight. Then if L(M,c)0L(M,c)\neq 0, one has conjecturally rational quotients rdr_{d} for k=ck=c. The lateral argument k=cjk=c-j fits into the theory only in the rare case that the 2j2j most central entries of the Hodge vector are 0. In the even weight case, one needs to have h+=0h_{+}=0 to make k=c12k=c-\frac{1}{2} fit into the theory, as in our example.

Critical zeros.

For a weight ww motive MM, all the zeros of the completed LL-function Λ(M,s)\Lambda(M,s) lie in the critical strip c12Re(s)c+12c-\frac{1}{2}\leq\mbox{Re}(s)\leq c+\frac{1}{2}. The Riemann hypothesis for MM then predicts that all the zeros lie on the critical line Re(s)=c\mbox{Re}(s)=c. We now show by examples that numerical identification of low-lying zeros is possible in modestly high rank.

For the examples, take M10,w=H(Qw,1)M_{10,w}=H(Q_{w},1) with Q10=Φ4Φ29/Φ111Q_{10}={\Phi_{4}\Phi_{2}^{9}}/{\Phi^{11}_{1}} and Q7=Φ44Φ24/Φ82Φ14Q_{7}={\Phi_{4}^{4}\Phi_{2}^{4}}/{\Phi_{8}^{2}\Phi_{1}^{4}}. So M10,10M_{10,10} is orthogonal with Hodge vector (1,1,1,1,1,0,1,1,1,1,1)(1,1,1,1,1,0,1,1,1,1,1) while M10,7M_{10,7} is symplectic with Hodge vector (1,1,2,1,1,2,1,1)(1,1,2,1,1,2,1,1).

The only bad prime in each case is 22. A search says that F2(M10,10,x)=1+32xF_{2}(M_{10,10},x)=1+32x and c2=11c_{2}=11. For M10,7M_{10,7}, k=kcrit=0k=k_{\rm crit}=0 so erasing applies, yielding 1+4x+96x2+512x3+16384x41+4x+96x^{2}+512x^{3}+16384x^{4} as a factor of F2(M10,7,x)F_{2}(M_{10,7},x). A short search says that this factor is all of F2(M10,7,x)F_{2}(M_{10,7},x) and c2=18c_{2}=18.

In general, the Hardy Z-function of a motive MM is

Z(M,t)=ϵ1/2Ns/2Γh,σ(s)|Ns/2Γh,σ(s)|L(M,s),Z(M,t)=\epsilon^{1/2}\frac{N^{s/2}\Gamma_{h,\sigma}(s)}{|N^{s/2}\Gamma_{h,\sigma}(s)|}L(M,s),

with s=c+its=c+it. It is a real-valued function of the real variable tt, even or odd depending on whether the sign ϵ\epsilon is 11 or 1-1.

Refer to caption
Figure 15.1: Graphs of Z(M10,10,t)Z(M_{10,10},t) and Z(M10,7,t)Z(M_{10,7},t)

Figure 15.1 was computed via many calls to Evaluate at points of the form c+itc+it. The signs in the two cases are 11 and 1-1, and the orders of central vanishing are the minimum possible, 0 and 11. On both plots, all local maxima are above the axis and all local minima are beneath the axis. Zeros off the critical line would likely cause a disruption of this pattern; thus the plots not only identify zeros on the critical line, but suggest a lack of zeros off the critical line.

References