High-temperature thermoelectric properties with Th3-xTe4
Abstract
Th3Te4 materials are potential candidates for commercial thermoelectric (TE) materials at high-temperature due to their superior physical properties. We incorporate the multiband Boltzmann transport equations with firstprinciples calculations to theoretically investigate the TE properties of Th3Te4 materials. As a demonstration of our method, the TE properties of La3Te4 are similar with that of Ce3Te4 at low-temperature, which is consistent with the experiment. Then we systematically calculate the electrical conductivity, the Seebeck coefficient, and the power factor of the two materials above based on parameters obtained from first-principles calculations as well as several other fitting parameters. Our results reveal that for the electron–optical-phonon scattering at high temperatures, a linear dependence of optical phonon energy on temperature explains better the experimental results than a constant optical phonon energy. Based on this, we predict that the TE properties of Ce3Te4 is better than La3Te4 at high temperatures and the optimal carrier concentration corresponding to Ce3Te4 shifts upward with increasing temperature. The optimal carrier concentration of Ce3Te4 is around cm-3 with the peak power factor 13.07 Wcm-1K-2 at K.
I Introduction
Thermoelectric (TE) materials have drawn great interest as solid-state energy converters which can directly convert heat to electricity and vice versa. Bell (2008); DiSalvo (1999); Qin et al. (2021) The energy conversion efficiency of TE materials is characterized by a dimensionless figure of merit , where is the electrical conductivity, is the Seebeck coefficient, is the absolute temperature, and is the thermal conductivity consisting of electronic and lattice thermal conductivity, . A higher cooling or power generation efficiency of TE devices requires larger values. In the past decades, the of TE materials has remained near 1 because , and are coupled to each other.Jonson and Mahan (1980) It is difficult to improve the TE properties of materials by optimizing one of the parameters alone while keeping the others constant. Rowe (2018) A larger power factor, defined as , is also required to gain larger output power.
Th3P4 (Th refers to rare earth metals, P refers to sulfur group) has long been of interest due to its superior physical properties, such as superconductivity, mixed valence, strong electronic correlation, magnetic properties, optical properties, and TE properties.Viennois et al. (2013) Th3Te4 is a cubic crystal structure with the space group . The Te atoms are hexa-aligned with the rare earth metal lanthanide system through a twisted octahedron.May et al. (2008) It can be found by stoichiometry that the compounds with Th3Te4 structure have good electrical properties due to the presence of one extra electron. At the same time, the presence of vacancies leads to disorder and distortion in the lattice, which enhances phonon scattering and leads to a lower lattice thermal conductivity.Wood et al. (1985)
The properties of Th3Te4 have previously been investigated by using solid-state diffusion and melt synthesis methods. Ramsey et al. (1965) However, the melt synthesis method leads to inhomogeneous sample chemistry and carrier concentration caused by working temperatures up to K. May et al. in 2008 proposed a mechanical alloying method to prepare Lax-3Te4.May et al. (2008) This method can effectively avoid the generation of inhomogeneous grains. The authors estimated the lattice thermal conductivity of Lax-3Te4 at 573K as Wm-1K-1 through the free electron Lorentz number. They also measured a power factor of 1.6Wm-1K-2 and a value of 1.1 for Lax-3Te4 at 1273K. Recently, Pr2.74Te4 with a value as high as 1.7 was prepared by Cheikh et al. using a mechanical alloying method.Cheikh et al. (2018) Cex-3Te4 and Lax-3Te4 have similar TE properties in the low temperature region. May et al. (2012) Using the first-principle, Wang et al. found that the Ce3Te4 structure has a -peak with 0.21eV in the density of states near the Fermi surface. Wang et al. (2011) Therefore, they predicted that Ce3Te4 has excellent TE properties at high temperatures. Although the localized electrons in Ce3Te4 make the density of states near the Fermi surface sharp, the Seebeck coefficient is not increased by the presence of electrons. Vo et al. (2014) This is also confirmed by experimental measurements.
In this paper, the multiband Boltzmann transport equations (BTE) are used to explore and predict the TE transport properties under the relaxation time approximation (RTA). The parameters such as band gap and effective mass of each band are calculated from first-principles calculations to solve the BTE. The RTA based on the multiband carrier transport model is also used. Zhou et al. (2010); Wang et al. (2017) In order to demonstrate our method, we study the TE properties of La3Te4 and Ce3Te4. Based on these results, the optimal carrier concentrations for peak of power factor are predicted for the Ce3Te4 materials at high temperatures. The TE properties of other Th3-xTe4 materials can be studied similarly.
II Band Structure and Phonon Spectrum
We employ the Vienna ab initio Simulation Package (VASP), Kresse and Furthmüller (1996) which is based on the density function theory (DFT) and generalized gradient approximation (GGA) with the Perdew-Burke-Ernzerhof (PBE), Perdew et al. (1996, 1998) to calculate the band structure and phonon spectrum of Th3Te4 materials. The structure of Th3Te4 were relaxed in cell shape, atom positions and volume. A plane-wave energy cutoff of 650 eV and Monkhorst-Pack -centered k-point meshes of 999 were employed. For La3Te4, we consider the effect of spin-orbit coupling (SOC).May et al. (2009) Besides, due to the localization of f-electrons in Ce3Te4, the on-site Coulomb interaction must be considered to correct the self-interaction for f-electrons.Vo et al. (2014) The total energy is converged to less than 10-9 eV/unit. To determine the phonon spectrum, a conventional cell is expanded to a 222 supercell which contains 224 atoms, which further undergoes a structure relaxation. Hellmann-Feynman forces is calculated in relaxed supercell. Finally, The phonon spectrum of Th3Te4 are obtained via utilizing the phonopy package combined with VASP.
II.1 La3Te4
The electronic band structure and phonon spectrum of La3Te4 are shown in Figure 1. The main parameters for calculating the TE properties are summarized in Table 1.

The calculated band structure for La3Te4 is consistent with that in Ref. Perdew et al., 1996, where a direct gap at (0.99 eV) was obtained. The energy minima of these bands which relative to EF are Emin,1=-0.316 eV, Emin,2=-0.039 eV, and Emin,3=-0.018 eV, respectively. The effective mass of each conduction and valance bands near the is obtained by fitting the band structure. The density-of-state effective mass of each carriers pocket can be expressed as
(1) |
where ( is the parallel (perpendicular) effective mass near the band edge and () is the corresponding wave vector. i represents the index of electron band. is the type of carrier, for electron and for hole. Effective mass and corresponding degeneracy for each conduction and valance bands are shown in Table 2, where spin degeneracy is not included.
Figure 1(b) shows phonon dispersion curves of La3Te4, there are 42 different types of vibration modes in the primitive unit cell, including 3 acoustic modes and 39 optical modes. The longitudinal () and transverse () speed of sound can be obtained via fitting acoustic modes at point. The low-energy peak (optical mode A2) is 9.09 meV, in agreement with Ref. Viennois et al., 2013.
Materials | (Å) | (eV) | (eV) | (eV) | (meV) | (m/s) | (m/s) | |
---|---|---|---|---|---|---|---|---|
La3Te4 | 9.688 | 0.99 | -0.316 | -0.039 | -0.018 | 9.09 | 3357 | 1989 |
Ce3Te4 | 9.542 | 1.07 | -0.388 | -0.170 | -0.005 | 9.65 | 3463 | 2013 |
(i, j) | () | () | () | Degeneracy | |
---|---|---|---|---|---|
La3Te4 | (1,e) | 0.404 | 0.3616 | 0.389 | 2 |
(2,e) | 1.1108 | 0.9601 | 1.058 | 1 | |
(3,e) | 1.1987 | 1.2481 | 1.215 | 2 | |
(1,h) | 0.3412 | 0.4174 | 0.341 | 1 | |
(2,h) | 1.965 | 0.9189 | 1.184 | 1 | |
Ce3Te4 | (1,e) | 0.7202 | 0.6037 | 0.6403 | 2 |
(2,e) | 1.8985 | 2.3394 | 2.1821 | 3 | |
(3,e) | 34.0832 | 30.8261 | 31.8757 | 1 | |
(1,h) | 0.5956 | 0.9828 | 0.8317 | 1 | |
(2,h) | 0.3014 | 0.3669 | 0.3436 | 1 |
is free electron mass.
II.2 Ce3Te4

Figure 2 show that the band structure and the phonon spectrum of Ce3Te4. Comparison with Figure 1 shows that the energy band structures and phonon spectra of Ce3Te4 and La3Te4 are similar, both are direct band gap semiconductor structures. By comparing the data in Table 1, we can clearly find that the parameters of Ce3Te4 and La3Te4 are basically similar except for the large difference in lattice constants and optical mode energy . At room temperature, electron-phonon scattering is weak and impurity scattering dominates the TE transport. As the temperature increases, the lattice vibration gradually strengthens and electron-phonon scattering gradually dominates the TE transport. And the energy value of has a large effect on the TE properties at high temperatures and no effect at room temperature. This is the reason why Ce3-xTe4 and La3-xTe4 have similar TE properties at low temperatures. May et al. (2012)
From Table 2, it can be found that the effective mass of the nearest energy band (3, e) of Ce3Te4 near the Fermi energy level is much larger than the effective mass of the other energy bands. This is mainly because compared to La(), Ce() has one more electron which is localized, and this leads to a large effective mass of its bonding orbitals. However, electron does not contribute to the TE transport properties.Shim et al. (2007); Li et al. (2022) Therefore, we can ignore the contribution of energy band (3, e) in the simulations.
III THERMOELECTRIC TRANSPORT PROPERTIES
Three conduction bands should be considered in calculating the electron transport due to they are close enough. Besides, the bipolar transport should also be incorporated since holes will be excited and the electron-hole pair is formed in conduction band at high temperatures. The transport properties in Th3Te4 are calculated by the multiband BTE under the RTA.Wang et al. (2011) Considering the TE properties of charge carriers in the lowest conduction band and the highest valence band, each of these bands is -folded degeneracy, the dispersion relation of each carriers pocket can be expressed considering the nonparabolicity:
(2) |
where is the reduced Plank constant, is the energy, and . The density-of-states effective mass of each band can be calculate by . For a fixed doping concentration , the chemical potential in the La3Te4 can be determined numerically.Zhou et al. (2010); Wang et al. (2017) Assuming that all the scattering events are independent, the total relaxation time of each band () can be expressed by the Mathiessen’s rule:
(3) |
where is the relaxation time of carries-impurity scattering, is that of carries-longitudinal polar optical phonon scattering, is that of carries-deformation acoustic phonon scattering corresponding to th branch of acoustic phonon mode, and is that of carries-deformation optical phonon scattering corresponding to th branch of optical phonon mode, respectively. In principle, the relaxation time for different scattering mechanisms can be obtained by Fermi’s golden rule. The detailed temperature- and energy-dependent expressions for each scattering relaxation time mentioned above can be found in Refs. Zhou et al., 2010; Nag, 2012.
For bipolar transport, the TE transport coefficients such as electrical conductivity (), Seebeck coefficient (S) and electronic thermal conductivity () can be calculated by solving the BTE under the RTA. For anisotropic materials, the TE properties along different directions, which is denoted by or , can be written as, Zhou et al. (2010); Wang et al. (2017)
(4) | |||||
(5) | |||||
(6) | |||||
(7) |
where denotes the charge of carriers, is the Boltzmann constant, , , , , and , respectively. in Eq. (7) is the equilibrium Fermi-Dirac distribution.
III.1 TE properties of La3Te4
We now turn to calculate the electrical conductivity and the Seebeck coefficient of La3Te4 based on the band structures of La3Te4 obtained from first-principles calculations in Sec.II A. In order to justify the input parameters in our calculation, we first fit the experimental data of La3Te4 reported by Ref. May et al., 2009. The isotropic electrical conductivity along different directions is averaged to compare to the measured electrical conductivity. Figure 3 shows that the calculated electrical conductivity and the Seebeck coefficient as a function of carrier concentration are in good agreement with the experimental results. Table 3 presents the reasonable fitted parameters adopted in our calculations. An increase of electrical conductivity and a decrease of the Seebeck coefficient with increasing carrier concentration comes from the and .

Parameters | Fitted value |
---|---|
mass density () | 6.92Goodenough et al. (1970) |
optical phonon energy (meV) | 6.2Viennois et al. (2013) |
deformation potential constant (eV) | 6.1May et al. (2010) |
high-frequency permittivity () | 2.7 |
static permittivity () | 27May et al. (2010) |
impurity density () | 8May et al. (2012) |

On this basis, we can further investigate the TE properties of La3Te4 as a function of temperature, as shown in Figure 4. At low temperatures, impurity scattering is dominant for the TE properties and other scattering is less influential. As the temperature increases, the lattice vibration becomes strong, intensifying electron-phonon scattering. In this case, the electron-deformation acoustic (optical) phonon scattering will dominate the TE properties. Following the Einstein model to approximate all optical branches as constant frequencies, the numerical simulation results do not fit the experiment well, as shown by the red dashed line and the green dotted line in Figure 4 (a). When the optical phonon frequency is small, the numerical simulation value is smaller than the experimental value in the high temperature region. Conversely, when the optical phonon frequency is larger, the theoretical value will gradually approach the experimental value as the temperature increases. This is due to the fact that, like phonon-phonon scattering, electron-phonon scattering also has normal scattering (N process) and inversion scattering (U process). According to the Debye model, the phonon energy (meV) is about a few thousandths of the electron energy on the Fermi surface. Therefore, the change of the electron energy is almost negligible due to electron-phonon scattering. Although electron-phonon scattering can be considered as completely elastic scattering, it changes the direction of electron motion, which has a significant effect on electrical conductivity. At low temperatures, the electron scattering angle is small because only low-frequency phonon modes are excited, which has limited effect on the conductivity. As the temperature rises, more vibrational modes of phonons will be excited. The angle of phonon and electron scattering differs for different modes, which will also have different effects on the conductivity. Here, for simplicity, we assume a linear dependence of the energy of the different modes of phonons scattered with electrons on temperature as, , where meV, K. The calculated results using linear dependence are in good agreement with the experimental values, as shown by the blue solid line in Figure 4(a). The Seebeck coefficient is mainly measured by the average energy magnitude of carriers, which is related to the density of states near the Fermi surface. And the effect of electron-phonon scattering for the average carrier energy can be neglected. Therefore, the Seebeck coefficients fitted by the three different methods are essentially comparable, as shown in the Figure 4(b).
III.2 TE properties of Ce3Te4
Considering that the local state electrons do not contribute to the electron transport, we only consider the contribution of the five lowest conduction bands and the two highest valence bands to the TE transport properties of Ce3Te4. Figure 5 depicts the calculated electrical conductivity and Seebeck coefficient versus temperature based on the BTE under the RTA. The fitting parameters used in the calculations are shown in Table 4. We can find that the calculated values are consistent with the experimental data, which indicates that the fitting parameters are chosen reasonably. In addition, it shows a decrease in electrical conductivity and an increase of the Seebeck coefficient with increasing temperature. This is mainly due to the increase of carrier scattering intensity at higher temperatures and the increase of the average energy carried by carriers.

Parameters | Fitted value |
carriers concentration () | 4.6May et al. (2012); Vo et al. (2014) |
mass density () | 7.12Goodenough et al. (1970) |
optical phonon energy (meV) | 6.2 |
deformation potential constant (eV) | 6.1 |
high-frequency permittivity () | 2.7 |
static permittivity () | 27 |
impurity density () | 5 May et al. (2012) |
III.3 Comparison of TE properties of La3Te4 and Ce3Te4
At room temperature, experimental and theoretical reports have shown that the Ce3Te4 has similar TE transport properties as La3Te4, such as electrical conductivity, Seebeck coefficient, and power factor. May et al. (2008, 2012) We can obtain the same conclusion by numerical simulation using BTE under the RTA as shown in Figure 6. Since the effective mass of Ce3Te4 is larger than that of La3Te4, the electrical conductivity of Ce3Te4 is reasonably smaller than that of La3Te4. However, at low temperatures, the electrical conductivity of La3Te4 and Ce3Te4 are approximately equal, which indicates that the average relaxation time of Ce3Te4 is larger than that of La3Te4. The effect of scattering will be greater with increasing of temperature. In the high temperature region, more phonon modes are excited, which leads to a rise in the number of phonons and allows phonons to participate in TE transport. At this point, electron-phonon scattering, which consists of the polar optical phonons, the deformed acoustic phonons, and the deformed optical phonons, dominates TE transport. As shown in Figure 6(a) and (b), the Seebeck coefficient of Ce3Te4 is comparable to that of La3Te4 at high temperatures, but its electrical conductivity is higher than that of La3Te4. For example, the electrical conductivity of Ce3Te4 and La3Te4 at K are 1.07 and 0.942 S/m, respectively. This is mainly due to the difference in the optical branch phonon energy of A2 mode of La3Te4 and Ce3Te4, as shown in Table 1. From the phonon spectrum, we find that the optical branch phonon energy of A2 mode of Ce3Te4 is slightly larger than that of La3Te4. The magnitude of the optical branch phonon energy will determine the magnitude of relaxation time of the electron-deformation optical phonon scattering. A larger energy will correspond to a larger relaxation time. In the case of high temperatures, electron-phonon scattering plays a dominant role, which has increased the total relaxation time. Therefore, the electrical conductivity of Ce3Te4 is larger than that of La3Te4 under other equal conditions. Moreover, the power factor of Ce3Te4 is also better than that of La3Te4 at high temperature.

III.4 Optimal carrier concentration of Ce3Te4 at various temperatures

To further investigate the TE properties of Ce3Te4 at high temperatures, we will consider the TE transport properties of Ce3Te4 as a function of carrier concentration with various high temperatures, as shown in Figure 7. Due to and , the electrical conductivity will be enhanced when the carrier concentration increases or the temperature decreases as shown in Figure 7(a). Due to the coupling relationship between and , the Seebeck coefficient changes in the opposite direction. However, it can be seen from Figure 7(b) that the trend of Seebeck variation becomes gradually smoother as the carrier concentration increases. This is because the bipolar effect will be more pronounced at high temperatures by exciting the intrinsic carrier. In particular, fora lower carrier concentration, the bipolar effect has a greater impact on the Seebeck coefficient, which can be found to decrease at a greater rate than that at higher carrier concentrations. Figure 7(c) shows the dependence of the power factor on the carrier concentration at different temperatures. We found that the power factor corresponding to the higher temperature is smaller as the carrier concentration is low. Because of the inhibitory effect of minority carriers on the TE properties, although the intrinsic excitation increases the minority carrier concentration and the electrical conductivity, the presence of the minority carriers can cause a decrease in the Seebeck coefficient, which is more than compensate for the increase in the Seebeck coefficient caused by the increase in conductivity. As the carrier concentration increases, the effect of the bipolar diffusion effect on the TE performance generated by the minority carriers diminishes. In other words, the bipolar effect can be suppressed via the heavily doped method. In addition, the optimal carrier concentration of Ce3Te4 varies for different temperatures, and the corresponding power factors are also different. For example, the optimal carrier concentration is around cm-3 with the peak power factor 9.02 Wcm-1K-2 at K; the optimal carrier concentration is around cm-3 with the peak power factor 10.42 Wcm-1K-2 at K; the optimal carrier concentration is around cm-3 with the peak power factor 11.78 Wcm-1K-2 at K; And the optimal carrier concentration is around cm-3 with the peak power factor 13.07 Wcm-1K-2 at K. This is because the carrier concentration of the intrinsic excitation is strongly correlated with the temperature, and as the temperature increases, the optimal carrier concentration shifts upward.
IV CONCLUSION
We have incorporated the multiband Boltzmann transport equations with first-principles calculations on electronic band structures in order to theoretically investigate TE properties of Th3Te4 materials such as La3Te4 and Ce3Te4. Our theoretical calculations are in good agreement with the experimental data with calculated parameters and several other fitting parameters. Theoretical results show that for the TE transport properties at high temperatures, a linear dependence is more consistent with the experimental results than the constant optical branch phonon energy describing the electron-deformation optical branch phonon scattering. In addition, we predict the TE transport properties of Ce3Te4 at high temperatures and the optimal carrier concentration at different temperatures, which is a guideline for experimental aspects.
Acknowledgements.
This work was supported by National Key R&D Program of China (No. 2017YFB0406004), National Natural Science Foundation of China (No. 11890703), Key-Area Research and Development Program of Guangdong Province (No. 2020B010190004).References
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