Mathematics in Computer Science
Global stability of a Caputo fractional SIRS model
with general incidence rate
Abstract
We introduce a fractional order SIRS model with non-linear incidence rate. Existence of a unique positive solution to the model is proved. Stability analysis of the disease free equilibrium and positive fixed points are investigated. Finally, a numerical example is presented.
keywords:
Epidemiology and mathematical modeling and fractional calculus and Caputo derivatives and equilibrium and stability1991 Mathematics Subject Classification:
26A33 and 34A08 and 92D301. Introduction
Fractional differential equations (FDEs) are generalizations of classical differential equations, where the integer-order derivative is replaced by a non-integer one. There has been a significant development in FDEs in recent years due its applicability in different fields of science and engineering [1, 7]. In particular, fractional derivatives are used to describe viscoelastic properties of many polymeric materials [25], in diffusion equations [49], in mechanics [50], and decision-making problems [54].
It is worthwhile to mention that fractional derivatives are non-local operators and thus may be more suitable for modelling systems dependent on past history (memory). More precisely, the fractional derivative of a given function does not depend only on its current state, but also on previous historical states [42, 48].
In epidemiology, most mathematical models descend from the classical SIR model of Kermack and McKendrick, established in 1927 [27, 43]. Recently, fractional derivatives have been used to describe epidemiological models and, in some cases, they have proven to be more accurate when compared to the classical ones [10, 12, 45]. Different models described by fractional derivatives are available in the literature, like the SIR model [17, 18, 39], the SIR model with vaccination [46], the SIRC model [19], and the SEIR model [40].
Since the fractional order can be any positive real , one can choose the one that better fits available data [3]. Therefore, we can adjust the model to real data and, by doing so, better predict the future evolution of the disease taking into account its past and present [45, 55]. Moreover, virus propagation is typically discontinuous, something the classical differential models cannot describe in a proper way. In contrast, fractional systems deal naturally with such discontinuous properties [15, 47].
The virus propagation is similar to heat transmission or moistness penetrability in a porous medium, which can be exactly modelled by fractional calculus [31, 58]. The authors in [22, 23] give a geometrical description of fractional calculus, concluding that the fractional order can be related with the fractal dimension. The relationship between fractal dimension and fractional calculus has been obtained by several different authors: see [44, 56] and references therein. The fractional complex transform [24, 29] is an approximate transform of a fractal space (time) to a continuous one, and it is now widely used in fractional calculus [8, 53, 57].
There are several definitions of fractional derivatives [7, 33]. In this paper, we choose to work with the celebrated Caputo fractional derivatives. One of the main advantages of such derivatives is allowing us to consider classical initial conditions in the formulation of the problem. Also, the Caputo fractional derivatives of a constant are zero. Such properties of the Caputo fractional derivatives are not true for other fractional operators, for example for the Riemann–Liouville derivatives [42, 48].
Most non-linear fractional differential equations do not have analytic solutions [6, 28]. Therefore, approximations and numerical techniques must be used [16, 37, 47]. The decomposition method [36] and the variational iteration method [21, 35] are relatively new approaches to provide an analytical approximate solution to linear and non-linear problems. For a simple algorithm, based on fractional Euler’s method, to numerically solve non-linear fractional differential equations, in a direct way, without using linearisation, perturbations, or restrictive assumptions, see [37].
Here we propose a fractional SIRS model with the spread of the disease being described by a system of non-linear fractional order differential equations as follows:
(1) |
where denotes the (left) Caputo fractional derivative of order , . The model considers a population that is divided into three subgroups: susceptible , infective , and recovered individuals at time . The positive constants , , , and , are the recruitment rate of the population, the infection rate, the natural death rate, and the recovery rate of the infective individuals, respectively. The rate that recovered individuals lose immunity and return to the susceptible class is . While contacting with infected individuals, the susceptible become infected at the incidence rate , with , , and non-negative constants [20]. This incidence function generalizes several types of incidence rates, for example, the traditional bilinear incidence rate, the saturated incidence rate, the Beddington–DeAngelis functional response proposed in [9, 14], and the Crowley–Martin functional response introduced in [13]. For the advantages of using a general incidence rate, see [32, 34]. For other ways to fractionalize a classical system of differential equations, see the discussion in [4, 11].
The paper is organized as follows. In Section 2, we recall necessary definitions and properties from fractional calculus. Our results begin with Section 3, where we show the existence and uniqueness of positive solution. In Section 4, we study the existence of equilibria and their local stability. The global stability is investigated in Section 5. In order to illustrate our theoretical results, numerical simulations of the model are given in Section 6. We end with Section 7 of conclusions and future perspectives.
2. Basic results of fractional calculus
There are many good books on fractional calculus. For a gentle introduction, we refer the reader to [42]. For an encyclopedic treaty, see [48].
Definition 1 (See [42]).
The Riemann–Liouville fractional integral of order of a function is given by
where is the Euler Gamma function.
Definition 2 (See [42]).
Let , , , where denotes the integer part of . The Caputo fractional derivative of order for a function is defined by
where is the usual differential operator, that is, . In particular, when , one has
Next we recall the definition of the Mittag–Leffler function of parameter , which is a generalization of the exponential function.
Definition 3 (See [42]).
Let . The function defined by is called the Mittag–Leffler function of parameter .
3. Existence and uniqueness of positive solution
Denote and let . Then system (1) can be reformulated as follows: , where
(3) |
For biological reasons, we consider system (1) with the following initial conditions:
(4) |
To prove the main theorem of this section, i.e., Theorem 7, we need the following generalized mean value theorem and its corollary.
Lemma 5 (Generalized Mean Value Theorem [38]).
Suppose that and , . Then, one has
with , .
Corollary 6 (See [38]).
Suppose that and for . If , then is non-decreasing for each . If , then is non-increasing for each .
Theorem 7.
Proof.
Since the vector function (3) satisfies the first condition of Lemma 4, we only need to prove the second one. Denote
We discuss four cases, as follows.
Case 1. If , then we have
Therefore,
Case 2. If , then
Thus,
Case 3. If , then one has
We conclude that
Case 4. If , then we obtain
It follows that
By Lemma 4, it follows that (1) subject to (4) has a unique solution. Now we prove the non-negativity of the solution. Observe first that
and
We can prove that the solution of (1) remains non-negative for all by proceeding in a similar way as in [5, Theorem 2], that is, by considering an auxiliary system of fractional differential equations and by reductio ad absurdum. For that we use Corollary 6, which is a consequence of Lemma 5, to get a contradiction and then arriving to the intended conclusion by [5, Lemma 1]. Finally, we establish the boundedness of solution. By summing all the equations of system (1), we obtain that
Solving this equality, we get
Because , we have . This completes the proof. ∎
4. Local stability
In this section, we firstly discuss the existence of equilibria for model (1). Let
We prove that model (1) has two possible equilibria.
Theorem 8.
-
(i)
There is always a disease-free equilibrium , where .
-
(ii)
If , then there exists a unique endemic equilibrium
where
Proof.
(i) By direct calculation, we have that
is the unique steady state of system (1).
(ii) To find the other equilibrium, we solve the system
(5) |
Let
From system (5), we obtain , , and . Since , we get if . Now we consider function
defined on the interval . One has
and
Then , which implies that is strictly increasing on . Hence, if , the system admits a unique endemic equilibrium with , , and . This completes the proof. ∎
Next, we study the local stability of the disease-free equilibrium and the endemic equilibrium . The Jacobian matrix of system (1) at any equilibrium is given by
(6) |
We recall that a sufficient condition for the local stability of is
(7) |
where are the eigenvalues of (see [41]). First, we establish the local stability of .
Theorem 9.
If , then the disease-free equilibrium is locally asymptotically stable.
Proof.
We now establish the local stability of .
Theorem 10.
If , then the endemic equilibrium is locally asymptotically stable.
Proof.
At equilibrium , the characteristic equation for the corresponding linearised system of model (1) is , where
and
Let denote the discriminant of polynomial . Then,
Suppose that exists in . Based on [52], we have the following conclusions by using Routh–Hurwitz conditions:
-
(i)
if , , and , then is locally asymptotically stable for all ;
-
(ii)
if , , , , , and , then is locally asymptotically stable;
-
(iii)
if , , , and , then is unstable;
-
(iv)
if , , , , and , then is locally asymptotically stable.
-
(v)
if , , , and , then is locally stable.
The proof is complete. ∎
5. Global stability
In this section, we investigate the global stability of both equilibria and .
Theorem 11.
The disease-free equilibrium is globally asymptotically stable whenever .
Proof.
Consider the following Lyapunov function:
where , . Calculating the derivative of along the solution of system (1), and by using Lemma 1 in [2] and Lemma 3.1 in [51], we obtain that
Therefore, if . Furthermore, it is not hard to verify that the largest compact invariant set of is the singleton . Therefore, from LaSalle invariance principle [26], we deduce that is globally asymptotically stable. ∎
Finally, we investigate the global stability of the endemic equilibrium .
Theorem 12.
The endemic equilibrium is globally asymptotically stable if and
(8) |
Proof.
To study the global stability of for (1), we propose the following Lyapunov function:
where , . It follows that
Note that ,
and . Then,
Clearly, . Consequently, if and . Further, the largest invariant set of is the singleton . Therefore, from LaSalle’s invariance principle, is globally asymptotically stable. ∎
Corollary 13.
The endemic equilibrium is globally asymptotically stable if and is sufficiently small.
6. Numerical simulations
In this section we present some numerical simulations in order to illustrate our theoretical results. The system (1) is numerically integrated by using the fractional Euler’s method [37]. The approximate solutions of (2) with are displayed in Figures 1 and 2. The solutions converge to the equilibrium points. The parameter values used in the simulations are: , , , , , , , and with initial conditions , , . Using the MATLAB numerical computing environment, we get . Hence, system (1) has a unique disease-free equilibrium . According to Theorem 11, is globally asymptotically stable (see Figure 1).



Now, let us choose and keep the other parameter values. Then, and . Hence, the condition (8) is satisfied, as well as conditions (9) and (10), and the model converges rapidly to its steady state for , when compared to other fractional derivatives (see Figure 2).



7. Conclusion
The use of fractional order derivatives can help to reduce errors arising from the neglected parameters in modelling real life phenomena [18]. Here, we have studied a fractional-order SIRS epidemic model with a general incidence function. The stability of equilibrium points is investigated and numerical solutions are given. According to our theoretical analysis, the fractional order parameter has no effect on the stability of free and endemic equilibria, but it can affect the time for arriving at the steady states. As future work, we plan to study the stability of a more general SIRS type model taking into account other parameters.
Acknowledgements
This work was partially supported by Fundação para a Ciência e a Tecnologia (FCT) within the R&D unit Centro de Investigação e Desenvolvimento em Matemática e Aplicações (CIDMA), project UIDB/04106/2020. The authors are very grateful to two anonymous reviewers, for several critical remarks and precious suggestions.
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