Generic triviality of automorphism groups of complete intersections
Abstract.
We prove in most cases that a general smooth complete intersection in the projective space has no non-trivial automorphisms.
Introduction
Let be an algebraically closed field, and be a smooth closed subvariety. A linear automorphism is an automorphism of that extends to an automorphism of . We denote by the group of linear automorphisms of .
The primary aim of this note is to demonstrate that the linear automorphism group of a general smooth complete intersection in a projective space is trivial with a few undetermined cases. For hypersurfaces, Matsumura and Monsky [10] showed that when and , the group of linear automorphisms for a generic degree hypersurface in is trivial. The cases for can be found in [8, § 10] and [12]. Benoist [1] proved that the group of linear automorphisms of a smooth complete intersection is finite, except for hyperquadrics. Building upon this result, Chen et al. [2] further derived the following.
Theorem 0.1 ([2, Thm. 1.3]).
Let be a sequence of natural numbers, with and . Let be a general smooth complete intersection in of multidegree .
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(1)
if has characteristic , then .
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if has characteristic , then there exists , such that
The assertion in Theorem 0.1 does not determine the number explicitly in terms of . In this exposition, we present an alternative method for studying the automorphism group of a general complete intersection, and show that in many cases. The main result is:
Theorem 0.2 (= Theorem 2.1).
Let be an algebraically closed field of characteristic . Let be a general smooth complete intersection of multidegree with . Assume that satisfies one of the following conditions
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and ;
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and .
Then we have if .
We note that Javanpeykar and Loughran [7, Lemma 2.13-2.14] obatined similar conclusion for complex complete intersections of multidegree being or satisfying .
Our proof of Theorem 0.2 is inspired by Katz and Sarnak [8, §10-11]. They showed that the monodromy group of the universal family of smooth curves or smooth projective hypersurfaces is sufficiently big in a sense. As a consequence, it implies that a general member within the family has no automorphisms. We refine their method in general settings, and apply it to complete intersections.
Consider a smooth projective family of subvarieties of parameterized by a smooth -variety . The family is represented in the diagram
Let be the natural polarization. In Section 1, we demonstrate the following criterion of triviality of linear automorphisms for a general member in the family.
Theorem 0.3 (= Theorem 1.2).
Assume that the following three conditions hold for the family .
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The relative polarized automorphism group scheme is finite and unramifed over .
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There exists a closed point such that acts faithfully on the -adic cohomology with .
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Then the linear automorphism group associated to a general point is either trivial or isomorphic to .
In Section 2, we show that the three conditions in Theorem 0.3 hold for most complete intersections. Suppose that is a family of smooth complete intersections of a given type. The group scheme is finite over if the corresponding moduli stack is separated, which was explored by Benoist [1]. In cases the canonical divisor is ample or trivial, the separation isca direct consequence due to Matsusaka and Mumford [11]. The sufficient bigness of the monodromy group for complete intersections will be obtained by considering the vanishing cycles of Lefschetz pencils [3, §4-5]. Verifying the cohomological action by the automorphism group is faithful requires substantial effort and occupies the main part of this section. The advantage is that we need only verify the faithfullness property for a single member in the family. In our circumstance, we look into a special complete intersection of Fermat types (2.4). Lastly, we rule out the possibility of through a direct argument, given the assumption .
It is likely that conclusions in Theorem 0.2 can be strengthened. The assumption is indispensible for considering complete intersections of Fermat type. One may check the faithfulness property for other special complete intersections. For the cases of complete intersections that not covered in Theorem 0.2, see Remark 2.3.
The article [2] also confirmed the faithfulness of the cohomological action. The main difference is: they directly proved that a general complex complete intersection has no non-trivial automorphisms, then use this result to deduce all complex complete intersections have the faithfulness property; In contrast, we gain the generic triviality result by verifying the faithfulness property for a single smooth complete intersection.
The cohomological method may find applications that are not limited to complete intersections in projective spaces. One example is offered below:
Theorem 0.4 (= Theorem 1.4).
Let be a smooth, complex projective variety. Let be the canonical sheaf on , and let be a very ample invertible sheaf such that remains very ample. Then, a general smooth section of has no non-trivial automorphisms.
Acknowledgements
We are grateful to Wenfei Liu for communications on this work. We would like to thank Xi Chen for comments on the manuscript.
1. A criterion of generic triviality of automorphisms
Situation 1.1.
Let be an algebraically closed field. Consider a smooth projective family of algebraic varieties
parameterized by a smooth, irreducible -variety . Let be the natural polarization. Denote as the group scheme of automorphisms relative to the family , preserving . Let be a closed subgroup scheme of . Let be the fiber over a closed point , and be the fiber of over .
Fix a prime number different from the characteristic of . Let be the -adic cohomology group. The cup-product on gives a non-degenerate symmetric (resp. anti-symmetric) form if is even (resp. odd). In this paper, the primitive cohomology is defined to be the orthogonal complement of the image of the restriction map . Let denote the étale fundamental group for of at the point .
Theorem 1.2.
Consider the notation in Situation 1.1. Suppose that the following hypotheses hold.
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The group scheme is finite and unramifed over .
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(2)
There exists a closed point such that the map is injective.
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The geometric monodromy group, that is, the Zariski closure of the image of the monodromy representation
equals the full symplectic group if is odd or the orthogonal group if is even, where represents the -vector space .
Then is either a trivial group or isomorphic to for a general .
Note that Hypotheses 1.2(1–3) are not sufficient to deduce the triviality of . For instance, let be the space of distinct ordered points on , is the family of genus curves branching over the given points, and . Then every has an automorphism of order , although the finiteness of automorphism groups, the faithfulness of acting on , and the bigness of the geometric monodromy group are all satisfied.
Proof of Theorem 1.2.
The morphism is finite and unramified. The fiber group over any is thus finite and discrete, and the order is equal to the rank of the finite -module at the stalk . It follows that the function is upper semi-continuous. Then there is a non-empty open subset on which the number reaches the minimum. Consider the closed subgroup scheme
of automorphisms acting trivially on the cohomology. Then remains a finite and unramified morphism. By the previous argument, let be the open subset on which the order function reaches the minimum. By Hypothesis 1.2(2), the minimum must be , i.e. is the identity group scheme.
By the generic flatness, there exists a non-empty open subset such that morphism is flat over . Then is a finite étale morphism over . Since is irreducible, must meet with . In conclusion, we can obtain a Zarski open dense subset such that is a finite étale cover over , and the fiber group for any acts faithfully on .
Let be a closed point. The induced map shall be surjective. By Hypothesis 1.2(3), the geometric monodromy group of equals to or . Let be a finite étale base change such that the pullback becomes a constant group scheme over . Under a finite base change, the identity component of the geometric monodromy group does not change. Since the symplectic group or the orthogonal group is connected, the geometric monodromy group of is still or . Here we abusively denote as a closed point in lying over .
As is a constant group scheme, the monodromy action of on is invariant. Viewing as a subgroup of , we have
where is the monodromy action of . A linear automorphism on that commutes with all symplectic or orthogonal matrices must be the scalar action by some . Assume that the degree of the finite étale covering is , that is, the order of is . Then is a -th root of unity in .
By Hensel’s lemma, we know that any root of unity in is an -th root of unity for odd or for . In the case of , let . Then . When and is odd, we can select an odd prime such that is coprime to . Then implies since . When and is even, choose the odd prime such that is coprime to . Then we have , which implies since . In conclusion, the order of the group for is bounded by . ∎
As a simple application of Theorem 1.2, we show that a sufficiently ample, sufficiently general hypersurface in any smooth complex projective variety is free of automorphisms. To begin with, we need a lemma.
Lemma 1.3.
Let be an m–dimensional, smooth, complex projective variety with very ample canonical bundle. Then the natural map is injective.
Proof.
Since the canonical bundle is very ample, we consider the canonical embedding . Let be an automorphism of such that is the identity. By the Hodge decomposition acts identically on , which induces the idenity on . Via the canonical embedding, we have . ∎
Theorem 1.4.
Let be a smooth, complex projective variety. Let be the canonical sheaf on , and let be a very ample invertible sheaf such that remains very ample. Then a general smooth section of has no non-trivial automorphisms.
Proof.
We need to check Hypotheses 1.2(1–3) are satisfied. Let be the zero locus of any smooth transverse section of . By the adjunction formula and our assumption, the canonical divisor is very ample.
Let be the kernel of the cup-product operator
with . Let be the intersection form. The Hodge-Riemann bilinear relation shows that the Hermitian form is positive definite on
Any automorphism of preserves and . By Lemma 1.3, can be regarded as a subgroup of the unitary group . Additionally, acts on the integral cohomology . Therefore, is a discrete subgroup in a compact group, which is necessarily finite.
Let be the family of smooth sections of . The above discussion implies that the relative automorphism group scheme
is a quasi-finite morphism. The hypersurface is not uniruled since is ample. Matsusaka-Mumford’s theorem [11] ensures that the morphism is proper and hence finite. It is unramifed since a group scheme over the complex number is always smooth. Thus, Hypothesis 1.2(1) is verified.
The -adic cohomology of a complex variety is isomorphic to the Betti cohomology of the associated analytic space. In the following, when we apply Theorem 1.2, we will use Betti cohomology in place of the -adic cohomology. Then Lemma 1.3 affirms Hypothesis 1.2(2)
To show the monodromy group is as big as possible, we consider a Lefschetz pencil of hyperplane sections on such that passing through . Vanishing cycles for the Lefschetz pencil are conjugate under the monodromy action, see [3] or [16, §2] for the details.
If is odd, Kazhdan-Margulis theorem [3, Théorème 5.10] shows that the geometric monodromy group associated to is the full sympelctic group where stands for the subspace generated by vanishing cycles. If is even, the geometric monodromy group is either a finite group or the full orthogonal group , see [4, Théorème 4.4.2]. The case of finite group occurs when the intersection form is definite. By the Hodge index theorem, it deduces that unless . However, in our case is non-trivial since the canonical divisor is very ample. Hence monodromy group is sufficently big.
2. Automorphism of complete intersection in projective spaces.
Let be an algebraically closed field. Let be a sequence of positive integers with , . We say a complete intersection is of type if the ideal of is generated by homogeneous polynomials with the prescribed degrees . The goal of this section is proving the following:
Theorem 2.1.
Let be an algebraically closed field of characteristic . Let be a general smooth complete intersection of multidegree with . Assume that satisfies one of the following conditions
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and ;
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and .
Then we have if .
We have the following simple observation.
Observation 2.2.
Let be a general complete intersection of multidegree , and denote the defining polynomials of with . Suppose that is the maximal number such that . Then the action of any linear automorphism of preserves the ideal . Regard as a subscheme of the complete intersection defined by , then we have . Therefore, to prove , it suffices to prove that a general complete intersection with equal multidegrees has no non-trivial automorphisms.
Remark 2.3.
The cases of complete intersections of type with are not covered in Theorem 2.1. According to Observation 2.2, such cases correspond to general hyperquadrics or complete intersections of two quadrics, which admit non-trivial linear automorphisms, see [13]. Hence, the proof strategy in Observation 2.2 does not work directly. Instead, one may attempt to characterize the autmorphism group for complete intersections of type and with .
To apply Theorem 1.2 to complete intersections with equal multidegrees, we will verify Hypothesis 1.2(2) for complete intersection of Fermat type. In the following, we will describe their automorphism group and cohomology group, see Proposition 2.5 and Theorem 2.10, and prove that the automorphism group acts faithfully on the cohomology group in Proposition 2.11.
Automorphism of complete intersections of Fermat type
Let be an algebraically closed field. Fix natural numbers , and , where is prime to . Let be the complete intersection defined by the following Fermat equations:
(2.4) |
where are pairwise distinct elements in . It is known that is non-singular [15, Prop. 2.4.1]. Let be the group of -th roots of unity in , and be the -th product of . Denote by the quotient group , where is the diagonal embedding. The group acts on the variety as follows:
Proposition 2.5.
Let be the Fermat complete intersection defined by the equations above, and let be the group of linear automorphisms of . Then fits into an exact sequence
where is the permutation group of elements. Moreover, if the coefficients correspond to a general point in the -vector space , then .
Proof.
Let be a coordinate in . The action of a linear automorphism on transforms to a linear form
Since the ideal of is generated by the Fermat equations (2.4), we observe
(2.6) |
Differentiating both sides of (2.6) with respect to , we obtain
Focusing on the coefficients of the monomial on both sides. There is the relation
Let represent the matrix . Since is invertible in the field , we have
Similarly,
Following the same discussion as above, we have
Note that the matrix is invertible, and are non-zero. Hence is proportional to . Since are pairwise distinct, only one element among is non-zero. Considering the coefficients of for each , the same conclusion holds for each tuple . Therefore, determines a permutation such that . The assignment thus establishes a group homomorphism
In the following, we demonstrate that the kernel of is . Suppose that . Then is represented by a diagonal matrix . The action of on the Fermat polynomials yields an matrix satisfying the relationship
(2.7) |
Let us view each column as a vector in the -dimensional vector space . Then represents a linear map with eigenvectors and eigenvalues . Note that any elements among form a basis of since the basis corresponds to a non-degenerate Vandermonde matrix. It implies that for all . Consequently, the matrix can be represented by
Hence, the action of on is equivalent to the action of .
Now let us prove the final assertion. Given a linear automorphism , let denote the permutation , and be the matrix representing . Again, the action of on the Fermat polynomials (2.4) yields an matrix such that
By this relation, the first two rows of the matrix correspond to two polynomials
satisfying the interpolation data
Consider the Lagrangian polynomial
which interpolates the given data . Assume that the constants are not all equal. It is known that, for a generic choice of the tuple in , the degree of is . Hence since contains distinct roots. However, we have as a contradiction. Therefore, all must be equal, and is the constant polynomial . It follows that the second interpolation data becomes
Applying the Lemma 2.8 below, such a polynomial exists for a generic choice of in only if . Thus, the last assertion follows. ∎
Lemma 2.8.
Let be a non-trivial permutation, and let be an integer with . Suppose that is a general point. Then there exists no polynomial function with that interpolates the data points , i.e.,
Proof.
We identify the space of one-variable polynomials of degree at most with the -dimensional vector space . We consider the incidence subvariety
Let and be natural projections. Suppose that is a point in , and is the order of , then
Case 1. The polynoimal is non-zero. Then has finite roots. Hence the possiblity of are finitely many. It follows that is a quasi-finite map, and the dimension of is . Then is a proper subset in . Therefore, for a generic , there exists no satisfying the condition .
Case 2. The polynoimal is zero. This situation occurs only if is a linear form with . All such linear forms consitutes a one-dimensional subset . We claim that . The fiber of over a linear form is a subset in defined by equations
Since and , these equations impose at least two constraints on . Therefore, the dimension of is less than . In conclusion, for a generic choice of , no linear form can interpolate the data . ∎
The exposition regarding the cohomology of the complete intersection of Fermat type is attributed to Terasoma [15]. It is characterized by abelian covers of the projective line, as outlined in the following.
Cohomology of the complete intersection of Fermat type
Let be the distinct elements in . Let be the fundamental group of the punctured sphere . We denote as the quotient group , where represents the diagonal embedding.
Let be the loop winding counter-clockwise around the point . There is a surjective map
by assigning each to the -th generator . It corresponds to a nonsingular curve with function field
The covering map is unramified over , and the Galois group is isomorphic to , cf. [14, §2.1].
Let be the permutation group of elements. The group acts on the product group by permuting its components. The product of the curve is naturally endowed with a group action by the semi-direct product . Define as the kernel of the homomorphism
It has benn shown by Terasoma [15, Thm. 2.4.2] that the complete intersection of Fermat type is isomorphic to the quotient space .
Let be a primitive -th root of unity. A character can be represented by a tuple with , which allows us to express for any . By Kummer theory, the character corresponds to a nonsingular curve as the group quotient of by the action of . To be more explicit, is the cyclic cover of determined by the equation
(2.9) |
where and .
Let be a field extension of containing -th roots of unity, such as . For a -representation over and a character of , the -eigenspace is
The group naturally acts on the cohomology space . By the description of , the -eignespace is isomorphic to . Recall that the primitive part is the orthogonal complement of the image of the restriction map .
Theorem 2.10 ([15, Thm. 2.5.1]).
Let notaions be as above. The primtivie cohomology of decomposes as follows
The cohomology of is therefore expressed in terms of the cyclic covers . This decomposition is essential for proving the faithfulness of the cohomological action by the automorphism group of . We first examine the cases of complete intersections of quadrics.
Complete intersections of two or more quadrics
Let be the complete intersection of quadrics of Fermat type defined as in (2.4), and is an algebraically closed field of . Let be the character represented by , and be the integer . The corresponding cyclic cover is a hyperelliptic curve ramified at points. By Hurwitz’s formula, the genus of is equal to . As is complete and nonsingular, it follows that for any odd prime .
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even, . In this case, the space is non-zero if and only if , i.e., . Hence is isomorphic to the single -eigenspace . Let be the action
The eigenvalue of the induced action on is . We can see that but . Thus the action of on the cohomology of is not faithful.
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even, . Consider the characters
The genus of is , and . Hence is non-zero. For an automorphism , we have
Assuming that acts trivially on the cohomology, then for all . It implies that
and is a diagonal element in , which represents the identity map on . Thus the action of on the primitive cohomology of is faithful.
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odd, . Let us consider the characters
The genus of is , and . Then is non-trivial for all . Let . We have
Assuming that acts trivially on the cohomology, then for all . It implies that
By the same reason as above, acts faithfully on the primitive cohomology of .
Proposition 2.11.
Let be the complete intersection of Fermat type defined in (2.4). Fix a prime . Then the group of linear automorphisms acts faithfully on the primitive cohomology unless and is even.
Proof.
We begin by proving the faithfulness of the action of the subgroup on .
Consider a field extension of containing the primitive -th root of unity, e.g., . By Theorem 2.10, there is the eigenspace decomposition
where is the cyclic over of defined by (2.9).
Suppose that a linear automorphism acts trivially on . By considering the base change of coefficients and the above decomposition, also acts trivially on each summand . Since
it follows that provided that . To prove , we aim to select a subset of characters of satisfying
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;
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Choose integers satisfying
Consider the following characters
where means the -th component is , the -th component is , and otherwise. As a result of Lemma 2.11 below, we can assert from
that is the identity element in . The remaining is to verify
for all or .
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For , the cyclic covering is determined by the affine equation
The branch points have a common ramification index . The ramification index over the point is . The point at infinity is unbranched because . By Hurwitz’s formula
we obtain
Since and in our case, it follows that for all possible .
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For , the cyclic covering is determined by the affine equation
Again by Hurwitz’s formula
we have
Let us discuss following cases.
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(1)
and . Then . Therefore for all possible and .
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(2)
and . Note that , otherwise the condition implies as a contradiction. Hence we can assume and . Then Hurwitz’s formula gives the inequality , which implies that for all possible and .
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For , this case has been exhibited in the previous discussion for complete intersections of quadrics. The faithfulness only fails when and is even.
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(1)
In conclusion, the action of on , as well as on , is faithful, except for being an odd-dimensional complete intersection of two quadrics. Then the assertion of this proposition holds for a generic complete intersection of Fermat type as Proposition 2.5 ensures .
Now we consider the cases . For a character and an automorphism , we define the character as
Note that since is a normal subgroup. The action transfers a -eigenspace to a -eigenspace if the -eigenspace is nontrivial. Specifically, for any
Suppose that acts trivially on . Then for any . Hence
From the preceding discussion, it follows that for all , i.e., is a commutator of the subgroup . Let be a diagonal matrix with distinct entries. The relation implies must be a diagonal matrix, thus is contained in . Given that the action of on the cohomology is faithful, we conclude that is the identity map. ∎
Lemma 2.11.
Let and be positive integers. Choose positive integers such that
Consider the -matrix
(2.12) |
where the -th row has at place , at place , and otherwise. Then the set of solutions in consists of the diagonal elements .
Proof.
Suppose that is a solution of . Then we have
It follows that
(2.13) |
Given the assumption on the integers , we have
Since is coprime to , it follows that and are invertible in . Then the equation (2.13) implies
Thus our assertion follows. ∎
Now let us prove Theorem 2.1.
Proof of Theorem 2.1.
By Observation 2.2, the complete intersection of type , satisfying the assumptions in Theorem 2.1, can be regarded as a subscheme in the complete intersection defined by the first polynomials with minimal degree where , , or , . Thus we shall prove that a general codimension complete intersection of hypersurfaces with equal degree has no non-trivial linear automorphisms.
(i) Suppose that , . This reduces to the cases of hypersurfaces. A general smooth hypersurface of has no linear automorphisms unless , see [10, 12].
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Set as the universal family of smooth complete intersections of type . The relative automorphism schemes is a finite group scheme over if the moduli stack of smooth complete intersections is a separated and Delgine-Mumford stack, see [9, Lem. 7.7] or [7, Lem. 2.3]. Benoist affirmed that the moduli stack is separated and Delgine-Mumford if , see [1]. Hence Hypothsis (1) holds.
- (2)
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The proof of the bigness of the monodromy group for complete intersections is in line with the proof of Theorem 1.4
Let be the smooth complete intersection of multidegree over a general point . Let be the hypersurfaces such that . We may assume the complete intersection is smooth. Then is a hyperplane section in . Let be a Lefschetz pencil of hyperplane sections in passing through a point . The set of hyperplane sections that admit ordinary double points is a finite subset in . Let be the open complement . The monodromy action of the fundamental group on factors through the monodromy action of via the natural inclusion . Therefore it suffices to prove the monodromy group of is as big as possible.
Let denote the cohomology space , the intersection form on , and the geometric monodromy group of . If is odd, is the symplectic group [3, Théorèm 5.10]. If is even, then is either the full orthogonal group or a finite subgroup of [4, Théorèm 4.4.1].
If is finite, the -adic Newton polygon for is a straight line [8, Thm. 11.4.9]. Illusie [6] proved that the Newton polygon of a general complete intersection conincides with its Hodge polygon. The Hodge polygon is a straight line if and only if the Hodge numbers of all vanishes except for . By [5, Exposé XI], such siutation arises only when falls into one of the following
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, hyperquadrics;
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, cubic surfaces;
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and is even, even-dimensional complete intersections of two quadrics.
None of the three cases fits the conditions , , or , .
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Proposition 2.14.
Let be an algebraically closed field of . Let be a complete intersection of multidegree with . Assmuing , or , then a generic has no linear automorphisms of order .
Proof.
Let be the projective space, associated with a -linear space of dimension . The defining polynomials of the codimension complete intersection span an -dimensional subspace in the -space . If is a linear automorphism, then is -invariant. Our goal is to show that a generic -dimensional subspace in is not stabilized by any involution .
Let be the Grassmannian of -dimensional subspaces in . For an element , we define the subset
of the -stabilized subspaces in . If two elements are conjuagte, then is isomorphic to respectively.
Let be an involution. Denote by the conjugacy class of in . Define the incidence variety
The projection is a fibration, with each fiber isomorphic to .
Given that , involutions in are similar to the diagonal matrices of order . Therefore, to establish our assertion, it suffices to prove
for all diagonal matrices of order .
The action of on induces a decomposition with eigenvalues . Then the symmetric tensor , under the action of , decomposes into eigenspaces
Let us set
Suppose that is a subspace stabilized by . Then admits a decomposition where . Hence the set consists of pairs of subspaces in and . Let , . The dimension of is bounded by
Let denote the center of . As a diagonal matrix with , it is direct to see . By the formula
we have . Then is equal to
Let us show that are positive numbers within the cases and .
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For , we consider the two subcases:
(a) Assuming , we have the inequality
Observe that and . Therefore,
The term increases with . For , it is easy to verify that
(b) Assuming , we have
The dimension , which depends on the integers and , also increases with . For , we get . This leads to
Hence unless . However, thess values violates the condition . Swapping and does not affect our argument. Thus the assertion follows.
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For , we get
Therefore the experssion equals
We claim that . Since , it suffices to prove that . We have
Furthermore, ensures since . When , it follows that is positive.
Now consider the specific cases and , then the expression becomes and repsectively. We claim that . In fact, the condition implies that
Using , it is easy to see that both and are positive numbers.
∎
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