Generation of Spin Cat States in an Engineered Dicke Model
Abstract
We study trajectories of collective spin states of an ensemble of spinors. The spinors considered here are either trapped ions in free space or atoms confined in a cavity, both systems of which are engineered through their interactions with light fields to obey an effective Dicke model. In an appropriate limit of the Dicke model, one obtains one-axis twisting dynamics of the collective spin and evolution after a finite time to a spin cat state, or, in the long-time limit, the Dicke state , conditioned upon there being no photon emissions from the system (i.e., no quantum jumps). If there is a jump, however, the system evolves probabilistically into one of a finite number of entangled-state cycles, where the system then undergoes a persistent sequence of jumps between two Dicke state superpositions in a rotated basis. The different cycles can be distinguished by the frequency at which jumps occur.
I Introduction
A so-called “cat state” is a quantum superposition of two quasi-classical states, in analogy to Schrödinger’s original Gedankenexperiment Schrödinger (1935). As well as this fundamental physics aspect, such states are especially interesting for the field of quantum metrology as they allow for quantum-enhanced measurements Pezzè et al. (2018). Hence, there is considerable interest in the generation of such states, particularly in the context of light fields and of spin angular momentum in atomic ensembles Song et al. (2019); Chalopin et al. (2018); Ourjoumtsev et al. (2007); Friedman et al. (2000); Facon et al. (2016); Sychev et al. (2017); Thekkadath et al. (2020); Shukla et al. (2019). Cat states of light involving quasi-classical states of large average photon number are notoriously difficult to produce because of their extreme sensitivity to even very small losses in propagation and in optical elements. Spin angular momentum states of atoms, however, offer better possibilities for mesoscopic or macroscopic cat states due to the generally long lifetimes (and coherence times) of the involved spin states, which are typically stable ground hyperfine states.
Nevertheless, the preparation of large-sized spin cat states is still very challenging, as decoherence still scales with the size of the system (i.e., the magnitude of the total spin), and evolution that produces a cat state in general requires a collective (all-to-all) interaction amongst the atoms. Such dynamics is offered by small, tightly-confined (“single-mode”) spinor atomic Bose-Einstein condensates, but the timescales involved are slow as a result of the relatively weak atom-atom interaction strength, and particle losses are difficult to avoid.
An alternative, and increasingly prevalent means of implementing collective atom-atom interactions is via the platform of cavity quantum electrodynamics (cavity QED), whereby a cavity light field facilitates the exchange of excitation between atoms, i.e., atom-atom interactions are mediated by the cavity field, and are effectively infinite range in nature. Prominent amongst examples of such cavity-mediated collective atomic interactions is the Dicke model Garraway (2011); Kirton et al. (2019).
Here we explore two alternative ways of preparing cat states of two maximal spin projections using recently implemented effective Dicke models: first for trapped ions Aedo and Lamata (2018); Safavi-Naini et al. (2018) and then for atom ensembles with cavity-mediated Raman transitions Masson et al. (2017); Zhiqiang et al. (2017).
The paper is organised as follows: we start in Section II by introducing a somewhat general, open Dicke model for particles. By considering a dispersive limit of this model, we show how one can obtain a particular, effective dynamics – the so-called one axis twisting Hamiltonian – that is known to generate cat states Agarwal et al. (1997); Gerry (1998). With damping, the one-axis twisting dynamics is modified and we derive the non-Hermitian time evolution of the spin wave function by changing to a convenient (rotated) basis. We also introduce the fidelity and quantum Fisher information as measures to quantify the success of our scheme in preparing cat states. Then, in Sections III and IV we take a closer look at the two physical systems – trapped ions and atoms in a cavity – in which our scheme could potentially be put into practice. For each of these systems we examine the influence of the most relevant decoherence mechanisms on cat-state generation using our scheme. We then consider the requirements that these decoherence mechanisms put on potential experimental values of the key parameters, enabling us to gauge the feasibility of our scheme.
II One-Axis Twisting Dynamics
II.1 Engineering from a Dicke model
We consider an ensemble of identical spinor particles (of total spin , where is the spin of each particle) coupled to a, for now unspecified, bosonic mode, which is in equilibrium with a thermal reservoir of mean excitation number , and subject to decay at a rate . Throughout this paper is assumed to be an integer. The master equation for the system density operator is
(1) |
where represents the bosonic mode annihilation operator, and the Lindblad superoperator is given by
(2) |
For the Hamiltonian, we assume a generalized form of the Dicke model,
(3) |
This is expressed in terms of the collective spin operators which are sums of the spin operators of the individual spinors
(4) |
In the dispersive limit (, albeit more generally valid for ) we can adiabatically eliminate the bosonic mode to obtain a master equation for the reduced density operator of the collective spin in the form (see Appendix A) and Masson et al. (2017)
(5) |
with the Hamiltonian
(6) |
Now, for the purposes of this paper, the original Dicke model system is itself assumed to have been “engineered” and that the parameters , , and are effective parameters that are typically comparable in (energy) scale, but can be tuned as desired. So, in particular, we may choose and in Eqs. (5-6) to give the one-axis twisting Hamiltonian Kitagawa and Ueda (1993),
(7) |
with the master equation
(8) |
where
(9) |
and
(10) |
For the remainder of this paper and are assumed, without loss of generality, to be positive.
II.2 Time evolution of the wave function
The one-axis twisting Hamiltonian (7) is known to generate spin cat states, that is, coherent superpositions of the angular momentum eigenstates and . For finite , we can consider a quantum trajectory treatment of (8) and generalize this Hamiltonian evolution to that of the non-Hermitian effective Hamiltonian Carmichael (1993); Mølmer et al. (1993)
(11) |
In the two systems that we will be looking at, it turns out that either (trapped ions) or that, for finite (cavity QED), the quantum jumps associated with the quantum trajectory picture correspond to photon emissions from a cavity, which could be monitored so as to facilitate a conditional evolution. We note also the possibility and . In this case, the Hamiltonian can lead to novel entangled-state cycles of collective spin states or to probabilistic preparation of the state Chia and Parkins (2008).
Since the Hamiltonian (11) depends only on , it will be convenient at times to change from the basis of eigenstates to the basis spanned by those of through
(12) |
where the subscript on the ket indicates in which basis the collective spin state is, and are the elements of the Wigner matrix Sakurai and Napolitano (2017),
(13) |
where the sum runs over all non-negative factorial arguments. From now on we can simplify the notation, as we always consider the case and all sums over are from to . In particular (from the representation as a spin coherent state Arecchi et al. (1972)) we have
(14) |
We always start with an initial Dicke state with maximal orientation in -direction,
(15) |
During the evolution with (11) the norm of the wave function decays due to the non-Hermiticity; the renormalized wave function at a time is given by
(16) |
II.3 Fidelity and Quantum Fisher Information
Throughout this paper we will use the fidelity, , and Quantum Fisher Information (QFI) Braunstein and Caves (1994) (with respect to the generator ), , as figures of merit. The former is a metric for the closeness of the actual quantum state, as described by the density operator , to the target state , and the latter for its quantum metrological usefulness. They are computed in their most general form through
(17) |
and
(18) |
where and are the eigenvalues and eigenvectors of , respectively. In the case of a pure state these simplify to
(19) |
and
(20) |
II.4 No-jump trajectory: Cat State
Free evolution of the initial state subject to the effective Hamiltonian (11) up to a time gives the state (see Appendix B)
(21) |
In the case of vanishing decay () this reduces to
(22) |
i.e., a spin cat state. More generally, the cat state occurs at times , while at times one obtains another spin cat state with a different relative phase,
(23) |
Note that if the initial state is instead , then one obtains at .
From the overlap between and the target state at time ,
(24) |
we obtain the fidelity as
(25) |
while the QFI is computed to be
(26) |




In Fig. 1 we show the temporal evolution of the populations of the various states of interest, i.e., the states and , and the target state , for two values of the total spin and for and . It is clear that a higher spin makes the system more fragile to finite dissipation, although more so with regards to the fidelity than to the QFI (we will look at this in more detail in Section IV). Note that the revival of the QFI at corresponds to generation of the state .
III Trapped-Ion Framework
III.1 Implementation
For this framework we follow the proposal of Aedo and Lamata (2018) in which the spinors are two-level ions, with transition frequency , confined in a trap of frequency , and the harmonic oscillator mode corresponds to the center-of-mass vibrational mode of the ions. The ions are driven by two lasers, one red-detuned and one blue-detuned from the transition frequency, with bare frequencies and Rabi frequencies . In the Lamb-Dicke regime, i.e., , where is the Lamb-Dicke parameter and is the mean phonon number in the center-of-mass mode, it can be shown that the system is described by an effective Dicke model with parameters given by Aedo and Lamata (2018)
(27) |
For our purposes, we require that with the offsets chosen to satisfy , so that and . We also assume that .
III.2 Damping and Dephasing
Heating rates in ion traps are typically very small, while advanced cooling schemes (for example, using electromagnetically induced transparency Lechner et al. (2016)) are expected to enable cooling close to the ground state, corresponding to . Hence, within the trapped-ion framework it is reasonable to assume that and to neglect this source of damping.
The dominating decoherence process is usually dephasing originating from voltage fluctuations that propagate to the trap frequency, magnetic field and laser frequency Häffner et al. (2008). We use the following Master equation
(28) |
where is the dephasing rate.
The dynamics in (28) are invariant under permutation of the identical ions and can therefore be modeled in a Dicke state basis Zhang et al. (2018a); Shammah et al. (2018). Hence, we use the Permutational Invariant Quantum Solver (PIQS) Shammah et al. (2018) to solve the master equation. Fig. 2 plots the fidelity and the QFI as a function of the dephasing rate . Again the overall trend is a decrease in these two quantities, however, in the limit of very strong dephasing the system essentially gets trapped in the state and the larger the dephasing the slower the leakage out of that state. This explains why we see the fidelity go up again for increasing dephasing rate , as the overlap between the catstate and is large (the fidelity goes to in the limit of infinite ), even though the QFI goes to zero.


III.3 Possible Experimental Parameters
For a specific experimental configuration, we can consider trapped 40Ca+ ions that are driven on the quadrupole transition Gerritsma et al. (2010). This transition has a very small natural linewidth, which allows us to ignore spontaneous emission in what follows, especially since the lasers are also detuned from the transition by roughly the trap frequency ().
Let us consider an ensemble of ions () in a trap of frequency MHz and Lamb-Dicke parameter . With kHz, we have kHz. The effective coupling strength in the one-axis twisting Hamiltonian is given, for the proposed ion system, by
(29) |
so selecting kHz () yields Hz. Looking at Fig. 2, we see that to achieve a fidelity in excess of 0.9 requires a dephasing rate , or ms, which appears within reach of recent experiments with strings of 40Ca+ ions Joshi et al. (2020).
IV Cavity QED Framework
IV.1 Implementation
For this framework we consider an ensemble of atoms trapped inside an optical cavity and undergoing Raman transitions between selected hyperfine-ground-state levels. The Raman transitions are driven by the cavity field and auxiliary laser fields, as depicted in Fig. 3. Such schemes have been used in experimental realizations of the Dicke model and implement either effective spin-1/2 Zhang et al. (2018b) or spin-1 Zhiqiang et al. (2017) atoms. Note that using the scheme of Zhiqiang et al. (2017) one could also implement larger effective spins per atom by using other hyperfine levels (e.g., spin-2 in 87Rb) or atomic species (e.g., spin-3 or spin-4 for 133Cs). Note also that the spin-1/2 implementation is also feasible using the clock states (rather than the stretched states, as depicted in Fig. 3) of 87Rb or 133Cs Dalla Torre et al. (2013). However, for the spin-1/2 realization an additional term, proportional to , appears in the effective Hamiltonian (the effect of which, however, becomes small for large enough detunings of the fields), and the tuning of laser frequencies and driving strengths requires somewhat more care.
For the spin-1 realization in 87Rb the parameters of the effective Dicke model take the specific forms Masson et al. (2017)
(30) |
where and are the frequencies of the cavity mode and -polarized laser field, respectively, the Rabi frequencies of the laser fields, the single-atom-cavity coupling strength, the Zeeman splitting of the atomic levels, and the detuning of the lasers and cavity mode from the excited state manifold.
Such a spin-1 implementation has been realized in the dispersive regime in Davis et al. (2019).


IV.2 Cavity Decay: No-Jump Evolution
The normalization factor in Eq. (16),
(31) |
gives us the probability that no jump (no photon emission) has occurred up to a time through
(32) |
Since the occurrence of a jump or not leads to two very distinct behaviours, it makes sense to take a closer look at the probability of there being no jump up until a time ,
(33) |
for reasons that will become evident in the next section. A certain level of dissipation can be tolerated without considerably increasing the possibility of a jump, but that level clearly decreases with increasing total spin, as shown in Fig. 4, where is plotted as a function of for varying values of .

Note that if no jump has occurred after a sufficiently long time (i.e., ), then the system will be projected into the state , as this is the only component for which the probability amplitude does not decay. This explains why, in Fig. 4, the probability curves level out at constant, finite values for . However, the likelihood of there being no jump decreases gradually with increasing spin length Chia and Parkins (2008).


Focusing still on the case in which no jump occurs, Fig. 5 shows the fidelity and QFI of the prepared quantum state as a function of the spin length and the dissipation rate . Interestingly, the QFI is significantly more robust than the fidelity with respect to increasing spin length. For example, at the fidelity drops from to with an increase of from 10 to 100, whereas the QFI remains within 1% of the theoretical maximum . The fidelity and QFI both level out at constant values once and this appears largely independent of the spin length .
The optimal scaling of the QFI is quadratic: . For increasing the QFI obviously decreases, and this is further illustrated in Fig. 6, where we plot the QFI as a function of spin length for several values of . We can in fact compute a lower bound for the QFI scaling in the absence of a jump, since we know that for sufficiently large (i.e., ) the system ends up in the state , for which the QFI scales as . This is still quadratic, and still clearly better than the scaling of standard quantum-limit states.

IV.3 Spontaneous Emission
In the cavity QED framework, off-resonant excitation of atomic excited states by the Raman lasers leads to residual spontaneous emission that affects all atoms individually. In the atomic ground state manifold, the effects of this can be modelled by local dephasing (), excitation (), or deexcitation (), with the (no-jump) master equation modified to
(34) |
where for simplicity we assume that the local effects all occur at the effective rate .
Again we can use the permutational invariance of the system, as described earlier and, also for simplicity, we consider just spin-1/2 atoms. With regards to the effects of spontaneous emission, we do not expect a significant difference between the spin-1/2 and spin-1 cases.
In practice, we include both evolution with the collective and individual decay operators at the same time by performing in each time step a short evolution with the collective term followed by a short evolution with PIQS,
(35) |
where corresponds to the Hermitian part of the Hamiltonian and is the Liouvillian operator corresponding to the second line of (34). Note that due to the way in which PIQS separates the collective and local effects, it turns out that doing the whole evolution with the local effects and afterwards overlaying the evolution of the collective effects show the same final results.
Numerical results for the fidelity and QFI as a function of the dissipative rate are shown in Fig. 7. Single-particle processes mix subspaces of different spin lengths, which increases the number of spin states available to the system and hence the size of the basis required for simulations. This means that our results are generally restricted to smaller spin lengths . As can be seen in Fig. 7, the fidelity and QFI both show a greater sensitivity to than to , with the QFI now dropping off with in a similar fashion to the fidelity. To maintain high values of the QFI clearly requires . We note also that both the fidelity and the QFI go to zero once .


IV.4 Possible Experimental Parameters
Considering the spin-1 realization of the Dicke model with 87Rb, the effective one-axis twisting parameter in the limit is
(36) |
and . Meanwhile, the effective rate of atomic spontaneous emission due to off-resonant excitation of the excited hyperfine level is estimated to be
(37) |
where is the spontaneous emission line width of the level. Hence, we have , where is the single-atom cooperativity. Minimizing both and therefore puts a very demanding requirement on the cooperativity . For example, if we consider , then to achieve would require . So, perhaps not unsurprisingly, it is very difficult to ensure Hamiltonian-dominated evolution in this cavity-QED-based scheme whilst also protecting the well-known fragility of the mesoscopic superposition states from the effects of spontaneous emission.
IV.5 Preparation of the Dicke state
A more promising target for the cavity QED framework is in fact preparation of the Dicke state (which also requires to be an integer), which still shows a quadratic scaling of the QFI with spin length (). The generation of this specific Dicke state has been the subject of several investigations Masson and Parkins (2019); Thiel et al. (2007); Lücke et al. (2014); Zou et al. (2018); Luo et al. (2017); Stockton et al. (2004); Raghavan et al. (2001). As we saw earlier, with increasing spin length the probability to have no photon emission decreases with increasing or for large , but there is still always a finite probability of having no cavity emissions, which in the absence of spontaneous emission heralds the preparation of the state . A simple formula for this probability can be obtained using Stirling’s approximation () as Chia and Parkins (2008)
(38) |
So, the rate of decrease with is actually somewhat slow; e.g., for the probability is still 10%. Note also that, as we shall see in the next section, if a photon emission does occur, then it triggers an ongoing sequence of photon emissions. So, in practice the distinction between preparation (no photon emission) and non-preparation (continual photon emission) of the state in any particular run of the experiment should be clear.
For this alternative target state, the preparation can be entirely dissipative in nature; that is, we can simply set (so ) and the rate at which the state is prepared is then determined by
(39) |
In particular, the components of the initial state decay like . Meanwhile, to avoid the effects of spontaneous emission we now only require . Microcavity experiments with 87Rb atoms can already achieve Gehr et al. (2010) corresponding to , while nanocavity experiments show promise of much larger cooperativities Thompson et al. (2013).
IV.6 Jump trajectory: Entangled-State Cycles
Let us assume that the cavity-mediated dynamics dominates over effects associated with spontaneous emission. By realizing that
(40) |
we can rewrite the wave function (16) as
(41) |
where are the “kitten” states
(42) |
Once a jump happens, the jump operator, being proportional to , makes it so that the component of the initial state vanishes and the states change their relative phase by :
(43) |
The system then, after some time, settles probabilistically into one of possible cycles of jumps between the pairs of states (with an overall probability of for a given ) and the jumps between these two states continue indefinitely Chia and Parkins (2008).
We can determine in which cycle the system has settled by observing the rate at which photons are emitted, as this rate depends quadratically on , i.e.,
(44) |
In Fig. 8 we show a couple of examples of such jump trajectories. In particular, we plot the overlaps of the system state with the various eigenstates of . We see clearly how jumps lead to a relative sign change between the components , and also how the frequency of jumps increases with increasing .
The particular cycle in which the system ends up is random, but is in general strongly influenced by the time at which the first jump happens. An early jump may increase the relative amplitude of a higher- cycle above that of some lower ones, and therefore steer the system towards a higher- cycle, while the longer the first jump takes to happen, the more likely it is for lower- cycles to be established, since only these remain with significant amplitudes. Note that the highest- cycles rarely appear, since their amplitudes are so suppressed that even an immediate jump would not make them significant. In fact, for immediate jumps, the relative amplitudes of the states become
(45) |
which makes little difference for the largest .
Once one -cycle starts to dominate it is unlikely for the system to evolve to another cycle, as the dominant cycle determines the probability of jumps and hence the frequency (but this is not impossible, as can be seen in Fig. 8 (bottom), where the system transitions from being a higher- cycle to the -cycle after a small period of less frequent jumps). One essentially sees a positive feedback loop relationship between the jump frequency and the population of a specific entangled-state cycle.
Finally, we note that all of the results that we have presented assume an integer value of the total spin. If the individual atoms are taken to have spin-1/2, then one obviously requires an even number of atoms. For the typical numbers of atoms that we consider here, this could be achieved reliably with, e.g., an even-numbered array of optical tweezers, each tweezer containing one atom (similarly, in a trapped-ion configuration the number of ions can be precisely determined). However, the spin-1 realization of the Dicke model also offers a simple solution to this issue, as the total spin necessarily takes an integer value.


V Conclusion
To summarize, we have proposed a scheme for generating spin cat states using an engineered Dicke model, which represents a potential solution to the problem of generating entangled states in large ensembles of atoms. That one-axis twisting has the potential to create cat states was known before, but the novel engineering of it from a Dicke model creates a distinct model, where the non-jump part of the open-system (dissipative) evolution also takes the form of one-axis twisting.
The scheme can in principle be implemented in two different physical systems: trapped ions and cavity QED. We examined parameter regimes from state-of-the-art cavity and trapped-ion experiments. Of these two, the trapped ions appear to be more promising because of the vanishing collective noise from heating and the manageable single-particle dephasing, whereas the cooperativities required for a cavity QED implementation are very challenging, but hopefully still lie in the near future. However, the cavity QED setup does also have the benefit of offering the option to generate alternative but still interesting states, such as Schrödinger “kitten” states, and the Dicke . These states are also clearly identified via properties the cavity output field.
The usefulness and potential manipulation of the entangled-state cycles remains somewhat speculative. Future directions could be to look more closely at them, in which case one would also have to consider how single-particle decoherence processes affect the systems. Since single-particle operators produce jumps between different Dicke subspaces, the entangled-state cycles could evolve to superpositions made up of Dicke states from different subspaces. Other than that, the decay and pumping of individual spins would shift the magnetic quantum number of the two components of the kitten state by the same amount, thus creating superpositions of different which decay at different speeds, or even potentially removing the components with the maximal/minimal magnetic quantum number .
Appendix A Adiabatic Elimination of the bosonic mode
We move into the interaction picture via the transformation
(46) |
which yields the interaction picture Hamiltonian
(47) |
where
(48) |
Under the assumption that , we expand to second order in the interaction Hamiltonian and trace out the bosonic environment as follows,
(49) |
where
(50) |
and we have eliminated terms proportional to and , because their expectation value for a thermal state is zero. Next, because of the separation of timescales between the system and the bosonic environment, we can set inside the integrals.
Given that the environment is in a thermal state, we evaluate
(51) |
and the resulting integrals can be reduced to
(52) |
After rotating back to the Schrödinger picture this leaves us with
(53) |
where
(54) |
and
(55) |
Appendix B Derivation of the quantum state at
For integer , the unnormalized wave function is given by
(56) |
where in multiple places we have used
(57) |
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