Generalized Parametric Space, Parity Symmetry of Reflection, and Systematic Design Approach for Parity-Time Symmetric Photonic Systems
Abstract
Based on the reciprocity theorem, we put forward a generalized parametric space for arbitrary transfer matrix with parity time (PT) symmetry. Through this space, one can extract complete information involving PT phases, reflectances, transmittance and known extraordinary scattering phenomena. We demonstrate a PT heterostructure with coherent perfect absorption-lasing, anisotropic transmission resonance, and parity symmetry of reflection coefficients at the frequencies of interest. In addition, with the parametric space and the analytical formula, the corresponding complex dielectric permittivities for a simple PT system made of a gain, a gap, and a loss media in deeply subwavelength is derived to achieve various exotic PT functionality. This work could offer an alternative route to design versatile optical and photonic PT devices.
pacs:
I Introduction
In photonics, a system with parity time (PT) symmetry could be implemented by a delicate balance of gain (amplifying) and loss (attenuation) media in spatial placement, i.e., where is complex dielectric permittivity. As light transversely propagates through one dimensional PT heterostructures, the scattering response can be classified into two phase: symmetry and broken symmetry yidong1 .
In the symmetry phase, the corresponding eigenvalues of scattering matrix are both unimodular and formed complex conjugate pairs yidong1 ; yidong2 ; annphys ; invisible1 . In the broken symmetry phase, the eigenvalues would form reciprocal pairs and nonunimodular, corresponding to amplifying and attenuation. In particular, a PT system can behave a coherent perfect absorption and lasing (CPAL) at the same time, with the corresponding zero and pole eigenvalues coincidedyidong1 ; cpal . CPAL systems can be switchable by its proper input waves, with practical applications in highly sensitive sensors yen1 . This CPAL was experimentally demonstrated in Refs. ptlaser ; ptlaser1 . In principle, reflectances of PT systems are anisotropic. This anisotropic property would lead to asymmetrical forces by opposite illuminations force1 ; force2 . Between the symmetry and broken symmetry, there has the exceptional point, associated with degenerate eigenstates, that it allows for observation of unidirectional invisibility invisible1 ; invisible2 , that could not occur at any unitary systems. On the other hand, bi-reflectionless and a non-zero transmission phase are observed in the work yidong2 . Numerous functional devices incorporating with PT symmetry have been observed, including power oscillation doubleref , Bloch oscillation bloch , and negative refraction negref .
Although a balance of gain and loss in space is a fingerprint for PT symmetry, the CPAL result can be achieved in unbalance gain and loss yen2 ; yen3 . Even system is made of only passive media, anisotropic reflectionless had been experimentally observed, associated with emergence of an exceptional pointol . In addition, a large class of non-Hermitian systems without PT symmetry can support exceptional points, leading to applications in enhanced sensing general1 ; Li1 . Discovered from extraordinary wave manipulation, PT and non-Hermitian systems have became attractive studies in a variety of wave subjects general1 ; Li1 ; general2 ; review1 ; acoustic1 ; acoustic2 ; acoustic3 ; elastic1 .
In this work, we propose a generalized parametric space for arbitrary PT transfer matrix by exploiting its intrinsic symmetry and reciprocity theorem. With the systematic diagram proposed here, we indicate extraordinary scattering phenomena, reflectances, and transmittance, irrespective of inherent system configuration. As representative examples, we discuss a simple PT system by sweeping frequency to observe CPAL, anisotropic transmission resonance (ATR), and parity symmetry of reflection coefficients (PSR). Furthermore, we derive permittivity expressions for another simple PT system made by a gain, a gap, a loss to manipulate wave response. This work could offer an effective route to design PT devices.

II Parametric space for arbitrary PT systems
We consider that a one-dimensional PT system in a homogeneous environment interacts with two independent input waves, as shown in Fig. 1 (a). A set of linear relation for total waves in the left and right leads can be expressed as book1
(1) |
here is transfer matrix. () and () are right and left travelling waves, respectively, with () and () being complex amplitudes. is wavenumber outside the system. When a system has PT-symmetry invariant, the transfer matrix obeys the following property: cpal ; yidong1 . Thus and . Combined with fundamental optical reciprocity, det is always satisfied book2 . Thereby, we can assign
(2) |
here and are two real numbers and is transmission phase. We remark that even system violates PT symmetry, optical reciprocity can still be metLi1 ; book2 .
Therefore, the complete description of arbitrary PT transfer matrix would rely on , , and . We note that similar outcomes have already proposed in Refs yidong2 . However, we can further display the parametrization by an visual 3D diagram, depicted in Fig. 1 (b). Within the yellow color, it presents the allowed parameters for any PT transfer matrix, i.e., and .
The scattering matrix note , connecting out-going waves with incoming wave, is
(3) |
By the parametrization, the transmission coefficient is , while reflection coefficients for left incidence and for right incidence are and , respectively. The corresponding eigenvalues are while eigenvectors are .
For PT-symmetry systems, a hybrid functionality of coherent perfect absorption and lasing (CPAL) can be simultaneously existed yidong1 ; cpal , when can be satisfied. Despite that, the final scattering response is still determined by two input waves. To perform coherent perfect absorption, i.e., all input waves are fully absorbed without output waves, it restricts input waves . Deviation from this condition, PT system would exhibit lasing. This small perturbation of input waves resulting in drastic changes of output waves has practical potentials in design of detectors yen1 . In parametrization, the operation of this hybrid functionality needs , independent of transmission phase . Then, the corresponding transmittance () and two reflectances ( and ) would be all infinity under only single beam illumination.
PT system can also exhibit anisotropic transmission resonance (ATR). It can have reflectionless from one side illumination and unity transmittance, but would encounter enhanced reflection from another side illumination invisible1 ; invisible2 , that can not occur in any unitary systems. ATR needs or , with simultaneous satisfaction of unity transmittance for either cases. The corresponding parametrization requires () for () respectively. However, Ref. yidong2 also indicates that certain accident situation can be occurred when both and are met, a kind of bi-reflectionless. Moreover, the transmission phase can be non-zero. This result can be even observed at conventional ATR. Due to the independence of involving CPAL and ATR cases, we can further plot 2D parametric space ( and ) to indicate extraordinary PT phenomena, as shown in Fig. 1 (c). Green line represents CPAL, while red-dashed and blue-dashed lines represent ATR. We can see there has a point at and , intersected by red-dashed and blue-dashed lines, corresponding to bi-reflectionless.
In symmetry phase, the eigenvalues of scattering matrix are unimodular in magnitudes and form complex conjugate pairs. The parametric representation of symmetry phases is , resulting in . We depict this symmetry phase by gray color in Fig. 1 (c). For broken symmetry, the corresponding eigenvalues form reciprocal pairs in magnitudes. This situation would be , leading to . We also depict this broken phase by bright yellow color as shown in Fig. 1 (c). Thereby, the discrimination of symmetry and broken symmetry can be determined by the measurement of transmittance by simple single beam illumination. In between bright yellow and gray region, it stands for exceptional points, the degeneracy of eigenvectors, or , corresponding to reflectionless and unity transmittance, i.e., or , with both.
Furthermore, based on parametrization, we can display transmittance , left reflectance , and right reflectance shown in Figs. 1 (d)-(f). In Fig. 1 (d), we can obviously observe that denotes symmetry phase and denotes broken phase, while is expectational point. Close to CPAL, would dramatically increase, while in CPA . In Figs. 1 (e) and (f), we observe the anisotropic property of reflectances from left and right illumination. Interestingly, although PT systems definitely violate parity alone, In Figs. 1 (e) and (f), we find that the parity symmetry of reflection coefficients (PSR) for right and left is possible, i.e., , when . We mark this PSR by a black dashed line. PSR can occur not only at symmetry phase but also at exceptional point. For the latter, it is only at and , corresponding to bi-reflectionlessyidong2 .
III PT systems with extraordinary scattering events
We investigate a PT heterostructure made of different composition for gain-gap-loss, shown in Fig. 2 (a). Here are two composition in gain-loss: and . For each composition, we consider the following gain permittivity with a Lorentzian profile
(4) |
here denotes different composition, is angular resonance frequency, is angular plasma frequency, and is linewidth. We let in the following calculation. This permittivity expression satisfies Kramers-Kronig relation and causality kkrelation . For group , the material parameters are , and , while for another one , , , and . The geometry for this heterostructure system is by and . Now, we tune the operating frequency from to . In Fig. 2 (b), we show the corresponding parametric evolution by this operating window. When , the system can exhibit PSR, ATR (from left), and CPAL (close). By exploiting 2D parametric space, it not only provides the complete information in parameters but also demonstrate the corresponding transmittance, reflectances, and various PT phases. Moreover, we can also display the complete parametrization , , and by this operating wavelength in Fig. 2 (c). When , the system belongs to symmetry phase and . At , this system is operated at ATR, associated with degenerate scattering eigenvectors, , and . Beyond that, i.e., , the system is at broken phase and .
When operating frequency is close to , the system is at CPAL. We can observe that by tuning close to , the trajectory touches the allowed-forbidden boundary in Fig. 2 (c). When , the transmission phases are , respectively. In principle, extraordinary PT system can possess various transmission phases. We note that in , the parameters , corresponding to and but , i.e., ATR. As indicated in Figs. 1 (e) and (f), system operating at ATR can have a variety of or .
Next, we discuss the spectra of transmittance and reflectances in Fig. 2 (d). In PSR, two reflectances are identical, in ATR transmittance is unity and , and in CPAL , , and . These extraordinary PT phenomena are marked by red star, blue cross, and black star, respectively. We also perform full-wave simulations by COMSOL Multiphysics in Figs. 2 (e)-(g), where we show the instant strength of electric field. In (e), this result is PSR, that the electric field displays parity symmetry outside the PT system, but it has no such parity inside the system. In (f), it is ATR, that the input wave from left would experience reflectionless, while the transmittance is simultaneously unity. We also note that as already proved by Ref. yidong2 , the field inside PT system has parity symmetry. However, when the input wave comes from right, it would encounter reflection, that the corresponding field distribution in opposite sides are different. In (g), this result is close to CPAL, where all waves involving transmission and reflection are amplified. In ideal CPAL, transmittance and two reflectances should be all infinity.

IV Design of functional PT system with by parametrization
Contributed by successful development of metasurface, gain metasurface can be implemented by monolayer or bilayer graphene with population inversion graphene1 ; graphene2 . Definitely, it is a long-sought goal to have compact PT photonic systems. Now, we turn to consider another subwavelength PT system made of a ultra-thin gain (denoted as G) and a ultra-thin loss (denoted as L) separated by a gap (denoted as P), as shown in Fig. 3 (a). Our interest here is to manipulate this simple PT system having various PT functionality with proper material parameters and geometrical sizes with the help of parametrization.
Due to that its physical dimension of gain and loss slabs is much smaller than operating wavelength, thus we can approximate and to the first order, here is index of refraction . Furthermore, we can obtain one approximated transfer matrix. The detail of derivation is placed at Appendix A. Now, based on these expressions, the corresponding material permittivities for loss are found,
(5) |
where is thickness of gain/loss slab, is distance of gap, and denote the real part and imaginary part of loss permittivity, respectively. We note that there are two solutions for the real part of loss permittivity, . In the following calculation, we set . Obviously, the values of and depend on not only parametrization and , but also geometry parameters and . Thus, under and given, by tuning or , we can find out the corresponding material permittivities to support our required functionality.
Once we know the material permittivities, we can further calculate the transmission phase, ,
(6) |
To verify our strategy, we choose two different sets of parametrization and to figure out the corresponding material permittivities for gain and loss, marked by red and blue dots in Fig. 3 (b). For red dot, the parametrization , belonging to broken phase regime and . Next, we first give the distance of gap by , then we estimate the corresponding loss permittivity in Fig. 3 (c). Here data marked by blue points come from the results of analytical expressions, Eq.(5), which coincide with numerical calculation by orange points.
In another set of parametrization , it denotes ATR, belonging to exceptional point regime, and . Here we choose as a given parameter, then we calculate the corresponding loss permittivity in Fig. 3 (d). Again, these data obtained from analytical expression and numerical calculation can match so well. As a result, through tuning geometry parameters, one could discover the realizable material parameters in order to satisfy the required PT functionality at will. Finally, we note that the concept of PT parametric space can be applied to one-dimensional PT-symmetric photonic networks with any arbitrary configurations, even for metasurfaces and those constituted by multiple spatially-distributed, balanced gain and loss elements.
V Conclusion
We herein introduce a generalized parametric space for any PT systems, with arbitrary system configurations. The resulting parametric space, which stems from the nature of PT symmetry and non-reciprocity, can provide the information needed for realization of novel devices. Parametric space can provide all information for various PT phases, transmittance, reflectances, and extraordinary wave phenomena including CPAL, ATR, and PSR. Through the parametric diagram, we find that PT system can have parity symmetry of reflection, even although PT system violates parity alone. We demonstrate a PT heterostructure to support this finding. Furthermore, we also study a subwavelength PT system with ultra thin composition in gain and loss. We further obtain the analytical material expressions for loss and gain, depending on parametrization. In such a manner, the design of novel PT devices becomes controllable and flexible. Our results could provide a clear guideline for design of optical and photonic PT devices and could be readily extended to the realm of acoustics, elastics and other wave physics.

VI Acknowledgement
This work was supported by Ministry of Science and Technology, Taiwan (MOST) (- -M---MY3).
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Appendix A
We discuss a PT slab system made by a gain (denoted as G), a gap (denoted as P) and a loss (denoted as L) as shown in Fig. 3 (a). The resultant transfer matrix is
(7) |
here () is lossy (gain) index of refraction, is the thickness of the slab, and is gap distance. The slab transfer matrix, book1 , is
(8) |
here the wavenumber in the slab is and the thickness of slab is . The transfer matrix is
(9) |
By using small approximation to the first order expansion, and , we can approximate ,
(10) |
Then, solving and , we obtain
(11) |
The transmission phase could be found by inversely solving ,
(12) |