Generalizations of Alladi’s formula for arithmetical semigroups
Abstract.
In this article, we prove that a general version of Alladi’s formula with Dirichlet convolution holds for arithmetical semigroups satisfying Axiom or Axiom . As applications, we apply our main results to certain semigroups coming from algebraic number theory, arithmetical geometry and graph theory.
Key words and phrases:
Arithmetical semigroups, Alladi’s formula, Equidistribution, Möbius function, Arithmetical geometry, Number theory, Graph theory2020 Mathematics Subject Classification:
Primary 11N80, 11R45, 20M13; Secondary 11G25, 11M41, 11R44, 11R58.1. Introduction and main results
Let be the Möbius function defined by if is the product of distinct primes, and zero otherwise. Let be the smallest prime factor of with . In 1977, Alladi [1] discovered a relationship between the Möbius function and the density of primes in arithmetic progressions by showing
(1) |
for any positive integer and integer with , where is Euler’s totient function. Recently, Wang [32] proved that if an arithmetic function satisfies and , then
(2) |
where is the Dirichlet convolution of and and is the natural density for a set of primes. In particular, if one takes to be such that and for all , then (2) recovers the result of (1) by the prime number theorem in arithmetic progressions in which we have . Notice that is a multiplicative semigroup generated by rational prime integers. Indeed, the semigroup structure satisfies the Axiom (see Sect. 1.1). This motivates us to consider the following question:
Question 1.1.
To what extend one can generalize the Alladi’s formula and still get an analogue of (2)?
In this work, we discover proper formulations of Wang’s result over all arithmetical semigroups satisfying Axiom or Axiom . More precisely, due to the fact that the “smallest prime factor” of an element in a general arithmetical semigroup is not well-defined, we focus on those arithmetic functions only supported on the distinguished set defined in (5) and (11). However, introducing this distinguished set causes a new difficulty which cannot be handled by Wang’s method in [32]. To deal with this difficulty, we use another method to avoid analyzing distinguished sets. By this trick, we manage to show a variation of Alladi’s formula with convolution still hold for every such arithmetical semigroup; see Theorem 1.3 and Theorem 1.6 for details. Moreover, we apply our main results specifically to the arithmetical semigroups of interests, i.e., from algebraic number theory, algebraic geometry and graph theory; see Sect. 4 for explicit details. We hope our results and methods will find applications in future researches.
Recall [15, Chap. 1, § 1] that an arithmetical semigroup is a pair (or simply if there is no confusion about ). Here is a commutative semigroup with the identity element , which is freely generated by a finite or countable subset of primes of . Explicitly,
In addition, there exists a discrete real-valued norm mapping on such that
-
, and for every .
-
for all .
-
For each real number , the total number of elements of norm is finite.
Note that the conditions (1)-(3) are equivalent to conditions (1) and (2) together with
-
For each real number , the total number of elements of norm is finite.
Sometimes, instead of considering the norm mapping as above, it will be more convenient to consider a degree mapping on (see [17, Sect. 1.1]), which is defined as for some fixed constant . So the conditions above read as
-
()
and for every .
-
()
for all .
-
()
For each real number , the total number of elements with is finite.
Among arithmetical semigroups, we are particularly interested in two types for which some additional axiom is satisfied. In the following subsections, each type together with the corresponding main result will be introduced.
1.1. Axiom type arithmetical semigroups
Definition 1.2.
For any subset , we say that has a natural density , if the following limit exists:
(4) |
where and . For , we say , if there exist such that . Let be the minimum norm of all prime factors of . And we say that is distinguishable if and there is a unique prime factor, say , of attaining the minimum norm . Furthermore, we define222Note that our definition is a little different from [5, 27, 18] in the sense that they do not include the identity.
(5) |
We will also need the following natural generalization of the Möbius function to elements
Throughout, we will write for simplicity when the context is clear. An arithmetic function is said to be supported on if unless . And the Dirichlet convolution of and is defined by . Moreover, we say that is the identity of the convolution ring of arithmetic functions over elements of if for all and . With all above notations, we can state our first main result of this work.
Theorem 1.3.
Given an Axiom type arithmetical semigroup , assume that has a natural density . Suppose that is an arithmetic function supported on with , and
Let be the Dirichlet convolution of and . Then
(6) |
In particular, if is the identity of the convolution ring of arithmetic functions over elements of , then
(7) |
Corollary 1.4.
With and as in Theorem 1.3, suppose that is an arithmetic function supported on with and for some , then
(8) |
where is Euler’s totient function defined by
1.2. Axiom type arithmetical semigroups
In this case (unless otherwise stated), it shall be assumed that the degree map has image in . Furthermore, we call together with an additive arithmetical semigroup. In particular, we write
In the following let be the total number of elements of degree in .
Definition 1.5.
In addition, we assume that .333This is a technical condition to simplify our arguments. In fact (see e.g. [17]) many consequences of Axiom are unrelated to the value of , and so the simplifying additional condition would only sometimes become relevant. For the semigroups which do not satisfy this condition, one can refer to [14]. Here the function is the so-called zeta function of .
Similarly but differently, for satisfying Axiom as above, we define the natural density for a subset by the following limit if it exists:
(10) |
where and . For , we say , or equivalently, , if there exists such that . Let be the minimum degree of all prime factors of . We say that is distinguishable if and there is a unique prime factor, say , of attaining the minimum degree . Furthermore, we define
(11) |
We will write for simplicity when the context is clear. Moreover, the general Möbius function , arithmetic functions supported on and the Dirichlet convolution of two arithmetic functions are defined in the same way as those in the previous subsection (perhaps except that one needs to translate the group law from multiplication to addition). In the following theorem, we fix the norm map to be with the base as in Definition 1.5.
Theorem 1.6.
Given an Axiom type arithmetical semigroup , assume that has a natural density . Suppose that is an arithmetic function supported on with , and
Let be the Dirichlet convolution of and . Then
(12) |
In particular, if is the identity of the convolution ring of arithmetic functions over elements of , then
(13) |
Corollary 1.7.
With and as in Theorem 1.6, suppose that is an arithmetic function supported on with and for some , then
(14) |
where is Euler’s totient function defined by
1.3. Prior work
Alladi’s original result (1) was generalized by Dawsey [5] to the setting of Chebotarev densities for finite Galois extensions of , and further by Sweeting and Woo [27] to number fields. Later, Kural-McDonald-Sah [18] generalized all these results to natural densities of sets of prime ideals of a number field . A recent work [9] of Wang with the first and third authors of this article showed the analogue of Kural-McDonald-Sah’s result over global function fields. Wang [30, 31, 32] showed the analogues of these results over for some arithmetic functions other than . It is worth to notice that in the partition setting (subject to Axiom [15, Chap. 8, § 1]), a series work of Schneider [24, 25], Ono-Wagner-Schneider [23, 22] and Dawsey-Just-Schneider [6] have built the framework of the corresponding generalizations. The interested readers are recommended to their papers.
1.4. A quick summary of some applications
There are many examples of arithmetical semigroups satisfying Axiom or Axiom ; see [15, 17, 29]. As for a reference of other types, see [15, Chap. 8, § 1]. In this subsection, we list the applications of Theorem 1.3 and Theorem 1.6 to some examples of interest in number theory, arithmetical geometry and graph theory. To save the space, only the essential information will be included in this subsection, and more detailed background of each example will be provided in Sect. 4. In particular, we would like to fix the following notations.
-
(1)
For a number field , we will denote the semigroup of integral ideals by .
-
(2)
For a -dimensional smooth projective variety over a finite field , where is a power of prime integer , we will denote the semigroup of effective -cycles of by .
-
(3)
For a finite connected undirected graph without degree- vertices, we will denote the semigroup generated by classes of primitive paths by .
In Table 1, we summarize the necessary information for each of above examples. Specifically, for each of the above examples, we list the type, the prime elements and the general elements of the associated semigroup. We also specify the degree map (if it makes sense) and the norm map those are involved in the corresponding result. As a support that each semigroup in this table satisfies either Axiom or Axiom , we list its corresponding function or , which is equivalent to the associated prime number theorem (PNT).
Semigroup | |||
---|---|---|---|
Type | Axiom | Axiom | Axiom |
Prime elements | prime ideals | prime -cycles over | equivalent classes of primitive paths |
General elements | integral ideals of | effective -cycles of over | finite formal sum |
Degree map | |||
Norm map | |||
or | |||
PNT | |||
Main result | Corollary 1.8 | Corollary 1.10 | Corollary 1.14 |
Reference section | Sect. 4.1 | Sect. 4.2 | Sect. 4.3 |
It follows from Table 1 and Theorem 1.3 that we have the following result for the semigroup of integral ideals of a number field .
Corollary 1.8.
For a number field , assume that is a subset of prime ideals with natural density . For any arithmetic function supported on with , and
Then
(15) |
In particular, we have
(16) |
Remark 1.9.
Note that (16) recovers the main theorem in [18]. In this sense, Corollary 1.8 is a generalization of the result in [18] to some arithmetic functions other than . On the other hand, if we let , then (15) in this case is exactly the main theorem of [32]. And so in this sense, Corollary 1.8 generalizes the result in [32] to all number fields.
It follows from Table 1 and Theorem 1.6 that we have the following result for the semigroup of effective -cycles of a -dimensional smooth projective variety over a finite field .
Corollary 1.10.
For a smooth projective -dimensional variety defined over a finite field , assume that is a subset of prime -cycles with natural density . For any arithmetic function supported on with , and
Then
(17) |
In particular, we have
(18) |
Remark 1.11.
When has the dimension one, we have in the above setups. Then one can check that in this case the semigroup coincides with the semigroup of effective divisors of . It follows that (18) recovers the main theorem of [9]. Hence one can think Corollary 1.10 as a generalization of the result in [9] to some arithmetic functions other than for all higher dimensional varieties.
Remark 1.12.
We note that the “smooth and projective” condition in Corollary 1.10 is not essential. In fact, if is a geometrically connected scheme, then -cycles of are still well defined and so analogous results in Table 1 can be deduced from its Hasse-Weil zeta function by a similar argument as in Sect. 4.2; see [3] for more details about the zeta function of and the prime number theorem in general cases.
Remark 1.13.
Similarly, it follows from Table 1 and Theorem 1.6 that we have the following result for the semigroup generated by classes of primitive paths of a finite connected undirected graph without degree- vertices.
Corollary 1.14.
For a finite connected undirected graph without degree- vertices, assume that is a subset of classes of primitive paths with natural density . For any arithmetic function supported on with , and
Then
(19) |
In particular, we have
(20) |
1.5. Organization of this paper
We will prove Theorem 1.6 for Axiom type arithmetical semigroup and Theorem 1.3 for Axiom type arithmetical semigroup in Sect. 2 and Sect. 3, respectively. Explicitly, to prove Theorem 1.6, we first give an analogous equidistribution result of the largest (in terms of degree ) prime factors of elements with the same degree in (Lemma 2.1) and an analogue of Alladi’s duality identity to (Lemma 2.2). Next, we prove the intermediate theorem (Theorem 2.3) and then Theorem 1.6. Due to the fact that the proofs of the results for Axiom type case use a similar strategy as that for Axiom type case, we will sketch its proofs and only emphasis on key steps in Sect. 3. Finally, in Sect. 4, we explain the contents in Table 1 in details, and also provide some more examples.
2. Proofs of main results for Axiom type arithmetical semigroups
In this section, we discuss the situation of Axiom type arithmetical semigroups. More precisely, there is a key result in this section, Theorem 2.3, and then Theorem 1.6 follows as an immediate consequence. Throughout this section, we fix to be an Axiom type arithmetical semigroup, and adopt the definitions and notations as in Sect. 1.2.
For any element , we take to be the largest degree of all prime factors of , and . Let
(21) |
be the number of prime factors of in attaining the maximal degree . We will write for simplicity when the context is clear. Then, with a similar process as in the proof of [9, Theorem 4.4] one can have the analogous asymptotic estimate for as follows.
Lemma 2.1.
If has a natural density , then
(22) |
We will also require an analogue of Alladi’s duality property [1, Lemma 1] to for our purpose.
Lemma 2.2.
Suppose that is an arithmetic function with . Then for any we have
(23) |
Here is the indicator function on defined as in (11).
Proof.
This directly generalizes [9, Lemma 3.1] and the desired result follows from a similar argument. ∎
Moreover, we will also need the following intermediate theorem.
Theorem 2.3.
Let be any bounded arithmetic function with . Let be an arithmetic function as in Theorem 1.6. The followings are equivalent:
(24) |
(25) |
(26) |
Before going into the details of proof of Theorem 2.3, we would like to give the proof of Theorem 1.6 based on this theorem.
Proof of Theorem 1.6.
We will separate the proof of Theorem 2.3 into two parts: “” and “”.
2.1. Proof of “”
First, we prove the following three lemmas which estimate several partial sums involving the general Möbius function .
Lemma 2.4.
Let be an Axiom type arithmetical semigroup. Then for some we have
(27) |
Proof.
It is clear that for we have
By taking , we can rewrite this series as
where . Consider the following integral
(28) |
where we can choose such that has no zeros in the closed disk . Then using a similar argument as in the proof of [14, Theorem 1], we have that
(29) |
∎
Lemma 2.5.
For any , define
(30) |
Then there exists some such that
(31) |
In particular, we have
(32) |
Proof.
Lemma 2.6.
For any bounded function , we have
(35) |
Proof.
First, we break up the sum based on the degree of the minimal prime factor of .
(36) |
where is to be chosen later. For the inside sum, observe that
(37) |
Thus, by (37), Lemma 2.5 and the abstract prime number theorem for , for we have
(38) | ||||
(39) |
For , we have
(40) |
where for . Moreover, by the sieve of Eratosthenes, we have
(41) |
Again by the abstract prime number theorem for , with a standard computation we obtain that
(42) |
Taking and combining (2.1), (38), (40), and (42) together, the desired estimate (35) follows. ∎
Now we are ready to prove “”.
2.2. Proof of “”
Our proof relies on the estimate of defined by
(44) |
where are a pair of non-negative integers. We set for convenience. First, we give an elementary bound for in the following lemma.
Lemma 2.7.
For any , we have that
(45) |
Proof.
In addition to the elementary bound for as above, we will also need a refined estimate of when for our purpose. More precisely, we will show the following lemma.
Lemma 2.8.
For and some constant only depending on , we have that
(47) |
where is an arbitrary positive number.
Proof.
We will separate two cases to discuss, i.e., and . If , then we have
Assuming that , by the principle of inclusion-exclusion and a similar computation as in the proof of Lemma 2.7, we can get
for some constant . It follows that
(48) |
Consider and by Lemma 2.4, then the inside summation
(49) |
It is clear that (49) also holds for . Thus, we have
Therefore, by (48) and (49) we obtain that
(50) |
where is an arbitrary positive number. This proves the desired (47) for the special case .
Now suppose that , by Lemma 2.5 we have that
(51) |
It follows from [17, Proposition (1.2.1)] that has a simple pole at . And so we have that
(52) |
Let as in the proof of Lemma 2.7. It is clear that is a finite set. It implies that
(53) |
Finally, we show the desired result by using (51), (53) and summation by parts. In particular, let be fixed. To apply summation by parts, we put
(54) |
It follows that
where is an arbitrary positive number. Hence, for we also obtain as desired. In conclusion, we complete the proof of the lemma. ∎
Now we are ready to prove “”.
Proof of “”.
Set for convenience. First, we break up the partial sum of (26) into two sums:
To show “”, it suffices to show . Let . Then we have
Next, we will show that both and are error terms of size .
- (1)
-
(2)
Similarly for , let and then we have that
Again, the constant by Lemma 2.8 and the last inequality follows from the assumption of as in Theorem 1.6. Thus, we conclude that
(55) |
∎
2.3. Proof of Corollary 1.7
In this section, we prove Corollary 1.7 in details. For the convenience of the readers, we cite it here.
Corollary 2.9.
Suppose that is an arithmetic function supported on with and for some . If has a natural density , then
(56) |
Here, is Euler’s totient function defined by
Proof.
The proof is similar to the approach in [32]. In particular, we will apply Theorem 1.6 to show (56). Define
(57) |
Then by the Möbius inversion formula, we have
(58) |
Clearly, . By Theorem 1.6, to prove (14), it suffices to show that
(59) |
By the definition of and go through a similar argument for elements in as in [32], we have
(60) |
Furthermore, we have that
(61) |
On the other hand, by the standard elementary technique, for every one can show that
(62) |
In particular, we have
(63) |
Thus, by (61) and the assumption that with , we get the following estimate for :
(64) |
Put
(65) |
Then is the Dirichlet convolution of and . It is easy to see that
(66) |
which is absolutely convergent on by the analytic property of . Moreover, one can show that
(67) |
is absolutely convergent on . Observing that is multiplicative, we have
(68) |
On the other hand, we have
for . By the well known theorem of infinity product we conclude that (67) is absolutely convergent for . It follows that on , where , we have
(69) |
Therefore, the derivative of is convergent at , which implies that
(70) |
It follows immediately from (64) and (65) that
(71) |
Hence, by (71) we obtain (59) and so the desired result (14) follows.
∎
3. Proofs of main results for Axiom type arithmetical semigroups
In this section, we discuss the situation of Axiom type arithmetical semigroups. Similarly as in Sect. 2, there is also a key result, Theorem 3.7, and then Theorem 1.3 follows as an immediate consequence. Throughout this section, we fix to be an Axiom type arithmetical semigroup, and adopt the definitions and notations in Sect. 1.1.
For any element , we take to be the largest norm of all prime factors of , and . We also define the number in the same way for Axiom type arithmetical semigroups. More precisely, we let
(72) |
be the number of prime factors of in attaining the maximal norm . Since most of proofs of our results in this section are very similar with those for the case of Axiom type arithmetical semigroup, we will just describe them briefly and only focus on key steps. First, we have the following equidistribution result of the largest (in terms of norm ) prime factors of elements in .
Lemma 3.1.
If has a natural density , then
(73) |
Proof.
The proof is similar as that for [18, Theorem 3.1]. ∎
Moreover, with an analogous argument as that for [27, Lemma 2.1] we have the following duality lemma for Axiom type arithmetical semigroups.
Lemma 3.2.
Suppose that is an arithmetic function with . Then for any we have
(74) |
Here is the indicator function on defined as in (5).
The following two lemmas is giving Axiom type arithmetical semigroups analogues of bounds for partial sums involving the Möbius function that we will need in our proofs.
Lemma 3.3.
For some positive constant we have
(75) | ||||
(76) |
Proof.
This directly generalizes [27, Lemma 2.2], which indicates that the proof relies on the zero-free region for the zeta function . In particular, the analogous zero-free region exists for ; see [8, Theorem 1]. Thus we can use the classical Perron-type argument as in [11, Theorem 2.1] to obtain the desired results. ∎
Lemma 3.4.
For any , define
(77) |
There is a positive constant , which depends only on , such that
(78) |
uniformly for . In particular, we have
(79) |
Proof.
To prove Theorem 3.7, we will also need a more general version of Axer’s theorem.
Theorem 3.5 (Axer [2]).
If is a complex-valued function on satisfying
then
Next, with a similar process as in the proof for [18, Lemma 4.2] by using Lemma 3.4, we can get the following intermediate bound, which is needed to verify the conditions of Axer’s theorem when we apply it to prove Theorem 3.7.
Lemma 3.6.
For any bounded function , we have
(80) |
Now, we are ready to prove the following intermediate theorem.
Theorem 3.7.
Let be any bounded arithmetic function with . Let be an arithmetic function as in Theorem 1.3. The followings are equivalent:
(81) |
(82) |
(83) |
Proof.
“”: It is easy to see that the hypotheses of Theorem 3.5 are satisfied since the estimate (3) of , Lemma 3.6 and the assumption that is bounded. Then the desired result follows from Lemma 3.2 and Theorem 3.5 by applying the analogous approach in [18, Lemma 4.3]. In fact, we have
“”: For any , we define
(84) |
By the analogous arguments as in the proof of Lemma 2.7 we can obtain the same elementary bound for . That is, for any we have
(85) |
Furthermore, for , we can obtain the following refined estimate
(86) |
where the positive constant depends only on . In fact, for , the estimate (86) is just (76) in Lemma 3.3. As for , the estimate (86) follows by using Lemma 3.4 and summation by parts. Finally, after going through a similar process as in the proof for “” (Sect. 2.2) by using the estimates (85) and (86), the desired result follows. ∎
4. Applications of main theorems
This section is devoted to give some necessary background in order to make sense of our applications stated in Sect. 1.4. Moreover, we also include some results those are not stated in Sect. 1.4 due to the limit of space.
4.1. Number field and its integral ideal semigroup
For references of the followings, one can refer to [21, Chap. I]. Recall that a number field is defined to be a finite extension of the rational field and the ring of algebraic integers of is a Dedekind domain. Thus every ideal in admits a uniquely factorization into prime ideals up to order, i.e., we have
with each a prime ideal and each . And we let be the semigroup of integral ideals. Since every Dedekind domain has Krull dimension one, each nonzero prime ideal is also maximal. Thus the quotient is an integral zero-dimensional ring, i.e., a field. In fact, is a finite field since it can be considered as a finite extension of the finite field . Hence the norm is well-defined. An effective form of Landau’s prime ideal theorem for algebraic number fields (see [19]) implies that
for some constant depending only on . In particular, the set of all prime ideals is countable. Moreover, it is well known that
with (see [20]). According to all of above facts, one can see that all the conditions of Axiom type arithmetical semigroup are satisfied. In conclusion, an immediate application of Theorem 1.3 deduces Corollary 1.8, which is stated again here for the convenience of readers.
Corollary 4.1.
Let be a subset of prime ideals with natural density . For any arithmetic function supported on with , and
Then
In particular, we have
4.2. Algebraic varieties and their -cycle semigroups
Fix to be a prime number and let be a prime power. Let be the corresponding finite field. Let be a -dimensional projective smooth variety defined over . A -cycle of over is a -dimensional subvariety of which is also defined over . By the Zariski topology assigned to , this means that the base change of to the algebraic closure of is a finite set of geometric points which is stable under the action of Galois group .
For any geometric point , the induced effective prime -cycle (or prime cycle for simplicity) is defined to be the finite sum of all the distinct Galois conjugations of over the ground field , i.e., if is defined over but not over any its proper subfield, then
It follows immediately that for any . In this subsection, we denote by the set of prime cycles (of ). And we define to be the semigroup of -effective -cycles of , i.e., it is the semigroup consisting of all the finite sum of prime formal sum of the form
In particular, is contained in . For each prime cycle , we define its degree to be the minimal positive integer such that splits over , i.e., is the minimal integer such that there exists as above such that . Note that this definition is independent of the choice of . Then we denote by and call it the norm of 444Our definition of norm is different from the classical version , which is more familiar by algebraic geometer. The reason we take this change is such normalization will make it easier to apply our main results. If one would like to stick with the classical norm, then one needs to replace by in the statement of Corollary 1.10 to get the correct result.. For any effective -cycle , its degree is defined to be the summation of its prime cycles and its norm is the product of the corresponding norms.
Recall that the Hasse-Weil zeta function of is defined to be
(87) |
where is the total number of -cycles of degree . By the Weil conjecture [33], which has been settled by a series of works of Dwork [10], Grothendieck [12] and Deligne [7] we know that
(88) |
where each is a polynomial of degree equaling the th Betti number of . Moreover, for each the corresponding , where are algebraic integers of absolute value . In particular, does not have a zero at .
Taking logarithm of both sides of (88), using (87) to express in terms of with and applying the Möbius inversion formula, one can deduce that
It follows that the set of prime -cycles is countable. Then
follows immediately as argued in [14]. Here the constant only depends on . Thus, by all above facts, it follows that an arithmetical semigroup satisfying Axiom . In particular, by Theorem 1.6 we obtain Corollary 1.10 as desired which is copied here for the convenience of readers.
Corollary 4.2.
Suppose that is a subset of prime -cycles with natural density . For any arithmetic function supported on with , and
Then
(89) |
In particular, we have
(90) |
Example 4.3.
Let be the projective line over . For a polynomial in the affine coordinate ring , we take the effective divisor of zeros of to be
Using the fact that has class number one, the map gives a bijection of the following sets.
If a monic polynomial admit a unique irreducible factor with multiplicity one over , which is the minimal with respect to degree, then we say that is distinguishable. Under the above bijection , if , then the set can be translated to
In this situation, if one takes to be the identity of the convolution ring of arithmetic functions over effective divisors of in Corollary 1.7 and uses the fact that , then one immediately obtains the following corollary.
Corollary 4.4.
For two coprime monic polynomials , we have
(91) |
Example 4.5.
We can also apply our results to study the distribution of subspaces. Let be an -dimensional vector space over . Denote by (or ) the set of -dimensional linear subspaces (over ) of . Using the Plücker embedding [13, Lecture 6], we can realize as a -dimensional smooth projective variety defined over , i.e., the Grassmannian variety, which is denoted by . By the same embedding, one can see that [26, Proposition 1.7.2]
From this, one can deduce the zeta function of , which turns out to be of the form
where and is the Betti number of for each .
Now let . Note that its affine cone can be understood as a -dimensional space over . For every -dimensional subspace of , denote by , where runs over all the distinct Galois conjugates of . It is easy to see that each is a reduced variety defined over the ground field . Then define
Consider the semigroup
generated by by taking finite union in the sense of schemes (i.e. count the multiplicities). In particular, if all , then we let the union to the empty set . One can check that the above setups give rise to a well-defined abelian free semigroup structure of with the identity element and the additional operation equaling to the union operation.
Recall that , for each , we define to be the number of geometric irreducible components of and take the norm to be .
In order to estimate the corresponding in this case, identify with as in the first paragraph of this example. One can verify that under this identification, there is a natural bijection between and (i.e., the semigroup of -cycles of ) and also a bijection between and . Moreover, it is not hard to see that this identification respects to the degree maps and norm maps. Hence we can deduce that
and with suitable constants and . In particular, is an Axiom type arithmetical semigroup by definition. Thus, it follows from Corollary 1.10 that we obtain
as long as has natural density and the definition of is an analogue to (11).
4.3. Finite graphs and the semigroups of closed paths
This subsection follows from [29], especially its chapter 2. The graphs in this section will always be finite, connected and undirected. The degree of a vertex is the number of the edges connecting this vertex. Moreover, we will assume that all the graphs in this section do not contain a degree- vertex. Given a graph , we will denote by the vertex set of and by the edge set of .
In order to define the prime element and the corresponding semigroup. We orient the edges in and label them as follows:
where is the number of unoriented edges and is the edge with the opposite orientation. One oriented edge (i.e., the labeled edge) is called to follow another oriented edge if the start vertex of (with respect to the orientation of ) is the end vertex of .
A path is a sequence of oriented edges of such that follows . To simplify the notation, we will write such a path as . A closed path is a path whose starting vertex and the terminal vertex coincide. In the following, we assume that all paths are closed and do not have a backtrack or tail, i.e., for all and . A (closed) path is called primitive or prime if for some positive integer , i.e., we cannot find another path such that .
For a (closed) path , the equivalence class means the following
That is, represents the set of paths which are only differed by the starting (hence also by the ending) vertex. We say that is a prime if so is . And we denote by to be the length of . We also note that and are considered to be distinct classes.
One can verify that with above setups, every path can be decomposed into primitive paths and this decomposition induces a unique decomposition of into prime classes up to order. Thus we will consider the semigroup of all the path classes regarding to and it is clear that
Here the set of all primes in . In particular, is abelian since the equivalence classes of path do not care the starting vertex.
Definition 4.6.
[29, Definition 2.2] The Ihara zeta function for a finite connected graph without degree- vertices is a complex function is defined by
The Ihara theorem generalized by Bass, Hashimoto, etc [29, Theorem 2.5] describes the properties of the Ihara zeta function. To state this result, we need to introduce some matrices associated to a graph. For a graph as above with , the adjacency matrix of is an matrix with th entry
Also, we associate with another diagonal matrix whose th diagonal entry such that is the degree of the th vertex of .
Theorem 4.7 ([29], Theorem 2.5).
Let the graph , the adjacency matrix and the diagonal matrix be defined as above. And let . Then
(92) |
Since is connected, we know that (in fact if and only if is a tree). It follows that does not have a zero. Moreover, let be the radius of convergence of , i.e., the is the minimum of the absolute value of all poles of . Then we have the following result of Kotani and Sunada.
Theorem 4.8.
[29, Theorem 8.1] Let be as above, let and be two integers such that is the maximal degree among all vertices and be the minimal degree, respectively. Then every pole of satisfies
From this theorem, one can deduce (applying the same arguments as in the previous section) the corresponding prime number theorem of . Indeed, if we take , then (see [29, 2.7])
for some . Thus the set of primes is countable, and similarly as previous sections, we have
where the positive constant only depends on . By all above facts, we see that the semigroup satisfies all the conditions of Axiom in Definition 1.5, hence Corollary 1.14 follows as a consequence of Theorem 1.6. As what we did in other subsections, we restate the corollary here, in which we set the degree map for consistency and . Moreover, the definition of is an analogue to (11).
Corollary 4.9.
Assume that is a subset of primitive path classes with natural density . For any arithmetic function supported on with , and
Then
In particular, we have
Acknowledgments
We would like to thank Jeff Achter, Dongchun Han, Rachel Pries, Frank Thorne and Biao Wang for their helpful comments. We would also like to thank the referee for the detailed comments and suggestions.
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