Fundamental gaps of spherical Triangles
Abstract.
We compute Dirichlet eigenvalues and eigenfunctions explicitly for spherical lunes and the spherical triangles which are half the lunes, and show that the fundamental gap goes to infinity when the angle of the lune goes to zero. Then we show the spherical equilateral triangle of diameter is a strict local minimizer of the fundamental gap on the space of the spherical triangles with diameter , which partially extends Lu-Rowlett’s result [lu-rowlett] from the plane to the sphere.
1. Introduction
Given a bounded smooth domain of a Riemannian manifold, the eigenvalue equation of the Laplacian on with Dirichlet boundary condition is
(1.1) |
The eigenvalues consist of an infinite sequence going off to infinity. Indeed, the eigenvalues satisfy
In quantum physics the eigenvalues are possible allowed energy values and the eigenvectors are the quantum states which correspond to those energy levels.
The fundamental (or mass) gap refers to the difference between the first two eigenvalues
(1.2) |
of the Laplacian or more generally for Schrödinger operators. It is a very interesting quantity both in mathematics and physics, and has been an active area of research recently.
In 2011, Andrews and Clutterbuck [2] proved the fundamental gap conjecture: for convex domains with diameter ,
The result is sharp, with the limiting case being rectangles that collapse to a segment. We refer to their paper for the history and earlier works on this important subject, see also the survey article [5].
Recently, Dai, He, Seto, Wang, and Wei (in various subsets) [9, 4, 6] generalized the estimate to convex domains in , showing that the same bound holds: . Very recently, the second author with coauthors [3] showed the surprising result that there is no lower bound on the fundamental gap of convex domain in the hyperbolic space with arbitrary fixed diameter. This is done by estimating the fundamental gap of some suitable convex thin strips.
For specific convex domains, one expects that the lower bound is larger. For triangles in with diameter , Lu-Rowlett [lu-rowlett] showed that the fundamental gap is and equality holds if and only if it is an equilateral triangle. Note that explicit computation of the eigenvalues in general is very hard. For triangles the eigenvalues of only three types (the equilateral triangle and the two special right triangles) can be computed explicitly.
In this paper we study some corresponding questions on the sphere. First we compute the eigenvalues and eigenfunctions of the spherical lune with angle which is the area bounded between two geodesics, see Figure 1. The statement about the eigenvalues is given below, while the eigenfunctions are included in the proof in Section 2.
Proposition 1.1.
The eigenvalues of Dirichlet Laplacian of the spherical lunes , without counting multiplicities, are given by the set
In particular, the first eigenvalue is , the fundamental gap is given by
This is proven through separation of variables and analyzing the solutions to associated Legendre equations (2.3). Furthermore, we derive the eigenvalues and eigenfunctions of the isosceles triangle which is half of the lune, whose eigenvalues are a subset of the ones of the lune.
Proposition 1.2.
For a spherical triangle with angles and , its eigenvalues are given by
In particular, the first eigenvalue is , the fundamental gap is given by
(1.3) |
On the plane, all equilateral triangles are related by scaling. On the other hand two equilateral triangles on the sphere are not conformal to each other. We concentrate on the equilateral triangle as for this one the eigenvalues and eigenfunctions can be computed explicitly. Analogously to [lu-rowlett], we show that a spherical equilateral triangle of diameter is a local minimizer of the fundamental gap.
Theorem 1.1.
The equilateral spherical triangle with angle is a strict local minimum for the gap on the space of the spherical triangles with diameter . Moreover
where is the triangle with vertices , and with under geodesic polar coordinates centered at the north pole.
To get the estimate we compute and estimate the first derivative of the first two eigenvalues at as in [lu-rowlett]. For this we construct a diffeomorphism which maps the triangle to the triangle to pull back the metric on to the fixed triangle . Unlike in the plane case, the diffeomorphism here is nonlinear, which makes the computations quite involved. The proof is given in Section 3. To keep the idea clear we put a large part of the computation in the appendix.
We expect the results in this paper will be very useful for further study of the fundamental gap of convex domains of .
Acknowledgments: The first two authors would like to thank Zhiqin Lu and Ben Andrews for their interest in the work and helpful discussions.
2. Eigenvalues of spherical lunes and the equilateral triangle
In this section we compute Dirichlet eigenvalues and eigenfunctions for the spherical lunes and a family of spherical triangles, proving Proposition 1.1 and 1.2. The computation is done through separation of variables and looking at solutions to associated Legendre equations.
2.1. Spherical lunes
Consider a lune of angle () on a sphere, (see Figure 1), which is the area between two meridians each connecting the north pole and south pole and forming an angle . Take to be the geodesic polar coordinates centered at the north pole, then the spherical metric is given by

The Laplacian associated to this metric is given by
(2.1) |
Hence the Dirichlet eigenvalue problem becomes
Now we use separation of variables, and write . The boundary condition requires that
and correspondingly satisfies
(2.2) |
Taking , this becomes an equation for :
(2.3) |
The equation is called general Legendre equation [AbramowitzStegun, Ch.8], and there are two kinds of solutions to this equation, called the associated Legendre functions (first kind) and (second kind) of degree and order , with
(2.4) |
With this set up, we are ready to prove Proposition 1.1. In general those functions have singularities at and 1, so we need to find out those specific values of such that for given , the boundary conditions are satisfied.
Proof of Proposition 1.1.
To check the boundary condition we look at the asymptotics of at , and relations between to determine what combinations of and are admissible.
The asymptotic of as [8, (14.8.3)-(14,8.6)] and relations between [8, (14.9.8)] gives that the only possible case where is regular will occur when . However in this case from [8, (14.2.6)], and are linearly dependent. Therefore we will only look at with given by (2.4). In particular, from [8, (14.8.1)–(14.8.2)] we have the two asymptotics
(2.5) | |||
(2.6) |
which restricts the possible choice to
-
(1)
;
-
(2)
.
We discuss those two cases separately.
Take hence the left hand side , then the second term on the right side vanishes under the condition . In order to have we need the first term of the right hand side to vanish. Recall from (2.5), so we need the coefficient of the first term to vanish. This gives two choices:
(a) ,
(b) .
Recall that if and only if . Case (a) and (b) above might overlap when and are integers. In this case we need to be bounded. Since are both integers and , we need or . This leads to
Now we assume is not a half-integer. For case (a), assuming , we only need to require (since is not an integer, is finite), hence
For case (b) we have
and it automatically satisfies .
Combining the discussion above we get the admissible combination:
Notice that the above two choices of actually only give one eigenfunction since (cf. [8, (14.9.5)]), therefore the admissible combination of and in this case can be written as
(2.9) | ||||
Putting in , the eigenvalues are given by
(2.10) |
and the corresponding eigenfunction is given by
Case 2: . In this case we can similarly look at the asymptotic behavior of as by using relation (2.7).
If , then either the first or the second term of the right hand side is a bounded factor times which goes to as goes to by (2.5). Therefore as goes to , hence not a regular eigenfunction.
Therefore the only possibility left will be . This leads to associated Legendre polynomials which can be checked explicitly. With the given boundary conditions, we get that is a solution to the eigenvalue equation, if
Note that is a multiple of in this case, and to conform with the result from case 1, we get
(2.11) | ||||
That is, the eigenvalues are given by
(2.12) |
where the corresponding eigenfunction is given by
As mentioned above, in this case the eigenfunction can also be written as
2.2. Spherical triangles
Now we consider the spherical triangle which is bounded by using the same coordinate as before, i.e. half of the spherical lunes discussed above. Note that when it is the equilateral triangle. With the same set up as in the spherical lune, the only change is that we are looking for Legendre functions with boundary conditions
instead.
Proof of Proposition 1.2.
Since the eigenvalue equation (2.3) is invariant when changing to , an eigenfunction that satisfies can be extended to an odd eigenfunction on the whole interval satisfying with the same eigenvalue. Hence we only need to look at the eigenfunctions from the previous proposition, and find these ones satisfying an additional condition .
Combining with (LABEL:e:ellmu2) and (2.11) we get
The eigenvalues are contained in the following set
and the eigenfunctions are given by
We note here again when the eigenfunction can also be written as
∎
For the equilateral triangle, we give the explicit form of the first two eigenvalues and eigenfunctions which will be used in the next section.
Corollary 2.1.
For the equilateral triangle with , the first eigenvalue is 12 and the corresponding eigenfunction with normalized norm is given by
(2.15) |
The second eigenvalue is 30, and there are two corresponding normalized eigenfunctions given by
(2.16) | ||||
3. Variation of Gap of Spherical triangle with diameter
In this section we consider all spherical triangles with a fixed diameter . It is not difficult to show that any such triangle can be moved on the sphere to have vertices , and with .
Denote by the right triangle with vertices , , and the triangle with vertices , and with , see Figure 2.

We first construct a diffeomorphism which maps the triangle to . To construct such a mapping, we first compute the function which gives the geodesic distance from the equator to the edge of the deformed triangle, see Figure 3.

For the spherical triangle with length , by the spherical cosine law,
and spherical law of sines
we get
Namely
so
Since ,
(3.1) |
Now let be the distance between the vertex to the intersection of the edge of the deformed triangle and the plane. With the notation given in Figure 2, we have .
3.1. Deformation map and the Laplacian
We define the deformation map by
(3.2) |
With the computation above, we have
We also have
We will need the following asymptotics. Since , we have
By (3.1),
where . Then so
(3.3) |
Define
Then
(3.4) |
To compute the variation of the Laplacian of the triangle , we fix the domain by pullback the round metric
on with the diffeomorphism to . Note that when evaluating the pullback metric at , we evaluate the round metric at so that
where
and
Then
and
(3.5) |
From this we can compute the Laplacian of using the formula
We compute
and
and
and
Combining terms and using , we have
Using the series expansions
and
and plugging in the first order term for , and from (3.3), (3.4), and , we obtain the following asymptotic formula.
Lemma 3.1.
The first order asymptotic expansion of the Laplacian of the deformed triangle is given by
(3.6) |
where is the standard sphere Laplacian (2.1) and
(3.7) | ||||
3.2. Perturbation of eigenvalues
Let be the eigenfunction for on the equilateral triangle with the round metric with unit norm (for explicit form see (2.15)). Let and be the first eigenfunction and eigenvalue for . By the simplicity of , it is differentiable. Then
Denote by the inner product over the equilateral triangle with round metric, for small we have
On the other hand
Since have unit norm, we get
(3.8) |
Under the deformation, the relation between the integrals is
where the second equality comes from (3.5). Therefore, using (3.3) and definition of , we have
If and are eigenfunctions for the first two Dirichlet eigenvalues on (with round metric) then by orthogonality we have that
(3.9) |
Lemma 3.2.
Let be eigenfunctions for with unit norm corresponding to the first two eigenvalues . Suppose that for any , with respect to the linear order operator defined in (3.7),
Then the equilateral triangle is a strict local minimum for the gap function among all spherical triangles with diameter .
Proof.
Let and be eigenfunctions for the first two Dirichlet eigenvalues of the deformed triangle . Here we will integrate over the equilateral triangle with the round metric. Since is pointwise, it still satisfies the eigenvalue equation after pullback. And up to first order, . By abuse of notation, . Then define
Since and , the expansion implies . Then by (3.9),
Using the same expansion it implies that , for small . By definition of , we have
So we can use as a test function for ,
Using the asymptotic ,
Since and , we have
Therefore, combining with (3.8) gives
Using the asymptotics of once more, we have
Hence, with the assumption
for small we have . ∎
3.3. Computation for
3.4. Computation for
By linearity, the second eigenfunction is of the form
with and given in (2.16). Then
(3.11) | ||||
The details of the computation are shown in the appendix.
Define
Using , and ,
To find the minimum over and , notice that the function has for . Hence for each fixed , any interior critical point of will be a maximum so the minimum must occur at the boundary ( or ). The minimum of is , which is also the minimum of , hence the minimum value is .
Remark 3.1.
Note that when or , the variation is along one side of the equilateral spherical triangle. In both cases the minimum is . In this case the gap is explicitly given in (1.3). Namely . Hence . So the above computation matches up with this direct computation.
Appendix A Details for the computation of
We include here the detailed computation for (3.11) which is used for the variation of . Recall the second eigenfunctions are given in (2.16). Denote .
We first compute the term in (3.11):
For term I,
For term II,
For term III
For term IV
For term V
Combining
(A.1) | ||||
We then compute the first term in (3.11):
For term I,
For term II,
For term III
For term IV,
For Term V,
Combining to get
(A.2) | ||||
Next is the second term in (3.11):
For term I,
For term II,
For term III,
For term IV
For term V
Combining to get
(A.3) | ||||
Last is the term in (3.11):
For term I,
For term II,
For term III,
For term IV,
For term V,
Combining to get
(A.4) | ||||
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