Fractional coupled Halanay inequality and its applications
Abstract
This paper introduces a generalized fractional Halanay-type coupled inequality, which serves as a robust tool for characterizing the asymptotic stability of diverse time fractional functional differential equations, particularly those exhibiting Mittag-Leffler type stability. Our main tool is a sub-additive property of Mittag-Leffler function and its optimal asymptotic decay rate estimation. Our results further optimize and improve some existing results in the literature. We illustrate two significant applications of this fractional Halanay-type inequality. Firstly, by combining our results in this work with the positive representation method positive representation of delay differential systems, we establish an asymptotic stability criterion for a category of linear fractional coupled systems with bounded delays. This criterion extends beyond the traditional boundaries of positive system theory, offering a new perspective on stability analysis in this domain. Secondly, through energy estimation, we establish the contractility and dissipativity of a class of time fractional neutral functional differential equations. Our analysis reveals the typical long-term polynomial decay behavior inherent in time fractional evolutionary equations, thereby providing a solid theoretical foundation for subsequent numerical investigations.
keywords:
Generalized fractional Halanay inequality, Mittag-Leffler stability, Fractional delay linear systems, Contractility and dissipativity.Declarations of interest: none.
1 Introduction
Time fractional order models and the corresponding Volterra integral equations with singular kernels have seen remarkable attention and development in recent years. The primary reason for this growing interest lies in their ability to more accurately capture various forms of anomalous diffusion phenomena, such as sub-diffusion and super-diffusion, when compared to traditional classical integer-order solution equations [3, 4, 8]. A natural explanation for fractional calculus in mathematics or physics can be found in the random walk model. This model demonstrates that the mean square displacement of particles in anomalous diffusion processes follows a power-law relationship with time as , where the parameter . In contrast, the standard diffusion process exhibits a linear relationship between the mean square displacement and time, expressed as [4].
The non-local nature of time fractional derivatives and weak singular kernels result in polynomial decay of solutions in anomalous diffusion models over time, also known as Mittag-Leffler stability [14]. This is completely different from the exponential decay rate of the standard diffusion model solution over time. On the other hand, the phenomenon of delay effects is prevalent in various practical models. These delay phenomena primarily arise from the time required for the transmission of materials, energy, and information between different components of a system. Specifically, these delays including physical delays, biological delays, and informational delays. When we consider both these delay effects and the memory characteristics of a system during modeling, we can derive various time-fractional delay differential equations. These equations not only provide a more accurate description of the system’s dynamic behavior but also help us better understand and predict the system’s response across different time scales. For example, in biomedical science, considering the delay effects in disease transmission can help us more accurately predict the progression of an epidemic. In engineering control, taking into account the delay characteristics of a system can enhance the stability and efficiency of control algorithms [15, 20].
The long-term asymptotic behavior of the solution is an important qualitative characteristic of an equation. For delay equations, or more generally functional differential equations, a key tool for studying the long-term asymptotic stability of solutions is the Halanay-type inequality [20]. This inequality characterizes the asymptotic stability and exponential decay rate of solutions under various delay effects.
For time fractional functional differential equations, a fractional version of the Halanay inequality was first introduced in [16], proving the asymptotic stability, but did not characterize the decay rate of the solution. By essentially improving the results in [16], an improved fractional Halanay inequality was established in [17], which exhibits the polynomial decay rate of solutions to fractional functional differential equations. Thus distinguishing fractional functional differential equations from integer ones in terms of long-term qualitative behavior. Some other related studies, see for example [6, 7, 9, 19, 21].
We briefly review the main ideas of [16, 17] along with their generalizations. In [16], the authors use the supremum theorem and mathematical induction to achieve asymptotic stability. However, this approach fails to distinguish decay rates between fractional and integer systems. In [17], the authors assume a Mittag-Leffler function representation for the solution and derive the fractional version characteristic equation. By analyzing its strict negative roots, they obtain the optimal algebraic decay rate of the solution, known as Mittag-Leffler stability.
However, due to the Mittag-Leffler functions, the fractional characteristic equation becomes very complex, making it more difficult to analyze the distribution of its roots than the corresponding integer order models. In fact, for the fractional characteristic functions introduced in [17], strict analysis of their root negativity requires great caution, as pointed out in [9, 7]. A powerful tool for simplifying the analysis of fractional characteristic equations is the sub-linear of Mittag-Leffler functions, as presented in Lemma 2.2 below. Our main contributions in this article are twofold:
-
1.
Taking note of the sub-linear of the Mittag-Leffler functions, we introduce a new characteristic equation that is much simpler compared to the previous one, making it clear and concise to analyze the strict negativity of its roots. This leads to Mittag-Leffler stability estimation of the solution.
-
2.
The coupled fractional Halanay inequality we consider in this article is very general, and many of the relevant results in the literature can be regarded as special cases of it. As a typical application, we establish the dissipativity and contractivity of solutions to fractional neutral functional differential equations.
We close this section by introducing some concepts and definitions that will be used throughout the article. Let be the set of natural numbers, real numbers, and nonnegative real numbers, respectively. Let and stands for the -dimensional real Euclidean space with the standard inner product and norm . Denote by the set of all vectors in with nonnegative entries, that is, . For any , let denote the set of matrices with with rows and columns in . Given a closed interval and is a subset of , we define as the set of all continuous functions from to .
For and , the Riemann–Liouville fractional integral of a function is defined by
and its Caputo fractional derivative of the order as , where is the Gamma function and is the usual derivative (see, e.g., [3, Chapters 2 and 3] and [13] for more detail on fractional calculus). For and a vector-valued function in we use the notation
2 Generalized Fractional Halanay Inequality
2.1 Preliminary
We provide a summary of the key preparation results needed for the subsequent analysis presented throughout the paper. Let . The Mittag-Leffler function is defined by
In the case , for simplicity we use convention for all .
Lemma 2.1.
[5] The following statements hold.
-
(i)
For and , then .
-
(ii)
For and , then .
-
(iii)
Let , for all , then .
-
(iv)
Let , then for all
The following result offers a useful estimate for classical Mittag-Leffler functions, known as their sub-additive property.
Lemma 2.2.
Lemma 2.3.
[2, Lemma 25] Let be continuous and the Caputo fractional derivative exists on the interval . If there exists such that and , then
2.2 Generalized Fractional Halanay Inequality
This section is devoted to prove the main result of the paper. In particular, we develop a generalized Halanay-type coupled inequality within the framework of fractional calculus.
Theorem 2.4.
Let and be continuous functions. Suppose that are non-negative parameters such that Assume that the Caputo fractional derivative exists on the interval and
(2.1) | ||||
(2.2) | ||||
(2.3) |
where are given continuous functions and are positive delays and . Then, there are positive constants satisfying
(2.4) | ||||
(2.5) |
for all , where is a unique positive solution of the following equation
(2.6) |
Proof.
Define . By the properties of Mittag-Leffler function, it is easy to see there exists a unique positive constant such that Notice that
Moreover, is continuously differentiable on and
for all . Thus, is strictly increasing on and the equation has a unique positive solution .
Because are continuous on , taking such that
(2.7) |
Let be small enough such that . We first show that for all
(2.8) | ||||
(2.9) |
where are non-negative parameters chosen later. We do this by contradiction. Due to and , thus if the statements (2.8)–(2.9) are not true then there exists such that one of the following assertions holds.
-
(i)
(2.10) (2.11) and
(2.12) -
(ii)
(2.13) (2.14) and
(2.15)
Suppose the counterfactual (i) holds. Let satisfies . Set Then, By Lemma 2.3,
(2.16) |
On the other hand,
Case I.1: . In this case, it is obvious to see that
From this, using Lemma 2.2, it implies
This means that
The last estimate above is due to the fact that is strictly increasing on , and thus it shows a contradiction to (2.16).
Case I.2: . In this case, we obtain
Thus, utilizing Lemma 2.1, it deduces
From this, we have
a contradiction to (2.16).
Case I.3: . There are the following two possibilities.
We now assume that the counterfactual (ii) is true. Let satisfies . From (2.2), we see
(2.17) |
Remark 2.5.
Remark 2.6.
Theorem 2.4 presents a generalized and strengthened version of [19, Lemma 4]. Compared with previous work, in this paper, we construct a new parameter equation with respect to in (2.6) to more clearly and concisely prove the strict negativity of parameter , which ensures the Mittag-Leffler stability of the time fractional order model, i.e. the optimal long-term algebraic decay rate.
3 Mittag-Leffler stability of fractional-order linear coupled systems with delays
This part analyzes the asymptotic behavior of solutions to fractional-order linear coupled systems with delays, which may not necessarily be positive. Our approach combines the Halanay-type fractional inequality with the positive representation method developed by Iuliis et al. [10]. The system under consideration is as follows:
(3.1) |
where , are given continuous functions satisfying the compatibility condition
(3.2) |
where are positive delays and .
Lemma 3.1.
The system (3.1) has a unique solution on , where
Proposition 3.2.
We now recall some basic concepts from [10]. For a matrix (or vector) , the symbols denote the component-wise positive and negative parts of , i.e.,
Moreover, denotes the component-wise absolute value of . We easily observe that
Definition 3.3.
[10, Definition 2] A positive representation of a vector is any vector such that
here with The min-positive representation of a vector is the nonnegative vector as below: The min-positive representation of a matrix is the nonnegative matrix given as The min-Metzler representation of a matrix is the Metzler matrix defined by
Remark 3.4.
For any and matrices the following properties hold true:
-
a)
-
b)
, so that
-
c)
, so that
Based on [10, Definition 3], we propose the following definition for fractional-order differential systems.
Definition 3.5.
A positive representation (PR) of a fractional delay differential system as in (3.1) is a positive system in the form:
accompanied by four continuous transformations ,
such that for all , satisfying the compatibility condition (K), the following implication holds:
Theorem 3.6.
Proof.
Our main contribution is the following theorem.
Theorem 3.7.
Consider the system (3.1). Let , be its solution. Define
Assume that are five real numbers with
satisfying that Then, for any such that the condition (K) is verified, there are two positive constants satisfying
where is a unique positive solution of the following equation
Proof.
For convenience in presentation, we denote , as the solution of the system (3.3). Due to the fact that the system (3.3) is positive (it follows from [12, Theorem 4.2]), we have and for Define and . It is obvious to see that
(3.4) |
Moreover,
(3.5) |
Let
By combining (3.4), (3.5), Theorem 2.4 and the assumptions stated in the theorem on the coefficients , we conclude that
(3.6) |
for all . Here, is a unique positive solution of the following equation
and satisfies On the other hand, by Theorem 3.6,
(3.7) |
These imply the required results. The proof is complete. ∎
Theorem 3.7 establishes a novel approach to analyzing linear fractional-order systems outside the realm of positive system theory. To the best of our knowledge, it is the first result of its kind. To close this section, we provide a concrete example and a numerical simulation to validate Theorem 3.7.
4 Contractivity and dissipativity of fractional neutral FDEs
Another important application of fractional coupled Halanaly inequality is to establish the dissipativity and contractility of fractional neutral functional differential equations (F-NFDEs). In [19], similar results have been obtained, but the parameter involved in Mittag-Leffler function depends on a very complex equation, which make it difficult to prove its strict negativity. We present a new and more concise analysis in this article. Consider the initial value problems of F-NFDEs of Hale type
(4.1) |
subject to the initial function for , denotes a constant matrix with (for convenience, we also use the notation to represent the matrix norm on ). Throughout this paper, we assume that the problem (4.1) has a unique continuous solution for all . We consider that the nonlinear function satisfies two different kinds of structural assumptions.
-
1.
The continuous mapping satisfies the one-sided Lipschitz condition
(4.2) and satisfies the Lipschitz condition
(4.3) where , and are some given real constants. Here the one-sided Lipschitz continuous condition is used instead of the classical Lipschitz continuous condition, mainly because it allows the problem to be stiff, especially for the semi-discrete system of parabolic equations.
-
2.
The continuous mapping satisfies the dissipative structural condition
(4.4) and the continuous function satisfies that
(4.5) where , and are also some real constants. The structural assumption of dissipativity usually results in an attractive set, that is, the solution always enters a bounded sphere after a finite time for any given initial values. Dissipativity is a typical characteristic of many nonlinear systems and is widely used in many practical models [19, 20].
Before presenting the main result of this section, we recall below an important inequality.
Lemma 4.1.
Remark 4.2.
Inequality (4.6) is a key tool in analyzing the asymptotic behavior of fractional differential equations. The original version was proposed by Aguila-Camacho, Duarte-Mermoud, and Gallegos [1, Lemma 1, Remark 1] for differentiable functions, and it was later extended by Trinh and Tuan [11, Theorem 2] to Caputo fractionally differentiable functions.
Theorem 4.3.
(i) Let be solution of (4.1) with the stability conditions (4.2)–(4.3). Assume that , and . We then have the contractive stability inequality
(4.7) |
where , denotes the solution for the perturbed problem with the initial function , and the parameter is the unique solution of the following equation
(4.8) |
Moreover, we have the Mittag-Leffler stablilty as .
(ii) Let be solution of (4.1) with the dissipative conditions (4.4)–(4.5). Assume that , , and . Then, for any , the following estimate hold
(4.9) |
where and the parameter is the unique solution of the following equation
(4.10) |
Further, the F-NFDEs in (4.1) are dissipative, i.e., for any given , the ball is an absorbing set, where . The Mittag-Leffler dissipativity rate is given by as .
Proof.
Consider the auxiliary functions From the definitions, it is easy to see that , which implies that for the constant . It follows from (4.11) that
(4.12) |
On the other hand, we have , which yields that for . We now get the coupled time fractional inequalities on and as
(4.13) |
The expected estimates are derived from the generalized fractional Halanay inequality in Theorem 2.4.
Concluding remarks
This paper presents a generalized fractional Halanay-type coupled inequality, which serves as both a natural extension and a strengthened version of several existing results in the literature. By combining this new inequality with the positive representation approach, we derive an asymptotic stability criterion for a class of fractional-order linear coupled systems with constant delays. To the best of our knowledge, this method offers a novel approach to studying the stability theory of fractional-order delay systems. As another application, we establish the dissipativity and contractility of time fractional neutral functional differential equations. For the key control parameter in the Mittag-Leffler function, its strict negativity can be more concisely proven.
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