Foldable fans, cscK surfaces and local K-moduli
Abstract.
We study the moduli space of constant scalar curvature Kähler surfaces around the toric ones. To this aim, we introduce the class of foldable surfaces : smooth toric surfaces whose lattice automorphism group contain a non trivial cyclic subgroup. We classify such surfaces and show that they all admit a constant scalar curvature Kähler metric (cscK metric). We then study the moduli space of polarised cscK surfaces around a point given by a foldable surface, and show that it is locally modeled on a finite quotient of a toric affine variety with terminal singularities.
1. Introduction
The construction of moduli spaces of varieties is a central problem in complex geometry. Pioneered by Riemann, the case of moduli spaces of curves is now fairly well understood. In higher dimension however, the situation becomes much more delicate. Indeed, iterated blow-ups (see e.g. [25, Example 4.4]) or the presence of non-discrete automorphisms induce non-separatedness in moduli considerations. It is then remarkable that despite their very simple combinatorial description, toric surfaces are subject to those two issues, and typically correspond to pathological points in the moduli space of surfaces. In this paper, we will show that when one restricts to constant scalar curvature Kähler (cscK) surfaces, the moduli space enjoys a very nice structure near its toric points.
Our motivation to restrict to cscK surfaces comes from the Yau–Tian–Donaldson conjecture (YTD conjecture, see [53, 48, 13]) which predicts that the existence of a constant scalar curvature Kähler metric (cscK metric for short) on a given polarised Kähler manifold should be equivalent to (a uniform version of) K-polystability. In the Fano case, the proof of this conjecture led to the recent construction of the moduli space of K-polystable Fano varieties by Odaka and Li–Wang–Xu [38, 30, 31] (see [48, 4, 9, 49] for the YTD conjecture and also [52, Part II] and reference therein for a historical survey on the related moduli space). Moreover, from Odaka’s work [36, 37], in the canonically polarised case, K-stability is equivalent to having semi-log canonical singularities, a class that was successfully introduced to construct the so-called KSBA moduli space (see [25] for a survey on moduli of varieties of general type). While a general algebraic construction of a moduli space for K-polystable varieties seems out of reach at the moment, on the differential geometric side, Dervan and Naumann recently built a separated coarse moduli space for compact polarised cscK manifolds [12], extending Fujiki and Schumacher’s construction that dealt with the case of discrete automorphism groups [15] (see also Inoue’s work on the moduli space of Fano manifolds with Kähler–Ricci solitons [22]).
However, it seems to the author that the Fano case, and its log or pair analogues, are the only sources of examples for those moduli spaces, when non–discrete automorphism groups are allowed (see also the discussion in [12, Example 4.16] that may lead to further examples via moduli of polystable bundles). Restricting to surfaces, moduli spaces of Kähler–Einstein Del Pezzos were explicitly constructed in [39]. Our focus will then be on the moduli space of polarised cscK surfaces, and its geometry around points corresponding to the toric ones. Given that they satisfy the YTD conjecture by Donaldson’s work [13], toric surfaces draw a lot of attention (see e.g. [14, 29, 27, 50, 41, 54, 2, 55, 8, 42, 1]), and they appear as natural candidates to test the general machinery on (compare also with [23, 40, 19]). As the full classification of cscK toric surfaces is yet to be carried out, we will consider a subclass whose fans carry further symmetries, which we introduce now.
Definition 1.1.
Let be a rank two lattice and a complete smooth fan in . The fan is called foldable if its lattice automorphism group contains a non-trivial cyclic subgroup. The associated toric surfaces will be called foldable surfaces.
In order to understand this class of surfaces amongst the toric ones, we show that all crystallographic groups arise as lattice automorphism groups of two dimensional smooth fans (see Section 3.1):
Proposition 1.2.
Let be a rank two lattice and a complete smooth fan in . Then is isomorphic to one of the groups in the following set
Moreover, any group in the above list is isomorphic to the lattice automorphism group of some complete two dimensional smooth fan.
In Proposition 1.2, we denote the cyclic group of order by and the dihedral group of order by . We make a distinction between and by assuming that acts via on while acts through a reflection (see Section 3.1). Then, from Proposition 1.2, a complete and smooth two dimensional fan in is foldable if and only if is not isomorphic to or . The associated class of toric surfaces then provides a wide class of examples of cscK surfaces (see Proposition 3.13) :
Proposition 1.3.
Let be a foldable surface. Then admits a cscK metric in some Kähler class.
This result relies on the classification of foldable surfaces (Section 3.2) and an application of Arezzo–Pacard–Singer and Székelyhidi’s blow-up theorem for extremal Kähler metrics [3, 47]. Similar arguments were used in [50] to show that any toric surface admits an iterated toric blow-up with a cscK metric.
Remark 1.4.
To our knowledge, all known examples of toric cscK surfaces are foldable (see e.g. [50] for a family of examples with unbounded Picard rank, and [51] for a complete classification of polarised cscK toric surfaces up to Picard rank ). It would be interesting to produce examples of non foldable toric cscK surfaces.
Our main result shows that the moduli space of polarised cscK surfaces, which is known to be a complex space [15, 12], is quite well behaved around a foldable one, as it is locally modeled on a finite quotient of a toric terminal singularity (see Section 4.3 for a definition of this class of singularities that originated in the MMP).
Theorem 1.5.
Let be a polarised cscK foldable surface with fan in , and let . Denote by the corresponding point in the moduli space of polarised cscK surfaces. Then, there are :
-
(i)
A Gorenstein toric affine -variety with at worst terminal singularities,
-
(ii)
Open neighborhoods and of respectively (the image of) the torus fixed point and of ,
such that and are isomorphic as pointed complex spaces.
This result sheds some light on the singularities that may appear on the moduli space of polarised cscK surfaces. Note that by [5, Theorem 4], the good moduli space of smooth K-polystable Fano manifolds of fixed dimension and volume has klt type singularities (see Section 4.3 for definitions). Also, a combination of Braun, Greb, Langlois and Moraga’s work on GIT quotients of klt type singularities [5, Theorem 1], together with the construction of Dervan and Naumann’s moduli space for cscK polarised manifolds [12, Section 3], directly implies that the moduli space of polarised cscK surfaces has klt type singularities around its toric points (see Proposition 2.3). Hence, Theorem 1.5 provides a refinement of Proposition 2.3, showing that, up to a finite covering, the toric structure is locally preserved on the moduli space, and that the singularities are terminal, at a foldable point. On the other hand, one may not expect such a nice structure at toric boundary points of a (still hypothetical) compactification . Indeed, the local structure of the K-moduli space of Fano varieties was studied around singular toric varieties in [23, 40, 19], where much wilder phenomena were observed, mainly due to the existence of obstructed deformations.
Remark 1.6.
Remark 1.7.
Due to cohomology vanishings for toric surfaces, the germ of the moduli space of polarised cscK surfaces at a toric point does not depend on the chosen cscK polarisation. See however [43] for local wall-crossing type phenomena when the polarisation is pushed away from the cscK locus of the Kähler cone.
Remark 1.8.
Theorem 1.5 provides another instance where canonical Kähler metrics, or K-polystability, turns useful in moduli problems. We would like to mention two other approaches to produce moduli spaces for (or around) toric varieties. In [34], a notion of analytic stack is introduced to produce moduli spaces of integrable complex structures modulo diffeomorphisms. Those spaces carry more information, as they classify a wider class of varieties, but are typically non-separated. In another direction, leaving the classical setting to the non-commutative one, quantum toric varieties admit moduli spaces which are orbifolds, see [24].
We proceed now to an overview of the proof of Theorem 1.5. If is a cscK foldable surface, relying on [45, 12] and an observation in [41], the deformation theory of is entirely encoded by the set of unobstructed polystable points in under the action of , the latter being reductive by Matsushima and Lichnerowicz’s theorem [33, 32]. Nill’s study of toric varieties with reductive automorphism groups [35] then shows that either is isomorphic to or in which case it is rigid, or , where is the torus of . Then, by Ilten’s work [21], , so that locally, the moduli space we are after is given by (a neighborhood of the origin in) the GIT quotient , where . Thanks again to [21], the deformation theory of toric surfaces is explicitly described in terms of their fan, and the affine toric variety in Theorem 1.5 can be explicitly computed. The proof of Theorem 1.5 then goes as follows. By a classification result (see Lemma 4.3), can be obtained by successive -equivariant blow-ups of some “minimal” models in a list of toric surfaces. We then use the combinatorial description of toric terminal singularities (see e.g. [10, Section 11.4]) to prove the result for surfaces in that list. Then, using convex geometry, we show that the desired properties for the local moduli space are preserved after the -equivariant blow-ups, and hold around .
Remark 1.9.
In Section 4.4, we produce an example of a toric surface such that and the quotient is not -Gorenstein. We do not know whether this surface carries a cscK metric. If not, the expectation is that the theory should be extended to smooth pairs where is a snc divisor, considering singular or Poincaré type cscK metrics, such as in [1].
The paper is organised as follows. In Section 2, we settle the necessary background material on cscK manifolds. Then, Section 3 is devoted to the classification of foldable surfaces and the proofs of Proposition 1.2 and Proposition 1.3. In Section 4, we carry over the construction of the local moduli spaces, and prove Theorem 1.5. Finally, in Section 5.1, we provide maps between the local moduli spaces and speculate about their Weil–Petersson geometry, while in Section 5.2 we discuss the higher dimensional case.
Notations
We will use the notations from [10]. For a toric variety , stands for its automorphism group, and the connected component of the identity. We denote the torus of , the lattice of its one parameter subgroups, with dual lattice and pairing , for . The fan of will be denoted (or ) and letters will be used for cones in . For , is the set of -dimensional cones in . For , we let , and similarly . Finally, may be used to refer to the toric variety associated to .
Acknowledgments
The author would like to thank Ruadhaí Dervan and Cristiano Spotti for answering his questions on moduli of cscK manifolds and for several helpful comments, as well as Ronan Terpereau for stimulating discussions on the topic. The author is partially supported by the grants MARGE ANR-21-CE40-0011 and BRIDGES ANR–FAPESP ANR-21-CE40-0017.
2. Background on cscK metrics and their moduli
Let be a compact Kähler manifold with Kähler class . We will give a very brief overview on extremal metrics and their deformations, and refer the reader to [18, 46] for a more comprehensive treatment.
2.1. Extremal Kähler metrics
Extremal Kähler metrics were introduced by Calabi [6] and provide canonical representatives of Kähler classes. They are defined as the critical points of the so-called Calabi functional, that assign to each Kähler metric in the -norm of its scalar curvature. They include as special cases of interest cscK metrics and thus Kähler–Einstein metrics. The following obstruction to the existence of a cscK metric is due to Matsushima and Lichnerowicz [33, 32].
Theorem 2.1 ([33, 32]).
Assume that carries a cscK metric. Then the automorphism group of is reductive.
Later on, Futaki discovered another obstruction to the existence of a cscK metric on : the vanishing of the so-called Futaki invariant [16, 17]. Moreover, from [7], an extremal Kähler metric in the Kähler class is cscK precisely when the Futaki invariant vanishes. Together with Arezzo–Pacard–Singer and Székelyhidi’s results on blow-ups of extremal Kähler metrics, we deduce the following existence result for toric surfaces :
Theorem 2.2 ([3, 47]).
Let be a smooth polarised toric surface with cscK metric . Let be a set of torus fixed points, and a finite subgroup such that :
-
(i)
The set is -invariant,
-
(ii)
The class is -invariant,
-
(iii)
The adjoint action of on has no fixed point but zero.
Then, there is such that carries a cscK metric in the class for , where stands for the blow-down map and is the exceptional locus of .
Proof.
From [3, 47], there is such that admits an extremal Kähler metric for . We only need to show the vanishing of the Futaki invariant . This will follow from its equivariance, as already used in [44, Proposition 2.1]. Denote . By and , lifts to a subgroup of , such that is -invariant. Then, by equivariance of (see e.g. [17, Chapter 3] or [28, Section 3.1]), together with , we deduce , which concludes the proof. ∎
2.2. Local moduli of polarised cscK manifolds
A moduli space for polarised cscK manifolds has been constructed in [12], generalising the results in [15] by taking care of non-discrete automorphisms by mean of [45, 22]. This space is Hausdorff and endowed with a complex space structure. It is a coarse moduli space in the following sense : its points are in bijective correspondence with isomorphism classes of polarised cscK manifolds and for any complex analytic family of polarised cscK manifolds ( stands for the relative polarisation of ), there is an induced map where is the reduction of . In what follows, we will restrict to the connected components corresponding to the moduli space of polarised cscK surfaces, still denoted by . Roughly, is constructed by patching together local moduli spaces parameterised by , the set of polarised cscK surfaces, each being obtained as some open set in an analytic GIT quotient . Our case of interest is when is a cscK toric surface. We then extract from [12] the following proposition :
Proposition 2.3.
Let be a polarised cscK toric surface. Then the local moduli space is given by an open neighborhood of in the GIT quotient
In particular, its singularities are of klt type.
By GIT quotient in this affine setting, we mean the good categorical quotient
where stands for the ring of regular functions on . We refer to Section 4.3 for the definition of klt type singularities.
Proof.
From [12, Section 3], is given by an open neighborhood of in the analytic GIT quotient , where stands for the complexification of the isometry group of the cscK metric in , and where is the smallest -invariant Stein space containing small integrable infinitesimal polarised deformations of (see [45] for the construction of the space ). As noticed in [41, Lemma 2.10], by Bott–Steenbrink–Danilov’s vanishing of and (see [10, Theorem 9.3.2]), the vector space is -equivariantly isomorphic to . Also, for a toric surface, is a linear algebraic group, so that , as the Lie algebra of has no parallel vector field (see [18, Chapter 2]). Finally, by [21, Corollary 1.5], so that any small element of is integrable. Altogether, we obtain the first part of Proposition 2.3. The statement about klt type singularities follows directly from [5, Theorem 1]. ∎
3. Foldable toric surfaces
Let be a rank two lattice and be a fan in , with associated toric surface . We will assume to be smooth, that is each cone is generated by elements in that form part of a -basis, and to be complete, i.e.
Hence, is a smooth and compact toric surface.
3.1. Lattice automorphisms and fans
We will be interested in automorphism groups of smooth toric surfaces. Denote by the torus of , and by the group of lattice automorphisms of . Recall that is the subgroup of consisting in elements such that the induced isomorphisms send bijectively to . By a result of Demazure [11, Proposition 11], the automorphism group of is a linear algebraic group isomorphic to
where is a quotient of . We will later on be interested in the GIT quotient of by , assuming to admit a cscK metric. A combination of Matsushima and Lichnerowicz’s obstruction together with Nill’s work on toric varieties with reductive automorphism group [35] implies :
Proposition 3.1.
Assume that admits a cscK metric. Then either
or
Proof.
As and are rigid, we will focus now on the case
and characterise the possible finite groups that arise as lattice automorphism groups of rank two complete fans.
Lemma 3.2.
Let , and denote by the order of . Then
Moreover, the complex linear extension of to is conjugated (in ) to the following :
-
(1)
If , then ,
-
(2)
If and , then ,
-
(3)
If and , then ,
-
(4)
If , then ,
-
(5)
If , then ,
-
(6)
If , then ,
where we denoted by and by the equivalence relation given by conjugation, and where we used an isomorphism .
The proof is an elementary exercise in linear algebra. We include it for convenience of the reader.
Proof.
Fix and isomorphism and identify with an element of . The characteristic polynomial of
then reads
On the other hand, Jordan’s normal form for the -linear extension of implies that it is conjugated (in ) to
for and . As is both invertible and of finite order, we deduce that and is conjugated to
Moreover, , so that and are -th roots of unity in . On the other hand, by conjugation invariance, we also have
as and
If and belong to , that is if , then we are done. If not, at least one of or is not real, and thus and must be complex conjugated roots of . Hence
but also
so that
Hence
from which the result follows easily. ∎
Recall that we denote by the cyclic group of order and by the dihedral group of order . We then have :
Proposition 3.3.
The group is isomorphic to one of the groups in the following set
Proof.
As is finite, we can fix an -invariant euclidean metric on (again considering the -linear extension of ). Then, by the classification of finite subgroups of the group of orthogonal transformations of the plane, we deduce that is isomorphic to or , for some . As those groups admit elements of order , by Lemma 3.2, the result follows. ∎
Remark 3.4.
This proposition simply recovers the well known classification of crystallographic groups in dimension .
We will now show that all the above listed groups arise as lattice automorphism groups of rank two complete smooth fans. Note that and will be distinguished by the fact that their generator is in the first case and a reflection in the second case. Consider then the following fans in , where we denote by the standard basis of .
Example 3.5.
Let be the -th Hirzebruch surface, that is the total space of the fibration
Note that . Then, up to isomorphism, the fan of is described by
As an example, admits the fan description of Figure 1, that we will denote by . In this figure, and the one that follow, the dots represent the lattice points, and we only represent the ray generators of the complete two dimensional fan.
Example 3.6.
Here are the fans and of and respectively (the numbering of the fans is motivated by Proposition 3.8 below).
Example 3.7.
Recall that blowing-up a smooth toric surface along a torus fixed point produces a new smooth toric surface. By the orbit cone correspondence, such a fixed point corresponds to a two dimensional cone
in the fan of the blown-up surface, and the fan of the resulting surface is obtained by adding the ray generated by to the set of rays of the initial surface (see [10, Chapter 3, Section 3]). By iterated blow-ups, we obtain the following fans.
The following is a two points blow-up of and at the same time a three points blow-up of .
Here are further examples to complete our classification of lattice automorphism groups of rank two complete smooth fans. The first one is a single blow-up of , that cancels the symmetry of .
The next one is obtained from by blowing-up in a -equivariant way (recall that ).
The third one is obtained from the fan of by three successive blow-ups of three distinct fixed points, in a symmetric way.
The next one is obtained by two successive blow-ups of at four fixed points.
The last one is obtained from by two successive blow-ups at six fixed points.
Proposition 3.8.
Let . Then we have
and
Proof.
The proof is straightforward, although a bit tedious, so we will only give a sketch of it. Fix an orientation of , and pick a two dimensional cone of (the proof goes the same for ). Let . Then . Moreover, maps the two facets of to the two facets of . As the fan is explicitly described, for each possible , we deduce the possible matrix coefficients for :
For any possible , one can then explicitly compute the images of the rays of by . They should all belong to , and this enables to select the allowed ’s for to be a lattice automorphism of . The result then follows easily. ∎
Remark 3.9.
One can also show similarly that for any Hirzebruch surface with , and with fan , one has .
3.2. Classification of foldable surfaces
We first recall the definition :
Definition 3.10.
We will say that a smooth and complete two dimensional fan is foldable if its lattice automorphism group contains a non-trivial cyclic group. A foldable surface is a toric surface whose fan is foldable.
We now proceed to a partial classification of foldable toric surfaces. Notice that if , then we can find a -action on , faithfull as soon as .
Definition 3.11.
A -equivariant blow-up of is a blow-up of along a -orbit of torus fixed points. We will say that a smooth toric surface is obtained from by successive -equivariant blow-ups if there is a sequence of -equivariant blow-ups :
Denote by the toric surface associated to the fan of Figure , that is the blow-up of at its three torus fixed points.
Proposition 3.12.
Let be a foldable surface with fan . Assume that contains a subgroup isomorphic to , .
-
•
If , then is obtained from by successive -equivariant blow-ups,
-
•
If , then is obtained from by successive -equivariant blow-ups,
-
•
If , then is obtained from by successive -equivariant blow-ups.
Proof.
Through its representation
the subgroup of acts on by rotations (once an invariant euclidean metric is fixed), hence has no fixed points. We deduce that the action of on is free, and then divides , the number of rays of . If , then from the classification of toric surfaces (see e.g. [10, Chapter 10]) we must have
In that situation, if , then . If , then for some . By Remark 3.9, we see that . We will see shortly that if , then .
So we may assume that , and that divides . By the classification of toric surfaces, we know that is obtained by successive blow-ups from , , or from . Then, there is a ray in generated by the sum of two primitive elements
generating adjacent rays and in (that is both and belong to ). By linearity, for any we have
hence we can contract the -orbit of the torus invariant divisor associated to and obtain a smooth toric surface whose fan still admits as a subgroup of its lattice symmetry group. By induction, we obtain the result. ∎
From the classification, we obtain the following proposition.
Proposition 3.13.
Let be a foldable surface. Then admits a cscK metric.
4. The local cscK moduli around a foldable surface
Let be a smooth and complete toric surface with fan and one parameter subgroups lattice . We will denote by the primitive elements of that generate the rays
labeled in the counterclockwise order, so that for each , is a positively oriented -basis of , and , with the convention .
4.1. Deformation theory of toric surfaces
The action of the torus on naturally induces a representation of on
We will denote by
the associated weight space decomposition. From [21, Corollary 1.5], for each weight :
(1) |
Example 4.1.
We will provide explicit examples of weight space decompositions for , when is the smooth toric surface associated to a foldable fan. First, , and are rigid, as can be checked directly using Formula (1). In those cases, . Then, denote by the foldable toric surface associated to the fan of Figure 4. We also introduce the foldable toric surfaces and associated to the following fans :
Set . Testing the conditions in Formula (1) for each ray generator gives
(2) |
where stands for a -dimensional weight representation of .
Remark 4.2.
One can check by unraveling the isomorphisms used in [21, Section 1] that the -action on induces an action on the coordinates of , with two orbits given by
where , for , stand for generators of the weight space . Similarly, the (resp. ) action on (resp. ) induces a transitive action on the coordinates of (resp. ).
4.2. The toric GIT quotient
We will assume from now on that carries a cscK metric, so by Proposition 3.1, we have
We will set
From Proposition 2.3, the local moduli space of polarised cscK surfaces around is given by a neighborhood of the origin in the GIT quotient of by . Assume now that is foldable. To prove Theorem 1.5, it is then enough to show that the GIT (or categorical) quotient
is toric, Gorenstein and terminal. We will end this section by showing that is indeed an affine toric variety. We first need the following lemma, where by we mean that there is an injection of in .
Lemma 4.3.
One of the following holds :
-
•
If is rigid, then .
-
•
If is not rigid and , or is obtained from or by successive -equivariant blow-ups.
-
•
If is not rigid and , or is obtained from by successive -equivariant blow-ups.
Recall that , and were defined in Example 4.1.
Proof.
Note that by Example 4.1, , and are rigid. If is not one of those three foldable surfaces, then from Proposition 3.12, either it belongs to , or is obtained from by successive -equivariant blow-ups, where for and for . From [21, Corollary 1.6], injects in . Hence from the computations of Example 4.1, we see that is not rigid, and the result follows. ∎
Proposition 4.4.
The GIT quotient inherits the structure of a normal toric affine variety.
Although the proof is straightforward, we should warn the reader that our setting is slightly different from the standard quotient construction of toric varieties (see e.g. [10, Chapter 5]), as the weight spaces may have dimension greater than , and the quotient map (see the proof below) may send several rays to the same one. This detailed proof will also settle the necessary notations for the following section.
Proof.
If , then there is nothing to prove. We then assume that is not rigid. From Lemma 4.3, is obtained from by successive -equivariant blow-ups, where , for suitable .
Denote by and by the lattice of one parameter subgroups of acting on by multiplication on each coordinate :
The -module structure of is then equivalent to the injection , or the lattice monomorphism
defined by
where the ’s run through all the weights in the weight space decomposition of (with multiplicities when ). The fact that is injective comes again from the injection (cf [21, Corollary 1.6]) and the explicit computation of in Example 4.1. We then consider the quotient
where we identify with by abuse of notation. We claim that is again a lattice, that is is saturated in . If , for , then this can be checked directly using the description of in Example 4.1. If is a blow-up of , then , so that can be written , where
is the injection corresponding to the weight space decomposition of , with
for . Then, the fact that is saturated in implies that is saturated in . Thus, we have a short exact sequence of lattices
(3) |
where
denote the quotient map.
Introduce the basis of dual to the coordinates of the weight spaces . It corresponds to a -basis of , still denoted . The cone
satisfies
where
Consider the cone of :
(we will still denote by and their -linear extensions). Our goal is then to show that is isomorphic to the affine toric variety defined by . We first need to prove that has the required properties to define such a variety. The cone clearly is rational, convex and polyhedral. We now prove that is strictly convex, that is
So let . Then there is such that . We deduce that
We will then show that
(4) |
which implies by strict convexity of . Notice that it is enough to show (4) for . Indeed, using the decomposition as before, if
then
where is the cone corresponding to . If
(5) |
by injectivity of , we deduce and then . Remains to prove (5), which follows again from the explicit descrition of the weights of the action on . For example, if , and if
then by definition of we deduce
and thus . The cases are similar. We just proved that is a strongly convex rational polyhedral cone, and thus defines an affine toric variety.
We now claim that
with
It is equivalent to show
The latter equality follows easily from the definitions. Indeed, considering the dual sequence to (3),
(6) |
for , if , then
This proves the claim, and the result follows. ∎
4.3. Singularities
We keep the notations from the previous section (see in particular the proof of Proposition 4.4). Our goal here is to conclude the proof of Theorem 1.5, by showing that is Gorenstein and terminal. Let us first recall the definitions of those notions, and their combinatorial characterisation in the toric case.
Definition 4.5.
Let be a normal toric variety111Being normal is not required in the most general definition of Gorenstein singularities. However, we will only deal with normal toric varieties, that are rational [10, Theorem 11.4.2], hence Cohen–Macaulay, which is usually required to define Gorenstein singularities.. Then is Gorenstein if the canonical divisor is Cartier (-Gorenstein if is -Cartier). In that case, has terminal singularities if there is a resolution of singularities such that if we set
where the ’s are distinct irreducible divisors, then for all , we have .
One can check that the above definition doesn’t depend on the choice of resolution. Terminal singularities play an important role in the minimal model program, being the singularities of minimal models. Their logarithmic version turned out very useful as well. Recall that a log pair is a normal variety together with an effective -divisor with coefficients in . A log resolution for a log pair is a resolution of singularities such that the exceptional locus of is of pure codimension and the divisor has simple normal crossing.
Definition 4.6.
Let be a log pair such that is -Cartier (the pair is then called -Gorenstein). In that case, has klt singularities if there is a log-resolution such that if we set
where the ’s are distinct irreducible divisors, then for all , we have . Following [5], we will say that a normal variety is of klt type if there exists an effective -divisor such that is a -Gorenstein log pair with klt singularities.
At that stage, from [5, Theorem 1], we know that is of klt type. Also, by [10, Corollary 11.4.25 ], if is Gorenstein, then it has log terminal singularities, meaning that the pair is klt. We will give a direct proof that it is actually Gorenstein with terminal singularities, using the following characterisation from [10, Proposition 11.4.12] (where we use the notation for the primitive generator of a ray in ).
Proposition 4.7.
Consider the affine toric variety associated to the rational strictly convex polyhedral cone . Then
-
•
is Gorenstein if and only if there exists such that for all , .
-
•
In that case, has terminal singularities if and only if the only lattice points in
are given by its vertices.
Proposition 4.8.
The affine toric variety is Gorenstein and has terminal singularities.
Proof.
We will exclude the rigid cases, and as in the proof of Proposition 4.4, assume that is obtained from by successive -equivariant blow-ups, where , for suitable .
We use the characterisation in Proposition 4.7, and first need to describe the rays of and their primitive generators. Note that by construction, the rays of belong to the set . Let be such a ray. We claim that is primitive in . The argument is similar to the one used to prove strict convexity in the proof of Proposition 4.4. Suppose by contradiction that there is , , and such that . Notice that there is such that
(7) |
By injectivity of , if , then hence . This is absurd as is primitive. So we may assume . Similarly, using Equation (5), we may assume as well that and . Hence must have at least one positive and one negative coordinate in the basis . As , we can write
with or . Then, from Equation (7), has exactly one coordinate equal to , while its other non-zero coordinates are all less or equal to . A case by case analysis using the description of in Equation (2) (cf Example 4.1) shows that this is impossible (for , use the fact that the weight spaces are -dimensional).
We will then prove that there is such that
which implies that is Gorenstein. So let . Set
Then,
where we used the basis to produce the coordinates of . Hence, it is equivalent to show that
which by definition of is equivalent to
where ’s are the weights describing the -action on . This is where we use that is foldable. The -action on naturally induces a -action on , and on the weights ’s. As contains a non-trivial cyclic group, there is an element of order with no fixed point but . This element generates a cyclic group that acts freely on . Hence
where we picked a single element in each orbit under this action. As , we have
so that for each orbit
We then deduce the existence of the required , and that is Gorenstein.
We proceed to the proof of the fact that has terminal singularities. Let
As described above, we may fix a subset of
as a set of ray generators for . Let given by
with
and
assuming when is not in our fixed chosen set of ray generators. Assume that there is with . We need to show that and for . By assumptions on the ’s, it is enough to show that for all . As , there exists such that
and then there is such that
By injectivity of again, we only need to consider the case when and (as if for all then and ). Hence, we reduced ourselves to study the case when . We will use again the explicit descriptions of the ’s from Example 4.1. For , we find the system
from which we obtain
and
Together with
we deduce that all those linear combinations of the ’s equal or , with at least one that is non zero. Using , we then deduce that and the result follows in that case. The cases and are similar, so we will only treat . In that case, one checks that
so we can pick the ray generators for . The description of then implies
hence and the result follows. ∎
4.4. Examples
We first provide two examples of local moduli spaces and then an example of a quotient that is not -Gorenstein, for a smooth toric surface.
4.4.1. A smooth example :
We consider the toric variety which is the quotient of by (recall the definition of in Example 4.1, and that ). As seen in the proof of Proposition 4.8, the generators of in that case can be taken to be and , so that is isomorphic to the cone
Then,
and the -action on (see Remark 4.2), descends to a -action on generated by a reflection
Hence, we conclude that the local moduli space is modeled on
4.4.2. A singular example :
Let’s consider now , given by the GIT quotient of by . We can pick isomorphisms and
such that the map is given by
and the map by
Hence, is the toric variety associated to the cone
where are given by the columns of the matrix . Using Sage Math, we find
with the ideal whose set of generators is given by
This toric affine variety is singular (it is not even simplicial). The -action descends to a -action on . This action is induced by a representation
and a set of generators for this action is given by
where the first matrix represents an element of order and the second one a reflection. The final quotient provides a singular example of local moduli space.
4.5. A non–Gorenstein example
We produce here an example of a toric surface with , and a non -Gorenstein toric variety. For this, simply blow-up in a single point to produce the fan on the following page :
As is blown-up from , we have . One can also check that we actually have . Moreover, the arguments in Section 4.2 go through, and we find that if were cscK, then its local moduli space would be modeled on the GIT quotient of by . A direct computation again, using the method in Section 4.1, provides the weight space decomposition
Given that the sum of the weights that appear in this decomposition doesn’t vanish, the quotient is not -Gorenstein (see the proof of Proposition 4.7).
5. Discussion and perspectives
5.1. Relations between local moduli and Weil–Petersson metrics
We will discuss in this section the fact that the local moduli spaces we considered are related by toric fibrations. Assume that is a -equivariant blow-up between two foldable toric surfaces. We keep the notations from previous sections, using the subscript to refer the the spaces associated to . From [21, Corollary 1.6], the corresponding space injects in . It is a straightforward exercise to check that we have the following commutative diagram :
where the first vertical arrow is the identity and the last two are surjective. By construction, one sees that the surjective map is compatible with and , and induces a toric locally trivial fibration whose fiber is itself an affine toric variety. The whole construction is -equivariant, and provides maps between the associated local moduli spaces (up to shrinking the neighborhoods we considered).
The cscK metric on lives in the class , where is cscK on , is small and the ’s stand for the exceptional divisors of the blow-up. It would be interesting to understand the behaviour of the associated Weil–Petersson metrics on the local moduli spaces as constructed in [12] when goes to zero. It seems natural to expect that the volume of the fibers of the fibration go to zero, so that would converge in Gromov–Hausdorff sense to .
5.2. Higher dimensional case
Many features that hold for toric surfaces fail in higher dimension. First, even when it is reductive, the identity component of the automorphism group of a non-rigid toric variety will not a priori be isomorphic to the torus (see [35]). Then, from dimension , toric varieties may be obstructed (see [20]). Finally, the toric MMP (that produces the classification of toric surfaces) produces singular varieties in general. So our main ingredients to prove Theorem 1.5 do not generalise, a priori, in higher dimension.
Nevertheless, it would be interesting to study what goes through the new difficulties. We expect the right extension of the notion of foldable fans in higher dimension to be fans whose lattice automorphism group admit a subgroup that acts with no fixed point. This raises several questions :
-
(1)
Do all crystallographic groups arise as lattice automorphism groups of smooth complete fans?
-
(2)
Do all foldable toric varieties admit a cscK metric?
-
(3)
Are foldable toric varieties unobstructed?
-
(4)
What are the singularities of the moduli space of cscK metrics around cscK foldable toric varieties?
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