Focusing nonlocal nonlinear Schrödinger equation with asymmetric boundary conditions: large-time behavior
Abstract.
We consider the focusing integrable nonlocal nonlinear Schrödinger equation
with asymmetric nonzero boundary conditions: as , where is an arbitrary constant. The goal of this work is to study the asymptotics of the solution of the initial value problem for this equation as . For a class of initial values we show that there exist three qualitatively different asymptotic zones in the plane. Namely, there are regions where the parameters are modulated (being dependent on the ratio ) and a central region, where the parameters are unmodulated. This asymptotic picture is reminiscent of that for the defocusing classical nonlinear Schrödinger equation, but with some important differences. In particular, the absolute value of the solution in all three regions depends on details of the initial data.
Key words and phrases:
nonlocal nonlinear Schrödinger equation, Riemann–Hilbert problem, large-time asymptotics2010 Mathematics Subject Classification:
Primary: 35Q53; Secondary: 37K15, 35Q15, 35B40, 35Q51, 37K401. Introduction
In the present paper we consider the initial value problem for the focusing nonlocal nonlinear Schrödinger (NNLS) equation (we denote a complex conjugate of by )
(1.1a) | ||||||
(1.1b) | ||||||
with asymmetric nonzero boundary conditions: | ||||||
(1.1c) |
for some .
The NNLS equation
The integrable NNLS equation was obtained by M. Ablowitz and Z. Musslimani as a nonlocal reduction of the Ablowitz-Kaup-Newell-Segur system [AMP]. This equation satisfies the -symmetric condition [BHH], i.e., and are its solutions simultaneously. Thus the NNLS equation is related to the non-Hermitian quantum mechanics [BB, EMK18]. Also this equation has connections with the theory of magnetism, because it is gauge equivalent to the complex Landau-Lifshitz equation [GA, R21]. Finally, the NNLS equation is an example of a two-place (Alice-Bob) system [Lou18, LH17], which involves the values of the solution at not neighboring points, and .
The NNLS equation admits exact solutions with distinctive properties. It has both bright and dark soliton solutions [SMMC], in contrast to its local counterpart, the classical nonlinear Schrödinger (NLS) equation. The simplest one-soliton solution of (1.1a) on zero background has, in general, periodic (in time) point singularities [AMP], so the solution becomes unbounded at these points. Different types of exact solutions with various backgrounds can have such isolated blow-up points in the plane. For example, solitons with nonzero boundary conditions [ALM18, AMFL, GP, HL16, LX15, RSs], rogue waves [YY20] and breathers [San18]. Other important exact solutions of the NNLS equation are given in, e.g., [MS20, MS18, XCLM19].
Initial value problems
The initial value problem (1.1a)-(1.1b) with nonzero background , as was firstly considered in [ALM18]. It was shown that remains bounded as only in two cases: or . Thus bounded (with respect to ) boundary conditions can be either as or as . The inverse scattering transform method for problems with these two boundary values was developed in [ALM18], where it was shown that the two problems have different continuous spectra. Namely, if as , the continuous spectrum consists of the real line and a vertical band , which is reminiscent of the problem for the classical (local) focusing NLS equation on a symmetric [BK14] or step-like [BKS11] background. For , , the continuous spectrum lies on the real line and has a gap , as in the problem for the defocusing NLS equation with symmetric nonzero boundary conditions [DPMV13, IU88, ZS73]. Another interesting feature of problem (1.1) is that the boundary functions are not exact solutions of the NNLS equation. It is in sharp contrast with the local problems, where for the well-posedness it is necessary that the boundary conditions satisfy the equation.
Long-time asymptotics
The long-time asymptotics for the defocusing NLS equation with nonzero boundary conditions manifests important nonlinear phenomena, including solitons [CJ16, V02, ZS73], rarefaction waves, shock waves, and various plane wave type regions [B89, EGGK, FLQ, IU86, J15]. These developments motivate us to study the asymptotics of problem (1.1) and to highlight its qualitative differences with that for the defocusing NLS equation on a nonzero background, which has a similar spectral picture. We also compare the long-time asymptotic behavior of (1.1) to that for the Cauchy problem for (1.1a) with boundary conditions as , which is considered in [RS21PD].
Methods
The main technical tool used in this paper is the inverse scattering transform method, which allows us to express the solution of (1.1) in terms of the solution of an associated Riemann–Hilbert problem. The jump matrix of this problem depends on the parameters only via oscillating exponents, so we can apply the Deift and Zhou nonlinear steepest descent method [DZ, DIZ] (see also [DVZ94, DVZ97] for its extensions) to get the asymptotics of the Riemann–Hilbert problem and, therefore, of the solution of (1.1).
Organization of the paper
The article is organized as follows. In Section 2 we develop the inverse scattering transform method for (1.1) and formulate the basic Riemann–Hilbert problem. We also get the one-soliton solution by using the Riemann–Hilbert approach. Section 3 contains our main results, Theorems 3.2 and 3.4, on the long-time asymptotic behavior of . More precisely, we present the asymptotics in the “modulated regions” () in Theorem 3.2, and in the central “unmodulated region” () in Theorem 3.4. Finally, we discuss the transition inside the unmodulated region as . Theorem 3.9 presents the large time asymptotics with fixed , in which case .
2. Inverse scattering transform method
The inverse scattering transform formalism for problem (1.1) was first developed in [ALM18]. Here we perform the direct and inverse analysis in a different way, in particular we define the inverse transform in terms of an associated Riemann–Hilbert problem formulated in the complex plane of the spectral parameter entering the standard Lax pair equations for the NNLS equation (1.1a).
2.1. Direct scattering
The NNLS equation (1.1a) is the compatibility condition of the following system of linear equations [AMP] (the “Lax pair”)
(2.1a) | ||||
(2.1b) |
where is the third Pauli matrix, is a matrix-valued function, is the spectral parameter, and and are given in terms of as follows:
(2.2) |
where , , and .
Assuming that
we introduce the matrix valued functions , as the solutions of the following linear Volterra integral equations ()
(2.3) |
Here and are the limits of as :
(2.4) |
where
(2.5) |
The kernels , are defined in terms of functions , and as follows:
(2.6) |
where
(2.7) |
and
(2.8) |
Here, the functions and are defined for as the branches fixed by the large asymptotics:
(2.9) |
We denote by and the limiting values of the corresponding function as approaches (oriented from to ) from the left/right side (and similarly for ). In particular, for , with . Observe that is entire with respect to for all , , and .
Since is real for , the integral in (2.1) converges for such . Let denote the -th column of a matrix , , and . Then we can define , , and , on the cut as the limiting values from and , respectively:
(2.10) |
and
(2.11a) | |||
(2.11b) |
Moreover, when the solution converges exponentially fast to its boundary values, we can define , , and , for by integral equations similar to (2.1) and (2.11), respectively.
Proposition 2.1 (properties of ).
and have the following properties.
(i) The columns and are analytic for and continuous for , where is identified with , for .
and have the following behaviors at and :
(ii) The columns and are analytic for and continuous for , where and are identified with and for .
and have the following behaviors at and :
(iii) The functions , defined by
(2.12) |
are the (Jost) solutions of the Lax pair (2.1) satisfying the boundary conditions
(2.13) |
where .
(iv) for .
(v) The following symmetry relations hold:
(2.14a) | |||
and | |||
(2.14b) |
where is the first Pauli matrix.
Moreover, when , and , exist (e.g., when converges exponentially fast to its boundary values), they satisfy the following conditions:
(2.15) |
2.2. Spectral functions
The Jost solutions and of the Lax pair (2.1) are related by a matrix independent of and , which allows us to introduce the scattering matrix as follows:
(2.18) |
or, in terms of , ,
(2.19) |
From the symmetry relations (2.14a) it follows that can be written as
(2.20) |
Note that due to the Schwarz symmetry breaking for the solutions , , see (2.14a), the values of for and for are, in general, not related. In particular, this implies that and can have different numbers of zeros in the corresponding complex half-planes.
Relation (2.19) implies that , , and can be found in terms of the initial data alone via the following determinants:
(2.21a) | ||||||
(2.21b) | ||||||
(2.21c) |
From (2.21) and Proposition 2.1 (i) and (ii) we conclude that , , and have the following large behaviors:
Defining and for as the limits of and from and respectively, we have
(2.22) |
Moreover, when the initial data converges exponentially fast to its boundary values, we can define , and for by taking the corresponding limits in (2.21):
(2.23a) | ||||||
(2.23b) | ||||||
(2.23c) |
The symmetry relations (2.14) yield the following symmetries of the spectral functions:
(2.24) |
whereas (2.15) implies that
(2.25) |
From Proposition 2.1 (iv), (2.12), and (2.18) it follows that , , and satisfy the determinant relations:
(2.26) |
Finally, we point out that , , and are as .
Proposition 2.2 (pure step initial data).
Consider problem (1.1) with initial data
(2.27) |
for some and . Introduce
(2.28) |
which is defined in and is fixed by the asymptotics as . Define
(2.29) |
Then the spectral functions associated with this problem have the following form, according to the sign of :
-
(i)
For ,
(2.30a) (2.30b) (2.30c) -
(ii)
For ,
(2.31) -
(iii)
For ,
(2.32a) (2.32b) (2.32c)
Proof.
See Appendix A. ∎
Remark 2.3.
Note that for any , , , and have no jump across . Also, if we take the limits in the expressions of the spectral functions for and , we arrive at (2.31).
Remark 2.4.
The scattering map associates to
-
(i)
the spectral functions and , ,
-
(ii)
the discrete data, which are the zeros of , and the associated norming constants.
In studying initial value problems for integrable nonlinear PDEs, the assumptions about these zeros usually rely on properties of the discrete spectrum associated with step-like initial data involving prescribed boundary values, like (1.1c) (see, e.g., [BKS11, BM17, IU86, J15, RS21CIMP]). Alternatively, the discrete spectrum can be added to the formulation of the associated Riemann–Hilbert problem for studying the evolution of more general initial data, which includes solitons [CJ16, V02, ZS73].
In the present paper we consider initial data which are characterized in spectral terms and which are motivated by the pure step initial data with . Namely, we make the following assumptions.
2.3. Riemann–Hilbert problem
Taking into account the analytical properties of the columns of the matrices , (see Proposition 2.1 (i) and (ii)), we define the sectionally holomorphic matrix as follows:
(2.35) |
By Assumptions 2.5, and have no zeros in the corresponding half-planes and thus the matrix does not have poles in . From the scattering relation (2.19), the symmetries (2.14b), and the relations (2.25) it follows that satisfies a multiplicative jump condition:
(2.36a) | |||
Here and below and denote the nontangental limits of as approaches the contour from the left and right sides, respectively (here, the real line is oriented from to ). The jump matrix has the following form: | |||
(2.36b) | |||
with the reflection coefficients | |||
(2.36c) |
Remark 2.6.
If can be analytically continued into a band containing , we can also define in this band. Then in view of (2.25), and therefore does not have a jump across . From the determinant relation (2.26) it follows that , so can have simple zeros at . This takes place, e.g., for pure step initial data (2.27) (see [J15]*Section 3).
In view of Proposition 2.1 (i) and (ii), and Assumptions 2.5, has weak singularities at :
(2.37) |
Also it has the normalization condition for large :
(2.38) |
where is the identity matrix. Finally, satisfies the following conditions at :
(2.39a) | |||
(2.39b) |
where and were introduced in (2.33), and are defined as follows:
Remark 2.7.
If can be analytically continued into a band, the norming constants can be found in terms of as follows: and .
Thus we arrive at the following basic Riemann–Hilbert (RH) problem:
Basic RH problem.
Using standard arguments based on Liouville’s theorem, it can be shown that the solution of this RH problem is unique, if it exists.
The solution of the initial value problem (1.1) can be found from the large expansion of the solution of the basic RH problem (follows from (2.1a)):
(2.40) |
Thus both and can be found from evaluated for .
Remark 2.8.
Since the jump matrix satisfies the condition
(2.41) |
the solution of the basic RH problem satisfies the following symmetry conditions (see [RSs]*(2.55)):
(2.42) |
2.4. One-soliton solution
The one-soliton solution of the focusing NNLS equation satisfying boundary conditions (1.1c) was obtained in [HL16]*Section 4, by using the Darboux transformation and in [ALM18]*Section 3 via the inverse scattering transform method. Here we rederive this soliton solution using the Riemann–Hilbert approach. Consider the basic RH problem in the reflectionless case, i.e., with :
(2.43a) | ||||||
(2.43b) | ||||||
(2.43c) |
and with conditions at of type (2.39):
(2.44a) | ||||
(2.44b) |
for some , with .
In the reflectionless case, the spectral functions and are as follows (see the trace formula in [ALM18]*Section 3):
(2.45) |
From (2.45) we have (see (2.33)), which implies that
(2.46) |
The jump and singularity conditions (2.43a) and (2.44) imply that the solution of the RH problem above can be written in the form
(2.47) |
where is defined in (2.7) and with some matrix . On the other hand, conditions (2.44) imply that can be written as follows:
(2.48) |
with some scalars , , and a matrix-valued function . Then, using the relation and
(2.49) |
we conclude that , , and are independent of . Moreover,
(2.50) |
Thus is independent of and has the form
(2.51) |
with . Finally, using (2.40) and the notation from (2.46), we obtain the exact one-soliton solution as follows (see [ALM18]*(3.106) and [HL16]*(17)):
(2.52) |
3. Long-time asymptotic analysis
3.1. Signature table
Introduce the phase function as follows:
(3.1) |
As noticed above, we can consider only. In terms of , the exponentials in (2.36b) have the form or , and the following transformations of the basic RH problem are guided by the signature structure of .
Since as , the large behavior of the signature table for is the same as for . Though the equation has two zeros for all :
(3.2) |
the signature table of involves only, see Figures 3.2 and 3.2. Namely, one can distinguish two cases:


3.2. Modulated regions
Taking into account the signature structure of for (see Figure 3.2), we will use two different triangular factorizations of the jump matrix for (cf. [DIZ, J15, RS21PD]):
(3.4a) | |||
and | |||
(3.4b) |
For getting rid of the diagonal factor in (3.4a), we introduce the scalar function as the solution of the following RH problem:
(3.5) | ||||||
The jump function in (3.5) is, in general, complex valued for , which is an important difference comparing with the problems for the local equations, where it is real [BKS11, BM17, DZ, J15]. The nonzero imaginary part of is responsible for the singularity (or zero, depending on the sign) of at the endpoint , which follows from the integral representation for (cf. [RS21PD]):
(3.6) |
Integrating by parts one concludes that
(3.7) |
where
(3.8) | ||||
(3.9) | ||||
(3.10) |
To obtain the asymptotics in the modulated regions (see Theorem 3.2 below) we need an additional assumption on the spectral functions (cf. [RS21PD]):
Assumption 3.1 (on the spectral functions and ).
(3.11) |
This implies that and, consequently, has a square integrable singularity at .
3.2.1. 1st transformation
Using the function we make the following transformation of :
(3.12) |
Then solves the following RH problem:
(3.13a) | ||||||
(3.13b) | ||||||
(3.13c) | ||||||
(3.13d) |
where the jump matrix has the form
(3.14) |
Moreover, satisfies singularity conditions at :
(3.15a) | ||||
(3.15b) |
3.2.2. 2nd transformation
Now we are able to get off the real axis and to obtain a RH problem which can be approximated, as , by an exactly solvable problem. We assume that the reflection coefficients , can be continued into a band containing the real axis (this takes place, for example, when converges exponentially fast to its boundary values).
Define as follows (compare with in [RS21PD] and in [J15]):
where , are displayed in Figure 3.4. Let be the contour also shown in Figure 3.4. Then solves the following RH problem:
(3.16a) | |||||
(3.16b) | |||||
(3.16c) | |||||
(3.16d) |
where, using the relations and for , one finds that
(3.17) |
Using the equalities as with , , and (see Remark 2.7), direct calculations show that as , . Similarly, it can be shown that as , . Thus the RH problem for , in contrast to that for , does not involve any singularity conditions at .


In view of the signature table of (see Figure 3.2), the jump matrix decays to the identity matrix for , uniformly outside any neighborhood of the stationary phase point . Arguing as, e.g., in [RS21PD]*Section 3.2, we eliminate in the jump for by introducing the scalar function
(3.18) |
This function satisfies the jump condition
(3.19) |
and is bounded at . In order to recover from the solution of the RH problem, we need the large asymptotics of :
(3.20) |
Substituting (3.6) into , we have that
(3.21a) | |||
(3.21b) |
where is given by (3.10) and .
3.2.3. 3rd transformation
Using , we define as follows
(3.22) |
Then satisfies the following RH problem with constant jump across :
(3.23a) | |||||
(3.23b) | |||||
(3.23c) | |||||
(3.23d) |
with
(3.24) |
Since is bounded at , we have as . Thus, similarly to the RH problem for , the RH problem for does not involve any singularity conditions at .
The solution of the Cauchy problem (1.1) can be expressed in terms of as follows:
(3.25a) | ||||||
(3.25b) |
3.2.4. Model RH problem
Arguing as in [RS21PD], the RH problem for can be approximated by a model RH problem whose contour is and whose jump matrix is constant. Using (3.25), we are able to obtain an asymptotics of including at least the first decaying term [RS21PD]. For the sake of brevity, we present here, in Theorem 3.2 below, the leading (non-decaying) terms only.
Theorem 3.2 (modulated regions ).
Remark 3.3.
In contrast to the plane wave regions for problems for the defocusing NLS equation [B89, EGGK, IU86, J15], the modulus of the main term in (3.26) depends on the direction . Notice that the absolute value of the main term of the asymptotics in the plane wave regions [RS21PD] and the so-called “modulated constant” regions [RSs, RS21CIMP] in problems for the NNLS equation with nonzero symmetric and step-like boundary conditions also depends on the direction .
3.3. Central region ()
For this region, in contrast to the modulated regions (see Section 3.2), the sign-changing critical point lies on the cut (see Figure 3.2). Since does not vanish on the cut ( for and for ), we are able to obtain the asymptotics with exponential precision (see [IU86] and [J15]*Section 5.5). Moreover, no additional conditions on the winding of the argument are needed, because in the central region there is no need to deal with a model problem on the cross.
3.3.1. 1st transformation
The first transformation is similar to that in the modulated region, but with instead of (cf. (3.12)):
(3.27) |
Then solves a RH problem similar to that in the modulated regions, but with, in general, a strong singularity at . The form of this singularity depends on whether the quantity is equal to zero or not (see Remark 2.6). Here we only consider the most complicated case, when .
Using the results of [G66]*Sections 8.1 and 8.5 about the behavior of Cauchy-type integrals at the end points and the relation , we have that
(3.28) |
where is analytic in a neighborhood of . Since
and , we obtain the following behavior of at :
(3.29) |
where is given by (3.10) and is bounded at . Then has the following behavior at :
(3.30) |
3.3.2. 2nd transformation
Further, we define as in Section 3.2.2 for the modulated wave case, but with domains , displayed in Figure 3.4. In that case (see Figure 3.4) the points of intersection and of the real axis with and , then with and are simply chosen such that . Since has a simple zero at , choosing for in the second column of as and for in the first column of as (see (3.30)) we obtain the behavior (3.30) for with . Moreover, similarly to Section 3.2, lies on the boundary of the domains and and thus turns to be bounded at as well.
3.3.3. 3rd transformation
3.3.4. Model RH problem
Taking into account that , (see Figure 3.4) approaches exponentially fast the identity matrix (as ), uniformly with respect to , we arrive at the following asymptotics for :
(3.32a) | ||||||
(3.32b) |
with some , and where is analytic in and solves the following RH problem with constant jump matrix across the contour :
(3.33a) | |||||
(3.33b) | |||||
(3.33c) |
From (2.17) it follows that . Combining this with (3.32), we arrive at
Theorem 3.4 (unmodulated regions ).
Remark 3.5.
The asymptotics in the central (unmodulated) regions is established without additional restrictions on the winding of the argument of the spectral data (cf. Theorem 3.2 and, e.g., [RS21PD, RS21CIMP]). To the best of our knowledge, it is the first discovered zone for nonlocal integrable equations where the asymptotics of the solution does not depend on the behavior of the argument of a dedicated spectral function.
Remark 3.6.
The asymptotics of for and does not depend on the direction . However, both and depend on the initial data through .
The central region can be compared with the central plateau zone for the defocusing NLS equation, where the asymptotics is also obtained with exponential precision, but the modulus of the solution does not depend on the initial data [B89, EGGK, IU86, J15].
Remark 3.7.
3.4. Transition at
In this section we analyse the asymptotics of the solution as . For this, we consider with fixed and .
3.4.1. First transformations
We perform three transformations of the basic RH problem similar to those made in Section 3.3. However, since , we choose the contour (see Figure 3.5) such that its points of intersection and with the real axis satisfy .

3.4.2. Model RH problem
The solution of the RH problem relative to the contour (see Figure 3.5) can be approximated by the solution of a model problem, which is as follows (cf. (2.43) and (2.44)):
(3.36a) | ||||||
(3.36b) | ||||||
(3.36c) |
with singularity conditions at :
(3.37a) | |||
(3.37b) |
Indeed, writing
(3.38) |
satisfies the following RH problem on the contour :
(3.39a) | ||||||
(3.39b) | ||||||
(3.39c) |
where , can be uniformly estimated with exponentially small error for large :
(3.40) |
with some which does not depend on . It follows that for all such that (see (2.51)),
(3.41) |
where is independent of and
(3.42) |
with and given by (3.6) and (3.18), respectively. From (3.36) and (3.41) we conclude that and can be found in terms of the solution as follows:
(3.43a) | ||||||
(3.43b) |
Then, arguing as in Section 2.4, we can explicitly solve the RH problem for and thus arrive at
Theorem 3.9 (transition at ).
Remark 3.11.
The main term of the asymptotics in (3.44) is continuous at only if and satisfies one of the two conditions:
-
•
and with ,
-
•
(without condition on ).
Appendix A Proof of Proposition 2.2
Proof of item (ii).
Proof of item (i).
For the initial data with , from the integral representations (2.1) we have that
(A.1) |
and that the and entries of for satisfy the following integral equations:
(A.2a) | |||||
(A.2b) |
where
(A.3) |
with given in (2.7). The entries and can be expressed in terms of and as follows:
(A.4a) | |||||
(A.4b) |
In order to find , we first solve the integral equations (A.2) and then substitute the solutions into (A.4) with . Using the equality , equation (A.2a) can be reduced to the following Cauchy problem for a linear ordinary differential equation:
(A.5) |
The solution of (A.5) has the form
(A.6) |
where , , are given by (2.28) and (2.29) respectively. Then, substituting (A.6) into (A.4a) and using the relations , and , we obtain:
(A.7) |
Proof of item (iii).
Let the entries of the matrix satisfy (A.2) and (A.4) for (recall that here ). Then from the integral representation for , see (2.1), we conclude that the entries of can be found via as follows:
(A.11) |
Therefore, using the expressions for the entries of the matrix obtained in the proof of item (i), we obtain . Since , from (A.10) and (A.11) we have (2.32).