This paper was converted on www.awesomepapers.org from LaTeX by an anonymous user.
Want to know more? Visit the Converter page.

Floquet second-order topological insulators in non-Hermitian systems

Hong Wu School of Physical Science and Technology, Lanzhou University, Lanzhou 730000, China    Bao-Qin Wang School of Physical Science and Technology, Lanzhou University, Lanzhou 730000, China    Jun-Hong An [email protected] School of Physical Science and Technology, Lanzhou University, Lanzhou 730000, China
Abstract

Second-order topological insulator (SOTI) is featured with the presence of (d2)(d-2)-dimensional boundary states in dd-dimension systems. The non-Hermiticity induced breakdown of bulk-boundary correspondence (BBC) and the periodic driving on systems generally obscure the description of non-Hermitian SOTI. To prompt the applications of SOTIs, we explore the role of periodic driving in controllably creating exotic non-Hermitian SOTIs both for 2D and 3D systems. A scheme to retrieve the BBC and a complete description to SOTIs via the bulk topology of such nonequilibrium systems are proposed. It is found that rich exotic non-Hermitian SOTIs with a widely tunable number of 2D corner states and 3D hinge states and a coexistence of the first- and second-order topological insulators are induced by the periodic driving. Enriching the family of topological phases, our result may inspire the exploration to apply SOTIs via tuning the number of corner/hinge states by the periodic driving.

I Introduction

Topological insulators (TIs) are intriguing phases that are insulators in their dd-dimensional bulk but conductors on their (d1)(d-1)-dimensional boundaries due to the formation of gapless boundary states among the gapped bulk energy bands Hasan and Kane (2010). The boundary states are characterized by the topology of bulk bands Chiu et al. (2016), which is called bulk-boundary correspondence (BBC). Recently, TIs have been extended to nnth-order cases Benalcazar et al. (2017a, b); Langbehn et al. (2017); Song et al. (2017); Schindler et al. (2018); Imhof et al. (2018), which is featured with the presence of (dn)(d-n)-dimensional boundary states Kunst et al. (2018); Călugăru et al. (2019); Ezawa (2018); Geier et al. (2018); Okugawa et al. (2019); Slager et al. (2015). The second-order TI (SOTI) is identified by corner states in 2D systems Fan et al. (2019); Chen et al. (2019); Xie et al. (2019); Pelegrí et al. (2019); Fukui (2019); Ren et al. (2020); Park et al. (2019); Zeng et al. (2020); Chen et al. (2020); Wu et al. (2020a); Sheng et al. (2019) and hinge states in 3D ones Hsu et al. (2018); Pozo et al. (2019); Li and Sun (2020); Fang and Cano (2020); van Miert and Ortix (2018); Khalaf (2018); Queiroz and Stern (2019). With the advances of non-Hermitian physics in optical Zeuner et al. (2015); Hodaei et al. (2017) and acoustic Gao et al. (2020); Zhu et al. (2018) systems, non-Hermitian topological phases have attracted much attention Yao et al. (2018); Yokomizo and Murakami (2019); Lee et al. (2019); Borgnia et al. (2020); Okuma et al. (2020); Helbig et al. (2020); Weidemann et al. (2020) due to their diverse applications in laser Harari et al. (2018), invisible media Regensburger et al. (2012), and sensing Hodaei et al. (2017); Chen et al. (2017). A unique character of non-Hermitian SOTIs Zhang et al. (2019); Luo and Zhang (2019) is that the nontopologically protected bulk states are also localized at the corner/hinge, which is called skin effect Martinez Alvarez et al. (2018); Liu et al. (2019a); Ezawa (2019); Edvardsson et al. (2019). It causes the breakdown of BBC. To solve this problem, the generalized Brillouin zone (GBZ) Liu et al. (2019a); Ezawa (2019) and the biorthogonal expectation value Edvardsson et al. (2019) have been proposed.

Periodic driving has become a versatile tool in artificially creating novel topological phases in systems of ultracold atoms Eckardt (2017); Meinert et al. (2016), photonics Rechtsman et al. (2013); Cheng et al. (2019), superconductor qubits Roushan et al. (2017), and graphene McIver et al. (2020). Changing symmetry and inducing effective long-range hoppings Tong et al. (2013); Xiong et al. (2016); Liu et al. (2019b), it offers systems an engineered dimension. Parallel to the SOTIs in static systems, the ones in periodic systems are called Floquet SOTIs. Many intriguing features of them absent in static systems have been synthesized by periodic driving in Hermitian systems Bomantara et al. (2019); Peng and Refael (2019); Seshadri et al. (2019); Hu et al. (2020); Ghosh et al. (2020); Huang and Liu (2020); Rodriguez-Vega et al. (2019); Nag et al. (2019); Plekhanov et al. (2019). To prompt their applications, the creation of exotic non-Hermitian SOTIs in a controllable way via periodic driving is desired. However, the interplay between the skin effect and the periodic driving makes it hard to characterize the Floquet SOTIs. First, it has been revealed in Hermitian systems that Floquet SOTIs are associated with not only the zero-mode corner/hinge states but also the π/T\pi/T-mode ones, which are insufficient to be described by the topological invariants in static systems Bomantara et al. (2019); Peng and Refael (2019); Seshadri et al. (2019); Hu et al. (2020); Ghosh et al. (2020); Huang and Liu (2020); Rodriguez-Vega et al. (2019). Second, the reconstructed symmetries by periodic driving Tong et al. (2013) make it hard to apply the well developed method to recover BBC in static systems Liu et al. (2019a); Ezawa (2019); Edvardsson et al. (2019), where symmetries play an important role Song et al. (2019), to the periodic cases. Floquet SOTIs are studied only in the special case without skin effect Pan and Zhou (2020). Thus, a complete description to the non-Hermitian Floquet SOTIs is lacking.

In this Letter, we investigate the Floquet SOTIs in the non-Hermitian systems. The GBZ method developed in static systems is successfully generalized to recover the BBC in our periodically driven systems. For the 2D system, the recovery of the chiral symmetry by the proposed similarity transformations permits us to define a pair of mirror-graded winding numbers to describe zero- and π/T\pi/T-mode corner states, whose relationship to the real-space quadrupolar moment is further uncovered. For the 3D system, the Floquet SOTIs are characterized by the mirror Chern number. Exotic non-Hermitian phases of a widely tunable number of 2D corner states and 3D hinge states and a coexistence of first- and second-order TIs, which are hard to present in natural materials, are found in both systems. Filling the blank of theoretical description to the SOTIs of the periodically driven non-Hermitian systems, our results pave the way to apply the non-Hermitian SOTIs via efficiently controlling the numbers of corner/hinger states.

Refer to caption
Figure 1: (a) Schematic illustration of an N×NN\times N square lattice with an intercell hopping rate λ\lambda and nonreciprocal intracell ones v±γv\pm\gamma. The dashed lines denote the hopping rates with a π\pi-phase difference from their solid counterparts. (b) Phase diagram characterized by the quadrupole moment PP in the absence of the periodic driving. (c) Energy spectrum in the disk geometry and winding number 𝒲\mathcal{W} when γ=0.4λ\gamma=0.4\lambda. The inset of (b) shows the probability distribution of one of the four zero-mode states when v=0.8λv=0.8\lambda. We use N=20N=20.

II 2D non-Hermitian system

We consider a non-Hermitian fermionic system on an N×NN\times N square lattice with nonreciprocal intracell hopping rates [see Fig. 1(a)]. Its Hamiltonian reads Liu et al. (2019a)

H2D=𝐧{(vγ)[c𝐧,1(c𝐧,3c𝐧,4)+(c𝐧,3+c𝐧,4)c𝐧,2]\displaystyle H_{\text{2D}}=\sum_{\mathbf{n}}\{(v-\gamma)[c^{{\dagger}}_{\mathbf{n},1}(c_{\mathbf{n},3}-c_{\mathbf{n},4})+(c^{{\dagger}}_{\mathbf{n},3}+c^{{\dagger}}_{\mathbf{n},4})c_{\mathbf{n},2}]
+(v+γ)[(c𝐧,3c𝐧,4)c𝐧,1+c𝐧,2(c𝐧,4+c𝐧,3)]+λ[c𝐧,1\displaystyle~{}+(v+\gamma)[(c^{{\dagger}}_{\mathbf{n},3}-c^{{\dagger}}_{\mathbf{n},4})c_{\mathbf{n},1}+c^{{\dagger}}_{\mathbf{n},2}(c_{\mathbf{n},4}+c_{\mathbf{n},3})]+\lambda[c^{{\dagger}}_{\mathbf{n},1}
×(c𝐧+x^,3c𝐧+y^,4)+c𝐧,2(c𝐧y^,3+c𝐧x^,4)+H.c.]},\displaystyle~{}\times(c_{\mathbf{n}+\hat{x},3}-c_{\mathbf{n}+\hat{y},4})+c^{{\dagger}}_{\mathbf{n},2}(c_{\mathbf{n}-\hat{y},3}+c_{\mathbf{n}-\hat{x},4})+\rm{H.c.}]\},~{}~{}~{} (1)

where c𝐧,jc^{{\dagger}}_{\mathbf{n},j} (j=1,2,3,4j=1,2,3,4) is the fermionic creation operator at the jjth sublattice of unit-cell site 𝐧=(nx,ny)\mathbf{n}=(n_{x},n_{y}), x^\hat{x} and y^\hat{y} are the unit vectors of the xx and yy directions, λ\lambda and v±γv\pm\gamma are the intercell and the nonreciprocal intracell hopping rates. The SOTI is characterized by the quadrupole moment. Inspired by its definition in Hermitian systems Wheeler et al. (2019); Kang et al. (2019) and the biorthogonal basis in non-Hermitian systems Song et al. (2019), we construct a non-Hermitian quadrupole moment in the disk geometry, i.e., the open boundary condition in both directions SMP . Figure 1(b) shows the phase diagram characterized by PP. It reveals a phase transition at |v|=γ2+λ2|v|=\sqrt{\gamma^{2}+\lambda^{2}}. When |v|<γ2+λ2|v|<\sqrt{\gamma^{2}+\lambda^{2}}, P=0.5P=0.5 signifies the formation of a SOTI. The real-space energy spectrum in Fig. 1(c) confirms the presence of a four-fold degenerate zero-mode state, which distributes at the corner [see the inset of Fig. 1(b)].

The corner nature of the zero-mode state is guaranteed by the symmetries of the system. Under the periodic boundary condition in xx and yy directions, we have H=𝐤𝐂𝐤2D(𝐤)𝐂𝐤H=\sum_{\bf k}{\bf C}_{\bf k}^{\dagger}\mathcal{H}_{\text{2D}}({\bf k}){\bf C}_{\bf k} with 𝐂𝐤=(c𝐤,1c𝐤,2c𝐤,3c𝐤,4){\bf C}^{\dagger}_{\bf k}=(\begin{array}[]{cccc}c_{{\bf k},1}^{\dagger}&c_{{\bf k},2}^{\dagger}&c_{{\bf k},3}^{\dagger}&c_{{\bf k},4}^{\dagger}\\ \end{array}) and

2D(𝐤)=(v+λcoskx)τxσ0(λsinkx+iγ)τyσz+(v+λcosky)τyσy+(λsinky+iγ)τyσx,\begin{split}\mathcal{H}_{\text{2D}}({\bf k})&=(v+\lambda\cos k_{x})\tau_{x}\sigma_{0}-(\lambda\sin k_{x}+i\gamma)\tau_{y}\sigma_{z}\\ &+(v+\lambda\cos k_{y})\tau_{y}\sigma_{y}+(\lambda\sin k_{y}+i\gamma)\tau_{y}\sigma_{x}\end{split}, (2)

where τi\tau_{i} and σi\sigma_{i} are Pauli matrices, and τ0\tau_{0} and σ0\sigma_{0} are identity matrices. Equation (2) possesses the mirror-rotation symmetry xy(kx,ky)xy1=(ky,kx)\mathcal{M}_{xy}\mathcal{H}(k_{x},k_{y})\mathcal{M}^{-1}_{xy}=\mathcal{H}(k_{y},k_{x}) with xy=[(τ0τz)σx(τ0+τz)σz]/2\mathcal{M}_{xy}=[(\tau_{0}-\tau_{z})\sigma_{x}-(\tau_{0}+\tau_{z})\sigma_{z}]/2 and the chiral symmetry 𝒮(𝐤)𝒮1=(𝐤)\mathcal{S}\mathcal{H}({\bf k})\mathcal{S}^{-1}=-\mathcal{H}({\bf k}) with 𝒮=τzσ0\mathcal{S}=\tau_{z}\sigma_{0} Liu et al. (2019a). Thus, its upper and lower bands are two-fold degenerate. The bands coalesce at the exceptional points when |v|=|λ±γ||v|=|\lambda\pm\gamma|, which do not match with the critical points of phase transition obtained under the open boundary condition. It is called the non-Hermiticity induced breakdown of the BBC Yao and Wang (2018).

The breakdown causes that we cannot use the well-defined Bloch band theory in Hermitian systems to characterize the non-Hermitian SOTIs. A non-Bloch band theory has been developed to recover the BBC in (𝐤~)\mathcal{H}(\tilde{\bf k}) by introducing the GBZ 𝐤~(kxilnr,kyilnr)\tilde{\bf k}\equiv(k_{x}-i\ln r,k_{y}-i\ln r) with r=[|(vγ)/(v+γ)|]1/2r=[|(v-\gamma)/(v+\gamma)|]^{1/2} SMP . Due to the mirror-rotation symmetry, the SOTIs are sufficiently described by (k~,k~)\mathcal{H}(\tilde{k},\tilde{k}) along the high-symmetry line k~x=k~yk~\tilde{k}_{x}=\tilde{k}_{y}\equiv\tilde{k} Liu et al. (2019a). Diagonalizing (k~,k~)\mathcal{H}(\tilde{k},\tilde{k}) into diag[+(k~),(k~)]\text{diag}[\mathcal{H}^{+}(\tilde{k}),\mathcal{H}^{-}(\tilde{k})] with α(k~)=𝐡α(k~)𝝈\mathcal{H}^{\alpha}(\tilde{k})={\bf h}^{\alpha}(\tilde{k})\cdot{\boldsymbol{\sigma}} and α=±\alpha=\pm, we can describe its bulk topology by the mirror-graded winding number 𝒲=(𝒲+𝒲)/2\mathcal{W}=(\mathcal{W}_{+}-\mathcal{W}_{-})/2. Here we define 𝒲α=i2π04πuαL|k|uαRuαL|uαR𝑑k\mathcal{W}_{\alpha}=\frac{i}{2\pi}\int_{0}^{4\pi}\frac{\langle u^{\text{L}}_{\alpha}\lvert\partial_{k}\lvert u^{\text{R}}_{\alpha}\rangle}{\langle u^{\text{L}}_{\alpha}\lvert u^{\text{R}}_{\alpha}\rangle}dk SMP , where |uαL,R\lvert u^{\text{L,R}}_{\alpha}\rangle are the right and left eigenstates of α(k~)\mathcal{H}^{\alpha}(\tilde{k}) Liu et al. (2019a). When |v|<γ2+λ2|v|<\sqrt{\gamma^{2}+\lambda^{2}}, the system has 𝒲=1\mathcal{W}=1 and hosts four degenerate corner states [see Fig. 1(c)]. It means that the quadrupole moment and the mirror-graded winding number can describe the static system equivalently.

III 2D Floquet SOTIs

Consider that the intercell hopping rate is periodically driven between two specific λ1\lambda_{1} and λ2\lambda_{2} in the respective time duration T1T_{1} and T2T_{2}

λ(t)={λ1=q1f,t[mT,mT+T1)λ2=q2f,t[mT+T1,(m+1)T),\lambda(t)=\begin{cases}\lambda_{1}=q_{1}f,~{}t\in[mT,mT+T_{1})\\ \lambda_{2}=q_{2}f,~{}t\in[mT+T_{1},(m+1)T)\end{cases}, (3)

where mm\in\mathbb{Z}, T=T1+T2T=T_{1}+T_{2} is the driving period, and λj\lambda_{j} are nondimensionalized into qjq_{j}. The system H(t)=H(t+T){H}(t)={H}(t+T) has no well-defined energy spectrum because the energy is not conserved. According to Floquet theorem, the one-period evolution operator UT=eiH2T2eiH1T1U_{T}=e^{-iH_{2}T_{2}}e^{-iH_{1}T_{1}} defines an effective Hamiltonian Heff=ilnUT/T{H}_{\text{eff}}=i\ln U_{T}/T whose eigenvalues are called quasienergies Sambe (1973). The topological properties of our periodic system are defined in such a quasienergy spectrum Tong et al. (2013). We can identify the Floquet SOTIs by calculating the non-Hermitian quadrupole moment from the real-space Heff{H}_{\text{eff}}. The real part of quasienergy is a phase factor defined modulus 2π/T2\pi/T, which leads to that the edge states in the periodic system can occur not only in the real part of quasienergy zero but also π/T\pi/T.

To establish the topological description to the Floquet SOTIs, we apply Floquet theorem to Eq. (2) in the momentum space and obtain eff(𝐤)\mathcal{H}_{\text{eff}}({\bf k}). It inherits the mirror-rotation symmetry, which suffices us to study the high-symmetry-line eff(k,k)=diag[eff+(k),eff(k)]\mathcal{H}_{\text{eff}}(k,k)=\text{diag}[\mathcal{H}^{+}_{\text{eff}}(k),\mathcal{H}^{-}_{\text{eff}}(k)] with effα(k)=iln[ei2α(k)T2ei1α(k)T1]/T\mathcal{H}_{\text{eff}}^{\alpha}(k)=i\ln[e^{-i\mathcal{H}^{\alpha}_{2}(k)T_{2}}e^{-i\mathcal{H}^{\alpha}_{1}(k)T_{1}}]/T. First, we can obtain from eff(k,k)\mathcal{H}_{\text{eff}}(k,k) that the phase transitions occur for k{k} and the parameters satisfying either SMP

TjEjα=njπ,nj,\displaystyle T_{j}E^{\alpha}_{j}=n_{j}\pi,~{}n_{j}\in\mathbb{Z}, (4)
or {𝐡¯1α𝐡¯2α=±1T1E1α±T2E2α=nπ,n\displaystyle\begin{cases}\underline{\mathbf{h}}^{\alpha}_{1}\cdot\underline{\mathbf{h}}^{\alpha}_{2}=\pm 1\\ T_{1}{E}^{\alpha}_{1}\pm T_{2}{E}^{\alpha}_{2}=n\pi,~{}n\in\mathbb{Z}\end{cases} (5)

at the quasienergy zero (or π/T\pi/T) if nn is even (or odd), where 𝐡¯jα=𝐡jα/Ejα\underline{\mathbf{h}}^{\alpha}_{j}=\mathbf{h}^{\alpha}_{j}/E^{\alpha}_{j} and Ejα=(𝐡jα𝐡jα)1/2E^{\alpha}_{j}=(\mathbf{h}^{\alpha}_{j}\cdot\mathbf{h}^{\alpha}_{j})^{1/2} are the complex eigen energies of jα(k)\mathcal{H}^{\alpha}_{j}(k) SMP . As the sufficient condition for the topological phase transition, Eqs. (4) and (5) supply a guideline to manipulate the driving parameters for Floquet engineering to various novel topological phases at will. Second, we can define proper topological invariants from eff(k,k)\mathcal{H}_{\text{eff}}(k,k) to characterize the zero- and π/T\pi/T-mode corner states. This is nontrivial because the chiral symmetry 𝒮\mathcal{S} is broken in eff(k,k)\mathcal{H}_{\text{eff}}(k,k) due to [1(k,k),2(k,k)]0[\mathcal{H}_{1}(k,k),\mathcal{H}_{2}(k,k)]\neq 0. We propose the following scheme to recover the symmetry. Two similarity transformations Gj=ei(1)jj(k,k)Tj/2G_{j}=e^{i(-1)^{j}\mathcal{H}_{j}(k,k)T_{j}/2} (j=1,2j=1,2) convert UTU_{T} into U~1\tilde{U}_{1} and U~2\tilde{U}_{2}. The effective Hamiltonians defined in U~j\tilde{U}_{j} via ~eff,j(k,k)ilnU~j/T\tilde{\mathcal{H}}_{\text{eff},j}(k,k)\equiv i\ln\tilde{U}_{j}/T recover the chiral symmetry Wu and An (2020). Then after introducing the GBZ, the winding numbers 𝒲j\mathcal{W}_{j} defined in ~eff,j(k~,k~)\tilde{\mathcal{H}}_{\text{eff},j}(\tilde{k},\tilde{k}) can topologically characterize the Floquet SOTIs. The numbers of the zero-mode and π/T\pi/T-mode corner states relate to 𝒲j\mathcal{W}_{j} as Asbóth et al. (2014)

N0=2|𝒲1+𝒲2|,Nπ/T=2|𝒲1𝒲2|.N_{0}=2|\mathcal{W}_{1}+\mathcal{W}_{2}|,~{}N_{\pi/T}=2|\mathcal{W}_{1}-\mathcal{W}_{2}|. (6)

As we will confirm later, the quadrupolar moment relates to the numbers N0N_{0} and Nπ/TN_{\pi/T} of the corner states as

P=12[(|N0|+|Nπ/T|)mod  2].P={1\over 2}\left[(|N_{0}|+|N_{\pi/T}|)\,\,\text{mod}\,\,2\right]. (7)

It has been used to define the Z2Z_{2} index for quantum spin Hall systems Roy (2009).

IV Numerical results

To reveal the distinguished role of the periodic driving in inducing novel SOTIs, we plot in Fig. 2 the quasienergies in cylinder (i.e., open boundary condition only in the xx direction) and disk geometries. The quasienergies in cylinder geometry in Fig. 2(a) show a gapped phase, while the corresponding ones in disk geometry in Fig. 2(b) show the formation of four degenerate π/T\pi/T-mode corner states. It reveals a Floquet topological phase trivial in the first order but nontrivial in the second order, which is similar to the conventional SOTIs Benalcazar et al. (2017a); Schindler et al. (2018). Figures 2(c) and 2(d) show an anomalous phase which supports not only a SOTI in disk geometry but also a first-order topological insulator in cylinder geometry. Such coexistence of the first- and second-order topological phase is absent in its original static Hamiltonian. It indicates that the periodic driving, as a useful tool in controlling phase transition, enables us to obtain exotic phases completely absent in its static counterpart.

Refer to caption
Figure 2: Quasienergies in the cylinder [(a),(c)] and disk [(b),(d)] geometries when T1=T2=1.6f1T_{1}=T_{2}=1.6f^{-1} in [(a),(b)] and 2.2f12.2f^{-1} in [(c),(d)]. The probability distributions of the edge/corner states are given in the insets. We use v=0.8fv=0.8f, γ=0.4f\gamma=0.4f, q1=1q_{1}=1, q2=0q_{2}=0, and N=20N=20.

Figure 3(a) shows the quasienergy spectrum in the disk geometry, which has a dramatic difference from the one in the momentum space [see the gray area of Fig. 3(a)]. It is the breakdown of the BBC. After mapping the conventional Brillouin zone (BZ) to the GBZ, we can retrieve the BBC and obtain the band-closing points from Eqs. (4) and (5). Because the eigenvalues of eff±(k~)\mathcal{H}^{\pm}_{\text{eff}}(\tilde{k}) are degenerate, it suffices to evaluate one of them. Using 𝐡j+(k~)=2(v+λjcosk~,iγ+λjsink~,0){\bf h}^{+}_{j}(\tilde{k})=\sqrt{2}(v+\lambda_{j}\cos\tilde{k},i\gamma+\lambda_{j}\sin\tilde{k},0) and focusing on v>γ>0v>\gamma>0, we have the band-closing conditions as follows.

Case I: Equation (4) results in that any kk satisfying

[2(κ2+λj2+2λjκcosk)]1/2Tj=njπ[2(\kappa^{2}+\lambda^{2}_{j}+2\lambda_{j}\kappa\cos k)]^{1/2}T_{j}=n_{j}\pi (8)

with κ=(v2γ2)1/2\kappa=(v^{2}-\gamma^{2})^{1/2} gives a phase transition.

Case II: 𝐡¯1𝐡¯2=±1\underline{\mathbf{h}}_{1}\cdot\underline{\mathbf{h}}_{2}=\pm 1 requires kk in k~\tilde{k} to be θ=0\theta=0 or π\pi. According to Eq. (5), we obtain that

2(|κ+λ1eiθ|T1±|κ+λ2eiθ|T2)=nθ,±π,\sqrt{2}(|\kappa+\lambda_{1}e^{i\theta}|T_{1}\pm|\kappa+\lambda_{2}e^{i\theta}|T_{2})=n_{\theta,\pm}\pi, (9)

for sgn[j=12(κ+eiθλj)]=±1\text{sgn}[\prod_{j=1}^{2}(\kappa+e^{i\theta}\lambda_{j})]=\pm 1 gives a phase transition.
It can be verified that the band closing points at T1=0.08fT_{1}=0.08f, 0.91f0.91f, 1.74f1.74f, and 2.57f2.57f in Fig. 3(a) can be analytically reproduced by Eq. (9) with n0,=0n_{0,-}=0, 11, 22, and 33. The Floquet SOTIs can be captured by the real-space quadrupole moment [see Fig. 3(b)]. However, as a Z2Z_{2} topological number, it characterizes only the parity not the explicit value of the number of the corner states. After recovering the chiral symmetry in ~eff,j\tilde{\mathcal{H}}_{\text{eff},j} by the similarity transformation GjG_{j}, we can define winding numbers 𝒲j\mathcal{W}_{j} in ~eff,j\tilde{\mathcal{H}}_{\text{eff},j} to realize this. The gray lines in Fig. 3(c) show the number of corner states by calculating 𝒲j\mathcal{W}_{j} in the conventional BZ. Although reflecting the band-closing behavior in the momentum space, the ill-defined topological numbers nonphysically take half integers Lee (2016) and are irrelevant to the corner states. However, the ones from the GBZ, which relate to PP in Fig. 3(b) according to Eq. (7), correctly count the numbers of the corner states [see the blue solid and red dashed lines in Fig. 3(c)].

To get a global understanding on the Floquet SOTIs, we plot in Fig. 4 the phase diagram in the T1T_{1}-T2T_{2} plane. It is remarkable to see that Floquet SOTIs with widely tunable numbers of corner states, which are much richer than the static case, are induced. Different types of phase boundaries are all analytically explainable by Eqs. (8) and (9) (see the caption of Fig. 4). This verifies the validity of the description of non-Hermitian Floquet SOTIs we developed. The result implies that we can manipulate the corner states at ease and on demand by the periodic driving. Being hard to realize in natural materials, such controllability favored by the periodic driving might inspire insightful application of the non-Hermitian SOTIs.

Refer to caption
Figure 3: Quasienergy spectra from the open (blue area) and periodic (gray area) boundary conditions (a), quadrupole moment (b), and numbers of the zero-mode [blue solid line in (c)] and π/T\pi/T-mode [red dashed line in (c)] corner states from the GBZ and the conventional BZ [gray lines in (c)] as the change of T1T_{1}. We use T2=0.7f1,v=1.2fT_{2}=0.7f^{-1},v=1.2f, γ=0.2f\gamma=0.2f, N=30N=30, and q1=q2=1.5fq_{1}=-q_{2}=1.5f.
Refer to caption
Figure 4: Phase diagram characterized by 𝒲1\mathcal{W}_{1} (a) and 𝒲2\mathcal{W}_{2} (b). The white solid lines are from Eqs. (8) with (n1,n2)(n_{1},n_{2}) labeled explicitly. The red dashed and the black dot-dashed lines are from Eqs. (9) with n0,=0,1,2,3n_{0,-}=0,1,2,3 and nπ,=0,1,2,3n_{\pi,-}=0,-1,-2,-3, respectively. The other parameters are the same as Fig. 3.
Refer to caption
Figure 5: Quasienergy spectra under the zz-direction open boundary condition with kx=kyk_{x}=k_{y} in (a) and the x,yx,y-direction open boundary condition in (b). The probability distributions of the corresponding surface and hinge states are shown in the insets. We use v=1.3fv=1.3f, γ=0.2f\gamma=0.2f, χ=χ=f\chi=\chi^{\prime}=f, q1=q2=1.5q_{1}=-q_{2}=1.5, T1=T2=0.6f1T_{1}=T_{2}=0.6f^{-1}, and N=15N=15.

V 3D Floquet SOTI

Generalizing Eq. (1) to the 3D layered structure by further considering the intracell hopping between the two neighboring layers in Fig. 1(a), we have its momentum-space Hamiltonian

3D(𝐤)\displaystyle\mathcal{H}_{\text{3D}}({\bf k}) =\displaystyle= 2D(𝐤)+χcoskz(τxσ0+τyσy)\displaystyle\mathcal{H}_{\text{2D}}({\bf k})+\chi\cos k_{z}(\tau_{x}\sigma_{0}+\tau_{y}\sigma_{y}) (10)
+2χsinkzτzσ0,\displaystyle+\sqrt{2}\chi^{\prime}\sin k_{z}\tau_{z}\sigma_{0},

where χ\chi and χ\chi^{\prime} are the intracell hopping rates between different and same sublattices of the two layers, respectively. The mirror-rotation symmetry xy\mathcal{M}_{xy} is respected. Thus the bulk topology is characterized by the high-symmetry-line (k,k,kz)\mathcal{H}(k,k,k_{z}), which can be diagonalized into diag[+(k,kz),(k,kz)\mathcal{H}^{+}(k,k_{z}),\mathcal{H}^{-}(k,k_{z})]. Its bulk topology is described by the mirror Chern number 𝒞=(𝒞+𝒞)/2\mathcal{C}=(\mathcal{C}_{+}-\mathcal{C}_{-})/2 with 𝒞α=14πBZ1E3/2𝐡α(k𝐡α×kz𝐡α)d2𝐤\mathcal{C}_{\alpha}=\frac{1}{4\pi}\int_{\text{BZ}}\frac{1}{E^{3/2}}\mathbf{h}^{\alpha}\cdot(\partial_{k}\mathbf{h}^{\alpha}\times\partial_{k_{z}}\mathbf{h}^{\alpha})d^{2}\mathbf{k} Schindler et al. (2018). For the static system, 𝒞\mathcal{C} only can be ±1\pm 1.

Besides the high controllability of hinge states to the 3D SOTIs, an exotic consequence delivered by the periodic driving (3) to Eq. (10) is the coexistence of the first- and second-order topological phases. The quasienergy spectrum under the zz-direction open boundary condition in Fig. 5(a) shows two chiral surface modes. This is a first-order topological phase with 𝒞=2\mathcal{C}=2, which is calculated from the traditional BZ due to the absence of skin effect in the zz direction. The corresponding quasienergy spectrum under the x,yx,y-direction open boundary condition in Fig. 5(b) hosts two chiral boundary modes, which corresponds to two four-fold degenerate hinge states under the three-direction open boundary condition [see the inset of Fig. 5(b)]. It signifies the formation of a 3D SOTI. After introducing the GBZ to recover the BBC, we obtain that the SOTI can be well described by its bulk topological number 𝒞=2\mathcal{C}=2. The result confirms the coexistence of the first- and second-order Floquet topological phases in the 3D non-Hermitian system. It has been recently found that such a phase can generate exotic higher-order Weyl semimetal Wang et al. (2020).

VI Conclusion

In summary, we have investigated the SOTIs in 2D and 3D periodically driven non-Hermitian systems. The complete description to the non-Hermitian Floquet SOTIs is established by introducing the GBZ to retrieve the BBC. Diverse exotic non-Hermitian topological phases of widely tunable numbers of 2D corner states and 3D hinge states and coexistence of the first- and second-order topological phases are induced by the periodic driving. For the 2D case, the relationship between the non-Hermitian quadrupolar moment and the mirror-graded winding numbers has been uncovered. Our result opens an avenue to artificially generate the exotic non-Hermitian SOTIs absent in natural material, which is useful in exploring their application. The observation of the SOTIs in the static case Imhof et al. (2018); Wu et al. (2020b); Mittal et al. (2019) and the Floquet topological phases in the non-Hermitian electric and optical systems Helbig et al. (2020); Weidemann et al. (2020) indicates that our result is realizable in the recent experimental state of the art.

VII Acknowledgments

The work is supported by the National Natural Science Foundation (Grant Nos. 11875150 and 11834005).

References