-purity and the -pure threshold
as invariants of linkage
Abstract.
The generic link of an unmixed radical ideal is radical (in fact, prime). We show that the squarefreeness of the initial ideal and -purity are, however, not preserved along generic links. On the flip side, for several important cases in liaison theory, including generic height three Gorenstein ideals and the maximal minors of a generic matrix, we show that the squarefreeness of the initial ideal, -purity, and the -pure threshold are each preserved along generic links by identifying a property of such ideals which propagates along generic links. We use this property to establish the -regularity of the generic links of such ideals. Finally, we study the -pure threshold of the generic residual intersections of a complete intersection ideal and answer a related question of Kim–Miller–Niu.
Key words and phrases:
generic link, -pure threshold, -pure, initial ideal, generic residual intersection, -regular2010 Mathematics Subject Classification:
Primary 13C40, 13A35, 14M06; Secondary 14M10, 14M12.1. Introduction
Given a proper, unmixed ideal in a polynomial ring over a field , its geometric link is an ideal such that the ideal is generated by a regular sequence, that is, the set theoretic union of the vanishing loci of and is a complete intersection. Clearly, the link of the ideal depends on the choice of a regular sequence in . When this regular sequence is chosen in the ‘most general’ manner, that is, as generic combinations of the generators of the ideal , the link thus obtained, in a polynomial extension of , is called the (first) generic link of . Evidently, the generic link specializes to any link of ; it is the prototypical link to study since most ‘good properties’ are stable under deformations. Iterating this process, the -th generic link of
is the generic link of its -th generic link, and analogously, models any ideal which is linked to in steps.
Since the beginning of the modern study of linkage, or liaison theory, by Peskine and Szpiro [PS73] and the foundational work by Huneke and Ulrich [HU85, HU87, HU88], the central research theme has been to understand when two given ideals can be linked in finitely many steps. This calls for studying how the algebraic and geometric properties of an ideal change when one passes to its link; in particular, one wishes to understand which properties remain invariant along links. For example, height and the Cohen-Macaulay property are invariants of linkage, and the canonical module of the link is ‘dual’ to that of [PS73]. While it is easily seen that the link of an unmixed, radical ideal may not be radical, by [HU85, Proposition 2.6], the generic link of an unmixed, radical ideal (even a generically complete intersection ideal) is indeed radical (in fact, prime). It is then natural to search for finer linkage invariants:
Question.
Let be an unmixed ideal in a polynomial ring over a field and a term order in . Let denote the (first) generic link of in a polynomial extension of .
-
(1)
If the initial ideal of is squarefree, is the initial ideal of the generic link also squarefree for some term order in ?
-
(2)
Assume that has positive characteristic. If is an -pure ring, is the generic link also -pure?
Note that if an ideal has a squarefree initial ideal with respect to some term order or if it defines an -pure ring, then it is radical to begin with.
We show that the non-maximal (even sub-maximal) minors of a generic matrix (Example 5.4), as well as the rational normal curve (more generally, the maximal minors of a Hankel matrix) (Example 5.5), answers the above question in the negative. In fact, these examples show that even if the ring is strongly -regular, its generic link may not even be -injective. This greatly strengthens the fact that generic linkage does not preserve rational singularities [Niu14, Corollary 3.4].
The bulk of this paper, however, deals with understanding under what hypothesis are the answers to the above questions in the affirmative. A major roadblock to our enquiry is that the generators of the generic link are known in very few cases. While a mapping cone construction exists (see [PS73]) to find a free resolution of the link if we know a resolution of the ideal , it is quite cumbersome to carry out in practice. The mapping cone construction gives the explicit generators of the generic link of well-behaved ideals whose resolutions are short, like a perfect ideal of height , a Gorenstein ideal of height ([KU92a, §4.10]), and a complete intersection ideal ([HU88, Example 3.4]).
To get around the issue of not knowing the generators of the generic link, for an unmixed, homogeneous ideal in a polynomial ring , we identify a property of the pair (see Definition 3.1) which propagates along generic links (see Lemma 3.3). Crucially, only depends on the choice of a term order in and on the regular sequence defining the link, and not on the generators of the link.
The simple observation that the property propagates along generic links is quite powerful: We show that if the pair has the property , then the squarefreeness of the initial ideal, -purity, and the -pure threshold/log canonical threshold (a numerical measure of singularity in positive characteristic/birational geometry) are each preserved along the -th generic link of for every (Theorem 3.5). This theorem and each of the items , , and listed below provide evidence in favor of an affirmative answer to [KMN21, Question 4.5 (a)]. We now highlight the key results which we are able to prove using this point of view:
(1)
We show that the generic link of a generic height Gorenstein ideal is strongly -regular in each prime characteristic (rational singularities in characteristic ) (see Theorem 4.3). We remark that the generators of the generic link of height three Gorenstein ideals are known ([KU92a, §4.10], [KU92b, Theorem 4.7]); however, due to our approach of viewing the generic link via the property , we do not need the generators of the generic link to establish its -regularity (or its -pure threshold, or the squarefreeness of its initial ideal). We also show the -th universal link of a generic height Gorenstein ideal is -rational in each prime characteristic (rational singularities in characteristic ) for every (Corollary 4.5).
(2)
In [PT24, Theorem 6.3], the author and Tarasova showed that the generic link of the maximal minors of a generic matrix is strongly -regular (note that the generators of the generic link are not known). This result may now be viewed as an offshoot of the fact that the ideal of maximal minors of a generic matrix has the property (Proposition 5.1). Remarkably, this perspective allows us to recover the -pure threshold/log canonical threshold of the maximal minors of a generic matrix calculated in [MSV14, Theorem 1.2], [Doc13, Theorem 5.6] as well as that of the generic link of the maximal minors of a generic matrix calculated in [KMN21, Theorem 1] by a simpler method, and, more importantly, to extend these calculations to the -th generic link for each (see Remark 5.2).
(3)
The notion of residual intersections, in its modern form, essentially goes back to Artin and Nagata [AN72] and has broad applications in enumerative geometry, intersection theory, the study of Rees rings, and multiplicity theory ([Ful84, Ulr92, HU88]). Residual intersections are a vast generalization of linkage, where, under appropriate technical hypothesis, the regular sequence in consideration is replaced by an ideal of height with (see §6.1 for details).
We calculate the -pure threshold/log canonical threshold of the generic -residual intersections of a complete intersection ideal having (Corollary 6.5). Our key insight is that the property is inherited by the generic -residual intersections of a complete intersection ideal for each (Theorem 6.4). In particular, when , we answer [KMN21, Question 4.5(b)] of Kim–Miller–Niu by finding a class of complete intersection ideals—those possessing —for which the -pure threshold is invariant under generic linkage. We also note that if the complete intersection ideal does not have , then its -pure threshold may not be preserved under generic linkage (see Remark 6.6).
The paper is organized as follows: In §2, we recall the background of linkage and positive characteristic techniques needed for the paper. In §3, we discuss the property and its consequences. In §4, we establish the -regularity of the generic link of generic height Gorenstein ideals and discuss some immediate corollaries. In §5, we discuss some subtleties related to the property . Finally, in §6, we recall the notion of residual intersections and study the -pure thresholds of the generic residual intersections of a complete intersection ideal.
2. Background
Linkage
While the notion of linkage holds more generally over Cohen–Macaulay rings (and most of the important results hold true over Gorenstein rings), for the purpose of this paper, and for simplicity of exposition, we restrict our attention to the situation where the ambient ring is polynomial (see the references in this subsection for the general statements).
Definition 2.1.
Let be a polynomial ring, and let and be proper -ideals. We say that and are linked (or and are linked) if there exists an -ideal generated by a regular sequence such that
and use the notation . Furthermore we say that the link is geometric if we have (where denotes height).
It is clear that the ideal is contained in and . Note that the associated primes of and have the same height, that is, the ideals and are unmixed. Further, the heights of the ideals , , and are equal. Moreover, when the link is geometric, it follows that the ideal is the intersection of and .
The linked ideal is ‘dual’ to the given ideal in a sense made precise by the following foundational result of linkage theory:
Proposition 2.2.
[PS73] Let be a polynomial ring, and be -ideals, and is an ideal generated by a regular sequence such that and . Suppose that is a Cohen–Macaulay ring. Then
-
(1)
is a Cohen–Macaulay ring.
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(2)
If is a local ring, and , where (respectively ) denotes the canonical module of (respectively ).
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(3)
If the ideals and are geometrically linked, then and is a Gorenstein ring.
Definition 2.3.
Let be a polynomial ring and an unmixed -ideal of height . Let be a generating set of . Let be a matrix of indeterminates, and let be the ideal generated by the entries of the matrix (where denotes the transpose of the matrix). The ideal
is a generic link of .
We point out that, in the above definition, the entries of the matrix form an -regular sequence due to [Hoc73]. A generic link of is indeed a (geometric) link of :
Proposition 2.4.
[PS73] Suppose that is a polynomial ring and that is an unmixed ideal of of height . Let be an -ideal generated by a length regular sequence which is properly contained in the ideal , and let , then .
While the definition of generic link depends on a choice of a generating set of the ideal, it turns out that any two generic links are equivalent:
Definition 2.5.
Let and be pairs where and are Noetherian rings and , are ideals. We say and are equivalent, and write , if there exist finite sets of variables, over and over , and an isomorphism such that .
Lemma 2.6.
[HU85, Proposition 2.4] Let be an unmixed ideal in a polynomial ring . If and are generic links of , then we have .
Due to the above lemma, we freely use the phrase “the generic link” of an ideal in this paper.
Definition 2.7.
Let be a polynomial ring and be an unmixed -ideal of height . Let be a generating set of . The -th generic link of is the ideal
Assume that is a regular local ring. The first universal link of is obtained similarly as the generic link with respect to invertible indeterminates and the -th universal link is obtained iteratively:
The linkage class of an ideal in a polynomial ring is the set of all -ideals which can be obtained from by a finite number of links.
The point of defining the -th generic link of (respectively the -th universal link of ) is that the -th generic link (respectively the -th universal link) is a deformation (respectively, essentially a deformation) 111We recall that a ring is essentially a deformation of another ring if it is obtained by a finite sequence of deformations and localizations at prime ideals beginning from . of any -ideal linked to in steps ([HU87, Proposition 2.14, Theorem 2.17]) and therefore controls the algebro-geometric properties of any link of upto deformation. In fact, under mild assumptions, one can descend from a sequence of universal links to a sequence of links in the original ring and still preserve most of the good properties of universal linkage ([HU88, Lemma 2.1]).
Frobenius splittings and the -pure threshold
For a reduced Noetherian ring of prime characteristic , the (-fold) Frobenius endomorphism on is the map with . To avoid any confusion between the the domain and codomain, we instead use the notation for the codomain and for its elements. So is the same ring as with the -module structure obtained from the Frobenius map:
The ring is -finite if is a finite -module for some (equivalently, every) . A finitely generated algebra over a field is -finite if and only if is a finite field extension of —a fairly mild condition. The ring is -pure if the Frobenius endomorphism with is pure, that is, for any -module , the map is injective. Note that if is an -pure ring, the Frobenius map splits as a map of -modules so that the -module admits a free -summand. An -finite ring is strongly -regular if it has a sufficiently large number of Frobenius splittings, made precise as follows: For every element , there exists an integer such that the -linear map sending to splits as a map of -modules. Clearly, a strongly -regular ring is -pure.
The rings under consideration in this paper are -graded; since the various competing notions of -regularity (like weakly -regular, -regular, and strongly -regular) coincide in the graded case due to [LS99, Corollary 4.3], we make no distinction between them throughout the paper.
The following result will help us in showing that several ideals considered in this paper define -pure rings.
Lemma 2.8.
[PT24, Lemma 3.1, Corollary 3.3] Let be a polynomial ring over the field of characteristic and let be an unmixed homogeneous -ideal. If is an ideal generated by a regular sequence of length equal to the height of and , then
In particular, if the ring is -pure, then so are and .
Definition 2.9.
Let be a polynomial ring over a field of characteristic and let denote its homogeneous maximal ideal. For a homogeneous proper ideal and integer , set
where . If is generated by elements, it is readily seen that
Moreover, if , then . Thus,
It follows that the sequence of real numbers is non-decreasing and bounded above; its limit is the -pure threshold of , denoted .
The notion of -pure thresholds is due to Takagi and Watanabe [TW04]. We point out that the -pure threshold may be defined in a more general setup (see [MTW05, DSNnBP18, DSNnB18]), however the above definition is adequate for this paper. The -pure threshold is the positive characteristic analog of the log canonical threshold: a numerical measure of singularity in birational geometry. For simplicity of exposition, let be a homogeneous ideal in a polynomial ring over the rational numbers. Using “ modulo ” to denote the characteristic model, one has the inequality
where denotes the log canonical threshold of . Moreover,
These facts follow from the work of Hara and Yoshida [HY03]; see [MTW05, Theorems 3.3, 3.4]. The following result is well-known to experts; we include a proof for the convenience of the reader.
Lemma 2.10.
The -pure threshold of a homogeneous ideal in a polynomial ring is bounded above by its height. Furthermore, if the homogeneous ideal is unmixed and radical, then
implies that the ring is -pure.
Proof.
Let be a prime ideal in the polynomial ring , where the field has characteristic and is the homogeneous maximal ideal of . Then is a regular local ring of dimension . For each , the pigeonhole principle gives
Contracting back to , by the flatness of the Frobenius map, we get
Therefore
In particular, let be a minimal prime of the ideal of the same height. We get
The last assertion follows from [Tak04, Theorem 3.11] since the hypothesis
implies that the pair is -pure (see [Tak04, §3] for the notion of -purity of pairs). ∎
In the next section, we will calculate the -pure thresholds (and log canonical thresholds) of certain geometric links. We point out out that these calculations are independent of the choice of a generating set of the ideal essentially due to lemma 2.6 (alternatively, see [KMN21, Lemma 2.8]).
The next result will be useful in showing that several ideals considered in this paper have a squarefree initial ideal.
Theorem 2.11.
[KV23, Theorem 3.13] Let be a polynomial ring over a field. Let be a radical ideal and a term order in . Let be the maximum of the heights of the associated prime ideals of .
If the initial ideal contains a squarefree monomial, then is a squarefree monomial ideal.
3. The property
Definition 3.1.
Let be a polynomial ring over a field and a homogeneous -ideal. Let be the following property of the pair : For a fixed term order in , there exist homogeneous elements in the ideal such that each initial term is squarefree and each pair of initial terms is mutually coprime for .
Remark 3.2.
Since each pair of initial terms is mutually coprime, the monomials form an -regular sequence. Therefore the polynomials also form an -regular sequence (see, for example, [BCRV22, Proposition 1.2.12]). Since is homogeneous, as is , we note that is also a homogeneous -ideal.
An important insight of this paper is that propagates along generic links:
Lemma 3.3.
Let be an unmixed homogeneous ideal in a polynomial ring over the field . Assume that the pair has the property .
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(1)
Let denote the -th generic link of in a polynomial extension . For any integer , the pair has .
-
(2)
If the ideal is not generated by a regular sequence, then is a link of in the polynomial ring . The pair has .
Proof.
We first prove item . Assume that the ideal has height and proceed by induction on . Since the -th generic link of is the generic link of the -th generic link, i.e.,
it suffices to prove the assertion for . Note that the generic link is a homogeneous ideal (in some polynomial extension of ) for each .
Let the elements inside the ideal be as given by . Extend it to find generators of and fix this generating set. We proceed to find homogeneous elements inside the ideal and a term order in the polynomial ring , where is a matrix of indeterminates, such that the pair has . Recall that
Define the following variable order in :
where the order on the indeterminates is the one given in the property and the order on “the remaining ” is arbitrary. Consider the lexicographical order induced by this variable order in .
Let denote the entries of the matrix . Then,
Since the pair has , we know that for the elements , each initial term is squarefree and each pair of initial terms is mutually coprime for . It immediately follows from the above display that the same assertions also hold true for the elements of .
We now prove item . Since is not generated by a regular sequence, the proper (homogeneous) -ideal is a link of the unmixed ideal by Proposition 2.4. The pair has because
Remark 3.4.
Note that the above lemma also holds true if the phrase “each initial term is squarefree” is deleted from the property or if the sequence of elements is shorter. However, the applications that we have in mind require to be as stated.
The next result says that if the pair has , then important properties of the ideal like the initial ideal being squarefree, -purity, and the -pure threshold remain invariant under linkage. In fact, we get that the -pure threshold (or the log canonical threshold) of each generic link of , and hence that of itself, attains its maximal value. That is, the -pure threshold of the -th generic link is equal to the height—an invariant of linkage!
Theorem 3.5.
Let be a polynomial ring over a field . Fix an integer and let be an unmixed homogeneous -ideal. Assume that the pair has the property .
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(1)
If the field has positive characteristic, then
In particular, the -pure threshold of is the height of . Furthermore, the ideal defines an -pure ring (in a polynomial extension of ).
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(2)
If the field has characteristic zero, then
In particular, the log canonical threshold of is the height of . Furthermore, the ideal defines a log canonical singularity (in a polynomial extension of )
-
(3)
The initial ideal of the -th generic link is squarefree. In particular, the initial ideal of is squarefree.
Proof.
Assume throughout that the ideal has height . Recall that since is linked to the ideal , it also has height . Since the pair has the property , by Lemma 3.3, the pair also has . Let the elements in and the term order in be as stated in .
Note that item immediately follows from item since -pure rings in characteristic are log canonical in characteristic zero ([HW02, Theorem 3.9]) and the log canonical threshold of an ideal is the limit of the -pure thresholds of its characteristic models. In view of this, assume that has characteristic . We begin by proving item .
Since and, by Lemma 2.10, the -pure threshold of an ideal is bounded above by its height, we get
We claim that . This would give us
so that we have equality throughout. We now show that .
The initial term of
is squarefree as the pair has . For any , is a monomial ideal. So, we have
(1) |
This gives
by the pigeonhole principle. We conclude that
for each . Therefore
as required; we thus have
The -purity of the ring follows from Lemma 2.10; alternatively, it also follows from Equation 1 in view of Lemma 2.8.
We now prove item . Since the -th generic link is -pure, we get that is a radical ideal. Consider the polynomial
Then the initial term
and is squarefree, as noted above. All the requirements of Theorem 2.11 are met; we conclude that has a squarefree initial ideal. ∎
Remark 3.6.
We specialize to a link of in the ambient polynomial ring for which the conclusions of Theorem 3.5 hold:
Corollary 3.7.
Let be a polynomial ring over a field and an unmixed homogeneous -ideal which is not generated by a regular sequence. Assume that the pair has the property . Then the ideal is a link of . Moreover,
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(1)
If the field has positive characteristic, the ideal defines an -pure ring and
-
(2)
If the field has characteristic zero, the ideal defines a log-terminal singularity and
-
(3)
The initial ideal of is squarefree.
In the next two sections, we list a number of examples, crucial in the study of linkage, of pairs which have the property . We remind the reader that each of these examples satisfy the conclusions of Theorem 3.5 and Corollary 3.7.
In [KMN21, Question 4.5 (a)], Kim–Miller–Niu ask if the equality of the log canonical thresholds of a variety and that of its generic link implies the equality of the log canonical threshold of and those of the higher generic links of . In view of Theorem 3.5, the examples listed below provide evidence in favor of an affirmative answer: For each pair in the examples below, the log canonical threshold of the variety and that of its -th generic link are equal for each .
Remark 3.8.
In each of the examples discussed in the next two sections, the elements discussed in the property form a part of a minimal generating set of the ideal of interest. Hence the -th (homogeneous) generic link that we get in each case is actually the -th minimal (homogeneous) generic link. Minimal linkage is generally preferable over arbitrary linkage: The minimal link of an almost complete intersection ideal defines a Gorenstein ring. For other favorable properties of minimal links, see [HU87, Remark 2.7].
4. -regularity of the generic link of generic height Gorenstein ideals
Let be a height ideal in a polynomial ring such that is a Gorenstein ring. By the Buchsbaum–Eisenbud structure theorem [BE77], the generators of are given by the size pfaffians of a alternating matrix. If the entries of this matrix are indeterminates, then is said to be a ‘generic’ height Gorenstein ideal in the ring . Note that any other such ideal can be obtained by appropriately specializing the entries of .
Proposition 4.1.
The pair has .
Proof.
Let
denote the pfaffians of with the given rows and columns and fix the lexicographical order in induced by the variable order
which moves from left to right along any row of the matrix and then vertically downwards. The initial terms
are precisely as required for the property to hold. Since the ideal has height , we are done. ∎
Corollary 4.2.
Let be a generic height Gorenstein ideal in a polynomial ring and . Then,
In particular, . Furthermore, the initial ideal of is squarefree.
Proposition 4.1 has a remarkable consequence: The generic link of a generic height Gorenstein ideal defines an -regular ring.
Theorem 4.3.
Let be a alternating matrix of indeterminates, a field, and . Let denote the ideal generated by the size pfaffians of .
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(1)
If is an -finite field of characteristic , the generic link of is -regular.
-
(2)
If has characteristic , the generic link of has rational singularities.
Proof.
Assertion follows from since -regular rings are -rational and -rational rings have rational singularities by [Smi97, Theorem 4.3]. We therefore concentrate on the case where the characteristic of is positive.
Let be a generic matrix of indeterminates and . The proof will proceed by induction on . Note that if , the ideal is the homogeneous maximal ideal of a polynomial ring in variables. So the -regularity of the generic link is a special case of [PT24, Theorem 5.1]. For the remainder of the proof, assume . Let denote the pfaffians of with
We have,
and is the generic link of .
We first show that the ring is -regular. To prove the inductive step , we show that the localization is a faithfully flat extension of the generic link of the size pfaffians of a generic alternating matrix , with .
Let denote the -th entry of the matrix for ; set for and for . Consider the linear change of coordinates,
and set , a generic alternating matrix. By [Bar95, Lemma 1.3], there exists an invertible matrix , with entries in , such that
A routine, albeit tedious, calculation gives
where are the size pfaffians of and the elements are algebraically independent over the field ; note that
Let be a (generic) matrix; set , , and
Then we get an isomorphism
as desired (where for ). Therefore, the ring is -regular by induction.
We now construct an -linear splitting of the map
in order to establish the -regularity of the generic link . After reindexing, let
denote the pfaffians of with the given rows and columns and let denote the first three entries of the matrix . By Lemma 3.3 and Proposition 4.1, we get that the initial term of the polynomial
is squarefree with respect to the term order in Lemma 3.3 (constructed by extending the term order in Proposition 4.1). Furthermore, we have,
by Lemma 2.8. Note that does not divide the initial term . In view of this, consider the polynomial
and note that . The Frobenius trace map
to give the required splitting. The -regularity of the generic link now follows from [HH94a, Theorem 5.9(a)]. ∎
Remark 4.4.
The generators of the generic link of height Gorenstein ideals are known: [KU92a, §4.10] gives the generators of the generic link as nested pfaffians of varying sizes of an ‘almost alternating’ matrix (see [KU92b, Theorem 4.7] for an easier proof). We emphasize that due to our approach of viewing the generic link via the property , we did not need its generators to establish the -regularity of the generic link (or its -pure threshold, or the squarefreeness of its initial ideal).
Corollary 4.5.
Let be a generic height Gorenstein ideal of over an -finite field of characteristic and the -th universal link of in a transcendental extension of . Then is an -rational ring for each .
Proof.
Due to [HU87, Corollary 2.15], the even universal links (respectively the odd universal links ) are essentially a deformation of (respectively that of ). That is, the universal links are obtained by a finite sequence of deformations and localizations at prime ideals beginning from or , in the respective cases. Note that generic pfaffian rings are -regular and the generic links of generic height Gorenstein ideals are -regular by Theorem 4.3. Since the universal link is a localization of the corresponding generic link at a prime ideal, the assertion follows as -regular rings are -rational and -rationality deforms (and is a local property) due to [HH94a, Theorem 4.2 (h)]. ∎
If is a regular sequence in a polynomial ring such that the pair has , then, by Theorem 3.5, any ideal in the linkage class of has a deformation (the -th generic link of ) which is -pure. By Proposition 4.1, a class of examples of such licci ideals (i.e., ideals linked to a complete intersection) are generic height Gorenstein ideals (see [Wat73]). Another class of licci ideals is that of height perfect ideals, subsumed in Proposition 5.1, which we prove next.
5. Minors of a generic matrix: A curious dichotomy
The aim of this section is to discuss some subtleties related to the property . We begin by studying the minors of a generic matrix: Let be an matrix of indeterminates for positive integers and . Let denote the -ideal generated by the size -minors of the matrix .
Proposition 5.1.
The pair has .
Proof.
Let
denote the size minors of with the given adjacent columns and fix the lexicographical order in induced by the variable order
For , by determinant expansion along the first row of , we get
which is the product of the variables in the main diagonal of the minor . Since the determinantal ideal has height , we are done. ∎
Remark 5.2.
In view of Theorem 3.5, Proposition 5.1 recovers the -pure threshold (respectively log canonical threshold) of determinantal rings of maximal minors calculated in [MSV14, Theorem 1.2] (respectively [Doc13, Theorem 5.6], [Joh03]) as well as the log canonical threshold of the generic links of maximal minors calculated in [KMN21, Theorem 1] by a simpler method and also extends these calculations to the -th generic link for each .
We now illustrate that each of the conclusions of Theorem 3.5 typically fails for the generic links of the non-maximal minors of a generic matrix as well as that of the (maximal) minors of a Hankel matrix. The following lemma will be useful to this end:
Lemma 5.3.
Let and be a homogeneous -ideal of height for which each generator has degree . Then the (top) -invariant of the first universal link of is .
Proof.
Let be a matrix and . Let
denote the (first) universal link of . Note that, since the ideal is generated in the same degree, the factor ring is the localization of a graded ring at its homogeneous maximal ideal. Hence its top local cohomology module
is a -graded -module in a natural manner. By [KU92b, Lemma 2.3], the graded canonical module of the universal link is
Since the indeterminates are units in and so have degree zero, it follows that the graded canonical module is generated in degree
Therefore the -invariant
is as claimed. ∎
Example 5.4.
Let be a matrix of indeterminates and . The pair clearly does not have the property : The ideal has height and does not contain any sequence of elements as required for to hold since that would require atleast indeterminates.
By Lemma 5.3, the -invariant of the (first) universal link is
Since an -injective ring has a non-positive -invariant, it follows that the universal link does not define an -injective ring. As the universal link is a localization of the generic link at a prime ideal and since -injectivity is a local property [DM19, Proposition 3.3], it also follows that the generic link is not -injective. Therefore it is not -pure (though, perhaps interestingly, one may check that, the -invariant of the generic link is negative). This observation stands in sharp contrast to the recent result [PT24, Theorem 5.6] which says that the generic link of the maximal minors of a generic matrix is -regular.
Since a squarefree initial ideal implies -injectivity (see, for example, [KV23, Corollary 4.11(2)]), it follows that the generic link does not have a squarefree initial ideal. However, the generic determinantal ideal of minors of any size has a squarefree initial ideal since the minors form a Gröbner basis with respect to a diagonal term order by [Stu90]. We conclude that (generic) linkage does not preserve the squarefreeness of the initial ideal.
We now show that the property does not hold for Hankel determinantal rings, which are linear specializations of the maximal minors of a generic matrix (see [CMSV18, §1] for an introduction to Hankel determinantal rings):
Example 5.5.
Let be a Hankel matrix with and . Let denote the ideal generated by the size minors of in the polynomial ring . By Lemma 5.3, the -invariant of the universal link
By the same arguments as in Example 5.4, we conclude that the generic link does not define an -injective ring and does not have a squarefree initial ideal. However, the Hankel determinantal ring is -rational if the field has characteristic with , and therefore has rational singularities (see [CMSV18, Theorem 2.1]). Furthermore, the ideal has a squarefree initial ideal as its generators form a Gröbner basis with respect to the usual lexicographical ordering on the variables by [Con98, Proposition 3.4].
Note that the case gives us that the generic link of the rational normal curve is not -injective and does not have a squarefree initial ideal for .
The natural nullcone of the symplectic group
We illustrate that the choice of the term order appearing in may be quite subtle.
Let be a matrix of indeterminates for positive integers and . Let denote the size standard symplectic block matrix
where is the size identity matrix. Let
be the ideal generated by the entries of the alternating matrix . The ideal is Hilbert’s nullcone ideal for the natural action of the Symplectic group (see [HJPS23, §6]) given by
The Symplectic nullcone is a Cohen–Macaulay domain with
by [HJPS23, Theorem 6.8]. We describe the generators of . For ease of notation in the next Proposition, we relabel the entries of the lower half of the matrix as follows: Let for and . Then
The entries of the nullcone ideal are sums of the size two minors
coming from columns and of the matrix .
Proposition 5.6.
The pair has .
Proof.
Let
be the subset of the generators of the nullcone ideal with the given columns. The reader may verify that the above elements (or any such subset of the generators of do not satisfy under the ‘usual’ lex or revlex order on the variables. A more delicate term order is needed.
To define such a term order in , we first define an order on the variables. Sort the entries of the matrix into blocks according to the following formula:
Now, for and , set if . Then, within each set , fix an arbitrary order among the variables. This gives us a total variable order in . Our term order is the reverse lexicographical order induced by this variable order. The initial terms of the elements of are as required for the property to hold by [PTW23, Lemmas 3.4, 3.5] (see [PTW23, Example 3.3] for an explicit example). ∎
6. Generic residual intersections of a complete intersection inherit
In this section, we show that the property is inherited by the generic residual intersections of an ideal generated by a regular sequence in a polynomial ring. This observation is quite surprising in light of the discussion so far since residual intersections do not preserve height unless they are links.
6.1. Brief recall of residual intersections
The notion of residual intersections essentially goes back to Artin and Nagata [AN72]. Let and be two irreducible closed subschemes of a Noetherian scheme with and , then is called a residual intersection of if the number of equations needed to define as a subscheme of is the smallest possible, namely . However, in order to include the case where and are reducible with possibly containing some component of , the following algebraic definition is more suited:
Definition 6.1.
Let be a polynomial ring and an -ideal. Given an ideal generated by elements, set . If , then is an -residual intersection of (or is an -residual intersection of ).
If furthermore for all with , then is called a geometric -residual intersection of .
Residual intersections are natural generalizations of linkage: If an ideal is unmixed of height , then the -residual intersections of are precisely the links of and the geometric -residual intersections are precisely the geometric links of by Proposition 2.4. Furthermore, as in the case of links, we may define the ‘most general’ residual intersections if the following technical requirement is met:
Definition 6.2.
We say that an ideal in a Noetherian ring satisfies the condition if for all prime ideals containing such that (where denotes the minimal number of generators). We say that satisfies if it satisfies for each . It is clear that this is equivalent to the condition that for each prime ideal containing .
Definition 6.3.
Let be a polynomial ring and be an ideal of height satisfying , where . Choose any generating set of and let be an matrix of indeterminates. Let be the ideal generated by the entries of the matrix . Then we set
and call this ideal a generic -residual intersection of .
Generic residual intersections are in fact geometric residual intersections [HU88, Theorem 3.3]. As is the case with generic linkage, the generic residual intersections are essentially independent of the generating set for the ideal [HU90, Lemma 2.2]. The generic -residual intersection specializes to any -residual intersection of the given ideal and tracks the homological properties of the ideal via deformation.
6.2. -pure threshold of the generic residual intersections of a complete intersection
We layout the setup for this subsection: Let be a homogeneous regular sequence, with each having the same degree, in the polynomial ring such that the pair has . Fix an integer and let be a matrix of indeterminates of size . Let
denote the generic -residual intersection of the ideal ; set . Since an ideal generated by a regular sequence satisfies , the residual intersection exists for each .
We now show that the generic residual intersections of complete intersections inherit . We need the generators of the residual intersection to do this, which were calculated in [HU88, Example 3.4] (see also [BKM90]).
Theorem 6.4.
If the pair has the property , then also has for each .
Proof.
Since is a regular sequence, by the structure theorem for the residual intersections of a complete intersection ring ([HU88, Example 3.4]), we have
is a homogeneous -ideal of height . We shall construct a term order in such that the pair satisfies with
That is, consists of the first entries of the matrix and all the -minors of the matrix with adjacent rows. Clearly, the set has
elements, as required; hereafter, we call these elements with the indexing according to the above display. We now construct the required term order.
Define the following variable order in :
That is, we begin the variable order with the last row of the matrix , move from right to left, and then vertically up along the rows of for (the bottom) rows, thereafter we follow the same order for the remaining rows except that the entry appears first in the ordering of the -th row. In addition, the ordering on the indeterminates is the one given in the property for the pair . Our term order is the lexicographical order induced by this variable order in . Note that the initial terms of the first entries of the matrix are
Further, by determinant expansion along the last row of , the initial terms of the remaining elements of ,
are just the products of the variables occurring in the main diagonal of the matrix . Since has by hypothesis, we get that for the elements of , each initial term is squarefree and each pair of initial terms is mutually coprime, as required for to inherit . ∎
While the -pure threshold of the generic link of an ideal is atleast as large as that of the ideal itself by [Niu14, Proposition 3.7], it is clearly bounded above by the height of the ideal due to Lemma 2.10. On the other hand, the -pure threshold of the generic residual intersections may behave quite differently:
Corollary 6.5.
If the pair has , then, for each , we have
Proof.
Remark 6.6.
Corollary 6.5 with answers [KMN21, Question 4.5(b)] by giving a class of complete intersection ideals—those possessing the property —for which the log canonical threshold is preserved under generic linkage.
We point out that the log canonical threshold, may not be preserved under generic linkage (and therefore under generic residual intersections) for complete intersection ideals in a polynomial ring if does not have : Let and be a homogeneous -ideal. By [KMN21, Example 2.4(a)] and the linear programming methods in [ST09], we get
We end with a reformulation of [KMN21, Question 4.5(b)]:
Question 6.7.
Let be an unmixed, height ideal in a polynomial ring over a field of positive characteristic. Let be an integer such that satisfies (so that the generic residual intersection exists). When do we have the equality
Acknowledgments
I thank Manav Batavia, Linquan Ma, Yevgeniya Tarasova, Bernd Ulrich, and Matteo Varbaro for several insightful discussions. I am grateful to Samiksha Bidhuri for her unwavering support and encouragement.
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