Extrinsic Curvature and Conformal Gauss-Bonnet for Four-Manifolds with Corner
Abstract.
This paper defines two new extrinsic curvature quantities on the corner of a four-dimensional Riemannian manifold with corner. One of these is a pointwise conformal invariant, and the conformal transformation of the other is governed by a new linear second-order pointwise conformally invariant partial differential operator. The Gauss-Bonnet theorem is then stated in terms of these quantities.
2010 Mathematics Subject Classification:
Primary 53C40, 53C18; Secondary 58J99.1. Introduction
The extension of the Gauss-Bonnet theorem to manifolds of higher even dimension than two was one of the great achievements of mid-twentieth century geometry. (See [Fen40, All42, AW43, Che44, Che45] and the classic exposition [Spi99, Volume V].) Nevertheless, the Pfaffian is a distinctly more complicated object than the Gaussian curvature, and mining the theorem for its geometric consequences has long been a challenging task.
One successful application in dimension four has been the use of the theorem to identify and analyze conformally invariant differential operators and associated curvature quantities. It was first observed in [BG94] that the Gauss-Bonnet formula on a closed Riemannian four-manifold could be rewritten as
where is the Weyl curvature tensor and is the so-called -curvature (see [BØ91]). The first term in the integrand yields a pointwise conformal invariant, so this furnishes a proof that is a global conformal invariant. One can also calculate that, under the conformal change , the -curvature transforms pointwise by
(1.1) |
where is the Paneitz operator, a linear elliptic fourth-order PDO that satisfies the pointwise conformal invariance property . Thus, this form of the Gauss-Bonnet formula offers a tractable link between conformal geometry and topology. The relationship between the Gauss-Bonnet formula and -curvature motivated much important geometric analysis, including Alexakis’s structure theorem on global conformal invariants ([Ale12]), the conformally invariant sphere theorem [CGY03], and the topological result in [Gur99], among numerous others.
Motivated by the work of Branson and Gilkey, Chang and Qing in [CQ97] showed that the Chern-Gauss-Bonnet formula for compact Riemannian four-manifolds with boundary can also be written in a form that interacts in a particularly nice way with conformal geometry, and in so doing, they identified important new boundary curvature quantities. To be specific, let be such a manifold with boundary and induced metric . The result of Chang and Qing was that the Gauss-Bonnet formula in this setting can be written
(1.2) |
where is an extrinsic pointwise conformal invariant of weight along the boundary, and is an extrinsic third-order curvature quantity along which, under conformal transformations, transforms by
(1.3) |
where is a linear third-order differential operator that is pointwise conformally invariant of weight . Both the curvature quantity and the formula (1.2) have since proved important in conformal geometry. For example, they were used in ([CQY08]) to give an analysis of the renormalized volume on asymptotically hyperbolic Einstein manifolds; were used in [Ndi08] and [Ndi09] to study Escobar-Yamabe type problems for -curvature on manifolds with boundary; yielded the important defect theorem for total -curvature in [CQY00]; and have proven important in the analysis of compactness for conformally compact Einstein metrics (see [CGQ18]). A Sobolev trace inequality was proved in [AC17]. There have been numerous further applications besides. (See also [Juh09].)
In light of the importance of the pair, there has been interest in finding generalizations to other situations. For example, Case and Luo in [CL19], along with Gover and Peterson in [GP18], defined fifth-order conformally covariant boundary operators and associated fifth-order extrinsic boundary curvatures (as well as various lower orders) such that the operators parametrized conformal changes in the curvatures, whose total boundary integral was conformally invariant and which, when paired with the sixth-order GJMS operator (the sixth-order generalization of the Paneitz operator) yield a symmetric pair. The former paper also proves a Sobolev trace theorem.
In this paper, I extend the result of [CQ97] in a different direction: I consider four-manifolds with corners of codimension two, and in particular, derive an order-two conformal curvature/operator pair along the corner. I then show that the Gauss-Bonnet formula may be written on such a manifold in terms of these quantities and a pointwise conformal invariant. The proof is based on the Allendoerfer-Weil formula of [AW43]. One forthcoming application is discussed below; other expected applications are to extend theorems and arguments in the conformal geometry of four-manifolds to situations with higher boundary codimension.
To state the results cleanly, we let be a compact four-manifold with corners, having two embedded boundary hypersurfaces and , whose common boundary is a smooth closed surface. (Nothing prevents from having more than one corner component, or a mixture of closed and boundaried boundary hypersurfaces. The modifications necessary in that case will be obvious, but it will be notationally much cleaner to consider this simpler situation.) We assume that and meet transversely, at an angle which may vary but which lies at each point between and .
For any three-dimensional hypersurface, we let denote the induced metric, denote an inward-pointing unit vector, the second fundamental form computed with respect to this vector, and the mean curvature. For and respectively, we will decorate these various terms with a subscript to indicate the hypersurface intended; so, for example, we will have , and .
The -curvature is defined on by
where here denotes the scalar or Ricci curvatures of and the Laplacian is a negative operator. The -curvature along a hypersurface, meanwhile, is defined by
The -curvature along a hypersurface is
For ease of reference, we also record the formula
The corresponding quantities on and will be denoted by , etc.
Now define by allowing , at each point , to be the angle at which and meet at . That is, is defined by and . Let , and let be the inward-pointing unit normal vectors to in and , respectively. Let , be the second fundamental forms of regarded as a submanifold of or , and computed with respect to . Let be the Gaussian curvature of . Finally, let be the mean curvatures of regarded as a hypersurface in or , respectively.
Define by
(1.4) |
Now define by
(1.5) |
Finally, define a corner differential operator by
(1.6) |
We then have the following results.
Theorem 1.1.
Let be a compact Riemannian manifold with codimension-two corner , where and are the two embedded hypersurfaces composing . We suppose that meet transversely and at positive angle less than (which angle may vary along ). Then under the conformal change , we find
(1.7) | ||||
(1.8) | ||||
and | ||||
(1.9) |
Theorem 1.2.
Let and satisfy the same hypotheses as Theorem 1.1. Then
(1.10) |
Both theorems are proved in Section 2.2.
2. Background and Proof
2.1. The Allendoerfer-Weil Formula
We begin with the theorem of Allendoerfer-Weil, proved in [AW43]. The proof will simply involve a rewriting of what their formula says, so we take some time to introduce their notation, or a slightly simplified version of it. The setting of their theorem is a Riemannian polyhedron, or a compact Riemannian manifold with corners of arbitrary codimension, having non-reentrant angles.
Throughout the paper, the Laplacian will be a negative operator, and the sign of the Riemman tensor will be such that .
Let be any Riemannian -manifold, and an embedded -dimensional submanifold, with induced metric . Near a point in , we choose coordinates on , such that restrict to coordinates on . Let be a normal vector to in . Following [AW43] (here and throughout this subsection), we define locally along the quantity
Thus, is essentially the negative of the second fundamental form in the direction.
Now for and for , define
Here, is the curvature tensor of on , while is the Levi-Civita symbol. (Note that the factor is not present in the original paper [AW43], but is here because I am using the opposite sign convention for the curvature tensor.)
For , let be the unit normal sphere bundle in . Let , and let be the area element on . We define
which is a volume form on . Now, for , let be the set of unit normal vectors that have negative inner product with all inward-pointing normal vectors (including normal vectors tangent to the boundary). This is a spherical cell, bounded by great spheres. We call the outer angle at .
Meanwhile, on the interior of , we define by
(2.1) |
if is even, and by if is odd.
Let be a compact Riemannian manifold with corners of arbitrary codimension; we may write , where is an -dimensional manifold with corners, and if , then contains only manifolds (with corner) of dimension less than .
Theorem 2.1 ([AW43], Theorem II).
With and as above, we have
(2.2) |
The quantity is the interior Euler characteristic, i.e., the Euler characteristic computed using only fully interior cells. For a four-manifold with corners, it coincides with the usual Euler characteristic. (See [Che45] and pp. 154-55 of [Lef56]. The distinction is important in [AW43] because that paper considers Riemannian polyhedra more general than manifolds with corner.)
2.2. Proofs of Theorems
To prove the Gauss-Bonnet formula, we rewrite the terms appearing in (2.2) in terms of more geometric quantities.
Proof of Theorem 1.2.
First, let us set some notation. Recall that we are working on a compact four-manifold with , where are embedded submanifolds with boundary and , a closed embedded submanifold of (co)dimension two. We will use indices on , with on or , and on .
Let us begin by briefly computing ; although the answer is of course the best-known among the quantities above, it will be useful to work through the computation and to get the constants right. For any metric , a well-known formula tells us that
Taking , a straightforward calculation shows that
Now, again for , we define the Schouten tensor by
and define by
Recall next that the Riemann curvature tensor of satisfies
where is the Weyl tensor. Putting all these and (2.1) together, we finally obtain
But , so we obtain
(2.3) |
We next turn to computing along . (We choose just for definiteness – the formula of course will also hold along .) Let, for now, . For and all at the same point, let be the second fundamental form (which of course does not depend on the extension of chosen). Thus, . Now, recall that for any symmetric matrix ,
(This may be proved, for example, by diagonalizing.) We thus get, along ,
where , is the tracefree part of , and the last step follows by expanding the previous line.
Next we consider along . Recalling that , we apply Gauss’s formula and find
(Throughout, is computed with respect to the unit normal vector – of which, for a three-manifold embedded in a four-manifold, there are only two choices.) Therefore,
The measure here is actually a measure on the -sphere, but we include the ’s to remind the reader of the dependence of this formula on a choice of normal vector. The only element is ; consequently, we find
(2.4) |
Of course the integral along is analogous.
We now consider the integrand along . Let . For a normal vector , we let be the corresponding second fundamental form. (When appropriate in index notation, we will write the up instead of down.) That is, . We write for the vector second fundamental form, which is to say, . We also write and .
First, we find
Here .
Next, we find
By Gauss’s equation, we have
Now let be the unit normal to in , and let be the unit normal to in . Together, these vectors form an orthonormal basis at each point for . Thus, we find
(Recall that is the Gaussian curvature of .) Thus,
Here, is the measure on the circle , viewed as the fiber of the unit normal bundle to at .
Now, any can be written . The outer angle can then be written
The contribution to the Gauss-Bonnet formula from will therefore be
Observe that, by bilinearity of
and | ||||
Now, , , and . Also,
Next, we can write , so
(2.5) |
Finally, we have , and , while and . Applying all these identities, we get
(2.6) | ||||
(2.7) | ||||
(2.8) |
One observes that, in order to write the Chern-Gauss-Bonnet formula in terms of quantities and that would satisfy (1.1), (1.3), it was necessary for Chang and Qing to add divergence terms both to the interior and boundary integrals (as well as a correction term at the boundary, via Green’s theorem). On the other hand, as Theorem 1.1 and the above calculation shows, there is no need to add any divergence to the corner integral (though we still need the Green term); this is fortuitous, as there is no obvious second-order divergence to add!
Proof of Theorem 1.1.
Suppose that , where . Recall the following standard formulas along :
Acknowledgments I am indebted to Alice Chang, Paul Yang, Matthew Gursky, and Baris Coskunuzer for helpful conversations. This work was carried out at Princeton University and the University of Texas at Dallas, and I thank both institutions for their support and for the excellent environments for doing math that they have provided. The work at Princeton was supported also by NSF RTG DMS-1502525.
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