Excitations of the ferroelectric order
Abstract
We identify the bosonic excitations in ferroelectrics that carry electric dipoles from the phenomenological Landau-Ginzburg-Devonshire theory. The “ferron” quasi-particles emerge from the concerted action of anharmonicity and broken inversion symmetry. In contrast to magnons, the transverse excitations of the magnetic order, the ferrons in displacive ferroelectrics are longitudinal with respect to the ferroelectric order. Based on the ferron spectrum, we predict temperature dependent pyroelectric and electrocaloric properties, electric-field-tunable heat and polarization transport, and ferron-photon hybridization.
The spontaneous emergence of order in condensed matter below a critical temperature breaks a symmetry, while the low-energy collective excitations of the order parameter tend to restore it. The latter can often be modeled by non-interacting quasi-particles that in extended system are plane waves with a well-defined dispersion relation. Their lifetime is finite due to self-interactions or coupling with the environment. Wave packets of these quasiparticles transport energy, momentum, and order parameter with the group velocity from the dispersion relations.
Lattice vibrations disturb the translational symmetry of homogeneous elastic media, and phonons are the associated quasi-particles. The excitations of a magnetic order are spin waves. The associated quanta, the magnons, carry magnetic moments that reduce the magnetization and can transport spin angular momentum and energy Kruglyak et al. (2010); Chumak et al. (2015). Gradients of temperature and magnon chemical potential Cornelissen et al. (2015, 2016) induce magnon spin and heat currents, with associated spin Seebeck Uchida et al. (2010) and spin Peltier Flipse et al. (2014); Daimon et al. (2016) effects.
Ferroelectric materials exhibit ordered electric dipoles with unique dielectric, pyroelectric, piezoelectric and electrocaloric properties Xu (2013), with many analogies with ferromagnets Spaldin (2007). However, to the best of our knowledge, the quasi-particles associated to the ferroelectric order have so far remained elusive. We previously addressed the elementary excitations of ferroelectrics or “ferrons” and the associated polarization and heat transport Bauer et al. (2021); Tang et al. (2021) by a phenomenological diffusion equation and a simple ball-spring model. The latter was inspired by magnons, which are transverse fluctuations that preserve the magnitude of the local magnetization. The assumption of local electric dipoles with fixed modulus should hold for order-disorder ferroelectrics such as NaNO2 that are formed by stable molecular dipoles Blinc and Žekš (1972). However, most ferroelectrics are “displacive”, i.e., formed by the condensation of a particular soft phonon Cochran (1959, 1960) with a flexible dipole moment (or are of mixed type Müller et al. (1982); Dalal et al. (1998); Zalar et al. (2003); Bussmann-Holder et al. (2009)), and cannot be described by our previous model.

In this Letter, we formulate the quasi-particle excitations of displacive ferroelectrics in the framework of the Landau-Ginzburg-Devonshire (LGD) theory Devonshire (1949, 1951), which has been widely used to model ferroelectrics over a broad temperature range Salje (1990). These ferrons are longitudinal rather than transverse fluctuations and carry electric polarization because of the non-parabolicity of the free energy around the local minima below the phase transition (see Fig. 1). The parameters of the LGD free energy are well-known for many materials, which allows quantitative predictions of their thermodynamic and transport properties.
Model: The LGD free energy for a ferroelectric is a functional of the macroscopic polarization texture that obeys the crystal symmetry of the parent paraelectric phase Cao (2008). For a uniaxial ferroelectric formed out of a centrosymmetric paraelectric phase the (Gibbs) free energy is an integral over the sample volume Chandra and Littlewood (2007):
(1) |
where , and are the Landau coefficients, is the Ginzburg-type parameter that accounts for the energy cost of polarization textures and an external electric field. A constant spontaneous polarization minimizes of a uniform medium when
(2) |
where () is the modulus of the vectors () and Below a critical temperature the system orders in a first (second)-order phase transition for () with for .
In the presence of fluctuations, the longitudinal polarization dynamics () obeys the Landau-Khalatnikov-Tani equation Tani (1969); Ishibashi (1989); Sivasubramanian et al. (2004); Widom et al. (2010),
(3) |
where is the polarization inertia, the vacuum dielectric constant, and a phenomenological damping constant. The plasma frequency depends on the ionic masses and charges in the unit cell of volume as Sivasubramanian et al. (2004). is a Langevin noise field that obeys a fluctuation-dissipation theorem Landau et al. (1980),
(4) |
where is an ensemble average, the Fourier component of and the second line indicates the classical white noise limit. Substituting the small fluctuations into Eq. (3):
(5) |
where is an inverse propagator. The non-linear terms on the right-hand side of Eq. (5) are proportional to the anharmonicity parameters and in Eq. (1). At temperatures sufficiently below the the fluctuations are small and we may solve Eq. (5) iteratively. To leading order,
(6) |
where are the harmonic thermal fluctuations that on average do not change the polarization since . In Fourier space
(7) |
where is the dispersion relation. Assuming weak dissipation , Eqs. (Excitations of the ferroelectric order), (6) and (7) leads to fluctuations
(8) |
that suppress the ground state polarization because of the anharmonicity, see Fig. 1. We may quantize the harmonic fluctuations as
(9) |
where () represents the bosonic annihilation (creation) operator of “ferrons” with wave vector and frequency . After substracting the zero-point fluctuations, the elementary electric dipole carried by a single ferron is , where and the vacuum. By substituting Eq. (9) into Eq. (6),
(10) |
Using the non-linear dielectric susceptibility that follows from Eq. (2), Eq. (10) can be rewritten as
(11) |
Eq. (10) and Eq. (11) agree with the intuitive relation
(12) |
which also holds for . According to Eq. (10) the ferron electric dipole reduces (i.e., ) and emerges from the anharmonicity of the free energy below the phase transition. As in order-disorder ferroelectrics Bauer et al. (2021); Tang et al. (2021) and in contrast to the magnetic dipole associated to magnons, the electric dipole of the longitudinal ferrons depends strongly and non-universally on the wave vector. In the paraelectric phase, the spontaneous polarization vanishes and hence , but a strong enough applied external field polarizes the paraelectric state and its elementary excitations as well.
The expansion to leading order in the amplitudes limits quantitative predictions to temperatures sufficiently below . However, we may profit in the future from the large knowledge base on computing phononic non-linearities in complex materials Tadano and Tsuneyuki (2018).
We assume dominance of a single-band soft mode that triggers the symmetry-breaking structural phase transitions to the ferroelectric state. In displacive ferroelectrics this is the lowest soft optical phonon that vibrates parallel to . Hybridization with other, such as acoustic, phonon modes can become significant for some physical properties Tang and Bauer .
The free energy Eq. (1) does not introduce non-parabolicities to the transverse oscillations, which therefore do not carry any dipolar moment. Order-disorder ferroelectrics can also be treated by Landau theory, but polarized fluctuations only emerge by introducing non-linearities in the transverse amplitudes. At sufficiently low temperatures this can conveniently be achieved by the constraint , which to leading order gives rise to a finite dipole of the transverse ferrons, analogous to the magnetic moment of magnons Bauer et al. (2021); Tang et al. (2021). Longitudinal and transverse ferrons may coexist in some multiaxial materials.
Since the LGD parameters are well documented for many ferroelectric materials Haun et al. (1987); Pertsev et al. (1998); Scrymgeour et al. (2005); Li et al. (2005); Hlinka and Marton (2006); Liang et al. (2009), we are in an excellent position to quantitatively study ferron-related thermodynamic, optical, and transport properties. Table 1 summarizes the key information for selected displacive ferroelectrics with perovskite crystal structure at room temperature.
Pyroelectricity and electrocalorics. Pyroelectricity (electrocalorics) is the change of polarization (entropy) under a temperature (electric field) change Whatmore (1986); Muralt (2001); Mischenko et al. (2006); Neese et al. (2008); Li et al. (2020). They are conventionally calculated directly by the LGD free energy with linear temperature dependence of the Landau quadratic coefficient () Muralt (2001); Li et al. (2020). However, this approach is valid only near the phase transition. At lower temperatures the fluctuations are well represented by the ferrons, and becomes temperature independent. The total polarization is with
(13) |
where is the Planck distribution, and in the second step we took the low temperature limit with the ferron gap (at ). By disregarding the temperature dependence of material parameters, the low-temperature pyroelectric coefficient we arrive at the thermally activated form
(14) |
The electrocaloric coefficient, i.e. the isothermal entropy change with electric field, is according to the Maxwell relation
(15) |
The temperature dependence deviates strongly from a Curie-Weiss power-law. Glass and Lines Glass and Lines (1976) derived the scaling relation Eq. (14) in order to explain the low-temperature pyroelectricity of LiNbO3 and LiTaO thereby implicitly introducing the ferron concept for equilibrium properties a long time ago. Lang et al. Lang et al. (1969) observed a negative pyroelectric coefficient in BaTiO3 ceramic at low temperature, whose absolute value increases exponentially with temperature, in qualitative agreement with Eq. (14). However, the experimental C/(m2K) at K is much larger than Eq. (14), which has been ascribed to a polarization of acoustic phonons coupled to the soft mode Born (1945); Szigeti (1975).
Polarization and heat transport by ferrons. We consider here diffuse and ballistic ferron transport in bulk ferroelectrics Bauer et al. (2021) and through constrictions Tang et al. (2021), respectively. In the former case we focus on homogeneous single-domain ferroelectrics at local thermal equilibrium with an electric field generated by internal polarization and external charges. Electric field () and temperature () gradients set along the direction induce polarization and heat current densities. The driving forces include non-equilibrium contributions from polarization and heat accumulations that should be computed self-consistently Bauer et al. (2021). We can derive the polarization and thermal conductivities and the Seebeck and Peltier coefficients in the linear response relations
(16) |
by the Landau theory introduced above. The linearized Boltzmann transport equation of the ferron gas in a constant relaxation time approximation Bauer et al. (2022) yields
(21) | ||||
(26) | ||||
(31) |
and the Kelvin-Onsager relation . Here is the ferron relaxation time, the group velocity in the tranport direction. We may define a Lorenz number
that is material specific and, assuming that the other parameters are approximately constant, scales with () at low (high) temperatures.
Next, we consider a quasi-one dimensional ballistic ferroelectric wire that connects to reservoirs. Within the linear response regime, the effective field () and temperature () differences between the reservoirs generate the polarization and heat currents as Tang et al. (2021)
(32) |
noting that the currents driven by an effective field difference are transient. The polarization () and thermal () conductances and the ballistic Seebeck () and Peltier () coefficients follow from the Landauer-Büttiker formalism Tang et al. (2021):
(37) | ||||
(38) | ||||
(43) |
where is the wave vector of the ferrons propagating along the wire with the dispersion relation , the single-mode quantum thermal conductance and the summation over transverse modes was restricted to the lowest subband. The Lorenz number turns out to be quite different
(44) |
BaTiO3 Hlinka and Marton (2006) | PbTiO3 Haun et al. (1987) | LiNbO3 Scrymgeour et al. (2005) | units | |
Jm/C2 | ||||
Jm5/C4 | ||||
Jm9/C6 | ||||
Behera et al. (2011) | Richman et al. (2019) | Jm3/C2 | ||
Morozovska et al. (2016) | Jms2/C2 | |||
tau | 0.21 Fontana et al. (1994) | 0.15 Sanjurjo et al. (1983) | 0.54 Ridah et al. (1997) | ps |
66 | 63.18 | 317.73 |
All the above transport coefficients depend on an applied uniform electric field via the field-dependence of (see Eq. (2)). The integrand of the diffuse thermal conductivity Eq. (31) depends on the field only via the occupation numbers,
(49) |
where the thermal conductance drops with a positive electric field along by electric “freeze out” of the thermally excited ferrons. We also find
(50) |
Thus the () together with the () allows one to access () and ().
Table 2 summarizes the numerical calculations of the integral expressions of transport coefficients derived above with the parameters given in Table 1, in which the integrals are cut-off by the Debye wave vector . We observe that the experimental thermal conductivities are much larger than the computed ones because they are dominated by the acoustic phonons and that the and agree well with the relations and Eq. (50), respectively.
BaTiO3 | PbTiO3 | LiNbO3 | units | |
THz | ||||
eÅ | ||||
m/ | ||||
m2/ | ||||
V/(Km) | ||||
V/(Km) | ||||
W/(Km) | ||||
10-9 W/(KV) | ||||
m/V | ||||
6.5 Suemune (1965) | 3.9 Langenberg et al. (2019) | 8.5 Burkhart and Rice (1977) | W/(Km) |
The ferron dipole in BaTiO3 is about 6 times (one order of magnitude) larger than in PbTiO3 (LiNbO3) because of a larger anharmonicity ( and ) relative to the quadratic coefficient () in Eq. (10). Hence, the polarization transport coefficients and the field derivative of the thermal conductivity (conductance) () are largest in BaTiO3. A negative can provide evidence for ferronic transport Heremans . However, when comparing with experiments several competing mechanisms should be considered. While to leading order acoustic phonons do not carry an electric dipole, the electric field also modulates the elastic parameters including the sound velocities by electrostriction and thereby heat transport, which could be separated in prinicple by clamping the sample. A second order effect of the electrostriction is a dynamical coupling of the acoustic phonons with the ferrons that preserves at low temperatures Tang and Bauer . Finally, electric fields suppress domain walls, which leads to an increasing thermal conductivity via a field-dependent relaxation time Mante and Volger (1971); Northrop et al. (1982); Weilert et al. (1993); Langenberg et al. (2019).

Electric dipole of ferron polaritons. Photons can hybridize with optical phonons to form phonon polaritons Born et al. (1955); Fano (1956); Henry and Hopfield (1965); Bakker et al. (1992); Kojima et al. (2002, 2003); Ikegaya et al. (2015), that can show anharmonicities in ferroelectrics Bakker et al. (1994, 1998). We may therefore consider “ferron polaritons” with a dispersion relation governed by Born et al. (1955)
(51) |
where , and are the light velocity, wave vector and the dynamic (relative) permittivity in the long-wavelength limit, respectively. According to Eq. (7)
(52) |
where , while is the high-frequency permittivity. While this dispersion is identical to that of the phonon polaritons in normal ionic crystals Born et al. (1955); Fano (1956), the ferron polaritons may transport electric dipoles below . By Eq. (12), the electric dipole of ferron polaritons reads
(53) |
where indicates two (optical and ferronic) branches and . Figure 2 gives the dispersion relations and the electric dipoles carried by the two branches for LiNbO3, in which the level repulsion renders the dipole of the ferronic branch smaller than even at . Focused optical excitations at the optical phonon frequency of ferroelectrics can therefore be a source of coherent polarization currents and give rise to unique electrooptic properties such as electric field-controlled light propagation. Electric-dipolar interaction importantly affects the surface ferron-polariton dispersion relations Rezende and Rodríguez-Suárez .
Conclusions: We identify the quasi-particle excitations of displacive ferroelectrics that carry heat and electric dipole currents and predict the associated low-temperature pyroelectric or electrocaloric coefficients, the (field-dependent) thermal conductivity, Peltier and Seebeck coefficients, and ferron polariton polarization. Thermally driven and electrically tunable ferronic transport in a broad class of ferroelectric materials may provide unique functionalities to thermal management and information technologies.
Acknowledgements: We are grateful for enlightening discussions with Beatriz Noheda, Bart J. van Wees, Joseph P. Heremans, and Sergio Rezende. JSPS KAKENHI Grant No. 19H00645 supported P.T. and G.B. R.I. and K.U. acknowledge support by JSPS KAKENHI Grant No. 20H02609, JST CREST “Creation of Innovative Core Technologies for Nano-enabled Thermal Management”Grant No. JPMJCR17I1, and the Canon Foundation.
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