Exactness of SWKB for Shape Invariant Potentials
Abstract
The supersymmetry based semiclassical method (SWKB) is known to produce exact spectra for conventional shape invariant potentials. In this paper we prove that this exactness follows from their additive shape invariance.
keywords: Supersymmetric Quantum Mechanics, Shape Invariance, Exactly Solvable Systems, Semiclassical Approximation, SWKB
I Introduction
The conditions under which semiclassical approximations such as the WKB method yield exact results for quantum-mechanical systems has long been a topic of interest Dunham ; Langer ; Bailey ; Froman ; Krieger1 ; Krieger2 ; Krieger3 ; Bender . In 1985, Comtet et al., in the context of supersymmetric quantum mechanics (SUSYQM), proposed a semiclassical quantization condition Comtet
(1) |
that generated exact spectra for several solvable systems. Here , the superpotential, is connected to the potential energy given by and limits and are given by . This quantization condition is known as the Supersymmetric WKB method (SWKB). In 1986, Dutt et al. showed that the SWKB condition generated exact spectra for all solvable systems known at that time Dutt . It was later shown that this set comprised all -independent shape invariant superpotentials Bougie2010 ; symmetry .
Even though SWKB quantization has been found on a case-by-case basis Dutt_SUSY to be exact for all -independent shape invariant potentials, there was no general underlying principle to explain it. It has been conjectured Khare1989 ; Dutt91 , but not proved that shape invariance is the source of this SWKB exactness. In this paper we demonstrate that additive shape invariance is sufficient to prove SWKB exactness for all conventional potentials.
II Supersymmetric Quantum Mechanics
In SUSYQM Witten ; Solomonson ; CooperFreedman ; Cooper-Khare-Sukhatme ; Gangopadhyaya-Mallow-Rasinariu , a hamiltonian is written as a product of two differential operators, that are hermitian conjugates of each other. Setting , the product generates the hamiltonian
(2) |
where the potential is given by
(3) |
The function is known as the superpotential of the system. Due to the semi-positive definite nature of the hamiltonian , its eigenvalues are either positive or zero. If the lowest eigenvalue , the system is said to have broken supersymmetry. Several authors suggested a modified version of SWKB quantization for systems with broken supersymmetry Eckhardt ; Inomata1 ; Inomata2 . We will assume that our system has unbroken supersymmetry; i.e., the lowest eigenvalue is zero.
The product generates another hamiltonian with . The two hamiltonians are related: and . These intertwinings lead to the following relationships among the eigenvalues and eigenfunctions of these “partner” hamiltonians:
(4) |
(5) |
Thus, knowledge of the eigenvalues and eigenfunctions of one of the hamiltonians automatically gives us their counterparts for the partner hamiltonian. We note that the hamiltonians remain invariant under the following transformations: and . Later in this paper we make use of this property in order to choose signs for some parameters or functions.
II.1 Shape Invariance
If the superpotential obeys the “shape invariance condition” Infeld ; Miller ; gendenshtein1 ; gendenshtein2 ,
(6) |
the spectra for and can be determined algebraically. The eigenvalues and eigenfunctions of are given by
(7) | |||||
(8) |
where is the solution of ; i.e., it is the ground-state wavefunction for the eigenvalue , and is the normalization constant.
In this paper we consider only the case of additive shape invariance: . We further restrict our analysis to the superpotentials that have no explicit -dependence; i.e., the -dependence comes in only through parameters . In Ref. Bougie2010 ; symmetry , the authors showed that in this case, the shape invariance condition reduces to the following two partial differential equations
(9) | |||
(10) |
and thus demonstrated that Ref. Dutt_SUSY provided the complete list of such superpotentials, which we called “conventional”. Additional shape invariant superpotentials were later found Quesne1 ; Quesne2 ; Quesne2012a ; Quesne2012b ; Odake1 ; Odake2 ; Tanaka ; Odake3 ; Odake4 ; Ranjani1 , but those were shown to depend explicitly on .
II.2 Three Classes of Conventional Shape Invariant Superpotentials
To prove SWKB exactness from the shape invariance condition for conventional superpotentials, we begin by classifying these superpotentials based on their mathematical form. From Eq. (10), the general form of all such superpotentials is Bougie2010 ; symmetry
(11) |
This form of a typical conventional superpotential derived from Eq. (10) was conjectured by Infeld et al. Infeld , and examined by others Ramos99 ; Ramos00 . Note that and cannot both be constant, or would yield trivial potentials with no dependence. The following three classes of superpotential comprise all possible forms for . Class I: , a constant; Class II: , a constant; Class III: and both have nonzero dependence. For each class we now determine the properties which follow from additive shape-invariance.
II.2.1 Properties of Class I:
For Class I, , a constant. In this case, . We can regroup terms by defining , so that . Renaming back to , eq.(9) yields , where dots denote derivatives with respect to and primes denote derivatives with respect to . The RHS is independent of . Since does not depend on and cannot be a constant, each side of the equation is equal to a constant, which we call . Consequently , so for constants and . Finally, we can regroup terms one more time, such that and and then rename back to and back to .
Therefore, Class I superpotentials can be written as , where for constants and .
II.2.2 Properties of Class II:
For Class II, , a constant. In this case, . We regroup terms such that , so that . Then Eq.(9) requires . Since is not constant and the right hand side is -independent, this requires , so for constants and . Similar to Class I, we can shift by the constant to absorb the term into .
Therefore, Class II superpotentials can be written as , where for constants and .
II.2.3 Properties of Class III:
For Class III, neither nor is constant. We first note that if is of the form for any constants and , then with a redefinition of , can be considered equivalent to a Class II superpotential in which is a constant. Similarly, if is linear in , this is equivalent to the case by regrouping terms.
With these assumptions, we substitute the form of from Eq.(11) in Eq. (9) and get
(12) |
The first two terms in this equation are respectively linear in and independent of . Therefore, if there is any nonlinearity in on the right hand side of the equation, it could only come from the third and fourth terms of the left hand side. However, the right hand side of this equation is independent of ; since and are not constant and are linearly independent, the -dependence in the third term cannot be canceled by the fourth term, and vice versa. Consequently, the coefficients of and in terms three and four must each be linear functions of .
Linearity in of the term in Eq. (12) implies . Then , which is linear in only if . Thus itself is linear in , so we can set . We then have . Since the right-hand-side is independent of , this requires and for constants and .
Therefore, Class III superpotentials can be written as , where and for constants and .
III Exactness of SWKB
In this section we will show that for the three classes defined above, the definite integral of Eq. (1) is . Let us define a function by
(13) |
Since does not depend on , the energy is the sole source of and dependence of the integrand . We will prove that .
First, we note that for , . Hence, and , the roots of , are equal, so . Thus Eq. (1) holds for .
Second, we observe that for all finite values of and , . Thus for all , , so if we Taylor expand in powers of , there would be no -independent term. I.e.,
(14) |
We now compute the first derivative for any value of :
(15) |
Integrating it, we will determine . Since vanishes at points and ,
(16) |
which is the starting point for proof of SWKB exactness for conventional superpotentials.
Note that if were to have an intrinsic dependence on , as is the case for the extended superpotentials Quesne1 ; Quesne2 ; Quesne2012a ; Quesne2012b ; Odake1 ; Odake2 ; Tanaka ; Odake3 ; Odake4 , Eq. (10) would not hold and would not be restricted to the three classes above, which subsume all the conventional superpotentials. In this case we would have an extra term in Eq. (15). Thus, -dependence of could impact the exactness of SWKB. For example, a numerical computation Bougie2017 showed that SWKB was not exact for the extension of the 3D-Oscillator Quesne1 .
Next, we will prove that , hence for the three classes enumerated in Sec.II.2.
III.1 Class I
For this class, we found in Sec.II.2 that , where for constants and . We consider two cases in this class, and .
III.1.1 Class IA:
III.1.2 Class IB:
In this case, , where for nonzero . With a redefinition , we can set and . Thus, we have
(17) |
Since , cannot be zero at any point, or it would be zero everywhere. Hence must have a definite sign, which for unbroken supersymmetry must be positive. This implies that , so and must have the same sign. Without loss of generality 111Here we have used the fact that the symmetry operations and discussed in Sec. II, do not change the value of the integral of Eq. (13). , we assume ; consequently, . From Eq. (9), we have . Because we must have (and for all bound states), thus . By integrating , we get . Then
We carry out the integration in the complex plane, as shown in Fig. 1.

The contour includes a pole at , and a cut from to . The partial derivative is then given by
(18) | |||||
where we substituted .
III.2 Class II
From Sec.II.2, this class is of the form , where for constants and . From 9, this requires
(19) |
and thus . From , we see that if , we must have . For , we have two cases: and , or and .
Using , we change the integration variable:
Then Eq. (16) becomes
(20) |
Here we have two cases: and .
III.2.1 Class IIA:
For , since , we see that if , at one point, it must be zero at all points. Hence must have a definite sign everywhere. Without loss of generality, we choose . Then, since must change sign to preserve supersymmetry, we must have . Hence, Eq. (20) becomes
(21) |
which integrates to
(22) |
where we used .
III.2.2 Class IIB:
This class splits into two cases: and .
We will consider first the case when . Because
(23) |
Eq. (20) becomes
(24) |
where the simple poles and are both greater than , and . To compute this integral we first observe that it can be written as a sum of two integrals which can be evaluated independently. Using Eq. (23), we obtain222The computation shown assumes . The case yields the same result.
Substituting back into Eq. (24) we arrive at
(25) |
Let us now consider the case when . Then Eq. (20) becomes
(26) |
where the simple poles are and . Note that this is a real positive integral 333 The case requires at every point, so the derivative at only those points where , and this happens only at one point . At the second derivative is positive, hence has only one extremum, a minimum at . This implies that the integral is real and positive, as the integrand is real and positive at every point in the domain. . The complex factorization in Eq. (26) was done in order to carry out the calculations in the complex plane, as illustrated in Fig. (2). We obtain for the integral in Eq. (26):

(27) |
where . When substituted into Eq. (26), this gives
(28) |
Since this is a real positive integral, we must have and . We arrive at
(29) |
III.3 Class III
For Class III, , where and , for constants and . We have two cases in this class, and . We now examine each case separately.
III.3.1 Class IIIa:
In this case, , hence cannot be zero at any point. Also, . The homogeneous equation for is solved by . A particular solution is . Thus, the superpotential takes the form , where we have redefined the parameter . From Eq. 9, , implies , which requires that , because 444Unbroken supersymmetry requires that for some value of , which occurs when , so .. So
Changing the integration variable to ,
where and are the turning points on the axis, where the square root in the denominator is zero555Since , the relative positioning of and remains the same as and .. Moving to the complex -plane,
III.3.2 Class IIIb:
In this case, , , and . The homogeneous and particular solutions for are and respectively 666 The homogeneous solution is . Thus, with a redefinition of the parameter , we get .
From Eq. 9 we have , so , and . To ensure the order , we must have .
Using the fact that , we define a function . Its derivative is given by , which yields . We now define two functions , and , which satisfy the identities:
In terms of these variables, and , where is a constant. Now, we proceed to compute for this case.
which can be written as
(30) | |||||
where we have used the constraint .
IV Conclusion
In this paper we have proved that the exactness of SWKB for conventional superpotentials follows from the additive shape invariance condition.
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