Euler systems and relative Satake isomorphism
Abstract.
We explain how the tame norm relation in Euler systems is a formal consequence of the unramified Plancherel formula in the relative Langlands program and a mild refinement of the generalized Cartan decomposition. This uniformly recovers many of the known Euler systems and produces a new split anticyclotomic Euler system in a case studied by Cornut.
1. Introduction
The Bloch–Kato conjecture suggests a deep connection between the arithmetic of motives and special values of -functions. The method of Euler systems is a method of understanding this connection. An Euler system consists of a family of motivic classes satisfying two types of relations: “wild” ones for relations in a -adic tower, and “tame” ones for relations at places away from . Experiences suggest that the wild norm relations require quite special conditions on , such as some form of ordinarity. On the other hand, tame norm relations seem to exist in much greater generalities, and they are already enough to deduce some cases of the Bloch–Kato conjecture, cf. [JNS24, LS24]. However, in the many known examples of Euler systems, the construction of classes satisfying the tame norm relations usually requires some ad hoc choices followed by extensive case-by-case calculations.
On the automorphic side of this picture, one way to get a handle on special values of -functions is through period integrals. Correspondingly, all known constructions of Euler systems are based (perhaps implicitly) on motivic interpretations of period integrals. Recently, Ben-Zvi–Sakellaridis–Venkatesh proposed a relative Langlands program, which is a far-reaching framework for organizing these period integrals centered around spherical varieties and their generalizations [BZSV24]. It is natural to ask if there is an arithmetic analogue of this framework, which should organize the many constructions of motivic classes (or their realizations) in the literature.
In this paper, we examine Euler systems from the relative Langlands point of view. We explain that this gives an automatic way of producing tame norm relations. Our method is computation-free, and we uniformly recover many of the known examples, some of which are summarized in Table 1. More details can be found in §4.4, 4.5.
Group | Spherical variety | Attribution |
---|---|---|
Lai–Skinner [LS24] | ||
Graham–Shah [GS23] | ||
Cornut [Cor18] | ||
Lei–Loeffler–Zerbes [LLZ14] | ||
Grossi [Gro20] | ||
Loeffler–Skinner–Zerbes [LSZ22a] | ||
Hsu–Jin–Sakamoto [HJR20] |
The idea of using spherical varieties in the construction of Euler systems goes back to Cornut [Cor18]. Unfortunately, there is a gap in his construction related to the definition of Hecke operators, as explained in [Sha23]. For this case, we produce a new split anticyclotomic Euler system and provide an independent proof of the main arithmetic application on Bloch-Kato conjecture.
1.1. Simple case of main result
We will state the application of our results for the pushforward of cycles, covering the first three rows of the above table. We construct split anticyclotomic Euler systems in the sense of Jetchev–Nekovář–Skinner [JNS24], which we will simply call JNS Euler systems.
Let be a CM extension. Suppose are reductive groups with Shimura varieties defined over such that the basic numerology
holds. After fixing level structures for and , this defines a special cycle on in the arithmetic middle dimension, which we expect is related to the central derivative of an -function.
We set up some notations for a JNS Euler system. Let be the set of places of which split in , with an explicit finite set of exceptions. For each , fix a place of above , and let be the arithmetic Frobenius at . Let be the set of square-free products of places in . For , let be the ring class field of conductor , so it is associated to the order by class field theory. Fix a minuscule representation of the dual group of . For each , let be the Hecke polynomial of at the place (cf. Example 3.12).
Theorem 1.1 (Proposition 4.8+Corollary 4.6).
Let . Suppose is a spherical -variety, and there is a character satisfying the “combinatorially trivial” condition of Example 2.3 such that the induced Shimura datum on is non-trivial. Then there exists a collection of classes
such that whenever , we have the tame norm relation
Moreover is the image of the special cycle under the continuous étale cycle class map.
We can in fact replace by more general coefficient systems. Under some automorphic assumptions, a standard Abel–Jacobi map procedure described in §4.3 gives the required Euler system in Galois cohomology.
Corollary 1.2.
Suppose in addition that
-
–
is anisotropic modulo centre.
-
–
Condition (C’) of [MS19] holds for .
-
–
Kottwitz’s conjecture [BR94, Conjecture 5.2] holds for the middle degree cohomology of .
Let be a stable cohomological automorphic representation of distinguished by . Let be the -adic Galois representation attached to and the Shimura cocharacter for .
Under the above set-up, there is a lattice in and a collection of Galois cohomology classes
forming the tame part of a JNS Euler system. In other words, whenever , we have the tame norm relation
where is the characteristic polynomial of .
Remark 1.3.
We briefly explain the roles of the conditions, which are not too serious thanks to a large body of work in the area.
-
–
The anisotropic modulo centre is a simplifying condition so that the Shimura variety is compact and we can directly apply the above cited works.
-
–
Condition (C’) is a collection of statements related to Arthur’s conjecture for , If is a unitary or orthogonal group, then condition (C’) is known (cf. the discussion after Remark 1.6 in [MS19]). Their result is only used to modify our classes to be null-homologous. In the unitary case, [LL21, Proposition 6.9] also suffices for this purpose.
-
–
Kottwitz’s conjecture is used to show that actually contributes to the cohomology of . In all of our cases, the Shimura variety is of abelian type, and what we need follows from the work of Kisin–Shin–Zhu [KSZ21].
By combining our construction with the results of [JNS24], we obtain the following implication.
Theorem 1.4.
With notations as in the previous corollary, suppose the Galois representation satisfies the following conditions.
-
(1)
is absolutely irreducible.
-
(2)
There exists such that .
-
(3)
There exists such that .
Then
We also have a version of the above results for the pushforward of Eisenstein classes (Example 4.3), which recovers the final four entries in the table. However, they depend on numerical consequences of the results of Sakellaridis–Wang [SW22] which are not yet available in the mixed characteristics setting.
Remark 1.5.
Since we are not using wild norm relations, there is no specific hypothesis on the prime in any of the above results.
1.2. Idea of proof
The theorem above is a combination of the following two steps which are completely different in nature:
-
(1)
Construction of a “motivic theta series” (Definition 4.1).
-
(2)
Local harmonic analysis on spherical varieties (Proposition 3.13).
We now explain each item in turn.
1.2.1. Motivic theta series
By definition, this is a -equivariant map between an adèlic function space and certain “motivic classes”. In the settings considered in this paper, the continuous étale cohomology group plays the role of this space of motivic classes. For arithmetic applications, it is important to have integral coefficients on the target cohomology group.
For the pushforward construction, versions of this map with rational coefficients have appeared, for example in [LSZ22a, Definition 9.2.3] and [GS23, Proposition 9.14]. Our first main idea is that by considering the correct function space, there is a natural integral refinement of this construction.
Observation 1.6 (Definition 4.1, Propositions 4.8, 4.11).
In many cases, including the ones cited above, a more natural statement is that there is an integral, -equivariant map
where is a spherical variety.
In the cycles case, we take , so we are interested in the function space . In previous works, the source space is often taken to be a space of coinvariants . These two spaces are equal after tensoring with , but they are different integrally. In other words, our observation is that is the more natural integral structure. The cases involving Eisenstein classes can be treated similarly, taking to be the vector bundle
instead of the previously used coinvariant space . Here, is the standard two-dimensional representation of .
This observation was already used by the third named author in [LS24] to bypass some Iwasawa-theoretic arguments needed previously to deal with torsions.
1.2.2. Local harmonic analysis
Once such a motivic theta series exist, the problem of tame norm relations is entirely reduced to constructing test vectors satisfying norm relations in , where .
The first question to understand is the origin of the field extension . Inspired by [Loe21, GS23], we introduce an augmented group , where is a one-dimensional torus that is supposed to parameterize character twists. By considering the desiderata of such an augmentation, we are led to the definition of a combinatorially trivial -bundle (Definition 2.2). This ensures that is -distinguished implies that is -distinguished for any , giving rise to a family of character twists.
Using this bundle, we can define two level structures: for , let , where and is the subset which is congruent to 1 modulo the uniformizer. The existence of tame norm relations is reduced to the following question: given a Hecke operator and a “basic element” ,
(†) |
This is stronger than just requiring the function to take values in . Indeed, in the extreme case where the -orbit of a point coincides with its -orbit, we need the value at to be divisible by the index . We give a necessary condition for when this kind of additional divisibility requirements can occur, in terms of the geometry of (Proposition 3.4). This is done by extending the proof of the generalized Cartan decomposition due to Gaitsgory–Nadler [GN10, Theorem 8.2.9] and Sakellaridis [Sak12, Theorem 2.3.8],
To verify these divisibility conditions, we need to compute . Since is described using its Satake image, we use works on the relative Satake isomorphism by Sakellaridis [Sak13] and Sakellaridis–Wang [SW22]. Our second main idea is the following.
Observation 1.7 (Proposition 3.9).
The structure of the inverse relative Satake transform implies additional divisibility properties.
In the cases considered in this paper, the formula for the inverse relative Satake isomorphism gives the values of the function as polynomials in . Now view as a formal variable. Instead of computing this polynomial, we specialize at and show by an anti-symmetry argument that the result is 0 at certain points in (along “walls of type T”). This proves its divisibility by at those points. This additional divisibility is a new phenomenon in the relative setting and not present in the classical Satake isomorphism (Remark 3.10).
Combining these two computations, we note that this automatic divisibility is stronger than the geometric requirements, so the answer to († ‣ 1.2.2) is yes, and we obtain the tame norm relation!
1.3. Related works
In our language, the gap in Cornut’s construction [Cor18] (see [Sha23]) is a difference between functions on and distributions on . In this paper, we establish tame norm relations at split primes. We believe our framework also works in the original non-split setting studied by Cornut and we plan to pursue such a generalization in a future paper (see §1.4.1 below).
In the other works cited in Table 1, the Euler system is constructed using the zeta integral method first developed by Loeffler–Skinner–Zerbes [LSZ22b]. In this method, one writes down a carefully chosen candidate for the test vector in and verifies that its trace is equal to by an explicit, often intricate, zeta integral computation. It also relies crucially on local multiplicity one. Our method avoids both the computations and the local multiplicity one hypothesis.
In certain spherical settings where classes are obtained by a pushforward construction, Loeffler gave a construction of wild norm relations [Loe21]. He also considered more general cases where a mirabolic subgroup has an open orbit (Definition 4.1.1 of op. cit.). In many such cases, we reinterpret the mirabolic subgroup as the point stabilizer of a naturally occurring affine inhomogeneous spherical variety. However, in some examples such as , only a parabolic subgroup of has an open orbit. Our method does not handle this case. This is an Eisenstein degeneration of the spherical pair , in a precise sense explained in [LR24], so it would be interesting to understand how this can be interpreted as an operation on spherical varieties.
During the preparation of this work, the preprint [Sha24] was posted. Shah considered a similar local question as († ‣ 1.2.2), phrased using double cosets on the group . At this point, the classical Satake isomorphism is used in op. cit., leading to complicated expressions involving Kazhdan–Lusztig polynomials, which need to be computed on a case-by-case basis. However, his method can treat certain non-spherical cases, which at the present falls outside the conjectural framework of [BZSV24].
1.4. Further works
1.4.1. Removing conditions
To make our results unconditional, we would need to have the function-level results of [SW22] for mixed characteristic local fields. Such a statement should follow from motivic integration techniques, along the lines of [CHL11]. The third named author plans to write a short note on this matter in the future, though it would certainly be more desirable to have a sheaf-level statement and proof.
It would also be useful to have a non-split version of our results. Indeed, in certain twisted settings, even the construction of a split anticyclotomic Euler system requires non-split groups. The necessary local harmonic analysis results should be within reach of current methods. For example, [SW22] only assumes quasi-split, and [CZ23] handles many symmetric cases.
1.4.2. Speculations
One byproduct of our observation of automatic divisibility (Proposition 3.9) is that there should be some modification to the local unramified conjecture [BZSV24, Conjecture 7.5.1] when the coefficient ring is not a field, cf. §9.4 of op. cit. We hope this provides a useful piece of phenomenon in the future refinement of this framework.
Perhaps the deepest question raised by our work is to understand a space of the form
in larger generality. Indeed, replacing “integral motivic classes” with “automorphic functions”, then this space (though not its two constituent pieces) has a conjectural dual description in the relative Langlands program. In addition to the pushforward of cycles or motivic classes described above, the arithmetic theta lifting (cf. [Liu11, LL21, Dis24]) should also be part of this framework. It would also be interesting to understand its relation with the recent boundary class construction of Skinner–Sangiovanni-Vincentelli [SV24].
Acknowledgments
It is clear that most of this paper is built on the fundamental works of Yiannis Sakellaridis, and we would like to thank him in particular for some very insightful conversations.
We would also like to thank David Ben-Zvi, Ashay Burungale, Christopher Skinner, Ye Tian and Wei Zhang for their interests and helpful discussions.
The first and second named authors are supported by the National Key RD Program of China No. 2023YFA1009702 and the National Natural Science Foundation of China No. 12371012. The second named author is also supported by National Natural Science Foundation of Beijing, China No. 24A10020.
2. Spherical varieties
Let be a field of characteristic 0, not necessarily algebraically closed. Unless otherwise specified, everything in this section will be defined over .
Let be a split reductive group with a Borel subgroup . Let be a variety with a right -action. Recall that is spherical if acting on has an open orbit. We make the following assumptions
-
(1)
is smooth, affine, connected.
-
(2)
has no root of type N (cf. §2.1.2).
-
(3)
Every -orbit on contains an -point.
-
(4)
has an invariant -measure.
The assumptions imply that there is a unique open -orbit even on the level of -points. We denote this orbit by . Fix once and for all a point . Let be the stabilizer of . Let be the open -orbit in , so , and it contains as an open dense subset.
Remark 2.1.
Assumptions (1) and (2) roughly correspond to the assumptions imposed in [BZSV24] in the case of polarized Hamiltonian varieties. There have been progresses towards the unramified Plancherel formula without some of these hypothesis, for example [SW22] for certain singular varieties, and [CZ23] for certain varieties with roots of type N. It would be interesting to see if the behaviour observed in this paper still holds in these settings.
Assumption (3) is purely a matter of convenience for the present paper to rule out spherical roots of type T non-split, which requires a separate analysis. In a future work, we plan to remove it and moreover consider the case when is not split.
Assumption (4) is included also for simplicity of notation. It will hold if is reductive or if is of the form , where is reductive and is a linear representation of . These are the two cases needed for the Euler system constructions in the paper. In general, one may assume there is an -eigenmeasure after a trivial modification [Sak08, §3.8], and our formulae in §3.3 need to be modified by the corresponding character in a well-understood way.
2.1. Structure theory
We now recall some general results from the theory of spherical varieties, stating only what is needed for the present work. We refer to [Sak13, SV17] and references found therein for a more systematic development with proofs.
2.1.1. Notations
Let be the subgroup of fixing the open orbit. It contains the Borel subgroup, so it is a parabolic subgroup. Choose a good Levi subgroup as in [Sak13, §2.1], and let be a maximal torus of contained in . Define the torus
Write for its cocharacter lattice, and let . Similarly define , then we have a quotient map . There is a natural cone containing the image of the negative Weyl chamber. Let . Its elements will be called -anti-dominant.
Let be the negative-dual cone to in , then is strictly convex. In [Sak13, §6.1], Sakellaridis defined a based root system whose set of simple roots lie on extremal rays of intersected with . Elements of are called (normalized) spherical roots of . There is a canonical embedding , allowing us to view spherical roots as characters of . The Weyl group of is the little Weyl group, denoted by . It is canonically contained in the Weyl group of , which we will denote by .
Knop and Schalke defined a dual group whose coroot system is [KS17]. It is a subgroup of the Langlands dual group of . We have an equality only if for all simple roots , the pair is of type T in the classification below. We call with this property strongly tempered.
2.1.2. Classification of roots
Let be a simple root of . Let be its associated standard parabolic subgroup, with radical . Let be a -orbit in . The geometric quotient
is a homogeneous spherical variety of . There are four cases.
-
–
Type G: .
-
–
Type U: , where is the subgroup of a Borel subgroup which contains the unipotent radical.
-
–
Type T: , where is a maximal torus.
-
–
Type N: , where is the normalizer of the torus. This case is excluded by our assumption.
We say the pair is of type G, U, or T according to this classification.
Somewhat confusingly, there is a related but separate classification of spherical roots. Note that it is also standard terminology that the spherical roots only refer to the simple roots of the spherical root system . Let be a spherical root. Under our standing assumptions, it has one of the two types.
-
–
Type T: This happens exactly if is a root of .
-
–
Type G: In all other cases, , where are orthogonal roots of , and they are simple roots in some choice of basis.
More details, as well as a proof of the above dichotomy, can be found in [Sak13, §6.2]. The ample examples there should illustrate the classification. We simply note that by the description in loc. cit., if there is a pair of maximal rank of type T, then there is a spherical root of type T.
2.2. Equivariant bundles
For our intended application, it is necessary to consider certain torus bundles over .
Definition 2.2.
Let be an -equivariant -bundle, where is a torus. It is combinatorially trivial if its restriction to is trivial as a -equivariant bundle.
In particular, is a spherical variety for the group , and the stabilizer of any lift of is isomorphic to by projection to the first factor. It is immediate that
as quotients of the maximal torus . As a result, all of the combinatorial data introduced in the previous subsection are either unchanged or change in a trivial way. This explains our terminology. In particular, we note that the classification of spherical roots is unchanged.
Example 2.3.
If is homogeneous, then the datum of an equivariant -bundle over is equivalent to a character by the recipe
It is combinatorially trivial if and only if , where recall that is a maximal torus in the Borel subgroup such that is open in . This is the condition imposed by Loeffler for wild norm relations [Loe21, §4.6].
Observe that if contains a maximal unipotent subgroup of (so is horospherical), then any combinatorially trivial bundle is trivial, since has to be trivial on the unipotent part.
Remark 2.4.
Combinatorially trivial in particular implies that
On the representation theory side, this means if is -distinguished, then is -distinguished for any character of the torus. So we are looking a family of character twists for , exactly what is needed for Euler system constructions. If , this is related to having an “-variable” in the -function.
The existence of such a bundle is unfortunately quite restrictive, and it rules out very interesting cases, including the triple product case , .
Proposition 2.5.
Suppose is homogeneous and has only spherical roots of type G, then every combinatorially trivial -bundle over is trivial.
Proof.
Let be a -orbit in of maximal rank. Let be a simple root of with associated parabolic . The pair cannot have type T, since otherwise there would be a spherical root of type T. It follows that the pair is of type G or U. In particular, is either or the disjoint union of an open -orbit and a closed -orbit. Moreover, all -orbits are of maximal rank, so all pairs are not of type T.
Let be any equivariant -bundle. Suppose it trivializes as a -equivariant bundle over and is a root such that is the open orbit in . Let be the stabilizer of a point in , so the bundle structure becomes a map . Consider the short exact sequence of groups
Since , the restriction of to the first term is trivial, so it descends to a character on the quotient. On the other hand, this quotient is the stabilizer group in the -spherical variety , which is of type U. But then is trivial by Example 2.3. Therefore, . In other words, trivializes as a -bundle over .
Suppose that is combinatorially trivial, then we can construct a -equivariant section over . By the above discussion, this section extends to for any simple root . We may continue this process starting from the closed orbits in . Since is homogeneous, all -orbits are reached this way. Moreover, all of the sections glue since the -equivariant sections on a -orbit are unique up to a constant multiple. Therefore, we have shown that is trivial as a -equivariant bundle.
In particular, is trivial as a line bundle, so the only -equivariance structure on it comes from a character . Its restriction to is trivial by the discussion above, so itself must be trivial. ∎
3. Local computations
We now specialize to the case where is a local field, with ring of integers and residue field . Let . Let be a uniformizer. For any of the varieties denoted by bold letters, we will use the normal font to denote its -points, so for example .
The group has a natural smooth left action on the function space . In this section, we recall its spectral decomposition, following the works of Sakellaridis and his collaborators. The goal is to observe certain automatic divisibility properties and match them with a corresponding phenomenon in geometry.
3.1. Assumptions
For all results in this section, we need to impose some “good reduction” hypotheses, which we will specify. In the global setting, they hold for all but finitely many places.
Assumption 3.1.
Both and extend to smooth schemes over , which we denote by the same letter. Moreover, all statements of [Sak12, Proposition 2.3.5] hold. In particular,
-
(1)
is reductive and is affine.
-
(2)
The chosen base point belongs to .
-
(3)
A local structure theorem for and its compactifications hold.
We will write . By hypothesis, this is a hyperspecial maximal compact subgroup of .
3.2. Generalized Cartan decomposition
Under the assumptions made above, we will state a generalized Cartan decomposition due to Gaitsgory–Nadler in the equal characteristics case [GN10, Theorem 8.2.9] and adpoted to the mixed characteristics case by Sakellaridis [Sak12, Theorem 2.3.8]. Recall that contains an -anti-dominant monoid .
Proposition 3.2 (Genralized Cartan decomposition).
For each , fix a representation , viewed as an element of by the orbit map through . Then there is a disjoint union decomposition
3.2.1. Representation of functions
Since is Zariski closed in , a function is uniquely determined by its restriction to , where it no longer has to be compactly supported. By the generalized Cartan decomposition, we have a canonical isomorphism defined by
(1) |
where is a formal symbol representing the monoid element . We will use such a formal power series to represent functions in in the future.
3.2.2. Interaction with bundle
Let be a combinatorially trivial -bundle defined over . Let
The maximal compact subgroup is equal to . For global reasons, we are also interested in the subgroup
Clearly, is a normal subgroup of whose quotient is , which has size . The main result of this subsection is to describe the space .
Definition 3.3.
A coroot is said to lie on a wall of type T if there is a spherical root of type T such that .
A point lies on a wall of type T if it is in the orbit , where lies on a wall of type T.
Proposition 3.4.
Let . If the action of on has fewer than orbits, then lies on a wall of type T.
Proof.
In this proof, we will only work over the generic fibre, so the standard theory of spherical embeddings apply without comment. Further note that we are only working over the open -orbit , so we will assume that is homogeneous.
Over the open orbit , fix a trivialization of . Identify with a subset of using the orbit map. Let be an element such that splits into less than pieces. Then there exists such that , where . For any , we have
(2) |
where we are using the identification of (as a group) with its orbit through the base point (a subset of ). It follows from this equation that the orbit also does not split completely.
Let be the image of in . Suppose for contradiction that does not lie on a wall of type T, then the set consists only of spherical roots of type G. The idea of the proof is to show that the bundle trivializes at -infinity. This notion is introduced in [SV17, §2.3], and we recall some aspects of their construction.
Let be the face in consisting of vectors orthogonal to all spherical roots in , then it contains in its relative interior. Choose a fan decomposition of so that belongs to a face . Let be the spherical embedding defined by this fan decomposition, following Luna–Vust theory [Kno91, Theorem 3.3]. The face corresponds to a -orbit satisfying the condition that converges to a point .
The combinatorially trivial -bundle also extends to the boundary using the compactification given by the same fan decomposition. By [SV17, Proposition 2.3.8(3)], the spherical roots of are exactly , so is a spherical variety with only spherical roots of type G. Proposition 2.5 implies that the bundle over must split. On the other hand, taking limit as in equation (2), we see that translates between the disks above the point . This is a contradiction, proving that must lie on a wall of type T. ∎
3.3. Relative Satake isomorphism
In this subsection, we will introduce the relative Satake isomorphism. In the homogeneous case, the results are unconditional and due to Sakellaridis [Sak13, Sak18]. In a second case, which we call “totally type T”, the analogous result holds in the equal-characteristic case [SW22], and we conjecture that it carries over to the mixed characteristic case.
3.3.1. Hecke algebra and Satake isomorphism
Fix the Haar measure on so that has volume 1, then we can define the Hecke algebra whose algebra structure is given by convolution
This algebra acts on on the left in the natural way
Note that when , this action is different from the convolution.
Recall the classical Satake isomorphism, cf. [Gro98]
(3) |
where . By restriction, we have a natural ring homomorphism . Let be the set of unramified characters of , so is an algebraic torus. There is a Fourier transform
(4) |
where as before, is a formal symbol representing the monoid element . We will use the Fourier transform to identify the two spaces.
3.3.2. Homogeneous case
In this subsection, suppose in addition that is a homogeneous spherical variety. We will also assume Statements 6.3.1 and 7.1.5 from [Sak13]. These are easy to verify for each given , and it is expected they always hold under the assumptions we have made already.
Let (resp. ) be the set of unramified characters of (resp. ). Since we are assuming all orbits on are defined over , the tours is split, and we have the canonical injection . We can alternatively describe as the -points of the dual torus .
Let (resp. ) be the modulus character for the good Levi subgroup (resp. parabolic subgroup ), cf. §2.1. The translate defines a subvariety of . Its ring of polynomial functions will be denoted by . We make the following canonical identification
(5) |
where the first map is the Fourier transform as defined in (4), and the second map is induced by translation.
Theorem 3.5 ([Sak13, Theorem 8.0.2]).
There exists an isomorphism
such that
-
(1)
The image of the basic function
is the constant function 1.
-
(2)
Let be the classical Satake isomorphism, then the above isomorphism is equivariant with respect to the natural action on the left hand side and multiplication on the right hand side.
Let be a Hecke operator, with Satake transform . By restriction and using identification (5), this defines an element
(6) |
We would like to compute the function in terms of , which can be done using the inverse Satake isomorphism [Sak18]. To state it, recall that Sakellaridis defined a multiset in [Sak13, §7.1]. By our split hypothesis, all the signs in the notation of loc. cit., and the remaining two pieces of data can be combined as a representation of , cf. [BZSV24, §9.3.5].
Theorem 3.6.
Proof.
This is proven in [Sak18] under the additional assumption that is wavefront. However, the only time the wavefront hypothesis is used in the derivation is to compute the normalization factor in the Plancherel measure. This exact normalization is not needed for the above result since the expressions do not depend on the choice of the -invariant measure on . ∎
3.3.3. Strongly tempered case
We no longer suppose is homogeneous. Instead, we work in the strongly tempered case, namely . We state a conjectural analogue of Theorem 3.6. In the case when is an equal-characteristic local field, the conjecture minus the final part is known by the main theorem of [SW22].
In this case, we have , so we can drop the subscript from all combinatorial data. Moreover, and . Finally, all elements of are in degree 1 by the recipe constructing them. Therefore, the following is the exact analogue of Theorem 3.6, with the final statement playing the role of [Sak13, Statement 7.1.5].
Conjecture 3.7.
Let be the multiset of weights of denoted by in [SW22, Theorem 1.1.2], then
Moreover, all weights of are minuscule as coweights of .
Proof in the equal-characteristic case.
All references in this proof are to [SW22]. Define the Radon transform by the expression
By unwinding definitions, it is easy to check that , where the convolution takes place in the space of smooth (not necessarily compactly supported) functions on . In terms of the ring , this convolution is just usual multiplication. Since is computed in Theorem 1.1.2, the conjecture follows by applying the theory of asymptotics, exactly as in the proof of Corollary 1.2.1. ∎
3.4. Integral structure
Let the assumptions be as in the previous subsection. We give an ad hoc definition of an integral structure on , whose only purpose is to specify when a half power of can show up. This is abstractly explained by the analytic shearing construction in [BZSV24, §6.8]. Let .
Definition 3.8.
Let (resp. , ) be the half sum of positive roots for (resp. , ). Define to be the functions in of the form
where . We are again identifying with by (1).
The ring consists of restrictions of functions in .
Proposition 3.9.
Let be a Hecke operator such that , in the notation of (6). Let , then for all . Moreover, if lies on a wall of type T, then .
Proof.
Under the various hypotheses discussed in the previous section, the second term in Theorem 3.6 and Conjecture 3.7 lies in the ring . It follows that
Since and is integral, this is an integral power of .
From this computation, we see that is a polynomial in , where we now treat as a formal variable. To prove the required divisibility, we specialize it to , so is the coefficient of in the power series expansion of
Suppose is a spherical root of type T, with corresponding coroot . Let be its associated simple reflection. We consider the behaviour of the above expression under . There are three terms.
-
(1)
The term is -invariant by construction.
-
(2)
Since is the positive part of a root system, we see that
-
(3)
We need to understand the difference between and . In the homogeneous case, this is described in [Sak13, Statement 7.1.5]. Since has type T, there are two virtual colors and belonging to . Their associated valuations and sum to , so
In the strongly tempered case, the above discussion still holds due to our minuscule hypothesis combined with [SW22, Theorem 7.1.9(iii)].
It follows that
(7) |
If , or equivalently if lies on the wall defined by , then we see that the coefficient of must be 0, as required. ∎
Remark 3.10.
Performing the above computation for a spherical root of type G recovers equation (7), except with a plus sign. Therefore, we gain no information. In particular, all roots are of type G in the group case , so we do not see any additional divisibility in the classical Satake isomorphism.
3.5. Abstract Euler system I
To state the abstract Euler system relation, we need to specify the Hecke operator. Our approach depends very little on this choice.
Definition 3.11.
A Hecke operator is -integral if .
Example 3.12.
Let be a minuscule representation of , then the function belongs to . The Hecke operator associated to it by the Satake transform lies in , so it is -integral for all . More generally, replacing by gives a polynomial , all of whose coefficients are -integral. This is the Hecke polynomial considered in [BR94, §6].
Proposition 3.13.
Let be an -integral Hecke operator, then there exists such that
where is the trace operator.
Proof.
Let . Let . Write , then
Since is normal in , the multiplier in front of each term is the same. In other words, the image of under the trace map is characterized by the divisibility condition
By Proposition 3.4, if this coefficient is not 1, then lies on a wall of type T. Proposition 3.9 applied to shows that this divisibility requirement is automatic. ∎
4. Global picture
Now let be a global field. The goal of this section is to apply the above theorems and conjectures to construct the tame part of Euler systems over .
4.1. Motivic theta series
Let be the ring of adèles of . Let be a rational prime. Let be a finite set of places of such that
-
(1)
contains all places above and .
- (2)
In particular, we may extend and to smooth varieties over , which allows us to talk about their adèlic points. Again denote these extensions by the same letters.
Let . Define the basic vector to be
By construction, it is -invariant.
Definition 4.1.
Let be a -module with a smooth -action. An -theta series for is a -equivariant map
The basic element is defined to be .
Remark 4.2.
In general, the discussions of [Sak12, §3] suggests that the correct function space should be a restricted tensor product of smooth functions on with bounded growth near the boundary . However, this subspace is sufficient for our applications.
If is a space of automorphic functions, then the classical theta series is an example of this definition. In the relative Langlands program, such objects are expected to play an important role, cf. [BZSV24, §15.1]. Their motivic analogues should also exist in great generality, though they are harder to construct. We will later specify to be certain -coefficient continuous étale cohomology groups, which we consider as -adic realizations of motives.
Example 4.3.
Consider the case , , and , the 2-dimensional affine space with the standard action of . The theory of Siegel units (cf. [Kat04, §1.4], [Col04, Théoréme 1.8]) gives a motivic theta series
where runs over all open compact subgroups of , and is the open modular curve of level . By taking -adic étale realization, this produces a motivic theta series valued in . This is exactly the construction of -Eisenstein classes in weight 2. For higher weights, the coefficient is replaced by an integral étale local system, cf. [LSZ22b, Proposition 7.2.4].
We are hiding one subtlety in this definition. In the above references, one need to restrict to functions which vanish at to ensure convergence. To get this vanishing automatically, we fix an auxiliary place and fix the test vector there to vanish at . This was used in the choices of [LSZ22b, §8.4.4].
Example 4.4.
By taking cup product, we obtain the following motivic theta series for with the diagonal -action
This is Kato’s construction of his zeta element, reformulated in [Col04]. As observed by Colmez, this makes verifying their norm relations “almost automatic”, since it reduces to some elementary manipulation of indicator functions on .
4.2. Abstract Euler system II
Let be a 1-dimensional torus defined over , the -integers of . Let be a combinatorially trivial -bundle. Let be the augmented group. For each square-free ideal not divisible by any place in , we may form the level structure
(8) |
where consists of the elements of whose reduction is the identity.
Let be the set of places of away from where the hypotheses of Section 2 are satisfied for . This in particular requires to be split at those places. For each , let be an -integral Hecke operator in the group (Definition 3.11). They give rise to the following abstract Euler system.
Theorem 4.5.
Let be an -theta element for . Let be the collection of square-free products of places in . There exists a collection of elements such that is the basic element, and for any and any such that , we have the norm relation
Proof.
For each , let be the element from Proposition 3.13. Define to be , except the local component at each are replaced by . The theorem follows from the -equivariance of . ∎
4.3. Étale classes and Galois action
We now specialize further and suppose that has Shimura varieties defined over a number field containing . We can then form Shimura varieties for . Let be a -local system defined using an algebraic representation of , as in for example [HT01, §III.2]. Define
(9) |
where is a fixed open compact subgroup of , and runs over all open compact subgroups of . The cohomology theory used is Jannsen’s continuous étale cohomology [Jan88]. Note that all the transition maps are well-defined since we are not changing the level structure at the -adic places.
Suppose and are both open compact, then we have
(10) |
as algebraic varieties over . Take for some appropriate choice of the ramified level structure , then it is often possible to interpret the above product as a base change from to an extension . We single out two cases.
-
–
If with Shimura cocharacter , then is the cyclotomic extension of conductor .
-
–
If attached to a quadratic extension , and the Shimura cocharacter is , then is the anticyclotomic extension of of conductor .
In these cases, the trace from Theorem 4.5 can be identified with a trace map between fields.
Locally at , we have the following description of the Hecke algebra for as a ring of Laurent polynomials
Here, is the indicator function of . Moreover, a Hecke operator is -integral if and only if all of its coefficients on the right hand side are -integral. In particular, if is a minuscule representation of , then we may use the Hecke polynomial defined in Example 3.12.
Under the identification (10), the action of matches with the action of the geometric Frobenius element . In the case, this requires further comments: the identification of with depends on the choice of a place of above , and really means the arithmetic Frobenius at . Using this, Theorem 4.5 leads to the following Corollary.
Corollary 4.6.
Remark 4.7.
It is crucial that the Shimura cocharacter on is non-trivial, otherwise we do not recover a Galois action. In particular, choosing the trivial equivariant bundle does not lead to interesting arithmetic in any of the examples we consider, as expected.
This result of Corollary 4.6 may be called a “motivic Euler system”, cf. [LSZ22a, §9.4]. We now explain the steps required to convert this to an Euler system in Galois cohomology, proving Corollary 1.2 from the introduction. These steps are all standard in the literature.
-
(1)
Null-homologous modification: the main result of [MS19] constructs an element in the Hecke algebra of whose action on the cohomology of are the two sign projectors. In particular, annihilates the cohomology group . Therefore, for each as above, is cohomologically trivial, and the spectral sequence in continuous étale cohomology [Jan88, Remark 3.5(b)] gives an element
A simpler argument is given in [LL21, Proposition 6.9(1)] which also suffices for our purpose.
-
(2)
Projection to Galois representations: Kottwitz’s conjecture gives a concrete description of the cohomology group . In the case considered in Corollary 1.2, it gives a projection from this group to the Galois representation . Moreover, the Hecke polynomial specialized to the Satake parameters of agrees with the characteristic polynomial of .
The integral structure given by the lattice is mapped to a lattice in . The image of under this projection is the class .
In the following two subsections, we will explain how pushforwards of cycles and Eisenstein classes both give instances of such a motivic theta series. In these settings, the above corollary produces many of the known motivic Euler systems in the literature.
4.4. Special cycles
Suppose that is homogeneous, then , where we recall that is the stabilizer of a point in the open orbit. In this case, is automatically smooth, and it is affine if and only if is reductive. Assume the following conditions.
-
(1)
Both and have Shimura varieties, and .
-
(2)
is an algebraic representation of whose restriction to contains the trivial representation.
Under the above assumptions, the discussions of [LS24, §2.4] carries over verbatim, and Proposition 2.7 of op. cit. gives a motivic theta series.
Proposition 4.8.
Let . Let be the -local system on attached to . The diagonal cycle construction defines an -theta series
Remark 4.9.
The algebraic representation determines the archimedean part of the representations distinguished by . The above construction depends on the choice of an invariant vector in . It is likely that including the archimedean place in the space would give a more canonical construction.
Since we are constructing motivic classes using cycles, we should limit our deformations to the self-dual setting. Therefore, it seems necessary to take , defined with respect to a CM extension . To satisfy the conditions in §2, we must restrict our attention to split primes. The result is a split anticyclotomic Euler system, in the sense of [JNS24].
We now explain the content of Corollary 4.6 in a few cases. In each case, we need to specify the data of an embedding of reductive groups and a character . The latter is used to specify the -bundle over . In all cases, the local spherical variety appears in the table [Sak13, Appendix A], so they have been verified to satisfy the combinatorial conditions alluded to in §3.3.2.
4.4.1. Gan–Gross–Prasad [LS24]
Let be Hermitian spaces of dimensions , respectively which are nearly definite. Consider the setting
The intersection of with a good Borel is trivial, so the bundle is automatically combinatorially trivial. Take to be the standard tensor product representation of degree , then Corollary 4.6 recovers [LS24, Proposition 5.4], bypassing the explicit matrix calculations in §4 of op. cit.
4.4.2. Friedberg–Jacquet [GS23]
Let be a Hermitian space with signature at one archimedean place and at the other archimedean places. Let be a totally definite subspace of dimension , and let be its dual. Consider the setting
At a split place, the local picture is . For an appropriate choice of the Borel subgroup , the intersection has the form
so the bundle defined by is combinatorially trivial (which explains why is not the correct choice for ). In this case, the equivariant bundle is non-trivial even as a line bundle, which explains why it is essential to include the additional -factor.
4.4.3. Cornut’s Euler system [Cor18]
Let be a totally real field. Let be a quadratic space over of signature at one archimedean place and istotropic at the other archimedean places. Suppose splits over , then there is an -Hermitian -hyperplane , unique up to -translation. Let
The definition gives an inclusion . The character is again the determinant.
At a split place , the local picture is . The combinatorially trivial condition is automatic. Take to be the standard representation of degree . Corollary 4.6 then recovers a split anticyclotomic Euler system for representations of , where the “Euler factor” is the one corresponding to the standard -function. This is the split analogue of the one constructed by Cornut [Cor18].
Remark 4.10.
In this case, , but the little Weyl group is smaller, so we do not have multiplicity one [Sak08, Theorem 1.2.1]. This observation also shows that is not wavefront, which suggests that a representation which is distinguished by is necessarily not stable. If this is the case, then Kottwitz’s conjecture predicts that the Galois representation appearing in the orthogonal Shimura variety is not the standard one. We hope further automorphic studies of the setting will shed light on this question.
4.5. Eisenstein classes
We now move to a family of non-homogeneous spherical varieties. Suppose is an affine space with a spherical action of a group . Let
In a change of notation from §2, the stabilizer of a generic point is no longer . In the Eisenstein class applications below, the stabilizer is a mirabolic subgroup of , which gives an explanation for their prominence in [Loe21].
We expect there to be a general pushforward construction sending motivic theta series for to ones for . If both and have Shimura varieties, then this should just be the usual pushforward construction, as described for example in [Loe21]. The following proposition describes that construction in our framework.
Proposition 4.11.
Suppose we have a -theta series
then its pushforward defines an -theta series
where is the codimension.
Proof.
Exactly as in [LSZ22b, §8.2], one may define a map
which is left -equivariant and right -invariant. Therefore, we have a commutative diagram
where the downward arrow is the -coinvariant map. One simply observes that the coinvariant map and both introduce the same volume factors on a basis of functions, so is integral. ∎
Remark 4.12.
If and is its standard two-dimensional representation, then Example 4.3 gives a -theta series as above, with . This gives rise to the tame parts of the following Euler systems, with the caveat that we need the function-level statements of [SW22] in mixed characteristics.
4.5.1. Rankin–Selberg [LLZ14]
Let and , embedded diagonally in . Let
The pushforward construction gives rise to Beilinson–Flach elements considered in [LLZ14]. To obtain an Euler system, we endow the trivial line bundle over with the -action through the character . Our main theorem applied to the associated -bundle recovers the tame norm relations of Beilinson–Flach elements [LLZ14, Theorem 3.4.1].
4.5.2. Asai representation [Gro20]
Let be real quadratic field. In the previous subsection, take instead
This gives rise to the Asai–Flach classes considered in [Gro20]. The -bundle defined above recovers the tame norm relation at primes which split in .
4.5.3. [HJR20]
Let and . By we now mean the 2-dimensional affine space where acts through its first component. The variety is spherical. The trivial line bundle on with the obvious character gives rise to the tame norm relation [HJR20, Proposition 8.17].
4.5.4. [LSZ22a]
Let be an imaginary quadratic field. Consider the pair of algebraic groups defined over :
The variety is spherical by [LSZ22a, Lemma 2.5.1]. The authors also defined a character in §2.2 of op. cit. and use it to vary the class over field extensions. In our set-up, this corresponds to the trivial -bundle over with the action of given by .
An interesting additional feature is that we have a 2-variable -deformation, since this is a 2-dimensional torus bundle. Let be a split prime, then Theorem A of op. cit. includes the hypothesis that at most one of and divides the ideal . Our result also implies the tame norm relation at under this hypothesis: allowing would require a divisibility by , which appears to be false in this case. On the other hand, at an inert place, the divisibility requirement is by , and this can be detected by specializing at and separately. We hope to examine the inert case in a future paper.
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