Estimation of the eigenvalues and the integral of the eigenfunctions of the Newtonian potential operator
Abstract.
We consider the problem of estimating the eigenvalues and the integral of the corresponding eigenfunctions, associated to the Newtonian potential operator, defined in a bounded domain , where , in terms of the maximum radius of . We first provide these estimations in the particular case of a ball and a disc. Then we extend them to general shapes using a, derived, monotonicity property of the eigenvalues of the Newtonian operator. The derivation of the lower bounds are quite tedious for the 2D-Logarithmic potential operator. Such upper/lower bounds appear naturally while estimating the electric/acoustic fields propagating in in the presence of small scaled and highly heterogeneous particles.
Key words and phrases:
Logarithmic potential operator, asymptotic expansions, Bessel functions, min-max principle, spectral theory.2010 Mathematics Subject Classification:
31B10, 35R30, 35C201. Introduction and statement of the results
1.1. Introduction
The Newtonian potential integral operator, in , , is of considerable interest in both scattering and potential theory, without being exhaustive we refer the readers to [6, 3, 1, 8, 7, 2].
Let be a bounded and Lipschitz-regular domain of , . The Newtonian operator correspond to any function the potential
(1.1) |
where
(1.2) |
is the fundamental solution of the Laplacian operator, i.e.,
where is the Dirac function. It is well known that , is a linear, compact, self-adjoint non-negative operator on and it carries to . For other useful properties of Newtonian potential operator we refer the readers to [4, 10, 13, 9]. Therefore, has a countable decreasing sequence of eigenvalues, with possible multiplicities, that we denote in the sequel by , with the corresponding eigenfunctions as a basis of the space . Unfortunately, the literature on computing explicitly its eigenvalues and the corresponding eigenfunctions is not that rich and it has focused only on ’simple’ domains, e.g. symmetric domains, see [9, 4]. For the particular case of a ball, in , of radius , the authors of [9, Theorem 4.2] have given explicit expressions for the eigenvalues defined by
(1.3) |
where are the roots of the transcendental equation
(1.4) |
where , for , refers to the Bessel function of fractional order. We recall that , admits the following representation
(1.5) |
where stands for the Gamma function. The eigenfunctions corresponding to each eigenvalue can be represented, in spherical coordinates, in the form
(1.6) |
where
(1.7) |
where are the associated Legendre polynomials. It is clear, from , that , for and . Hence, from , we obtain
(1.8) |
For the integral of the eigenfunctions, we have
Observe, from , that for
Then, by taking we obtain
We can check that111This can be proved using the series representation of , given by for even, we have
Hence, by keeping only the odd index, we end up with
Using the series representation of , we obtain:
Then, knowing that , we deduce
(1.9) |
Now, using ,
Hence,
(1.10) |
For the norm of , similarly to , we can derive
(1.11) |
By setting to be the normalized eigenfunctions and combining with , we end up with the following estimation
(1.12) |
Finally, in the case of ball of radius , we deduce from and , the following behaviour
(1.13) |
Deriving analogous formula for , in the case of two dimension space is more complicated. The reason for this is the additive logarithmic term appearing after scaling the fundamental solution in two dimension. More precisely, from , we see that
(1.14) |
where and . The goal of this work is to analyse in detail, for an arbitrary domain the scale of the eigenvalues and the integral of their corresponding eigenfunctions for the two dimensional Newtonian potential operator, that is also called in the literature the Logarithmic potential operator. As done previously, we start with the simplest case of a disc. For the case of a disc of radius , we recall from [9, Theorem 4.1] the explicit expressions of the eigenvalues
and the corresponding eigenfunctions are given by
where is the Bessel function of the first kind of order and are the roots of the following transcendental equation
and, for ,
Writing such explicit formulas for the eigenvalues and the eigenfunctions for an arbitrary domain is out of reach. To overcome this difficulty, we propose a two-steps method allowing us to get the scale of the eigenvalues and the integral of eigenfunctions of the Newtonian potential operator defined over an arbitrary domain . First, we estimate the scale of the eigenvalues and the integral of eigenfunctions of Newtonian operator defined over a disc of radius . Afterwards, the idea is to encircle the domain , from inside and outside, between two discs, that we denote in the sequel by and , with radius of each of them proportional to and then we make use of the property domain monotonicity of the eigenvalues of the Newtonian potential operator that we prove in Section 2, to derive the scale of the eigenvalues and eigenfunctions of the Newtonian potential operator. To accomplish this, the coming assumption, regarding the shape domain , is needed to derive the property of domain monotonicity for the Newtonian potential operator.
Hypotheses 1.
The domains are taken to be Lipschitz-regular domain of and satisfy the following property
(1.15) |
where, for , we have
(1.16) |
and is a disc.
The previous hypotheses suggest that
1.2. Statement of the results
In the following theorem, we state the scales of the eigenvalues and the integral of eigenfunctions of the Newtonian potential operator, defined by , for an arbitrary domain satisfying Hypotheses 1.
Theorem 1.1.
Assume that satisfies Hypotheses 1. Let222To write short formula we omit to mark the dependency of the eigenfunctions with respect to the domain . be the eigen-system associated to the 2D-Newtonian potential operator , defined by , then we have the following behavior
-
(1)
For , we have
(1.17) -
(2)
For , we have
In the particular case when is a disc of radius , i.e. , we have the following behavior
-
(1)
For , we have333Because the eigenvalues of the Newtonian operator are decreasing and as we see that is the highest one, we refer to to be the first eigenvalue.
(1.18) -
(2)
For , we have
(1.19)
We have seen in Subsection 1.1, how the eigenvalues and the integral of their corresponding eigenfunctions scales with respect to the radius of the used ball, that we have denoted by , see for instance . Based on the previous theorem, the goal of the coming proposition is to generalize the obtained scales, i.e. , when the 3D-Newtonian potential operator is defined over an arbitrary shape domain .
Proposition 1.2.
Assume that such that . Let the eigen-system associated to the 3D-Newtonian potential operator , defined by . Then, for , we have the following behaviour
Proof.
of Proposition 1.2
By definition we have
(1.20) |
and, thanks to , we get after scaling from to ,
where is such that and . We see that are eigenfunctions of , in the domain , related to the eigenvalues , where obviously , with respect to the parameter . This indicate,
(1.21) |
Furthermore, by integrating both sides of and taking the modulus in both sides, we obtain
It is know from the spectral theory that , where the last equality is a consequence of the fact that the sequence of eigenvalues is decreasing. In addition, we know that the sequence is orthonormalized in . Then,
This concludes the proof of Proposition 1.2. ∎
Remark 1.3.
2. Proof of Theorem 1.1
We split the proof into two steps, in the first one we justify the result in the case of a disc and in the second step we prove the result for a general shape satisfying Hypotheses 1.
-
(1)
The case of a disc of radius .
We recall, from [9, Theorem 4.1], that the eigenvalues of the logarithmic potential operator for a disc are given by:(2.1) and the corresponding eigenfunctions given by
(2.2) where is the Bessel function of the first kind of order and are the roots of the following transcendental equation
(2.3) and, for ,
(2.4) In [5, Appendix IV, Table III], for some specific values of the parameter , the authors computed the first six roots of the transcendental equation . It is clear, from , that the solution will be dependent on the parameter . To see closely how the solutions depends on , we start by plotting the graph444These graphs were produced with Mathematica. associated to the function, with parameter , defined by
(2.5) Figure 1. A schematic representation of the function , defined by . The red graph is associated to . The magenta graph is associated to . The orange graph is associated to . From the graphs, we can see clearly that the first root, i.e , is small and the other roots , for , are moderate. To determine the order of smallness of , we use the asymptotic behavior of and for small argument. More precisely, for , see [11, Equation 25], we have
(2.6) Now, using we approximate as
and this implies that
Consequently,
To study the other roots, we start by setting , for and , to be the root of order associated to the Bessel function . Then, thanks to Dixon’s theorem, see [15], we know that will be interlaced between the roots of and the roots of . More precisely,
(2.7) Using the previous relation and knowing that , we deduce that , for . Therefore, for , we have . Hence, from , we obtain
Next, contrary to , because the equation is independent on the parameter , we deduce that . Hence, the eigenvalues defined by behave as
Arranging the obtained results we get:
(2.8)
In what follows, when we talk about the first eigenvalue of the Newtonian potential operator in the disc we refer to . This is because the eigenvalues of the Newtonian operator are decreasing and, as proved by , is the highest one.
Similarly to , we derive an analogous result for the integrals of the associated eigenfunctions , defined by . We start with the coming computations.where is the Kronecker-symbol. Thanks to [5, Formula (5), page 206], we know that
Then,
(2.9) Later, to define the normalized eigenfunctions, we compute the . We have,
Combining the previous formula with , gives us a formula for the integral of the normalized eigenfunctions. More precisely,
(2.10) As a result of the different behaviors of , with respect to the parameter , to estimate we split our computations into two steps.
-
(a)
For , as is small, we have
-
(b)
For , as is moderate, we have
By induction on the formula , we obtain for the following relation
Then,
or, equivalently,
Now, thanks to [5, Formula (2), page 205], we know that
hence,
As and , for or , with respect to the parameter , we deduce that
or, equivalently,
The final step consist in using the fact that555This can be proved using the integral representation of the Bessel function see [14, Formula 9.19, page 230]. , see [15, Formula (5), page 31]. Hence,
Analogously to , after arranging the obtained results we deduce that:
(2.11) Obviously,
-
(2)
The case of an arbitrary shape .
To estimate the behavior of the eigenvalues of the Newtonian potential operator defined over an arbitrary domain , we proceed in two steps.-
(a)
We start by proving the property of domain monotonicity for the Newtonian potential operator: eigenvalues of the Newtonian potential operator monotonously increase when the domain is enlarged, i.e., if . To accomplish this, we define an extension operator , as follows:
(2.12) where we have assumed that . Manifestly, we have the following injection
(2.13) In similar manner we define the extension of a function represented by the Newtonian operator
to the domain , as follows
where is the extension of , with zero in , defined by . Now, from the min-max principle applied to the Newtonian potential operator, see [12, Theorem 4, page 318-319], we have666In , the positivity of the operator ensures that all eigenvalues are non-negative.
(2.14) where is dimensional subspace. Now, using the injection we deduce that:
(2.15) Exploiting the properties of the extension function, defined by , we obtain
Hence, becomes,
Finally,
(2.16) and this ends the proof of the monotonicity property for the eigenvalues of the Newtonian potential operator.
-
(b)
At this stage, we use the proved monotonicity property, given by , by assuming the existence of two discs and , where and , for , such that:
Thanks to we derive, from the previous formula, the following relation,
(2.17)
Now, by combining with , we derive the following behavior of the eigenvalues of the Newtonian potential operator, defined over an arbitrary shape .
(2.18)
Regarding the estimation of the integral of the eigenfunction , of the Newtonian potential operator defined over , i.e.
(2.19) and as suggested by the behavior of the eigenvalues , i.e. , we split the study into two cases.
-
i)
For , we know from , that , where is a positive constant independent on the parameter . Moreover, after scaling the equation , from to , and taking the inner product with respect to , we end up with
Next, we set and we obtain from the previous equation
(2.20) where and is a positive and uniformly bounded sequence, i.e. , where is a uniformly constant. Using the scale of and the previous formula give us
(2.21) and this implies
(2.22) -
ii)
For , we know from , that , where is a positive constant independent on the parameter . Hence, using , we obtain
and, knowing that ,
This implies,
Next, we show that the previous obtained estimation can be improved to be of order , instead of . Now, after scaling the equation and integrating again the obtained equation we obtain
(2.23) and knowing that we get
By taking the modulus, in both sides, of the previous relation, using the fact that and recalling that are orthonormalized eigenfunctions in , we deduce that
Finally, correspondingly to and for an arbitrary shape domain , we obtain after rescaling back to the following behaviour of the integral of the eigenfunctions of the Newtonian potential operator with respect to the parameter .
(2.24)
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