Essential tori in 3–manifolds not detected in any characteristic
Abstract
Infinite families of 3–dimensional closed graph manifolds and closed Seifert fibered spaces are exhibited, each member of which contains an essential torus not detected by ideal points of the variety of –characters over any algebraically closed field .
keywords:
3–manifold, character variety, variety of characters, detected surface, positive characteristic57M05, 57K31, 57K35 \secondaryclass20C99
1 Introduction
The ground-breaking work of Culler and Shalen [6] detects essential surfaces in a 3–manifold by studying ideal points of curves in their –character variety. Not all essential surfaces can be detected in this manner (see [4, 19]). Much work has been done to further characterise which surfaces are detected by which curves (for example, see [3, 7, 21, 24, 25, 26]). The theory also applies to so-called algebraic non-integral (ANI) representations, whose interplay with essential surfaces was crucial in the final resolution of the Smith conjecture [18]. These representations have also been shown not to detect all essential surfaces [2]. More recently, the theory was generalised to –character varieties [12], where it was shown that for every essential surface in a 3–manifold , there is some such that it is detected by the –character variety [10]. The theory is extended in another way in [11] by replacing the underlying field with an arbitrary algebraically closed field with characteristic and studying instead the variety of –characters, which is closely related to the character variety.
The motivating question for this paper is: given an essential surface in a compact 3–manifold , is detected by an ideal point of the variety of –characters of for some algebraically closed field ? The answer to this question is unfortunately no for closed hyperbolic 3–manifolds. A closed, Haken, hyperbolic 3–manifold with no detected essential surface is given in [11]. However, essential spheres and tori have abelian fundamental group and may therefore be easier to detect because representations restricted to the surface are centralised by nontrivial 1–parameter groups.
This paper analyses an infinite family of manifolds that consist of a twisted –bundle over the Klein bottle (Section 3) glued to the complement of the right-handed trefoil (Section 4). These manifolds are either graph manifolds or Seifert fibered with base orbifolds or . The essential surfaces in are classified (up to isotopy) in Section 5, and we determine which surfaces are detected in which characteristic in Section 5. Observations that follow from this analysis are:
Theorem 1.
There are infinitely many graph manifolds with the property that they each contain (up to isotopy) a single connected essential surface, the single connected essential surface is a torus, and it is not detected by the variety of –characters for any algebraically closed field
Theorem 2.
There are infinitely many graph manifolds with the property that they each contain (up to isotopy) a single connected essential surface, the single connected essential surface is a torus, and it is detected by the variety of –characters for an algebraically closed field if and only if the characteristic of is 2.
Theorem 3.
There are infinitely many graph manifolds that contain (up to isotopy) two essential surfaces, a torus and a genus two surface, each of which is detected by the variety of –characters for an algebraically closed field if and only if the characteristic of is 2.
Theorem 4.
There are infinitely many graph manifolds that contain (up to isotopy) two essential surfaces, a torus and a non-separating genus two surface, and with:
-
•
the torus not detected by the variety of –characters for any algebraically closed field , and
-
•
the non-separating genus two surface detected by the variety of –characters for every algebraically closed field .
The second part of the above theorem follows because each non-separating orientable surface is Poincaré dual to an epimorphism from the fundamental group of the ambient 3–manifold to the integers, and hence detected by a curve of reducible representations.
Theorem 5.
There are infinitely many Seifert fibered 3–manifolds with base and that contain (up to isotopy) exactly two connected essential surfaces, both vertical tori, with:
-
•
one torus is not detected by the variety of –characters for any algebraically closed field , and
-
•
the other torus is detected by the variety of –characters for an algebraically closed field if and only if the characteristic of is 2.
Theorem 6.
There are infinitely many Seifert fibered 3–manifolds with base and that contain infinitely many pairwise non-isotopic essential tori, all of which are detected by the variety of –characters for every algebraically closed field .
For Theorem 6, we remark that the theorem is not proved for all essential tori in the stated Seifert fibered 3–manifolds, but that we only prove it for an infinite family thereof.
Theorems 2, 3 and 5 give examples of manifolds with an essential surface that is not detected by the –character variety but is detected by the variety of –characters for ; Theorems 1, 4 and 5 give examples of manifolds with an essential surface that is not detected by the variety of –characters for all .
Acknowledgements. Research of the first author is supported by an Australian Government Research Training Program scholarship. The second author thanks Xingru Zhang for useful discussions and the School of Mathematics and Physics at the University of Queensland for hospitality. Research of the third author is supported in part under the Australian Research Council’s ARC Future Fellowship FT170100316. The authors thank Eric Chesebro and Daniel Mathews for helpful comments on an earlier draft of the manuscript.
For the purpose of open access, the authors have applied a Creative Commons Attribution (CC BY) licence to any Author Accepted Manuscript version arising from this submission.
2 Preliminaries
For the remainder of the paper, let be an algebraically closed field of characteristic We review the extension of Culler–Shalen theory presented in [11]. This outlines how to detect essential surfaces in a 3–manifold by studying ideal points of curves in the variety of –characters.
We write if we want to emphasise the characteristic and for the finite field of elements.
2.1 The variety of characters
Let be an orientable, compact –manifold. The variety of –characters of is written . We use to denote the identity matrix in . See [11] for a detailed discussion of this paper only requires a few facts that are familiar from the standard material [22] which we now summarise.
The –representation variety of is the space of representations ,
(2.1) |
Given a finite, ordered generating set of the Hilbert basis theorem implies that we can imbue with the structure of an affine algebraic subset of via the natural embedding
In particular, we identify with , where is the free group on generators . The Zariski topology on induces a topology on
The group acts by conjugation on The action preserves the natural embedding of and is algebraic. Since is reductive, we can form the quotient variety . The co-ordinate ring is the ring of invariants .
Given , define by
Let be the subring of generated by the . It can be shown that is finite as a -module; in particular, is finitely generated as a -algebra [16, Theorem 1.4]. Hence there is an affine variety whose co-ordinate ring is . The inclusion of in gives rise to a morphism of varieties to . If or if for some then , so in this case we may identify with . For more details and further discussion, see [11] and [17].
We say that are closure-equivalent if the Zariski closures of their orbits intersect; we write . The character of a representation is the trace function
(2.2) |
The next result is [11, Corollary 16].
Corollary 7.
Let be a finitely generated group. Suppose Then the following four statements are equivalent:
-
1.
;
-
2.
and agree on all ordered products of distinct generators;
-
3.
and agree on all ordered single, double and triple products of distinct generators;
-
4.
and are closure-equivalent.
It follows from Corollary 7 that we may identify with the quotient space of the equivalence relation . The map factorises as , where is the canonical projection and is a morphism. It follows from the above discussion that is finite and bijective, so is a homeomorphism. By standard geometric invariant theory, maps closed –stable subsets of to closed subsets of , so maps closed –stable subsets of to closed subsets of .
We say that a subgroup of is reducible if its action on has an invariant 1–dimensional subspace. Otherwise it is irreducible. We call a representation (or equivalently an –tuple of matrices) irreducible (resp. reducible) if it generates an irreducible (resp. reducible) subgroup of . We say that a character is irreducible (resp. reducible) if it is associated with an irreducible (resp. reducible) –tuple of matrices.
In particular, all abelian subgroups of are reducible. We call a representation (or equivalently an –tuple of matrices) abelian if it generates an abelian subgroup of
We define
Define to be the closure of the complement of in . Similarly, define and .
The results above imply that both and are closed. One can show using the discussion in [16, §8] that if is irreducible then ; hence is the closure of the complement of in .
We will use the following result [11, Lemma 7] repeatedly.
Lemma 8.
Let . Then and generate a reducible subgroup of if and only if .
If for a compact manifold , then we also write and ; likewise for the respective irreducible and reducible components.
2.2 Essential surfaces
We define essential surfaces following standard terminology from Jaco [15]. A surface in a compact 3–manifold will always mean a 2–dimensional piecewise linear submanifold properly embedded in . That is, a closed subset of with . If is not compact, we replace it by a compact core.
An embedded sphere in a 3–manifold is called incompressible or essential if it does not bound an embedded ball in , and a 3–manifold is irreducible if it contains no incompressible 2–spheres. An orientable surface without 2–sphere or disc components in an orientable 3–manifold is called incompressible if for each disc with there is a disc with . Note that every properly embedded disc in is incompressible.
A surface in a 3–manifold is –compressible if either
-
1.
is a disc and is parallel to a disc in or
-
2.
is not a disc and there exists a disc such that is an arc in is and arc in with and and either does not separate or separates into two components and the closure of neither is a disc.
Otherwise is –incompressible.
Definition 9.
[22] A surface in a compact, irreducible, orientable 3–manifold is said to be essential if it has the following properties:
-
1.
is bicollared;
-
2.
the inclusion homomorphism is injective for every component of ;
-
3.
no component of is a 2–sphere;
-
4.
no component of is boundary parallel;
-
5.
is non-empty.
In the first condition, bicollared means admits a map that is a homeomorphism onto a neighbourhood of in such that for every and . The surface being bicollared in orientable implies is orientable. The second condition is equivalent to saying that there are no compression discs for the surface (cf. [14, Lemma 6.1]). Hatcher [13, Lemma 1.10] implies that if each boundary component of the essential surface lies on a torus boundary component of , then is both incompressible and –incompressible.
A compact, irreducible 3–manifold that contains an essential surface is called Haken.
Essential surfaces in Seifert fibered manifolds can be described more explicitly. In any connected, compact, irreducible Seifert fibered manifold , Hatcher shows [13, Proposition 1.11] that each essential surface is isotopic to either a vertical surface (a union of regular fibres) or a horizontal surface (transverse to the fibration, giving a branched covering of the base orbifold with branch points corresponding to the intersections with singular fibres).
Let the base orbifold of be and let denote the surface obtained by removing regular neighbourhoods of cone points in . By a result of Schultens, [20, Lemma 39], vertical essential surfaces are in bijective correspondence with the isotopy classes of simple closed curves in .
2.3 Essential surfaces detected by ideal points
Let be a closed irreducible curve in for some . We define the projective completion of to be the closure of the image of under the map defined by . We define to be the normalisation of the projective completion of ; then is a smooth irreducible projective curve. Let be the normalisation map. The ideal points of are the points such that . It can be shown that and the notion of an ideal point do not depend on the choice of embedding of in . Note that the function fields and are isomorphic.
Below we consider closed irreducible curves in irreducible components of Of course, if an irreducible component of has dimension 0 (resp., dimension 1) then there are no such curves (resp., exactly one such curve).
Take an ideal point . This defines a discrete rank 1 valuation on via
(2.3) |
Write . Following Culler and Shalen, we assume that maps to a curve in Further, we assume that maps to an ideal point of that curve. This implies that there is an element such that We can now use the valuation to construct the Bass-Serre tree with an action of . We can then use the tautological representation
(2.4) |
to get an action of on . The following is [22, Property 5.4.2], note the proof applies verbatim.
Proposition 10.
Let be a curve in To each ideal point of one can associate a splitting of with the property that for each element the following are equivalent:
-
1.
-
2.
A vertex of the Bass-Serre tree is fixed by
A construction by Stallings [23] can now be used to associate an essential surface to the ideal point (see [22] for details). The surface is not unique and we usually identify parallel components. If a given essential surface can be associated to an ideal point then we say that is detected by The components of a detected surface and the complementary components satisfy a number of key properties. For instance, Proposition 10 directly implies:
Corollary 11.
If is detected by the ideal point , then
-
(i)
for each component of , the subgroup of is contained in the stabiliser of a vertex of ; and
-
(ii)
for each component of , the subgroup of is contained in the stabiliser of an edge of .
A boundary slope is the slope of the boundary curve of an essential surface in that has non-empty intersection with . The relationship between boundary slopes of essential surfaces in and valuations of trace functions of peripheral elements is given in the following reformulation of [5, Proposition 1.3.9].
Proposition 12.
Let be a compact, orientable, irreducible 3–manifold with a torus. Let be a curve in the variety of characters with an ideal point . We have the following mutually exclusive cases.
-
1.
If there is an element in such that , then up to inversion there is a unique primitive element such that . Then every essential surface detected by has non-empty boundary and is parallel to its boundary components.
-
2.
If for all , then an essential surface detected by may be chosen that is disjoint from .
3 The Klein bottle group
We consider the Klein bottle group via a well-known presentation,
(3.1) |

The following result is proven in [9].
Proposition 13 ([9]).
Let be a field and the Klein bottle group as in Equation 3.1. Suppose is a representation. If , then one of the following occurs:
-
(i)
factors through the abelianization of .
-
(ii)
.
In particular, does not admit faithful representations into for any field .
Note, implies either or .
Consider the variety of characters . We can easily compute the subvarieties and respectively. The main observation is that in characteristic 2 there are infinitely many elements in with order two and, as a result, we find infinitely many non-conjugate abelian representations for .
Each irreducible representation is conjugate to the form
(3.2) |
By Lemma 8, this representation is indeed irreducible if and only if
Hence the representation is irreducible if and only if Letting the map
gives
From the trace condition on the commutator, we know . We now determine all reducible representations up to conjugacy. A reducible representation is conjugate to either
(3.3) | ||||
(3.4) |
Here we have for the representations in Equation 3.3 and for the representations in Equation 3.4.
In characteristic ,
and the matrix pair in Equation 3.4 splits into infinitely many conjugacy classes,
(3.5) |
Let be a twisted –bundle over the Klein bottle with the associated fundamental group,
Then the variety of characters of is the same as that of ,
We note from the above calculations that in any characteristic , the variety is a curve with a single ideal point, and consists of either a single curve with a single ideal point (if ) or two disjoint curves, each with a single ideal point (if ).
The peripheral subgroup for is
The twisted –bundle over the Klein bottle has two Seifert fibrations. See [1, §1.5] for a succinct discussion; we summarise the points needed for our application and use the above description of the variety of characters to determine which components of detect which essential surface.
The two Seifert fibrations of have base orbifolds and the Möbius band (with no cone points) respectively. We know there are two types of connected surfaces in : vertical and horizontal. The fibration over the Möbius band shows that there is one connected horizontal surface that arises from an unbranched double cover of the Möbius band (a separating annulus with boundary slope ) and one connected vertical surface (a non-separating annulus with boundary slope ). Note that these surfaces cannot be isotoped to be disjoint. It follows that an essential surface in consists either of parallel copies of or of parallel copies of . Moreover, an essential surface in is uniquely determined by its boundary curves.
The slope is a regular fibre in the Seifert fibration of with base orbifold . The annulus is foliated by regular fibres and decomposes into two solid tori with Seifert structures over the base orbifold Hence, is an essential annulus in the boundary of the two solid tori. The presentation of the fundamental group corresponding to this is a free product with amalgamation of the form
Here, corresponds to the regular fibre. An isomorphism to the presentation given in Equation 3.1 is:
Note that this gives as claimed.
For any characteristic , the restriction of (and hence of ) to the curve
is constant equal to zero while the trace function has a pole of order one at the ideal point. It follows from Proposition 12 and the above classification of essential surfaces that is detected by the curve and it also follows that is not detected by this curve. Also note that the fundamental groups of the complementary solid tori are generated by and respectively. Now the trace functions and are constant equal to zero on thus verifying the splitting detected at the ideal point.


The slope is a regular fibre in a Seifert fibration with base orbifold the Möbius band (with no cone points). The non-separating annulus is foliated by regular fibres in this fibration, hence Now the trace function is constant on each component of (there is one curve for and two curves for ) and the trace function has a pole. In particular, Proposition 12 implies that is detected by each curve in and is not detected by the curves in . Note that this is related to the fact that is dual to the epimorphism defined by and
4 The right-handed trefoil group
We consider the complement of the right-handed trefoil , and the associated fundamental group via a well-known presentation,
The peripheral subgroup for is
with a standard meridian and a standard longitude.




As for the previous manifold, we apply [13, Proposition 1.11] to show that that there are exactly two connected essential surfaces in . The right-handed trefoil is Seifert fibered with the curve of slope a regular fibre and base orbifold . In this case, there is a vertical annulus with boundary slope , separating the trefoil knot complement into two solid tori with fibrations and respectively. This is the only connected vertical surface. The unique connected horizontal surface is a once-punctured torus arising from a branched covering of This is a Seifert surface for the trefoil knot with boundary slope Since the slopes of the two surfaces are not parallel, any essential surface in either consists of parallel copies of or of parallel copies of Moreover, the surfaces are again uniquely determined by their boundary curves.
Consider the variety of characters . We compute the subvarieties and respectively.
Each irreducible representation is conjugate to
(4.1) |
By Lemma 8, this representation is irreducible if and only if
Letting we map giving
This is a curve with a single ideal point. For each , we have In particular, is constant. Now
has a pole of order 6 at the ideal point of Hence Proposition 12 implies that is detected by this ideal point and is not. We remark that the order of the pole is related to the fact that the boundary slopes of and have intersection number 6.
The reducible representations are conjugate to the forms
(4.2) | ||||
(4.3) | ||||
(4.4) |
The representations in Equations 4.2 and 4.3 are abelian, and Equation 4.4 defines reducible non-abelian representations.
In characteristic ,
Here, . The character in the intersection represents reducible representations conjugate to any of the above forms in Equations 4.1, 4.3 and 4.4 with .
In characteristic ,
Here, . The characters in the intersection represents reducible representations conjugate to any of the above forms in Equations 4.1, 4.3 and 4.4 with .
The Seifert surface is Poincaré dual to the epimorphism and hence detected by the curve for any characteristic This is consistent with the observation that the restriction of to is constant equal to 2 (since all characters on are reducible and the boundary curve of is a commutator). Moreover,
and hence has a pole at the ideal point of Thus Proposition 12 implies that is detected by the ideal point of and is not.
5 Families of graph manifolds and Seifert fibered manifolds
Suppose
(5.1) |
Let be the closed orientable 3–manifold obtained by gluing to via so that
(5.2) |
Then .
Note that the abelianisation of is
where In particular, is infinite if and only if and
5.1 Essential surfaces in
We determine all the possible essential surfaces in .
-
(S1)
The splitting torus between and . This occurs in for all and is an essential separating surface since both and have incompressible boundary.
We claim that all other essential surfaces can be moved via isotopy such that they only have nontrivial intersection with the splitting torus. Indeed, consider with no intersections with the splitting torus. Then it is a closed, orientable, incompressible surface either in or in . This implies that its components are parallel to . Thus every other essential surface must meet the splitting torus in at least one essential curve. Since we can remove annuli parallel to annuli on by isotopy, it follows that if is isotoped to have minimal number of intersection curves with , then must be an essential surface in and must be an essential surface in . The only options for essential surfaces in each manifold and are given in Sections 3 and 4 respectively.
Using this we can list all connected essential surfaces in up to isotopy by considering how the boundary curves match up. Since each of and has two boundary slopes of essential surfaces, this gives four possibilities. Matching up one boundary curve from each boundary component of and leaves one degree of freedom in the gluing map. We thus have:
-
(S2)
[ Matching up the boundary slope with the boundary slope forces
where is arbitrary. All resulting manifolds are graph manifolds and not Seifert fibered. Any copy of in matches up with two parallel copies of the Seifert surface in giving a connected separating genus-2 surface. Any two surfaces obtained this way are isotopic in since . We write for the separating genus-2 surface.
Figure 4: Separating genus-2 surface arising in from . -
(S3)
[ Matching up the boundary slope with the boundary slope forces
where arbitrary. All resulting manifolds are graph manifolds and not Seifert fibered. Any copy of in matches up with two parallel copies of the Seifert surface in giving a connected surface. Since is non-separating in , this is a non-separating genus-2 surface, written . Any two such surfaces are parallel since .
-
(S4)
[ Recall that the slopes of and are regular fibres in Seifert fibrations of and respectively. The identification forces
where is arbitrary. This is a family of Seifert fibered manifolds with base orbifold
Any combination of surfaces and will be vertical in the Seifert fibration. Schultens [20] says vertical essential surfaces are in bijective correspondence with isotopy classes of simple closed curves on the four-punctured sphere, which are, in turn, in bijection with isotopy classes of simple closed curves on the torus (see [8, §2.2.5]).
Fix meridian and longitude for the torus. For , a simple closed curve on the torus is a -curve if it intersects times and times. We can construct a similar classification of simple closed curves on the four-punctured sphere using the bijection, which proves the simple closed curves are defined by primitive pairs . Thus, the vertical essential surfaces are defined by primitive and will correspond to some combination of copies of and .
We assume that the basis is chosen such that corresponds to the -curve under the map . Our convention for the -curve is given in Figure 5. We write for the essential surface associated with the -curve. This will be a connected, separating torus and for distinct coprime pairs and the surfaces will be distinct and not isotopic. No horizontal essential surfaces arise in .
(a) (b) (c) Figure 5: Example tori arising in from . Figure 6: Example arcs for a general tori arising in from . There are copies of and copies of twisted so that arcs go around the cone point labelled and arcs go around the cone point labelled . -
(S5)
[ Recall that the slopes of and are regular fibres in Seifert fibrations of and respectively. The identification forces
where is arbitrary. This is a family of Seifert fibered manifolds with base orbifold
Any combination of surfaces and will be vertical in the Seifert fibration. Note that gives an embedded Klein bottle in and hence is not an essential surface. Taking two copies of each gives a separating torus, written Any two such tori are parallel. Now the core Klein bottle in and the Klein bottle represent the same element in However, the tori and are nevertheless not isotopic. This can be seen by considering the geometric intersection number with a curve represented by No horizontal essential surfaces arise in .
5.2 Curves in the variety of characters of
Let and be the restriction maps arising from the inclusions and respectively. Suppose is a curve. We have the following possibilities for :
-
(C1)
Both and are curves. It follows from the description of the curves in and that for each ideal point of , there is a unique primitive class with and all other primitive classes satisfy Hence none of these classes are contained in an edge stabiliser of the action on the Bass-Serre tree associated with the ideal point, and hence none of these are homotopic to a curve on the surface detected by It follows that any essential surface detected by is as listed in (S2)–(S5). Except for the case (S4), the detected surface is uniquely determined by this information (up to taking parallel copies).
-
(C2)
One of and is a curve and the other is a point. In this case, the curve again forces that for each ideal point of there is a primitive class with However, since the other projection is a point, all representations with character on have constant trace functions for all This implies a contradiction.
-
(C3)
Each of and is a point. In this case, all representations with character on have constant trace functions for all for all and for all It follows that we may choose the splitting torus to be an essential surface detected by To rule out that any of the essential surfaces listed in (S2)–(S5) is also detected by , according to Proposition 10 we need to exhibit an element with for a component of
In the following sections we determine when essential surfaces are detected by curves in the variety of characters of , broken into cases for detecting: the splitting torus as in (S1); additional surfaces in the graph manifold as in (S2) and (S3); additional surfaces in the Seifert fibration with base orbifold as in (S4); and additional surfaces in the Seifert fibration with base orbifold as in (S5).
The approach for proving each result is similar. For ease of notation write
We analyse the variety of characters of for each case and outline when a curve appears, up to conjugacy. We start with the options for representations of outlined in Section 3. To extend the representations to , the matrices must satisfy the gluing equations
(5.3) |
If , as in Equation 3.3, the equations simplify to
If , from Proposition 13 either factors through the abelianisation of or . We have in the case of Equations 3.2 and 3.4. Here, the equations simplify to
The resulting matrices must also satisfy group relation for ,
(5.4) |
The general procedure is as follows. Matrix is defined by Equation 5.3. Write
(5.5) |
Expanding the powers of and , Equation 5.3 gives four equations for the entries of in terms of the other variables in addition to the determinant condition. Outside of the cases where there is a curve, we either find a contradiction in these equations, a contradiction when considering the group relation Equation 5.4, a contradiction to the gluing matrix , or that all variables are specified and so we have at most some 0–dimensional components.
Where a curve is possible, we write for ease of notation for and . The variety has as coordinates the traces of ordered single, double and triple products of the generators in any characteristic (see Corollary 7). These coordinates are
In order to determine what surface is detected by a curve, we appeal to Propositions 10 and 12, the discussions of essential surfaces in and in Sections 3 and 4, the classification of connected essential surfaces in given by (S1)–(S5), and the classification of the types of curves that appear in (C1)–(C3).
5.3 Detecting the splitting torus
The manifold always contains the splitting torus for all . We get two results for when the splitting torus is detected over characteristic and over characteristic 2.
Lemma 14.
Let be an algebraically closed field of characteristic . There is a curve in that detects the splitting torus if and only if for . Moreover, there are infinitely many such curves whenever is of this form.
Lemma 15.
Let be an algebraically closed field of characteristic . There is a curve in that detects the splitting torus if and only if for .
Moreover, the curve is unique unless for , in which case there are infinitely many curves.
Theorem 1 now follows by taking (for instance) the family and Theorem 2 by taking (for instance) the family for These families have been chosen such that no other essential surfaces are present. We have clearly does not satisfy the requirement for Lemmas 14 and 15 and only satisfies Lemma 15 but not Lemma 14.
Proof of Lemma 14.
Assume . We follow the approach described in Section 5.2. The splitting torus can only be detected by a curve of type (C3) where the restrictions to the variety of characters of and are points. We will see that there are two ways to get such a curve in characteristic , one of which comes from a 2–dimensional component that will give infinitely many curves.
Consider the options for matrix pairs from Equations 3.2, 3.3 and 3.6 in turn.
We find one way to extend the representation from Equation 3.2 to with a curve of type (C3). For gluing matrix we get a 2–dimensional component of representations
The corresponding traces give a 2-dimensional component of the variety of characters,
(5.6) |
for and even or odd.
Fix to be constant. This defines curves inside since is not constant. The restrictions to and are points,
so it is of is of type (C3). There are infinitely many such curves for that are distinct for each . We deduce the curve detects whenever .
We find no ways to extend the representation from Equation 3.3 to get a curve of type (C3) when .
We find one way to extend the representation from Equation 3.6 to with a curve of type (C3). For gluing matrix we get the curves of representations
The condition on arises again from the gluing equation, which requires when .
The corresponding traces give curves
(5.7) |
for even or odd, , , and .
These clearly define curves since is not constant. The restrictions to and are points,
so it is of type (C3). We deduce the curves detect whenever .
No other curves of type (C3) are found for any gluing matrix and other representations when . This proves the result. ∎
The proof of the result over characteristic 2 is similar.
Proof of Lemma 15.
Assume . We follow the approach described in Section 5.2. The splitting torus can only be detected by a curve of type (C3) where the restrictions to the variety of characters of and are points. We will see that there are two ways to get such a curve in characteristic 2, one arises when , which comes from a 2–dimensional component that will give infinitely many curves, and the other arises when .
Consider the options for matrix pairs from Equations 3.2, 3.3 and 3.5 in turn.
We find one way to extend the representation from Equation 3.2 to with a curve of type (C3) using the 2–dimensional component given in Equation 5.6 found in the proof of Lemma 14. The same result follows and we get there are infinitely many such curves that detect whenever .
We find no ways to extend the representation from Equation 3.3 to get a curve of type (C3) when .
We find one way to extend the representation from Equation 3.5 to with a curve of type (C3). For gluing matrix is , we get the curve of representations
Note the determinant condition in forces and . The condition on arises from the gluing equation. We have
evaluating to the zero matrix, which forces .
The representation is conjugate to the form,
(5.8) |
which is useful when comparing to the case.
The corresponding traces give the curve
(5.9) |
This clearly defines a curve since is not constant. The restrictions to and are points,
so it is of is of type (C3). We deduce the curve detects whenever for .
The representations and associated curves correspond to in Equation 5.7 found when in the proof of Lemma 14, just for more restrictive gluing matrices. Reducing the above representations modulo 2 is the same as the representation in Equation 5.8 with and reducing the curve modulo 2 is the same as the curve with . We find that if the remaining degree of freedom, , cannot be removed by conjugation and is in fact necessary to find a curve in the variety of characters.
No other curves of type (C3) are found for any gluing matrix and other representations when . This proves the result. ∎
5.4 Curves in the graph manifolds
The manifold forms a graph manifold if and only if
The classification of essential surfaces in in Section 5.1 shows only the cases (S1), (S2), and (S3) can appear. The case (S1) is already covered in Lemmas 14 and 15. The other cases (S2) and (S3) and related curves in the variety of characters of the graph manifold are covered in the next result.
Lemma 16.
Let be an algebraically closed field of characteristic . Consider a graph manifold with gluing matrix , . Curves that detect (S2) and (S3) in are characterised by the following.
-
•
In case (S2), for , there is a curve that detects if and no curve that detects if ;
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•
In case (S3), for , there is a curve that detects .
In particular, is only detected in characteristic and is detected whenever it appears.
Recall from Lemmas 14 and 15, the splitting torus is detected in case (S2) in characteristic and is never detected otherwise. Thus, Lemmas 14, 15 and 16 give the statement of Theorem 3. Similarly, Lemmas 14, 15 and 16 give the statement of Theorem 4.
Proof.
We follow the approach described in Section 5.2. The essential surface can only be detected by either a curve of type (C1) where the restriction to the variety of characters of detects and the restriction to the variety of characters of detects or a curve of type (C3) that has non-negative valuation on all simple closed curves in components of . Similarly, the essential surface can only be detected by either a curve of type (C1) where the restriction to the variety of characters of detects and the restriction to the variety of characters of detects or a curve of type (C3) that has non-negative valuation on all simple closed curves in components of .
Consider first the options for matrix pairs from Equations 3.2, 3.3, 3.5 and 3.6 in turn that could give appropriate curves of type (C1) that detect .
For characteristic we find one way to extend the representation from Equation 3.2 to with a curve of type (C1). For gluing matrix we get the curve of representations
The corresponding traces give curves
for . The restrictions to and are curves,
so is of type (C1).
In Section 3, is shown to detect ; in Section 4, is shown to detect . We deduce both curves detect whenever .
No other curves of type (C1) that could give appropriate curves are found for any gluing matrix and other representations.
Now consider the options for matrix pairs from Equations 3.2, 3.3, 3.5 and 3.6 that could give appropriate curves of type (C3). We show there are simple closed curves in components of that give negative valuation for each curve, proving the surface cannot be detected.
We have already classified these options in the proof of Lemmas 14 and 15 and only could appear for the case (S2). Consider .
Using from Equation 5.9 with the ideal point gives
which proves is not detected by . This proves the result for .
Consider now the options for matrix pairs from Equations 3.2, 3.3, 3.5 and 3.6 in turn that could give appropriate curves of type (C1) that detect .
We find no ways to extend the representation from Equation 3.2 to get a curve of type (C1) that detect in any characteristic.
For general characteristic we find one way to extend the representation from Equation 3.3 to with a curve of type (C1). For gluing matrix we get the curve of representations
The corresponding traces give curves
for . The restrictions to and are curves,
so is of type (C1).
In Section 3, is shown to detect ; in Section 4, is shown to detect . We deduce both curves detect whenever .
No other curves of type (C1) that could give appropriate curves are found for any gluing matrix and other representations.
5.5 Curves in the Seifert fibered space with base orbifold
The manifold forms a Seifert fibered space with base orbifold if and only if
The classification of essential surfaces in in Section 5.1 shows only the cases (S1) and (S4) can appear. The case (S1) is already covered in Lemmas 14 and 15. The remaining case (S4) and related curves in the character variety are covered in the next result.
Lemma 17.
Let be an algebraically closed field of characteristic . Consider a Seifert fibered space with base orbifold and gluing matrix There is a 2–dimensional component and for each , contains a curve that detects .
Recall from Lemmas 14 and 15, the splitting torus is always detected in the Seifert fibered space with base orbifold . Then Lemmas 14, 15 and 17 prove Theorem 6.
Proof.
We follow the approach described in Section 5.2. We previously saw the existence of the 2–dimensional component in Equation 5.6 as part of the proof of Lemma 14. We had, for the gluing matrix the 2–dimensional components given by
(5.10) |
for even or odd, .
We previously considered the case where is constant and obtained a curve that detects the splitting torus. The restrictions of the component to and are curves,
In Section 3, is shown to detect ; in Section 4, is shown to detect . We deduce that each curve in with the property that is non-constant detects for some .
Now let , for , . For each pair of co-prime integers, this gives a curve inside with different valuations. The curves are given by
(5.11) |
Consider the recurrence relation
(5.12) |
The projection of the surface onto the base orbifold is the curve (see Figure 5 for examples that give an idea of the pattern). For to be detected at the ideal point , must have non-negative valuation at . Consider the curve with ideal point , . We have
For example, , suffices. Therefore the curve in defined by taking , , , detects . ∎
We conjecture that we can extend this result to detect all of the surfaces using this 2–dimensional component and have made some additional calculations in this direction.
Conjecture 18.
Let be an algebraically closed field of characteristic . Consider a Seifert fibered space with base orbifold and gluing matrix There is a curve in that detects . Specifically, is detected by given in Equation 5.11.
5.6 Curves in the Seifert fibered space with base orbifold
The manifold forms a Seifert fibered space with base orbifold if and only if
The classification of essential surfaces in in Section 5.1 shows only the cases (S1) and (S5) can appear. The case (S1) is already covered in Lemmas 14 and 15. The remaining case (S5) and related curves in the character variety are covered in the next result.
Lemma 20.
Let be an algebraically closed field of characteristic . Consider a Seifert fibered space with base orbifold and gluing matrix . There is a curve in that detects if and no curve that detects if .
Recall from Lemmas 14 and 15, the splitting torus is never detected in the Seifert fibered space with base orbifold . Thus, Lemmas 14, 15 and 20 give the statement of Theorem 5.
Proof.
We follow the approach described in Section 5.2. The essential surface can only be detected by either a curve of type (C1) where the restriction to the variety of characters of detects and the restriction to the variety of characters of detects or a curve of type (C3) that has non-negative valuation on all simple closed curves in components of .
Consider first the options for matrix pairs from Equations 3.2, 3.3, 3.5 and 3.6 in turn that could give appropriate curves of type (C1).
We find no ways to extend the representation from Equation 3.2 to get a curve of type (C1) that detect in any characteristic.
For characteristic we find one way to extend the representation from Equation 3.3 to with a curve of type (C1). For gluing matrix we get the curve of representations
The corresponding traces give curves
for . The restrictions to and are curves,
so is of type (C1).
In Section 3, is shown to detect ; in Section 4, is shown to detect . We deduce both curves detect whenever .
No other curves of type (C1) that could give appropriate curves are found for any gluing matrix and other representations.
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