Error trade-off relations for two-parameter unitary model with commuting generators
Abstract
We investigate whether a trade-off relation between the diagonal elements of the mean square error matrix exists for the two-parameter unitary models with mutually commuting generators. We show that the error trade-off relation which exists in our models of a finite dimension system is a generic phenomenon in the sense that it occurs with a finite volume in the spate space. We analyze a qutrit system to show that there can be an error trade-off relation given by the SLD and RLD Cramer-Rao bounds that intersect each other. First, we analyze an example of the reference state showing the non-trivial trade-off relation numerically, and find that its eigenvalues must be in a certain range to exhibit the trade-off relation. For another example, one-parameter family of reference states, we analytically show that the non-trivial relation always exists and that the range where the trade-off relation exists is up to about a half of the possible range.
I Introduction
An error trade-off relation upon estimating quantum parametric models is significantly different from the case of classical statistics. There were many examples exhibiting such genuine quantum effects helstrom ; holevo ; yl73 ; RDGill ; gibilisco ; watanabe ; suzuki:ijqi ; RJDD16 ; kull . The usual setting is to estimate the expectation values of two observables, thereby one can compare the derived error trade-off relation to the Heisenberg uncertainty relation. Those previous studies on the trade-off relation focused on the settings where the observables are non-commuting.
In the recent paper sf , we gave an example of physical system that shows a non-trivial trade-off relation between estimation error for the expectation values of two commuting observables. We investigated the uncertainty relation, or trade-off relation obtained by estimating the position of an electron in a uniform magnetic field as a parameter estimation problem of two-parameter unitary model. In this model, shifts in the position of the electron was generated by a unitary transformation with the canonical momenta, and . According to quantum mechanics, these generators and commute. As the main conclusion of our paper sf , we obtained a trade-off relation between and , even though the generators of the unitary transformation, and commute.
At first sight, this result came out counterintuitive, since two commuting generators should not give any correlation between two parameters of the quantum state. However, we clarified that two parameters are correlated, and hence, we cannot ignore a trade-off relation for our example. To be more precise, two symmetric logarithmic derivative (SLD) operators do not commute in this model, and hence it is genuine quantum mechanical. A natural question is then whether error trade-off relations of this kind exist or not in general, in particular, models of finite dimensional systems. In Ref. kull , for example, the trade-off relation of qubit systems and qutrit systems were investigated. However, neither the existence of the intersection of the SLD and RLD bounds nor its contribution to the trade-off was discussed.
A key observation in our study is that the SLD Cramér-Rao (CR) inequality does not give any trade-off relations, whereas the right logarithmic derivative (RLD) CR inequality does. Importantly, these two CR bounds need to intersect each other in order to show a meaningful trade-off relation unless the RLD CR bound dominates the SLD CR bound. In this way, we can characterize the shape of the error trade-off relation more accurately.
In this paper, we analyze finite dimensional systems to show that there can be such a trade-off relation given by the SLD and RLD CR bounds that intersect each other. As explicit examples, we study qutrit systems to demonstrate this counterintuitive result. We first disprove the existence of such error trade-off relations when the reference state is arbitrary pure states (Sec. III) or mixed qubit states (Sec. III). We then analyze error trade-off relations for a qutrit system numerically by randomly generating reference states. We observe that the occurrence of error trade-off relations is related to the eigenvalues of the reference state. In particular, they have to be distributed equally, otherwise a one particular large, or small, eigenvalue implies no error trade-off relation. To gain more insight into this kinds of trade-off relations, we show analytically that a non-trivial trade-off relation exists in a certain range of the reference state parameter which characterizes the reference state and that the region with the trade-off relation is up to about a half of the allowed region in one of those models.
II Model and error trade-off relation
II.1 Model
Let us consider arbitrary finite dimensional system. We consider the two-parameter unitary transformation with the generators and , i.e.,
(1) |
We denote the two-parameter family of states generated from the state as .
(2) |
The state is called as a reference state. In this paper, we mainly consider the case of the commuting generators, unless stated explicitly.
II.2 Error trade-off relation
In the remaining of the paper, we consider unitary models only. We shall drop the parameter to denote the quantum Fisher information matrices, since they are independent of the parameter. To derive a trade-off relation between the diagonal components of the mean square error (MSE) matrix , suppose we have a quantum CR inequality
with a quantum Fisher information matrix. In Ref. sf , we derived a trade-off relation based on the inequality below,
(3) |
where . denotes the imaginary part of a complex number. From this expression, we see that there exists a non-trivial error trade-off relation when . Note, however, that this inequality alone does not give a conclusive argument whether an error trade-off relation exists or not. This is because the quantum CR inequality is not tight unless certain special conditions are satisfied. The central idea of this paper is to consider two different CR inequalities set by the SLD and RLD Fisher information matrices. When combining two error trade-off relations, we can determine the shape of an error trade-off relation more accurately.
From the discussion above, we do not have the trade-off relation given by Eq. (3) when the SLD Fisher information matrix is used. This is because it is a real symmetric matrix. The other candidate for giving rise to an error trade-off relation is the RLD Fisher information matrix . In this case, the necessary condition to have an error trade-off relation is
(4) |
as in Eq. (3). By defining , we have an equivalent condition,
(5) |
where .
component of the RLD Fisher information matrix, is defined as follows.
(6) |
where . By using , Eqs (1), and (2), we obtain
(7) |
where and . With this, Condition 1 is
(8) |
and thus, it is relatively easy to check this condition analytically. We stress that having commuting generators, does not immediately imply .
Now suppose Condition 1 is satisfied.
(9) |
To give a conclusive argument for the existence of an error trade-off relation, we also consider consider the SLD CR inequality. Since the SLD Fisher information matrix is real, the diagonal components of the MSE matrix obey
(10) |
Note that from the general relationship between the SLD and RLD Fisher information matrices, we have petz
where denotes the real part of a matrix. Since there exists a locally unbiased estimator such that its MSE for is arbitrary close to , (The same statement holds for as well.) intersections of two inequalities (9) and (10) imply the existence of the error trade-off relation. See Fig. 5 for the occurrence of intersections of the two bounds and the error trade-off relation as an example. Working out elementary algebra, we find that the following condition needs to be satisfied in order to have a non-trivial error trade-off relation sf .
(11) |
And hence, we have a trade-off relation between and if these two conditions (5) and (11) are satisfied.
Next, let us make a remark about D-invariant models. It is known that, the RLD CR inequality is saturated when the model is D-invariant kahn ; hayashi ; kahn2 ; yamagata ; suzuki ; yang . This is true at least in the asymptotic setting. There is no intersection of the RLD and SLD CR bounds in the D-invariant models, because the RLD CR bound is dominant over the SLD CR bound. If the model is D-invariant and if the imaginary part of the off-diagonal elements of RLD Fisher information matrix are not zero, there is a trade-off relation that results from Condition 1 only. In the following, we mainly investigate the non-asymptotic setting unless stated explicitly. This is in contrast to the previous study kull , where the authors focused on the D-invariant model.
III Reference state: Pure state
We first consider the case that the reference state is a pure state, i.e., . From Eqs. (1) and (2), is expressed as
(12) |
Therefore, we have
(13) | |||
(14) |
where . In the pure state model, the RLD does not exist in general. Here, we use the generalized RLD instead fujiwara2 . The components of generalized RLD Fisher information matrix, and are given by fujiwara
(15) | ||||
(16) |
We obtain in Condition 1, or Eq. 5 as follows.
(17) |
If the reference state is a pure state and if the generators commute, Condition 1 does not hold. Therefore, there is no trade-off relation given by Eq. (3). See also matsumoto .
IV Reference state: Qubit state
IV.1 General case
We consider the case of a single qubit in a mixed state. We first consider the general two-parameter unitary model to get insight into the problem. By using the Bloch vector, we can express the reference state as
(18) |
where . is given by Eq. (2). The generators can also be expanded with using Pauli matrices.
(19) | ||||
(20) |
The inverse of SLD and RLD Fisher information matrices, and are explicitly written as
(21) | ||||
(22) |
where is the determinant of , and it is
(23) |
As shown in Eqs. (21) and (22), holds. It follows that our qubit model is D-invariant. (See Lemma III-3 in Ref.suzuki .) Therefore, the RLD CR bound is asymptotically achievable and gives a trade-off relation. In this case, as explained earlier, the SLD and RLD CR bounds do not have intersections, but the trade-off relation exists in the asymptotic setting.
As for the Nagaoka bound, or the Gill-Massar (GM) bound for a two-parameter qubit model, which is known to be achievable nagaoka2 ; RDGill in the non-asymptotic setting, an inequality regarding the diagonal components of the MSE matrix can be derived. The inequality of the Nagaoka band is written as
(24) |
From Eqs. (10) and (22), we obtain the inequality of the RLD CR bound.
(25) |
We used and . Since , the Nagaoka bound is tighter than the RLD CR bound. This is because the Nagaoka bound is achieved by a separable measurement.
IV.2 Commuting generators’ case
Next, we derive a relationship between and , or and when and commute. From Eqs. (19) and (20), the commuting relation of and is given as
It immediately follows that the necessary and sufficient condition for and to commute is . There is no trade-off relation because the unitary transformation is no longer two-parameter model, because and are parallel when and commute.
V Reference state: Qutrit state
Let us consider a qutrit system, the three-dimensional system. To avoid non-regular models, we consider the full-rank model. Other regularity conditions are also imposed implicitly.
Since and commute, they are simultaneously diagonalizable. Without the loss of generality, for the calculation of , we can use the representation so that both and can be diagonalized .
(26) | ||||
(27) |
By using Eq. (7), is calculated as follows.
(28) |
where and . The condition of no trade-off relation, holds when
(29) | ||||
(30) |
Violation of these conditions together with Eq. (11) are the necessary and sufficient conditions to have a non-trivial error trade-off relation. In the case of qutrit, we cannot give an explicit expression of in general. But, we can obtain in a straightforward manner numerically.
In the following subsections, we give examples of reference states that give non-trivial error trade-off relations. One of them gives a relatively high possibility. Our main interest is to investigate the error trade-off relation for a given commuting and .
V.1 Example: reference state with multi-parameter
As one of the simplest examples, we pick an example with pure imaginary off-diagonal components as a reference state with five reference state parameters , , , , , and . ()
(31) |
We choose the reference state as above, because imaginary parts of the off-diagonal components of the reference state are important to satisfy Condition 1 as seen in Eq. (29).

We calculate in Condition 2 with using the reference state defined by Eq. (31) of which reference state parameters are generated by random numbers. We pick those which satisfy and and calculate the RLD and SLD Fisher information matrices and . The RLD Fisher information matrix is obtained by using Eq. (7). The SLD Fisher information calculation is done in the standard method. (See for example, Refs. paris ; Liu .) The number of samples generated is on the order of . Figure 1 shows as a function of , the maximum of , , and . There exists a region . The ratio of obtaining out of all of the samples generated is 3.0%. Figures 2 and 3 show as a function of and , respectively. and are the minimum and maximum of eigenvalues of , respectively. For to be positive, and must be in a certain range. is more than about 0.13 and is less than about 0.58.


V.2 Example: one-parameter family of reference states
Next, we set the reference state parameters in Eq. (31) as and in order to investigate the model more in detail analytically. We pick the reference state parameters as above, because the result of Section V.1 indicates that the eigenvalues of the reference state Eq. (31) be roughly in the range to exhibit the non-trivial trade-off relation. The reference state is, then explicitly written as
(32) |
where denotes 33 identity matrix. The reference state is a sum of the completely mixed state of the qutrit system and a perturbation with one parameter . The parameter must be in the range, for the reference state to be positive. We exclude , because at .
In the following, we show that the reference state Eq. (31) always gives a non-trivial trade-off relation with a certain choice of the reference state parameter and that the possibility of seeing the non-trivial trade-off relation is not small.
V.2.1 Intersections of RLD and SLD CR bounds
From Condition 2 expressed by Eq. (11), needs to be satisfied in order to have a non-trivial error trade-off relation. We define a geometrical parameter, as follows.
(33) |
Let and . A vector analysis formula gives an expression,
(34) |
where . when . is excluded, because gives from Eq. (30). Therefore, the possible range for the parameter is .
We introduce a function of at a given , as
(35) |
By using , is expressed as
(36) |
The coefficient of in Eq. (36) is positive finite when . In order to investigate the range of that gives , we can check the condition for instead.
We can analytically show that is a monotonically decreasing function of and that there is always a unique solution that satisfies when and when , i.e., . A detailed explanation is given in Appendix A. Figure 4 shows the solution that satisfies . In the region where at a given , the non-trivial trade-off relation exists. We can regard as the upper limit of that gives a non-trade off relation. It is worth noting that the upper limit of is almost a half of the maximum of , at . This means that the possibility of realizing non-trivial trade-off relation is not small.

Figure 5 shows an example in which the SLD and RLD CR bounds have two intersections. The parameters used are , , and .
We can see that and in Fig. 5 indicates the “strength” of trade-off relation by their definitions. They are calculated as
The strengths of trade-off relation is proportional to . Figure 6 shows and as a function of the parameter . In the range where or , the non-trivial trade-off relation exists. The strength of trade-off relation becomes stronger as approaches 0.


V.3 Discussion
Unlike a qubit reference state or a pure state reference state, there exists a non-trivial trade-off relation for some qutrit reference states even when the generators commute. We show analytically that a non-trivial trade-off relation always exists in a certain range of the reference state parameter when the reference state is defined by Eq. (32) that is a sum of the completely mixed state and a perturbation.
Furthermore, the strengths of trade-off relation and increase as approaches 0. This looks counterintuitive, because we can regard as a small perturbation from 3x3 identity matrix when by the definition of , Eq. (32). This reflects the fact that is not necessarily small when the perturbation itself is small. Since the component of the RLD Fisher information matrix is , the component may not be small if is not small.
In a more general case when is expressed by Eq. (31), we conducted numerical analysis. In this case also, there exists a non-trivial trade-off relation. Furthermore, in the case of four dimensional system with pure imaginary off-diagonal components, we also see a non-trivial trade-off relation by the same numerical analysis as well. With these, we conclude that the error trade-off relation is a generic phenomenon in the sense that it occurs with a finite volume in the spate space.
VI Conclusion
We have investigated whether the error trade-off relation exists in the generic two-parameter unitary models for finite dimensional systems with the commuting generators. By analyzing the necessary and sufficient conditions for the SLD and RLD CR bounds to intersect each other, we obtain the necessary and sufficient conditions for the existence of a non-trivial trade-off relation based on the SLD and RLD CR bounds for arbitrary finite dimensional system.
By using the conditions, we show two examples of the qutrit system with the non-trivial trade-off relation. The result of the reference state with multi-parameter indicates that the eigenvalues of the reference state be in a certain range. In the other model reference state with one-parameter, we show analytically that a non-trivial trade-off relation always exists in a certain range of the reference state parameter and that the region with the trade-off relation is up to about a half of the allowed region.
In our previous study about the trade-off relation of an infinite dimensional system sf , the bound is also given by both of the SLD and RLD CR bounds when the generators of the unitary transformation with the commuting generators. As shown in Figs. 5 and 6, we confirmed that what we saw in our previous study is not special, but generic. When the reference state is a pure state or a general qubit state, we disprove the existence of a non-trivial trade-off relation.
Acknowledgment
The work is partly supported by the FY2020 UEC Research Support Program, the University of Electro-Communications.
Appendix A Solution of
In this section, we investigate the solution of . We check up to the fourth partial derivative of with respect to to see in the allowed range for and .
Let . Up to the fourth partial derivative of with respect to are as follows
is convex upward, because the coefficient of in is negative. Therefore, the extremum, in this case, the maximum of is given by which is the solution of . The solution is given by
which gives the maximum of becomes minimum at . At , . Because of , increases monotonically in the range .
at is
Then, we see when . Therefore, decreases monotonically when .
at is
Therefore, increases monotonically when .
Therefore, decreases monotonically when . The values of at the both ends, and are
With a given in the range , there always exists only one solution that satisfies in the range .
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