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Equidecomposition in cardinal algebras

Forte Shinko Division of Physics, Mathematics and Astronomy, California Institute of Technology, 1200 E. California Blvd., Pasadena, CA 91125 [email protected]
Abstract.

Let Γ\Gamma be a countable group. A classical theorem of Thorisson states that if XX is a standard Borel Γ\Gamma-space and μ\mu and ν\nu are Borel probability measures on XX which agree on every Γ\Gamma-invariant subset, then μ\mu and ν\nu are equidecomposable, i.e. there are Borel measures (μγ)γΓ(\mu_{\gamma})_{\gamma\in\Gamma} on XX such that μ=γμγ\mu=\sum_{\gamma}\mu_{\gamma} and ν=γγμγ\nu=\sum_{\gamma}\gamma\mu_{\gamma}. We establish a generalization of this result to cardinal algebras.

The author was partially supported by NSF Grant DMS-1464475.

1. Introduction

In this paper, Γ\Gamma will always denote a countable discrete group. Let XX be a standard Borel Γ\Gamma-space. A classical theorem of Thorisson [Tho96] in probability theory states that if xx and xx^{\prime} are random variables on XX, then the distributions of xx and xx^{\prime} agree on the Γ\Gamma-invariant subsets of XX iff there is a shift-coupling of xx and xx^{\prime}, i.e. a random variable γ\gamma on Γ\Gamma such that γx\gamma x and xx^{\prime} are equal in distribution. This characterization of shift-coupling has been applied to various areas of probabilty theory including random rooted graphs [Khe18], Brownian motion [PT15], and point processes [HS13].

This theorem can be reformulated measure-theoretically as follows. Let XX be a standard Borel Γ\Gamma-space and let μ\mu and ν\nu be Borel probability measures on XX. Then μ\mu and ν\nu agree on every Γ\Gamma-invariant set iff either of the following hold:

  1. (1)

    There is a Borel probability measure λ\lambda on Γ×X\Gamma\times X such that sλ=μs_{*}\lambda=\mu and tλ=νt_{*}\lambda=\nu, where s,t:Γ×XXs,t:\Gamma\times X\to X are the maps s(γ,x)=xs(\gamma,x)=x and t(γ,x)=γxt(\gamma,x)=\gamma x,

  2. (2)

    There is a Borel probability measure λ\lambda on the orbit equivalence relation EGX:={(x,y)X2:γ[x=γy]}E^{X}_{G}:=\{(x,y)\in X^{2}:\exists\gamma[x=\gamma y]\} such that sλ=μs_{*}\lambda=\mu and tλ=νt_{*}\lambda=\nu, where s,t:EXs,t:E\to X are the maps s(x,y)=xs(x,y)=x and t(x,y)=yt(x,y)=y (see [Khe18, Theorem 1’]).

By setting μγ\mu_{\gamma} to be the measure on XX defined by μγ(A):=μ({γ}×A)\mu_{\gamma}(A):=\mu(\{\gamma\}\times A), we see that μ\mu and ν\nu agree on every Γ\Gamma-invariant set iff they are equidecomposable, i.e. there are Borel measures (μγ)γΓ(\mu_{\gamma})_{\gamma\in\Gamma} on XX such that μ=γμγ\mu=\sum_{\gamma}\mu_{\gamma} and ν=γγμγ\nu=\sum_{\gamma}\gamma\mu_{\gamma}. In this paper, we show that this statement is an instance of a more general result about groups acting on (generalized) cardinal algebras, a concept introduced by Tarski in [Tar49], leading to a purely algebraic proof of the statement.

A generalized cardinal algebra (GCA) is a set AA equipped with a partial binary operation ++, a constant 0, and a partial ω\omega-ary operation \sum subject to the following axioms, where we use the notation nan=(an)n\sum_{n}a_{n}=\sum(a_{n})_{n}:

  1. (1)

    If nan\sum_{n}a_{n} is defined, then

    nan=a0+n1an.\sum_{n}a_{n}=a_{0}+\sum_{n\geq 1}a_{n}.
  2. (2)

    If n(an+bn)\sum_{n}(a_{n}+b_{n}) is defined, then

    n(an+bn)=nan+nbn.\sum_{n}(a_{n}+b_{n})=\sum_{n}a_{n}+\sum_{n}b_{n}.
  3. (3)

    For any aAa\in A, we have a+0=0+a=aa+0=0+a=a.

  4. (4)

    (Refinement axiom) If a+b=ncna+b=\sum_{n}c_{n}, then there are (an)n(a_{n})_{n} and (bn)n(b_{n})_{n} such that

    a=nan,b=nbn,cn=an+bn.a=\sum_{n}a_{n},\qquad b=\sum_{n}b_{n},\qquad c_{n}=a_{n}+b_{n}.
  5. (5)

    (Remainder axiom) If (an)n(a_{n})_{n} and (bn)n(b_{n})_{n} are such that an=bn+an+1a_{n}=b_{n}+a_{n+1}, then there is cAc\in A such that for each nn,

    an=c+inbi.a_{n}=c+\sum_{i\geq n}b_{i}.

These axioms imply in particular that \sum is commutative: if nan\sum_{n}a_{n} is defined and π\pi is a permutation of \mathbb{N}, then nan=naπ(n)\sum_{n}a_{n}=\sum_{n}a_{\pi(n)} (see [Tar49, 1.38]).

A cardinal algebra (CA) is a GCA whose operations ++ and \sum are total. Cardinal algebras were introduced by Tarski in [Tar49] to axiomatize properties of ZF cardinal arithmetic, such as the cancellation law nκ=nλκ=λn\cdot\kappa=n\cdot\lambda\implies\kappa=\lambda. More recently, they have been used in [KM16] in the study of countable Borel equivalence relations.

Some examples of GCAs and CAs are as follows.

  • [Tar49, 14.1] \mathbb{N} and +\mathbb{R}^{+} are GCAs under addition, where +\mathbb{R}^{+} is the set of non-negative real numbers.

  • [Sho90, 2.1] If XX is a measurable space, then the set of measures on XX is a CA under pointwise addition.

  • [Tar49, 15.10] Every σ\sigma-complete, σ\sigma-distributive lattice is a CA under join. In particular, for any set XX, the power set 𝒫(X)\mathcal{P}(X) is a CA under union.

  • [Tar49, 17.2] The class of cardinals is a CA under addition (although strictly speaking, we require a CA to be a set).

  • [Tar49, 15.24] Every σ\sigma-complete Boolean algebra is a GCA under join of mutually disjoint elements.

    • If XX is a measurable space, then the collection (X)\mathcal{B}(X) of measurable sets is a GCA under disjoint union.

    • If (X,μ)(X,\mu) is a measure space, then the measure algebra MALG(X,μ)\operatorname{MALG}(X,\mu) is a GCA under disjoint union.

Every GCA is endowed with a relation \leq given by

abc[a+c=b]a\leq b\iff\exists c[a+c=b]

This is a partial order with least element 0 (see paragraph following [Tar49, 5.18]). Some examples of this partial order are as follows.

  • In \mathbb{N} and +\mathbb{R}^{+}, \leq coincides with the usual order.

  • In the CA of measures on XX, μν\mu\leq\nu iff μ(S)ν(S)\mu(S)\leq\nu(S) for every measurable SXS\subset X.

  • In the CA induced by a σ\sigma-complete, σ\sigma-distributive lattice, \leq is the partial order induced by the lattice, i.e. aba\leq b iff a=aba=a\wedge b.

  • For the class of cardinals, κλ\kappa\leq\lambda iff there is an injection κλ\kappa\hookrightarrow\lambda, and the fact that this is a partial order is the Cantor-Schroeder-Bernstein theorem.

We say that aAa\in A is the meet (resp. join) of a family (ai)iI(a_{i})_{i\in I}, denoted ai\bigwedge a_{i} (resp. ai\bigvee a_{i}), if it is the meet (resp. join) with respect to \leq. We write aba\perp b if ab=0a\wedge b=0.

A homomorphism from a GCA AA to a GCA BB is a function ϕ:AB\phi:A\to B satisfying the following:

  1. (1)

    If a=b+ca=b+c, then ϕ(a)=ϕ(b)+ϕ(c)\phi(a)=\phi(b)+\phi(c).

  2. (2)

    ϕ(0)=0\phi(0)=0.

  3. (3)

    If a=nana=\sum_{n}a_{n}, then ϕ(a)=nϕ(an)\phi(a)=\sum_{n}\phi(a_{n}).

In this paper, we will consider an action of a countable group Γ\Gamma on a GCA AA, i.e. a map Γ×AA\Gamma\times A\to A, denoted (γ,a)γa(\gamma,a)\mapsto\gamma a, satisfying the following:

  1. (1)

    γ(δa)=(γδ)a\gamma(\delta a)=(\gamma\delta)a.

  2. (2)

    1a=a1a=a.

  3. (3)

    For every γΓ\gamma\in\Gamma, the map AAA\to A defined by aγaa\mapsto\gamma a is a homomorphism.

A Γ\Gamma-GCA is a GCA AA equipped with an action of a countable group Γ\Gamma. An element aa in AA is Γ\Gamma-invariant if γa=a\gamma a=a for every γΓ\gamma\in\Gamma. We say that aa and bb in AA are equidecomposable if there exist (aγ)γΓ(a_{\gamma})_{\gamma\in\Gamma} in AA such that a=γaγa=\sum_{\gamma}a_{\gamma} and b=γγaγb=\sum_{\gamma}\gamma a_{\gamma}.

The main theorem is as follows, where a GCA AA is cancellative if for every a,bAa,b\in A, if a+b=aa+b=a, then b=0b=0.

Theorem 1.1.

Let AA be a cancellative Γ\Gamma-GCA with binary meets, and let \sim be an equivalence relation on AA such that the following hold:

  1. (1)

    Equidecomposable elements are \sim-related.

  2. (2)

    If aba\sim b and a+cb+da+c\sim b+d, then cdc\sim d.

  3. (3)

    If aba\sim b and aγba\perp\gamma b for every γΓ\gamma\in\Gamma, then a=0a=0 (this implies b=0b=0, since aba\perp b).

Then aba\sim b iff aa and bb are equidecomposable.

By a finite measure on a GCA AA, we mean a homomorphism from AA to +\mathbb{R}^{+}.

Corollary 1.2.

Let AA be a Γ\Gamma-GCA with countable joins and let μ\mu and ν\nu be finite measures on AA. Then μ\mu and ν\nu agree on every Γ\Gamma-invariant element of AA iff they are equidecomposable.

We recover Thorisson’s theorem by setting A=(X)A=\mathcal{B}(X) (under disjoint union).

Corollary 1.3 (Thorisson, [Tho96, Theorem 1]).

Let XX be a standard Borel Γ\Gamma-space and let μ\mu and ν\nu be finite Borel measures on XX. Then μ\mu and ν\nu agree on every Γ\Gamma-invariant subset of XX iff they are equidecomposable.

We also obtain a criterion for equidecomposability of subsets of a probability space. A probability measure preserving (pmp) Γ\Gamma-action on a standard probabability space (X,μ)(X,\mu) is an action of Γ\Gamma on (X,μ)(X,\mu) by measure-preserving Borel automophisms.

Corollary 1.4.

Let (X,μ)(X,\mu) be a standard probability space with a pmp Γ\Gamma-action and let A,BMALG(X,μ)A,B\in\operatorname{MALG}(X,\mu). Then AA and BB agree on every Γ\Gamma-invariant measure μ\ll\mu iff they are equidecomposable.111 Ruiyuan (Ronnie) Chen has pointed out that this also follows from the Becker-Kechris comparability lemma, see [BK96, 4.5.1]

This generalizes a well-known result (for instance, see [KM04, 7.10]) which says that if μ\mu is ergodic, then AA and BB are equidecomposable iff μ(A)=μ(B)\mu(A)=\mu(B) (note that in this case, μ\mu is the only Γ\Gamma-invariant measure μ\ll\mu).

1.4 will be obtained via a more general result about projections in von Neumann algebras; see 4.1 below.

Remark 1.5.

The original result in [Tho96] is stated for actions of locally compact groups, but it is not clear how to formulate an analogous theorem in the setting of cardinal algebras.

Acknowledgments

We would like to thank Alexander Kechris for introducing the author to Thorisson’s theorem and suggesting the use of cardinal algebras. We would also like to thank Ruiyuan (Ronnie) Chen for stating Thorisson’s theorem in terms of equidecomposition, as well as for making the author aware of the Becker-Kechris lemma.

2. Preliminaries

Definition 2.1.

Let AA be a GCA. An element aAa\in A is cancellative (called finite in [Tar49]) if any of the following equivalent conditions hold (see [Tar49, 4.19] for proof of equivalence):

  1. (1)

    If a+b=a+ca+b=a+c, then b=cb=c.

  2. (2)

    If a+b=aa+b=a, then b=0b=0.

  3. (3)

    If a+ba+ca+b\leq a+c, then bcb\leq c.

A GCA AA is cancellative if every aAa\in A is cancellative.

Definition 2.2.

A closure of a GCA AA is a CA A¯\overline{A} containing AA such that the following hold:

  1. (1)

    If aa and (an)n(a_{n})_{n} are in AA, then a=ana=\sum a_{n} in AA iff a=nana=\sum_{n}a_{n} in A¯\overline{A}.

  2. (2)

    AA generates A¯\overline{A}, i.e. for every bAb\in A, there exist (an)n(a_{n})_{n} in AA such that b=anb=\sum a_{n}.

Proposition 2.3 ([Tar49, 7.8]).

Every GCA has a closure.

Example 2.4.
  • ¯\overline{\mathbb{N}} is the set of extended natural numbers {0,1,2,,}\{0,1,2,\ldots,\infty\}.

  • ¯+\overline{\mathbb{R}}^{+} is the extended real line [0,][0,\infty].

The following is easy to verify.

Proposition 2.5.

If AA is a GCA with closure A¯\overline{A} and BB is a CA, then every homomorphism ABA\to B extends uniquely to a homomorphism A¯B\overline{A}\to B.

Remark 2.6.

This shows that the closure is left adjoint to the forgetful functor from the category of CAs to the category of GCAs, so in particular, the closure is unique up to isomorphism.

Let Hom(A,B)\operatorname{Hom}(A,B) denote the set of all homomorphisms from AA to BB.

Theorem 2.7.

Let AA be a GCA. Then Hom(A,+)\operatorname{Hom}(A,\mathbb{R}^{+}) is a cancellative GCA with binary meets (under pointwise addition).

Proof.

By [Sho90, 2.1], Hom(A¯,¯+)\operatorname{Hom}(\overline{A},\overline{\mathbb{R}}^{+}) is a CA with binary meets, so Hom(A,¯+)\operatorname{Hom}(A,\overline{\mathbb{R}}^{+}) is also CA with binary meets, since it is isomorphic to Hom(A¯,¯+)\operatorname{Hom}(\overline{A},\overline{\mathbb{R}}^{+}) by 2.5. Thus since Hom(A,+)\operatorname{Hom}(A,\mathbb{R}^{+}) is closed \leq-downwards in Hom(A,¯+)\operatorname{Hom}(A,\overline{\mathbb{R}}^{+}), it is a GCA by [Tar49, 9.18(i)], and it has binary meets. The cancellativity of Hom(A,+)\operatorname{Hom}(A,\mathbb{R}^{+}) follows immediately from cancellativity of +\mathbb{R}^{+}. ∎

3. The main theorem

We turn to the proof of the main theorem.

Proof of 1.1.

Fix an enumeration (γn)n(\gamma_{n})_{n} of Γ\Gamma. Suppose aba\sim b. We define sequences (an)(a_{n}) and (bn)(b_{n}) recursively as follows. Let a0=aa_{0}=a and b0=bb_{0}=b. For the inductive step, choose an+1a_{n+1} and bn+1b_{n+1} such that

an\displaystyle a_{n} =an+1+anγnbn\displaystyle=a_{n+1}+a_{n}\wedge\gamma_{n}b_{n}
bn\displaystyle b_{n} =bn+1+γn1anbn\displaystyle=b_{n+1}+\gamma_{n}^{-1}a_{n}\wedge b_{n}

By the remainder axiom, there are some aa_{\infty} and bb_{\infty} such that for any nn, we have

an\displaystyle a_{n} =a+inaiγibi\displaystyle=a_{\infty}+\sum_{i\geq n}a_{i}\wedge\gamma_{i}b_{i}
bn\displaystyle b_{n} =b+inγi1aibi\displaystyle=b_{\infty}+\sum_{i\geq n}\gamma_{i}^{-1}a_{i}\wedge b_{i}

In particular, we have

a\displaystyle a =a+nanγnbn\displaystyle=a_{\infty}+\sum_{n}a_{n}\wedge\gamma_{n}b_{n}
b\displaystyle b =b+nγn1anbn\displaystyle=b_{\infty}+\sum_{n}\gamma_{n}^{-1}a_{n}\wedge b_{n}

Thus to show that aa and bb are equidecomposable, it suffices to show that a=b=0a_{\infty}=b_{\infty}=0.

Now aba_{\infty}\sim b_{\infty} by the first condition, since aba\sim b and nanγnbnnγn1anbn\sum_{n}a_{n}\wedge\gamma_{n}b_{n}\sim\sum_{n}\gamma_{n}^{-1}a_{n}\wedge b_{n} (by equidecomposability). Now for any nn, we have bnb+γn1anbnb_{n}\geq b_{\infty}+\gamma_{n}^{-1}a_{n}\wedge b_{n}, and thus

γnbnγnb+anγnbnaγnb+anγnbn\gamma_{n}b_{n}\geq\gamma_{n}b_{\infty}+a_{n}\wedge\gamma_{n}b_{n}\geq a_{\infty}\wedge\gamma_{n}b_{\infty}+a_{n}\wedge\gamma_{n}b_{n}

We also have

ana+anγnbnaγnb+anγnbna_{n}\geq a_{\infty}+a_{n}\wedge\gamma_{n}b_{n}\geq a_{\infty}\wedge\gamma_{n}b_{\infty}+a_{n}\wedge\gamma_{n}b_{n}

Thus

anγnbnaγnb+anγnbna_{n}\wedge\gamma_{n}b_{n}\geq a_{\infty}\wedge\gamma_{n}b_{\infty}+a_{n}\wedge\gamma_{n}b_{n}

Since AA is cancellative, we have 0aγnb0\geq a_{\infty}\wedge\gamma_{n}b_{\infty}, i.e. aγnb=0a_{\infty}\wedge\gamma_{n}b_{\infty}=0. Thus aγba_{\infty}\perp\gamma b_{\infty} for every γΓ\gamma\in\Gamma. Thus by our hypothesis, we have a=0a_{\infty}=0 and b=0b_{\infty}=0. ∎

4. Applications

We apply this theorem to prove 1.2:

Proof.

Recall that Hom(A,+)\operatorname{Hom}(A,\mathbb{R}^{+}) is a cancellative GCA with binary meets, and it has a Γ\Gamma-action given by (γμ)(a):=μ(γ1a)(\gamma\mu)(a):=\mu(\gamma^{-1}a). Define the equivalence relation \sim on Hom(A,+)\operatorname{Hom}(A,\mathbb{R}^{+}) by setting μν\mu\sim\nu iff μ(a)=ν(a)\mu(a)=\nu(a) for every Γ\Gamma-invariant aAa\in A. It suffices to check the conditions in 1.1. Conditions 1 and 2 are clear. For condition 3, suppose that μν\mu\sim\nu and μγν\mu\perp\gamma\nu for every γΓ\gamma\in\Gamma, and fix aAa\in A. We must show that μ(a)=0\mu(a)=0. By [Tar49, 3.12], we have μγν\mu\perp\sum\gamma\nu, and thus by [Sho90, 1.14] (which is stated for CAs, but whose proof works without modification for GCAs), we can write a=b+ca=b+c with μ(b)=0\mu(b)=0 and (γν)(c)=0\quantity(\sum\gamma\nu)(c)=0. Identifying ν\nu with its extension A¯¯+\overline{A}\to\overline{\mathbb{R}}^{+}, we have ν(γc)=0\nu(\sum\gamma c)=0. Thus ν(γc)=0\nu(\bigvee\gamma c)=0, so since μν\mu\sim\nu, we have μ(γc)=0\mu(\bigvee\gamma c)=0. Thus μ(c)=0\mu(c)=0, and thus μ(a)=μ(b)+μ(c)=0\mu(a)=\mu(b)+\mu(c)=0. ∎

Next we recall some notions from the theory of operator algebras. A von Neumann algebra is a weakly closed *-subalgebra MM of B(H)B(H) containing the identity. An element xMx\in M is positive if x=yyx=yy^{*} for some yMy\in M, and the set of positive elements is denoted M+M_{+}. There is a partial order on MM defined by setting xyx\leq y iff yxy-x is positive. An element pMp\in M is a projection if p=p=p2p=p^{*}=p^{2}, and two projections pp and qq are Murray-von Neumann equivalent, written pMvNqp\sim_{\mathrm{MvN}}q, if there is some uMu\in M such that p=uup=uu^{*} and q=uuq=u^{*}u. Let P(M)P(M) denote the set of projections in MM. Then P(M)/MvNP(M)/{\sim}_{\mathrm{MvN}} is a lattice. A projection pp is finite if for any projection pp^{\prime}, if pMvNppp\sim_{\mathrm{MvN}}p^{\prime}\leq p, then p=pp=p^{\prime}. A von Neumann algebra MM is finite if 1M1_{M} is a finite projection. A trace on MM is a map τ:M+¯+\tau:M_{+}\to\overline{\mathbb{R}}^{+} such that τ(mm)=τ(mm)\tau(mm^{*})=\tau(m^{*}m), and a trace is finite if its image is contained in +\mathbb{R}^{+}. A trace is faithful if τ(m)=0\tau(m)=0 implies m=0m=0, and a trace is normal if it is weakly continuous.

If MM is a von Neumann algebra, then P(M)/MvNP(M)/{\sim}_{\mathrm{MvN}} is a GCA under join of orthogonal projections [Fil65], and if MM is finite, then this GCA is cancellative. A Γ\Gamma-action on a von Neumann algebra MM is an action of Γ\Gamma on MM by weakly continuous (+,0,,1,)(+,0,\cdot,1,*)-homomorphisms. Every von Neumann algebra MM with a Γ\Gamma-action gives rise to a Γ\Gamma-GCA, and a trace τ\tau on MM is said to be Γ\Gamma-invariant if τ(γm)=τ(m)\tau(\gamma m)=\tau(m) for every mMm\in M and γΓ\gamma\in\Gamma.

Theorem 4.1.

Let MM be a finite von Neumann algebra with a Γ\Gamma-action which admits a faithful normal finite Γ\Gamma-invariant trace, and let [p],[q]P(M)/MvN[p],[q]\in P(M)/{\sim}_{\mathrm{MvN}}. Then [p][p] and [q][q] agree on every finite Γ\Gamma-invariant trace on MM iff they are equidecomposable.

Proof.

Let A=P(M)/MvNA=P(M)/{\sim}_{\mathrm{MvN}}, which is a cancellative Γ\Gamma-GCA with binary meets. Now define the equivalence relation on AA by setting [p][q][p]\sim[q] if [p][p] and [q][q] agree on every Γ\Gamma-invariant trace on MM. It suffices to check the conditions in 1.1. Conditions 1 and 2 are clear. For condition 3, suppose that [p][q][p]\sim[q] and [p]γ[q][p]\perp\gamma[q] for every γΓ\gamma\in\Gamma, and fix a faithful normal finite Γ\Gamma-invariant trace τ\tau on MM. Then setting p¯=γp\overline{p}=\bigvee\gamma p, the map mτ(p¯mp¯)m\mapsto\tau(\overline{p}m\overline{p}) is a finite Γ\Gamma-invariant trace on MM. Since τ(p¯qp¯)=0\tau(\overline{p}q\overline{p})=0 and pqp\sim q, we have τ(p)=τ(p¯pp¯)=0\tau(p)=\tau(\overline{p}p\overline{p})=0. Thus p=0p=0. ∎

1.4 follows by applying this to L(X,μ)L^{\infty}(X,\mu).

Proof of 1.4.

Let M=L(X,μ)M=L^{\infty}(X,\mu). This is a finite Γ\Gamma-von Neumann algebra and μ\mu induces a faithful normal finite Γ\Gamma-invariant trace on MM. Now P(M)/MvNP(M)/{\sim}_{\mathrm{MvN}} is isomorphic to MALG(X,μ)\operatorname{MALG}(X,\mu) as a lattice (with Γ\Gamma-action), so they give rise to isomorphic Γ\Gamma-GCAs, and thus we are done by 4.1. ∎

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