Energy resonance transfer between quantum defects in metal halide perovskites
Abstract
Quantum defects have shown to play an essential role for the non-radiative recombination in metal halide perovskites (MHPs). Nonetheless, the processes of charge transfer-assisted by defects are still ambiguous. Herein, we theoretically study the non-radiative multiphonon processes among different types of quantum defects in MHPs using Markvart’s model for the induced mechanisms of electron-electron and electron-phonon interactions, respectively. We find that charge carrier can transfer between the neighboring levels of the same type shallow defects by multiphonon processes, but it will be distinctly suppressed with the increasing of the defect depth. For the non-radiation multiphonon transitions between donor- and acceptor-like defects, the processes are very fast and independence of the defect depth, which provide a possible explanation for the blinking phenomena of photoluminescence spectra in recent experiment. We also discuss the temperature dependence of these multiphonon processes and find that their variational trends depend on the comparison of Huang-Rhys factor with the emitted phonon number. These theoretical results fill some gaps of defect-assisted non-radiative processes in the perovskites materials.
I Introduction
Metal halide perovskites (MHPs) and their low-dimensional structures are triggering widespread attention owing to a range of fascinating properties, such as high quantum yield, remarkable photovoltaic conversion efficiency, high optical absorption coefficient, and ease of fabricationwx1 ; wx2 ; wx3 ; wx4 ; wx5 . These properties make MHPs candidates for the next generation of optoelectronic and photovoltaic devices. However, the inevitable non-radiative recombination processes, dominating the charge carriers loss, play the crucial roles to determine their basic properties and device performanceswx6 ; wx7 ; wx8 ; wx9 ; wx10 . There, for example, are trap states which strongly interact with the photogenerated charge carriers, making the conversion efficiencies of perovskite solar cells have not yet reached the thermodynamic limitswx11 ; wx12 .

Without a doubt, an essential condition for perovskites-based devices to reach higher performances is the elimination of all loss channels, so the studies of non-radiative loss channels in MHPs are the key topics.
A most concerned non-radiative loss channel is defect-assisted recombination. In the past years, there have been several correlative proofs about defect-assisted processes. de Quilettes have observed the defect states quenched the crystalline fluorescence of discontinuous perovskite films by measuring the microscopic photoluminescenceb1 . From time-resolved photoluminescence spectroscopy, Yamada concluded that the defect-assisted recombination includes non-radiative processes in MHPswx defect6 . Bolink also found that the actual devices are hampered by the defect-assisted non-radiative processes according to the voltage dependence of the electroluminescence efficiency and the ideality factor measurementsb2 . In fact, defects (or impurities), especially for the deeper defect levels serving as the trapping centers, play the key role in determining the non-radiative recombination, because of the requirement for higher thermal energy to leave from the trapsb5 ; b6 ; b7 , in a way that is ultimately detrimental to the charge transport and opto-electronic propertiesb8 ; b9 ; b10 ; b11 . Therefore, the comprehensive understanding of the quantum processes assisted by defects are of crucial for the fundamental properties of MHPs and their potential applications. However, the detail studies on the charge carriers of non-radiative transitions among defect states in these perovskite materials are very few until now.
In the present paper, we study the non-radiative multiphonon processes of energy resonance transfer (ERT) between quantum defects based on Markvart’s modelwx moxing1 ; wx moxing2 ; wx moxing3 ; wx moxing4 . The processes between the same types of defects, including donor-donor, acceptor-acceptor and neutral-neutral, as well as between different types of defects, i.e., donor-acceptor pairs, are taken into account. We present the influence of different defect depths on the lifetime of these energy transfer processes induced by the mechanisms of the electron-electron and electron-phonon interactions, respectively, and give the comparisons between them. We also discuss the temperature dependences of these multiphonon transitions among different defects.
II theoretical model
The processes of the non-radiative multiphonon ERT among quantum defects for the induced mechanisms of electron-electron and electron-phonon interactions are schemed in Fig. 1(a) and (b), respectively. According to the approximation derived by Markvartwx moxing1 ; wx moxing2 ; wx moxing3 ; wx moxing4 , the transition rate of multiphonon ERT processes can be expressed as
(1) | |||||
with
(2) |
(3) |
for the electron-electron interaction and
(4) | |||||
with
(5) |
(6) |
(7) |
for the electron-phonon interaction.

Parameter | Symbol | Value | ||
---|---|---|---|---|
Effective Bohr radius | 8.9 nmwx canshu1 ; wx moxing1 | |||
Effective mass | 0.2wx canshu1 | |||
Phonon energy | 16.5 meVwx canshu1 ; wx moxing1 | |||
Fröhlich coupling constant | 1.73wx canshu1 ; wx moxing1 | |||
|
6.2 /nmwx canshu1 | |||
Lattice constant | 0.63 nmwx canshu2 | |||
Vacuum permittivity | 8.85 F/mwx canshu1 | |||
Free electron (hole) mass | kgwx canshu1 | |||
Band gap | 1.6 eVwx moxing1 | |||
Quantum defect parameter | Variable | |||
Depth of defect | Variable | |||
Relative permittivity | 20 |
Longitudinal optical (LO) phonon is mainly taken into account because of the strong charge carrier-LO phonon coupling in MHPswx ep1 ; wx ep2 . is the emitted phonon number, is the LO phonon energy, is the temperature and is the Boltzmann constant. () is the initial (final) ground-state wave function of defect with the depth (), and is the free carrier state at the band edge. In Eq. (3), is the permittivity of vacuum, is the relative permittivity, and as well as are position variables for electrons. Eq. (6) describes the interaction between charge carrier and LO phonons in the Fröhlich mechanismwx moxing5 with the coupling element , where () is annihilation (creation) a LO phonon with wave vector , is the volume, is the effective mass of electron (or hole), and denotes the Fröhlich coupling strength in this mechanism. The parameter is defined as
(8) |
where is Huang-Rhys (HR) factor with the subscript = - ( = +) represents the ERT between the same (different) types of defects, which denotes the average LO phonon numbers around the trapped carrier, reflecting the strength of the electron-phonon couplingwx Huang3 ; wx Huang2 ; wx Huang1 .
Following the quantum defect modelwx q1 ; wx q2 ; wx q3 ; wx q4 , the ground-state wave function for defect with arbitrary binding energy can be expressed as
(9) |
with
(10) |
(11) |
(12) |
where , , and represent normalization constant, effective Bohr radius, and quantum defect parameter, respectively. denotes the defect depth, the type of defect is reflected by the parameter : = - for the donor-like defect, = + for the acceptor-like defect, and = 0 for the neutral defect. Substituting Eqs. (3), (6), (7) and (9) into Eqs. (2) and (5), the matrix elements become
(13) | |||||
for electron-electron interactionwx Huang2 ; wx ee1 ; wx ee2 ; wx ee3 , and
(14) | |||||
for electron-phonon interactionwx moxing1 ; wx moxing2 . denotes the electronic wave vector and is the lattice constant.
According to the model proposed by Ridleywx S1 ; wx S2 ; wx S3 , HR factor between quantum defects can be calculated by
(15) |
with the magnitude parameter
(16) |
and
(17) |
Substituting Eq. (9) into Eqs. (16) and (17), then performing the integral, one can get
(18) | |||||
and
(19) | |||||
where and . Converting the summation of into the integral, HR factors can be rewritten as
(20) | |||||
for the transitions between the same types of defects, and
(21) | |||||
for the transitions between different types of defects. is the radius of sphere with Brillouin zone volume. , , , , and . In this paper, we choose one of typical MHPs CH3NH3PbI3 (MAPbI3) as an example to discuss these transition processes. The values of parameters for the MAPbI3 are given in Table I.

III results and discussion
HR factor is a key parameter determining the lifetime of ERT, which was originally proposed by Huang for F-centres in ionic crystals in 1950wx Huang1 and denotes the average phonon numbers around F-centres, reflecting the magnitude of lattice distortion arising from the strong coupling between electronic states and lattice vibration (phonons). The magnitude could be expressed by the “phonon cloud” and its energy is described by , namely the lattice relaxation energy. The dependences of HR factors () on the depth difference between initial () and final () defect levels are shown in Figs. 2 (a) and (b) for the donor-donor and acceptor-acceptor transitions, respectively. One can see that increases with increasing the depth separation between and . However, its value only steps up to 0.25 and 1.25 for the donor-like and acceptor-like defects, respectively. Although a single quantum defect exhibits a significant lattice relaxation effect (namely, the big value of HR factor)wx moxing1 , the relative lattice relaxation effect between two defect levels in the same type is not strong enough, which is, in fact, not beneficial to the non-radiative processes between two defect levels. On the contrary, HR factors () for donor-acceptor transitions can reach in the range of , depending on the depth separation between donor-like and acceptor-like defect shown in Fig. 2 (c). This strong lattice relaxation effect, stemming from the sum of the contributions from the electron and hole overlapping with each other, will promote defect-assisted non-radiative transitions.

We first analyze the dependences of non-radiative multiphonon ERT between donor-like defects on the emitted phonon number and the initial defect depth , where the final defect depth satisfies the relation of . The multiphonon ERT induced by electron-electron and electron-phonon interactions are shown in Figs. 3(a) and (b), respectively. As can be seen that the lifetime ( or ) has an obvious increase of more than one order of magnitude when increases by one, which stems from the weak lattice relaxation effect between the same types of defects as given in Fig. 2(a). With the increasing of the initial defect depth , these processes of multiphonon ERT are also significantly suppressed. For example, the lifetime can maintain in the range of hundreds of picoseconds with the successive emitting five phonons at eV as shown in Fig. 3(a) induced by electron-electron interaction. But, at eV, the process of three phonons already reaches tens of nanoseconds, which indicates that charge carries can transfer effectively by multiphonon processes between the neighbouring shallow defect levels, causing the decrease of the carrier concentration seriously. Moreover, from the comparisons between Figs. 3(a) and (b), one can see that the electron transfer processes induced by the electron-electron interaction are much more faster (about three orders of magnitude) than the same processes induced by the electron-phonon interaction, which reveals that the electron-electron interaction will dominate the non-radiative ERT processes among quantum defects. The temperature dependence of lifetimes of these processes are plotted in Figs. 3(c) and (d) for the electron-electron and electron-phonon interactions, respectively. One can see that lifetimes of these multiphonon processes become shorter with the increasing of the temperature, which means that temperature increasing makes more phonons are excited, resulting in carriers are more likely to be captured by deeper defects. The similar results are also obtained for acceptor-like defects and neutral defects shown in the supplemental materials.
Final defect depth () | 0.7875 eV | 0.705 eV | 0.54 eV | 0.4575 eV |
---|---|---|---|---|
Phonon number () | 25 | 30 | 40 | 45 |
HR factor () | 31.7 | 31.2 | 30 | 29.2 |

Figs. 4(a) and (b) show the non-radiative ERT processes between donor- and acceptor-like defects for the mechanisms of electron-electron interaction and electron-phonon interaction, respectively, in which the relationship between the initial and final defect depths satisfies , where is the band gap. It can be seen that these non-radiative multiphonon processes are very fast for different initial (donor-like) defect depths 0.4 eV, 0.5 eV, and 0.6 eV. Even at the large emitted phonon number , the lifetime varies just only in one order of magnitude scale, which arises from the strong lattice relaxation effect (namely the large HR factors) as shown in Fig. 2 (c). These ultrafast processes will result in a dramatic reduction of free carriers concentration in a short time, which reveal that the charge carriers can be transferred effectively via multiphonon processes between donor- and acceptor-like defects at any depth. Recently, Merdasa observed large fluctuations of luminescence intensity, which was often referred to as a blinking phenomenon in MAPbI3 by luminescence super-resolution imaging and spectroscopywx r6 . They ascribed this phenomenon to the ultrafast non-radiative recombination via the “supertraps” mechanism (donor-acceptor pairs). Meanwhile, the non-radiative process via these “supertraps” at low defect concentrations was much more efficient than via other single defect states at higher concentrations. Therefore, these rapid non-radiative multiphonon transitions from donor- to acceptor-like defects obtained in the present model could provide a possible explanation for this mechanism of “supertraps”.
The temperature dependences of multiphonon transitions from donor- to acceptor-like defects are shown in Figs. 5(a) and (b) for the mechanisms of electron-electron interaction and electron-phonon interaction, respectively. One can find that the variational trends of the lifetime with temperature depend on the comparison of HR factor with (the relationship between and is shown in Table II). When is bigger than , the lifetime increases with temperature. This is because the relaxation energy () are inclined to relax into the environment directly, but the enhancement of lattice vibration by the temperature rising disturbs the direct relaxation processes. When is smaller than , the relaxation processes depend on the temperature exciting more phonons to compensate the difference (), and thus results in multiphonon processes become faster with temperature. In addition, all the curves vary hardly in low temperature region (25 K), which is very consistent with the temperature turning point of as shown in Fig. 5(c). This suggests that is also a key parameter to determine the temperature dependence of these non-radiative multiphonon processes in this model. Finally, we must emphasize that MAPbI3 undergoes two structural phase transitions with temperaturewx phase1 ; wx phase2 ; wx phase3 , which has the significant influence on the strength of the electron-phonon interaction and phonon energy. These effects are not taken into account in the present paper.
IV conclusion
In conclusion, we theoretically study the non-radiative multiphonon processes of energy resonance transfer among quantum defects for the induced mechanisms of the electron-electron interaction and electron-phonon interactions, respectively. We find that (1) charge carrier can transfer by non-radiation multiphonon processes between the neighboring levels of the same type shallow defects, but it will be suppressed with the increasing of the defect depth; (2) non-radiation multiphonon processes between donor- and acceptor-like defects are very fast and independence of the defect depth, which provides a possible explanation for the “supertraps”of the charge carriers in recent experiment; (3) the comparison of Huang-Rhys factor with the emitted phonon number plays an important role in determining the variational trends of temperature dependence of these multiphonon processes.
This work was supported by National Natural Science Foundation of China (Grand No. 11674241).
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