Emerging asymptotic patterns in a Winfree ensemble with higher-order couplings
Abstract.
The Winfree model is a phase-coupled synchronization model which simplifies pulse-coupled models such as the Peskin model on pacemaker cells. It is well-known that the Winfree ensemble with the first-order coupling exhibits discrete asymptotic patterns such as incoherence, locking and death depending on the coupling strength and variance of natural frequencies. In this paper, we further study higher-order couplings which makes the dynamics more close to the behaviors of the Peskin model. For this, we propose several sufficient frameworks for asymptotic patterns compared to the first-order coupling model. Our proposed conditions on the coupling strength, natural frequencies and initial data are independent of the number of oscillators so that they can be applied to the corresponding mean-field model. We also provide several numerical simulations and compare them with analytical results.
Key words and phrases:
Synchronization, pulse-coupled oscillators, Winfree model, singular interactions
1. Introduction
Synchronization denotes the adjustment of rhythms in an oscillatory complex system. After novel approaches by Arthur Winfree and Yoshiki Kuramoto in almost half century ago, it has been extensively studied in diverse scientific disciplines such as applied mathematics, biology, control theory and statistical physics, etc.
In literature, there are two types of synchronization models for coupled oscillators. The first type is called “phase-coupled model”. This model assumes that the amplitude variations of oscillator’s states are assumed to be negligible, and it focuses only on the variations of phases. The models introduced by Winfree and Kuramoto belong to this category. In contrast, there are pulse-coupled models such as an integrate-and-fire model, Peskin model for pacemaker cells, etc. This latter type of models might be able to explain synchronization in real neurons, however, it is very difficult to perform rigorous mathematical analysis. This is why phase-coupled models are more frequently employed in the study of synchronization. The Peskin model [22, 26] requires discrete jumps in dynamics, while its asymptotic properties are recently discovered in some special cases [3, 35]. Another famous example is a network of FitzHugh–Nagumo oscillators, where its synchronization behavior has been extensively studied by researchers from mathematics, biology and physics [4, 23, 28, 29].
Analytical study on synchronization has been intensively complemented on the studies of oscillators in with smooth interactions [1, 13, 21, 27, 30] to avoid chaotic dynamical patterns. For a positive coupling strength, the firing phenomenon of one oscillator affects other oscillator’s phase. However, when the coupling strength is sufficiently small, the dynamics of each phase is basically governed by the corresponding natural frequency in the presence of coupling (called emergence of incoherence). On the opposite extreme regime in which the coupling strength is sufficiently large, the ensemble of phases approaches to an equilibrium and oscillators will not rotate any more. We call this emergent pattern as death. The remaining case is the intermediate regime in which the coupling strength is not that small and not that large so that all oscillators have the same rotation number. This pattern is called locking.
To put our discussion in a proper setting, we begin with the description of the Winfree model. Let be the phase of the -th Winfree oscillator. In a pulse-coupled setting, it is common to consider that one individual ‘fires’, when its phase reaches a certain value, namely, zero. Therefore, the influence of one oscillator to others should be accumulated near the zero value. To model such dynamics, we use a smooth but sharp bump-like function which we call it as “influence function” with an order . Among phase-coupled models, the Winfree model [34] is, from the beginning, built to approximate pulse-coupled synchronization using a smoothly approximated influence function for the constant multiple of Dirac-delta function:
(1.1) |
Here is the order of trigonometric coupling, which is a positive integer, while the coefficient is a positive normalizing constant chosen to satisfy
In this setting, the Winfree model with the influence function (1.1) reads as
(1.2) |
where is the natural frequency of the -th oscillator, and is the pair of influence-sensitivity functions of order :
(1.3) |


From now on, we call (1.2)–(1.3) as “the Winfree model with order ”. As we can see in Figure 1(A), the maximal height of grows with the order of (check Lemma 3.1 for details), whereas the effective size of the support of decreases as increases. As , the influence function of order approximates Dirac-delta function so that the resulting dynamics might behave the same way as the pulse-coupled one. In Figure 1(B), we can see the temporal evolution of phase over time while we subtract a kind of group velocity to the phase graph in order to observe the pulse-like behavior significantly.
In previous literature [5, 22], the first-order pair :
has been extensively used in the mathematical analysis on the emergent dynamics of a Winfree emsemble. To introduce definitions on asymptotic patterns, here we adopt a classical concept, namely rotation number, which is commonly used in literature of phase-coupled dynamics. Let be a collection of phases. For each , we define the rotation number as an asymptotic frequency ([20]):
if the right-hand side exists. Equipped with rotation numbers, we can classify asymptotic patterns in the Winfree model as follows.
Definition 1.1.
[5] Let be a time-dependent oscillator ensemble.
-
(1)
The ensemble exhibits death asymptotically if all the rotation numbers are zero:
-
(2)
The ensemble exhibits locking asymptotically if all the rotation numbers are equal to a nonzero constant:
-
(3)
The ensemble exhibits incoherence if all the rotation numbers for oscillators with different natural frequency are different:
The purpose of this paper is to investigate the emergent dynamics of (1.2)–(1.3) depending on the order .
The bifurcation simulation in [5] of and with presents a similar diagram qualitatively to the one with . However, their critical values of for incoherence becomes much smaller. This phenomenon may indicate that the bifurcation of collective dynamics in the original Winfree model (1.2) may not be preserved in the limit since the critical coupling strength for bifurcation could tend to . This generates the following question:
“What is a proper normalization factor for the interaction kernels and which we can still see the bifurcation diagram between incoherence, locking and death, as ?”
Next, we briefly discuss our main results. First, we present a sufficient framework for incoherence in terms of natural frequency and coupling strength:
Under these conditions, there exists a positive constant for each pair of and such that
Note that does not depend on . We refer to Theorem 3.1 and Remark 3.2 for details.
Second, we provide a sufficient framework leading to death. Let be the minimum point of in determined later by the relation (4.6), and we assume that parameters and initial data satisfy
Then, all the rotation numbers are zero (see Theorem 4.1):
Here the critical coupling strength , where is the maximizer of , is the order of . This is consistent with the phase diagram in [5] that is not affected much by .
Third, we deal with a sufficient condition for locking in a homogeneous Winfree ensemble, where the whole oscillators have the same natural frequency . For some restricted initial phase configuration, if coupling strength is sufficiently small
then all the rotation numbers are equal to :
We refer to Theorem 5.1 for details. When becomes large, it tends to death by Theorem 4.1.
The rest of this paper is organized as follows. In Section 2, we briefly review basic structures for the interaction pair and recall previous results on the emergent dynamics of the Winfree model with order one. In Section 3 and Section 4, we provide a rigorous analysis for the emergence of incoherence and death, respectively. In Section 5, we present sufficient frameworks leading to complete and partial phase-lockings for a homogeneous Winfree emsemble. In Section 6, we provide several numerical examples and compare them with analytical results in proceeding sections. Finally, Section 7 is devoted to a brief summary of our main results and discussions on some remaining issues.
Notation: For simplicity, we employ the following handy notation:
For a function , we denote the -norm of by
2. Preliminaries
In this section, we discuss the reinterpretation of (1.2) as a generalized Adler equation, and we recall some structural conditions for influence-sensitivity function pair . We also present previous results on the emergent dynamics of the Winfree model (1.2) with order .
2.1. The Winfree model with order
In this subsection, we briefly discuss how the Winfree model with order and the Kuramoto model can be viewed as generalized Adler equation. As noticed in [8], the Adler equation:
(2.1) |
plays a key role in synchronization dynamics. More precisely, we consider the Kuramoto model for two-oscillators:
In this case, the phase difference satisfies (2.1). On the other hand, the Kuramoto model with :
can also be written as a generalized Adler equation with state dependent coupling strength (see [8]) when the geometric shape of a phase configuration is confined in a half circle:
where differences and mean-field factor are given as follows.
Similarly, (1.2) can cast as a Adler type equation. To see this, we set as the average of :
Then, the Winfree model (1.2)–(1.3) is rewritten as follows:
In this way, the Kuramoto model and the Winfree model with order are both the special cases for a generalized Adler equation, and the only difference lies in the functional form of coupling strength on :
which generates notable differences in asymptotic dynamics of both models.
2.2. Structural conditions on
Next, we list sufficient conditions for the interaction kernels . Motivated by the specific example (1.3), the following conditions were proposed in [17]:
-
•
() (Periodicity and parity conditions): for
(2.2) -
•
() (Geometric shapes): there exist positive constants and satisfying
such that
(2.3)
Remark 2.1.
Our choice (1.3) satisfies ()–() with
2.3. Previous results
In this subsection, we briefly review previous results in [17] on the emerging patterns for the Winfree model with order . First, we recall a sufficient framework leading to the complete oscillator death in which all the rotation numbers are zero.
Theorem 2.1.
Remark 2.2.
Under the setting (2.4), one can show that there exists an equilibrium state such that
Clearly, this is much stronger than the fact that the ensemble exhibits death.
In next theorem, we consider complete phase-locking.
Theorem 2.2.
(Emergence of locking [15]) The following assertions hold.
- (1)
- (2)
Remark 2.3.
-
(1)
The explicit functional relations for and and partial phase-locking can be found in [15].
- (2)
- (3)
3. Emergence of incoherence
In this section, we present a sufficient framework leading to incoherent state. For this, we show that there exists a pair of indices such that frequency difference has a positive lower bound, which shows that these two oscillators cannot be entrained. First, we estimate the bounds of interaction functions in the following lemma.
Lemma 3.1.
The following assertions hold.
-
(1)
The normalized constant in (1.3) is the order of asymptotically for :
-
(2)
Interaction function pair satisfies
as .
Proof.
We set
(i) First, we show that
For this, we use (1.3) and Stirling’s formula:
(3.1) |
to get
Therefore, we have
Second, we show that the sequence is strictly decreasing: By (3.1), we have
(ii) Recall that
(3.2) |
(a) The bounds of and are obvious from (3.2) and the estimate of .
(b) We set a -periodic function as
By direct calculation, we have
We set to be the minimizer of in , i.e.,
It follows from the graph of that it has a maximum at and in the domain of . Its maximum value is
(c) We will use the same argument as in (b). More precisely, we set
By direct calculation,
Thus, has a maximum at the value such that
i.e.,
∎
Remark 3.1.
Now, we present our first main result on the emergence of incoherent state. If the coupling strength vanishes (), oscillators disperse according to their natural frequencies. Similarly, for a small coupling strength , oscillators with different natural frequencies will disperse. We assume that all the natural frequencies are different and set
Theorem 3.1.
Proof.
Remark 3.2.
Below, we briefly comment on the result of Theorem 3.1.
-
(1)
Suppose that all natural frequencies are completely distributed:
If the coupling strength satisfies
then we have
- (2)
- (3)
In all cases, the coupling strength does not depend on the number of oscillators.
4. Emergence of death
In this section, we study sufficient frameworks leading to emergence of oscillator death state. Our strategy is to find a bounded invariant set of phases so that the corresponding rotation number becomes zero if they exist.
4.1. Complete oscillator death
For , we define a square box in as follows.
(4.1) |
In next lemma, we study the positive invariance of .
Lemma 4.1.
Proof.
Remark 4.1.

Figure 2 shows the shape of , for the case of , which determines by (4.2). Let be the minimum point of the function for :
(4.6) |
By direct calculation, we have
Then, it is easy to see that
Remark 4.2.
The minimal value is already computed in Lemma 3.1, which is in the order of with respect to . Hence, the value can be set as in the same order :
For , let be the unique point satisfying
In Lemma 4.1, we have shown that the set is positive-invariant. Next, we show that the set further attracts all the trajectories issued from in finite time.
Theorem 4.1.
Proof.
By Lemma 4.1, we have
Then, we use the structural condition of to see that for any with ,
This implies that should enter the interval after some finite time . ∎
Remark 4.3.
Below, we comment on the results of Theorem 4.1.
-
(1)
Note that the coupling condition is not only sufficient but also necessary to make both and positive-invariant. Existence of a positive-invariant set in the phase space could have technically complicated conditions which varies on the distribution of natural frequencies and initial data. However, for generic initial phase data with closely accumulated natural frequencies, one can expect that the condition for death state will mainly follow . This is also related to Theorem 4.2 and Remark 4.4 below.
-
(2)
One may also want to set a fixed bound to make positive-invariant. In this case, for all . Since ,
which leads to
4.2. Partial oscillator death
In this subsection, we deal with sufficient conditions for partial oscillator death. For a positive integer , we define a cylinder set as
For , this cylinder coincides with defined in (4.1).
Theorem 4.2.
Proof.
Since the second assertion can be verified using the same argument as the first assertion, we first focus on the first statement below. For this, we again use continuity argument. By setting
we have nonempty and from the initial condition and the continuity of solutions. Now we claim:
Suppose the contrary holds, . This implies that there exists an index with
(4.8) |
For , one has
(4.9) |
Finally, we use and (4.9) to get
which is contradictory to . Hence, we have
∎
Remark 4.4.
Note that Theorem 4.2 seems similar to Theorem 4.1. However, it implicitly explains the emergence of convergence from more general initial data as follows.
-
(1)
If oscillators are initially spreaded to uniformly, then half of oscillators will be commonly in a half circle, . We set
Therefore, Theorem 4.2 implies
Once there exists an invariant set, then is bounded.
-
(2)
As in Theorem 4.1, once oscillators are trapped in the invariant set , they will be attracted to the set in a finite time.
5. Emergence of locking
In this section, we study the emergence of phase locking for a Winfree ensemble with the same natural frequency. Here we mainly follow the methodology in [15] and carefully extend it to the case with higher-order couplings.
Let be a global solution to (1.2)–(1.3). Then, for , we set time-dependent extremal indices and functionals :
Throughout this section, we assume that all oscillators have the same natural frequency:
This condition can be loosen as one can check results in [15] with non-identical natural frequencies.
First, from the identical natural frequencies and the uniqueness of solutions, the order of oscillators does not change over time:
Therefore, maximal and minimal oscillators and are determined by that of initial phase oscillators. In the sequel, we consider the situation in which all oscillators are confined in a half circle geometrically:
so that
Of course, this a priori condition will be justified later. Moreover, we also consider a sufficient condition to make sure the strict increment of . Once the functional is strictly increasing, there exist an increasing sequence of times such that
Without loss of generality, we set to be the smallest positive integer satisfying the following relation:
(5.1) |
Then, the value can be positive or negative, but .


5.1. Preparatory lemmas
In what follows, we present a series of basic estimates on and .
Lemma 5.1.
Proof.
(i) We use the explicit form of in :
Then, with , we get the desired increasing property of :
(5.3) |
Here we used simplified notation and from (3.5).
(ii) and (iii): From the definition of , one has
(5.4) |
If and , we have
Then, (5.4) implies
The remaining case, and , can be treated similarly. ∎
Note that Lemma 5.1 allows us to differentiate with respect to . For a given , we define functionals and :
Lemma 5.2.
Proof.
It follows from (5.3) and (5.4) that
These yield
(5.5) |
Note that is always positive since we assumed .
(i) Suppose that and . Then, we have
It follows from that
(5.6) |
Next, we estimate the average influence with . First, note that
Under the assumption , the above estimate and
induces the estimation:
(5.7) |
In (5.5), we combine (5.6) and (5.7) to find
(ii) Suppose that and . Then, we have
Therefore, the opposite inequalities hold due to the sign of . ∎
Next, we show that the functional is bounded. In fact, for identical ensemble, we may eventually prove that goes to zero as . Since the case for was already studied in [15], we assume . Lemma 5.1 shows that increases for and decreases for . From Lemma 5.2, we need to estimate, first, how small increases by measuring the integral of , second, how deeply decreases from the integral of . This comparison needs the following computation.
Lemma 5.3.
For , the following estimates hold.
(5.8) |
Proof.
(i) The first estimation is from the maximal value of :
(ii) For any , we use a well-known trigonometric formula
recursively to see
(5.9) |
Note that
On the other hand, we use (LABEL:E-5) to find
where we used the relation:
By selecting the second term and the third term with , we get a lower bound of the integration:
(iii) For an integer , we use
to see
Hence, we have
which deduces the desired estimate by comparing it with the estimate of . ∎
Next, we combine Lemma 5.2 and Lemma 5.3 to derive sufficient conditions on and for the boundedness of .
Lemma 5.4.
Proof.
(i) We use the integration of and Lemma 5.3 to find
(5.10) |
where the last inequality is due to (LABEL:E-4) (i) in Lemma 5.3. On the other hand, since the assumption on guarantees
we have
(ii) We use Lemma 5.2 to get
(5.11) |
Then, the right-hand side of (5.11) becomes
(5.12) | ||||
In order to compare two different coefficients, we use the assumption on :
Then, the integral (5.12) can be estimated as
Next, we erase the second term using (LABEL:E-4)(iii) of Lemma 5.3 and estimate the last term using (LABEL:E-4)(i) to get
Next, we define constants , and as follows:
Lemma 5.5.
Proof.
The positivity of constants follows similar arguments to the proof of Lemma 5.4 using (5.10) and (5.12) with smallness condition on . The proof of remaining estimates needs direct but lengthy calculation from Lemmas 5.2 to 5.4. Since this uses structurally the same argument as in Lemma 3.5 of [15], here we omit it. ∎
From Lemma 5.5, we have the following corollary, of which proof is the same as in Corollary 3.1 of [15].
Corollary 5.1.
Assume the positive parameters satisfy
Then, we have the following estimates:
5.2. Exponential decay of phase diameter
In this subsection, we present our last main result on the exponential decay of .
Theorem 5.1.
Suppose that system parameters and initial data satisfy
and let be a global solution to (1.2). Then, there exists positive constants and , such that
Proof.
Firstly, we will show
Before we start, let be the positive integer defined by (5.1), where and by definition. Define a set
and let . Since , is a positive number. What we have to show is equivalent to . Let us use the contradiction argument. Suppose , which means . We begin with showing . We consider two cases with the assumption
Case A (): Since and , we have
So, one has
(5.13) |
where we used the fact . On the other hand, consider a function defined by
hence,
Then, by simple calculations, we get
(5.14) |
Back to our story, from (5.13) with (5.14), we can derive
which implies , that is,
This is contradictory to the assumption .
Case B (): Since is decreasing on and increasing on ,
which deduces the same contradiction in Case A.
From the both cases above, we obtained . Since we suppose , there exists such that
Since is decreasing on , one has , which deduces
From this, we derive the contradiction
Therefore,
Now, we are ready to complete the proof using the above lemmas. By Lemma 5.5 (ii),
Hence, a new step function which is defined as
satisfies
Also, one can derive
Therefore, for ,
which implies the desired result. ∎
6. Numerical simulations
In this section, we provide several numerical simulations and compare them with analytical results in previous sections. For numerical simulations, we use the first-order forward Euler scheme with time-step .
6.1. Temporal evolution of phase dynamics
In this subsection, we performed several simulations for the phase dynamics of a single oscillator and coupled oscillators for higher-order couplings to observe dynamical patterns from different order . For comparison, we used three different orders and the same other system parameters:
6.1.1. Decoupled oscillator
We first consider the dynamics of single oscillator with :
In Figure 4, we plotted temporal evolution of modified phases and with a suitable frequency shift:
Here is chosen after the simulation to nullify the drift from self-coupling. The spike-like phenomena are emphasized for large , where the spike happens near .






6.1.2. Coupled oscillators
Next, we consider the coupled dynamics for ten oscillators ():
(6.1) |
In Figure 5, we use fixed initial data for different :
We plotted the dynamics of modified phases and phase diameter over time, where all the numerical simulations tend to the locking state. To observe the effect of interaction terms in (6.1), we plot the following modified phases as in Figure 4 by subtracting the drift from natural frequency :
From the whole simulations, there exist periodic oscillations. In detail, the motion of modified phases gets more accumulated near the spikes (where the oscillators ‘fire’) as increases. For , nearly the whole time the modified phases oscillate, while the diameter shows stair-like plunges when or . It suggests that the model acts more like a pulse-coupled dynamics as gets larger.






6.2. Critical coupling strength
In Sections 3 to 5, we have provided sufficient conditions on the coupling strength for incoherence, partial locking, locking and death. In the sequel, we numerically study missing ranges of coupling strength between these collective behaviors.
More precisely, we study “empirical critical coupling strengths” and which correspond to the threshold values of coupling strength from death to phase-locking, from phase-locking to partial locking and from partial-locking to incoherence, respectively. For numerical values for , and depending on , we choose the fixed initial data with for each scenario.
Firstly, we consider two scenarios with the nonidentical oscillators which corresponds to the situation in Section 3 and Section 4. Here we use uniformly distributed natural frequencies
to distinguish the partial locking and locking significantly. The initial data are (uniformly) randomly chosen, one in a half circle and the other in the whole unit circle.
Figure 6 shows the phase diagram with different coupling strength and order . The asymptotic behaviors are labeled by observing the state at (with ) and marked with different colors. These simulations are done for each from to and each from to with step size .
One can observe that the asymptotic states depend on the initial data and can not be said increasing or decreasing easily. We cannot directly apply the result of Section 4 since is too large to compare to the value in the numeric phase diagram. However, the tendency along seems similar in the diagram while we expect . On the other hand, decays with the rate next to , whose order was given in Section 3. Overall, the numerical simulations shows similar tendency with respect to order to analytical results in Sections 3 and 4.
Secondly, we also consider two scenarios with the identical oscillators (See Figure 7), , corresponding to Section 5 using following settings:
Figure 7(A) shows the critical coupling for the initial data in a half circle. For the identical oscillators, the dynamics only show locking or death since the whole ensemble will follow the common frequency without help of coupling interactions. The other one, Figure 7(B), is for the initial data which satisfies the condition in Theorem 5.1 for all with , hence, . Since these cases start with accumulated phases, one can expect that collective behaviors are much easier to emerge. Figure 7 shows that, however, the empirical critical couplings strengths do not much depend on the initial data. As our estimate in Theorem 5.1, shows the monotone decrement in with a quite similar decaying rate that we analyze, .
Therefore, we expect that our sufficient conditions on the coupling strength have the right growth rate with respect to order .




7. Conclusion
In this paper, we have provided several sufficient frameworks for the emergent dynamics of the Winfree model with higher-order couplings. Rigorous study on the pulse-coupled synchronous dynamics is very rare compared to the phase-coupled models such as the Kuramoto model and the Winfree model. As a first step toward the mathematical analysis of pulse-coupled models, we adopted the Winfree model with higher order trigonometric couplings, and study its emergent dynamics with respect to the order of couplings . As the order increases, the influence function approaches to the constant multiple of Dirac mass. From the estimate on phase diameters, we analyzed how the order of influence function affects the emergence of various types of collective modes. Of course, our proposed frameworks are only sufficient ones, and they certainly not optimal at all. It would be interesting to derive more refined and optimal coupling strengths between the transitions between collective modes:
Incoherence locking death.
On the other hand, compared to the numerical simulations in previous section, our coupling strength condition from Theorem 3.1 to Theorem 5.1 only work for restricted initial data, not for general one as in Figure 6(A) or 7(A). From these simulations, one may expect that the same asymptotic behavior emerges under a similar range of coupling strength . We leave them as a future work.
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