Electron beam splitting at topological insulator surface states and a proposal for electronic Goos-Hänchen shift measurement
Abstract
The hexagonal warping effect on transport properties and Goos-Hänchen (GH) lateral shift of electrons on the surface of a topological insulator with a potential barrier is investigated theoretically. Due to the warped Fermi surface for incident electron beams, we can expect two propagating transmitted beams corresponding to the occurrence of double refraction. The transmitted beams have spin orientations locked to their momenta so that one of the spin directions rotates compared to the incident spin direction. Based on a low-energy Hamiltonian near the Dirac point and considering Gaussian beams, we derive expressions for calculating lateral shifts in the presence of warping effect. We study the dependence of transmission probabilities and GH shifts of transmitted beams on system parameters in detail by giving an explanation for the appearance of large peaks in the lateral shifts corresponding to their transmission peaks. It is shown that the separation between two transmitted beams through their different GH shifts can be as large as a few micrometers which is large enough to be observed experimentally. Finally, we propose a method to measure the GH shift of electron beams based on the transverse magnetic focusing technique in which by tuning an applied magnetic field a detectable resonant path for electrons can be induced.
I Introduction
Topological insulators (TIs) are nonmagnetic insulators with conducting surface states as a consequence of the nontrivial topology of their bulk band structure, which in turn results from strong spin-orbit interaction. The surface states contain an odd number of spin-helical Dirac cones and are protected against any disturbance that maintains time-reversal symmetry Hasan ; Qi ; Hasan1 . In the vicinity of the Dirac point, the electron states can be well-described by massless Dirac equation, whereas at energies far enough away from the Dirac point, a distortion induced by surface spin-orbit coupling deforms the Fermi surface into a hexagonal snowflake shape Fu-2009 ; Chen-2009 ; Kuroda . This effect, called hexagonal warping, has been confirmed by angle-resolved photoemission spectroscopy Chen-2009 . Since the surface states close to the Fermi level play a decisive role in the electronic properties of two-dimensional (2D) materials, the hexagonal warping can affect transport properties on the surface of TIs. Therefore, the warping effect and also topologically protection of surface states may lead to a variety of interesting properties which are important from viewpoint of fundamental physics as well as novel device applications C. M. Wang ; J. Wang ; Pal ; An-2012 ; Rakyta ; Siu ; Roy ; Hassler ; Repin ; Yu ; Akzyanov ; Akzyanov1 .
It is well known that the totally reflected light beam from a dielectric interface undergoes a lateral displacement from the position predicted by the geometrical optics. The study of this phenomenon which is known as Goos-Hänchen (GH) shift Goos has been developed to partial reflections and also transmitting configuration Tamir ; Hsue ; Li ; Broe . When an electron beam is incident on a boundary separating two regions of different densities, the reflected/transmitted beam undergoes a GH shift similar to a light beam crossing a boundary between materials with different optical indices. Accordingly, the GH shift of electrons in condensed matter systems Wilson ; X. Chen ; X. Chen1 ; Gruszecki ; Yu2 especially in Dirac materials Beenakker ; Wu ; Zhai ; Ghosh ; Chen2 ; Song ; Chen3 ; Sun ; Ghadiri ; Ghadiri1 ; Qiu ; Azarova ; Kuai ; Jiang ; Zheng ; Liu ; Liu1 ; Chattopadhyay has been extensively studied.
The GH shift and transverse displacement, called Imbert-Fedorov (IF) shift, of a light beam on the surface of some Dirac materials, such as graphene and Weyl semimetals, have also been investigated Wu2017 ; Ye2019 . The results showed that the optical beam shifts provide a possible scheme for direct measurement of the parameters in these materials Wu2017 ; Ye2019 . Moreover, it was shown that the electronic IF shift can be utilized to characterize the Weyl semimetals Jiang . On the other hand, the results of electronic beam shifts (EBS) suggest a new generation of nanoelectronic devices based on transition metal dichalcogenides Sun ; Ghadiri ; Ghadiri1 and Weyl semimetals Jiang ; Zheng . Therefore, the study of EBS on topological insulators along with the ability of measuring EBS can potentially provide applications in characterizing the parameters of TIs as well as the fabrication of new TI-based nanodevices.
In this paper, we investigate the propagation of electrons through a square potential barrier on the surface of a TI by considering the hexagonal warping effect. We show that due to the warped Fermi surface, an electron wave impinging onto the barrier can have two transmitted waves, propagating with different momenta and hence in different directions, much like the double refraction of light in anisotropic crystals, demonstrating another optics-like property of electrons. We derive a formula for calculation of GH shifts of two transmitted beams in the presence of hexagonal warping. We show that the beams can be separated spatially due to their different GH shifts, while at the same time they have different spin orientations due to their different momenta. However, due to the difficulty in producing well collimated electron beam, the GH shift in electronic systems has not been measured so far Chen4 .
We present a proposal for experimentally measuring the GH shift based on the transverse magnetic focusing (TMF) technique in which by applying a transverse magnetic field one can focus the motion of electrons/holes in the ballistic regime Taychatanapat ; Milovanovic ; Tsoi . The TMF has been used to study the shape of Fermi surfaces Tsoi , Andreev reflection Tsoi ; Bhandari4 , spin-orbit interaction Rokhinson , the angle-resolved transmission probability in graphene S. Chen , imaging electron trajectories Bhandari1 ; Bhandari2 ; Bhandari3 ; Bhandari4 , as well as proposing a method for measuring warping strength in TIs Yu .
In this proposal, by applying a transverse magnetic field on incident region, the impact point and also incident angle of electrons at the first interface are controlled, similar to the experiment of Ref. [S. Chen, ] and also the proposal in Ref. [Yu, ]. The variation of transverse magnetic field applied on the transmission region induces a resonant conduction path (measured as a voltage peak) by which the entry point of electrons at the second interface is determined, and hence, the GH shift can be measured.
The paper is organized as follows. We introduce our model and formalism for obtaining transmission probability in Sec. II, where the scattering wave functions in the presence of warping effect and the transmission properties of incident electron waves are discussed in details. In Sec. III, we calculate the GH shift of electron beams and the spatial beam separation is investigated. In Sec. IV, we present our proposal for measuring the electronic GH shift based on the TMF phenomenon. We conclude our findings in Sec. V.
II Theoretical model and double refraction
Surface states of topological insulators with a single Dirac cone are generally described by the Hamiltonian ()
(1) |
where is the wave vector of electron, is the Pauli matrix vector, and is a unit vector normal to the surface. and are the Fermi velocity and warping parameter, respectively. The linear term in being similar to that of graphene, with exception that represents the real spin of electron and cubic terms in the Hamiltonian are responsible for hexagonal warping effect. This Hamiltonian which neglects multi-orbital structure of surface states is considered as a minimal model preserving given symmetries Fu-2009 ; Akzyanov1 . Among different topological insulators, Bi2Te3 is found to have strong warping effect with Fermi velocity eVÅ and the hexagonal warping parameter eVÅ3 that we consider here in the calculations Fu-2009 ; An-2012 . The eigenvalues of Eq. (1) give the upper and lower bands in space as
(2) |
where . We have depicted the Dirac cone of fermions (Eq. (2)) and several constant energy contours (CECs) in Figs. 1(a) and 1(b), respectively. The energy of CEC is expressed in terms of which is the characteristic energy introduced by hexagonal warping. At the warping effect is negligible and the CEC exhibits a circular shape. As the energy exceeds the critical value the CEC deforms into a hexagonal shape, with inflection points satisfying the relation . With further increasing , the rounded tips of the hexagon become sharper and the CEC exhibits a snowflake shape. The eigenspinors of Hamiltonian (1) can be written as
(5) |
where are the normalization coefficients and the subscript corresponds to the upper (lower) band in Eq. (2). Note that the interaction between surface states and bulk states can be ignored since the surface Dirac point on TIs such as Bi2Te3 is closer to the bulk valence band than to the bulk conduction band Chen-2009 .

Now, we consider the propagation of electrons on the surface of TI scattered by a potential barrier for and elsewhere (see Fig. 2). Such a barrier can be produced by a gate electrode deposited on top of the TI surface. We note that the electron transport in direction is coherent. Also, due to the translational invariance in direction, is a good quantum number, and hence, the Fermi energy of electron is conserved in the scattering process. In zero potential regions for given and , equation is quartic in terms of and its roots determine the components of electron Fermi momentum. It gives two real symmetric roots and two imaginary symmetric roots in the case of , indicating that an incoming electron wave with an arbitrary incident angle has one propagating reflected wave and one propagating transmitted wave (see Fig. 2a) as it is a normal case for most conventional materials. For , the CEC has concave segments and consequently, as shown in Fig. 2(b), there exists a critical incident angle beyond which the equation has four symmetrical real roots. This means that for an incoming electron wave there exist two propagating reflected waves (double reflection) and simultaneously two propagating transmitted waves (double refraction) (see Fig. 2c). When , similar to the case of , single refraction happens as can be seen in Fig. 2(b). We should note that at , the Fermi momenta with bigger absolute values along axis are parallel to their corresponding group velocities defined by , therefore the corresponding states are electron-like. In contrast the Fermi momenta with smaller absolute values are antiparallel to their corresponding group velocities indicating hole-like propagating states. In the barrier region, the roots of are obtained from the equation depending on the amounts of and incident angle . They can be real, complex, or two real roots and two imaginary roots.
In order to obtain transmission probability and for the future purposes, we write down the generic scattering states for given and as
(6) |
where is the incident state with Fermi momentum , is the reflection amplitude corresponding to the Fermi momentum , and is the transmission amplitude corresponding to the Fermi momentum , while is the scattering amplitude corresponding to the momentum in the barrier region. As can be seen in Fig. 2, at and , is a positive electron-like (negative hole-like) momentum and is a positive hole-like (negative electron-like) momentum, while for , is a positive real root and is a negative imaginary root. In the case of , however, for every incident angle , is a positive real root and is a negative imaginary root.

The eigenvalue equation corresponding to the Hamiltonian (1) is a second-order partial differential equation with respect to , due to the warping effect. Therefore, by applying boundary conditions of continuity of and its first derivative with respect to at the two interfaces and , the reflection and transmission amplitudes, and also, the scattering amplitude can be determined. The transmission probability which is defined as the ratio of -component of the probability current density of the transmitted waves and that of the incident wave can be expressed in terms of the transmission amplitudes and the -component of the corresponding group velocities as in the case of double refraction and in the case of single refraction M. Wu ; Arabikhah . In these relations denotes the total transmission probability, while () represents the transmission probability of transmitted wave with the same (different) momentum as (from) the incident wave momentum.
We have shown in Fig. 3 the contour plot of the transmission probability as a function of incident angle and the potential barrier height for two different Fermi energies and . At , there is only one propagating transmitted wave whose probability at the typical Fermi energy of 0.15 eV and the barrier width Å is shown in Fig. 3(a). As can be seen, there is a region with two boundaries inside which the total internal reflection (TIR) takes place. The boundaries represent the geometrical locations of a critical angle such that when the incident angle reaches , all four waves inside the barrier region become evanescent. Therefore, at sufficiently wide barrier, TIR begins. To obtain an expression for , first we consider equation which is quadratic in terms of . By solving the discriminant of this equation, value corresponding to can be obtained. Replacing in equation , we obtain the corresponding of , resulting . The obtained analytical expression for is complicated. Therefore, we have not presented the resulting expression here. Instead, we explain below how occurs and behaves as a function of . At eV and the typical value eV, the CECs in the incident and barrier regions are shown in Fig. 4(a). The size of CEC in the barrier region (determined by ) is smaller than the size of CEC in the incident region. The line , corresponding to the incident angle represents the conservation of in the electron scattering process. As shown in Fig. 4(a), at a small incident angle , the line intersects the CEC of the barrier region at two points, representing two real wave numbers of propagating electrons inside the barrier. With increasing , the corresponding line moves upwards until it touches the CEC of the barrier region at a single point, indicating that the incident angle reaches the critical angle . When exceeds , the line of can no longer intersects the CEC of the barrier region, meaning that all are complex and consequently, TIR begins. With increasing the size of CEC in the barrier region decreases, and hence, the critical angle becomes smaller. As approaches , the critical angle at which all become complex approaches zero. However, due to the Klein tunneling effect (see discussion below) which prohibits backscattering near the normal incident angle, TIR cannot start at (see Fig. 3(a)) Article3 . When exceeds , the size of CEC in the barrier region increases again as well as the critical angle, until reaches . From now on, since the size of CEC in the barrier region becomes larger than that of the CEC in the incident region, TIR does not form at any incident angle.
As can be seen in Fig. 3(a), the barrier remains perfectly transparent at incident angles close to the normal incidence , regardless of the amount of . This process is known as Klein tunneling Klein and originates from spin conservation Katsnelson , since nonmagnetic barriers cannot change the spin direction of incident electrons in a scattering process. On the other hand, at almost normal incidence, the spin states of incident wave and propagating reflected wave are orthogonal (this can be easily deduced from Eq. (3)). Therefore, backscattering is forbidden and electrons can transmit perfectly. By increasing , the spin states of incident and propagating reflected waves are no longer orthogonal, and hence, the electron reflection is allowed. Now, we consider the case of oblique incidence. When a wave impinges on the barrier at a given , a part of wave transmits into the barrier and is multiply reflected at the two interfaces and , therefore interference happens. As increases from zero, the size of CEC in the barrier region changes, and hence, the acquired phase of propagating waves inside the barrier region will change, causing oscillations in transmission probability. Whenever the waves interfere constructively, the Fabry-Pérot resonances with appears. As reaches a value at which the line becomes tangent to the CEC of barrier region (see Fig. 4(a)), the TIR begins. It continues until the line again becomes tangent to the CEC, but this time at an amount of . With further increasing , oscillations appear again in the transmission spectrum. Moreover, similar to the Schrödinger-type electrons, when the potential height is less than Fermi energy (corresponds to a n-n′-n junction), the incident electrons generally pass through the potential barrier with larger transmission probabilities, compared to the case of (corresponds to a n-p-n junction). Also, we should mention that for the group velocity of electrons (see CEC in incident region in Fig. 4(a)). Therefore, the electron transmission becomes very small at . However, at some values, can be considerably magnified, due to the interference effect. It is important to point out that for validity of minimal continuum model described by Hamiltonian (1), both and must be considered less than 0.4 eV Chen-2009 ; An-2012 . However, in Fig. 3(a), we terminate at 0.4 eV as at larger values no more features can be observed.



The CEC of zero-potential regions is warped at , and hence, two transmitted waves can propagate. The transmission probability at eV and with the same barrier width value as that in Fig. 3(a) is depicted in Fig. 3(b). First, we consider a given at which the size of CEC in the barrier region is small enough compared to the CEC of the incident region. Similar to Fig. 4(a), as increases from zero, the corresponding line moves upwards and consequently, the acquired phase of propagating electron waves inside the barrier region will change, resulting oscillations in and also Fabry-Pérot resonances in the constructive interference. When reaches , the line touches the CEC of barrier region at a single point, that is the start of TIR. The TIR extends to because for the constant line can no longer intersect the CEC of the barrier region. Now, we consider an amount of at which the size of CEC in the barrier region is close enough to the CEC of incident region, so that the maximum of in the barrier region is larger than at in the incident region (see Fig. 4(b)). In this case, when exceeds , the corresponding constant line will start to intersect the CEC of the barrier region one more time at an angle . Therefore, the TIR terminates at and will not extend to . This happens at eV and 0.57 eV0.6 eV in Fig. 3(b). At almost normal incident angle, the Klein tunneling happens, regardless of value, similar to Fig. 3(a). However, at a given oblique incident angle when varies outside the TIR region, the size of CEC in the barrier region changes, and hence, the acquired phase of the propagating waves inside the barrier region may also change, causing an oscillatory behavior in , similarly to the behavior of Fig. 3(a). Since approaches zero as reaches (see the CEC in the incident region in Fig. 4(b)), and consequently are very small, independent of values. On the other hand, the transmission probability (not shown here) is zero at , while it has the same features as at , regardless of values.
The transmission probabilities and for the two transmitted waves 1 and 2 as functions of incident angle and the barrier width , at eV and eV are shown in Figs. 5(a) and 5(b), respectively. Since , the TIR does not occur and for a given value at almost normal incident angle, the Klein tunneling with perfect transmission probability for happens, as shown in Fig. 5(a). As is increased from zero, the acquired phase of the propagating waves inside the barrier region changes. This causes oscillations in , emerging Fabry-Pérot resonances when constructive interference takes place. If varies at a fixed oblique incident angle, the acquired phase will change so that again exhibits oscillations and Fabry-Pérot resonances can emerge. Here, is the same as that in Fig. 3(b) because depends only on . When exceeds , in Fig. 5 (b) takes non-zero values and shows oscillations due to the change of acquired phase , with varying or . In the vicinity of , both and are very small for the same reason explained in Fig. 3(b).

III Goos-Hänchen shift and beam splitting
The GH shift for a plane wave of electrons is not detectable due to its infinite spatial width. Therefore, to calculate the GH lateral shift, we consider a beam of electrons instead of a plane wave. We model an incident electron beam by using a Gaussian wave packet of surface states as
(7) |
where shows the Gaussian angular distribution of width around central incident angel . Analogously, the wave functions of transmitted electron beams can be written as
(8) | |||||
and
(9) | |||||
For the well collimated electron beams, is sharp around such that the spinor components can be converted into an exponential form and approximated by keeping the first two terms of the Taylor expansion of its exponent around as
(10) | |||||
where denotes derivative of with respect to , evaluated at . Substituting Eq. (8) into Eq. (5), using the approximation and then evaluating the integral we obtain the spatial form of the components of the incident beam as
(11) | |||||
where . As can be seen from the second factor in Eq. (9), the incident beam has a Gaussian shape and the peak location of its upper and lower components at the interface is given by . Therefore, the average location of incident beam at the interface can be expressed as
(12) | |||||
It is worth mentioning that the last factor in Eq. (9) shows that the propagation direction of incident-beam components deviates from the central angle by the amount of . This deflection is due to the warping effect as in the absence of warping is constant and . Moreover, the third factor in Eq. (9) reveals that the magnitude of incident beam is adjusted by warping as well.
By comparing Eqs. (6) and (7) with Eq. (5) we can write an expression for the transmitted beam components, similar to Eq. (9), by the substitutions , and in Eq. (9) where represent the phase of transmission amplitude . Therefore, the transmitted beams find also Gaussian shapes just like incident beam. The average locations of the transmitted beams at the interface read as
(13) | |||||
and
(14) | |||||

The GH lateral shift is defined as the displacement of the peak of transmitted beam at the interface relative to the peak of incident beam at the interface Broe (see Fig. 2) which is different from classical prediction of electron optics, i.e., Snell’s shift , where is the refraction angle. Therefore, the GH shift of the transmitted beam 1(2) with the same (different) momentum as (from) that of the incident beam can be obtained from Eqs. (10)-(12) as
(15) |
and
(16) | |||||
In deriving Eq. (14) we have used because in the case of double refraction upper spinor components in zero potential regions are real. The spatial splitting between the two beams will occur when they have different GH shifts. In this case, the spatial separation between the two beams is given by .
The electron spin orientation can be obtained from Eq. (3) as indicating the spin-momentum locking of surface electrons in TIs, due to the spin-orbit coupling. Consequently, the spin direction of the transmitted beam 2 is rotated relative to the spin direction of both transmitted beam 1 and incident beam by the amount of where and are spin orientations of transmitted beams 1 and 2, respectively.
Due to the warping term, cannot be derived in compact analytical expressions. Therefore, these quantities are calculated numerically using Eqs. (13) and (14). Typical results for GH shifts and the corresponding transmission probabilities are shown in Figs. (6) and (7). The parameters are chosen to avoid TIR and that two transmitted beams propagate. Figs. 6(a) and (b) show the transmission probabilities and the corresponding GH values of the two transmitted beams 1 and 2 in terms of incident angle. Due to the interference effect, show an oscillatory behavior and some sharp maxima and minima appear for both transmitted beams. In fact, by changing the incident angle the acquired phase () of every propagating wave along the barrier region varies, which leads to the oscillation of transmission probabilities. The peak positions of the two beams are almost the same. The corresponding GH shifts (red lines) of the two beams exhibit some strong peaks beside usual ones with positive and negative values. In order to explain qualitatively the behavior of lateral shifts and the occurrence of their peaks, we rewrite the formula (13) and (14) Article as
(17) |
where . We approximate and around a given point by retaining the first and second terms of their Taylor expansion as and , where and are coefficients of the expansions. By inserting these approximations in Eq. (15) we obtain
(18) |
Moreover, by approximating , Eq. (16) can be written as
(19) |
From Eqs. (16) and (17), the local properties of in the vicinity of a given point , and hence, can be studied. According to Eq. (17), the absolute value of at any point depends on the absolute value of the slope of transmission probability at that point. By approaching the sharp maxima and minima points in the blue curves, the slope of the rapidly finds very large values. Therefore, the absolute values of the corresponding GH shifts near these points in the red curves suddenly increase, creating sharp maxima and minima. The sign of GH shift is determined by the sign of the numerator in Eq. (17). Some deep minima (not exactly zero) for and appear in Figs. 6(a) and (b), specially for , i.e. . According to Eq. (16), the absolute value of the corresponding lateral shifts at these points can become large and therefore, local maxima appear at these points, as seen in red curves. Spatial separation between the two beams and the angle between their spin orientations as a function of incident angle are shown in Fig. 6(c) with blue and red curves, respectively. One can see that at the given angle window, exhibits several pronounced positive peaks, which make the observation of well-separated beams practically more feasible. Note that although at these points the transmission probabilities are far from the perfect splitter case with , these values are practically considerable. As an example, for the incident angle at which the obtained transmission probabilities for the two beams are and (see Figs. 6(a) and (b)), the spatial separation is about which is large enough to measure experimentally. At this point, the angle between spin orientations of the two beams is .

The transmission probabilities of the two transmitted beams and the corresponding GH shifts in terms of barrier width are depicted in Figs. 7(a) and (b). By varying the width of the barrier, the acquired phase, , changes, and hence, and oscillate by revealing several sharp maxima and deep minima. We note that does not change at a fixed incident angle. The behavior of GH shifts in Figs. 7(a) and (b), compared to their corresponding transmission probabilities, are similar to the behavior of GH shifts in Fig. 6(a) and (b), compared to their corresponding transmissions. That means, near the sharp maxima of transmission probabilities where their slope rapidly increases with , the absolute of the corresponding GH shifts increases as well. Also, near the deep minima of transmission probabilities where , the absolute of the corresponding lateral shifts can be large. Such a similarity is explained as follows: The dependence of transmission coefficients, and hence, their phases on is through the exponential function , when the boundary conditions of continuity of the wave function in Eq. (4) and its derivative at the interface are applied. Consequently, the dependence of GH shifts on should be through exponential functions as well. On the other hand, the dependence of transmission coefficients as well as GH shifts on comes from and also from other terms which vary slowly compared to the exponential functions. Therefore, when changes, the dependence of GH shift on the transmission probability will be similar to the dependence of GH shift on the transmission probability, when or changes.
Spatial separation between the two electron beams as a function of is shown in Fig. 7(c). One can see that at , the separation between the two beams is almost and the transmission probabilities of and are and , respectively (see Figs. 7(a) and (b)). Also, the absolute value of peaks between 720 Å and 800 Å exhibits a considerable width, similar to and . Moreover, the angle between spin orientations of two beams is which is independent of and can be obtained by the values of and . Therefore, our findings reveal that TIs with hexagonal warping effects can be utilized to design an electron beam splitter with the ability of spatial separation as large as a few micrometers with high chance of observation of the well-separated beams.
In this paper we focused on a barrier with interfaces along direction (K direction in -space) which resulted in double refraction and double GH shifts of electron beams. If the barrier extends along direction (M direction), due to the highly anisotropic nature of hexagonally warped Fermi surface, triple refraction An-2012 ; M. Wu and consequently triple GH shifts can emerge. The occurrence of double and triple GH shifts in different directions can be a signature of hexagonally warped Fermi surface, while they do not occur in other cases such as trigonally or tetragonally warped Fermi surfaces. Also, observing gaps in the GH shift measurements in terms of electron energy can indicate the existence of energy gap in the band structure of matterials Ghadiri1 . Nevertheless, determining whether the shape of the Fermi surface can be identified with GH shift measurements, requires more research. It is worth mentioning that in Weyl semimetals it has been shown that the GH and IF shifts of a reflected beam from a gapped medium can provide a probe of the topological Fermi arc at the reflecting surface Chattopadhyay .
IV A proposal for GH shift measurement
To the best of our knowledge the GH shift in electronic systems has not been experimentally measured yet, due to the smallness of GH shift values and the difficulty in producing a well collimated electron beam Chen4 ; Yu3 . Although the magnitude of GH shift in total reflection from a single-interface (step potential) is about Fermi wavelength of electron which impedes its direct measurement, it can be enlarged by considering a system acting as a waveguide which causes accumulation of shifts in multiple reflection of electron beam from the waveguide boundaries Beenakker ; Sun ; Ghadiri1 ; Yu3 . Also, in the process of transmitting electrons through potential barrier/well, transmission resonances can occur which enhance the GH shift value considerably Chen2 ; Song ; Ghadiri ; Ghadiri1 ; Zheng ; Article1 . Note that similar and other mechanisms for amplifying optical GH shifts are considered in literatures (see Ref. [Li2004, ] and [ChenAPL2017, ]). On the other hand, to directly measure GH shift values, we need a collimator to generate collimated electron beam and then detect the transmitted/reflected beam from the interface by local gates. Although various proposals for electron collimation in 2D materials Park ; Cheianov ; Moghaddam ; M. Liu ; Betancur and surface states of TIs Hassler ; M. Liu are suggested, a decent production of narrow and well collimated electron beam in such materials has not been attained yet S. Chen ; Libisch ; Zhou ; LaGasse .
Despite the lack of efficient collimation, Chen et al. S. Chen achieved a direct measurement of angle-dependent transmission probability based on TMF measurement scheme. They applied a transverse magnetic field on electrostatically defined - (p-n) junction on graphene and measured the transresistance proportional to the transmission of electrons between an injection electrode (at side) and a collection electrode (at side), while sweeping magnetic field and gate voltage of side. In this way, they reached a map in which the first and higher-order resonant peaks appeared. Moreover, using a semiclassical Billiard model they performed a simulation of electron trajectories whose result was well-matched with that of experimental data. As a result, they reverse-engineered the first-order resonant transport by considering a trajectory for electrons similar to the one that we consider in Fig. 8 which clearly gives the peak positions observed in the experiment as well as in the simulation.
Here, by applying a similar TMF measurement scheme we propose a procedure for electrons’ GH shift measurement on the surface of a TI junction, as schematically shown in Fig. 8. We consider a positive GH shift which mostly occur in n-n′-n case. Before explaining the procedure, we give a brief discussion about survivability of surface states in the presence of a transverse magnetic field. In TMF phenomenon, it is assumed that the motion of electrons is ballistic, following the classical trajectories Taychatanapat ; Milovanovic ; Tsoi . This is justified when the electron mean free path is larger than the width of the device in direction as well as the separation between the electrodes and interfaces and . The length of is estimated 120 nm for surface electrons in Bi2Te3 Xie-2017 . When the surface classical electrons are subjected to a transverse magnetic field , they follow circular cyclotron orbits with radius given by Lorentz force, where is the charge of electron. If the system is treated quantum mechanically, these orbitals get quantized into Landau levels giving rise to chiral edge states. However when the magnetic field is not too high, the Landau levels undergo a collapse transition and the edge states can be avoided Akzyanov ; Li-2015 . To match our procedure with the above-mentioned experiment S. Chen , we consider electrons with low Fermi energy in the incident and transmission regions with a circular shape of energy contour similar to that of graphene, which makes an accurate control of electron trajectories in the presence of magnetic field Yu . In the barrier () region, there is no magnetic field and the warping effect can be remarkable for large enough values. Under a transverse magnetic field , applied on incident electrons injected from a narrow injection electrode, located at the bottom of this region, the electrons undergo a cyclotron motion with radius . With some simple calculations, the impact point of electrons and their incident angle at the interface can be determined as and , respectively, where is the distance between the injection electrode and the interface (see Fig. 8).
Now we apply an independent transverse magnetic field on the transmission region. bends the transmitted electrons’ path downward the device into a cyclotron orbit. If the electrons enter the collection electrode placed at the bottom of this region, a peak in the transresistance between the injection and collection electrodes (or corresponding voltage) will occur. Therefore, by tuning in the experiment, it is possible to obtain the amount of and the corresponding radius for which a resonance in magnetic focusing takes place. Having and knowing the angle of incoming electrons (equal to the incident angle) into this region and the distance between the collection electrode and the interface , after some straightforward algebraic computations, one can determine the position of entry point of electrons at the interface as . Finally the GH shift can be obtained by .
It is important to note that there is a correspondence between the variables used in Chen et al. experiment S. Chen and the variables in our proposal. In their experiment, the same magnetic field is applied to both incident and transmission regions, and the magnetic field as well as the gate voltage of transmission region are varied. Also, the angle of entry of electrons into the transmission region is different from the incident angle . Moreover, is a function of according to the Snell’s law , where and are the gate voltage of incident and transmission regions, respectively. In our proposal, different magnetic fields and are applied to the incident and transmission regions, respectively. The gate voltage of the barrier region is fixed, while and are variable during the experiment. On the other hand, the transmitted electrons enter the transmission region with the same angle as the incident angle but with a lateral shift which is a function of incident angle. Because of such correspondences, we expect that the electrons contributing in the transresistance peak to be those electrons that leave the injection electrode vertically, just like the Chen et al. experiment S. Chen .
The above discussion can be presented in a general form as follows. Consider the electrons that leave the injection electrode with arbitrary injection angle (with respect to axis) at a given . The incident angle of these electrons can be calculated as . At a fixed , due to the dependence of impact point of electrons on the interface at and also to the electrons reach the edge of the device ( axis) in the transmission region at a position that depends on their injection angle . Calculating the derivative of with respect to , we obtain whose magnitude is zero at . This means that the electrons which leave the injection electrode in small vicinity of angle , have the same incident angle , and hence, the same lateral shift , resulting the largest density of electrons at a point on the edge of the device in the transmission region. By sweeping the magnetic field , is varied, so that at a fixed collection electrode position, a peak in transresistance belonging to the electrons that leave the injection electrode vertically, appears. By tuning on larger amounts, the cyclotron radius is reduced, so that the electrons can reach the collection electrode after one or more specular reflection from the interface and/or the edge of the device, leading to the formation of next peaks Tsoi .
Although the present proposal of GH shift measurement was applied to the surface state of Bi2Te3 consisting of a single nondegenerate Dirac cone, this approach can also be utilized in 2D conventional systems such as graphene and other single-layer hexagonal crystals. Nevertheless, in materials consisting of multivalleys, multirefraction can appear, making the observation of GH shift more complicated than the present study. Moreover, surface states of TIs are topologically protected against non-magnetic perturbations compared to the conventional surface states which are sensitively dependent on the geometry of surface structure.
Since in most Dirac materials the GH shift is spin and/or valley dependent which originates from spin-orbit coupling Sun ; Ghadiri ; Ghadiri1 ; Azarova ; Article1 ; Article2 , the measurement of GH shift can provide the possibility of fabrication of spin/valley devices based on electronic beam shifts.
V Conclusion
In summary, we studied theoretically the influence of hexagonal warping effect on the transport properties and lateral shifts of electrons at the surface of a TI n-n′-n (n-p-n) junction. It is shown that double refractions occur when the Fermi energy and incident angle of electron beams exceed their critical values. We establish an expression for calculating GH shift values and show that a deflection of propagation direction of beams from their central propagation directions appears due to the hexagonal warping effect. The dependence of lateral shifts and the corresponding transmissions on system parameters such as incident angle, height and the width of potential barrier are carefully examined. We show that the system can produce two spatially separated beams with different spin orientations as a result of GH effect. Therefore our findings provide an alternative way to construct an electron beam splitter on the basis of TI junctions. Using the physics of TMF phenomenon, we also introduce a procedure for experimentally measuring the GH shift of electron beams in 2D electronic systems which may pave a new route in spin/valley-tronics.
VI ACKNOWLEDGMENTS
This work was supported by Iran National Science Foundation: INSF (Grant No. 96017337).
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