Driven Hubbard model on a triangular lattice: tunable Heisenberg antiferromagnet with chiral three-spin term
Abstract
We study the effects of a periodically varying electric field on the Hubbard model at half-filling on a triangular lattice. The electric field is incorporated through the phase of the nearest-neighbor hopping amplitude via the Peierls prescription. When the on-site interaction is much larger than the hopping, the effective Hamiltonian describing the spin sector can be found using a Floquet perturbation theory. To third order in the hopping, is found to have the form of a Heisenberg antiferromagnet with three different nearest-neighbor couplings on bonds lying along the different directions. Remarkably, when the periodic driving does not have time-reversal symmetry, can also have a chiral three-spin interaction in each triangle, with the coefficient of the interaction having opposite signs on up- and down-pointing triangles. Thus periodic driving which breaks time-reversal symmetry can simulate the effect of a perpendicular magnetic flux which is known to generate such a chiral term in the spin sector, even though our model does not have a magnetic flux. The four parameters depend on the amplitude, frequency and direction of the oscillating electric field. We then study the spin model as a function of these parameters using exact diagonalization and find a rich phase diagram of the ground state with seven different phases consisting of two kinds of ordered phases (collinear and coplanar) and disordered phases. Thus periodic driving of the Hubbard model on the triangular lattice can lead to an effective spin model whose couplings can be tuned over a range of values thereby producing a variety of interesting phases.
I Introduction
Periodically driven quantum systems have been studied extensively over the last several years, both theoretically dunlap ; gross ; kaya ; das ; russo ; nag ; laza ; sharma ; dutta ; sengupta ; agarwala1 ; agarwala2 ; lubini ; frank ; udupa ; mukherjee1 ; mukherjee2 ; haldar ; eckardt1 ; rapp ; zheng ; greschner ; laza1 ; alessio ; ponte1 ; laza2 ; ponte2 ; eckardt2 ; bukov ; khemani ; keyser ; else ; itin ; mikami ; su ; raciunas ; ghosh ; mentink and experimentally bloch ; kita ; tarr ; recht ; mahesh ; langen ; jotzu ; eckardt3 ; mciver ; meinert ; bordia ; mukh (see Refs. rev1, ; rev2, ; rev3, ; rev4, ; rev5, ; rev6, ; rev7, for reviews). Such systems can exhibit a wide variety interesting phenomena such as dynamical freezing dunlap ; das ; nag ; sengupta ; agarwala1 ; agarwala2 ; lubini ; mukherjee2 ; haldar , the generation of non-trivial band structures and states localized at the boundaries of the system oka ; kitagawa10 ; lindner11 ; jiang11 ; gu ; trif12 ; gomez12 ; dora12 ; liu13 ; tong13 ; rudner13 ; katan13 ; lindner13 ; kundu13 ; schmidt13 ; reynoso13 ; wu13 ; manisha13 ; perez ; reichl14 ; carp ; xiong ; dutreix1 ; manisha17 ; zhou ; deb ; sur , and time crystals khemani ; else ; zhang . While periodic driving of systems of non-interacting electrons has been studied very extensively, the effects of interactions along with periodic driving have also been studied by several groups eckardt1 ; rapp ; zheng ; greschner ; laza1 ; alessio ; ponte1 ; laza2 ; ponte2 ; eckardt2 ; bukov ; khemani ; keyser ; else ; agarwala2 ; itin ; mikami ; su ; raciunas ; sur ; ghosh ; meinert ; bordia ; mukh ; mentink .
For undriven (time-independent) systems, it is often of interest to consider a subset of states such as the ground state and low-lying excitations which dominate the low-temperature properties of the system. For this purpose it is convenient to find an effective low-energy Hamiltonian which describes such states; the derivation of usually involves taking into account all the other states in a perturbative way. For a system in which the Hamiltonian changes with time, we cannot define energy eigenstates and there is no concept of low-energy states. However, as we will see, we can define an effective time-independent Hamiltonian which describes a particular sector of the system, such as the spin sector in which each site is occupied by only one electron whose spin can point up or down.
In this paper, we will consider the Hubbard model of spin-1/2 electrons on a triangular lattice with a nearest-neighbor hopping amplitude and an on-site interaction . In the absence of periodic driving, it is known that when the system is at half-filling and , then up to order , the low-energy Hamiltonian takes the form of a Heisenberg antiferromagnet with nearest-neighbor interactions of the form where . We will consider what happens when this model is subjected to a periodically varying electric field which points in some direction in the plane of the lattice. The effect of the electric field will be incorporated in the model using the Peierls prescription peierls . We will show that up to order , the Floquet Hamiltonian which describes Floquet eigenstates in the spin sector (i.e., with large weights for states in which every site is singly occupied) has the following form. At order and there is a Heisenberg antiferromagnetic term which couples nearest neighbors but the coupling has three different values depending on the orientation of the bond joining the two sites. In addition, if the periodically varying electric field is not time-reversal symmetric, a chiral three-spin interaction of the form can appear at order on each triangle, with having opposite values on up- and down-pointing triangles. The values of the four couplings, and , can be tuned by varying the time-dependence and direction of the periodically varying electric field and the driving frequency . A spin model with four such couplings has not been studied earlier to the best of our knowledge although Refs. weng, ; yunoki, ; hauke, ; gonzalez, have studied models with different values of and , and models with all ’s equal and having the same sign on up- and down-pointing triangles have been studied in Refs. wietek, and gong, . We will then study the ground state phase diagram of our four-parameter spin model using exact diagonalization (ED) of systems with 36 sites. We find a rich phase diagram consisting of three collinear ordered phases, one coplanar ordered phase, and three disordered (spin-liquid) phases. These phases can be distinguished from each other in several ways including the locations of the peaks of the static spin structure function in the Brillouin zone of , the minimum value of the correlation function in real space, the fidelity susceptibility of the ground state rams , and crossings of the energies of the ground state and first excited state.
The plan of the paper is as follows. In Sec. II we introduce the Hubbard model on a triangular lattice in the presence of a periodically varying electric field. In Sec. III we derive the effective spin Hamiltonian using a Floquet perturbation theory which works in the limit that the nearest-neighbor hopping is much smaller than the Hubbard interaction and the driving frequency . We will find that there are nearest-neighbor Heisenberg antiferromagnetic terms with three different couplings and a chiral three-spin term with coefficient on up- and down-pointing triangles. In Sec. IV, we study the ground state phase diagram of the effective Floquet Hamiltonian in the classical limit and then use spin-wave theory to look at the excitations in the collinear phases. This is followed by Sec. V in which we study the spin model in detail using ED for various values of and . We look at several quantities derived from the ground state wave function such as the static structure function in both real and momentum space and the fidelity susceptibility to obtain the ground state phase diagram. A rich phase diagram is found with four ordered phases and three spin-liquid phases. We conclude in Sec. VI by summarizing our main results and pointing out possible directions for future studies.
II Hubbard model with periodic driving by electric field
We consider the one-band Hubbard model of spin-1/2 electrons on a triangular lattice at half-filling. The Hamiltonian is given by
(1) |
where is the hopping amplitude between neighboring sites, and is the on-site repulsive interaction. In the absence of driving and in the limit of large interaction, , the lowest energy sector of the Hamiltonian is described by an antiferromagnetic Heisenberg spin model at half-filling and by the t-J model away from half-filling. Additionally, we drive the Hamiltonian periodically with a time varying in-plane electric field . To consider the most general cases, we will assume that the electric field is not time-reversal symmetric, i.e., that there is no such that . This property of the electric field will turn out to be important for our study since, as we will see, it gives rise to an additional term in the effective spin Hamiltonian. (Such an electric field can be realized by, say, superposing two sinusoidal electric fields with different frequencies and a phase difference as we will see in Sec. V). We will take the form of the electric field to be , where denotes a unit vector in the plane of the triangular lattice, and we will parametrize the direction of by an angle with respect to the axis.
The time-dependent electric field is incorporated in our model through a vector potential in the phase of the nearest-neighbor hopping following the Peierls prescription. Since , the vector potential is where . [We will assume that the electric field does not have a dc component, i.e., . Then will also be a periodic function of .] The phase of the hopping from a site at to a site at is given by where is the charge of the electron. Hence the periodic driving modifies the term in the Hamiltonian to .
Figure 1 illustrates how the different quantities look for a single triangle with sides of unit length whose sites are labeled as , and . (We have chosen the triangle to be up-pointing along the axis.) If is the hopping amplitude from site- to site-, we have
(2) |
and . Then the periodically driven Hamiltonian for this triangle is
(3) | |||||

To obtain the Hamiltonian for the entire triangular lattice, we sum up the Hamiltonians for all triangles, both up-pointing and down-pointing, with Hamiltonians and . In the next section we will use Floquet perturbation theory to derive the effective model in the large (Mott insulator) limit of this driven model. We shall see that the states in the spin sector (in which all sites are occupied by only one electron) are governed by a Heisenberg Hamiltonian with different exchange couplings on different bonds and an additional chiral three-spin term whose sign is opposite for up-pointing () and down-pointing triangles ().
III Obtaining the effective spin Hamiltonian using Floquet perturbation theory
To obtain the effective Hamiltonian in the large limit using Floquet perturbation theory, we start with the Hubbard model on a single triangle. We write the Hamiltonian in Eq. (3) as where
We now consider the eigenstates of the static part of the Hamiltonian, , which will serve as the basis for subsequent calculations. For a half-filled system we can have three electrons on the triangle. Then the total number of basis states is . They can be classified according to the number of up and down spins (in basis) which are listed below:
-
(a)
One state with all three spins pointing up.
-
(b)
Nine states with two up spins and a down spin. Six of these states have a double occupancy.
-
(c)
Nine states with one up and two down spins. Here also six states have a double occupancy.
-
(d)
One state with all the three spins pointing down.
The reason for this classification is that these four sectors do not mix with each other since they have different values of the -component of the total spin, , which commutes with both and .
Sectors (a) and (d) are identical in terms of the eigenvalues of as are the sectors (b) and (c). Since the states in sector (a) and (d) are exact eigenstates of , the non-trivial eigenstates of are governed by states in sectors (b) and (c) which are related by the spin rotation operator which takes . Hence we will derive the effective Hamiltonian for only sector (b). The nine basis states in sector (b) are labeled as shown in Fig. 2. A general state with two up spins and one down spin can be written as a linear combination of these basis states as , where ’s are the eigenvalues of . (We will set equal to 1 in the rest of this paper). According to our notation and for . We will follow the convention of defining the basis states in terms of the creation operators as follows. In Fig. 2, the state , whereas , namely, the three site labels are non-decreasing as we go from left to right, and at the same site, appears to the left of .

Next, satisfies the time-dependent Schrödinger equation . Using the expansion of , we obtain a set of linear differential equations for the coefficients ,
(4) |
where .
In our chosen basis, the matrix matrix looks like
Since the ’s are periodic functions of time, they can be expanded as a Fourier series. The expressions for the time-dependent hoppings are therefore
(6) |
where , and are generally complex.
In Floquet theory, we define a Floquet operator which unitarily evolves the system through one time period as
(7) |
where denotes time-ordering. If is an eigenstate of , we have
(8) |
where is the quasienergy for the state . Then in terms of the basis states and coefficients , we have
(9) |
for . In the following subsections, we will solve Eq. (4) perturbatively in powers of to obtain an effective Hamiltonian such that up to the desired power of .
III.1 Second-order calculation for effective Hamiltonian
Starting from Eq. (4) we solve for the coefficients of the low-energy states up to order perturbatively. To begin with, the equations for are solved at an arbitrary time assuming the coefficients to be constant and given by their values at . This is because are coefficients of the states which lie in the high-energy sector and thus appear with coefficients which are of order times the coefficients of . This procedure gives equations of the form
and similar equations for . We now have to impose the Floquet condition Eq. (8) for the coefficients. We have . The Floquet eigenvalue gives the amplitude , which is the amplitude to start at time with a combination of the nine basis states and come back to the same combination of states (up to overall phase) at time . However this is either an order 1 or order process. This allows us to approximate . Hence, up to first order in , we can write
(11) |
Using this Floquet condition at in Eq. (LABEL:c4eq1) we obtain the order expression for
(12) | |||||
We get similar expressions for the coefficients .
In the next step we substitute these expressions for in the right hand side of Eq. (4) to obtain the equations for , which eventually gives the second-order effective Hamiltonian for the Floquet system. We can write down final equations in a matrix form,
(13) |
where
(14) |
Comparing with Eq. (9) and noting that , we infer that () approximates to .
We note that the quantities in Eq. (14) diverge if approaches any integer values. This corresponds to a resonance condition, and the coefficients of the high-energy states will then not be much smaller than . In our numerical calculations, we will choose and in such a way that is not close to an integer.
III.2 Third-order calculation for effective Hamiltonian
The third-order effective Hamiltonian is obtained by solving for to . Here we start with the expressions for which have already been calculated in Eq. (12). We now use these expressions in the right hand side of the equations involving in Eq. (4) to find the same expressions to the next order in . We again use the Floquet condition to finally end up with the expressions for . The final expression for in Eq. (LABEL:c4eq3) is given by
Next, we use this expression along with similar expressions for in the right hand side of Eq. (4) which finally gives us expressions for . The third-order effective Hamiltonian obtained from this calculation is given by
(16) |
where we define
(17) |
Thus, by considering the lowest energy states for a single triangle pointing upwards, we obtain the effective Hamiltonian for this driven system up to . We can now rewrite this Hamiltonian in terms of spin operators at the three sites. Our original Hamiltonian Eq. (1), as well as the driven Hamiltonian Eq. (3) are invariant, hence the effective Hamiltonian will also have the same spin rotational symmetry. The form of our Hamiltonian for three spin-1/2’s on a triangle can therefore have only the following terms,
where , , are the two-spin exchange couplings, is a chiral three-spin term, and is a constant. In the basis states of sector (b), , at sites 1, 2 and 3, this Hamiltonian has the following form:
(19) |
Comparing this equation with Eq. (LABEL:Spinham), we obtain expressions for , , and . We further obtain the expression for using the special state of sector (a) with all three spins pointing up. This state has an eigenvalue equal to for the Hamiltonian in Eq. (LABEL:Spinham). But for our original Hamiltonian, this gives an energy eigenvalue equal to zero. Equating the two, we obtain . The expressions for the five parameters are therefore given by
(20) |
Interestingly, we observe that is zero when the ’s and ’s defined in Eq. (17) are real. This is the case if the Hamiltonian is time-reversal symmetric, i.e., for some value of . Then the Fourier expansions for the time-dependent hoppings obey . This implies that for all , and similarly for ’s and ’s. This makes the ’s and ’s defined in Eq. (17) completely real.
However, for circularly polarized radiation where the vector potential is of the form , time-reversal symmetry is broken, but we find from Eqs. (2) and (20) that vanishes at order for all values of and . (It turns out that we get a non-zero contribution to at order as shown in Refs. claassen, ; kitamura, ; bostrom, ). Thus breaking time-reversal symmetry is a necessary but not sufficient condition to have a non-zero at order .
III.3 Total effective Hamiltonian for the lattice
The effective Hamiltonian for a single up-pointing triangle, as derived above in the spin operator language, can be extended to the entire lattice. The important observation to note here is that the coefficient of the chiral three-spin term written in the the anticlockwise direction is opposite on up- and down-pointing triangles. [This is unlike the case of a time-independent magnetic field applied perpendicular to the plane of the lattice which gives the same sign of the chiral term for all triangles, both up- and down-pointing. This is because the chiral three-spin term then only depends on the magnetic flux through each triangle, and this has the same sign for all triangles chitra ]. The reason for the sign flip in our model is that when we go from , the angle that the external electric field makes with changes as . This changes the hoppings as and thus, . From Eq. (20) we see that this gives a negative sign on the right hand side in the expression for . Hence when we go from an triangle to a triangle.
The complete triangular lattice is made up of up-pointing and down-pointing triangles placed adjacently to each other. The total Hamiltonian for the lattice in the spin operator language can thus be written as
(21) | |||||
where is the vector position of a site on the lattice, and
(22) |
as shown in Fig. 3. (We will henceforth set the nearest-neighbor lattice spacing ). The order of spin operators for the three-spin terms is conventionally taken to be in the anticlockwise direction. This convention gives a negative sign for for the down-pointing triangle. For instance, in Fig. 3, the three-spin term for the down-pointing triangle marked by sites , and is .

IV Classical analysis and spin-wave theory
In this section we will consider the spin- Hamiltonian on the triangular lattice and study its classical limit where the value of the spin at each site is taken to infinity. Having found the classical ground state we will then use spin-wave theory to study the excitations above the classical ground state.
In the large- limit, we have to put a factor of in front of the three-spin term so that it scales in the same way (i.e., as ) as the two-spin terms. We therefore consider the Hamiltonian
(23) | |||||
Since we are looking at the classical limit, we can take the components of spin to be commuting objects. We will now look at some classical spin configurations and find the ranges of parameters where each of these is stable. Before proceeding further, we note that , and the coordinates of any site can be uniquely written as
(24) |
where are integers.
We first consider a collinear spin configuration in which all the spins point along the direction in the spin space, and they also satisfy
(25) |
for all values of . Following Fig. 3 and Eq. (24), we see that a spin configuration which satisfies Eqs. (25) is given by
(26) |
For a large system with sites and periodic boundary conditions, we find that the classical energy of this configuration is given by
(27) |
[Note that the three-spin term in Eq. (23) does not contribute to the energy in any collinear spin configuration. We will therefore set in the rest of this analysis.] We will now use spin-wave theory anderson ; kubo to find the energy-momentum dispersion of the excitations around the classical ground state in Eq. (26). We use the Holstein-Primakoff transformation holstein to write the spin operators in terms of bosonic operators as
(28) |
at the sites where , and
(29) |
at the sites where . Making the standard large- approximation of replacing , we find that Eq. (23) takes the form
(30) | |||||
Fourier transforming to momentum space, we obtain
where the sum over runs over the complete Brillouin zone. The above Hamiltonian couples modes at and . Using the Bogoliubov transformation to diagonalize the Hamiltonian, we find that the spin-wave spectrum is given by
(32) |
We see that the spin-wave energy vanishes at and which correspond to Goldstone modes. We therefore expect that in this phase the static structure function should have a peak at . We can also see this directly from the form of the classical spin configuration in Eq. (26). Since the two-spin correlation between sites and is equal to , we see from Eqs. (22) and (24) that the Fourier transform,
(33) |
will have a peak at . We will see later that this agrees with our numerical results based on ED.
Expanding around , we find that
(37) | |||||
(40) |
The above analysis clearly breaks down if any of the eigenvalues of becomes negative since that would make the energy imaginary. This happens if
(41) |
turns negative. We thus conclude that the spin-wave spectrum near the ground state spin configuration given in Eq. (25) is real if
(42) |
and a transition must occur to some other phase when
(43) |
As we approach the line in Eq. (43) from the region in Eq. (42), we find from Eq. (40) that one of the spin-wave energies remains finite while the other approaches zero as some finite constant times , where
(44) |
The above analysis was based on an expansion of the spin Hamiltonian in Eq. (23) up to order , assuming that the ground state expectation value of appearing in Eqs. (28) and (29)) are much smaller than . We can now check for the self-consistency of this assumption anderson . We find that
(45) |
Near the vicinity of the line in Eq. (43) and , we see from Eq. (44) that the integral in Eq. (45) diverges as . Hence, for large , the spin-wave analysis is expected to break down in a region appearing before the phase transition line where the integral in Eq. (45) is not much smaller than . We may expect this region to form a disordered phase. We will see in the next section that the ground state phase diagram for our model with indeed has some disordered phases lying between the ordered phases.
By permuting between the three couplings and , we find that there must be two other regions similar to Eq. (42), namely,
(46) |
and
(47) |
where a possible ground state spin configuration is given by
(48) |
and
(49) |
respectively. The three collinear ordered phases given by Eqs. (42), (46) and (47) are shown in Fig. 4 (see also Ref. hauke, ).

We will now briefly discuss the remaining region in Fig. 4, still setting . We will assume that the ground state spin configuration in this region is given by a coplanar configuration of the form
(50) |
for . This implies that
(51) |
The classical ground state energy for a system with sites is then given by
(52) |
Minimizing Eq. (52) with respect to the angles , we obtain
(53) |
Given some values of and , we can numerically solve Eqs. (53) for to find a classical ground state configuration. We will not discuss here the spin-wave theory about such a ground state. For , there are two solutions of Eqs. (53) given by and . We also note that the collinear spin configurations given in Eqs. (26), (48) and (49) are, after doing a rotation which transforms the axis into the axis, special cases of Eq. (50) corresponding to , and respectively.
For the spin configuration given in Eq. (50), we have . Then an argument similar to the one around Eq. (33) implies that will have -function peaks at . Equation (53) implies that the locations of the peaks will move around as the parameters and are changed. In contrast to this, we will see later that our numerical results show peaks which are fixed at for all points in the coplanar phase. This is a qualitative difference between the classical (large ) and quantum () models.
Finally, we consider the case and equal two-spin interactions, . Now we find that the classical ground state configuration is neither collinear nor coplanar. We assume that the ground state spin configuration is given by
(54) |
for . This implies that
(55) | |||||
(56) | |||||
For a system with sites, the ground state energy is then
(57) |
where we have used the fact that for each site, there is one up-pointing and one down-pointing triangle. (It is important to note here that this calculation works only because the coefficient of the three-spin term in Eq. (23) has opposite signs for the two kinds of triangles; if the sign had been the same for all triangles, the analysis of the classical ground state spin configuration would have been significantly more complicated). Minimizing Eq. (57) with respect to , we obtain
(58) |
We find that for , which agrees with the discussion in the previous paragraph (with ); we thus recover a coplanar spin configuration with the expressions in Eqs. (55) and (56) being equal to and zero respectively. For , , where for . Hence Eqs. (55) and (56) are equal to zero and respectively, i.e., in each triangle the three spins are perpendicular to each other.
V Numerical analysis of the model
Having derived the lattice Hamiltonian for our model, we will now do an ED study to look at the ground state properties as a function of the parameters . The triangular lattice is spanned by the primitive unit cell vectors and as shown in Fig. 3. We choose to perform our ED calculations on a lattice system with total number of lattice sites, with periodic boundary conditions applied in both the directions. This system size is particularly well suited for our purpose since this ensures there is no frustration in the sublattice symmetry of the triangular lattice in both the directions and the number of spin-1/2’s is even. This enables us to work in the zero magnetization sector for the ground state calculations. We make use of the following symmetries in the system: (i) translation along direction, (ii) translation along direction, (iii) total magnetization in the -direction in spin space, and (iv) spin inversion by the operator which flips at every site (with for the even sector and for the odd sector).
For the ground state, we work in the momentum sector , zero magnetization sector , and even spin inversion sector with eigenvalue of . In addition, for the case when , we also have (v) simultaneous spatial inversion symmetry along the and directions. The operator acting on the state takes and , where and are the lengths of the system along and respectively. The ground state has an even parity for this operator enabling us to do the diagonalization in this sector. The use of these symmetries reduces the Hilbert space dimension from (about ) down to about . We then examine in detail at the spatial correlation function, static spin structure function (SSSF), and fidelity susceptibility for the ground state as a function of the parameters , , , and .
For our numerical studies, we will consider an electric field which does not have time-reversal symmetry. As an example, we will take the electric field to be
(59) |
We note that this electric field is not time-reversal symmetric unless . Following the steps leading up to Eq. (2), we now find that the hopping amplitudes are given by
(60) |
where and , and .
V.1 Numerical values of , , and from periodic driving
The four parameters , , and depend on the amplitudes of driving and , the frequency of driving , the direction of the electric field , and the interaction strength . We will set in all the numerical calculations. A simple parameter to vary in an experimental set-up would be the electric field direction. Hence, we first fix the values of , , and , and look at the variation of the , , and with . Figure 5 shows the plots of these parameters obtained using the expressions from third-order perturbation theory given in Eq. (20). We notice that the couplings , and vary with a periodicity of . Further, the values of , and get cyclically interchanged when changes by due to the underlying triangular lattice structure. The periodicity of on the other hand is , and its sign changes when changes by . In Fig. 5 (a) for , we can see that there are interesting points at and where the three two-spin coupling parameters have the same value. The value of at these points is also the largest in magnitude, equal to about . In Fig. 5 (b), we see ranges of where the magnitude of is greater than one of the nearest-neighbor couplings. In Figs. 5 (c) and 5 (d) we notice that one of the coupling parameters is much larger than the other two. We also observe in Figs. 5 (c) and 5 (d) that one or two of the coupling parameters has almost the same value over a range of .

We note in Fig. 5 that whenever is equal to (where is an integer), two of the ’s are equal and . This is because for these values of , the electric field is perpendicular to one of the sides of each triangle. Then the system is invariant under a reflection about the direction of the electric field. Hence the two ’s which are related by the reflection must be equal, and must vanish since the chiral three-spin term is odd under the reflection.
The variation of the four couplings as a function of both and is shown in Fig. 6, where we have fixed , , , and . We have varied from to and from to . This interval of is sufficient to clearly show the periodicity of , , and . We again see from these plots that , , and get cyclically interchanged as changes by , while has a period of .


In Fig. 7, we show plots of the couplings as functions of obtained directly from the Floquet operator for , , , and , and . This calculation is done as follows. We consider a triangle of three sites containing three electrons, two with spin-up and one with spin-down; the basis states are shown in Fig. 2. We first calculate the Floquet operator in Eq. 7 by discretizing the time and multiplying terms with time steps (we have taken ). We then examine the nine eigenstates of and find which three of them have the smallest amplitudes of the states with doubly occupied sites (the last six states in Fig. 2). We truncate these eigenstates to states with only singly occupied sites (the first three states in Fig. 2) and carry out a Gram-Schmidt orthogonalization to obtain three states , (the orthogonalization alters the states only slightly since the amplitudes of the six states which have been left out are small). Using the states and their corresponding Floquet quasienergies (these lie near zero since we have chosen to be much smaller than and ), we construct the effective Hamiltonian
(61) |
We then fit this to the form given in Eq. (LABEL:Spinham) to extract , , and . These are plotted in Fig. 7. Note that these plots also exhibit the symmetries mentioned above for various values of . A comparison between Figs. 5 (a) and 7 shows a good match, indicating that the results that we have obtained from the third-order effective Hamiltonian in Eq. (20) agree well with exact numerical calculations.
V.2 Classification of different phases using static spin structure function
The numerical values of the parameters , , and obtained for different driving parameters give us an idea of the ranges of values that they can have. To find the different phases of the system using ED, we have varied the parameters , and independently, yet consistent with the values obtained by driving. (We have fixed for convenience). For each set of parameters, we have calculated the static two-spin correlation function in the ground state, given by the formula . This correlation function tells us the kind of order present in the ground state. In the case of ordered ground states, the SSSF, defined as the Fourier transform of the correlation function
(62) |
(where is the number of lattice sites) peaks sharply at particular points in the Brillouin zone. The positions of these peaks indicates the nature of the order. On the other hand, SSSF does not have a well-defined peak at any point in the Brillouin zone for a disordered ground state.
For our choice of the lattice vectors and , the Brillouin zone in reciprocal space in spanned by the reciprocal lattice vectors and which run from to and to , respectively, as shown in Fig. 8. From the SSSF calculations we have classified a total of seven possible phases, of which four are ordered and the other three are disordered. We have shown representative plots of SSSF for each of these phases in Fig. 8. To summarize the ordered phases, we have shown the -points where the SSSF has peaks for the different ordered phases in the top left figure in Fig. 8.
In Sec. V.4, we will confirm the different phases obtained from the SSSF using other quantities like the fidelity susceptibility and real-space correlation values at large distances.
V.3 Ground state phase diagram
We now present the phase diagram as a function of and in Fig. 9. We saw in Sec. V.1 that the values obtained for by driving is usually small compared to and , except in some small regions where the is comparable to one of the couplings. Further, we have found numerically that the SSSF calculated for the ground state does not change significantly on including the values of obtained by driving even when it is comparable to one of the two-spin couplings. Hence the phase diagram is practically independent of the value of . We have therefore set in Fig. 9.
V.4 Verification of different phases: fidelity susceptibility, minimum real-space correlation function and energy levels
Quantum phase transitions can often be captured by looking at the ground-state fidelity as a function of the parameters of the system. Fidelity is a concept borrowed from quantum information theory. It is defined as
(63) |
where and are the ground states of the many-body Hamiltonian with slightly different parameters and respectively. For a fixed and small value of , generally exhibits a prominent dip whenever a phase transition occurs between and . As a result, the second derivative of the fidelity with respect to usually shows large changes near a quantum critical point. This leads us to define another measure called the fidelity susceptibility you ; wang
(64) |
At a critical point generally shows a maximum or a divergence. To confirm the phase boundaries shown in Fig. 9, we have chosen three vertical lines , and which, taken together, cover all the seven phases, and we have calculated along these lines. The top row in Fig. 10 shows plots of as a function of the parameter . The locations of phase boundaries obtained from the peaks in and from the SSSF calculations agree well with each other. For line , with , we see from Fig. 9 that it passes from stripe- through a spin liquid to stripe-. The fidelity susceptibility along this line shows two maxima at and which mark the phase transitions to and from the spin-liquid phase. Similarly line shows maxima in at and indicating a similar phase transition from stripe- through a spin-liquid to stripe-. On line , however, we find a divergence in at and . These points match the phase transitions seen in Fig. 9 when the system goes from stripe- to the spiral phase to a spin liquid. The divergences in in this case suggests discontinuous transitions and these may occur because the transitions here are from a spiral phase (which has a very different kind of structure as shown by the SSSF in Fig. 8) to a striped phase or to a spin liquid.






We have also used the minimum value of the two-spin correlation function (the value at the largest possible distance between two spins, namely, half-way across the system) as a tool to distinguish between different phases. In the ordered phases, at large separation goes to a finite value , while in a spin-liquid phase the correlation approaches zero quickly with increasing separation. The minimum value of the two-spin correlation function captures the correlation at the largest distance possible in our lattice. In the bottom row of Fig. 10 we have shown the variation of the minimum correlation versus along the lines , and . In each of the lines we see a rapid drop in the value whenever it is in a spin-liquid phase. The minimum correlation is of the order of – in the ordered phases and of the order of – in the spin-liquid phases. The phase boundaries obtained by this method are not as sharp as ones obtained from ; however, they still agree quite well with each other. Both the fidelity susceptibility and the minimum value of the real-space correlation function in Figs. 10 suggest that transitions between a striped phase and a spin liquid are continuous (lines and ), while a transition between the spiral phase and either a striped phase or a spin liquid is discontinuous (line ).

We have also studied the first excited state energy along the lines , and as shown in Fig. 11. While the ground state has momentum and is in the even parity () and even spin-inversion sector () for all values of the parameters, the excited state has different momenta and lies in different parity sectors in different regions in the parameter space. Along line , which is at , we find that as we vary from to , the excited state is in the momentum sector with and . We then have a transition at after which the excited state has momentum with and . The plot for line is quite similar. Here we have fixed and is varied from to . The symmetry sector of the excited state changes from , , to , , at . Along both lines and , we cannot comment on the nature of the transition from ordered to spin-liquid or vice-versa by looking at the energy gap between the ground state and first excited state. However, we expect that in the stripe phases the energy gap will vanish in the thermodynamic limit since spin-wave theory about the classical stripe phases predicts a gapless dispersion. For line , we have fixed and varied from to . This line contains the spiral phase and the energy gap closes at its phase boundaries. Along this line the excited state changes its symmetry sector twice, once from , , to , , , and then again to , , . These changes occur near the transition from stripe- phase to the spiral phase and from the spiral phase to one of the spin-liquid phases respectively. For this line also we expect that the energy gap will vanish in the thermodynamic limit for the ordered phases. Moreover, the spin-liquid phase on line has a small gap (of the order of or smaller than the inverse system size); hence it is like to be gapless in the thermodynamic limit. For line B, we have shown in Fig. 12 how varies for the -points in the three phases that the line covers. We see that the maximum value of is at corresponding to the stripe- phase until , and at and corresponding to the spiral phase until . Beyond this we find that the maximum value of is spread across the two lines as shown in the inset of Fig. 12 which correspond to a spin-liquid phase. This further confirms the phase boundaries for this line.

We note that all the three spin-liquid phases are similar in the sense that one can obtain one from the other by permuting or exchanging the parameters and . Hence, since the spin-liquid phase on line B appears to be gapless (Fig. 11), all the spin-liquid phases are likely to be gapless.
V.5 Effect of
Although the chiral three-spin term with coefficient does not seem to play an important role in the phase transitions between ordered and spin-liquid phases, it does have some effect on the ground state. The classical calculation in the large- limit suggests that the effect of the three-spin term is to make the spin configuration non-coplanar in every triangle. In addition, the staggered structure of the three-spin term for up- and down-pointing triangles ensures that the energy can be minimized for all triangles simultaneously by having a particular non-coplanar three-sublattice order. We can measure this non-coplanarity using an order parameter given by the ground state expectation value of the chiral three-spin term on any triangle in the lattice, taken in an anticlockwise (clockwise) sense for up-pointing (down-pointing) triangles. This is shown in Fig. 13 for values of (and the corresponding values of and ) obtained as a function of in Fig. 5 (a). As expected, we find that this order parameter is an odd function of and it vanishes if .





VI Discussion
In this paper we have studied the effects of a periodically varying in-plane electric field on the Hubbard model at half-filling on a triangular lattice. In the limit that the nearest-neighbor hopping amplitude is much smaller than the interaction strength and the driving frequency , we have used a Floquet perturbation theory to derive the effective Hamiltonian up to order in the spin sector, namely, the sector of states in which all sites are singly occupied. Assuming that there is no resonance, i.e., is not close to an integer multiple of , we find that the Hamiltonian is given by a sum of nearest-neighbor Heisenberg interactions at orders and , and, if the electric field is not time-reversal symmetric, a chiral three-spin interaction on each triangle at order . Indeed, the reason we chose to study the Hubbard model on a triangular lattice is that it is known that a magnetic field which is perpendicular to the plane of the lattice gives rise, at order in time-independent perturbation theory, to a chiral three-spin interaction with a coefficient which depends on the magnetic flux passing through each triangle chitra . Thus an oscillating electric field in our model can simulate the effect of a magnetic flux in a time-independent system. Interestingly however, while the sign of the three-spin term written in the anticlockwise direction is the same for up- and down-pointing triangles in the time-independent magnetic flux problem, the sign is opposite in the two kinds of triangles in our periodically driven problem.
In our numerical calculations we have chosen the oscillating electric field to be linearly polarized with two different frequencies in order to break time-reversal symmetry. This is in contrast to earlier work which showed that chiral three-spin terms can be generated when circularly polarized radiation with a single frequency is applied to certain frustrated Mott insulators, and these terms appear at fourth order in claassen ; kitamura ; bostrom ; torre . It has also been shown that partially polarized and unpolarized radiation with a single frequency can generate chiral three-spin and other multi-spin terms at fourth order in in various Mott insulators quito1 ; quito2 .
The coefficients of the two-spin Heisenberg interactions in our effective spin Hamiltonian are found to have different values, , for bonds pointing along the three different directions on the triangular lattice. The values of and the coefficient of the three-spin term depend on all the driving parameters such as the amplitude and frequency of driving and the direction of the electric field. (Typically, is found to be smaller than and ). We thus obtain an interesting spin model whose parameters can all be tuned by the driving. We then study this spin model in detail. We first carry out a classical analysis (by taking the spin at site to be very large instead of 1/2) to find the possible ground state spin configurations. Depending on the spin model parameters we find that there are three collinear and one coplanar ordered state. We then use spin-wave theory to find the excitation spectrum about one of the collinear ground states; we find that this theory breaks down close to the transition to a different phase, which hints at the possibility of some disordered phases.
Next, we use ED to numerically study systems with 36 sites with periodic boundary conditions. We concentrate on the ground state and use various symmetries of the system to reduce the Hilbert space dimension, by working in the sector with zero momentum in both directions, zero total spin in the direction, even spin inversion, and, if , even spatial inversion. After finding the ground state, we look at the two-spin correlation function in real space, the SSSF, and the fidelity susceptibility. We also look at the energies of the ground state and the lowest excited state. Putting together all this information, we find a rich ground state phase diagram consisting of three collinear and one coplanar ordered phase (in agreement with the classical analysis) as well as three disordered phases. We find transitions between the coplanar phase and all the other six phases. In each of the ordered phases, the SSSF in momentum space has a peak at one or two points in the Brillouin zone, while in each of the disordered phases, the SSSF is large along some lines. Away from the phase transition lines, the peak values of the SSSF are significantly smaller in the disordered phases compared to the ordered phases. In real space, the two-spin correlation function at the largest possible separation (namely, between two points separated by half the system size in both directions) is found to be finite in the ordered phases and very small in the disordered phase; this is expected for systems with and without long-range order respectively. The ground state fidelity susceptibility is found shows significant changes whenever a phase transition line is crossed; the changes are much larger at the transitions between the coplanar phase and the other phases, compared to the changes which occur at transitions between collinear ordered and disordered phases. This is related to the observation that the ground state and first excited state remain well separated in energy for at transitions between collinear ordered and disordered phases but come very close to each other at transitions between the coplanar phase and the other phases. For , our phase diagram is in broad agreement with the ones reported in Refs. weng, ; yunoki, ; hauke, . Finally, we have found that the values of that are typically generated by periodic driving are not large enough to significantly modify the ground state phase diagram.
The effective Hamiltonian that we have studied in this paper applies only to the spin sector where each site is occupied by a single electron. This description is valid in a prethermal regime, and it is known that in systems with short-range interactions, the duration of this regime is exponentially large when the frequency is much larger than the hopping abanin ; mori ; tran , as we have assumed in our numerical calculations. Eventually, after an exponentially long time, the periodic driving is expected to heat up our system to infinite temperature where all states are equally probable; then the analysis in this paper will break down.
In summary, our work proposes a way of simulating a tunable spin model by periodically driving a fermionic system with strong interactions. Earlier theoretical works have studied the effects of chiral three-spin terms generated by circularly polarized radiation applied to kagome Mott insulators such as herbertsmithite claassen ; kitamura and magnetic systems like CrI3 bostrom . The values of the Hubbard interaction and the photon energy considered in these systems are typically of the order of 1 eV, and the ratio is about 20-30.
In this work we have considered a closed system which is not coupled to a thermal bath at some temperature. Coupling to a bath is generally expected to lead to a Floquet-Gibbs distribution of the states when a periodically driven system is not integrable shirai1 ; shirai2 . The effects of a bath on our system may be an interesting problem for future studies.
We would like to end by mentioning some of the recent experiments where spin-liquid and magnetically ordered phases have been realized on a triangular lattice. When ultracold bosonic atoms on a triangular optical lattice are periodically shaken in an elliptical manner struck ; eckardt , it is found that the system is effectively governed by a spin model whose couplings can be tuned at will. This allows for the realization of various ordered and disordered phases at high enough temperatures. On the other hand, there are several magnetic materials like the organic salts Me4-nEtnP[Pd(dmit)2]2, scriven TMTTF, yoshimi and BaAg2Cu[VO4]2 tsirlin where first-principle calculations have shown that they can be described by a triangular lattice antiferromagnet with spatially anisotropic exchange couplings similar to the ones studied in our paper.
Acknowledgments
S.S. thanks MHRD, India for financial support through a PMRF. D.S. acknowledges funding from SERB, India (JBR/2020/000043). We acknowledge Marin Bukov and Phillip Weinberg for helping us out in the use of their ED package QuSpin quspin which was essential for this work. We thank Manish Jain and Prasad Hegde for the use of their clusters where the numerical calculations were carried out. We also thank S. Ramasesha, Krishnendu Sengupta, Subhro Bhattacharjee, Bhaskar Mukherjee, Shinjan Mandal, Dayasindhu Dey, and Niall Moran for useful discussions.
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