Dependence of Galaxy Stellar Properties on the Primordial Spin Factor
Abstract
We present a numerical discovery that the observable stellar properties of present galaxies retain significant dependences on the primordial density and tidal fields. Analyzing the galaxy catalogs from the IllustrisTNG 300-1 simulations, we first compute the primordial spin factor, , defined as the mean degree of misalignments between the principal axes of the initial density and potential hessian tensors at the protogalactic sites. Then, we explore in the framework of Shannon’s information theory if and how strongly each of six stellar properties of the present galaxies, namely the stellar sizes, ages, specific star formation rates, optical colors and metallicities, share mutual information with , measured at . The TNG galaxy samples are deliberately controlled to have no differences in the mass, environmental density and shear distributions and to single out net effects of on each of the galaxy stellar properties. In the higher stellar mass range of , significant amounts of mutual information with are exhibited by all of the six stellar properties, while in the lower range of only four of the six properties except for the specific star formation rates and colors yield significant signals of -dependence. It is also shown that the galaxy stellar sizes, which turn out to be most robustly dependent on regardless of , follow a bimodal Gamma distribution, the physical implication of which is discussed.
1 Introduction
It was conventionally believed that the galaxy stellar properties have little connection with initial conditions of the universe as they should be mainly established through essentially stochastic processes in the subsequent evolution [1, 2, 3, 4, 5, 6]. This conventional notion implied that it would be almost impossible to probe the early universe physics with observable galaxy properties. Several recent numerical studies based on high-resolution hydrodynamic simulations, however, have indicated that this notion may be too pessimistic, demonstrating that certain observable galaxy properties associated with the total angular momenta of host dark matter (DM) halos in fact vary sensitively with initial conditions [7, 8, 9, 10, 11, 12, 13, 14].
These numerical indications are in line with the observational detection of ref. [15] that the mutual correlations among the key stellar properties of local spiral galaxies like the stellar masses, sizes, ages, metallicities, and colors appeared to be much simpler than expected, the results of which were supported by several follow-up works [16, 17, 18]. It was originally suggested by ref [15] that the simple correlation structure among the key stellar properties should be interpreted as a counter-evidence against the standard theory of hierarchical structure formation scenario in which individual galaxies undergo haphazardly different physical processes [19]. Later, ref. [20] explained that the observed simple correlation structure of galaxy stellar properties must reflect how much impact the halo angular momenta have on the galaxy intrinsic properties rather than implying any inconsistency with the hierarchical structure formation scenario.
It was revealed by several numerical and observational works that the galaxy properties like the formation epochs, sizes, surface brightnesses and morphologies are dependent not only on the total masses of DM halos but also on their total angular momenta [22, 8, 23, 24, 12, 25, 26, 20]. Besides, multiple observational studies also proved that the galaxy angular momenta still retain significant amounts of memory for the initial conditions of the early universe [27, 28, 13], as predicted by the linear tidal torque theory [29, 30, 31, 32]. As pointed out by [13], even though the halo angular momenta develop deviations from the predictions of tidal torque theory through hierarchical merging processes which indeed have an effect of modifying the directions and magnitudes of halo angular momenta from the protohalo versions [33], their connections with the initial tidal fields do not severely diminish, as the spin angular momenta of merged galaxies acquire connections with the initial tidal fields on larger scales through the process of orbital angular momenta transfer.
Given this existence of interdependence among the initial conditions, halo angular momenta and galaxy properties, ref. [20] developed an efficient way to quantify the effects of initial conditions on the galaxy properties in the context of Shannon’s information theory [34]. Defining a single parameter initial condition, , as the degree of misalignments between the principal axes of the protogalaxy inertia and initial tidal tensors [21], to which the first order generations of protohalo angular momenta are critically subject [30, 31], they numerically evaluated the amounts of mutual information between and various intrinsic properties of galactic halos as measures of the interdependences. It was found in their study that the formation epochs, spin parameters, stellar to total mass ratio and kinematic morphologies indeed share significants amounts of mutual information with this single parameter initial condition.
Nevertheless, the intrinsic properties of galactic halos considered in the work of ref. [20] were not directly observable ones. Furthermore, it was not properly taken into account that the significant amounts of mutual information detected by [20] between and intrinsic properties of present galactic halos could be at least partially contributed by the differences in the total mass and environments, which have been well known to affect the formation epochs and evolutionary tracks of galactic halos [35, 36, 38, 39, 40, 41, 42, 43, 44]. Another difficulty in applying the methodology of ref. [20] to observations comes from the fact that it is impossible to evaluate from real data the single parameter initial condition , which is defined in terms of the inertia tensors of protogalactic sites.
Our task here is to answer the following vital questions. Is there a more practical and feasible way to define the single parameter initial condition? Are the observable stellar properties of present galaxies also significantly dependent on the single parameter initial condition? Is it possible to single out the -dependence of galaxy stellar properties free from the dominant effects of total mass and environments? To conduct this task, we will take the same information theoretical approach as in our prior work [20].
2 MI between the primordial spin factor and galaxy stellar properties
2.1 Primordial spin factor as the single parameter initial condition

To study if and how strongly the stellar properties of galactic subhalos depend on the single parameter initial condition, we utilize the particle snapshots and subhalo catalogs at from the 300 Mpc volume run (TNG300-1) of the IllustrisTNG suite of cosmological hydrodynamical simulations [45, 46, 47, 48, 49, 50], which have already been released to the general public222https://www.tng-project.org/data/. The IllustrisTNG 300-1 run, performed on a period box of side length for the Planck CDM cosmology [51], simulated the gravitational and hydrodynamical dynamics of DM particles and equal number of baryonic cells with individual masses, and , in unit of , respectively, by implementing the competent AREPO code [52].
The TNG 300-1 subhalo catalogs contain the substructures of friends-of-friends (FoF) groups identified via the SUBFIND algorithm [53], providing various information on their intrinsic and stellar properties like their comoving positions (), total masses (), stellar masses (), stellar formation epochs (), specific star formation rate (sSFR), photometric magnitudes at eight different wavebands (), stellar metallicities () as well as the comoving positions and masses of each constituent particle (, respectively. Here, the stellar formation epoch, , is defined as the scale factor at the mean age of constituent stars. Among the central subhalos of the TNG FoF groups, only those that contain more than stellar particles are included in our main sample of the target galaxies [54]. Throughout this paper, we will consider six different stellar properties of each target galaxy, , , , sSFR, colors, and , where and , denote two different stellar sizes determined as the radial distances which enclose and of , being called the stellar 90 and 50 percent-mass radii, respectively.
For each target galaxy in the main sample, we locate the initial positions, , of its constituent DM and gas particles at the initial redshift , and compute their center of mass, as the protogalactic site. Then, we determine the primordial spin factor, , at each protogalactic site by taking the following procedure:
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1.
Reconstruct the initial raw density contrast field, , on grid points from the particle snapshot at via the cloud-in-cell algorithm.
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2.
Compute the Fourier-space raw density contrast field, , by using the fast Fourier transformation (FFT) code, where is the Fourier-space wave vector.
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3.
Compute the density hessian tensor smoothed with a Gaussian kernel on the scale of as where .
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4.
Compute the Gaussian filtered tidal tensor as , which is equivalent to the initial potential hessian tensor.
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5.
Conduct inverse Fourier transformations of the smoothed density hessian and tidal tensor fields into the real space counterparts, and , respectively.
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6.
Find the orthonormal eigenvectors of at each protogalactic site, and express in the principal frame of via a similarity transformation
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7.
Compute the primordial spin factor, , as
(2.1)
It is important to note the difference between eq. (2.1) and the original definition of given in our prior works [20, 21]. Basically, eq.(2.1) replaces the protogalaxy inertia tensor, , by the density hessian matrix , , on the ground that was numerically found to approximate quite well as long as is comparable to the protogalaxy Lagrangian size [10]. There are two main advantages of using instead of for . First, the former can be uniquely defined unlike the latter, which depends sensitively on the subhalo identification algorithm, i.e., subhalo boundary. Second, it is in principle possible to statistically reconstruct the former from real observational data [31, 10, 27, 28], while the latter is not practically measurable.
The non-negligible value of is the sole initial condition for the first order generation of protogalaxy angular momenta [30]. From here on, this single parameter initial condition, , will be called the primordial spin factor, and its mutual information with the six stellar properties of the TNG galaxies at will be determined for three different cases of the smoothing scale, , , and , in sections 2.2-3.

2.2 Mutual information from the original galaxy sample
To evaluate the mutual information (MI) between a galaxy stellar property (representatively say, ) and the primordial spin factor (), we first divide two dimensional configuration space spanned by and into a total number of pixels of small area. Let denote the total number of the selected target galaxies in the main sample. Let also denote the number of those target galaxies whose values of belong to the th pixel. The , can be computed as
(2.2) |
Here, represent the median of values in the th pixel, while , , and , where and denote the total numbers of bins into which the ranges of and values are divided, satisfying . A larger amount of translates into the existence of a stronger connection between and . To evaluate the statistical significance of MI values, we create resamples of the target galaxies by randomly shuffling their and values, and compute the average and standard deviation over the resamples for each property.
Given the existence of strong correlations between and [55, 56, 57], we classify the main sample into low-, intermediate-, and high-mass galaxies corresponding to three stellar mass ranges of , and with , respectively, and separately compute the mean amounts of by eq. (2.2) in each -range. Figure 1 plots the amounts of MI (red histogram) from the original sample, and average MI over the shuffled resamples with one standard deviation errors (blue histogram) versus the six stellar properties in the three different ranges of for the three different case of . As can be seen, for the case of , all of the six stellar properties exhibit statistically significant signals of MI in all of the three stellar mass ranges except for the stellar metallicities that show negligibly low MI for the case of high-mass galaxies. The amounts of MI increase as increases and that the largest amount of MI is produced by in all of the three ranges. The low and intermediate-mass galaxies exhibit an overall trend that the amounts and statistical significances of MI are lower for the case of larger . Whereas, the high-mass galaxies yield the least significant amounts of MI on the scale of rather than on , which implies that the initial density and tidal field defined on the larger scales () also contribute to the establishments of the high-mass galaxy stellar properties.
2.3 Mutual information from controlled galaxy samples

The galaxy stellar properties are well known to be a function of the total mass, , of its host DM halo [36, 39]. Furthermore, the DM halos with different total masses were found to have different values [20], which implies that the MI signals displayed in figure 1 could be at least partially contributed by the differences in among the galaxies belonging to different - pixels. To nullify a possible effect of mass difference on , it is necessary to eliminate differences depending on the values. Binning the ranges of and , we count the number of galaxies whose values of fall in each bin. Then, we look for a bin which yields the lowest galaxy number (say, ) at a given bin. Selecting only galaxies from each of the bins, we end up having a controlled galaxy sample where the effect of mass differences among different pixels disappear. Using this controlled sample, we recalculate the MI values by following the same procedure described in section 2.2.
Figure 2 shows the same as figure 1 but from the -controlled sample. As can be seen, although the controlled sample tends to yield slightly lower amounts of MI between the galaxy stellar properties and primordial spin factors, the signals are still quite significant for the case of , confirming that -difference among the galaxies in the uncontrolled sample contribute at most only partially to the MI values. Note that the stellar ages and colors of the high-mass galaxies and the two stellar sizes of the low and intermediate-mass galaxies from the controlled sample yield even larger and more significant amounts of MI for the cases of and , respectively, than those from the original uncontrolled sample. This result implies that the dependences of these stellar properties in fact played the role of veiling their connections with the primordial spin factors.

Recalling that the galaxy stellar properties also exhibit strong variations with environmental density contrasts, [37, 38], we further control the target galaxy sample to have identical joint distributions of , where the local density contrast field is reconstructed by applying the cloud-in-cell method to the TNG particle snapshot at in the same manner used for the reconstruction of the initial density field. Figure 3 shows the same as figure 1 but from the and -controlled sample. As can be seen, no drastic change is witnessed after the differences are eliminated. In all of the three ranges, the amounts of MI between and are substantially reduced for the case of , while for the low-mass galaxies, the statistical significances of MI between and is enhanced for the case of .
To be as scrupulous and conservative as possible in detecting a signal of net -dependences of the galaxy stellar properties, we control the galaxy sample even more strictly to have identical joint distributions of among different pixels, where is the environmental shear [58] on which the galaxy properties were shown to depend [40, 41, 44], defined as [43]:
(2.3) |
where are three eigenvalues of the local tidal field measured at . The local tidal field is reconstructed for the determination of from in the same manner used to construct from , under the assumption that the magnitude of vorticity is negligible on the scale . Table 1 lists the numbers of the target galaxies included in the controlled samples for the three cases of in the three -ranges. As can be read, the sizes of the controlled samples depend on , since the values for a galaxy varies with .
Figure 4 shows the same as figure 1 but from the , and -controlled sample. As can be seen, the strictly controlled sample still yield significant signals of MI between the galaxy stellar properties and primordial spin factors, despite that possible effects of , and are all eliminated. It is interesting to notice that it varies with which stellar property among the six has the largest amounts of and how many stellar properties yield statistically significant MI signals. The overall trends are that for the case of , the more stellar properties yield stronger signals, as increases, while is -independent signals of MI. Another interesting aspect of the results shown in figure 4 is that the significant signals of seem to be contained in the two stellar sizes of the low and intermediate-mass galaxies, and in colors of the high-mass galaxies for the case of and , respectively. The results shown in figure 4 compellingly demonstrates that the stellar properties of present galaxies have significant net dependences, independent of total mass and environments, whose establishments should be ascribed to the multi-scale influences of initial density and tidal fields at the protogalactic stages.
2.4 A bimodal -distribution of galaxy stellar sizes

( | ( | ||
---|---|---|---|
Now that among the 90 percent-mass radius, , is found to yield the most robust signals of in all of the three stellar mass ranges, it should be worth investigating what probability density distribution this stellar property follows. Given that the galaxy stellar sizes are strongly correlated with the halo spin parameter, [8], and that the probability density function of was found to be approximated much better by a -distribution with two characteristic parameters [20] rather than by the conventional log-normal model [59], we speculate that may also be well modeled by a distribution. To verify this speculation, we determine the distribution of by taking the following steps. Divide the range of into multiple differential intervals of equal size, . Count the numbers, , of the galaxies whose values of fall in each interval, and then determine the probability density, , at each differential interval as .
Figure 5 plots for the three cases of range, revealing that has a long tail in the large size section (), but drops rapidly in the opposite section () with size threshold in the range of . Comparing this numerically determined to a distribution, we find that unlike the case of , a single distribution fails to match simultaneously the stellar size distribution in the whole range of . Instead, a separate treatment of two ranges, and , in fitting to a single distribution turns out to work well, yielding two different sets of characteristic parameters. In other words, the stellar size distribution, , turns out to have two different modes, and this fitting result leads us to discover that the following bimodal Gamma distribution describes quite well in the whole range of :
(2.4) | |||||
(2.5) | |||||
(2.6) |
Here, and represent the fractions of the first and second distributions with characteristic parameters and , respectively.
Employing the -statistics333Technically, the python package, is utilized for the computation of the best-fit parameters and associated errors for the two distributions., we fit the numerically obtained to eqs. (2.4)-(2.6) by adjusting the values of and as well as . Figure 5 compares the best-fit bimodal distributions (thick solid lines) with the numerical results (red filled circles), confirming its validity in all of the three -ranges. Table 2 lists the best-fit parameter values for the three cases of ranges. To physically understand this bimodal nature of , recall the previous result that the probability density function of was also found to follow a single -distribution whose best-fit parameters turned out to be scale dependent [21]. In other words, if is measured from the initial tidal fields smoothed on a different scale, then is described by a single distribution with a different set of two parameters. Given this previous finding, we interpret the bimodal nature of as an evidence supporting that the galaxy stellar sizes are affected by multi-scale initial conditions.
3 Summary and conclusion
In light of the recent numerical results that the spin parameters and formation epochs of galactic subhalos exhibited strong dependences on the single parameter initial condition for the first order generation of protogalaxy angular momentum [20], we have numerically investigated if and how strongly the single parameter initial condition also contributes to the establishment of six observable galaxy properties: stellar sizes ( and ), ages (), specific star formation rates (sSFR), optical colors (), and metallicities (). As in our prior work [20], the current analysis has been focused on the sample of central galaxies in the stellar mass range of at from the TNG 300-1 hydrodynamic simulations, adopting the tidal torque picture according to which the single parameter initial condition is quantified by the degree of misalignments between the initial tidal field and protogalaxy inertia tensors [29, 30, 31].
Unlike in ref. [20], however, we have replaced by the density hessian tensor, , defined as the second derivative of the initial density field on two grounds: was found to approximate quite well on the scale comparable to a protogalaxy Lagrangian radius [10], and the former is much more robust than the latter against the variation of subhalo finding algorithm and definition of subhalo virial radius. In addition, is observationally reconstructable at initial redshifts unlike the protogalaxy inertia tensors [27]. Defining the single parameter initial condition as the degree of misalignment between and , and calling it the primordial spin factor, , we have measured the values of at the protogalactic sites of the TNG central galaxies at . Given that the values vary with the smoothing scale, , we have considered three different cases of and .
The net -dependences of the aforementioned six stellar properties have been evaluated by the amounts of their mutual information (MI), for which the controlled sample of the central galaxies have been created, where the effects of mass and environment differences are all minimized. It has been found that the amounts and statistical significances of the MI signals from the six stellar properties as well as the stellar property containing the largest amount of MI depend on and . In the following, we provide a summary of the key results of our analysis.
-
•
In the stellar mass range of , only the three stellar properties, , and , among the six are found to contain significant amounts of for the case of . The largest amount of MI about the primordial spin factor is exhibited by the stellar metallicity, . Although the amount of MI between each of these three properties and shows a trend to diminish as increases, the 90 percent-mass radius still exhibits substantial amounts of even at and .
-
•
In the stellar mass range of , the 50 percent-mass radius, , as well as , and , are shown to contain significant amounts of for the case of . Among these four, it is the 90 percent-mass radius that contains the largest amount of MI with .
-
•
In the stellar mass range of , significant MI signals are yielded for the case of by all of the six stellar properties, among which , and colors yield the most significant amounts of .
-
•
The higher stellar mass a galaxy has, the larger amount of its stellar property has with . The only exception is the stellar metallicity, , which yields a larger amount of in the lower stellar mass range of than in the higher counterpart.
-
•
The amounts of are found to decrease as increases for all of the stellar properties except for the 50 percent-mass radius, , which exhibits a larger amount of at the larger smoothing scales in the lowest stellar mass range .
Noting that the most robust signal of is produced by in all of the three -ranges, we speculate that the probability density function of may also be similar to that of , which was found in our prior work [21] to follow a -distribution. Upon this speculation, we have numerically determined and performed a -fitting of it to the -distribution in each -range, which has eventually led us to discover two different modes of , being best described by a bimodal distribution. This bimodal nature of has been interpreted as an evidence of multi-scale influences of the initial conditions on the establishment of galaxy stellar properties.
The final conclusion is that the six stellar properties of present galaxies still retain significant and net dependences on the initial condition quantified by the primordial spin factor and that among the six, the stellar sizes reflect well the multi-scale effects of the initial density and tidal fields, being well modeled by an analytic bimodal distribution. Our results should provide a whole new insight into the long-standing debate on the roles of nature vs. nurture for the establishments of present galaxy properties. We intend to pursue a follow-up work in the direction of applying the current methodology to real data for observational detections of MI signals between the six stellar properties and primordial spin factors. We hope to report the result in the near future.
Acknowledgments
The IllustrisTNG simulations were undertaken with compute time awarded by the Gauss Centre for Supercomputing (GCS) under GCS Large-Scale Projects GCS-ILLU and GCS-DWAR on the GCS share of the supercomputer Hazel Hen at the High Performance Computing Center Stuttgart (HLRS), as well as on the machines of the Max Planck Computing and Data Facility (MPCDF) in Garching, Germany. JSM acknowledges the support by the National Research Foundation (NRF) of Korea grant funded by the Korean government (MEST) (No. 2019R1A6A1A10073437). JL acknowledges the support by Basic Science Research Program through the NRF of Korea funded by the Ministry of Education (No.2019R1A2C1083855).
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