Dagger -categories
Abstract.
We present a coherent definition of dagger -category in terms of equivariance data trivialized on parts of the category. Our main example is the bordism higher category . This allows us to define a reflection-positive topological quantum field theory to be a higher dagger functor from to some target higher dagger category . Our definitions have a tunable parameter: a group acting on the -category of -categories. Different choices for accommodate different flavours of higher dagger structure; the universal choice is , which implements dagger involutions on all levels of morphisms.
The Stratified Cobordism Hypothesis suggests that there should be a map , where is the group of piecewise-linear automorphisms of and the -category of -categories with all adjoints; we conjecture more strongly that . Based on this conjecture we propose a notion of dagger -category with unitary duality or -dagger category. We outline how to construct a -dagger structure on the fully-extended bordism -category for any stable tangential structure ; our outline restricts to a rigorous construction of a coherent dagger structure on the unextended bordism -category . The article is a report on the results of a workshop held in Summer 2023, and is intended as a sketch of the big picture and an invitation for more thorough development.
In June 2023, we gathered for an online workshop on “Dagger Higher Categories”†††The workshop schedule and participant list can be found at http://categorified.net/dagger2023.html.. The goal of the workshop was the following. Many of us had some thoughts and ideas on what a “dagger higher category” should be, but there was no proposal for a full definition. Through compiling and comparing ideas, we hoped to emerge with a complete consensus definition, including nontrivial examples. This goal was met with great success. In this article, we will elaborate on our findings. Our discussion will focus on the essential ideas and will be short on technical details and essentially devoid of proofs; for this reason, we will refer to “statements” rather than “lemmas” or “theorems,” and strictly speaking all statements herein (other than those cited to the published literature) carry the ontological status of conjectures. We also list some true “conjectures,” of whose veracity we are less confident. Our goal is to sketch the big picture, and we hope that our article can serve as a blueprint for a more thorough development of the subject.
1. Dagger 1-categories
Categories with an (anti-)involution have been studied since the early days of category theory [ML61, Pup62]. A familiar example is the category of Hilbert spaces and bounded linear maps, with an involution given by the usual notion of adjoint map. The notion of a complex -category and notions of - and -category in the complex linear setting were introduced in [GLR85] and have been studied extensively in the tensor setting [FK93, DR89, LR97, Wen98, M0̈3, Yam04].
Roughly, an involution should reverse the direction of morphisms in a compatible way. In [Sel07], the following notion was introduced in the non-linear setting. A category is a dagger category if it is equipped with a bijection for each pair of objects, such that and for all composable morphisms . In other words, is a functor which is involutive and the identity on (the set of) objects.
This definition is evil in the following sense [Hen15]: since it explicitly references the set of objects in , dagger structures cannot be readily transported along general equivalences of categories. In detail: given a dagger category and an equivalence with (weak) inverse , the transported “dagger” functor‡‡‡A different formula for the transported structure supplies a dagger structure on such that is a dagger functor [Kar18, Lemma 2.1.16], but then will typically not only fail to be a dagger equivalence, it will fail to be compatible with the dagger structures at all. is naturally part of a weak involution in the sense that its square is coherently-isomorphic to , but it will almost never be an identity on objects. We violated the general rule of thumb: from a category, one can coherently extract its groupoid of objects up to isomorphism, but not its set of objects. Non-evil notions refer only to coherently-extractable data.
Nevertheless, there is a well-developed “dagger category theory” that parallels the usual theory of categories, with dagger versions of functor, natural transformation, and the like [GLR85, LR97, Yam04, HP17, JP17, Kar18, HK16, HK19, Sri21]. From the perspective of dagger category theory, the coherently-extractable space of objects is the groupoid of objects and unitary isomorphism.
With this in mind, [SS23] developed the following ideas. Consider the -category of -categories, functors and natural isomorphisms. This -category carries a -action which sends . An anti-involutive category is a homotopy fixed point for this action: explicitly, it consists of a category , a categorical equivalence , and a natural isomorphism , such that for each object , .
If is a groupoid, then and are canonically equivalent via the functor that is the identity on objects and sends morphisms to their inverses. In other words, the -action on trivializes when restricted to the full sub--category of groupoids. In particular, given an anti-involutive category , the groupoid of objects of inherits a coherent action by . Let denote the groupoid of homotopy fixed points for this action.
As a motivating example, consider the category of finite-dimensional vector spaces, and the functor that assigns the complex-conjugate dual of a vector space. Then is the groupoid of finite-dimensional Hermitian vector spaces, i.e. vector spaces equipped with a nondegenerate conjugate-symmetric sesquilinear form which might not be positive-definite, and “unitary” isomorphisms thereof. In order to encode the theory of Hilbert spaces, we must specify extra data: we must mark some of the Hermitian spaces as preferred, and leave out the others. This marking restricts the set of objects of , but keeps all unitary isomorphisms between them; in other words, the marked subspace should be a full subgroupoid. If there were a vector space that did not admit a Hilbert structure, then we should have already excised it from ; in other words, the composition should be essentially surjective.
Definition 1.1.
A coherent dagger 1-category is an anti-involutive category together with a fully faithful subgroupoid such that the induced map is essentially surjective. A morphism between coherent dagger 1-categories is a functor respecting the anti-involutions and the subgroupoids.
Coherent dagger structures are non-evil: if is a dagger category and an equivalence with an ordinary category, then acquires a natural coherent dagger structure. The main theorem of [SS23] says that coherent dagger categories are equivalent in the appropriate sense to dagger categories as traditionally defined. Namely, coherent dagger categories can be strictified to dagger categories as traditionally defined:
Theorem 1.2 ([SS23]).
Any dagger category defines a coherent dagger category by keeping and as-is, and setting to be the groupoid of objects in and unitary morphisms between them. The so-defined functor from the -category of dagger categories, dagger functors, and unitary natural isomorphisms to the -category of coherent dagger categories is an equivalence.
Its inverse assigns to a coherent dagger category the category whose objects are the objects of and whose morphisms are the morphisms in between the images of objects; this new category is equivalent to because of the essential surjectivity axiom, and its anti-involution is strictly trivial on the set of objects.
Definition 1.1 immediately generalizes to the -world, where it was independently proposed by [Hen22]. An -category is a homotopically-coherent version of “category enriched in spaces.” As is standard in higher category theory, we will interchangeably use the word -groupoid and space for “nice topological space considered up to homotopy.” Then an -category has not a set of morphisms between any two objects, but rather a space of morphisms; composition is associative up to parameterized homotopy; this homotopy itself satisfies higher and higher homotopies relating different parenthesizations. There are many ways of axiomatizing the notion of “-category,” and we refer the reader to [Ber10, AC16] for nice surveys.
Ignoring size issues, there is an -category whose objects are -categories and whose morphisms are -functors. There is a functor , corepresented by the terminal -category , which assigns to each -category its space of objects. Moreover, carries a canonical -action sending [Toë05]. An anti-involutive -category is a (homotopy) fixed point for this action.
As in the 1-categorical case, the -action on trivializes on the full subcategory . Hence, the space of objects of any anti-involutive -category inherits a coherent action, whose homotopy fixed points we continue to denote by
Definition 1.3.
A dagger -category is an anti-involutive -category, together with a full sub--groupoid such that the induced map is essentially surjective.
Anticipating our -dimensional generalization, let us note that part of the data of a dagger -category is the space , the -category , and the essential surjection . This structure is called a flagged -category. Any specific -category in the traditional sense supplies a flagged -category: one takes to be the actual set of objects, whereas is the groupoid of objects and isomorphisms. In other words, flaggings are a way of remembering “sets” of objects in a way that nevertheless transports coherently. The requirement that be essentially surjective simply means that the data of the homomorphisms between elements of suffices to recover all of up to categorical equivalence. A flagging is called univalent§§§This is reminiscent of the completeness condition of Segal spaces. if it does not in fact remember any further data: if the map is not just essentially surjective but also fully faithful.
By analogy, in a dagger -category, the requirement that be fully faithful will be called the univalence axiom, even though it does not force any map to be an equivalence. And by analogy, dropping the univalence axiom leads to a useful weakening of Definition 1.3.
Definition 1.4.
A flagged dagger -category is an anti-involutive -category equipped with a map of spaces such that the induced map is essentially surjective.
Our motivating example of a flagged dagger -category is the higher category of bordisms, which we discuss in Example 6.7.
Whether univalent or not, the flagging should be thought of as recording the “identity on objects” condition in the traditional definition of dagger category. In a flagged dagger category which is not univalent, the groupoid selects a notion of equivalence between objects that is finer than unitary equivalence.
Write for the -category of flagged dagger -categories: the homomorphisms are the obvious ones which preserve the equivariance and the flaggings. Write for the full subcategory of on the univalent ones.
Statement 1.5.
The inclusion
admits a left adjoint, which replaces with the full subgroupoid inside on the essential image of .
One benefit of Statement 1.5 is that it can be easier to present flagged dagger categories than their univalentizations. Indeed, most -categories of interest (for example the bordism categories discussed in Section 6) come with distinguished flaggings , and sometimes this flagged category is naturally anti-involutive in the sense that is anti-involutive and is -equivariant. To promote this to a flagged dagger structure then merely requires a trivialization of the -action on . Speaking very approximately, it can be easier to do this when has very few morphisms requiring trivialization data.
Instead of dropping the univalence axiom, we could instead drop the essential surjectivity condition:
Definition 1.6.
A coflagged dagger -category is an anti-involutive -category equipped with a fully faithful inclusion of spaces .
Comparing to Definition 1.1, a coflagged dagger -category can be thought of as an anti-involutive -category equipped with the data of Hermitian pairings on some but not necessarily all objects.
Statement 1.7.
Writing for the -category of coflagged dagger -categories, the inclusion
admits a right adjoint, which replaces with its full subcategory on the image of .
2. Dagger -categories via flaggings
The notion of -category is designed to formalize categories with an -fold hierarchy of directions of composition. As with the -case, there are many models, some of which are surveyed in [BR13, BR20, BSP21]. Informally, an -category has a space of objects; for each pair of objects, a space of -morphisms between them and a coherently-associative and coherently-unital composition law; for each pair of parallel -morphisms, a space of -morphisms between them, and two (coherently-associative and coherently-unital) composition laws, one of which lifts the composition law of -morphisms and the other of which is in the new second dimension; and so on up to dimension .
In this informal description of -categories in the previous paragraph, we did not specify which maps between them should be considered equivalences. There is a most natural guess if one explained the idea without supplying the name “category”: a homomorphism could be declared an equivalence when it induces equivalences on all spaces of -morphisms, including on the space of objects. Comparing with the traditional notion of strict 1-category, this choice would select the strict isomorphisms and not the categorical equivalences. In contrast, categorical equivalence does not remember any specific sets or spaces of -morphisms, but merely the higher groupoids thereof. As in the -case, the extra data of spaces of morphisms in a presentation of an -category is called a flagging of that -category [AF18]. Given a correct theory of -categories, the notion of flagged -category can be defined as follows:
Definition 2.1.
A flagged -category is a chain
where each is an -category, and the map is essentially surjective on -morphisms¶¶¶A functor of -categories is essentially surjective on -morphisms if it is essentially surjective on objects and, for every and every pair of -morphisms and with the same source and target, the functor of -categories is essentially surjective.. The flagging is univalent if is an equivalence for each , where is the right-adjoint to the inclusion , which takes an -category and forms an -category by forgetting the non-invertible -morphisms.
The definition of dagger -category used as an essential ingredient the fact that every -category has an opposite that reverses the direction of composition. Similarly, given an -category , one can produce new -categories by reversing any of the directions of composition. This supplies an action of on , the -category of -categories. In fact, this action is completely canonical: one of the theorems of [BSP21], generalizing [Toë05], says that this map
(1) |
is an isomorphism of (higher) groups. Given , we will occasionally write for the th coordinate , which acts on -categories by reversing the composition of -morphisms; we will write that action as .
Definition 2.2.
Given a group homomorphism , an -category is -volutive∥∥∥From the Latin volvere, “to roll,” and involvere, “to roll inwards.” when it is equipped with the data making it into a fixed point for the action of on via (1). In the special case when is the identity, we will say is fully-volutive. When selects the last involution, we will say is top-volutive.
As in the 1-category case, volutive structures do not capture the theory of daggers: they do not include an analogue of the requirement that “dagger is the identity on objects.” To encode the latter, we use flaggings. To set up the definition, we note the following. Every -category is in particular an -category, and the inclusion is stable under the ambient -action. Indeed, the first involutions act on via the canonical action, and the last involution has a canonical trivialization. Recall that a fixed point for the trivial action of a group on a category is precisely an action of on some object . Thus if is an -category thought of as an -category, then a fully-volutive structure in the -sense is precisely a fully-volutive structure in the -sense together with a coherently-compatible -action. In particular, by picking the trivial -action, any fully-volutive -category can be thought of as a fully-volutive -category.
Definition 2.3.
A flagged fully-dagger -category is a flagged -category
such that each is a fully-volutive -category, and the map is a map of fully-volutive -categories, where is given the trivial th anti-involution. Equivalently, is factored through a map of fully-volutive -categories.
We remind the reader that, in the higher-categorical world, requesting that “this is a map of these things” is requesting for extra structure on the map. In the case at hand, this structure can be unpacked as follows. A map is the same as a map . The fully-volutive structure on induces a fully-volutive structure on in the -sense together with a typically-nontrivial action of . The requested structure unpacks to a map of fully-volutive -categories . Comparing with Definitions 1.1 and 1.3, we exactly recover the “flagged dagger categories”; in particular, the “essential surjectivity” axiom is enforced by asking that be a flagged -category independent of the volutive, but we do not have any univalence axiom. We add that univalence axiom now.
Definition 2.4.
A flagged fully-dagger -category is univalent if the maps are fully-faithful on -morphisms******A functor is fully-faithful on -morphisms if, for every pair of -morphisms and with the same source and target, the functor is an equivalence.. A fully-dagger -category is a univalent flagged fully-dagger -category. We will write for the -category of fully-dagger -categories.
Beware that a fully-dagger -category is not the same as a flagged fully-dagger -category of which the underlying flagging is univalent.
Definitions 2.3 and 2.4 refer only to the successive inclusions . But they imply more general conditions, and these more general conditions will be needed when studying groups other than .
Statement 2.5.
In a flagged fully-dagger -category , the map is essentially surjective on -morphisms for every . This map factors through . If is univalent, then is fully faithful on -morphisms.
Definition 2.6.
Let be a subgroup. For any subinterval , define . A flagged -dagger -category is a flagged -category together with, for each , a -volutive structure on and, for each , and a factorization of through a map of -volutive -categories. A flagged -dagger -category is univalent when the maps are all fully faithful on -morphisms, in which case the flagged -dagger -category is a -dagger -category.
We will write for the -category of -dagger -categories. The most interesting case for examples is when , in which case we will also refer to -dagger -categories as top-dagger. More generally, the cases that arise in examples are when is a product of some of the coordinate s. For such a , Definition 2.6 simplifies: since in this case the maps are all isomorphisms, one can restrict to just the successive inclusions in the definition and invoke a -version of Statement 2.5. We have suggested a more general definition in anticipation of our discussion of unitary duality in Section 5.
3. Dagger -categories via enrichment
Let be a symmetric monoidal -category, with monoidal structure and monoidal unit . There is a notion of -enriched -category, which we will abbreviate as -category. A full definition is provided by [GH15]; we will recall the main ingredients. A flagged -category consists of a space of objects and, for each , an object , together with a coherently-associative and coherently-unital composition law . The global sections functor is lax-symmetric-monoidal, and so induces a flagged plain -category with the same space of objects, and with spaces of morphisms given by . The flagged -category is called univalent if is univalent. By definition, a -category is a univalent flagged -category. We will write for the -category of -categories. The primordial example: .
Using the symmetry on , for each -category it should be possible to define an opposite -category with the same objects and morphisms but the opposite order of composition. This supplies an involution . We can immediately generalize Definition 1.3:
Definition 3.1.
Let be a -category, with space of objects . A flagged dagger structure on is a fixed-point structure on for the -action on together with a map of spaces such that the induced map is essentially surjective. A flagged dagger structure is univalent when is fully faithful. A dagger -category is a -category with a univalent flagged dagger structure.
We will write for the -category of dagger -categories. We expect that the equivalence generalizes to dagger categories:
Statement 3.2.
There is an equivalence of -categories
In particular, by iterating Statement 3.2, one arrives at an alternative model of fully-dagger -category than the one given in Definition 2.4. Mixing and provides alternative models of the versions with dagger structures on only some levels:
Statement 3.3.
There are equivalences of -categories
For example, iterating the second of these equivalences supplies an alternative model for top-dagger -categories.
4. Dagger bicategories
In this section, we will elaborate on how Definitions 2.4 and 2.6 play out in the case of bicategories. Our goal is to outline a strictification for coherent dagger bicategories analogous to Statement 1.2 for -categories. Even though our definition of a fully-dagger bicategory unpacks to something complicated, it can be strictified to a “more traditionally defined” fully-dagger bicategory involving less data (but more “evil”):
Definition 4.1.
A bi-involutive bicategory is a bicategory equipped with two functors
such that
-
(a)
is the identity on objects and -morphisms and strictly squares to the identity;
-
(b)
is the identity on objects (but not necessarily on -morphisms) and weakly squares to the identity in the sense that it comes equipped with a natural isomorphism , which is the identity on objects (but not necessarily on -morphisms).
There is a further condition, left to the reader, comparing the two ways to trivialize . Additionally, the two daggers strongly commute:
This equality should be compatible with the isomorphism , i.e. is unitary with respect to .
Unpacking Definition 4.1, it is an enriched-type definition in the sense of Section 3, so that Statement 3.2 for gives a justification for the hope that bi-involutive bicategories are a model for fully dagger bicategories. In other words, similarly to how a bicategory is a category weakly enriched in categories, a bi-involutive bicategory is a -category () weakly enriched in -categories ().
We decided on the name “bi-involutive bicategory” because it generalizes the notion of a bi-involutive tensor category of [HP17] to a bicategory with more than one object.
Remark 4.2.
There are at least two other structures one might call -bicategories, which are both -dagger categories in the sense of 2.6: they correspond to considering the two canonical -subgroups of .††††††It could be interesting to consider the diagonal subgroup. The first one leads to a which is the identity on objects and 1-morphisms as above, giving a category weakly enriched in dagger categories as a special case of Statement 3.3. The other structure leads to a which is the identity on objects as above, a dagger category weakly enriched in categories.
Example 4.3.
A natural example of a bi-involutive bicategory is the bicategory of von Neumann algebras, Hilbert space bimodules equipped with commuting normal actions and bounded bimodule homomorphisms [Sau83, BDH88, Con94, BDH14, CHPJP22]. The daggers are given by
-
For a Hilbert space bimodule for von Neumann algebras, is defined to be where is the complex conjugate Hilbert space and the actions are given by
-
For 2-morphisms (Hilbert space bimodule homomorphisms), the dagger is simply given by the adjoint as maps between Hilbert spaces.
We note that there is actually an involution on objects (which we may call ) given by taking the opposite algebra (or equivalently, the complex conjugate algebra). One reason for this additional object-level involution in monoidal bicategories is due to the extra action given by reversing the monoidal product.
Example 4.4.
Consider the case in which has one object so that is the delooping of a monoidal category . Having only a top-dagger on is the same as having a monoidal dagger structure on . On the other hand, having only a on is the same as having a weak covariant involution on that is op-monoidal in the sense that Such structures have been considered in the context of dagger categories in [Egg11].
In the rest of this section, we provide some ideas for a proof of the following strictification result, which is a bicategorical analogue of the main theorem of [SS23].
Statement 4.5.
The -category of bi-involutive bicategories is equivalent to the -category of fully-dagger bicategories.
Firstly, a fully-volutive structure on a bicategory consists of a pair of equivalences and , together with natural isomorphisms , , and , and various modifications which satisfy various coherence conditions. To provide a fully-dagger structure on this volutive bicategory, we need to understand the relevant fixed point categories and specify our flaggings.
The bigroupoid has objects consisting of an element of equipped with fixed point data for both and together with compatibility data between them, satisfying various coherence conditions. Similarly to the -categorical case, this in particular consists of isomorphisms and . The space in the definition of a dagger bicategory can be identified with a subspace of such that the map to is essentially surjective. This picks out at least one preferred -fixed point structure for every object .
The bicategory has objects given by an element of equipped with fixed point data for . The 1-morphisms consist of pairs of a 1-morphism in and 2-isomorphisms
(2) |
satisfying a natural coherence condition. One can think of this -morphism as the data specifying how is a unitary -morphism. The bicategory is equivalent to a subcategory of , whose objects can be identified with those of , since is essentially surjective. The 1-morphisms pick out at least one preferred -fixed point structure on every 1-morphism. The 2-morphisms are fixed by the condition that the map to is fully faithful on 2-morphisms. Note how this additionally fixes the 1-morphisms of : they are exactly those whose fixed point structure restricts to one of the chosen fixed point structures in . In summary, the structure of a dagger bicategory is equivalent to a fully-volutive bicategory together with a choice of at least one -fixed point on every object and at least one compatible -fixed point on every 1-morphism.
From this data we can construct a bi-involutive bicategory (analogous to the construction in [SS23]) as follows. Consider the bicategory of which the objects are the objects of and 1-morphisms the 1-morphisms of . The 2-morphisms are those of , requiring no compatibility with the fixed point data. By construction, there is a forgetful functor , which is an equivalence of bicategories. The anti-involutions and induce compatible anti-involutions on .‡‡‡‡‡‡We expect the equivalence to come equipped with a canonical datum saying it preserves the fully-volutive structures. Namely, is defined by the same formula as in the -categorical case:
We do not spell out the fixed point structure (2) on the -morphism here. There is a natural isomorphism which is the identity on objects and uses the fixed point data on and to get a -isomorphism for a -morphism . The top-dagger is the identity on objects and 1-morphisms. It sends a 2-morphism to a version of , where we identify its domain and target with and respectively using their fixed point data. The functor strictly squares to the identity. The two daggers commute strictly, and is -unitary. We have thus constructed a canonical bi-involutive bicategory from the coherent full bicategory .
5. Dagger -categories with unitary duals
An -category is said to have adjoints, if for each and each -morphism (between parallel -morphisms ), there exist -morphisms and -morphisms , , , such that the zig-zag compositions, which after suppressing coherence (e.g. unitor and associator) information become
are equivalent to identities. Let denote the full sub--category on the -categories with adjoints.
The theory of -categories with adjoints has been well-studied, but there are many questions remaining. The most famous work pertains to the symmetric monoidal case, in which case dualizability is also imposed on objects. We will call a symmetric monoidal category rigid if it has adjoints and also admits duals for objects. The Cobordism Hypothesis of [BD95, Lur09b] asserts that the free rigid symmetric monoidal -category generated by a single object is the -category of framed -dimensional bordisms — a framing on a smooth -manifold is a trivialization of its tangent bundle . In other words, if is a rigid symmetric-monoidal -category, with space of objects , then there is a canonical equivalence
The group obviously acts on the framings on a given -manifold, by rotating the trivialization, and so acts on the -category . This in turn supplies a famous action of on for any rigid symmetric monoidal -category .
In fact, there is a larger group that acts, as explained in [Lur09b, Remark 2.4.30]. It makes sense to talk about a “tangent bundle” of a piecewise linear (a.k.a. PL) manifold, but it is not a vector bundle: whereas the tangent bundle of a smooth -manifold is classified by a map , a tangent bundle of a PL manifold is classified by a map . In particular, it makes sense to talk about framed PL manifolds: they are PL manifolds equipped with a trivialization of . By construction, any smoothing of a PL manifold lifts through . We now quote a nontrivial fact of differential topology, called the Main Theorem of Smoothing Theory:
Theorem 5.1 ([KS77, Essay IV]).
Let be a piecewise-linear manifold. Then the space of lifts of through is homotopy equivalent to the space of smoothings of .
An immediate corollary is that a framed PL manifold has a unique (up to a contractible space) smoothing that is compatible with the framing. In particular, the framed bordism categories built from smooth or from PL manifolds are equivalent. But acts by rotating the framings of -dimensional PL-manifolds, and so acts on the PL version of , and so acts on the space . This is the largest group that acts universally on the objects of rigid -categories:
Statement 5.2 ([Lur09b, Remark 2.4.30]).
Assuming the Cobordism Hypothesis, the rotate-the-framing map is an equivalence when . The case is equivalent to the 4-dimensional piecewise-linear Schoenflies conjecture (which remains open).
The proof of Statement 5.2 has circulated among experts, but is not available in print.
The story in the absence of symmetric monoidal structures is less well-studied. The Tangle Hypothesis and Cobordism Hypothesis with Singularities amount to the existence of a graphical calculus for -categories with adjoints, generalizing the graphical calculi described for example in [Sel11]. The precise details of this graphical calculus have not been worked out in the literature. Roughly, the main ingredients are the following:
-
(a)
The diagrams in the graphical calculus are drawn on networks of submanifolds of the standard .
-
(b)
Strata of codimension are labeled by -morphisms.
-
(c)
Strata are normally framed: if is a codimension- submanifold, then it comes with a trivialization of its normal bundle. More generally, substrata of strata are relatively normally framed. This normal framing encodes source and target information (and so must be consistent with the labelings).
-
(d)
Strata are tangentially framed: if is a codimension- submanifold, then it comes with a trivialization of its tangent bundle. This tangential framing encodes the direction of composition internal to the morphism.
-
(e)
The various framing data are compatible. For example, if is a non-sub stratum, it must come equipped with a nullhomotopy of the composite isomorphism
where the left-hand equality simply uses that is a submanifold of the standard . For substrata , there are similar but more complicated compatibility conditions.
When , one finds the well known calculus of “string diagrams.” The framing-compatibility is probably the least familiar component of this calculus. Along a 1-dimensional stratum, it is a nullhomotopy of an element of . That element is nullhomotopic only when it lives in . This forces the normal and tangential framings to determine each other. But there is more to a nullhomotopy than just its existence: an element of has a -torsor of nullhomotopies. Explicitly, the framing compatibility consists of a “winding number” carried by each wire. This axiom prevents closed circles; it is what allows the string diagram calculus to apply to non-pivotal 2-categories.
To say that -categories with adjoints admit some graphical calculus is to say that -categories with adjoints are precisely “interpreters” for such a graphical calculus. Suppose we are given such an interpreter. Here is another interpreter: precompose your interpreter with some element of acting on all input diagrams. Thus, assuming that there is indeed such a graphical calculus, one finds an action of on . We could act by any element of ; since is a homotopy equivalence, this supplies “the same” action. But we were not precise about what regularity of manifolds are allowed. Statement 5.1 and its corollary about unique smoothings for framed PL manifolds says that one might as well work with a PL diagrams, and these are in any case more natural to draw. As such, we find an action of on . Given Statement 5.2, we expect:
Conjecture 5.3.
-
(a)
There is a natural map
-
(b)
This map is an equivalence.
For the remainder of this article, we will assume part (a) of Conjecture 5.3, and we will be motivated by our belief in part (b). We emphasize that, not only is the current literature far from a proof of part (b), it does not even supply a rigorous construction of this map in part (a) except when is very low:
Example 5.4.
When , having adjoints is vacuous, and acts by as already described.
Example 5.5.
When , . The subgroup acts by taking to , with the opposite composition of -morphisms. Note that there is an equivalence which is the identity on objects and which acts on 1-morphisms by ; as such, the assignment would produce an equivalent -action on . The generator of acts on by a natural automorphism of . Such a natural automorphism has components: its component at is the autofunctor that is the identity on objects and takes a 1-morphism to its double-right-dual . To fully present an action of is to present a map out of the space , which is the total space of a nontrivial -bundle over . The fact that is expressed by the natural isomorphism , using opposites take left to right adjoints. The higher cells in (a cell model for) this space map to compatibility data between the actions of lower cells.
In analogy with Definition 2.2, we declare:
Definition 5.6.
A -category with adjoints is -volutive if it is (equipped with the structure of) a fixed point for the -action on .
An -category, thought of as an -category, never has all adjoints unless it is a groupoid: there is no organic inclusion . The other direction, however, does work: if is a -category with adjoints, then its underlying -category has adjoints. We will say that a flagged -category has adjoints if every does.
The functor
cannot be -equivariant simply because does not act on the codomain. But it is equivariant for . Even better: is -equivariant, where on the domain the action is via the inclusion into , and on the codomain the -factor acts trivially. The upshot: if is -volutive, then is -volutive and also carries a -action. More generally, the functor is equivariant, where acts on the codomain trivially. We are led naturally to the following version of Definition 2.3 for categories with adjoints:
Definition 5.7.
A flagged -dagger -category, also called a flagged (fully-)dagger -category with unitary duality, is a flagged -category with adjoints
such that each -category is -volutive, and each functor is -volutive, with trivial***More precisely, the -volution on is induced by pulling back its -volution along the projection , and on it is induced by pulling back its -volution along the inclusion . -volution on .
Given a flagged PL-dagger -category
we obtain an underlying flagged fully-dagger -category. We could ask this fully-dagger to be univalent in the sense of Definition 2.4, which implements the idea that an -morphism in is exactly a unitary morphism . However, we claim this is not the right univalence condition in general because we want an -morphism in to be a -unitary morphism in , and is not isomorphic to . Instead, consider the diagram consisting of the -categories , where is a partition of for . There are two types of maps in the diagram: those forgetting fixed point data corresponding to and transitions between the flaggings corresponding to . Note that if we were to allow the empty partition corresponding to we would get a cube. Instead, set to be the pullback of the diagram built from the nonempty partitions, so that there is a canonical map . For example, when the diagram for is:
By definition, a morphism in is a morphism which is -unitary for every . This is precisely what we want for the -morphisms in . Thus we arrive at the following univalence axiom:
Definition 5.8.
A flagged -dagger -category is univalent if for every , the map into the pullback is fully faithful on -morphisms. A -dagger -category, also called a dagger -category with unitary duality, is a univalent flagged one.
Remark 5.9.
For good families of groups related to , we expect that there is a definition of -dagger categories with adjoints generalizing Definition 2.6. Examples should include, in particular, and . We will not try to work out the precise conditions on or all details of the definition here.
Let us turn now to justifying the name “with unitary duality.” We will do so by unpacking the notion in the case of bicategories in Examples 5.10 and 5.11. Before that, note that the forgetful functor is equivariant, where acts through the map . Thus to every dagger -category with unitary duality we can assign an underlying (fully-)dagger -category in which the unitary duality is forgotten. So the question is to understand what this extra “unitary duality” data looks like.
Example 5.10.
We specialize from -categories to bicategories and look at the subgroup of . What is the data of an -volution on a bicategory ? Fixed-point data for an ()-action consists of data assigned to each cell in ; there is one cell in each even dimension. The -cell selects the bicategory . The -cell selects a trivialization of : such a trivialization unpacks to a family of 1-isomorphisms for all and 2-isomorphisms for -morphisms satisfying various coherence conditions. The -cell selects a quadratic equation that must solve; the reader is encouraged to work out this equation as an exercise. In the special case of bicategories, this is all the necessary data: the higher cells in admit unique assignments, because the space of bicategories with adjoints is a homotopy 3-type.
The group is trivial, and so to enhance an -volutive bicategory to an -dagger bicategory, one needs only to supply the data of an -volutive essentially surjective functor such that is 1-fully faithful. The objects are given by pairs consisting of of an object and a 2-isomorphism . Similar to Section 4, form a new bicategory whose objects are those of and morphisms are those in . This bicategory comes with a trivialization of the double dual functor which is the identity on objects (and which solves a quadratic equation). In other words, is a pivotal bicategory as defined for example in [FSY23, Definition 2.1], also called an even-handed bicategory [Bar09]. Like traditionally-defined dagger -categories, pivotal bicategories are “evil” in the sense that pivotal structures do not transport across bicategorical equivalences. Remark 5.9 suggests a coherent version of “pivotal bicategory”: they are the -dagger bicategories.
To finish the discussion of the name “unitary duality,” we now restore the reflection.
Example 5.11.
As mentioned in Example 5.5, to discuss actions by, and fixed points for, , one should assign data to the cells in a cell model for , which is a -bundle over . In particular, has a cell model with one cell of dimension for each pair . The cells indexed supply the restriction of the data along , and the cells indexed supply the restriction of the data along . We see that an -volution consists of a -volution , a trivialization as in Example 5.10, together with a natural modification equating the two ways to identify with , satisfying some conditions. This in particular includes a -fixed point datum . We see that an -dagger structure consists of
-
(a)
an -equivariant essentially surjective functor from a -groupoid such that is fully faithful. The -fixed points combine the trivializations of Example 5.10 from with the -fixed point data such that is compatible with and the -isomorphism preserves -fixed point data.
-
(b)
As in Section 4, the -category and the functors and are fixed after specifying -fixed point data on -morphisms of .
-
(c)
The functors and are still required to be -equivariant. As explained in Section 4, the simply specifies the agreement of fixed point data on -morphisms. For the -equivariance, first note that the underlying -volution of the -volution can be described by , where we made an arbitrary choice of the right adjoint to trivialize the rotation in . Using the pivotal structure and the fact that , we obtain data specifying that and commute. Note that the -fixed point data induced by the -fixed point data is . The -equivariance data of will ensure that if is a -fixed point data on a -morphism, then there is a canonical fixed point data for , which makes the right adjoint into a top dagger functor.
As in Definition 1.6, one can also define coflagged -dagger -categories by keeping the univalence axiom Definition 5.7 but dropping the essential surjectivity (i.e. not requiring that be a flagging). Statement 1.7 generalizes: every coflagged -dagger category can be completed to a -dagger category by replacing each with the full image of ; this is the right adjoint to the forgetful functor from -dagger to coflagged -dagger categories. The further forgetful functor from coflagged -dagger to -anti-involutive categories that remembers only the top level also has a right adjoint which assigns to a -anti-involutive -category the diagram
(3) |
6. Bordism categories and reflection-positive topological quantum field theories
For some of us, our interest in higher dagger categories stems from the role that we expect them to play in the study of (topological) quantum field theories. For any space over there is a rigid symmetric monoidal -category of bordisms with a lift of their tangent bundle through . (The construction of is outlined in [Lur09b] and fully implemented by one of us in [CS19].) For example, a framing is a trivialization of , i.e. a lift through , and . Let be a symmetric monoidal -category. An -structured -dimensional fully extended topological quantum field theory with values in is a symmetric monoidal functor . Since the bordism category is rigid, every topological quantum field theory will factor through the maximal rigid sub--category of . Hence we will from now on assume without loss of generality that is rigid. Recall that the Cobordism Hypothesis allows us to identify fully extended framed topological field theories with , which hence carries a -action. This was the starting point for the discussion in the previous section. The Cobordism Hypothesis also provides a description of the space of -structured fully extended topological quantum field theories as the space of -fixed points .
As an example, let us focus on unoriented smooth -dimensional topological quantum field theories valued in . The space of such theories is . The -morphisms in are the objects of a rigid symmetric monoidal -category [JFS17, Section 7], and thus carry an action by ; the maps that assign to a 1-morphism its source and target and that compose 1-morphisms are -equivariant, and compile into an action of on the whole -category . This action is meaningful from the perspective of topological quantum field theory: there is an -action on the space of 1-morphisms between the objects underlying two different unoriented topological field theories, and the Stratified Cobordism Hypothesis says that fixed points for this -action classify unoriented codimension- defects between the two field theories. Similarly, -morphisms carry an induced -action whose fixed points classified unoriented codimension- defects, and so on. In summary, unoriented smooth defects assemble into the following diagram:
(4) |
There is nothing special in (4) about unoriented smooth theories and the groups : any good sequence of groups would work (compare Remark 5.9). For example, replacing the ’s in (4) with ’s would organize the defects between oriented smooth field theories as analyzed for example in [DKR11, CMS20]; replacing the ’s with ’s would organize the defects between unoriented piecewise linear field theories.
The diagram (4) is suspiciously close to (3) but they are a priori different: the action of on in (4) comes from the Cobordism Hypothesis and uses the symmetric monoidal structure on , whereas in (3) we envisioned selecting a -volution on , i.e. fixed-point data for the action of on the graphical calculus for . We expect the relation to be the following. Any symmetric monoidal -category determines a symmetric monoidal -category with one object and ; iterating this supplies -categories for every . If is rigid, then will have all adjoints. The graphical calculi for and for are compatible via the embedding of into as the last coordinates. Hence we can think of the graphical calculus for a rigid symmetric monoidal -category as taking place in . The space of embeddings (of any finite-dimensional object) into is contractible. This contractibility selects a canonical trivialization of the -action predicted in Conjecture 5.3 for any rigid symmetric monoidal -category. In other words, if we let denote the -category of rigid symmetric monoidal -categories:
Statement 6.1.
The forgetful functor
factors through the -fixed points .
In particular, a rigid symmetric monoidal structure on a -category selects a canonical -volutive structure on its underlying -category with adjoints. Moreover, any symmetric monoidal functor between rigid symmetric monoidal -categories will automatically intertwine these canonical -volutive structures.
Given a rigid symmetric monoidal -category , we expect that the induced -action on agrees with the one coming from the Cobordism Hypothesis.
Other symmetric monoidal -volutive structures on are given by twisting the canonical one by a symmetric monoidal -action on : symmetric monoidal -volutive structures form a trivialized torsor over -actions.
There is a straightforward way to define symmetric monoidal -dagger categories by simply requiring the volution, the flagging by ’s, and the trivialization data, to all be symmetric monoidal. Interestingly, if is in addition rigid the sequence of deloopings allows more. Suppose that
(5) |
is a symmetric monoidal flagged -category. Then the deloopings assemble into a flagged -category by selecting the unit object at the bottom:
(6) |
If is rigid as a symmetric monoidal -category, then is also rigid, now as a symmetric monoidal -category.
Given such a structure, just like it is natural to ask for a symmetric monoidal flagged -dagger structure on a chosen flagging (5), it is natural to ask to give a flagged -dagger structure with chosen flagging (6). Iterating, it is natural to ask to give a compatible symmetric monoidal -dagger structure. We call the structure just sketched a -dagger tower with underlying -category .
After untwisting by the canonical volutive structures, a symmetric monoidal -dagger structure on unpacks to a symmetric monoidal action of on for all , and compatible -equivariant maps for all . Univalence is just about the -fixed points: it is independent of . A more careful treatment and definition is beyond the scope of this short article.
Example 6.2.
To illustrate the difference between the two definitions above, we look at dagger 1-categories. A (strict) symmetric monoidal dagger 1-category is a symmetric monoidal category equipped with a symmetric monoidal anti-involution which is the identity on objects. From Example 5.11 we learn that a -dagger tower with underlying 1-category is in addition equipped with a unitary dual functor. There are no additional structures corresponding to higher deloopings, since they would correspond to higher morphisms.
We will now construct a dagger structure on certain bordism categories . Let us recall some more details about these -categories. They depend on a choice of tangential structure — for example, by smoothing theory (Theorem 5.1), the smooth unoriented bordism category corresponds to the tangential structure . Given , set to be the pullback of along the standard inclusion . A -morphism in is by definition a -dimensional cobordism equipped with a lift of its tangent bundle through ; we will refer to such a lift simply as an -structure.
Just as the tangential structure on -morphisms is pulled back from an -dimensional tangential structure, it often happens that the input -dimensional tangential structure is itself pulled back from a higher-dimensional tangential structure:
Definition 6.3.
A stabilization of an -dimensional tangential structure is a map and an equivalence . A tangential structure is stable when it is equipped with a stabilization.
We emphasize that stability is structure, not just a property.
Example 6.4.
Define a stable smooth structure on a PL-manifold to be a lift of its stabilized tangent bundle through . In other words, for an -manifold, stable smoothness corresponds to the tangential structure . Stable smoothness is by construction a stable tangential structure.
Stable smoothness is weaker than smoothness: the map is not a homotopy equivalence. Indeed, actual-smoothness is not a stable tangential structure. Write for the (unoriented) actually-smooth bordism -category and for the stably-smooth version. The map is not an equivalence of -categories.
That said, a careful analysis of smoothing theory shows that the map is -connected; in particular, this follows from [Lur09a, Lecture 21, Theorem 1]. In terms of bordism categories, this implies that becomes an equivalence after quotienting to weak -, a.k.a. -, categories. The upshot is that for TQFTs valued in a weak -category, the notions of smooth and stably-smooth TQFT agree.
The description of -morphisms in as -structured -dimensional cobordisms does not precisely present the actual space of -morphisms in . Indeed, the natural space of -dimensional -structured bordisms has as its equivalences the -structured diffeomorphisms. But the categorical equivalences in between -dimensional morphisms also include -structured h-cobordisms, and in high dimensions not every h-cobordism comes from a diffeomorphism. Rather, this description presents a flagged -category of bordisms as
(7) |
The main result of this section is:
Statement 6.5.
Suppose that is a stable tangential structure. Then the flagged -structured bordism category (7) is naturally a flagged -dagger -category.
Construction.
To build a dagger on , we must first provide a -volution. We will do this by twisting the canonical -volution by a carefully-selected action of on . To build such an action, consider the functor
which first pulls back a stable tangential structure to its unstable variant and then assigns the corresponding bordism category. To build an action of on the resulting bordism category, it therefore suffices to specify a functor
i.e. an action of on the bundle . Equivalently, we want to choose a bundle whose pullback along is .
Recall that is a coherently-associative monoid under , and that in homotopy theory a monoid is a group as soon as its is a group. Thus comes with an operation , canonical up a contractible space of choices, that inverts with respect to the group operation . With this operation in hand, we choose to set to be the pullback of along the composition
These actions are compatible: the inclusion intertwines the induced -volutions. What remains is to trivialize a certain induced action of on . Our -volution on was built out of two pieces: the canonical volution together with our choice . By the same token, the action of on that we care about has two pieces. One piece is the restriction along of the action on . The other piece comes from restricting the canonical volution along . Combining these pieces and writing the problem in terms of bundles, one finds that what needs trivializing is the restriction of along the composition
But this composition factors through
which is trivial by the definition of . ∎
Remark 6.6.
Both the notion of a dagger category with unitary duals and Statement 6.5 are based on geometry. There is an analogous story replacing with and -geometry with smooth geometry. The smooth bordism category with smoothly stable tangential structure has a natural -dagger structure.
Example 6.7.
Let us restrict to unextended bordism categories. Whereas the very definition of -dagger -category, and hence the content of Statement 6.5, required Conjecture 5.3, the definition in the unextended case and the construction described below are fully rigorous.
Because smooth bordism categories are more familiar than their piecewise-linear counterparts, we will focus on that case. For each there is a smooth -structured unextended bordism -category whose objects are closed -dimensional -structured manifolds and whose morphisms are -structured -dimensional bordisms. This category is naturally flagged: the naïve equivalences between objects in are the -structured diffeomorphisms, but the categorical equivalences also include -structured h-cobordisms; writing for the space of -structured closed -manifolds and diffeomorphisms between them, we find a flagged -category
which is often not univalent.
Since is rigid symmetric monoidal, it has a canonical anti-involution (which is to say a volution for the group ). It is precisely the operation that takes duals. This canonical anti-involution typically does not extend to a dagger structure: for example, when , the dual of an object is its orientation-reversal, and most oriented manifolds simply are not orientation-diffeomorphic to their orientation reversals. This is why we needed to find an appropriate twist by a symmetric monoidal action.
Suppose that our tangential structure is stable, i.e. (in the smooth case) pulled back from . We will twist the canonical anti-involution on by the involution on built by restricting along the composition
(8) |
To finish the construction of a dagger structure, we take the corresponding twisted anti-involution, restrict it to the (flagged) groupoid of objects where it becomes an involution, and trivialize it. This involution combines duality with the chosen involution on .
In general, given an -dimensional tangential structure , the duality involution on is the one built from restricting along . Together with the twisting, we find that we win if the total composition
agrees with the canonical map . And it does by virtue of .
Statement 6.8.
Symmetric monoidal dagger structures on bordism categories are relevant for the definition of reflection positivity [Ati88, Bae06, TV17, FH21, Ste24]. As a motivating example, consider the anti-involution on the symmetric monoidal category of finite dimensional super vector spaces given by twisting the canonical one by the -action corresponding to complex conjugation. The category of fixed points describes Hermitian super vector spaces and unitary maps between them. We denote by its full subcategory on the super Hilbert spaces and by the coherent dagger 1-category
An -structured unextended topological quantum field theory has a reflection structure when it is a functor of anti-involutive, or equivalently -equivariant, categories. A field theory with reflection structure is called reflection positive if it induces a dagger functor : if the Hermitian structures induced by Example 6.7 on the images of are all positive definite. Reflection positivity encodes physical unitarity. Thus we propose the following tentative definition:
Proposal 6.9.
Let be a rigid symmetric monoidal -dagger -category. A unitary -structured extended topological quantum field theory valued in is a functor of symmetric monoidal -dagger categories .
Remark 6.10.
Proposal 6.9 is to be interpreted loosely as the type of definition we expect to be correct. However, there are many details to be pinned down. For instance, we expect the dagger structure on from Statement 6.5 to be part of a -dagger tower and a unitary extended topological field theory might be required to respect this structure. In addition, our proposal prefers the -bordism category, but the smooth version from Remark 6.6 might be more appropriate in certain applications.
Fully defining unitary extended topological quantum field theory furthermore requires settling on good target categories . Without unitarity, good target categories should feel like higher categories of “higher vector spaces” or “higher super vector spaces”; with unitarity, one should instead expect to organize the “higher (super) Hilbert spaces.” In upcoming work [CFH+], some of us construct a symmetric monoidal -category of “finite-dimensional 3-Hilbert spaces.” It is rigid by construction, and moreover it is expected to carry an organic -dagger structure. Together with Definition 6.9 and Statement 6.5, one arrives at a definition of -dimensional bosonic fully-extended unitary topological quantum field theories for any stable tangential structure. The construction of in [CFH+] starts with the usual dagger -category of finite-dimensional Hilbert spaces and repeatedly applies a certain manifestly-dagger delooping procedure. This delooping procedure is expected to extend to even higher categories as well.
Another candidate for weakening the finite dimensionality conditions would be an appropriate Morita -category of Bicommutant Categories. Bicommutant categories as first introduced in [Hen17]; their Morita theory is under development. Similar to the 3-category , the category of Bicommutant categories, bicommutant category bimodules (W*-categories), equivariant functors and natural transformations, called could serve as target for unitary quantum field theories, more general than just TQFTs, for instance chiral conformal field theories. It is expected that this category is a strictly fully-dagger, with involutions given by the categorical operation on objects and 1-morphisms and using adjoint functors and natural transformations on the top two levels.
Further analysis of Definition 6.9 — construction of examples, a Unitary Cobordism Hypothesis, etc. — will be the subject of future work.
Acknowledgements
The authors would like to thank the other participants of the June 2023 Zoom workshop on Dagger Higher Categories: Bruce Bartlett, André Henriques, Chris Heunen, Peter Selinger, and Dominic Verdon, along with Jan Steinebrunner. The authors acknowledge the following grant support:
GF, BH, DP | NSF DMS 2154389 |
CK | NSF GRFP 2141064 |
TJF | NSERC RGPIN-2021-02424 |
TJF, LM, CS, LS | Simons Collaboration on Global Categorical Symmetries (Simons Foundation grants 888996 and 1013836) |
LS | Atlantic Association for Research in the Mathematical Sciences |
DR | Deutsche Forschungsgemeinschaft (DFG) – 493608176 |
CS | Deutsche Forschungsgemeinschaft (DFG) – SFB 1085 Higher Invariants |
N | James Buckee Scholarship, Merton College, Oxford |
Research at Perimeter Institute is supported in part by the Government of Canada through the Department of Innovation, Science and Economic Development and by the Province of Ontario through the Ministry of Colleges and Universities.
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