Curves with stable or semistable normal bundle on Fano hypersurfaces
Abstract.
For every and all large enough depending on , a general curve of genus , degree in a hypersurface of degree in , or in itself, has semistable normal bundle. If are large enough, the normal bundle is stable. Similar results hold for curves on general hypersurfaces of degree in provided certain arithmetical conditions on hold. Previous results were restricted to the case of ambient space where either the normal bundle has integer slope or or and .
Key words and phrases:
projective curves, stable bundles, normal bundle, hypersurfaces, degeneration methods2010 Mathematics Subject Classification:
14n25, 14j45, 14m220. Introduction
0.1. Set-up
A vector bundle on a curve is said to be semistable if every subbundle has slope . It is a natural question whether for a sufficiently general curve on a given projective variety , with given homology class or degree and genus , the normal bundle is semistable. This intuitively means moves evenly in all directions.
0.2. Known results
Except for the case where is an integer, existence results for curves with semistable normal bundle have been sporadic and restricted to the case of ambient space , mostly . They are due to many mathematicians since the early 1980s, including Ballico-Ellia [2], Coskun-Larson-Vogt [3], Ein-Lazarsfeld [4], Ellia [6], Elligsrud-Hirschowitz [7], Ellingsrud-Laksov [8], Ghione-Sacchiero [9], Eisenbud-Van de Ven [5], Hartshorne [10], Hulek [11], Newstead [12], Sacchiero [15]. Notably, Ein and Lazarsfeld [4] have shown that an elliptic curve of (minimal) degree in has semistable normal bundle, and Coskun-Larson-Vogt [3] have shown recently that with few exceptions, Brill-Noether general curves in have stable normal bundle.
Along different lines, it was shown by Atanasov-Larson-Yang [1] that the normal bundle to a general nonspecial curve in is interpolating or balanced in the sense that for a general effective divisor of any degree one has either or . It is known (see lemma ‣ 1) that for any bundle with integral slope, interpolation implies semistability. Thus, [1] yields curves with semistable normal bundle in with any genus and degree such that .
For curves on hypersurfaces of degree in , the results of [14] on interpolation again yield some curves whose normal bundle is balanced with integer slope, hence semistable. In the case of anticanonical hypersurfaces () this includes curves on any genus and sufficiently large degree such that (for there are additional congruence conditions). Apparently there are no known results where has non-intergal slope.
0.3. New results
The purpose of this paper is to expand the collection of curves with known stable or semistable normal bundle on hypersurfaces. To compactify the statement, we will adopt the following terminology. A curve is one of genus and degree ; a curve is normally semistable (resp. stable) (in a given ambient space) if its normal bundle is semistable (resp. stable).
Our new results are as follows. First for semistability (see Theorem 5, Theorem 8, Theorem 11, Corollary 12, Example 13 for precise statements).
Theorem (Semistability).
(a) Given , then
(i) a general curve in is normally semistable;
(ii) a general hypersurface of degree in contains a normally semistable curve;
(iii) if be a general hypersurface of degree in , and satisfy a certain arithmetical condition, then contains a normally semistable curve; for example, the condition holds (for all )
- if , whenever ;
- if , whenever .
For large enough genus and degree we also get some results on stability (see Theorem 17 and Theorem 18):
Theorem (Stability).
Notations as above,
(i) for , a general curve in is normally stable;
(ii) for and , a general hypersurface of degree in contains a normally stable curve.
Remarks:
-
(i)
The normal bundles in question have in general non-integral slope.
-
(ii)
To my knowledge these are the first cases, beyond or or the case of integral slope, of genus- curves in with known semistable normal bundle.
-
(iii)
Other than the integral slope case, there are no such results in the literature for hypersurfaces other than .
-
(iv)
Our results will actually establish a property called cohomological semistablity which is a priori stronger than semistability.
-
(v)
For Coskun-Larson-Vogt have proven stability of the normal bundle for a larger set of degrees and genera.
-
(vi)
We do not state a result on stability for curves on hypersurfaces of degree in .
-
(vii)
There is no reason to expect the range of curve degrees that we obtain to be optimal: e.g. in the case of one might optimistically expect (semi)stability for all Brill-Noeter general curves.
∎
As for the geometric meaning of a curve having semistable normal bundle, note that a smooth subvariety containing the curve yields a subbundle of the normal bundle, so from the standard formula for the degree of the normal bundle and the definition of semistability, we have:
Lemma.
Let be a smooth curve of genus with semistable normal bundle on a smooth -dimensional variety. Then for any subvariety of dimension containing and smooth along it, we have
0.4. Method of proof
Our strategy is to first prove, in Theorem 1, semistability for genus 1 using a ’fish fang’ degeneration (compare [13], [14]) where the embedding degenerates to
where are blowups of in a suitable resp with common divisor and where are rational with . In fact we will prove a more general result showing semistability of general modifications of the normal bundle. This result is then used to prove the main result for , Theorem 5, by an induction on the genus, using another fang degeneration. The result for anticanonical hypersurfaces, Theorem 8 (slighly more general than the above statement), is proven using the case plus a fan-quasi cone degeneration similar to the one used in [13]. Finally the result for lower-degree hypersurfaces, Theorem 11, is proven using a suitable fang as in [13], essentially putting the curve in a suitable projective bundle over a , using semistablity of the horizontal part of the normal bundle by Theorem 5 and proving semistability of the vertical part by another degeneration argument.
Notations
The slope of a bundle , i.e. , is denoted . The remainder of divided by is denoted . We denote by .
1. Preliminaries
A bundle on a smooth curve is said to be cohomologically semistable or c-semistable if for every and every line subbundle (or equivalently, rank-1 subsheaf) , one has
By taking determinants, cohomological semistability implies semistability. is said to be balanced if for every and a general effective divisor of degree one has either or . As mentioned above, balancedness implies semistability for bundles of integral slope:
Lemma 0.
If is balanced then we have for every subbundle ,
In particular, if is balanced and is an integer then is semistable.
Proof.
Adding to both sides, it suffices to prove . If then , hence . Therefore , hence , i.e. . ∎
Note the Lemma does not prove that a balanced bundle with integer slope is cohomologically semistability.
Given a bundle on a curve, a general down modification of is the kernel of a torsion quotient such that the support of consists of general points and the map is general. Specifying such a modification is equivalent to specifying some general points plus general subspaces . Note that general modifications make sense even if the curve is reducible, in which case it is assumed that each point us general in some component. It is easy to see that a general modification of a balanced bundle on
A bundle is said to be hyper-stable if its general down modification is stable. Ditto for semistable and for the c-versions.
A bundle admits a uniquely-determined increasing filtration called the Harder- Narasimhan filtration
such that each is semistable and . In particular, is called the first HN subbundle of and is characterized by having maximal slope, and maximal rank for its slope, among subsheaves of .
2. Genus 1 in Projective space
As mentioned above, Ein-Lazarsfeld [4] have proven c-semistability of the normal bundle of an elliptic normal curve, of degree in . Here we prove an analogous but logically independent result, showing semistability of the normal bundle of a general ellpitic curve of degree or in . In the case , this result follows from that of Coskun-Larson-Vogt [3].
First, as a matter of terminology, the bidegree of a bundle on a reducible curve is by definition .
Theorem 1.
The normal bundle of a general elliptic curve of degree or in is c-hyper-semistable.
In view of Lemma Lemma, this implies:
Corollary 2.
Notations as above, any smooth -dimensional subvariety containing must have
Proof of Theorem.
We will do the case even, as the case odd is similar and simpler (see comments at the end of the proof). Assume first that . Consider a fang degeneration
where
in which are exceptional divisors and is constructed via isomorphisms which may be assume general. There is a standard smoothing of to . Consider curves
with each being a birational transform of a general rational curve of degree resp. meeting resp. twice, such that
and such that
Then is a nodal, lci ’fish’ curve in and smooths out to an elliptic curve of degree in whose normal bundle is a deformation of . Note that every degree is in Theorem 1 is obtained. Now using Lemma 31 of [14], we may assume each is balanced in , so that
where
Now set and note that has slope
Because is balanced, it is easy to see that so is its general down modification.
/************
*********/
Note we have natural identifications
(1) |
and likewise for . The blowdown map contracts the vertical factor of and because the upper subbundle maps isomorphically to its image in , it follows that the fibre of the upper subbundle at is not contained in the vertical subspace , and likewise at . Ditto for .
Now I claim that with general choices, the upper subspaces of and at are in general position, and likewise for the exterior powers. To this end we use automorphisms. The automorphisms of stabilizing lift to automorphsms of that send to itself and are compatible with the projection (i.e. mapping a fibre to a fibre). Now the automorphism group of fixing maps surjectively to the automorphism group of and the latter acts transitively up to scalars on the ’nonvertical pairs’, i.e. pairs such that . Such automorphisms of move through , compatibly with the isomorphism (1), hence also move the upper subsheaf so its fibres at and are general subspaces. Ditto for .
/**************************************** *******************************/
Now the following Lemma concludes the proof of Theorem 1.
Lemma 3.
Let be a nodal curve with . Let be a rank- vector bundle on such that
and such that, under the gluing maps , the upper subspaces are in general position and likewise at . Then
(i) any line subbundle of has degree at most ;
(ii) for any 1-parameter smoothing of such that the total space of the curve family is smooth, is c-semistable.
Proof.
To begin with, the fact that (i) implies (ii) is standard: indeed if is a smooth surface with fibres and special fibre , and is a bundle on with and a general is not semistable we may consider its ’first Harder-Narasimhan subbundle’ (maximal slope , maximal rank, say , among subbundles of slope ), which is a uniquely determined subbundle and determines a line subbundle of which by smoothness of extends to a line subbundle of hence a line subbundle of , so (i) applies.
As for (i), we will assume is not an integer, i.e. , as the case where is an integer is simpler. We have
(2) |
It has slope
/********* *********/
Set
Note that if on and , then for any we have
For any we have
(3) |
Lemma 4.
Assume , . Then
Proof.
We have where the fraction is . The identity
shows that
Therefore
Hence
and similarly
∎
Now consider a line subbundle of , with respective restrictions , We may assume has degree , hence corresponds to a section of , and and must match at and . By (3) and Lemma 4, and our general gluing hypothesis, we must have , hence has degree . This concludes the proof of Lemma 3, hence of Theorem 1. ∎
Now in case odd the argument is the same using with glued along . ∎
/*************** ********************/
3. Higher genus in Projective space
The following result extends Theorem 1 to higher genus, using an induction on the genus.
Theorem 5.
Let be a general curve of genus and degree in . Then the normal bundle of in c-hyper-semistable normal bundle;
Corollary 6.
Notations as above, if is a smooth -dimensional variety containing then
Proof of Theorem.
We use induction on , the case being contained in Theorem 1 We use the same fang degeneration of as in Theorem 1 but this time we put on . Again we consider a curve
For we use the birational transform in of a rational normal curve , with . Thus we have a perfect normal bundle
For we however use a disjoint union
of curves of respective genera , and respective degrees
(so that ), such that
meeting the common divisor and in resp. . Thus has arithmetic genus and is smoothable to a curve of genus and degree in . By induction , the normal bundles are semistable for , as are their general down modifications. Therefore by the elementary Lemma below so is, in a suitable sense and likewise the smoothing .
Lemma 7.
Let be a vector bundle on a connected nodal curve that is the union of smooth components, such that the restriction of on each component is semistable (resp. c-semistable). Then for any smoothing of , we have
(i) is semistable (resp. c-semistable);
(ii) if moreover the restriction of on at least one component of is stable (resp. c-stable), is stable (resp. c-stable).
This completes the proof in case odd. In case even we let and proceed similarly. ∎
4. Fano hypersurfaces
The purpose of this section is to construct curves with semistable normal bundle on some general Fano hypersurfaces of dimension in projective space. We begin with the case of anticanonical hypersurfaces (degree in ).
Theorem 8.
Let be a general hypersurface of degree in and let be such that . Then contains a curve of genus and degree with c-hyper- semistable normal bundle.
Remark 9.
Note that for as above the slope
is generally not an integer.
Corollary 10.
Notations as above, if the curve is contained in a smooth -dimensional subvariety then
Proof of Theorem.
We will use the same fan- quasi cone degeneration as in [13]. Thus we take
with the blowup pn at a point , with exceptional divisor , and containing as a hyperplane. In we consider a Cartier divisor
with the blowup of a quasi-cone , i.e. a hypersurface of degree with multiplicity at , and a general hyperurface of degree in . Then smooths out to a hypersurface of degree . As noted in [13], §4, may be realized as the blowup of in an complete intersection
where corresponds to and (which is not unique) corresponds to a hyperplane section of and its proper transform is . Proceeding as in [13], write
and consider a curve of the form
Here is the birational (=isomorphic) transform of a curve of genus and degree in , meeting in points with general tangents, whose normal bundle is semistable and remains semistable after the general down modification at , corresponding to the tangent spaces . Such a curve exists by Theorem 5 and meets in . The latter modification coincides with . And as in [13], is a disjoint union of lines with trivial (hence semistable) normal bundle, meeting in . Now we have
Therefore e.g. by Lemma 7 above or by an argument as in [13], a smoothing of to a curve on a hypersurface of degree in has semistable normal bundle.
The proof of c-hyper- semistability is the same, taking the modification centers to be general points on . ∎
Next we take up the case of hypersurfaces of degree in :
Theorem 11.
Let be a general hypersurface of degree in . Let and be such that
(4) |
Then contains a smooth curve of degree and genus with c-semistable normal bundle.
Corollary 12.
Notations as above, assume either
-
(i)
; or
-
(ii)
is even and ; or
-
(iii)
is odd, is even and .
-
(iv)
both odd,
Then for any and sufficiently large , contains a curve of genus , degree with c-semistable normal bundle.
Example 13.
For we recover a special case of the result of Theorem 8 with a shift of notation (namely, the case where so the curve is disjoint from ).
For the equation (4) is solvable for all and all large provided , i.e. either is even or .
For the equation (4) is solvable for all and all large provided is odd and or equivalently .
Proof of Theorem.
We will use the fang setup as in [13], §6. Thus we set and consider a limiting form of which is a fang of the form
where
In we consider a divisor which is a limiting form of a degree- hypersurface in and has the form
where and is fibred over with general fibre a general hypersurface of degree in the fibre of . We recall that is a rank- bundle over which fits in an exact sequence
(5) |
Then in we consider a connected lci curve of the form
where is a disjoint union of lines with trivial (hence c-semistable) normal bundle while is a suitable isomorphic lift of -degree of a smooth curve of genus with c-semistable normal bundle. Then deforms to a smooth curve of degree and genus on a general hypersurface of degree and the normal bundle will be c-semistable if is, which in turn will be true provided is c-semistable. Thus it would suffice to show that with suitable choices may be assumed semistable. For convenience, let us call the and degrees of a curve the upper and lower degrees, say , and the pair the bidegree.
Our strategy for constructing with c-semistable normal bundle is based on the following exact sequence
(6) |
combined with the following easy remark
Lemma 14.
Let
be an exact sequence of vector bundles on a curve such that two of , and are semistable with the same slope . Then so is the third. In char. 0, ditto for c-semistability.
The c-semistable case uses the fact that tensor products of semistable bundles are semistable in char. 0.
Now given , lifts of to correspond to invertible quotients
and the -degree of coincides with . The argument of [14], proof of Theorem 41 shows that if is large enough then such a lift exists for any . Then we have as in loc. cit. where is the kernel of the surjection , and has slope
On the other hand we have
Equating these slopes per Lemma 14 leads to
(7) |
The condition for to exist then is that the RHS of (7) be an integer and that is c-semistable for large enough.
To show the latter we argue as in [14] by induction on the genus . As usual with restricted bundles, the hard case is the initial one . To prove this case we will use a suitable fish curve (the argument here is a bit subtle because semistability is false for the components and we will need to use Lemma 3 instead). Note in any event that for , it is proven in [13], Lemma 33, that for all large enough (in fact ) and any , or equivalently a twist is balanced.
/***************** .********/
Now for , suppose given a bidgree satisfying (7). In fact it sufffices to assume . We consider for a reducible degenerate version, i.e. a nodal genus-1 curve of the form
where have genus 0 and bidegree . Let be the projection of to . Dualizing the bundle in (5), we get an exact sequence on :
(8) |
where the right map is with components homogeneous polynomials of degrees . We have
Let . Then we have so from (8) we get an exact sequence of sections on
where the right map is while the left map is the inclusion from the upper subbundle. Note that the images of in the middle term for must coincide at since , the lifts of , must meet of . By choosing the polymomials sufficiently general subject to this condition.
Now as are balanced we can write so the exact sequence defining resticted on becomes
where the left map can be assumed general. By choosing large enough we can ensure that therefore we can choose the left maps general enough so their images for are in general position relative to each other. By Lemma 3, this implies that and its smoothing are c-semistable. This completes the proof that is semistable for .
/******** ****************/
Finally for we use a 1-node reducible curve
with components of genera adding up to and suitable degree distribution, to again conclude or equivalently is c-semistable and proceed as above.
∎
5. Stability
Our strategy for constructing curves with stable normal bundle is to use the following easy remark
Lemma 15.
Let be a connected nodal curve. Let be a bundle on such that is stable and is semistable. Then is stable as is a general smoothing of . Ditto for c-stability and semistability.
We want to use a curve in a fang as above, and as we have already constructed many curves of high genus and degree with semistable normal bundle, it would suffice to construct a ’base curve’ of ’small’ genus and degree with stable normal bundle.
We begin with a remark on automorphisms of a product . When , the dimension of the automorphism group is . When , the dimension is
with the summands on the left corresponding respectively to maps (the latter maps being necessarily constant). The group acts generally transitively on tuples (point, tangent direction ), i.e. acts with an open orbit on the set of tuples in the projectivized tangent bundle, i.e. , provided . If the bound is about .
Now to construct our base curve we use the following.
Lemma 16.
For there exists and such that the normal bundle of a general nonspecial curve of genus and degree is c-hyper- stable.
Proof.
We first consider the case odd. Consider a fang as in the proof of Theorem 5, where the identification is chosen sufficiently general, and a nodal lci curve where
Here , the transverse component, is the inverse image of a general rational curve of degree disjoint from the exceptional divisor , while each ’bridge’ component is a general rational curve of degee (independent of ), meeting in 1 point and in 1 point , and may be assumed general on . Then smooths out to a curve of genus and degree in .
/**************** ********/
We want to arrange degrees so that the bridges are perfect. Assume first that is odd. Then it suffices to choose bridge degrees
(e.g. ). Then , . If is even we can use a fang with double locus and construct perfect bridges of respective degree on and on .
Now let be the remainder
Replacing the normal bundle by , we may assume . Now we choose , with respective remainders such that . If is even we take while if is odd we take .
Now because is perfect, me may identify the upper subspace of at , considered as subspace of , with the upper subspace of at , and we claim that with general choices, the latter becomes a general subspace of : to see this we can take of the form such that, setting , is perfect and the are general 1-secant lines to . Then is an up modification of corresponding to these lines, so the upper subspace is general. Moreover as long as , the groups of automorphisms of act generally transitively on the product of the projectivized tangent spaces to at , so by choosing a general isomorphism we may assume the upper subspaces for and at these points are in mutual general position.
Now let denote the down modification of in general points on and general points on . and write its slope on as slope
and similarly for . We assume and consider a line subbundle of of degree . We may assume has degree while has degree . The family of pairs has dimension at most
while the condition to match and at each of the is a total of conditions. To be precise, letting , we have a restriction map
whose image may be assumed in general position with respect to the graph of , hence disjoint from it as soon as . Therefore cannot exist in that case.
This completes the proff in case is odd, and the case even is handled similarly, using a fang with and .
∎
Now we can deduce the general case for existence of stable normal bundles, as outlined above:
Theorem 17.
For any there exists such that for all , , the normal bundle of a general curve of genus and degree in is c-hyper-stable.
Proof.
Let the initial genus be as in Lemma 16. For we use induction on and a connected nodal fang curve of the form
with (if ) or (if ), and with the proper transform of a curve of genus , degree meeting in 1 general point, and te proper transform of a general curve of genus 1 meeting or in 1 general point. By Lemma 16 and Theorem 1 respectively, the general down modification of normal bundle is stable, while that of is semistable. Hence a general down modification of is stable. ∎
Next we consider the case of anticanonical hypersurfaces.
Theorem 18.
Let be a general hypersurface of degree in . Then for all and , contains a curve of genus and degree whose normal bundle is c-hyper-stable.
Proof.
We don’t have a stability results for curves on hypersurfaces of degree , because the analogue of Lemma 14 fails, e.g. an extension of stable bundles of the same degree is not stable.
/***********
References
- [1] A. Atanasov, E. Larson, and D. Yang, Interpolation for normal bundles of general curves, Mem. AMS (2016), arxiv 1509.01724v3.
- [2] E. Ballico and Ph. Ellia, Some more examples of curves in with stable normal bundle, J. Reine Angew. Math. 350 (1984), 87–93.
- [3] I. Coskun, E. Larson, and I. Vogt, Stability of normal bundles of space curves, Algebra and Number Theory 16 (2022), 919–953, arxiv.math 2003.02964.
- [4] L. Ein and R. Lazarsfeld, Stability and restrictions of Picard bundles, with an application to the normal bundles of elliptic curves, Complex projective geometry (Trieste 1989/ Bergen 1989) (G. Ellingsrud, C. Peskine, G. Sacchiero, and S. A. Stromme, eds.), London Math. Society Lecture Note series, vol. 179, Cambridge University Press, 1992, pp. 149–156.
- [5] D. Eisenbud and A. Van de Ven, On the normal bundle of smooth rational space curves, Math. Ann. 256 (1981), 453–463.
- [6] P. Ellia, Exemples de courbes de a fibré normal semi-stable, Math. Ann 264 (1983), 389–396.
- [7] G. Ellingsrud and A. Hirschowitz, Sur le fibré normal des courbes gauches, C. R. Acad. Sci. Paris Sér I 299 (1984), no. 7, 245–248.
- [8] G. Ellingsrud and D. Laksov, The normal bundle of elliptic space curves of degree 5, 18th Scand. Congress of Math. Proc. (E. Balslev, ed.), Birkhauser, 1980, pp. 258–287.
- [9] F. Ghione and G. Sacchiero, Normal bundles of rational curves in , Manuscripta Math. 33 (1980), 111–128.
- [10] R. Hartshorne, Classification of algebraic space curves, Proc. Symp. Pure Math 46 (1985), 145–164.
- [11] K. Hulek, Projective geometry of elliptic curves, Algebraic Geometry- Open Problems, Lecture Notes in Math., vol. 997, Springer-Verlag, 1983, pp. 228–266.
- [12] P. E. Newstead, A space curve whose normal bundle is stable, J. London Math. Soc. (2) 28 (1983), 428–434.
- [13] Z. Ran, Balanced curves and minimal rational connectedness on Fano hypersurfaces, Internat. Math. Research Notices (2022), arxiv.math:2008.01235.
- [14] by same author, Interpolation of curves on Fano hypersurfces, Communications in Comtemporary Math. (2023), arxiv.math 2201.09793.
- [15] G. Sacchiero, Exemple de courbes de de fibré normal stable, Comm. Algebra 11 (2007), no. 18, 2115–2121.