Constructing multi-cusped hyperbolic manifolds that are isospectral and not isometric
Abstract.
In a recent paper Garoufalidis and Reid constructed pairs of -cusped hyperbolic -manifolds which are isospectral but not isometric. In this paper we extend this work to the multi-cusped setting by constructing isospectral but not isometric hyperbolic -manifolds with arbitrarily many cusps. The manifolds we construct have the same Eisenstein series, the same infinite discrete spectrum and the same complex length spectrum. Our construction makes crucial use of Sunada’s method and the Strong Approximation Theorem of Nori and Weisfeiler.
1. Introduction
In 1966 Kac [10] famously asked “Can one hear the shape of a drum?” In other words, can one deduce the shape of a planar domain given knowledge of the frequencies at which it resonates? Long before Kac had posed his question mathematicians had considered analogous problems in more general settings and sought to determine the extent to which the geometry and topology of a Riemannian manifold is determined by its Laplace eigenvalue spectrum.
Early constructions of isospectral non-isometric manifolds include -dimensional flat tori (Milnor [13]), compact Riemann surfaces (Vignéras [22]) and lens spaces (Ikeda [9]). For an excellent survey of the long history of the construction of isospectral non-isometric manifolds we refer the reader to [7].
In this paper we consider a problem posed by Gordon, Perry and Schueth [8, Problem 1.2]: to construct complete, non-compact manifolds that are isospectral and non-isometric. This problem has received a great deal of attention in the case of surfaces. For example, Brooks and Davidovich [1] were able to use Sunada’s method [18] in order to construct a number of examples of isospectral non-isometric hyperbolic -orbifolds. For more examples, see [8].
In a recent paper Garoufalidis and Reid [4] constructed the first known examples of isospectral non-isometric -cusped hyperbolic -manifolds. The main result of this paper extends the work of Garoufalidis and Reid to the multi-cusped setting.
Theorem 1.1.
There exist finite volume orientable -cusped hyperbolic -manifolds that are isopectral and not isometric for arbitrarily large positive integers .
Moreover, the manifolds we construct will be shown to have the same Eisenstein series, the same infinite discrete spectrum and the same complex length spectrum.
The author would like to thank Dubi Kelmer, Emilio Lauret, Ben McReynolds, Djordje Milićević, Alan Reid and Ralf Spatzier for useful conversations concerning the material in this paper. The author is especially indebted to Jeff Meyer for his close reading of this paper and his many suggestions and comments. The work of the author is partially supported by NSF Grant Number DMS-1905437.
2. Preliminaries
Given a positive integer we define to be -dimensional hyperbolic space, that is, the connected and simply connected Riemannian manifold of dimension having constant curvature . Let be a torsion-free discrete group of orientation preserving isometries of such that the quotient space has finite hyperbolic volume. Thus is a finite volume orientable hyperbolic -manifold.
There exists a compact hyperbolic -manifold with boundary (possibly empty) such that the complement consists of at most finitely many disjoint unbounded ends of finite volume, the cusps of . Each cusp is homeomorphic to where is a compact Euclidean -manifold.
Let denote the limit set of (i.e., the set of limit points of all the orbits of the action of on ). A point is called a parabolic limit point if it is the fixed point of some parabolic isometry . The stabilizer of such a is called a maximal parabolic subgroup of . A cusp of is a -equivalence class of parabolic limit points and will be denoted by . We will omit the subscript when the group is clear from context. The correspondence between cusps of and cusps of is given by the fact if is a cusp of then may be identified as where is a precisely invariant horoball based at for some cusp of .
3. Spectrum of the Laplacian
It is known that the space has a decomposition
where corresponds to the discrete spectrum of the Laplacian on and corresponds to the continuous spectrum of . The discrete spectrum of is a collection of eigenvalues where each occurs with a finite multiplicity. The continuous spectrum of is empty when is compact and otherwise is a union of finitely many intervals (one for each cusp of ) of the form
When is compact it is known that the discrete spectrum is infinite and obeys Weyl’s Asymptotic Law. The precise analogue of Weyl’s Asymptotic Law is in general not available when is not compact, though it is known in the case that is an arithmetic congruence group [17, 19, 20, 21].
The following elementary lemma will be useful in proving that certain manifolds have infinite discrete spectrum.
Lemma 3.1.
Let be a non-compact hyperbolic -manifold and be a finite cover of . If has an infinite discrete Laplace spectrum then so does .
Proof.
The eigenfunctions associated to the discrete Laplace spectrum of are the set of eigenfunctions of the Laplacian that are invariant under and which are -integrable over some (and hence any) fundamental domain for . Any such function is also invariant under , and since the fundamental domain of is a finite union of fundamental domains of , the function will also be integrable over a fundamental domain for . It follows that has an infinite discrete Laplace spectrum if does.∎
In order to discuss the spectrum of further we need to make clear the contribution of Eisenstein series. Let be a cusp of with stabilizer . The Eisenstein series on associated to is defined to be the convergent series
where represents a non-identity coset of in and is the orientation preserving isometry of hyperbolic space taking the point at infinity to the cusp point . Here we use the coordinates for the upper half-space.
Let be representatives of a full set of inequivalent cusps of . To ease notation we will temporarily refer to the Eisenstein series associated to the -th cusp by . The constant term of with respect to is denoted and satisfies
where is the orientation preserving isometry of hyperbolic space taking the point at infinity to the cusp point and where the coefficients define the scattering matrix . We define the scattering determinant to be the function . The Eisenstein series , the scattering matrix and the scattering determinant have meromorphic extensions to the complex plane. The poles of are poles of the Eisenstein series and all lie in the half-plane , except for at most finitely many poles in the interval . The latter poles are related to the discrete spectrum as follows. Taking the residue of at one of the latter poles yields an eigenfunction of the Laplacian with eigenvalue . The subset of the discrete spectrum arising from residues of poles of Eisenstein series (equivalently, of ) is called the residual spectrum. If is such a pole then we define the multiplicity at to be the order of the pole at , plus the dimension of the eigenspace in the case when contributes to the residual spectrum as described above. This discussion motivates the following definition.
Definition 3.2.
Let be -cusped hyperbolic -manifolds (for some positive integer ) of finite volume with scattering determinants . We say that and are isospectral if
-
•
and have the same discrete spectrum, counting multiplicities;
-
•
and have the same set of poles and multiplicities.
The scattering determinant is in general very difficult to compute explicitly, although it has been worked out in several special case. For example, the scattering determinants associated to Hilbert modular groups over number fields have been computed in terms of Dedekind zeta functions by Efrat and Sarnak [3] and Masri [12].
4. Cusps of finite covers of hyperbolic manifolds
We begin with a group theoretic lemma. Let be a group, be an element of , and be subgroups of . We define the double coset by
Lemma 4.1.
There is a bijection between the cosets of in and the cosets of in .
Proof.
Recall that is the union of the cosets as varies over the elements of . As right cosets of in , two cosets and intersect if and only if they are equal. Observe that if and only if there is an element such that , or equivalently, if and only if (and thus is an element of ). This shows that if and only if . We have therefore shown that the map given by is a bijection between the cosets of in and of in . We can now conjugate by to obtain a bijection between the cosets of in and the cosets of in . ∎
Let be a discrete subgroup of and be -equivalent. Let be a subgroup of of finite index. We now define the set
Lemma 4.2.
There is an equality of sets , where and is any element of such that .
Proof.
That any element of lies in is clear. Suppose therefore that and that . Then , hence and there exists such that . This implies that and completes the proof of the lemma. ∎
Let and be non-compact hyperbolic -manifolds of finite volume and
be a covering. Let represent a cusp of and .
Definition.
The preimage of a cusp of is always a union of cusps of . We say a cusp of remains a cusp of relative to when the preimage of that cusp has precisely one cusp of . Algebraically, this is equivalent to .
Lemma 4.3.
Suppose is a cusp representative of both and and that . Then there is an equality of sets .
Proof.
That is clear as both and are subgroups of . Now let . Since there exists an element such that . It follows that , hence and there exists such that . This implies that , concluding the proof. ∎
Theorem 4.4.
Let represent the -orbits on the elements of belonging to the cusp of . Then
Proof.
Write as a disjoint union of cosets :
Since acts transitively on , every element of is in the orbit of for some . For each , fix such that . By Lemma 4.2, . Lemma 4.1 shows that is the union of cosets of , where is the index of in . As , we see that .
Putting all of this together, we see that is the disjoint union of as varies over . Since each of these is the disjoint union of cosets of , we conclude that
which completes our proof.∎
Corollary 4.5.
We have an equality of indices for all cusps of if and only if every cusp of remains a cusp of .
Proof.
We first prove that if every cusp of remains a cusp of then for all cusps of . Fix a cusp of and define . We must show that . To that end, suppose that . Then
We have therefore exhibited a bijection between the cosets of in (the equality follows from Lemma 4.3) and the cosets of in , hence .
As the reverse direction is an immediate consequence of Theorem 4.4, our proof is complete. ∎
Corollary 4.6.
Suppose that is a normal cover of . Let be a cusp of and be a cusp of contained in . The number of cusps of contained in is
Proof.
In light of Theorem 4.4 it suffices to prove that if are cusps of contained in the cusp of then . To that end, let be such that . Then
hence, as , we have
which completes the proof. ∎
5. Eisenstein series
Theorem 5.1.
Let be a non-compact hyperbolic -manifold and be a finite cover of with covering degree . If a cusp of is also a cusp of (i.e., the preimage in of the corresponding cusp of is a single cusp) then .
Proof.
Let represent a fixed cusp of and . We begin our proof by noting that Theorem 4.4 shows that , hence we may select a collection of coset representatives for in which is also a collection of coset representatives for in . Let be such a collection.
An arbitrary term of is of the form where represents a non-identity coset of in and is the orientation preserving isometry of hyperbolic space taking the point at infinity to the cusp point . Here we use the coordinates for the upper half-space. Using our decomposition of into cosets of we see that there exists and such that . Because , the coset is equal to the coset as cosets of . In particular this implies that we may choose representatives for the cosets to all lie in . Note that for all we have
It follows that
∎
The following is an immediate consequence of Theorem 5.1.
Corollary 5.2.
Suppose that is a cusped orientable finite volume hyperbolic -manifold and that are finite covers of with the same covering degree and having the property that every cusp of remains a cusp of (). Then all of the Eisenstein series of and are equal.
6. Congruence covers and -reps
Let be a non-compact finite volume orientable hyperbolic -manifold. Let represent a complete set of inequivalent cusps of and be the subgroup of that fixes .
Definition 6.1.
A surjective homomorphism is called a -rep if, for all , is non-trivial and all non-trivial elements of are parabolic elements of .
We remark that if is a -rep then must be a subgroup of of order .
Theorem 6.2.
Let be a -cusped, non-arithmetic, finite volume orientable hyperbolic -manifold with -reps and . Let be a number field with ring of integers and degree not divisible by . Assume that the faithful discrete representation of can be conjugated to lie in . There exist infinitely many prime powers and covers of such that:
-
(i)
the composite homomorphism
is a -rep,
-
(ii)
the degree over of the cover is ,
-
(iii)
the number of cusps of is at least , and
-
(iv)
has an infinite discrete spectrum.
Proof.
We begin by constructing a finite cover of which has an infinite discrete spectrum. The manifold will arise as a finite cover of and will therefore have an infinite discrete spectrum by virtue of Lemma 3.1. To that end, let be an index subgroup of . Such a subgroup is well-known to exist, and the cover of associated to the pullback subgroup of by is a degree cover of . Denote this cover by . We claim that has one cusp. Let be the subgroup of stabilizing the cusp of . As was commented above, must be a cyclic subgroup of of order . Since has index in and it must be the case that is trivial. It follows that , hence has one cusp by Corollary 4.5. It now follows from [4, Theorem 2.4] that has an infinite discrete spectrum. We note that [4, Theorem 2.4] has two hypotheses: that be non-arithmetic and that not be the minimal element in its commensurability class. That is non-arithmetic is clear, since it is a finite cover of , which is non-arithmetic. It is equally clear that is not the minimal element of its commensurability class, since such an element cannot be a finite cover of another hyperbolic -manifold.
We claim that also admits a -rep to . In particular, we will show the homomorphism to obtained by composing the inclusion map with is a -rep. To see this, note that because , the map is a bijection from to itself, hence our claim follows from the fact that for every the element lies in .
Given a proper, non-zero ideal of we have a composite homomorphism
called the level congruence homomorphism. It follows from the Strong Approximation Theorem of Nori [14] and Weisfeiler [23] that for all but finitely many prime ideals of the level congruence homomorphism is surjective.
By Dirichlet’s Theorem on Primes in Arithmetic Progressions we may choose a prime satisfying which does not divide the discriminant of . Let be a prime ideal of lying above which has inertia degree satisfying . Note that the existence of such a prime ideal follows from the well-known equality in algebraic number theory
where , denotes the ramification degree of over and denotes the inertia degree of over . In particular our assertion follows from the hypothesis that not be divisible by and the fact that all of the ramification degrees are equal to one (since doesn’t divide the discriminant of and thus does not ramify in ).
We observed above that it follows from the Strong Approximation Theorem that for all but finitely many primes the associated congruence homomorphism is surjective. In light of our use of Dirichlet’s Theorem on Primes in Arithmetic Progressions in the previous paragraph we may assume that was selected so that is surjective. Let be the cover of associated to the kernel of . The cover of is normal of degree
which proves (ii) upon setting .
Assertion (iii) follows from assertion (ii) and Corollary 4.6 since the image under of a cusp stabilizer will be an abelian subgroup of and thus will have order at most by the classification of subgroups of (see [2]).
We now prove assertion (i). We will abuse notation and denote by the -rep from onto . Because this -rep was obtained by composing the inclusion of into with the -rep from onto (which was also denoted ), it suffices to prove assertion (i) with in place of . Let . As contains for all and is surjective, the surjectivity of follows from the fact (easily verifiable in SAGE [16]) that is generated by the th powers of its elements whenever and .
Let be the subgroup of which fixes some cusp of and be the subgroup of fixing the corresponding cusp of . Because is a -rep, consists entirely of parabolic elements and therefore is a subgroup of of order . Note that for some divisor of . We will show that , and thus , is not divisible by . Because was chosen so that , we also have (since ). It is now an easy exercise in elementary number theory to show that is not divisible by whenever . Having shown that , we observe that if has non-trivial image in then and thus is non-trivial in . Since is a subgroup of and thus also consists entirely of parabolic elements, this proves assertion (i). ∎
7. Sunada’s Method for constructing isospectral manifolds
We begin this section by recalling the statement of Sunada’s theorem [18].
Given a finite group with subgroups and we say that and are almost conjugate if, for all ,
where denotes the conjugacy class of in .
Theorem 7.1 (Sunada).
Let be a Riemannian manifold and be a surjective homomorphism. The coverings and of with fundamental groups and are isospectral.
The following is a group theoretic lemma of Prasad and Rajan [15, Lemma 1] which they used to reprove Sunada’s theorem. In what follows, if is a group and is a -module then is the submodule of invariants of .
Lemma 7.2.
Suppose that is a finite group with almost conjugate subgroups and . Assume that is a representation space of over a field of characteristic zero. Then there exists an isomorphism , commuting with the action of any endomorphism of which commutes with the action of on ; i.e. the following diagram commutes:
Theorem 7.3.
Let be a cusped finite volume orientable hyperbolic -manifold that is non-arithmetic and that is the minimal element in its commensurability class (i.e., where denotes the commensurator). Let be a finite cover of , be a finite group and be non-conjugate almost conjugate subgroups of . Suppose that admits a homomorphism onto such that the induced composite homomorphism is also onto. Let be the finite covers of associated to the pullback subgroups of and and assume that and both have the same number of cusps as . Then and are are isospectral, have the same complex length spectra, are non-isometric and have infinite discrete spectra.
Proof.
Our proof will largely follow the proof of the analogous result of Garoufalidis and Reid [4, Theorem 3.1].
We begin by proving that the manifolds and are non-isometric. Let be such that and . If and are isometric then there exists such that . Such an element necessarily lies in the commensurator of , and since we see that . By hypothesis there exists a surjective homomorphism . Projecting onto we see that , which contradicts our hypothesis that and be non-conjugate.
To prove that and are isospectral we must show that their scattering determinants have the same poles with multiplicities and that they have the same discrete spectrum. Since and have the same covering degree over , that their scattering determinants have the same poles with multiplicities follows immediately from Theorem 5.1, which in fact shows that all of their Eisenstein series coincide. That and have the same discrete spectrum follows from Lemma 7.2 with , and the Laplacian.
That and have the same complex length spectra follows from the proof given by Sunada [18, Section 4].
That and have infinite discrete spectra follows from [4, Theorem 2.4].
∎
8. Proof of Theorem 1.1
In light of Theorems 6.2 and 7.3 it suffices to exhibit a non-arithmetic, -cusped finite volume hyperbolic -manifold which is the minimal element in its commensurability class and which admits -reps onto and .
To prove this assertion, let be a hyperbolic -manifold as in the previous paragraph and assume that can be conjugated to lie in for some number field whose degree is not divisible by . (We will construct such a manifold below.) It follows from Theorem 6.2 that there exist infinitely many prime powers and covers of such that composing the inclusion with the -rep yields a -rep and such that has at least cusps.
We have seen that there is a surjective homomorphism . It is well known that contains a pair of non-conjugate, almost conjugate subgroups of index . Call these subgroups and and observe that since , it must be that and have order . Let () be the manifold covers of associated to and .
Fix and let be a cusp of . Let and . Because the homomorphism is a -rep, is a cyclic subgroup of of order . Since has order it must be that is trivial. In particular it follows that and consequently that . Corollary 4.5 now implies that every cusp of remains a cusp of . In particular this shows that and both have the same number of cusps as , and this number can be made arbitrarily large by taking the prime power (from Theorem 6.2) to be arbitrarily large. Theorem 1.1 now follows from Theorem 7.3.
We now construct a non-arithmetic, -cusped finite volume hyperbolic -manifold which is the minimal element in its commensurability class and which admits -reps onto and . We will additionally show that can be conjugated to lie in where is a number field of degree .

To that end, let be the knot K11n116 of the Hoste-Thistlethwaite table shown in Figure 1. The manifold has cusp, volume and invariant trace field where is a root of the polynomial . It was proven in [6] that is the minimal element in its commensurability class (i.e., that where denotes the commensurator of ). The work of Margulis [11] shows that this implies must be non-arithmetic. Moreover, a computation in Snap [5] shows that has presentation
and peripheral structure
Here . In terms of matrices, we may represent as a subgroup of via
and
We now show that admits -reps onto and . We begin by exhibiting the -rep onto . As the discriminant of is , which is not divisible by , we see that is unramified in . Using SAGE [16] we find that where the inertia degrees of the are . We note that the prime of norm is equal to the principal ideal . Upon identifying with we obtain a homomorphism from to by reducing the matrix entries of modulo . The images of in are represented by
while the images of in are represented by the parabolic matrices
It remains only to show that the homomorphism we have defined, call it , is surjective. Our proof of this will make use of the following easy lemma.
Lemma 8.1.
Let be a prime. The group is generated by the matrices
Proof.
The lemma follows from the fact that is generated by the matrices in the lemma’s statement. To see this, note that the usual generators of are
and .∎
Surjectivity of our homomorphism now follows from the fact that
and
We have just shown that admits a -rep onto . We now show that admits a -rep onto as well. In we have the factorization where the inertia degrees of the are . We may assume without loss of generality that . Identifying with we see that the images in of are represented by the matrices
while the images of in are represented by the parabolic matrices
Finally, we show that our homomorphism is surjective by applying Lemma 8.1. To that end we simply note that
and
This completes the proof of Theorem 1.1.
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