Abstract: Let be Schrödinger operator with a non-negative potential on a complete Riemannian manifold . We prove that the conical square functional associated with is bounded on under different assumptions. This functional is defined by
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For we show that it is sufficient to assume that the manifold has the volume doubling property whereas for we need extra assumptions of of diagonal estimates for and .
Given a bounded holomorphic function on some angular sector, we introduce the generalized conical vertical square functional
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and prove its boundedness on if has sufficient decay at zero and infinity.
We also consider conical square functions associated with the Poisson semigroup, lower bounds, and make a link with the Riesz transform.
1 Introduction
In this paper, we study conical vertical square functionals in the framework of Riemmannian manifolds.
Let be a complete non compact Riemannian manifold. The Riemannian metric on induces a distance and a measure . We denote by the Levi-Civita connection or the gradient on functions. Let be a Schrödinger operator with a function in . Except when specifically precised, is non-negative. The conical vertical square function associated with is defined by
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where is the ball of center and radius and its volume. We consider the question of boundedness of on . We also compare with the vertical Littlewood-Paley-Stein functional
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Both of these functionals were introduced in the
Euclidean setting and by Stein in [22] where he proved their boundedness on for all .
Similar functionals associated with divergence form operators on have been considered by Auscher, Hofmann and Martell in [3]. They showed that
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for where is the infimum of such that satisfies off-diagonal estimates. In particular, if is real then . Chen, Martell and Prisuelos-Arribas studied the case of degenerate elliptic operators in [8].
The vertical Littlewood-Paley-Stein was studied by Stein for the Laplace-Beltrami operator in [22, 24] where he prove the boundedness of on for without any assumption on the manifold, and for in the case of compact Lie groups. In [13], Coulhon, Duong and Li proved the weak type for if the manifold satisfies the volume doubling property and satifies a Gaussian upper estimate for its heat kernel. In [21], Ouhabaz proved that is always bounded on for and is unbounded for large enough. Cometx studied the case of Schrödinger operators with signed potential in [10].
Concerning in the Riemannian manifold setting, we show that the situation for and are different. If , it is proved in [3] that the conical square functional is bounded in the norm by the vertical one.
We prove that the conical square functional is bounded on for all provided the manifold satisfies the volume doubling property.
In contrast, the vertical Littlewood-Paley-Stein functional may be unbounded on for large enough (see [11], Section 7). This shows that and have different behaviours on .
If , then is always bounded on for any complete Riemannian manifold.
Following the proofs in [3] and [8], we show in the Riemannian manifold setting that is bounded on provided and satisfy off-diagonal estimates.
In particular, if in addition the heat kernel of satisfies a Gaussian upper bound, then is bounded on for all .
We also introduce generalized conical square functions, inspired by the generalized Littlewood-Paley-Stein functionals in [11], namely
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for a bounded holomorphic function in some sector for a fixed . We assume that the manifold satisfies the volume doubling property and has sufficient decay at zero and at infinity, that is
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for and . Then is bounded on for all .
In addition to Schrödinger operators we also consider conical square functionals associated with the Hodge-de Rham Laplacian on -differential forms. That is
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where is the adjoint of the exterior derivative . We show again that if the manifold is doubling then is bounded on for all . This boundedness is rather suprizing since the semigroup may not be uniformly bounded on for (see [9]). In the case , then is bounded on under the assumptions that satisfies the volume doubling property and satisfies off-diagonal estimates.
We also consider conical vertical square functions for Schrödinger operators with a potential which have a non-trivial negative part and also such functionals associated with the Poisson semigroup. In addition we give lower bounds and an application to the Riesz transform.
Notations. Throughout this chapter, we denote by the dual exponent of . We denote by all inessential positive constants. Given a ball and , is the ball . For a ball and , (or ) is the annulus and is .
We recall that satisfies the volume doubling property if for all in and one has
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for some constant independent of and .
This property self-improves in
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for some constants and independent of and .
The Hardy-Littlewood maximal operator is defined by
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Given , is the angular sector and is the set of bounded holomorphic functions on .
2 Conical square functionals
As mentionned in the introduction, the conical vertical functional associated with the Laplace-Beltrami operator is defined by
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The so-called conical horizontal square functional is defined by
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The functional is linked to the Hardy spaces . The space is the completion of the set with respect to the norm . The norm on is . Here is the closure of with respect to the norm. The boundedness of on is equivalent to the inclusion .
The Hardy space is important in the study of singular integral operators such as the Riesz transform. We refer to [4, 7, 15, 17, 18] for more on this topic.
Similarly, for a Schrödinger operator with we define
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(1) |
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(2) |
For the Hodge-de Rham Laplacan on -differential forms we define
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(3) |
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(4) |
Note that here we may also consider variants where one replaces by the exterior derivative or by the Levi-Civita connection .
As in the case of the Laplace-Beltrami operator on functions, one can define the Hardy spaces and throught and . See again [4, 7, 15, 17, 18].
We note that is a particular case of square functions
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where is a bounded holomorphic function on some angular sector . These ones are comparable with horizontal square functions associated to (see Proposition 3).
Following [3], we define
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(5) |
and
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(6) |
for any function which is locally square integrable on .
The functions and are measurable on and they are comparable in the following sense.
Proposition 1 ([3], Proposition 2.1).
Assume that satisfies the doubling volume property (1). For every in we have
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For ,
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2.
For ,
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Recall the vertical Littlewood-Paley-Stein functional is
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As a corollary of Proposition 1 we have.
Proposition 3.
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For ,
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2.
Let and be a bounded holomorphic function on the angular sector with such that for some and all . Then .
Proof.
The first item is an immediate consequence of Proposition 1 with .
For the second one, using again Proposition 1 we obtain
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Since is the generator of a sub-Markovian, it has a bounded holomorphic functional calculus on for all . This was proved by many authors and the result had successive improvements during several decades. The most recent and general result in this direction states that has a bounded holomorphic functional calculus with angle for all . We refer to [5] for the precise statement. The existence of a bounded holomorphic functional calculus implies the so-called square functions estimates, that is for all for some and all in , one has for all in
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See [14] for more on the link between square functions estimates and bounded holomorphic functional calculus. The square functions estimate with finishes the proof.
∎
A natural choice for is so that
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(7) |
We shall use this functional in Section 10 in connection with the Riesz transform. We make the following observation.
Proposition 5.
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For , is bounded on ,
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For , there exists such that for all ,
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Proof.
The first item follows from Proposition 3.
For the second, fix , then .
For all in and one has
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Here the two first inequalities respectively come from Cauchy-Schwarz with measure and Hölder with exponents and . The last inequalities comes from the first item. We obtain the result by taking the supremum over in .∎
3 Tent spaces and off-diagonal estimates
In this short section, we recall the definition of tent spaces on manifolds some properties they satisfy.
For any , the tent space is the space of square locally integrable functions on such that
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Its norm is given by
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For , is the set of locally square integrable functions on such that
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Here the supremum is taken on all balls in and is the radius of .
Tent spaces form a complex interpolation family and are dual of each other. Theses results remain true for tent spaces on mesured metric spaces with doubling volume property. In particular it is true for tent spaces of differential forms. We refer to [7] or [4] for proofs and more information. Precisely,
Proposition 6.
Suppose , with for some . Therefore
Proposition 7.
Let be in and be its dual exponent. Then is identified as the dual of with the pairing
We shall use Proposition 6 to prove the boundedness of the conical square functions on . Actually, the boundedness on of canonically reformulates as the boundedness of and from to . For the strategy is
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1.
Prove that is bounded on ,
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Prove that and are bounded from to ,
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Deduce by interpolation that is bounded on for all .
We use the same strategy for and in the forthcoming sections.
In order to prove the boundedness of and from to , we need Davies-Gaffney estimates for and . One says that a family of operators satisfies Davies-Gaffney estimates if for all in and all closed disjoint sets and in ,
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(8) |
In [2] and [3], the authors show that a good condition to prove the boundedness of conical square functions on for is off-diagonal estimates for a well chosen family of operators. Let . We say that a family of operators satisfies off-diagonal estimates if for any ball with radius and for any ,
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(9) |
We mostly use the case , that is
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(10) |
for all and some independent of , and .
Here . One can also consider analytic families of operators and then one can write the previous inequalities for in some sector for a given .
In several cases, the uniform boundedness of the semigroup on for implies that satisfies (10).
This is the case if the manifold has the volume doubling property (1) and its heat kernel associated with satisfies the Gaussian upper estimate (3). Recall that the heat kernel associated with satisfies the Gaussian upper estimate (3) if there exist constants such that the heat kernel satisfies for all
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For off-diagonale estimates for Schrödinger operators on manifolds with subcritical negative part of the potential, see [1]. In the case of the Hodge-de Rham operatorn, see Section 6, or [20].
4 Study of
In this section, is a Schrödinger operator with . We make some remarks about the case of a signed potentiel at the end of the section. Recall that is defined by
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In this section, we prove the boundedness of on under some assumptions depending on or . In the framework of second order divergence form operators on , it has been proven in [3] that is bounded on for all and of weak type if is real.
This functional is easier to study for and its boundedness comes from an argument from [16]. The only assumption we need on the manifold here is the volume doubling property (1). We start by the boundedness on .
Proposition 8.
is bounded on .
Proof.
We compute
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∎
For , we have the following theorem.
Theorem 9.
If satisfies the doubling volume property (1), then is bounded on for all .
Proof.
Let be either or the multiplication by . We show that is bounded from to . By interpolation it is bounded from to for all , what reformulates as the boundedness of on .
Recall that the norm on is given by
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where the supremum is taken over all balls in and is the radius of . Fix a ball and decompose .
For the local part we have
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We now deal with the non-local part. We decompose , where . Davies-Gaffney estimates (8) for give
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We obtain that is bounded from to .
It is then bounded from to for all by interpolation. This gives that is bounded on .
We see this by writing
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where .
Then
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∎
The case is more difficult. We have to assume off-diagonal estimates for the gradient of semigroup, namely
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(10) |
Note that these estimates are always true in the case of if .
For a signed potential , the discussion is postponed to the end of the section.
Theorem 11.
Assume that satisfies the doubling property (1) and and satisfy off diagonal estimates (10) for some . Then is of weak type and bounded on for all .
Proof.
Fix . is bounded on , then by the Marcinkiewickz interpolation theorem it is enough to prove that is of weak type . Fix and , we use the Calderon-Zygmund decomposition (see [8] or [23]) of by writing where
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is sequence of balls of radius in such that the sequence has finite overlap number, that is ,
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almost everywhere,
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3.
The support of is included in and ,
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For simplicity, we write down the proof in the case . It is the same for any . Set for a positive integer to be chosen.
One has
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Using the boundedness of on and the properties of the Calderon-Zygmund decomposition, it is a classical fact that .
It remains to estimate and . We first estimate . Take with norm . One has
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We note that satisfies estimates (10). The notation we use is
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(11) |
for some . It leads to
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Since is in , the boundedness of gives .
The two last inequalities come from Jensen and the boundedness of . Since is in , the boundedness of on this space gives . Finally, we estimate . Markov inequality gives
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Set . One has
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We start by estimating . Given , if there exists , then . Therefore,
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The off-diagonal estimates (10) give
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By the same arguments and expending we obtain
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The properties of the Calderon-Zygmund decomposition and the volume doubling property (1) give
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By the properties of the Calderon-Zygmund decomposition again we have
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Finally, we deal with . Take in with norm . Set
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We have
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where
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by Lemma 13 below. Therefore,
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Choosing gives
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Here the last inequality comes from the properties of the Calderon-Zygmund decomposition. Hence, and we obtain the result.
∎
In the proof, we use the following lemma which follows from functional calculus on (see [8]).
Lemma 13.
For any and ,
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The classical setting of doubling manifolds with an heat kernel satisfying a Gaussian upper estimates is covered by the theorem.
Corollary 14.
Assume that satisfies the doubling property (1) and that the heat kernel associated with satisfies the Gaussian upper estimate (3). Then is bounded on for all .
Proof.
Assume that satisfies the doubling volume property (1) and that the heat kernel associated with satisfies the Gaussian upper estimate (3). Then and both satisfy estimates for all . Hence, is bounded on for all by Theorem 11. The case comes from Theorem 9.
∎
In the case of Schrödinger operator with signed potential , we can state similar results. The conical vertical square functional for is defined by
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Theorem 15.
Assume that satisfies the doubling property (1). Suppose that is subcritical with respect to , that is there exists such that for all smooth and compactly supported function ,
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(12) |
Then,
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1.
is bounded on for all .
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2.
Assume in addition that the kernel associated with satisfies the Gaussian upper estimate (3). If , then is bounded for all . If , set . Then is bounded for all .
Proof.
Let be in if or in otherwise. In [1] the authors prove that, under the assumptions of the theorem, both and satisfy Davies-Gaffney estimates (8) and off-diagonal estimates (10). The same proof as in the case of a non-negative potential applies and gives the boundedness of .
∎
5 Generalized conical square functions associated with Schrödinger operators
In this section, we introduce generalized conical square functions for Schrödinger operators with . Let be an holomorphic function in , with for some . We have already mentioned and used that has a bounded holomorphic functional calculus with angle on for . In particular, is a bounded operator on for . We define by
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We start by the case .
Proposition 16.
Assume there exist and such that as and as . Then
is bounded in .
Proof.
The boundedness of
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on from [11] (Theorem 4.1) gives
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∎
Recall that a family of operators is -bounded on if there exists such that for all and all and for all in ,
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It is known from [11] that the -boundedness is linked with the boundedness on of the Littlewood-Paley-Stein functionals. We have
Proposition 17.
Given and with . Assume that there exist and such that as and as . If the families and are -bounded on , then is bounded on .
Proof.
By Proposition 1, one has
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The last inequality comes from the -boundedness of on for either or (see [11], Theorem 4.1).
∎
We state another positive result concerning the boundedness of , assuming the function has sufficient decay at zero and at infinity. We start by giving Davies-Gaffney estimates for . This lemma is inspired by Lemma 2.28 in [19] where a similar result is proven for instead of .
Lemma 19.
Let . Let be an holomorphic function on a the sector such that there exist such that for all , Then for all and all disjoint closed subsets and of ,
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(13) |
Here is either or the multiplication by .
Proof.
The functionnal calculus for on gives the representation formula
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(14) |
where
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Here for some and for some .
Under our assumption on , we obtain
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We bound
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Here depends on and . Besides,
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Hence,
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(15) |
Then (14) and (15) together give that for all in and all disjoints closed sets and in ,
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We bound the first term. The second is bounded by the same method. Davies-Gaffney estimates (8) for give
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∎
As a consequence of these Davies-Gaffney estimates, we obtain the boundedness of generalized conical square functionals.
Theorem 20.
Assume that satisfies the doubling property (1). Let be an holomorphic function on a sector such that for all in ,
for some and , where is as in (1).
Then is bounded on for all .
Proof.
The boundedness of on follows from Theorem 1 and [11], Theorem 4.1.
Let be either or the multiplication by . We use the same proof as for Theorem 9 to prove that is bounded from to .
Recall that the norm on is given by
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where the supremum is taken over all balls and is the radius of . Fix a ball and decompose .
We start by dealing with . One has
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The boundedness of on and the doubling property (1) give
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We now deal with the non-local part . We decompose , where . Lemma 13 and the doubling volume property (1) yield
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The convergence of the sum comes from the choice . Therefore,
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Hence By interpolation, we obtain that is bounded from to for all . This gives the boundedness of on . Indeed,
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where .
Then .
∎
7 Conical square functionals associated with the Poisson semigroup
In [3], the authors also introduce the conical square functionals associated for the Poisson semigroup associated with divergence form operators on . For a Schrödinger operator with a potential , we define similar functionals by
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We denote by the time derivative part of and the gradient part. If , we denote them respectively by and .
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We ask whether is bounded or not on . We start by the case .
Proposition 26.
is bounded on .
Proof.
One has
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∎
In order to study the case , we compare and . We start by the following technical lemma concerning the volume of the balls.
Lemma 28.
Assume that satisfies the volume doubling property (1), then
Proof.
We start by the time derivative part. For all , one has by the doubling property (1)
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For the gradient part we have
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∎
The following lemma from [3] will also be useful to study to compare and .
Lemma 29.
For any and one has
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(17) |
Proof.
We note that
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where is a non-negative smooth function on such that if and if .
Set and . One has
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By Cauchy-Schwarz and Young inequalities we obtain for all
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The last inequality is obtained by choosing small enough. Now we deal with . After integrations by parts (in and ) and using we obtain
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The doubling property (1) and Lemma 28 yield
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(18) |
where .
Hence, by Young inequality
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The last inequality is obtained by choosing epsilon small enough.
∎
As a consequence we can state the following theorem.
Theorem 30.
Assume that satisfies the doubling property (1), then is bounded on for .
Proof.
Fix . Lemma 29 gives
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The second part of the RHS term is the norm of the horizontal square function associated with , and is then bounded by .
∎