Combination of the Perturbation Theory with Configuration Interaction Method
Abstract
Present atomic theory provides accurate and reliable results for atoms with a small number of valence electrons. However, most current methods of calculations fail when the number of valence electrons exceeds four or five. This means that we can not make reliable predictions for more than a half of the periodic table. Here we suggest a modification of the CI+MBPT (configuration interaction plus many-body perturbation theory) method, which may be applicable to atoms and ions with filling and shells.
I Introduction
At present there are several methods of the relativistic correlation calculations of atoms, such as multiconfiguration Dirac-Fock Desclaux (1975); Jönsson et al. (2013); Froese Fischer et al. (2016), configuration interaction (CI) Gu (2008); Fritzsche et al. (2002); Jiang et al. (2016); Tupitsyn et al. (2003, 2005), many-body perturbation theory (MBPT) Dzuba et al. (1987); Blundell et al. (1987); Sapirstein (1998), CI+MBPT Dzuba et al. (1996); Kahl and Berengut (2019); Kozlov et al. (2015), coupled cluster Eliav and Kaldor (2010); Saue et al. (2020); Blundell et al. (1989); Safronova and Johnson (2008); Oleynichenko et al. (2020), and others. Calculations are usually done in the no-virtual-pair approximation using Dirac-Coulomb, or Dirac-Coulomb-Breit approximations Johnson (2007). QED corrections may be included using radiative potential method developed by Flambaum and Ginges (2005), Ginges and Berengut (2016), and QEDMOD potential Shabaev et al. (2013); Tupitsyn et al. (2016).
The coupled cluster method is one of the most popular and effective methods for calculation of atoms with a small number of open shell electrons (or holes). Calculations of the spectra of atoms and ions with many valence electrons (e. g. transition metals, lanthanides, and actinides) are very difficult and usually not very accurate. The reason for that is a combination of strong correlations and a very large configuration space. To account for strong correlations one needs non-perturbative methods, such as CI. On the other hand, a large configuration space makes such calculations very expensive. As a compromise one can try to combine CI with perturbation theory (PT). We will first assume that all closed atomic shells are considered frozen. Then we are treating only valence correlations and consider a combination of the valence CI with valence perturbation theory (VPT). Later we will see that this approach can also be used to treat core-valence correlations.
Recently there were several attempts Dzuba et al. (2017); Geddes et al. (2018); Dzuba et al. (2019); Imanbaeva and Kozlov (2019) to develop an effective and fast CI+VPT method to speed up calculations for such systems, where straightforward CI calculations are impossible. Application of these methods for systems with a large number of valence electrons was demonstrated in Refs. Cheung et al. (2020); Li and Dzuba (2020). A general idea of all these calculation schemes is to make CI in a smaller subspace and calculate corrections from a complementary subspace using VPT. In Refs. Dzuba et al. (2017); Geddes et al. (2018); Dzuba et al. (2019) it is suggested to neglect non-diagonal blocks of the CI matrix in the subspace , which is equivalent to using VPT. All these methods require summation over all determinants of the complementary subspace . Though calculating this sum is much easier than calculating and diagonalizing the whole CI matrix, it is still too expensive for the number of valence electrons approaching, or exceeding ten.
In the paper Dzuba et al. (2019), the sum over determinants was partly substituted by the sum over configurations that led to a significant increase in calculation speed. Here we want to make another step in this direction. To this end, we will partly substitute VPT with many-body perturbation theory (MBPT). The method we propose here is similar to the old CI+MBPT method Dzuba et al. (1996) but uses different splitting of the problem into the CI and MBPT parts. In particular, we suggest to account for double excitations (D) from the subspace by means of the MBPT and treat single excitations (S) within VPT, or, if possible, include them directly in CI. We think that this variant is not only more efficient for treating valence correlations, but may also be used for the core-valence correlations.
II Formalism
II.1 Valence correlations
Consider many-electron atom, or ion with valence electrons, where . Let us first assume that other electrons always occupy closed core shells, which is known as a frozen core approximation. Our aim is to solve the -electron Schrödinger equation and find the spectrum of this system.
We start with splitting -electron configuration space in two orthogonal subspaces and . The subspace , which we call valence, includes the most important shells. It may be not obvious from the start, which orbitals are ‘important’. We definitely must include into subspace all orbitals with occupation numbers of the order of unity in the physical states, we are interested in. Complementary subspace includes S, D, and so on excitations from the valence shells to the virtual ones, thus, . We start by solving the matrix equation in the subspace ,
(1) |
where is the Hamiltonian for valence electrons and is the projector on the subspace . We can find a correction from the complementary subspace using the second-order perturbation theory:
(2) |
where are -electron determinants in the complementary subspace and .
The wavefunction is a linear combination of the determinants:
(3) |
Here and below indexes and run over configurations in the subspaces and respectively and indexes and numerate determinants within one configuration. Now Eq. (2) takes the form:
(4) |
where the sum over the subspace is also split in two.
For an atom with , the dimension of space is very large, which makes evaluation of expression (4) very lengthy. Therefore, our aim is to substitute double sum over and by a single sum over . To this end we do the following approximation: we substitute the energy in the denominator by the configuration average:
(5) |
where is the number of determinants in configuration . Using this approximation we rewrite (4) in a form:
(6) |
Below we will show that in some very important cases one can get rid of the internal sum over .
Hamiltonian includes one-particle and two-particle parts. The former consists of the kinetic term and the core potential, while the latter corresponds to the Coulomb (or Coulomb-Breit) interaction between valence electrons. Thus, in the sum over remain only configurations, which differ by no more than two electrons from configurations and . This means that within this approximation the subspace is actually truncated to . All non-zero contributions correspond to the diagrams, shown in Fig. 1.

According to our definition of the spaces and , the latter must include at least one electron in the virtual shell. Diagrams , , and include only one intermediate line, so they describe single excitations from the subspace . Diagrams and include two intermediate lines, but only diagram describes double (D) excitations, as both intermediate lines correspond to the virtual shells.
Figure 1 shows that all many-electron matrix elements in Eq. (6) are reduced to the effective one-electron, two-electron, and three-electron contributions. Effective one-electron contributions are described by diagram ; diagrams , , and correspond to the two-electron contributions; finally, diagram describes effective three-electron contributions, see Figs. 2 and 3.


For combinatorial reasons the number of configurations with two excited electrons is much bigger, than the number of those with only one such electron. Therefore the vast majority of terms in Eq. (6) correspond to the two-electron excitations from configurations and . For these terms in the Hamiltonian only the two-electron interaction can contribute, so we can neglect the one-electron part and make substitution . As we saw above, all such terms are described by the single diagram from Fig. 1.
Let us consider the sum over doubly excited configurations. It can be written as:
(7) |
Non-zero contributions come from determinants , which differ from both determinants and by two electrons. It is clear that it must be the same two electrons, see Fig. 2. In this case the second-order expression from (7) is reduced to the effective two-particle interaction Dzuba et al. (1996):
(8) |
This effective interaction can be expressed in terms of the effective radial integrals, which are similar to the Coulomb radial integrals. The latter appear when we expand Coulomb interaction in spherical multipoles,
(9) |
The matrix element of each multipole component has the form:
(10) |
where round brackets denote 3j-symbols, denotes the Coulomb radial integral and ensures parity selection rule: and for . A similar multipole expansion holds for the effective interaction , the effective radial integral being Dzuba et al. (1996):
(11) |
where curly brackets denote 6j-coefficients, the phase , and is energy denominator, which we will discuss later. For the effective interaction there is no link between parity and multipolarity , so for we do not have factor as in Eq. (10). The sum in (11) runs over multipolarities and , which satisfies the triangle rule .
All single excitations are described by the remaining diagrams from Fig. 1. The diagram has a form of the effective one-electron radial integral, while diagrams and are reduced to the two-electron effective radial integrals. In principle, these effective radial integrals can be calculated and stored. However, the diagram corresponds to the effective three-particle interaction. It is difficult to include such interactions into CI matrix for several reasons:
-
•
When the number of such effective three-particle integrals is huge.
-
•
It is difficult to store them and find them.
-
•
The number of the non-zero matrix elements in the matrix drastically increases. The matrix becomes less sparse and its diagonalization is much more difficult and time-consuming.
Because of all that it is inefficient to use the MBPT approach for three-particle diagrams and it is much easier to treat them within the determinant-based PT. However, it is difficult then to separate them from other contributions, which correspond to single excitations. Thus, it is better not to use MBPT for single excitations at all. We suggest to use instead any form of the determinant-based VPT described in Refs. Dzuba et al. (2017); Geddes et al. (2018); Imanbaeva and Kozlov (2019); Dzuba et al. (2019). This means that we do VPT in the subspace . Note that the dimension of this subspace is incomparably smaller than the dimension of the subspace. In some cases it may be so small, that we can include in the subspace , where we do CI.
II.2 Core-valence correlations

It is easy to use the scheme described above for the core-valence correlations as well. Now subspace corresponds to the frozen-core approximation and the subspaces and include single and double excitations from the core respectively. This means that these subspaces include many-electron states with one and two holes in the core. As before, the second-order MBPT corrections are described by one-electron, two-electron, and three-electron diagrams. All one-electron diagrams are given in Fig. 4. Excitations from the core correspond to the hole lines with arrows looking to the left. It is easy to see that only diagrams and describe double excitations. Therefore, we need to calculate them and store as one-electron effective radial integrals, see Fig. 5 (note that there are no one-electron contributions for the valence excitations). Expressions for these diagrams were given in Ref. Dzuba et al. (1996).
There is only one two-electron diagram, which corresponds to the double excitations from the core. This diagram must be calculated and added to the similar diagram for valence excitations, which was discussed in the previous section, see Fig. 6. Finally, in analogy with the valence correlations, the three-particle diagrams correspond to the single excitations from the core.


We conclude that in order to account for both valence and core-valence correlations we need to calculate one-electron and two-electron effective radial integrals, which corresponds to the diagrams from Figs. 5 and 6. At the same time, we need to include all single excitations from the core shells and all single excitations to the virtual shells either in the subspace or in the subspace . After that, we make CI calculation with effective radial integrals possibly followed by the VPT calculation in the subspace.
II.3 Sketch of the possible calculation scheme
Let us describe a most general computational scheme.
-
•
Basis set orbitals are divided into four groups: inner core, outer core, valence, and virtual orbitals. The inner core is kept frozen on all stages of calculation.
-
•
Effective radial integrals are calculated for the valence orbitals, which account for the double excitations from the outer core and the double excitations from the valence orbitals to the virtual ones.
-
•
Full CI calculation is done for the valence electrons. The effective radial integrals are added to the conventional radial integrals when the Hamiltonian matrix is formed.
-
•
Determinant-based PT is used in the complementary subspace , which includes single excitations from the outer core and single excitations to the virtual states.
Depending on the number of the valence electrons and the size of the core this scheme can be simplified. If there are only two valence electrons, one can include all virtual basis states into valence space. Single excitation from the core can be also added to the valence space. Double excitations from the core are accounted for through the effective radial integrals, while single excitations are included explicitly in the CI matrix. Formally this means that we substitute , decomposition by the , decomposition:
(12) | ||||
(13) |
In the new valence space , we solve matrix equation with the energy-dependent effective Hamiltonian Dzuba et al. (1996):
(14) | ||||
(15) |
where is the projector on the subspace . When the size of the matrix becomes too large, one can neglect the non-diagonal part of the matrix in the space, as in the emu CI method Geddes et al. (2018).
III Energy denominators
Let us discuss the energy denominator in Eq. (11). For simplicity we will consider the Rayleigh-Schrödinger perturbation theory, where the denominator in Eq. (6) would be . Here and are average energies (5) for configurations and . Note that in order to return to the Brillouin-Wigner perturbation theory we will need to add , which can be approximately done using the method suggested in Dzuba et al. (1996).
In the conventional MBPT the denominator is reduced to the difference of the Hartree-Fock energies of the orbitals which are different in these two configurations. That would give the following energy denominator in Eq. (11):
(16) |
where we assume that configuration differs from by excitation of two electrons from shells and to virtual shells and respectively. This expression neglects the interaction of the electrons with each other and depends on the choice of the Hartree-Fock potential. In order to improve this approximation, we will consider general expression for the average energy of the relativistic electronic configuration.
III.1 Average energy of the relativistic configuration
The average energy of the relativistic configuration Mann (1973); Grant (1970):
(17) |
where and are occupation numbers for the shells and in configuration and matrix elements of the potential are given by:
(20) |
In these equations is the one-electron radial integral, while and are standard Coulomb and exchange two-electron radial integrals Grant (1970). The angular factors and are also defined in agreement with Ref. Grant (1970):
(27) |
where and are the one-electron total angular momenta.
Let us use Eq. (17) to calculate the energy difference between configurations and which differ by the excitation of two electrons from shells to shells . In other words we need to calculate how the energy changes when occupation numbers change in the following way: and . To this end we, can use Taylor expansion of Eq. (17) near the initial configuration :
(28) |
where derivatives are given by:
(29) | ||||
(30) |
Note that all higher derivatives vanish, so expression (28) is exact. With its help we get:
(31) |
This expression can be also used for the special cases and/or .
Equation (31) includes the sum over the occupied shells of the initial configuration . Let us introduce one-electron energies in respect to this configuration as:
(32) |
Then Eq. (31) is simplified to
(33) |
The first line here reproduces the conventional MBPT denominator (16), while the second line gives corrections caused by the interactions of the electrons with each other. It is important that in this form we do not have explicit sums over all electrons, which significantly simplifies calculations.
In the relativistic calculations the non-relativistic configurations are typically not used. However, sometimes one may need to find the average energy of the non-relativistic configuration. In the Appendix A we derive the necessary expressions for this case.
IV Numerical tests
We made four test calculations for very different systems. In the first two calculations for He I and B I, there was no core and we tested our method for the valence correlations. Then we applied our method for the highly charged ion Fe XVII, where there is a very strong central field, correlation corrections are rather small, and perturbation theory must be quite accurate. In this system we had core , so we calculated core-valence correlation corrections as well as valence ones. Finally, we made calculations for Sc I, where valence electrons have a large overlap with the core shell and core-valence correlation corrections are as important as valence ones.
PT | NIST | ||||||
---|---|---|---|---|---|---|---|
(a) | (b) | (c) | Ref. Kramida et al. (2021) | ||||
NIST | |||||||
---|---|---|---|---|---|---|---|
Ref. Kramida et al. (2021) | |||||||
Config. | Level | NIST | CI() | CI | CI | |||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
Ref. Kramida et al. (2021) | ||||||||||||
Config. | Level | NIST | CI() | CI | ||||
---|---|---|---|---|---|---|---|---|
Ref. Kramida et al. (2021) | ||||||||
2247 | 1595 | 310 |
IV.1 Ground state of He I
Helium is the simplest system where correlation effects can be tested. We calculate the ground state energy, where correlation corrections are the largest. We choose the space to include shells . The space includes virtual shells with . For this model problem, we can easily do CI in the whole space thus producing the “exact” solution and compare these results with different variants of the perturbation theory discussed above. Results are listed in Table 1.
One can see that the valence CI provides accuracy on the order of 1%. The accuracy does not improve when we account for the single excitations to the virtual shells. However, when we include double excitations the agreement with the “exact” answer is significantly better. The determinant-based PT gives the best result. The results obtained with the effective Hamiltonian are less accurate, but corrections to the denominators reduce the discrepancy. Even the uncorrected variant of the MBPT is closer to the “exact” answer by an order of magnitude compared to the valence CI.
IV.2 Ground state of B I
B is a five electron system. The full CI calculation here is already very expensive. The determinant-based PT is also rather lengthy, so we made calculations only with the effective Hamiltonian and compared our results with the experiment Kramida et al. (2021). The effective radial integrals were calculated using the Hartree-Fock denominators. We tested two variants of the valence space: the first one, , included shells and the second one, , included also the shell . Corresponding and spaces included shells up to . Results of these calculations for the ground state are given in Table 2. We see that the accuracy of the CI calculation does not change much when we include an extra shell in the subspace . The accuracy of the CI calculation in the subspaces and is only slightly better than similar calculation in the subspaces and . Only including double excitations by means of the MBPT improves the agreement with the experiment by more than an order of magnitude.
IV.3 Spectrum of Fe XVII
Ten-electron ion Fe XVII plays an important role in astrophysics and plasma physics, see Ref. Kühn et al. (2020a) and references therein. The spectrum of this ion was calculated within several different approaches Kühn et al. (2020b) with relative accuracy of about 0.03%. Here we repeat these calculations using the new method. We use basis set . Virtual orbitals starting from and up are formed from B-splines using the method from Ref. Kozlov and Tupitsyn (2019). Valence subspace includes shells , and , while the shell is frozen. Single excitations to all higher orbitals are included in the subspace and the subspace in addition includes single excitations from the shell. We make two CI calculations in the spaces and respectively. Then we repeat these calculations using the effective Hamiltonian, which accounts for the excitations to the subspace . Finally, we make CI calculation in the for the effective Hamiltonian which accounts for the double excitations from shell as well as for the double excitations to the virtual shells with . Results of all these calculations are given in Table 3.
One can see that already the CI calculation in the subspace is quite accurate here, the relative errors being about 0.3%. This is not surprising for such a strong central field. When we increase the size of the configuration space by adding single excitations to the virtual shells the errors substantially decrease but remain of the same order of magnitude. The same happens when we do CI for the effective Hamiltonian in the subspace . Only when we include both single and double excitations to the virtual shells by doing CI for the effective Hamiltonian in the subspace we increase the accuracy by an order of magnitude, the errors being 0.04% or less. Adding S and D excitations from the shell leads to corrections to the transition energies within . Our final accuracy is similar to the accuracy obtained in Ref. Kühn et al. (2020b), where CI space included all double and some triple excitations to all virtual shells (the basis set there was different, but of the same length). In our present calculation, the size of the space is about 1.4 million determinants, and the size of the space is close to 2 million determinants, which is significantly less than the CI space of Ref. Kühn et al. (2020a).
IV.4 Spectrum of Sc I
The ground state configuration for Sc I is and lowest excited states belong to the configurations and . The shell has a large overlap with the core shells and . Because of that frozen core approximation can not reproduce even the lowest part of the spectrum. Including and shells into the valence space makes its size extremely large. Therefore, this is a good system to apply our method.
We use a short basis set , which is constructed as described in Ref. Kozlov and Tupitsyn (2019). In the valence space , the shells are closed and the virtual shells and all orbitals are empty. The space includes single excitations from the upper core shells and single excitations to the virtual shells. We keep core shells up to frozen on all stages. Results of the calculation of the spectrum are presented in Table 4, where excitation energies from the ground state in cm -1 are shown for approximately 10 lower levels of each parity. The sizes of the valence space and are about and determinants respectively. We list the results of three calculations: the full CI in the valence space and emu CI Geddes et al. (2018) in the space for the bare and the effective Hamiltonians. The effective radial integrals were calculated with the Hartree-Fock denominators. For each of these calculations we also give differences from the experimental values Kramida et al. (2021) and the averaged absolute difference.
One can see that all the levels in the CI calculation are shifted from their experimental energies: the levels of the configuration lie higher by 3 thousand inverse centimeters, while the levels of the configuration lie lower by 2 thousand inverse centimeters. The picture changes drastically when we add single excitations and solve the problem in the space . Now the levels of the configuration lie lower by 3 thousand inverse centimeters, while the levels of the configuration are almost in place. Finally, when we use the effective Hamiltonian, which accounts for the double excitations, the levels get closer to their places with the average deviation about 300 cm-1, or 7 times smaller, than for the CI calculation.
In this test calculation, we used a rather short basis set and were probably rather far from saturation. Therefore we can not reliably estimate the ultimate accuracy of the method for scandium. Looking at the results we see that the size of the PT corrections is very large and there is also large cancellation between contributions of the single and double excitations. Therefore it is unlikely that converged results would be significantly better than what we got here. On the other hand, we see systematic improvement in our final results compared to the pure valence calculation. It is also worth mentioning that if one would try to include all double excitations in CI calculation the size of the configuration space would be much above even for the basis set as short as this one.
V Conclusions
We suggest a new version of the CI+MBPT method Dzuba et al. (1996) with the different division of the many-electron space into parts where non-perturbative and perturbative methods are used. This new division may be more practical for the atoms with many valence electrons, where the size of the valence space may be too big for solving the matrix eigenvalue problem. This method can be used in the all-electron calculations for light atoms as well as for the calculations with the frozen core. In the latter case, the single and double excitations from (some of) the core shells can be treated perturbatively. We ran four rather different tests which showed systematic one-order-of-magnitude improvement of the results when we added MBPT corrections to the CI calculations.
Acknowledgements
We thank Marianna Safronova, Charles Cheung, and Sergey Porsev for their constant interest in this work and very useful discussions. This work was supported by the Russian Science Foundation (Grant No. 19-12-00157). I.I.T. acknowledges the support from the Resource Center “Computer Center of SPbU”, St. Petersburg, Russia.
Appendix A Average energy of the non-relativistic configuration
In the average over non-relativistic configuration (LS-average) Tupitsyn et al. (2018); Lindgren and Rosén (1975), the occupation numbers for the relativistic orbitals may be non-integer, while occupation numbers for non-relativistic orbitals are still integer (we use capital letters to designate non-relativistic orbitals). Below we show that properly defining one-electron integrals and two-electron matrix elements we obtain expressions similar to Eqs. (32, 33).
The average energy of the non-relativistic configuration can be written as:
(34) |
where
(37) |
Using expressions:
(38) |
we rewrite the equation (34) in the form
(39) |
In the last sum, the term is absent since and . Now we can introduce non-relativistic analogues of the integrals and matrix elements and rewrite Eq. (34) alike Eq. (17):
(40) | ||||
(41) | ||||
(42) | ||||
(43) |
Using Eq. (40) we get the following derivatives by analogy with Eqs. (29, 30):
(44) |
The difference in energy between two configurations is
(45) |
This equation allow us to find the energy of a double excitation :
(46) |
If we introduce an averaged one-electron energy by analogy with (32) we can rewrite (46) as
(47) | ||||
(48) |
We obtained corrections to the standard MBPT energy denominator (16) using two approximations. Averaging over relativistic configurations gives expression (33) and averaging over non-relativistic configurations leads to expression (48). These expressions differ only by the definitions of the one-electron energies and two-electron matrix elements.
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