Coherent photoproduction of heavy quarkonia on nuclei
Abstract
The differential cross section of coherent photo-production of heavy quarkonia on nuclear targets is calculated within the QCD color dipole formalism. The higher-twist nuclear shadowing corresponding to the Fock component of the photon, is calculated including the correlation between dipole orientation and impact parameter of a collision , which is related to the transverse momentum transfer via Fourier transform. We also included the leading twist gluon shadowing corresponding to higher Fock components of the photon containing gluons, which have specifically short coherence time, especially for multi-gluon components, even at very high energies. The contribution of such fluctuating gluonic dipole is calculated employing the path-integral technique. Our results are in good agreement with recent ALICE data on charmonium production in ultra-peripheral nuclear collisions.
pacs:
14.40.Pq,13.60.Le,13.60.-rI Introduction
Exclusive photo-production of vector mesons on protons and nuclei has been an important playground for strong interaction models since early years of vector dominance model Stodolsky:1966am ; Ross:1965qa based on the pole dominated dispersion relation for the production amplitude (see the comprehensive review Bauer:1977iq ). While for light mesons that assumption was reasonably justified by closeness of the meson pole to the physical region, photo-production of heavy quarkonia, , , etc. (or high electro-production), cannot be dominated by the pole, which is far away from physical region, and other singularities, poles and cuts, become essential Hufner:1995qe ; Hufner:1997jg . Besides, photo-production on nuclei provide unique information about the space-time pattern of interaction Hufner:1996dr .
With advent of the quantum-chromodynamics (QCD) era, an alternative description in terms of color dipoles was proposed in Kopeliovich:1981pz , and applied to exclusive photo-production of heavy quarkonia on protons and nuclei Kopeliovich:1991pu ; Hufner:2000jb ; Ivanov:2002kc .
Experiments with ultra-peripheral collisions (UPC) at the Relativistic Heavy Ion Collider (RHIC) and Large Hadron Collider (LHC) (see e.g. Bertulani:2005ru ) offer new opportunities for measurements of exclusive photo-production of vector mesons on protons and nuclei. Corresponding calculations, performed within the color-dipole approach Ivanov:2007ms ; Kopeliovich:2020has , as well as other theoretical descriptions of coherent production of heavy quarkonia in UPC, require improvements. In the present paper, we aim to minimize theoretical uncertainties of the QCD dipole formalism for coherent production on nuclear targets.
The effect, missed in many calculations, is the correlation between the dipole transverse orientation and the impact parameter of the collision . Since a colorless dipole interacts only due to the difference between the and scattering amplitudes, the dipole-proton interaction vanishes when dipole separation vector is perpendicular to , while reaches maximal strength when they are parallel Kopeliovich:2007fv . The influence of the - correlation on the differential cross section of exclusive photo-production of heavy quarkonia on protons was studied recently in Kopeliovich:2021dgx . A significant difference was found with the description based on the conventional -dependent dipole models, lacking the - correlation, like b-IPsat Rezaeian:2012ji , b-Sat Kowalski:2003hm , b-CGC Kowalski:2006hc ; Rezaeian:2013tka and b-BK Cepila:2018faq models, for example. We found that the correlation is especially important for photo-production of radially excited charmonium states due to the nodal structure of the wave function. This provides a stringent test of various models for -dependent dipole amplitude. The importance of color dipole orientation in other processes has been discussed in Ref. Kopeliovich:2021dgx (see references therein).
However, on nuclear targets the effect of - correlation is diluted, except the nuclear periphery, where the nuclear density steeply varies with . Therefore the impact of - correlation on the azimuthal asymmetry of photons and pions turns out to be rather small Kopeliovich:2008dy ; Kopeliovich:2007sd ; Kopeliovich:2007fv ; Kopeliovich:2008nx . Nevertheless, in the present paper, we implement the dipole orientation effect to minimize the theoretical uncertainties. The calculations rely on the realistic model for the and dependent partial -proton and -nucleus amplitudes proposed in Kopeliovich:2021dgx , with parameters corresponding to GBW GolecBiernat:1998js ; GolecBiernat:1999qd and BGBK Bartels:2002cj saturation models for the dipole cross section.
The present paper is organized as follows. The basics of the dipole formalism for photoproduction on a proton target, , is described in Sec. II. In particular, the effect of - correlation, including explicit expression for the partial dipole amplitude is presented in Sec. II.1.
The important part of the calculations, the distribution function in the light-front (LF) frame, is discussed in Sec. II.2, where the procedure of Lorentz boost from the rest frame of the quarkonium is described. It is confronted with the unjustified, but popular photon-like structure for the transition. Its Lorentz-invariant form leads to a huge weight of the -wave component in the quarkonium rest frame, contradicting the solutions of the Schrödinger equation with realistic potentials.
The dipole formalism for coherent photoproduction on nuclei is formulated in Sec. III.
Since the higher-twist nuclear effects for photoproduction of heavy quarkonia are very small, the main nuclear effects are related to gluon shadowing, considered in Sec. IV. In terms of the Fock state expansion, that is related to the higher Fock components of the projectile photon, which contain besides the , additional gluons. The lifetime (coherence time) of such components turn out to be rather short, even for the very first state , which we calculate in Sec. IV.1 relying on the path-integral formalism. In Sec. IV.2 we evaluate the coherence length for multi-gluon Fock states and demonstrate that it is dramatically reduced with addition of every extra gluon. We conclude that the single-gluon approximation is rather accurate in the available energy range.
Eventually, in Sec. V we present predictions for differential cross sections of coherent charmonium photoproduction, which are in a good accord with available results of the ALICE experiment, extracted from data on UPC. Here we present also predictions for other quarkonium states, like and .
II Dipole formalism for photo-production of heavy quarkonia
The color dipole formalism leads to the following factorized form of the dipole-nucleon photo-production amplitude Kopeliovich:1991pu ,
(1) |
Here is transverse component of momentum transfer; is the fractional light-front momentum carried by a heavy quark or antiquark of the Fock component of the photon, with the transverse separation . That is the lowest Fock state, while the higher Fock components contribute by default to the dipole-proton amplitude. However, on a nuclear target these higher Fock components will be taken into account separately, due to coherence effect in gluon radiation.
The dipole-proton amplitude in Eq. (1) depends on the transverse dipole size and impact parameter of collision . The essential feature of this amplitude is the - correlation, explicitly presented below in Sec. II.1. The LF distribution functions and correspond to the transitions and , respectively. They are specified below in Sect. II.2.
The amplitude (1) depends on Bjorken evaluated in ryskin in the leading approximation. Each radiated gluon provides a factor , where is the minimal value of the fractional LF gluon momentum related to the longitudinal momentum transfer . So,
(2) |
As far as the production amplitude (1) is known, we are in a position to calculate the differential cross section,
(3) |
II.1 Dipole-proton partial amplitude with - correlation
As was explained in Introduction, interaction of a color neutral dipole with impact parameter exhibits a strong - correlation. Namely, interaction vanishes if , but reaches maximal strength if . An explicit form of the dipole-proton partial amplitude, possessing such a correlation, was proposed in Kopeliovich:2008dy ; Kopeliovich:2007sd ; Kopeliovich:2007fv ; Kopeliovich:2008nx ; Kopeliovich:2021dgx and reads,
(4) |
where the function was defined in Ref. Kopeliovich:2008nx ,
(5) |
Here controls dependence of the saturation cross section, introduced in GolecBiernat:1998js ; GolecBiernat:1999qd , , with , with . The dipole-proton slope in the limit of vanishingly small dipoles can be measured in electro-production of vector mesons with highly virtual photons . The measured slope ZEUS:2007iet , as expected is defined by the proton charge radius.
The GBW model, lacking DGLAP evolution, was improved in the BGBK dipole model Bartels:2002cj , where the saturation scale is related to the gluon density, which is subject to DGLAP evolution, , where , is the saturation scale and the gluon distribution function is obtained as a solution of the DGLAP evolution equation with the shape at the initial scale , . Here , , , and . In what follows, we denote GBW and BGBK dipole model containing the color dipole orientation as br-GBW and br-BGBK, respectively.
II.2 The distribution functions
Now we should specify the form of the and distribution functions in Eq. (1) resp. (6). The former is well known Kogut:1969xa ; Bjorken:1970ah , here we skip the details, which can be found e.g. in Hufner:2000jb ).
The LF distribution function for heavy quarkonium requires special care. It is known in the rest frame of the quarkonium treating it as a non-relativistic system and solving Schrödinger equation. However, challenging is the Lorentz boost to the LF frame. A popular prescription was proposed by Terent’ev Terentev:1976jk . The 3-dimensional quarkonium wave function in the rest frame can be expressed in terms of LF variables, fractional LF momentum and 2-dimensional transverse momentum of the quarks. Although the variables are invariant relative Lorentz boost, the function itself is not. The crucial but unjustified assumption of the prescription is Lorentz invariance of the whole function of and , so it is boosted unchanged from the rest to the LF frame.
The Lorentz boosted Schrödinger equation was derived in Kopeliovich:2015qna for heavy system, basing on the Lorentz-invariant Bethe-Salpeter equation and smallness of . Comparison with the Terent’ev prescription (see fig. 2 in Kopeliovich:2015qna ) shows that the latter is amazingly accurate at medium values of . Thus, the Lorentz boosting Terent’ev prescription is proven to be well justified.
The quarkonium wave function in the rest frame was found solving the Schrödinger equation with several realistic potentials, such as the harmonic oscillatory potential (HAR) (see e.g. Kopeliovich:1991pu ; Cepila:2019skb ), Cornell potential (COR) Eichten:1978tg ; Eichten:1979ms , logarithmic potential (LOG) Quigg:1977dd , power-like potential (POW) Barik:1980ai , as well as Buchmüller-Tye potential (BT) Buchmuller:1980su . All of them well reproduce the charmonium mass spectrum and leptonic decay widths. The results for the photoproduction cross sections obtained with these potentials were found in Hufner:2000jb to be rather close. The observed diversity can be treated as a measure of theoretical uncertainty related to the LF quarkonium distribution function.
Nevertheless, a significant correction to this boosting prescription was found in Hufner:2000jb . Because of transverse motion of the quarks, their momenta are not parallel to the boost axis, what leads to a quark spin rotation along with the boost, named after Melosh Melosh:1974cu (see also Krelina:2018hmt ; Lappi:2020ufv ). The corresponding correction to the photo-production cross section turns out to be large Hufner:2000jb especially for , what solves the to puzzle Hoyer:1999xe .
On the contrary, the frequently used alternative assumption is that the vertex has the vector current structure , like for (see e.g. Ryskin:1992ui ; Brodsky:1994kf ; Frankfurt:1995jw ; Nemchik:1996cw ). This vertex is Lorentz invariant and can be treated in any reference frame, in particular in the rest frame, where the three-dimensional Schrödinger equation discriminates between the state with different orbital momenta, in particular between the - and -waves Hufner:2000jb . The above photon-like vertex contains a -wave component with abnormally large weight, 5-6% for charmonium and 1.6-1.8% for bottomonium (uncertainty is related to the choice of renormalization-scheme dependent quark masses). In contrast, the solution of Schrödinger equation with above mentioned realistic potentials, contains an order of magnitude smaller contamination of the -wave component (for a review on quarkonium physics see e.g. Brambilla:2004wf ; Brambilla:2010cs ).
The calculations in Haysak:2003yf , employing the COR potential and hyperfine splitting, exhibit -wave contributions to the wave function squared with magnitudes , and for .
Similar magnitude of the -wave component for charmonium was found in Ref. Fu:2018yxq , and in Ref. Chang:2010kj in the framework of the Bethe-Salpeter equation, as well as in Ref. Cao:2012du within the QCD-inspired quark potential model.
These solid arguments completely rule out the possibility of photon-like vertex for transition of a heavy quarkonium to a pair. For this reason we treat this unjustified model as incorrect and ignore it in what follows.
III Coherent photo-production off nuclei: higher twist shadowing
The lowest Fock component of the projectile photon, which contributes to this process, is . The transverse dipole size is small, . Therefore shadowing corrections are as small as , so should be treated as a higher twist effect.
For the amplitude of quarkonium photo-production on a nuclear target, , one can employ expression Eq. (1), but replacing the dipole-nucleon by dipole-nucleus amplitude,
(6) |
In ultra-peripheral collisions at the LHC, the photon virtuality and the photon energy in the nuclear rest frame is sufficiently high to make the coherence length for photo-production much longer than the nuclear radius, . Then Lorentz time delation freezes the fluctuations of the dipole size, and one can rely on the eikonal form for the dipole-nucleus partial amplitude at impact parameter ,
(7) |
where is the nuclear thickness function normalized as , and is the nuclear density. For we employ the realistic Wood-Saxon form DeJager:1987qc .
Expression for the differential cross sections is analogous to Eq. (3) provided that the coherence length ,
(8) |
We also incorporate the real part Bronzan:1974jh ; Nemchik:1996cw ; forshaw-03 of the nuclear amplitude via a substitution in Eq. (7)
(9) |
with .
In order to include the skewness correction Shuvaev:1999ce one should perform the following modification of the partial -nucleon amplitude in the eikonal formula (7),
(10) |
where the skewness factor .
IV Higher Fock states and gluon shadowing
Higher Fock components of the photon contain besides the pair additional gluons, , , etc. In collision they correspond to gluon radiation processes, which should be treated as higher-order corrections to the gluonic exchange, which take part in the building of the Pomeron exchange in the diffractive interaction. Therefore the higher Fock components are included in the -dipole interaction with the proton. In the case of photo-production on a nucleus, the higher Fock components contribute to the amplitude in Eq. (7). This would correspond to the Bethe-Heitler regime of radiation, when each of multiple interactions produce independent gluon radiation without interferences.
However, the pattern of multiple interactions changes in the regime of long coherence length of gluon radiation , where is the mean separation between bound nucleons. The gluon radiation length has the form,
(11) |
where is the LF fraction of the photon momentum carried by the gluon, is the effective mass of the pair and the effective gluon mass is fixed by data on gluon radiation Kopeliovich:1999am ; Kopeliovich:2007pq . Such a rather large effective gluon mass makes the gluonic coherence length (see Eq. (15) in Sec. IV.2) nearly order of magnitude shorter than for fluctuations Kopeliovich:2000ra . This is why onset of shadowing in DIS, which occur at for higher twist shadowing, requires much smaller for onset of gluon shadowing Kopeliovich:1999am . That was confirmed by the global analysis of DIS data on nuclei florian .
IV.1 Single gluon approximation
At long the Landau-Pomeranchuk effect is at work, namely, radiation does not resolve multiple interactions, which act as one accumulated kick, which shakes off gluons. So gluon radiation intensity is reduced in comparison with the Bethe-Heitler regime. This is why it is called gluon shadowing (GS) Kopeliovich:1999am .
Such a reduction of the cross section is a well known feature of Gribov inelastic shadowing Gribov:1968jf ; Kopeliovich:2012kw ; Kopeliovich:2016jjx , and gluon shadowing is a part of Gribov corrections. It correspond to inclusion of higher Fock components of the projection photon, , , etc. Then, eikonalization of these components is required. However, differently from fluctuations, a component does not reach the ”frozen” size regime even at very small , because of divergent behavior. Therefore, variation of the dipole size should be taken into account. This was done for DIS in Kopeliovich:1999am applying the Green function technique. It was also used for calculation of gluon shadowing in electroproduction of heavy vector mesons on nuclei in Refs. Ivanov:2002kc ; Nemchik:2002ug .
The Gribov correction, related to the component of the photon, to the partial nuclear cross section at impact parameter , reads
(12) | |||||
This is the usual Gribov correction containing product of conjugated amplitudes of diffractive transitions, , on bound nucleons with longitudinal coordinates . On the contrary to kk we have no uncertainty with inclusion of higher order multiple interactions. The propagation of the system in the nuclear medium is described by the Green function , which takes care of attenuation and phase shift.
The Fock state is characterized by two scales. One scale is set by the heavy quark mass, and determines the small separation . This is a higher twist effect, i.e. the quark pair size drops linearly with (or with in Kopeliovich:1999am ), so it can be treated as point-like color-octet system. However, the transverse distance between the and gluon is much larger and independent of (up to Log corrections). This distance depends on the previously mentioned scale, the effective gluon mass, . Thus, the system is strongly asymmetric, a nearly point-like color-octet pair and the gluon is separated by relatively long, distance. Since the latter controls gluon shadowing, it is the leading twist effect, because it is hardly dependent (only Log) on the hard scale . Expression (12) is integrated over separation, assuming a weak dependence of the Green function on this scale. Thus, the whole 3-body system can be treated with high precision as glue-glue dipole Kopeliovich:1999am . We skip further details of calculation, which are well described in Kopeliovich:1999am ; Ivanov:2002kc .
The fractional Gribov correction to the partial nuclear cross section
(13) |
is interpreted in the parton model as ratio of gluon densities. As far as the gluon density in the bound nucleons is reduced by factor one can take this into account renormalizing the nucleon amplitude in Eq. (7),
(14) |
As an example, the magnitudes of at c.m. collision energies and are presented in Fig. 1 at as function of nuclear impact parameter in left panel, and vs rapidity for the -integrated cross section in the right panel.


IV.2 Suppression of multi-gluon Fock states
The lifetime of the fluctuation, usually called coherence time (or length), in the nuclear rest frame is given by,
(15) |
where replacing by , the invariant mass of the fluctuation gets the form,
(16) |
Here is the fractional LF momentum carried by the gluon, which is small (see below), and
(17) |
Thus, Eq. (15) acquires the form,
(18) |
where according to Kopeliovich:2000ra the quantity is the maximal possible coherence length, and the factor
(19) |
considerably reduces the magnitude of . We simplify the calculations done in Kopeliovich:2000ra , because we need to evaluate only the coherence lengths, including more complicated multi-gluon Fock components. We avoid the integration over the gluon- transverse separation, fixing it at the mean value . Averaging over the radiation spectrum we get its mean value,
(20) |
The minimal value is defined by the trasnverse mass of the radiated gluon and the available energy range for radiation. The latter is not well defined, it depends on the chosen invariant mass of the diffractive excitation , corresponding to the triple-Pomeron term in Gribov corrections. Fortunately, the result of (20) has a weak sensitivity (only Log) to this choice. Following Kopeliovich:2000ra and previous studies of diffraction kklp we fix
(21) |
Here the chosen factor corresponds to the cut for Feynman in diffraction (see e.g. in kklp ).
The choice of the upper bound for the photon LF momentum is rather uncertain. Large values are dangerous, because according to Eq. (16) the mass of the fluctuation rises to infinity. That means a vanishingly small probability of such fluctuations. Therefore, following Kopeliovich:2000ra we fix . Then, the numerator of (20) equals to , and e.g. at the mean value of the coherence length is reduced by the factor , pretty close to the more accurate estimate in Kopeliovich:2000ra .
Notice that at the invariant mass Eq. (16) is dominated by the second term. Including more gluons to a Fock component (16) makes it heavier adding a new term . Assuming the mean values of this terms equal each other, we get the coherence length for the -gluon Fock component times shorter than the single-gluon , which we already found very short.
This is why the Balitsky-Kovchegov (BK) equation balitsky ; kovchegov , which assumes that the dipole sizes are ”frozen”, cannot be applied to nuclear targets at available energies poetic . Therefore the single-gluon approximation described in Sect. IV.1, is sufficiently accurate, and we employ it in what follows.
V Predictions and comparison with data
The dipole model calculations of diffractive photo-production of on protons, , were verified in Ref. Kopeliovich:2021dgx by comparing with data from the ZEUS Breitweg:1997rg ; Chekanov:2002xi and H1 Aktas:2005xu ; Alexa:2013xxa experiments at HERA. Predictions for charmonium photo-production on nuclei at high energies were provided in Ivanov:2002kc .
Calculations, performed in the present paper, rely on the quarkonium wave functions generated by the Buchmüller-Tye (BT) Buchmuller:1980su - interaction potential. Following Hufner:2000jb we performed a Lorentz boost to the LF frame, including corrections for the effect of Melosh spin rotation. The Lorentz boost procedure was originally proposed in Terentev:1976jk as an educated guess, but proven later in Kopeliovich:2015qna for a heavy system.
Considering the LHC kinematic region, we included gluon shadowing calculated in the single gluon approximation, while multi-gluon Fock states were found to have too short coherence length and neglected. The corresponding suppression factor in Eq. (14) provides the main nuclear effect. The results of calculations of the differential cross section for heavy vector meson production relying on the -dependent dipole models are presented and compared with available data in Fig. 2.


The photo-production differential cross section was extracted in Acharya:2021bnz from UPC data at c.m. collision energy and at the mid rapidity, which corresponds to the c.m. - energy . They are depicted in the left panel of Fig. 2 together with our predictions, which used two different -dependent dipole models. Our calculations are in a good accord with data.
In a wider interval of transverse momentum one should anticipate a specific diffractive behavior of the cross section with intermittent maxima and minima, as was predicted in Ivanov:2002kc , and confirmed by the current calculations depicted in Fig. 2, which are based on more advanced models for the dipole amplitude.


The curves show our predictions, still awaiting for data, for of coherent photo-production of other quarkonium states, charmonium (left panel) and bottomonia , (right panel). One can see that the production of the 1S and 2S bottomonium states is more sensitive to the choice of the model for partial dipole-proton amplitude in comparison with charmonium production. The differences in predictions adopting br-BGW and br-BGBK models can be treated as a measure of theoretical uncertainty.
VI Summary
We studied the momentum transfer dependence of differential cross sections for coherent photo-production of heavy quarkonia on nuclei, in the framework of the dipole description.
The LF wave function of a high-energy photon was expanded over Fock states, independently contributing to heavy quarkonium production, , , , etc. The cross section was calculated for every Fock component separately in accordance with the corresponding coherence lengths. At the energies of UPC the photon energy in the nuclear rest frame is so high, that the coherence length, associated with the component is much longer than the nuclear size, so one can eikonalize the dipole -N amplitude, as is done in Eq. (7), including the correlation between and dipole orientation . Such a dipole amplitude contains Gribov corrections in all orders. The corresponding quark shadowing is a higher twist effect, so it is small at the scale imposed by the heavy quarkonium mass.
For the dipole amplitude we rely on a LF wave function of the vector meson, determined by a solution of the Lorentz boosted Schrödinger equation with realistic potentials. On the other hand, we found that the frequently used unjustified model of photon-like structure leads to an exaggerated weight of the -wave in the rest frame wave function, inconsistent with the solutions of the Schrödinger equation.
The QCD dipole formalism also includes the leading twist gluon shadowing, which is related to the higher Fock components of the photon, , , etc. The corresponding shadowing effect is a leading twist due to large, nearly scale independent size of the - dipoles. The related nuclear effect is much stronger that the higher twist shadowing, controlled by the small-size of dipoles. However, calculations of the effect of gluon shadowing is more involved, because the dipoles cannot be treated as ”frozen” even at very high energies, their size fluctuates during propagation through the nucleus, and we took that into account by applying the path-integral technique.
The coherence length of the higher Fock components is much shorter than for the fluctuation of the photon. We demonstrated that radiation of every additional gluon significantly reduces the coherence length. Therefore, at available energies the single gluon approximation was found to be rather accurate, while higher components containing two and more gluons have too short coherence length to produce a sizeable shadowing effect. In particular, the BK equation cannot be applied to nuclear targets, because it treats all dipoles as ”frozen”.
On the contrary to the global data analyses, which provide only integrated gluon shadowing, we calculated the dependence of shadowing, which is crucial for the differential cross section .
Our calculations of for the coherent process are in a good accord with recent ALICE data at the LHC (see Fig. 2). We also provided predictions for other quarkonium states, , and (see Figs. 2 and 3), that can be verified in the current experiments at the LHC.
Acknowledgements.
This work was supported in part by ANID-Chile PIA/APOYO AFB180002. The work of J.N. was partially supported by Grant No. LTT18002 of the Ministry of Education, Youth and Sports of the Czech Republic, by the project of the European Regional Development Fund No. CZ.02.1.01/0.0/0.0/16_019/0000778 and by the Slovak Funding Agency, Grant No. 2/0020/22. The work of M.K. was supported by the project of the International Mobility of Researchers - MSCA IF IV at CTU in Prague CZ.02.2.69/0.0/0.0/20_079/0017983, Czech Republic.References
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