Classification of real algebraic curves under blow-spherical homeomorphisms at infinity
Abstract.
In this article, we present a complete classification, with normal forms, of the real algebraic curves under blow-spherical homeomorphisms at infinity.
Key words and phrases:
Blow-spherical equivalence; Algebraic curves; Classification of algebraic curves.2010 Mathematics Subject Classification:
14B05; 32S501. Introduction
In this article, we study real algebraic curves under blow-spherical homeomorphisms from the global point of view. Roughly speaking, two subsets of Euclidean spaces are blow-spherical homeomorphic, if their spherical modifications (see Definition 2.1) are homeomorphic and, in particular, this homeomorphism induces a homeomorphism between their tangent links (see Definition 2.2). This gives an equivalence which lives between topological equivalence and semialgebraic bi-Lipschitz equivalence.
The study of analytic sets under blow-spherical homeomorphisms from the local point of view has been studied in some works, e.g., [1, 2, 6, 7, 8]. In [7], the first author, among other things, presented a complete classification of the germs of complex analytic curves under blow-spherical homeomorphisms. In [8], the first author presented several results of related to blow-spherical homeomorphism between germs of real analytic sets and, in particular, he presented a classification of germs of real analytic curves under blow-spherical homeomorphisms.
Recently, the authors of this article in [9] presented a complete classification of complex algebraic curves under (global) blow-spherical homeomorphisms (see Theorem 4.6 in [9]). They also presented a complete classification of complex algebraic curves under blow-spherical homeomorphisms at infinity with normal forms (see Theorems 4.2 and 4.3 in [9]).
So, it becomes natural to try classifying real algebraic curves under blow-spherical homeomorphisms.
The main aim of this article is to present a complete classification of real algebraic curves under blow-spherical homeomorphisms at infinity (see Proposition 3.1). Moreover, we also present normal forms for this classification (see Proposition 3.2). We also present a result of realization of our (complete) invariant (see Proposition 3.7).
In order to be a bit more precise, for a real algebraic curve , we define our invariant (see Definition 2.12), which is a point of and is the cardinality of the link (at 0) of the tangent cone of at infinity (see Subsection 2.2), and in Proposition 3.1, we prove that two real algebraic curve and are blow-spherical homeomorphic at infinity if and only if .
In Subsection 3.1, we present a collection of real algebraic curves and we prove in Proposition 3.2 that a real algebraic curve is blow-spherical homeomorphic at infinity to exactly one curve of that collection.
In Subsection 3.2, we observe that , where and is the set of all such that . Moreover, given , we prove in Proposition 3.7 that there is a real algebraic curve such that if and only if is an even number.
2. Preliminaries
Here, all the real algebraic sets are supposed to be pure dimensional.
2.1. Definition of the blow-spherical equivalence
Let us consider the spherical blowing-up at infinity (resp. ) of , (resp. ), given by (resp. ).
Note that (resp. ) is a homeomorphism with inverse mapping (resp. ) given by (resp. ).
Definition 2.1.
The strict transform of the subset under the spherical blowing-up is (resp. ). The subset (resp. ) is called the boundary of (resp. ) and it is denoted by (resp. ).
Definition 2.2.
Let and be subsets in and , respectively. Let , . A homeomorphism such that is said a blow-spherical homeomorphism at , if the homeomorphism
extends to a homeomorphism . A homeomorphism is said a blow-spherical homeomorphism if it is a blow-spherical homeomorphism for all . In this case, we say that the sets and are blow-spherical homeomorphic or blow-isomorphic (at ).
Definition 2.3.
Let and be subsets in and , respectively. We say that a blow-spherical homeomorphism is a strong blow-spherical homeomorphism if and is a diffeomorphism, where, for , denotes the points such that, for any open neighbourhood of , is not a submanifold of . A blow-spherical homeomorphism at , , is said a strong blow-spherical homeomorphism at if there are compact sets and such that and the restriction is a strong blow-spherical homeomorphism.
Remark 2.4.
We have some examples:
-
(1)
is a blow-spherical homeomorphism for any ;
-
(2)
Let , and be subsets. If and are blow-spherical homeomorphisms, then is a blow-spherical homeomorphism.
Thus we have a category called blow-spherical category, which is denoted by BS, where its objects are all the subsets of Euclidean spaces and its morphisms are all blow-spherical homeomorphisms.
By definition, if and are strongly blow-spherical homeomorphic then they are blow-spherical homeomorphic, but the converse does not hold in general, as we can see in the next example.
Example 2.5.
Let . The mapping given by is a blow-spherical homeomorphism. However, since and , there is no strong blow-spherical homeomorphism and, in particular, and are not strongly blow-spherical homeomorphic.
Proposition 2.6 (Proposition 3.12 in [9]).
Let and be semialgebraic sets. If is a semialgebraic outer lipeomorphism then is a blow-spherical homeomorphism.
Example 2.7.
and are blow-spherical homeomorphic, but are not outer bi-Lipschitz homeomorphic.
2.2. Tangent Cones
Let be an unbounded semialgebraic set (resp. subanalytic set with ). We say that is a tangent vector of at infinity (resp. ) if there are a sequence of points tending to infinity (resp. ) and a sequence of positive real numbers such that
Let (resp. ) denote the set of all tangent vectors of at infinity (resp. ). We call the tangent cone of at infinity (resp. ).
We have the following characterization.
Corollary 2.8 (Corollary 2.16 [3]).
Let be an unbounded semialgebraic set. Then semialgebraic such that and , where means .
Thus, we have the following
Corollary 2.9 (Corollary 2.18 [3]).
Let be an unbounded semialgebraic set. Let be the semialgebraic mapping given by and denote . Then is a semialgebraic set satisfying and .
Remark 2.10.
Another way to present the tangent cone at infinity (resp. ) of a subset is via the spherical blow-up at infinity (resp. ) of . In fact, if is a semialgebraic set, then (resp. ).
2.3. Relative multiplicities
Let be a -dimensional subanalytic subset and . We say is a simple point of , if there is an open subset with such that:
-
a)
the connected components of are topological submanifolds of with , for all ;
-
b)
is a topological manifold with boundary, for all .
Let be the set of simple points of and we define . Let be the function such that is the number of connected components of the germ .
Remark 2.11.
It is known that is an open dense subset of the -dimensional part of whenever is a -dimensional subset. where (see [5]).
Definition 2.12.
It is clear the function is locally constant. In fact, is constant on each connected component of . Then, we define the relative multiplicity of at (along of ) to be with . Let be the connected components of . By reordering the indices, if necessary, we assume that . Then we define .
Remark 2.13.
Let be an unbounded real algebraic curve such that . By the Conical Structure Theorem at infinity for semialgebraic sets that there exists a constant such that for all , we have
and there is a semialgebraic diffeomorphism such that and and, moreover, for each , for all . These ’s are called the branches of at infinity. In particular, , i.e., is the number of branches of at infinity that are tangent to at infinity.
Proposition 2.14 (Proposition 3.5 in [9]).
Let and be semialgebraic sets in and respectively. Let be a blow-spherical homeomorphism at . Then
for all , where . In particular, .
Proposition 2.15 (Proposition 3.6 in [9]).
If is a blow-spherical homeomorphism at , then and are blow-spherical homeomorphic at .
3. On the classification of real algebraic curves
In this section, we present some examples and results about the classification of real algebraic curves under blow-spherical homeomorphisms.
Proposition 3.1.
Let be two real semialgebraic curves. Then the following statements are equivalent:
-
(1)
and are blow-spherical homeomorphic at infinity;
-
(2)
;
-
(3)
and are strongly blow-spherical homeomorphic at infinity;
Proof.
Assume that and . By Remark 2.11, is an open dense subset of the -dimensional part of , hence .
Clearly, (3) (1).
(1) (2). Assume that and are blow-spherical homeomorphic at infinity. By Proposition 2.14, .
(2) (3). Assume that . Thus, and by reordering the indices, if necessary, we may assume that for all and . Thus, it follows from Remark 2.13 and the Conical Structure Theorem at infinity for semialgebraic sets that there exists a constant such that for all , we have
and there is a semialgebraic diffeomorphism such that and and, moreover, for each , for all . In particular, we consider .
Now define the curve given by , where . Thus, we define the curve by .
Analogously, we also have
and there are semialgebraic diffeomorphisms , and and, moreover, for each , for all .
Let and and define by if . We have that is a strong blow-spherical homeomorphism at infinity and is given by
In order to see that, it is enough to prove that is a blow-spherical homeomorphism at infinity. Let us prove that is continuous at each . Thus take and consider a sequence such that . Thus, for any subsequence , there is some and a subsequence such that for all . Since
we have
Therefore,
Since , we have This shows that
Thus, is continuous at each . Analogously, is continuous at each . Therefore, is a strong blow-spherical homeomorphism at infinity. ∎
3.1. Normal forms for the classification at infinity
Let be the set of all non-null functions from to . For each positive integer number , let be the subset of formed by all satisfying the following:
-
(1)
for all ;
-
(2)
If then .
Let . Let . For and , we define the following curves:
and
Moreover, if we define . Finally, we define the realization of to be the curve .
Thus, it follows from Proposition 3.1 and the definition of , the following classification result:
Proposition 3.2.
For each real algebraic curve , there exists a unique such that and are blow-spherical homeomorphic at infinity.
Proof.
We consider the projective closure of and , where is the hyperplane at infinity.
By taking local charts, it follows from Lemma 3.3.5 in [4] that there exist an open neighborhood of and such that whenever and
and, moreover, for each , there exists an analytic homeomorphism with . By shrinking , if necessary, we may assume that for each , or . By reordering the indices, if necessary, there is such that for all and for all . By reordering the indices again, if necessary, we may assume that , for all .
We denote the half-branch by and . So, denoting and , we obtain that
are all the branches of at infinity. For each , there is such that , where is the canonical projection. Thus, for each , .
For each , by reordering the indices, if necessary, there are non-negative integer numbers and such that:
-
•
for all ;
-
•
, for all ;
-
•
, for all .
By changing by , if necessary, we may assume that . Thus, we define for all and
Thus, we have the following:
-
•
for all ;
-
•
, for all .
For each , we define by and .
Remark 3.3.
Proposition 3.2 says in particular that any spacial real algebraic curve is blow-spherical homeomorphic at infinity to a plane real algebraic curve.
Note that Remark 3.3 is not true in the global case, as it is shown in the next example.
Example 3.4.
Let and be the algebraic curves in given by
and
Thus the spatial algebraic curve is not blow-spherical equivalent to a plane curve (see figure 1).

3.2. Realization of the invariant
Definition 3.5.
For each positive integer , let be the set of all such that . Let .
By definition, we have that if is a semialgebraic curve then . Reciprocally, for , it is easy to find a semialgebraic curve such that . For example,
Definition 3.6.
We say that is algebraically realizable, if there exists a real algebraic curve such that .
The next result gives a necessary and sufficient condition for a to be algebraically realizable. Let a vector, we denote by the norm given by .
Proposition 3.7.
is algebraically realizable if and only if .
Proof.
Assume that is algebraically realizable, that is, there exists an unbounded real algebraic curve such that . We consider the projective closure of and , where is the hyperplane at infinity.
By the proof of Proposition 3.2, we obtain that there exist an open neighbourhood of and such that whenever ,
and, moreover, for each , there exists an analytic homeomorphism with . Additionally, there is such that for all and for all . By reordering the indices again, if necessary, we may assume that , for all .
We denote the half-branch by and . So, denoting and , we obtain that
are all the branches of at infinity. For each , there is such that , where is the canonical projection. Thus, for each , . By Remark 2.13,
where is defined to be zero if .
Assume that and for all .
We consider the following decomposition of :
and
and such that for all . Therefore, by writing instead of , we have
For the converse, assume that satisfies . Thus, . Let be the indices such that if and only if . For each , let be the non-negative integer number such that . Let . We consider the following three algebraic curves
and
Then, for , we have that .
∎
3.3. Some considerations on the global case
In the global case, the problem of classification is harder. For instance, two homeomorphic algebraic curves having the same relative multiplicities may not be blow-spherical homeomorphic, as we can see in the next example.
Example 3.8.
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Thus, we need of the following notion:
Definition 3.9.
We say that a homeomorphism between two analytic curves is a tangency-preserving homeomorphism if, for each , two half-branches and of are tangent at if and only if and are tangent at .
Proposition 3.10.
Let be two connected real algebraic curves. Then the following statements are equivalent:
-
(1)
and are blow-spherical homeomorphic;
-
(2)
There is a tangency-preserving homeomorphism ;
-
(3)
and are strongly blow-spherical homeomorphic.
Proof.
Since , we only have to prove . Assume that there is a tangency-preserving homeomorphism .
Let and . Since is a tangency-preserving homeomorphism, it follows from [8, Proposition 6.9] that and, in particular, . Thus, we assume that for all .
By following the proof of Theorem 6.19 in [8], we can find and a strong blow-spherical homeomorphism such that for each , for all .
It follows from Proposition 3.1 that there exists a strong blow-spherical homeomorphism such that for all .
Now, we define the following set
and
Note that (resp. ) is a finite union of compact one-dimensional with boundary, i.e, (resp. ), where each (resp. ) is diffeomorphic to the compact interval . Thus there is a diffeomorphism such that each is contained in the connected component of which contains . By using standard arguments of bump functions, we may define a strong blow-spherical homeomorphism such that
which finishes the proof. ∎
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