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Classical and quantum walks on paths associated with exceptional Krawtchouk polynomials

Hiroshi Miki E-mail:[email protected] Meteorological College, Asahi-Cho, Kashiwa 277 0852, Japan Satoshi Tsujimoto Department of Applied Mathematics and Physics, Graduate School of Informatics, Kyoto University, Sakyo-Ku, Kyoto 606 8501, Japan Luc Vinet Centre de recherches mathématiques, Université de Montréal, PO Box 6128, Centre-ville Station, Montréal (Québec), H3C 3J7, Canada
Abstract

Classical and quantum walks on some finite paths are introduced. It is shown that these walks have explicit solutions given in terms of exceptional Krawtchouk polynomials and their properties are explored. In particular, fractional revival is shown to take place in the corresponding quantum walks.

1 Introduction

The theory and the applications of exceptional orthogonal polynomials whose development was initiated in gomez2009extended ; gomez2010extension ; quesne2008exceptional ; odake2009infinitely keep being actively explored. We shall here focus on polynomials of the discrete type duran2014exceptional ; duran2015higher . Broadly speaking, exceptional discrete orthogonal polynomials are defined as forming complete systems of polynomials orthogonal with respect to a positive measure and as being eigenfunctions of a second order difference operator with the distinct feature in comparison to classical ensembles, that the exceptional families have gaps in their degrees. For recent overviews and additional references, the reader may consult gomez2020exceptional ; duran2020exceptional . This paper examines the bearing and the application of the exceptional Krawtchouk polynomials on two related fields: the birth and death processes and (continuous-time) quantum walks.

An important special category of continuous time Markov processes is that of the so-called birth and death processes (BDP) which track for instance the size of a univariate population feller . The basic form of BDP has the time tt running from 0 to \infty, the states labelled by the non-zero integers {n}\{n\} and transitions from the state nn occurring only between the adjacent states n+1n+1 (birth) or n1n-1 (death) with probabilities that depend solely on the state nn as per the Markov property. Specifically, if the system is in the state nn at time tt, the probability that, between tt and t+Δtt+\Delta t, the transition nn+1n\rightarrow{n+1} occurs is λnΔt+o(Δt)\lambda_{n}\Delta t+o(\Delta t), the transition nn1n\rightarrow n-1 takes place is μnΔt+o(Δt)\mu_{n}\Delta t+o(\Delta t), more than one transitions are observed is o(Δt)o(\Delta t) and no transition is seen is 1(λn+μn)Δt+o(Δt)1-(\lambda_{n}+\mu_{n})\Delta t+o(\Delta t).

The integral formula obtained by Karlin and McGregor karlin1957differential for the transition probabilities Pnm(t)P_{nm}(t) between states nn and mm over the time period tt established the intimate link between BDP and orthogonal polynomials. (Expositions of this connection will be found in ismail1990birth ; schoutens2012stochastic .) This seminal result is central in the ongoing study of the role of orthogonal polynomials in stochastic processes and has prompted the examination of generalizations of birth and death processes that are underscored by orthogonal polynomials of various kinds. This is illustrated by the following sampling. Karlin and McGregor themselves karlin1975linear and others khare2009rates ; champagnat2012dirichlet ; griffiths2016multivariate ; fernandez2021quasi used multivariate orthogonal polynomials to analyze multidimensional or composition BDP. For applications of matrix orthogonal polynomials to quasi-birth and death processes one may consult dette2008some or grunbaum2008qbd ; gruunbaum2008random in the discrete time case and again for discrete time, random walks that multiple polynomials entail have been looked at recently in branquinho2021multiple .

Pursuing in this vein, we shall address here the question of what generalized birth and death processes could exceptional polynomials allow to solve by focusing on the process associated to a family of univariate (level 2) exceptional Krawtchouk polynomials. As shall be seen, this will yield a model where the states are labelled by the integers belonging to the set {0,1,,N,N+3}\{0,1,\dots,N,N+3\} and the transitions take place between three neighbours.

We shall also pay attention to the quantum realm. There is a natural parallel discussed in grunbaum2013birth between BDP and continuous time quantum walks on weighted paths when only neighboring vertices are dynamically linked; it arises by basically performing the Wick rotation (titt\rightarrow it). The analog of the Karlin McGregor formula provides in this context the transition amplitude for the quantum walker to hop between the sites nn and mm during time tt. Such processes arise as the one-excitation dynamics of XYXY quantum spin chains with non-uniform nearest-neighbour couplings and can be simulated by the propagation of photons in evanescently coupled waveguide arrays perez2013coherent ; chapman2016experimental ; bosse2017coherent . These quantum walks are hence particularly relevant in the design of (one-dimensional) devices that realize with a minimum of external controls the end-to-end perfect state transfer (PST), which amounts to situations when transition amplitudes of modulus one can be achieved at certain times kay2010perfect . Of interest also for the purpose of generating entangled states, is the construction of systems enabling fractional revival (FR), the phenomenon where an initial state is reproduced periodically at a number of fixed locations robinett2004quantum . Continuous-time are also useful in this endeavour.

Not surprisingly orthogonal polynomials play again a key role in these matters. First, the general construction of systems with nearest neighbour interactions that achieve PST and/or FR involves the solution of inverse spectral problems that relies on the theory of univariate orthogonal polynomials gladwell2005inverse ; vinet2012construct ; genest2016quantum . Second, the determination of analytic models with the advantages that these have, calls upon special polynomials that are fully characterized and explicitly known. Hence, as in the classical case, a search for solvable quantum walks corresponding to various families of univariate polynomials has been undertaken. Those corresponding to the Krawtchouk and dual Hahn polynomials were the first ones found albanese2004mirror . A model associated to a special case of the qq-Racah polynomials was exhibited vinet2012construct as well as one corresponding to the dual 1-1 Hahn polynomials vinet2012dual ; coutinho2019perfect - a representative family of the interesting sets obtained from q1q\rightarrow-1 limits of the Askey-Wilson polynomials and their relatives. (A standard reference for information on most of these polynomials is koekoek2010hypergeometric .) As a matter of fact, the search for models with FR genest2016quantum ; lemay2016analytic has led to the discovery of orthogonal polynomials of the para-type (see also vinet2012krawtchouk ) which arise through non-conventional truncations of infinite sets of polynomials belonging to the Askey scheme. A review of these various analytic systems is provided in bosse2017coherent . Furthermore, as in the classical case, these enquiries suggested to look at the higher-dimensional quantum systems connected to multivariate polynomials miki2012quantum ; miki2019quantum ; miki2020perfect .

We shall expand this body of work by examining also in this paper the transposition to the quantum domain of the generalized BDP associated to the exceptional Krawtchouk polynomials that we shall have introduced. Under some conditions, the corresponding quantum model will be shown to exhibit perfect return and some FR but PST will not be observed.

The remainder of the paper is structured as follows. The essential properties of the exceptional XX_{\ell}-Krawtchouk polynomials K^n()(x;p)\hat{K}_{n}^{(\ell)}(x;p) will be recorded in Section 2. On the basis of the study miki2015new , it will be stressed that these polynomials obey a 2+32\ell+3-term recurrence relation; the 77-term one (for =2\ell=2) will be given explicitly and will be central in the applications to be pursued. In Section 3, a generalized birth and death process is defined and shown to be solvable with the help of the X2X_{2}-Krawtchouk polynomials. Its stationary distribution is provided. Section 4 examines the quantum walk generated by the Hamiltonian taken to be the 77-diagonal matrix corresponding to the recurrence relation of the orthonormalized X2X_{2}-Krawtchouk polynomials. The transition amplitudes are expressed in terms of those polynomials and their properties are studied. Perfect return and fractional revival are shown to occur when the parameter pp is equal to 12\frac{1}{2}. Examples of dynamical evolution are also depicted graphically. Section 5 comprises concluding remarks.

2 Ordinary and Exceptional Krawtchouk polynomials

In this section, we first review the ordinary Krawtchouk polynomials. We then introduce the exceptional Krawtchouk polynomials and examine their properties.

2.1 Krawtchouk polynomials

Let 0<p<10<p<1 and NN be a positive integer. The Krawtchouk polynomials are usually defined in terms of the hypergeometric series koekoek2010hypergeometric :

KnN(x;p)=F12(n,xN;1p)K_{n}^{N}(x;p)={}_{2}F_{1}\left(\begin{matrix}-n,-x\\ -N\end{matrix};\frac{1}{p}\right) (1)

for n,x=0,1,,Nn,x=0,1,\dots,N. They are orthogonal with respect to the binomial distribution function:

[KmN(x;p)KnN(x;p)wx]=x=0NKmN(x;p)KnN(x;p)wx=hnδmn,\mathcal{L}[K_{m}^{N}(x;p)K_{n}^{N}(x;p)w_{x}]=\sum_{x=0}^{N}K_{m}^{N}(x;p)K_{n}^{N}(x;p)w_{x}=h_{n}\delta_{mn}, (2)

where δmn\delta_{mn} is the Kronecker delta and

hn=(1)nn!(N)n(qp)n,(q=1p),wx=(Nx)pxqNx=N!x!(Nx)!pxqNx.\displaystyle\begin{split}h_{n}&=\frac{(-1)^{n}n!}{(-N)_{n}}\left(\frac{q}{p}\right)^{n},\quad(q=1-p),\\ w_{x}&=\binom{N}{x}p^{x}q^{N-x}=\frac{N!}{x!(N-x)!}p^{x}q^{N-x}.\end{split} (3)

One can easily see that the map (p,x)(q,Nx)(p,x)\mapsto(q,N-x) does not change the weight function wxw_{x}. We thus find from the uniqueness of OPs that

KnN(x;q)=(pq)nKnN(Nx;p),n=0,1,,N.K_{n}^{N}(x;q)=\left(-\frac{p}{q}\right)^{n}K_{n}^{N}(N-x;p),\quad n=0,1,\ldots,N. (4)

It should be remarked here that the relation (4) holds for all x,Nx,N\in\mathbb{Z}. Krawtchouk polynomials belong to the class of discrete classical OPs; they satisfy the following Sturm-Liouville difference equation:

nKnN(x;p)=p(Nx)KnN(x+1;p){p(Nx)+qx}KnN(x;p)+qxKnN(x1;p)-nK_{n}^{N}(x;p)=p(N-x)K_{n}^{N}(x+1;p)-\{p(N-x)+qx\}K_{n}^{N}(x;p)+qxK_{n}^{N}(x-1;p) (5)

and from the exchange nxn\leftrightarrow x, one gets their recurrence relations:

xKnN(x;p)=p(Nn)Kn+1N(x;p){p(Nn)+qn}KnN(x;p)+qnKn1N(x;p).-xK_{n}^{N}(x;p)=p(N-n)K_{n+1}^{N}(x;p)-\{p(N-n)+qn\}K_{n}^{N}(x;p)+qnK_{n-1}^{N}(x;p). (6)

The forward shift operator relation for Krawtchouk polynomials will prove useful:

KnN(x+1;p)KnN(x;p)=nNpKnN1(x1;p).K_{n}^{N}(x+1;p)-K_{n}^{N}(x;p)=-\frac{n}{Np}K_{n}^{N-1}(x-1;p). (7)

2.2 Exceptional Krawtchouk polynomials

Let \ell be a positive integer and introduce the index set

Λ={0,1,,N,N++1}.\Lambda_{\ell}=\{0,1,\ldots,N,N+\ell+1\}. (8)

Furthemore, we consider the grid points

XN={1,0,1,,N},X_{N}=\{-1,0,1,\ldots,N\}, (9)

which implies that we consider the space

{π(x)mod(x+1)x(x1)(xN)|π(x)[x]}.\{\pi(x)\mod(x+1)x(x-1)\cdots(x-N)~{}|~{}\pi(x)\in\mathbb{R}[x]\}. (10)

For xXNx\in X_{N} and nΛn\in\Lambda_{\ell}, the exceptional Krawtchouk polynomials of degree \ell (XX_{\ell}-Krawtchouk polynomials) can be defined via the Darboux transformation mtv :

K^n()(x;p)={N[KnN(x;p)](nN++1)limMNM[KnM(x;p)](n=N++1),\hat{K}^{(\ell)}_{n}(x;p)=\begin{cases}{\cal F}_{N}[K_{n}^{N}(x;p)]&(n\neq N+\ell+1)\\ \vskip 5.69054pt\cr\lim_{M\to N}{\cal F}_{M}[K_{n}^{M}(x;p)]&(n=N+\ell+1)\\ \end{cases}, (11)

where

N=(Nx)fp(x)T+(1+x)fp(x+1)I,{\cal F}_{N}=(N-x)f_{\ell}^{p}(x)\,T+(1+x)f_{\ell}^{p}(x+1)\,I, (12)

with fp(x)=KN2(xN1;p)f^{p}_{\ell}(x)=K^{-N-2}_{\ell}(x-N-1;p), If(x)=f(x)If(x)=f(x) and Tf(x)=f(x+1)Tf(x)=f(x+1).
The XX_{\ell}-Krawtchouk polynomials satisfy the following Sturm-Liouville difference equation:

NN[K^nN,(x;p)]=(N++1n)K^nN,(x;p){\cal F}_{N}\circ{\cal B}_{N}[\hat{K}_{n}^{N,\ell}(x;p)]=(N+\ell+1-n)\hat{K}_{n}^{N,\ell}(x;p) (13)

where

N=1fp(x)(pI+qT1),\displaystyle{\cal B}_{N}=\dfrac{1}{f_{\ell}^{p}(x)}\left(pI+q\,T^{-1}\right), (14)

with T1f(x)=f(x1)T^{-1}f(x)=f(x-1). Their orthogonality relation is given by

^[K^m()(x;p)K^n()(x;p)]=x=1NK^m()(x;p)K^n()(x;p)w^x=h^nδmn\hat{\mathcal{L}}[\hat{K}^{(\ell)}_{m}(x;p)\hat{K}^{(\ell)}_{n}(x;p)]=\sum_{x=-1}^{N}\hat{K}^{(\ell)}_{m}(x;p)\hat{K}^{(\ell)}_{n}(x;p)\hat{w}_{x}=\hat{h}_{n}\delta_{mn} (15)

with

h^n=(1)nn!(N)n(qp)n(N+1)(N+ln+1),w^x=(N+1x+1)px+1qNxfp(x)fp(x+1).\displaystyle\begin{split}\hat{h}_{n}&=\frac{(-1)^{n}n!}{(-N)_{n}}\left(\frac{q}{p}\right)^{n}(N+1)(N+l-n+1),\\ \hat{w}_{x}&=\binom{N+1}{x+1}\frac{p^{x+1}q^{N-x}}{f^{p}_{\ell}(x)f^{p}_{\ell}(x+1)}.\end{split} (16)

It should be mentioned here that the weight function w^x\hat{w}_{x} is positive when ll is even. Like the Krawtchouk polynomials, the XlX_{l}-Krawtchouk polynomials are also symmetric with respect to xx and pp.

Proposition. 2.1.
K^n()(x;q)=(pq)n+lK^n()(Nx1;p)\hat{K}^{(\ell)}_{n}(x;q)=\left(-\frac{p}{q}\right)^{n+l}\hat{K}^{(\ell)}_{n}(N-x-1;p) (17)
Proof.

From relation (4), one can check that

fq(x)=KlN2(xN1;q)=(pq)KN2(N2(xN1);p)=(pq)fp(Nx).\displaystyle\begin{split}f^{q}_{\ell}(x)&=K^{-N-2}_{l}(x-N-1;q)\\ &=\left(-\frac{p}{q}\right)^{\ell}K^{-N-2}_{\ell}(-N-2-(x-N-1);p)\\ &=\left(-\frac{p}{q}\right)^{\ell}f_{\ell}^{p}(N-x).\end{split} (18)

Therefore we have

K^n()(x;q)=(Nx)fq(x)KnN(x+1;q)+(1+x)fq(x+1)KnN(x;q)=(pq)n+{(Nx)fp(Nx)KnN(Nx1;p)+(1+x)fp(Nx1)KnN(Nx;p)}=(pq)n+K^n()(Nx1;p).\displaystyle\begin{split}&\hat{K}^{(\ell)}_{n}(x;q)\\ &=(N-x)f^{q}(x)K_{n}^{N}(x+1;q)+(1+x)f^{q}(x+1)K_{n}^{N}(x;q)\\ &=\left(-\frac{p}{q}\right)^{n+\ell}\left\{(N-x)f^{p}_{\ell}(N-x)K_{n}^{N}(N-x-1;p)+(1+x)f^{p}_{\ell}(N-x-1)K_{n}^{N}(N-x;p)\right\}\\ &=\left(-\frac{p}{q}\right)^{n+\ell}\hat{K}^{(\ell)}_{n}(N-x-1;p).\end{split} (19)

This completes the proof. ∎

It is known that exceptional orthogonal polynomials verify recurrence relations with more terms than those of the standard OPs miki2015new . In the case of the XX_{\ell}-Krawtchouk polynomials, we have 2+32\ell+3-term recurrence relations.

Proposition. 2.2.

For the XX_{\ell}-Krawtchouk polynomials Kn(l)(x;p)K^{(l)}_{n}(x;p), the following relation holds:

K+1N1(xN)K^n()(x)=k=1+1βn,kK^n+k()(x)(βn,k).K^{-N-1}_{\ell+1}(x-N)\hat{K}^{(\ell)}_{n}(x)=\sum_{k=-\ell-1}^{\ell+1}\beta_{n,k}\hat{K}^{(\ell)}_{n+k}(x)\quad(\exists\beta_{n,k}\in\mathbb{R}). (20)

for xXNx\in X_{N}.

We give the explicit form of the recurrence relation (20) when =2\ell=2:

λxK^n(2)(x;p)=αnK^n+3(2)(x;p)+βnK^n+2(2)(x;p)+γnK^n+1(2)(x;p)(αn+βn+γn+δn+ϵn+ζn)K^n(2)(x;p)+δnK^n1(2)(x;p)+ϵnK^n2(2)(x;p)+ζnK^n3(2)(x;p)\displaystyle\begin{split}\lambda_{x}\hat{K}_{n}^{(2)}(x;p)&=\alpha_{n}\hat{K}_{n+3}^{(2)}(x;p)+\beta_{n}\hat{K}_{n+2}^{(2)}(x;p)+\gamma_{n}\hat{K}_{n+1}^{(2)}(x;p)\\ &-(\alpha_{n}+\beta_{n}+\gamma_{n}+\delta_{n}+\epsilon_{n}+\zeta_{n})\hat{K}_{n}^{(2)}(x;p)\\ &+\delta_{n}\hat{K}_{n-1}^{(2)}(x;p)+\epsilon_{n}\hat{K}_{n-2}^{(2)}(x;p)+\zeta_{n}\hat{K}_{n-3}^{(2)}(x;p)\end{split} (21)

with

λx=(K3N1(xN;p)K3N1(1N;p))αn=(Nn+3)(Nn2)2(N+1)3,βn=3(Nn+3)(Nn1)2(qp)p(N+1)3,γn=3(Nn+3)(Nn){Nn+1(4N5n+2)pq}p2(N+1)3,δn=3n(Nn+3)q{Nn+2(4N5n+7)pq}p3(N+1)3,ϵn=3(Nn+3)(n1)2(qp)q2p3(N+1)3,ζn=(n2)3q3p3(N+1)3.\displaystyle\begin{split}\lambda_{x}&=-(K^{-N-1}_{3}(x-N;p)-K^{-N-1}_{3}(-1-N;p))\\ \alpha_{n}&=\frac{(N-n+3)(N-n-2)_{2}}{(N+1)_{3}},\\ \beta_{n}&=\frac{3(N-n+3)(N-n-1)_{2}(q-p)}{p(N+1)_{3}},\\ \gamma_{n}&=\frac{3(N-n+3)(N-n)\left\{N-n+1-(4N-5n+2)pq\right\}}{p^{2}(N+1)_{3}},\\ \delta_{n}&=\frac{3n(N-n+3)q\left\{N-n+2-(4N-5n+7)pq\right\}}{p^{3}(N+1)_{3}},\\ \epsilon_{n}&=\frac{3(N-n+3)(n-1)_{2}(q-p)q^{2}}{p^{3}(N+1)_{3}},\\ \zeta_{n}&=\frac{(n-2)_{3}q^{3}}{p^{3}(N+1)_{3}}.\end{split} (22)

3 Classical random walks associated with exceptional Krawtchouk polynomials

In this section, we introduce some classical random walks which can be regarded as generalized birth and death processes. We then show that these are exactly solvable with a parametrization derived from the exceptional Krawtchouk polynomials.

We consider stationary Markov processes whose state space is Λ2={0,1,,N,N+3}\Lambda_{2}=\{0,1,\ldots,N,N+3\}. With i,jΛ2i,j\in\Lambda_{2}, we assume that the probabilities Pij(Δt)P_{ij}(\Delta_{t}) for the system to evolve from state ii to jj in infinitesimal time Δt\Delta_{t} are given by:

pij(Δt)={αiΔt+o(Δt),j=i+3βiΔt+o(Δt),j=i+2γiΔt+o(Δt),j=i+11(αi+βi+γi+δi+ϵi+ζi)Δt+o(Δt),j=iδiΔt+o(Δt),j=i1ϵiΔt+o(Δt),j=i2ζiΔt+o(Δt),j=i3o(Δt),|ij|>3,\displaystyle p_{ij}(\Delta_{t})=\begin{cases}\alpha_{i}\Delta_{t}+o(\Delta_{t}),&j=i+3\\ \beta_{i}\Delta_{t}+o(\Delta_{t}),&j=i+2\\ \gamma_{i}\Delta_{t}+o(\Delta_{t}),&j=i+1\\ 1-(\alpha_{i}+\beta_{i}+\gamma_{i}+\delta_{i}+\epsilon_{i}+\zeta_{i})\Delta_{t}+o(\Delta_{t}),&j=i\\ \delta_{i}\Delta_{t}+o(\Delta_{t}),&j=i-1\\ \epsilon_{i}\Delta_{t}+o(\Delta_{t}),&j=i-2\\ \zeta_{i}\Delta_{t}+o(\Delta_{t}),&j=i-3\\ o(\Delta_{t}),&|i-j|>3\end{cases}, (23)

where αi,βi,γi,δi,ϵi,ζi0\alpha_{i},\beta_{i},\gamma_{i},\delta_{i},\epsilon_{i},\zeta_{i}\geq 0. Unlike the ordinary birth and death processes, here as shown in Fig. 1, the transition occurs among three-nearest neighbors although state N+3N+3 can only be exchanged with state NN.

n3n-3 n2n-2 n1n-1 nn n+1n+1 n+2n+2 n+3n+3 \cdots NN N+3N+3 γn\gamma_{n}βn\beta_{n}αn\alpha_{n}αN\alpha_{N}δn\delta_{n}ϵn\epsilon_{n}ζn\zeta_{n}ζN+3\zeta_{N+3}
Figure 1: The conceptual image of the generalized birth and death processes.

By hypothesis the conditional probability of the process up to time tt depends only on the state of the process at time tt, which means that

Pij(s+t)=kΛ2Pik(s)Pkj(t).P_{ij}(s+t)=\sum_{k\in\Lambda_{2}}P_{ik}(s)P_{kj}(t). (24)

This results in

P(s+t)=P(s)P(t),P(t)=(Pij(t))i,jΛ2.P(s+t)=P(s)P(t),\quad P(t)=(P_{ij}(t))_{i,j\in\Lambda_{2}}. (25)

Furthermore, it is apparent from the definition that P(0)=IP(0)=I is the identity matrix. From this fact and (23), one has

Pij(t+Δt)=kΛ2Pik(t)Pkj(Δt)=Pi,j3(t)Pj3,j(Δt)+Pi,j2(t)Pj2,j(Δt)+Pi,j1(t)Pj1,j(Δt)+Pi,j+1(t)Pj+1,j(Δt)+Pi,j+2(t)Pj+2,j(Δt)+Pi,j+3(t)Pj+3,j(Δt)+Pi,j(t)Pj,j(Δt)+o(Δt),\displaystyle\begin{split}&P_{ij}(t+\Delta_{t})=\sum_{k\in\Lambda_{2}}P_{ik}(t)P_{kj}(\Delta_{t})\\ &=P_{i,j-3}(t)P_{j-3,j}(\Delta_{t})+P_{i,j-2}(t)P_{j-2,j}(\Delta_{t})+P_{i,j-1}(t)P_{j-1,j}(\Delta_{t})\\ &+P_{i,j+1}(t)P_{j+1,j}(\Delta_{t})+P_{i,j+2}(t)P_{j+2,j}(\Delta_{t})+P_{i,j+3}(t)P_{j+3,j}(\Delta_{t})\\ &+P_{i,j}(t)P_{j,j}(\Delta_{t})+o(\Delta_{t}),\end{split} (26)

from where we obtain the following (forward) Chapman-Kolmogorov differential equation:

dPij(t)dt=αj3Pi,j3(t)+βj2Pi,j2(t)+γj1Pi,j1(t)(αj+βj+γj+δj+ϵj+ζj)Pi,j(t)+δj+1Pi,j+1(t)+ϵj+2Pi,j+2(t)+ζj+3Pi,j+3(t).\displaystyle\begin{split}\frac{dP_{ij}(t)}{dt}&=\alpha_{j-3}P_{i,j-3}(t)+\beta_{j-2}P_{i,j-2}(t)+\gamma_{j-1}P_{i,j-1}(t)\\ &-(\alpha_{j}+\beta_{j}+\gamma_{j}+\delta_{j}+\epsilon_{j}+\zeta_{j})P_{i,j}(t)\\ &+\delta_{j+1}P_{i,j+1}(t)+\epsilon_{j+2}P_{i,j+2}(t)+\zeta_{j+3}P_{i,j+3}(t).\end{split} (27)

The equation (27) can be cast in the following matrix form:

dP(t)dt=P(t)A,\frac{dP(t)}{dt}=P(t)A, (28)

where A(N+2)×(N+2)A\in\mathbb{R}^{(N+2)\times(N+2)} is the seven-diagonal (except for last column and row) matrix:

A=(S0γ0β0α0δ1S1γ1β1α1ϵ2δ1S2γ2β2α2ζ3ϵ3δ3S3γ3β3α3ζN3ϵN3δN3SN3δN3βN3αN3ζN2ϵN2δN2SN2γN2βN2ζN1ϵN1δN1SN1γN1ζNϵNδNSNαNζN+3SN+3)A={\scriptsize\begin{pmatrix}-S_{0}&\gamma_{0}&\beta_{0}&\alpha_{0}&&&&&&\\ \delta_{1}&-S_{1}&\gamma_{1}&\beta_{1}&\alpha_{1}&&&&&\\ \epsilon_{2}&\delta_{1}&-S_{2}&\gamma_{2}&\beta_{2}&\alpha_{2}&&&&\\ \zeta_{3}&\epsilon_{3}&\delta_{3}&-S_{3}&\gamma_{3}&\beta_{3}&\alpha_{3}&&&\\ &\ddots&\ddots&\ddots&\ddots&\ddots&\ddots&\ddots&&\\ &&\zeta_{N-3}&\epsilon_{N-3}&\delta_{N-3}&-S_{N-3}&\delta_{N-3}&\beta_{N-3}&\alpha_{N-3}\\ &&&\zeta_{N-2}&\epsilon_{N-2}&\delta_{N-2}&-S_{N-2}&\gamma_{N-2}&\beta_{N-2}&\\ &&&&\zeta_{N-1}&\epsilon_{N-1}&\delta_{N-1}&-S_{N-1}&\gamma_{N-1}&\\ &&&&&\zeta_{N}&\epsilon_{N}&\delta_{N}&-S_{N}&\alpha_{N}\\ &&&&&&&&\zeta_{N+3}&-S_{N+3}\end{pmatrix}} (29)

with Sn=αn+βn+γn+δn+ϵn+ζnS_{n}=\alpha_{n}+\beta_{n}+\gamma_{n}+\delta_{n}+\epsilon_{n}+\zeta_{n}. Comparing (21) and (29), this generalized birth and death process can be exactly solved under appropriate parametrization.

Theorem. 3.1.

Set the parameters αn,βn,γn,δn,ϵn,ζn\alpha_{n},\beta_{n},\gamma_{n},\delta_{n},\epsilon_{n},\zeta_{n} as (22), which are all non-negative for 0<p120<p\leq\frac{1}{2}. Then the probability P(t)=(Pij(t))i,jΛ2P(t)=(P_{ij}(t))_{i,j\in\Lambda_{2}} is explicitly given in terms of the X2X_{2}-Krawtchouk polynomials {K^n(2)(x;p)}nΛ2\{\hat{K}_{n}^{(2)}(x;p)\}_{n\in\Lambda_{2}}:

Pij(t)=1h^jx=1Nw^xK^i(2)(x;p)K^j(2)(x;p)eλxt,P_{ij}(t)=\frac{1}{\hat{h}_{j}}\sum_{x=-1}^{N}\hat{w}_{x}\hat{K}_{i}^{(2)}(x;p)\hat{K}_{j}^{(2)}(x;p)e^{\lambda_{x}t}, (30)

where

λx=(K3N1(xN;p)K3N1(1N;p)),h^j=(1)jj!(N)j(qp)j(N+1)(N+3n),w^x=(N+1x+1)px+1qNxK2N2(xN1;p)K2N2(xN;p).\displaystyle\begin{split}\lambda_{x}&=-(K_{3}^{-N-1}(x-N;p)-K_{3}^{-N-1}(-1-N;p)),\\ \hat{h}_{j}&=\frac{(-1)^{j}j!}{(-N)_{j}}\left(\frac{q}{p}\right)^{j}(N+1)(N+3-n),\\ \hat{w}_{x}&=\binom{N+1}{x+1}\frac{p^{x+1}q^{N-x}}{K_{2}^{-N-2}(x-N-1;p)K_{2}^{-N-2}(x-N;p)}.\end{split} (31)
Proof.

The proof can be done following an approach similar to the one described in grunbaum2013birth . The non-negativity of the parameters is easily checked since qp=12p0,Nn+1(4N5n+2)pqn+24,Nn+1(4N5n+2)pq,Nn+2(4N5n+7)pqn+14q-p=1-2p\geq 0,N-n+1-(4N-5n+2)pq\geq\frac{n+2}{4},N-n+1-(4N-5n+2)pq,N-n+2-(4N-5n+7)pq\geq\frac{n+1}{4} for 0<p120<p\leq\frac{1}{2}. Let us introduce the function

ri(x,t)=jΛ2Pij(t)K^j(2)(x;p),iΛ2.r_{i}(x,t)=\sum_{j\in\Lambda_{2}}P_{ij}(t)\hat{K}_{j}^{(2)}(x;p),\quad i\in\Lambda_{2}. (32)

Differentiating both sides of (32) with respect to tt, we obtain from (21)

ri(x,t)t=jΛ2K^j(2)(x;p)dPij(t)dt=jΛ2K^j(2)(x;p){αj3Pi,j3(t)+βj2Pi,j2(t)+γj1Pi,j1(t)(αj+βj+γj+δj+ϵj+ζj)Pi,j(t)+δj+1Pi,j+1(t)+ϵj+2Pi,j+2(t)+ζj+3Pi,j+3(t)}=jΛ2Pij(t){αjK^j+3(2)(x;p)+βjK^j+2(2)(x;p)+γjK^j+1(2)(x;p)(αj+βj+γj+δj+ϵj+ζj)K^j(2)(x;p)+δjK^j1(2)(x;p)+ϵjK^j2(2)(x;p)+ζjK^j3(2)(x;p)}=jΛ2Pij(t)λxK^j(2)(x;p)=λxri(x,t).\displaystyle\begin{split}\frac{\partial r_{i}(x,t)}{\partial t}=&\sum_{j\in\Lambda_{2}}\hat{K}_{j}^{(2)}(x;p)\frac{dP_{ij}(t)}{dt}\\ =&\sum_{j\in\Lambda_{2}}\hat{K}_{j}^{(2)}(x;p)\left\{\alpha_{j-3}P_{i,j-3}(t)\right.\\ &+\beta_{j-2}P_{i,j-2}(t)+\gamma_{j-1}P_{i,j-1}(t)\\ &-(\alpha_{j}+\beta_{j}+\gamma_{j}+\delta_{j}+\epsilon_{j}+\zeta_{j})P_{i,j}(t)\\ &\left.+\delta_{j+1}P_{i,j+1}(t)+\epsilon_{j+2}P_{i,j+2}(t)+\zeta_{j+3}P_{i,j+3}(t)\right\}\\ =&\sum_{j\in\Lambda_{2}}P_{ij}(t)\left\{\alpha_{j}\hat{K}_{j+3}^{(2)}(x;p)+\beta_{j}\hat{K}_{j+2}^{(2)}(x;p)+\gamma_{j}\hat{K}_{j+1}^{(2)}(x;p)\right.\\ &-(\alpha_{j}+\beta_{j}+\gamma_{j}+\delta_{j}+\epsilon_{j}+\zeta_{j})\hat{K}_{j}^{(2)}(x;p)\\ &\left.+\delta_{j}\hat{K}_{j-1}^{(2)}(x;p)+\epsilon_{j}\hat{K}_{j-2}^{(2)}(x;p)+\zeta_{j}\hat{K}_{j-3}^{(2)}(x;p)\right\}\\ =&\sum_{j\in\Lambda_{2}}P_{ij}(t)\lambda_{x}\hat{K}_{j}^{(2)}(x;p)\\ =&\lambda_{x}r_{i}(x,t).\end{split} (33)

From the initial condition ri(x,0)=K^i(2)(x;p)r_{i}(x,0)=\hat{K}_{i}^{(2)}(x;p), one thus finds

ri(x,t)=eλxtK^i(2)(x;p).r_{i}(x,t)=e^{\lambda_{x}t}\hat{K}_{i}^{(2)}(x;p). (34)

Therefore we have

x=1Nw^xK^i(2)(x;p)K^j(2)(x;p)eλxt=x=1Nri(x,t)K^j(2)(x;p)w^x=x=1Nw^x(kΛ2Pik(t)K^k(2)(x;p))K^j(2)(x;p)=kΛ2Pik(t)x=1Nw^xK^k(2)(x;p)K^j(2)(x;p)=kΛ2Pik(t)h^jδkj=Pij(t)h^j.\displaystyle\begin{split}&\sum_{x=-1}^{N}\hat{w}_{x}\hat{K}_{i}^{(2)}(x;p)\hat{K}_{j}^{(2)}(x;p)e^{\lambda_{x}t}=\sum_{x=-1}^{N}r_{i}(x,t)\hat{K}_{j}^{(2)}(x;p)\hat{w}_{x}\\ &=\sum_{x=-1}^{N}\hat{w}_{x}\left(\sum_{k\in\Lambda_{2}}P_{ik}(t)\hat{K}_{k}^{(2)}(x;p)\right)\hat{K}_{j}^{(2)}(x;p)\\ &=\sum_{k\in\Lambda_{2}}P_{ik}(t)\sum_{x=-1}^{N}\hat{w}_{x}\hat{K}_{k}^{(2)}(x;p)\hat{K}_{j}^{(2)}(x;p)\\ &=\sum_{k\in\Lambda_{2}}P_{ik}(t)\hat{h}_{j}\delta_{kj}=P_{ij}(t)\hat{h}_{j}.\end{split} (35)

This completes the proof. ∎

Using Theorem 3.1, it is not difficult to find the stationary distribution of the model (the limit tt\to\infty) and to see that it does not depend on the initial state.

Corollary. 3.1.

For the probability (30), the following limit holds:

limtPij(t)=rj=(N+3j)(Nj+1)2pj2qNj+3(N+2)2K2N2(N1;p).\lim_{t\to\infty}P_{ij}(t)=r_{j}=\binom{N+3}{j}\frac{(N-j+1)_{2}p^{j-2}q^{N-j+3}}{(N+2)_{2}K_{2}^{-N-2}(-N-1;p)}. (36)

4 Quantum walks associated with exceptional Krawtchouk polynomials

In the previous section, we have introduced a generalized birth and death process that can be viewed as a classical random walk. We now consider the quantum analogue of this walk described by the following Schrödinger equation:

iddt|ψ(t)=M|ψ(t),i\hbar\frac{d}{dt}\left|\psi(t)\right>=M\left|\psi(t)\right>, (37)

where M(N+2)×(N+2)M\in\mathbb{R}^{(N+2)\times(N+2)} is a weighted adjacency matrix associated to the X2X_{2}-Krawtchouk polynomials and |ψ(t)N+2\left|\psi(t)\right>\in\mathbb{C}^{N+2} is a state vector. The time variable is scaled so that =1\hbar=1. Eq. 37 implies the following evolution of the initial vector |ψ(0)\left|\psi(0)\right>:

|ψ(t)=exp(itM)|ψ(0).\left|\psi(t)\right>=\exp(-itM)\left|\psi(0)\right>. (38)

It is not difficult to see that MM must be symmetric so that |ψ(t)|ψ(t)|=1|\left<\psi(t)|\psi(t)\right>|=1 for any time tt. The orthonormal X2X_{2}-Krawthcouk polynomials {K¯n(x;p)}nΛ2\{\bar{K}_{n}(x;p)\}_{n\in\Lambda_{2}} thus come into play.

Proposition. 4.1.

For the orthonormal X2X_{2}-Krawtchouk polynomials

K¯n(x;p)=1hnK^n(2)(x;p),\bar{K}_{n}(x;p)=\frac{1}{\sqrt{h_{n}}}\hat{K}_{n}^{(2)}(x;p), (39)

the recurrence relation is found to be from (20)

λ¯xK¯(x;p)=In+3K¯n+3(x;p)+Jn+2K¯n+2(x;p)+Ln+1K¯n+1(x;p)+LnK¯n1(x;p)+JnK¯n2(x;p)+InK¯n3(x;p)S¯nK¯n(x;p),\displaystyle\begin{split}\bar{\lambda}_{x}\bar{K}(x;p)&=I_{n+3}\bar{K}_{n+3}(x;p)+J_{n+2}\bar{K}_{n+2}(x;p)+L_{n+1}\bar{K}_{n+1}(x;p)\\ &+L_{n}\bar{K}_{n-1}(x;p)+J_{n}\bar{K}_{n-2}(x;p)+I_{n}\bar{K}_{n-3}(x;p)\\ &-\bar{S}_{n}\bar{K}_{n}(x;p),\end{split} (40)

where

λ¯x=K3N1(xN;p),In=αn3ζn=(Nn+6)(Nn+1)2(n2)3(N+1)3(qp)32,Jn=βn2ϵn=3(Nn+5)(Nn+1)3(n1)2(N+1)3q(qp)p2,Ln=γn1δn=3n(Nn+1)(Nn+3)2p2(N+1)3(qp)12{Nn+2(4N5n+7)pq},S¯n=Sn+K3N1(1N;p).\displaystyle\begin{split}\bar{\lambda}_{x}&=-K^{-N-1}_{3}(x-N;p),\\ I_{n}&=\sqrt{\alpha_{n-3}\zeta_{n}}=\frac{\sqrt{(N-n+6)(N-n+1)_{2}(n-2)_{3}}}{(N+1)_{3}}\cdot\left(\frac{q}{p}\right)^{\frac{3}{2}},\\ J_{n}&=\sqrt{\beta_{n-2}\epsilon_{n}}=\frac{3\sqrt{(N-n+5)(N-n+1)_{3}(n-1)_{2}}}{(N+1)_{3}}\cdot\frac{q(q-p)}{p^{2}},\\ L_{n}&=\sqrt{\gamma_{n-1}\delta_{n}}\\ &=\frac{3\sqrt{n(N-n+1)(N-n+3)_{2}}}{p^{2}(N+1)_{3}}\cdot\left(\frac{q}{p}\right)^{\frac{1}{2}}\left\{N-n+2-(4N-5n+7)pq\right\},\\ \bar{S}_{n}&=S_{n}+K^{-N-1}_{3}(-1-N;p).\end{split} (41)

Introduce the sequence of functions {Tn(x;p)}n=1N+2\{T_{n}(x;p)\}_{n=1}^{N+2} as follows

Tn(x;p)={wxh^n1K^n1(2)(x;p)n=1,2,,N+1wxh^N+3K^N+3(2)(x;p)n=N+2\displaystyle\begin{split}T_{n}(x;p)=\begin{cases}\sqrt{\frac{w_{x}}{\hat{h}_{n-1}}}\hat{K}_{n-1}^{(2)}(x;p)\quad&n=1,2,\ldots,N+1\\ \sqrt{\frac{w_{x}}{\hat{h}_{N+3}}}\hat{K}_{N+3}^{(2)}(x;p)\quad&n=N+2\end{cases}\end{split} (42)

It is straightforward to see from the orthogonality relation (15) that

x=1NTn(x;p)Tm(x;p)=δmn.\sum_{x=-1}^{N}T_{n}(x;p)T_{m}(x;p)=\delta_{mn}. (43)

Furthermore, from (40), the vector

𝒗x=(T1(x;p),T1(x;p),,TN+2(x;p))T\bm{v}_{x}=\left(T_{1}(x;p),T_{1}(x;p),\ldots,T_{N+2}(x;p)\right)^{T} (44)

is a normalized eigenvector of the following eigenvalue problems:

M𝒗x=λx𝒗x,x=1,0,,NM\bm{v}_{x}=\lambda_{x}\bm{v}_{x},\quad x=-1,0,\ldots,N (45)

with

M=(S¯0L1J2I3L1S¯1L2J3I4J2L2S¯2L3J4I5I3J3L3S¯3L4J5I6IN3JN3LN3S¯N3LN2JN1ININ2JN2LN2S¯N2LN1JNIN1JN1LN1SN1LNINJNLNS¯NIN+3IN+3S¯N+3).M={\scriptsize\begin{pmatrix}-\bar{S}_{0}&L_{1}&J_{2}&I_{3}&&&&&&\\ L_{1}&-\bar{S}_{1}&L_{2}&J_{3}&I_{4}&&&&&\\ J_{2}&L_{2}&-\bar{S}_{2}&L_{3}&J_{4}&I_{5}&&&&\\ I_{3}&J_{3}&L_{3}&-\bar{S}_{3}&L_{4}&J_{5}&I_{6}&&&\\ &\ddots&\ddots&\ddots&\ddots&\ddots&\ddots&\ddots&&\\ &&I_{N-3}&J_{N-3}&L_{N-3}&-\bar{S}_{N-3}&L_{N-2}&J_{N-1}&I_{N}\\ &&&I_{N-2}&J_{N-2}&L_{N-2}&-\bar{S}_{N-2}&L_{N-1}&J_{N}&\\ &&&&I_{N-1}&J_{N-1}&L_{N-1}&-S_{N-1}&L_{N}&\\ &&&&&I_{N}&J_{N}&L_{N}&-\bar{S}_{N}&I_{N+3}\\ &&&&&&&&I_{N+3}&-\bar{S}_{N+3}\end{pmatrix}}. (46)

Using the X2X_{2}-Krawtchouk polynomials, we can calculate exactly the transition amplitude for a particle initially at site ii to be found at site jj at time tt:

cij(t)=(ej|exp(iMt)|ei),i,j=0,1,,N+1,c_{ij}(t)=\left(e_{j}|\exp(-iMt)|e_{i}\right),\quad i,j=0,1,\cdots,N+1, (47)

where |ej)=(0,0,,0,1,0,,0)T\left|e_{j}\right)=(0,0,\ldots,0,1,0,\ldots,0)^{T} is a unit vector with 11 at jj-th entry and zero elsewhere.

Theorem. 4.1.

The transition amplitude (47) is explictly given by

cij(t)=x=1NTi(x;p)Tj(x;p)eiλ¯xt.\displaystyle c_{ij}(t)=\sum_{x=-1}^{N}T_{i}(x;p)T_{j}(x;p)e^{-i\bar{\lambda}_{x}t}. (48)
Proof.

From the relation (43), it is not difficult to see that

VVT=E,V=(𝒗1,𝒗1,,𝒗N,𝒗N).VV^{T}=E,\quad V=\left(\bm{v}_{-1},\bm{v}_{1},\ldots,\bm{v}_{N},\bm{v}_{N}\right).

Therefore, one finds from (45) that

M=VDVT,D=diag(λ¯1,λ¯0,,λ¯N+1)M=VDV^{T},\quad D=\mathrm{diag}(\bar{\lambda}_{-1},\bar{\lambda}_{0},\ldots,\bar{\lambda}_{N+1})

to obtain

cij(t)=(ej|exp(iMt)|ei)=(ej|exp(iVDVTt)|ei)=(ej|Vexp(iDt)VT|ei)=x=1NTi(x;p)Tj(x;p)eiλ¯xt.\displaystyle\begin{split}c_{ij}(t)&=\left(e_{j}|\exp(-iMt)|e_{i}\right)\\ &=\left(e_{j}|\exp(-iVDV^{T}t)|e_{i}\right)\\ &=\left(e_{j}|V\exp(-iDt)V^{T}|e_{i}\right)\\ &=\sum_{x=-1}^{N}T_{i}(x;p)T_{j}(x;p)e^{-i\bar{\lambda}_{x}t}.\end{split} (49)

This completes the proof. ∎

It is worth noting that the spectrum λx\lambda_{x} is rational when pp is rational, which implies that there exists some time t0t_{0} such that (λ¯xλ¯y)t0(\bar{\lambda}_{x}-\bar{\lambda}_{y})t_{0} is divisible by 2π2\pi. Therefore, as is discussed in godsil2012state , perfect return will take place.

Corollary. 4.1.

When 0<p120<p\leq\frac{1}{2} is rational, there exists some time t0t_{0} such that

|cij(t0)|=δij.\displaystyle|c_{ij}(t_{0})|=\delta_{ij}. (50)
Proof.

Since pp is rational, there exists some time t0t_{0} such that (λ¯xλ¯y)t0(\bar{\lambda}_{x}-\bar{\lambda}_{y})t_{0} is divisible by 2π2\pi, which amounts to

eiλx¯t0=eiλy¯t0=eiλ¯1t0,x,y=1,0,,N.e^{-i\bar{\lambda_{x}}t_{0}}=e^{-i\bar{\lambda_{y}}t_{0}}=e^{-i\bar{\lambda}_{-1}t_{0}},\quad x,y=-1,0,\ldots,N. (51)

Therefore we have from the orthogonality (43)

cij=x=1NTi(x;p)Tj(x;p)eiλ¯xt0=eiλ¯1t0x=1NTi(x;p)Tj(x;p)=eiλ¯1t0δij.\displaystyle\begin{split}c_{ij}&=\sum_{x=-1}^{N}T_{i}(x;p)T_{j}(x;p)e^{-i\bar{\lambda}_{x}t_{0}}\\ &=e^{-i\bar{\lambda}_{-1}t_{0}}\sum_{x=-1}^{N}T_{i}(x;p)T_{j}(x;p)=e^{-i\bar{\lambda}_{-1}t_{0}}\delta_{ij}.\end{split} (52)

This completes the proof. ∎

For example, when N=5N=5 and p=14p=\frac{1}{4}, the matrix MM is

M=(92715210283307331400015210282528772897028321280033078772874791049373152803314970289104557273028156280032128937315283473952800031528156283952829143422800000342280)M=\begin{pmatrix}\frac{92}{7}&\frac{15\sqrt{210}}{28}&\frac{3\sqrt{30}}{7}&\frac{3\sqrt{3}}{14}&0&0&0\\ \frac{15\sqrt{210}}{28}&\frac{25}{2}&\frac{87\sqrt{7}}{28}&\frac{9\sqrt{70}}{28}&\frac{3\sqrt{21}}{28}&0&0\\ \frac{3\sqrt{30}}{7}&\frac{87\sqrt{7}}{28}&\frac{74}{7}&\frac{9\sqrt{10}}{4}&\frac{9\sqrt{3}}{7}&\frac{3\sqrt{15}}{28}&0\\ \frac{3\sqrt{3}}{14}&\frac{9\sqrt{70}}{28}&\frac{9\sqrt{10}}{4}&\frac{55}{7}&\frac{27\sqrt{30}}{28}&\frac{15\sqrt{6}}{28}&0\\ 0&\frac{3\sqrt{21}}{28}&\frac{9\sqrt{3}}{7}&\frac{3\sqrt{15}}{28}&\frac{34}{7}&\frac{39\sqrt{5}}{28}&0\\ 0&0&\frac{3\sqrt{15}}{28}&\frac{15\sqrt{6}}{28}&\frac{39\sqrt{5}}{28}&\frac{29}{14}&\frac{3\sqrt{42}}{28}\\ 0&0&0&0&0&\frac{3\sqrt{42}}{28}&0\end{pmatrix} (53)

and its eigenvalues are given by

27,1037,7,197,57,17,1.27,\quad\frac{103}{7},\quad 7,\quad\frac{19}{7},\quad\frac{5}{7},\quad-\frac{1}{7},\quad-1. (54)

Therefore, perfect return will take place at time t0=7πt_{0}=7\pi. This is depicted in Fig. 2

Refer to caption (t=0)(t=0)
Refer to caption (t=72π)(t=\frac{7}{2}\pi)
Refer to caption (t=7π)(t=7\pi)
Figure 2: The plot of transition amplitude {|c1i(t)|}i=0N\{|c_{1i}(t)|\}_{i=0}^{N} with N=5N=5 and p=14p=\frac{1}{4}. The areas of the circles are proportional to |c1j(t)||c_{1j}(t)| at the given lattice point jj. Perfect return from 11 to 11 occurs at t=7πt=7\pi.

In godsil2012state , it is explained that perfect return will take place at t=t0t=t_{0} if perfect state transfer takes place at time t=t02t=\frac{t_{0}}{2}. It should be noted however that perfect state transfer is not observed in this case even though perfect return occurs. It is shown in christandl2004perfect ; vinet2012construct that perfect state transfer takes place in the model associated to the ordinary Krawtchouk polynomials when the parameter pp is set to p=12p=\frac{1}{2}. We shall similarly consider the case with p=12p=\frac{1}{2} for the model under study which is based on X2X_{2}-Krawtchouk polynomials. When N=5N=5 and p=12p=\frac{1}{2}, the matrix MM becomes

M=(070280114000702803212807280003212803302805280114033028051028000728051028031528000528031528014280000014280)M=\begin{pmatrix}0&\frac{\sqrt{70}}{28}&0&\frac{1}{14}&0&0&0\\ \frac{\sqrt{70}}{28}&0&\frac{3\sqrt{21}}{28}&0&\frac{\sqrt{7}}{28}&0&0\\ 0&\frac{3\sqrt{21}}{28}&0&\frac{3\sqrt{30}}{28}&0&\frac{\sqrt{5}}{28}&0\\ \frac{1}{14}&0&\frac{3\sqrt{30}}{28}&0&\frac{5\sqrt{10}}{28}&0&0\\ 0&\frac{\sqrt{7}}{28}&0&\frac{5\sqrt{10}}{28}&0&\frac{3\sqrt{15}}{28}&0\\ 0&0&\frac{\sqrt{5}}{28}&0&\frac{3\sqrt{15}}{28}&0&\frac{\sqrt{14}}{28}\\ 0&0&0&0&0&\frac{\sqrt{14}}{28}&0\end{pmatrix} (55)

and its eigenvalues are given by

1,37,17,0,17,37,1.1,\quad\frac{3}{7},\quad\frac{1}{7},\quad 0,\quad-\frac{1}{7},\quad-\frac{3}{7},\quad-1. (56)

The plot of {|c1j(t)|}j=1N\{|c_{1j}(t)|\}_{j=1}^{N} is given in Fig. 3.

Refer to caption (t=0)(t=0)
Refer to caption (t=72π)(t=\frac{7}{2}\pi)
Refer to caption (t=7π)(t=7\pi)
Refer to caption (t=212π)(t=\frac{21}{2}\pi)
Refer to caption (t=14π)(t=14\pi)
Figure 3: The plot of transition amplitude {|c1i(t)|}i=0N\{|c_{1i}(t)|\}_{i=0}^{N} with N=5N=5 and p=12p=\frac{1}{2}. The areas of the circles are proportional to |c1j(t)||c_{1j}(t)| at the given lattice point ii. Perfect return from 11 to 11 occurs at t=14πt=14\pi and fractional revival from 11 to odd sites is found at t=7πt=7\pi.

In this case, perfect state transfer is not observed either; interestingly however there is fractional revival, i.e. the site starting from 11 is found only at odd sites at times 7π7\pi modulo 14π14\pi. This can be summarized in the following theorem.

Theorem. 4.2.

When p=12p=\frac{1}{2}, perfect return takes place at some time t0t_{0} such that

|cij(t0)|=δij|c_{ij}(t_{0})|=\delta_{ij} (57)

and

|cij(t02)|=0,i+j:odd\left|c_{ij}\left(\frac{t_{0}}{2}\right)\right|=0,\quad i+j:odd (58)

for N6mod8N\equiv 6\mod 8 and

|cij(t02)|=0,i+j+N:even\left|c_{ij}\left(\frac{t_{0}}{2}\right)\right|=0,\quad i+j+N:even (59)

for N6mod8N\not\equiv 6\mod 8.

In order to prove this theorem, we need to examine the eigenvalues {λ¯x}x=1N\{\bar{\lambda}_{x}\}_{x=-1}^{N}.

Lemma. 4.1.

When p=12p=\frac{1}{2}, the difference between two consecutive eigenvalues is given by

μx=λ¯x+1λ¯x=N24Nx+4x23N+8x+6(N+33),x=1,0,,N1.\mu_{x}=\bar{\lambda}_{x+1}-\bar{\lambda}_{x}=-\frac{N^{2}-4Nx+4x^{2}-3N+8x+6}{\binom{N+3}{3}},\quad x=-1,0,\ldots,N-1. (60)

Furthermore, let us introduce the number n0n_{0} defined by

n0={(N+33)2N0,3,4,7mod8(N+33)4N1,2,6mod8(N+33)8N5mod8n_{0}=\begin{cases}\frac{\binom{N+3}{3}}{2}&N\equiv 0,3,4,7\mod 8\\ \frac{\binom{N+3}{3}}{4}&N\equiv 1,2,6\mod 8\\ \frac{\binom{N+3}{3}}{8}&N\equiv 5\mod 8\end{cases} (61)

Then the following holds:

  1. (i)

    When N0,2,3,4,5,7mod8N\equiv 0,2,3,4,5,7\mod 8, n0μxn_{0}\mu_{x} is always integer and odd.

  2. (ii)

    When N1,6mod8N\equiv 1,6\mod 8, n0μxn_{0}\mu_{x} is always integer and its parity depends on xx.

Proof of Theorem. 4.2.

We will show that

t0=2n0π.t_{0}=2n_{0}\pi. (62)

From the lemma 4.1, one can easily see that 2n0μx2n_{0}\mu_{x} is always an even integer so that e2t0μxi=1e^{2t_{0}\mu_{x}i}=1. Therefore, much like in corollary 4.1, one has |cij(t0)|=δij|c_{ij}(t_{0})|=\delta_{ij}.

  • When N0,2,3,4,5,7mod8N\equiv 0,2,3,4,5,7\mod 8, from the lemma (4.1), one observes that n0μxn_{0}\mu_{x} is always an odd integer and that

    ei(λ¯x+1λ¯x)t02=(1)x1,e^{-i(\bar{\lambda}_{x+1}-\bar{\lambda}_{x})\frac{t_{0}}{2}}=(-1)^{x-1}, (63)

    which results in

    cij(t02)=eiλ¯1xt0x=1NTi(x;12)Tj(x;12)(1)x.c_{ij}\left(\frac{t_{0}}{2}\right)=-e^{-i\bar{\lambda}_{-1}xt_{0}}\sum_{x=-1}^{N}T_{i}\left(x;\frac{1}{2}\right)T_{j}\left(x;\frac{1}{2}\right)(-1)^{x}. (64)

    We introduce the function Fij(p)F_{ij}(p) as follows

    Fi+1,j+1(p)=x=1NTi+1(x;p)Tj+1(x;p)(1)x,=1h^ih^jx=1N(N+1x+1)px+1qNx(1)xflp(x)flp(x+1)K^i(2)(x;p)K^j(2)(x;p).\displaystyle\begin{split}&F_{i+1,j+1}(p)=\sum_{x=-1}^{N}T_{i+1}(x;p)T_{j+1}(x;p)(-1)^{x},\\ &=\frac{1}{\sqrt{\hat{h}_{i}\hat{h}_{j}}}\sum_{x=-1}^{N}\binom{N+1}{x+1}\frac{p^{x+1}q^{N-x}(-1)^{x}}{f^{p}_{l}(x)f^{p}_{l}(x+1)}\hat{K}_{i}^{(2)}(x;p)\hat{K}_{j}^{(2)}(x;p).\end{split} (65)

    From (4) and (17), one finds

    Fi+1,j+1(q)=1h^ih^jx=1N(N+1x+1)qx+1pNx(1)xflq(x)flq(x+1)K^i(2)(x;q)K^j(2)(x;q)=(pq)i+j1h^ih^jx=1N{(N+1x+1)qx+1pNx(1)xflq(Nx)flq(Nx1)K^i(2)(Nx1;q)K^j(2)(Nx1;q)(1)x}=(1)N+i+j+1(pq)i+jFi+1,j+1(p).\displaystyle\begin{split}&F_{i+1,j+1}(q)=\frac{1}{\sqrt{\hat{h}_{i}\hat{h}_{j}}}\sum_{x=-1}^{N}\binom{N+1}{x+1}\frac{q^{x+1}p^{N-x}(-1)^{x}}{f^{q}_{l}(x)f^{q}_{l}(x+1)}\hat{K}_{i}^{(2)}(x;q)\hat{K}_{j}^{(2)}(x;q)\\ &=\left(-\frac{p}{q}\right)^{i+j}\frac{1}{\sqrt{\hat{h}_{i}\hat{h}_{j}}}\sum_{x=-1}^{N}\left\{\binom{N+1}{x+1}\frac{q^{x+1}p^{N-x}(-1)^{x}}{f^{q}_{l}(N-x)f^{q}_{l}(N-x-1)}\right.\\ &\left.\qquad\qquad\qquad\hat{K}_{i}^{(2)}(N-x-1;q)\hat{K}_{j}^{(2)}(N-x-1;q)(-1)^{x}\right\}\\ &=(-1)^{N+i+j+1}\left(\frac{p}{q}\right)^{i+j}F_{i+1,j+1}(p).\end{split} (66)

    Therefore, we have

    Fi+1,j+1(12)=(1)N+i+j+1Fi+1,j+1(12)F_{i+1,j+1}\left(\frac{1}{2}\right)=(-1)^{N+i+j+1}F_{i+1,j+1}\left(\frac{1}{2}\right) (67)

    to find

    cij(t02)=eiλ¯1t02Fij(12)=0(N+i+j:even).c_{ij}\left(\frac{t_{0}}{2}\right)=-e^{-i\bar{\lambda}_{-1}\frac{t_{0}}{2}}F_{ij}\left(\frac{1}{2}\right)=0\quad(N+i+j:even). (68)
  • When N1,6mod8N\equiv 1,6\mod 8, one notices that eiπμx=(1)x1e^{i\pi\mu_{x}}=(-1)^{x-1} does not hold. From the direct calculation, one can show that

    λ¯x=K3N1(xN;12)=K3N1(x1;12)=λ¯Nx1\bar{\lambda}_{x}=-K^{-N-1}_{3}\left(x-N;\frac{1}{2}\right)=K^{-N-1}_{3}\left(-x-1;\frac{1}{2}\right)=-\bar{\lambda}_{N-x-1} (69)

    and

    2λ¯xn0=(2x+1N)(N24Nx+4x2+N+4x+6)122\bar{\lambda}_{x}n_{0}=\frac{(2x+1-N)(N^{2}-4Nx+4x^{2}+N+4x+6)}{12} (70)

    is always an even integer for N1,6mod8N\equiv 1,6\mod 8. We thus obtain

    eλ¯Nx1t02i=eλ¯xt02i=eλ¯xt0ieλ¯xt02i=eλ¯xt02i.e^{-\bar{\lambda}_{N-x-1}\frac{t_{0}}{2}i}=e^{\bar{\lambda}_{x}\frac{t_{0}}{2}i}=e^{\bar{\lambda}_{x}t_{0}i}e^{-\bar{\lambda}_{x}\frac{t_{0}}{2}i}=e^{-\bar{\lambda}_{x}\frac{t_{0}}{2}i}. (71)

    Here we consider

    F~i+1,j+1(p)=x=1NTi+1(x;p)Tj+1(x;p)eλ¯xt02i.\tilde{F}_{i+1,j+1}(p)=\sum_{x=-1}^{N}T_{i+1}(x;p)T_{j+1}(x;p)e^{-\bar{\lambda}_{x}\frac{t_{0}}{2}i}. (72)

    In this case one finds from (71) that

    F~i+1,j+1(q)=(pq)i+jF~i+1,j+1(p)\tilde{F}_{i+1,j+1}(q)=\left(-\frac{p}{q}\right)^{i+j}\tilde{F}_{i+1,j+1}(p) (73)

    to derive

    ci,j(t02)=F~ij(12)=0(i+j:odd).c_{i,j}\left(\frac{t_{0}}{2}\right)=\tilde{F}_{ij}\left(\frac{1}{2}\right)=0\quad(i+j:odd). (74)

Combining the above results completes the proof. ∎

This is illustrated in Fig. 4.

Refer to caption (t=0)(t=0)
Refer to caption (t=212π)(t=\frac{21}{2}\pi)
Refer to caption (t=21π)(t=21\pi)
Figure 4: The plot of transition amplitude {|c3i(t)|}i=0N\{|c_{3i}(t)|\}_{i=0}^{N} with N=6N=6 and p=12p=\frac{1}{2}. The areas of the circles are proportional to |c3j(t)||c_{3j}(t)| at the given lattice point jj. Fractional revival from 33 to even sites occurs at t=21πt=21\pi.

5 Concluding remarks

This paper has illustrated the type of generalized birth and death processes and continuous-time quantum walks that univariate exceptional orthogonal polynomials can underpin. To that end we focused on models connected to the exceptional X2X_{2}-Krawtchouk polynomials: a generalized birth and death process with states labelled by the integer set {0,1,,N,N+3}\{0,1,\dots,N,N+3\} and the corresponding quantum walk on the path weighted by the normalized recurrence coefficients of these polynomials. The salient and distinctive features of these problems have been discussed. The study presented here suggests the pursuit of various research questions.

It would obviously be of interest to similarly examine generalized BDP and quantum walks associated to other families of exceptional orthogonal polynomials. In dealing with ordinary polynomials, next to using the Krawtchouk set, the other simplest case is the one provided by the dual Hahn polynomialsalbanese2004mirror . This brings to mind the idea of considering in this spirit applications of exceptional dual Hahn polynomials. A challenging problem is the construction of multivariate exceptional polynomials. Working this out would obviously open the way to new multidimensional extensions of BDP and quantum walks.

Another speculative question asks if the quantum walks on the paths weighted with the normalized recurrence coefficients of the exceptional orthogonal polynomials admit lifts to higher dimensional graphs. Studying the dynamics inferred by the polynomials from that perspective could prove revealing. See for instance christandl2005perfect ; bernard2018graph or miki2019quantum in higher dimensions.

We shall recall that continuous-time quantum walks on weighted paths can be taken to define free-fermion chains with the time translation generator of the walk providing the couplings between the (second-quantized) fermions. A question that is raising much attention is the characterization of the entanglement within such chains eisler2018properties . Advances have been made recently crampe2019free by using the generalized Heun operators grunbaum2018algebraic attached to the underlying (classical) orthogonal polynomials. Could this be extended to fermionic chains associated to exceptional polynomials such as the Krawtchouk ones? We hope to report on some of these open questions in the near future.

Acknowledgement

The authors would like to thank Akihiro Saito for dicussions. The research of HM and ST is supported by JSPS KAKENHI (Grant Numbers 21H04073 and 19H01792 respectively) and that of LV by a discovery grant of the Natural Sciences and Engineering Research Council (NSERC) of Canada.

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