Chudnovsky’s Conjecture and the stable Harbourne-Huneke containment for general points
Abstract.
In our previous work with Grifo and Hà, we showed the stable Harbourne-Huneke containment and Chudnovsky’s conjecture for the defining ideal of sufficiently many general points in . In this paper, we establish the conjectures for all remaining cases, and hence, give the affirmative answer to Harbourne-Huneke containment and Chudnovsky’s conjecture for any number of general points in for all . Our new technique is to develop the Cremona reduction process that provides effective lower bounds for the Waldschmidt constant of the defining ideals of generic points in projective spaces.
Key words and phrases:
Chudnovsky’s conjecture, Cremona Transformation, Waldschmidt Constant, Ideals of Points, Symbolic Powers, Containment Problem, Stable Harbourne-Huneke Conjecture2010 Mathematics Subject Classification:
14N20, 13F20, 14C201. introduction
In the work for providing counterexamples to Hilbert’s -problem Nagata asked the following question: Take a set of reduced points What is the minimal degree of a hypersurface that passes through the given points with multiplicity at least ? Nagata conjectured that for at least general points, , and proved it for many general points (the open condition depends on ). The conjecture is still wide open and a vast number of papers in the last few decades are related to this conjecture. Later on, Iarrobino [Iar97] conjectured that for sufficiently large number of general points in . The only known evidence for this conjecture due to Evain [Eva05], for many general points, when . These conjectures are equivalent to saying that all the inequalities (for all ) hold for (sufficiently many) very general points.
On the other hand, interests for the study of came from other various contexts. We refer interested readers to [CHHVT20] for more information. A more classical motivation of this study is in the context of complex analysis, see [Chu81], [Mor80]. In particular, there have been various studies to get effective lower bounds for . Waldschmidt [Wal77] and Skoda [Sko77] proved the inequality for points in using complex analytic techniques where denotes the least degree of a hypersurface that passes through the points at least one time. Chudnovsky[Chu81] improved the bound for points , by proving that In the same paper, he conjectured the following inequality for a general set of points in ,
Conjecture 1.1.
[Chu81] If , then
All these geometric problems can be re-stated in an algebraic way using the well-celebrated Zariski-Nagata Theorem ([Zariski, Nagata, EisenbudHochster]). More precisely, finding lower bounds for is equivalent to searching for lower bounds for , where is the defining ideal of , denotes the -th symbolic power of , and denotes the initial degree of a homogeneous ideal . Thus, Chudnovsky’s conjecture takes the following equivalent format:
Conjecture 1.2 (Chudnovsky’s Conjecture).
Let and be the defining ideal of . Then
The containment problem of symbolic and ordinary powers of ideals is very well-studied (see e.g., [HH13, Sec15, GH17, Gri20, DS21, BGHN22b, BGHN22a, Ngu21, Ngu22b, BFG+21].) One of the important applications to study these containment is the fact that the containment would provide lower bounds on the initial degree of the symbolic powers. Consider the following celebrated Theorem by Ein-Lazarsfled-Smith and Hoschter-Huneke:
If is a defining ideal of points in , then Theorem 1.3 implies which is the bound proved by Waldschmidt and Skoda. To strengthen the containment, Harbourne-Huneke conjectured that for a homogeneous radical ideal of big height , one would expect that for all , where . Chudnovsky’s conjecture follows from stable version of the containment, which has been studied in [BGHN22b].
Conjecture 1.4 (Stable Harbourne-Huneke containment).
Let be a homogeneous radical ideal of big height . Then there exists a constant , depending on , such that for all , we have
Previously, the stable Harbourne-Huneke containment , and hence, Chudnovsky’s conjecture had been shown in the following cases: any set of points in [HH13], a general set of points in [Dum12, Dum15], a set of at most points in generic position in [Dum15], a set of points forming a star configuration [BH10, GHM13]. In addition, Chudnovsky’s conjecture is known for a set of points in lying on a quadric [FMX18], and a very general set of points in [DTG17, FMX18]. By saying that a property holds for a very general set of points in , we mean that there exist infinitely many open dense subsets , , of the Hilbert scheme of points in such that the property holds for all . If we remove this infinite intersection of open dense subsets and show that there exists one open dense subset of the Hilbert scheme of points in such that the property holds for all , then the property holds for a general sets of points. Informally, while very general properties correspond to (intersection of) countable open conditions, general properties correspond to one open condition.
The stable Harbourne-Huneke containment and Chudnovsky’s conjecture was shown to hold for at least many general points when , and the number of points in the results can be reduced to at least in [BGHN22b]. The key idea in the proof is that a stronger containment, namely, , would imply Harbourne-Huneke stable containment. In [BGHN22b], this stronger containment has been proved for a sufficiently large number of generic points, utilizing the important inequality , where is the Waldschmidt constant, defined by This required an appropriate lower bound for , but unfortunately, the method in [BGHN22b] could only provide such bounds for sufficiently large (exponential) numbers of generic points, but not for smaller numbers of points.
In this manuscript, we use Cremoma transformation to provide a reduction process to get desired lower bounds for of the defining ideals of generic points. Our strategy, inspired from the works [Dum09, Dum12, Dum15], is to reduce the study of lower bounds for Waldschmidt constants of defining ideals of generic points to that of a fewer number of generic points. More precisely, we use Cremona transformation as our primary tool to show the following.
Theorem (Theorem 3.2 and Proposition 3.6).
If , and denotes the defining ideal of generic points, where have multiplicity 1 and the remaining points have multiplicities respectively, then
As a result of this reduction process combined with a similar approach using specialization as in [BGHN22b], see also [BGHN22a], yields the results on the stable Harbourne-Huneke containment and Chudnovsky’s conjecture for a small number of general points. Combining this and previous results on sufficiently many general points, we are able to complete the picture for all numbers of general points. One key point of the proof is the appropriate lower bound on Waldschmidt constant of generic points.
Theorem (Theorem 4.10).
Let be the defining ideal of any number of generic points in where . Then
Note that the Waldschmidt constant for defining ideals of up to generic points are computed in [DHSTG14] and Harbourne-Huneke Containment as well as Chudnovsky’s Conjecture would follow easily, see also [NT19]. Hence, we are interested in ideals defining at least generic points when . The main result of this paper is the affirmed answer to the stable Harbourne-Huneke Containment and Chudnovsky’s Conjecture for any number of general points in any dimensional projective spaces.
Theorem (Theorem 5.2 and Theorem 5.4).
Then ideal defining a set of any number of general points in satisfies the stable Harbourne-Huneke Containment, and hence, satisfies Chudnovsky’s Conjecture. Furthermore, there is a constant depends only on and such that the containment hold when is the defining ideal of general points and .
The paper is outlined as follows. Section 2 introduces necessary terminology and notations and recalls some valuable results. In Section 3, we establish Theorems regarding Cremona transformation and obtain lower bounds on the Waldschmidt constant of ideals defining small numbers of generic fat points. In Section 4, we establish the important lower bound for the Waldschmidt constant of generic points. In Section 5, we prove the stable Harbourne-Huneke containment and Chudnovsky’s conjecture for any numbers of general points.
Acknowledgements.
The first author is thankful to Adam Van Tuyl for asking him questions regarding Chudnovsky’s Conjecture when during his talk at the Canadian Mathematical Society Winter Meeting on December ’21, which led to this manuscript. Both authors are thankful to Marcin Dumnicki, Huy Tài Hà, Paolo Mantero, and Alexandra Seceleanu for valuable suggestions. The first author was partially funded by the Faculty of Science and Department of Mathematics at the University of Manitoba.
2. Preliminaries
We introduce basic notations and known results that we will be using throughout the paper. We will work with the assumption that as both the stable Harbourne-Huneke containment, and Chudnovsky’s conjecture for any sets of general points are known for (see [HH13]) and (see [Dum12, Dum15]). We also use the umbrella assumption that is any algebraically closed field. represents the homogeneous coordinate ring of the projective space . Our work focus on symbolic powers, the Waldschmidt constant, and Cremona transformations, so we define them individually.
Definition 2.1.
Let be a commutative ring and let be an ideal. For , the -th symbolic power of is defined to be
We remark here that there is also a notion of symbolic powers in which the set of minimal primes is used in place of the set of associated primes in the definition. In the context of this paper, for defining ideals of points, or, more generally, ideals with no embedded primes, these two notions of symbolic powers agree. It is well-known that if is the set of many distinct points and let be the defining ideal of and is the ideal defining . Then the -th symbolic power is given by,
Definition 2.2.
If is homogeneous ideal and denotes its least generating degree, then the Waldschmidt constant of is defined as
See, for example, [BH10, Lemma 2.3.1].
Using the Waldschmidt constant of defining ideal of set of points in , Chudnovsky’s conjecture takes the following format.
Conjecture 2.3 (Chudnovsky).
Let be the defining ideal of a set of (reduced) points in . Then,
Definition 2.4.
Let denotes the ideal defining a point and is a sequence of positive integers. Then the fat point scheme denoted by is the scheme defined by the ideal
If , then we take . We will also use the following notation:
Let be a set of points. Then denotes the linear system of hypersurfaces of degree passing though the points with multiplicity , respectively. In our context, , the degree -component of the defining ideal.
Definition 2.5.
The standard birational transformation
is known as Cremona transformation.
The following Lemma is due to [Dum09, Theorem 3], see also, [DHSTG14, Lemma B.1.2], which infers how Cremona operations do not alter the linear system up to a certain degree of adjustment. The Lemmas were originally shown for points in general position, but the proof applies for generic points or general points as well. We restate the theorems in our context of defining ideals.
Lemma 2.6.
For , the Cremona transformation of induces a linear isomorphism
provided that , for , where .
The following Lemmas, due to [Dum09, Theorem 4] and [Dum15, Proposition 10], are very helpful in our reduction process. Our assumption for the set of points is still generic or general.
Lemma 2.7.
[Dum09, Theorem 4] Let , let . If for then
Lemma 2.8.
[Dum15, Proposition 10] Let be integers. If and then
We also recall some well known results about Waldschmidt constants of defining ideals of small number of points, see also [NT19].
Lemma 2.9.
Proposition 2.10.
[DHSTG14, Proposition B.1.1] If denotes the ideal defining many generic points in , then
-
(1)
;
-
(2)
;
-
(3)
if is even;
-
(4)
if is odd.
We have mentioned generic and general points many times before. Now we recall some facts about specialization, generic and general points in . The set of all collections of not necessarily distinct points in is parameterized by the Chow variety of -cycles of degree in (cf. [GKZ94]). Thus, a property is said to hold for a general set of points in if there exists an open dense subset such that holds for any .
Let be new indeterminates. We shall use and to denote the collections and , respectively. Let
The set is often referred to as the set of generic points in . For any , let and be obtained from and , respectively, by setting for all . There exists an open dense subset such that is a set of distinct points in for all (and all subsets of points in arise in this way). The following result allows us to focus on open dense subsets of when discussing general sets of points in .
Lemma 2.11 ([FMX18, Lemma 2.3]).
Let be an open dense subset such that a property holds for whenever . Then, the property holds for a general set of points in .
Definition 2.12 (Krull).
[BGHN22b, Definition 2.8] Let represent the coordinates of . Let . The specialization at is a map from the set of ideals in to the set of ideals in , defined by
Remark 2.13.
Remark 2.14.
[BGHN22b, Remark 2.10] Observe that, by the definition and by [Kru48, Satz 2 and 3] (see also [NT99, Propositions 3.2 and 3.6]), for fixed , there exists an open dense subset such that for all , we have
Here, we use and to denote the maximal homogeneous ideals of and , respectively. Note that is the extension of in . We shall make use of this fact often.
3. Reduction Process and Lower Bound on Waldschmidt Constant for Small Numbers of Points
We start this section by a consequence of Lemma 2.6 and Lemma 2.7. The following result will be our essential tool to get appropriate lower bounds on the Waldschmidt constant.
Lemma 3.1.
Let denote the ideal of generic points or general points with multiplicities respectively. If
where .
The spirit of the proof is the same as [Dum12, Proposition 8].
Proof.
We prove the Theorem case by case. Without any loss of generality we can assume that .
-
•
If , then the conclusion follows from Lemma 2.6.
-
•
Suppose and . Now . Then by using the hypothesis and repeated application of Lemma 2.7, we will get
where . Note that , hence for . In fact, suppose that , then, , which is a contradiction because the last inequality would imply . Now will lead to a contradiction so . Again we compute, . Thus for . Also . Thus by Lemma 2.6 we get and since , we can write
-
•
Suppose , , and , for . Note that , hence, as in the previous case, by Lemma 2.7, we will get,
Note that for by the same argument as above case. We also have that . Now, Thus, again by Lemma 2.7, we get that
Indeed, it is enough to check that and for . Firstly, . Secondly, we see that
since otherwise, , which is a contradiction.
Now, again, . Now, , for . Also, , and . Thus by Lemma 2.6, and since, , and , we can write, -
•
Suppose , for and for Note that and for all . Proceed as above cases, we will get
as long as . This is true by exactly the same argument as in first case, that is, . Now, as before, note that , and apply Lemma 2.7 we will get
as long as all the multiplicities appeared above are nonnegative. This is true exactly by the argument as in case 2, that is, , and that
Now by repeated application of Lemma 2.7 ( times) we will get,
Now, At the step of the process, the multiplicity
and other multiplicities are nonnegative from the -step. Now, note that, , for . Also, note that , for . Thus by applying Cremona transformation e.g., Lemma 2.6 we get,
Since , for , then we can write
∎
The following Theorem, inspired by [Dum12, Proposition 10] and [Dum15, Proposition 12], along with the Proposition 3.6 shown below are the main tools in our reduction process.
Theorem 3.2.
If is the Waldschmidt constant the defining ideal of generic points in , then
Proof.
To prove the inequality, first we prove that in Claim 3.3, then we use induction in Claim 3.4 to get the result.
Claim 3.3.
If is described as in the statement, then .
Proof.
Claim 3.4.
If , then .
Proof.
We prove this by using induction algorithm. The statement is true for . Assume that it is true for . Then hence the claim. ∎
This ends the proof of the Theorem. ∎
Corollary 3.5.
If , denotes the Waldschmidt constant of the defining ideal of generic points in , and , then
Proposition 3.6.
If is a sequence of multiplicities, then
where denotes the defining ideal of generic points, where have multiplicity 1 and the remaining points have multiplicities , respectively. As a consequence,
Proof.
Remark 3.7.
Example 3.8.
Consider 128 generic points in . Then by Proposition 3.6
The last inequality follows from Lemma 3.9, part . We can see that bounds on the Waldschmidt constant of the defining ideal of 8 generic points can be useful to get bounds on 128 generic points. Also note that the new bound in fact is better than bound , which is obtained from the inequality and Lemma 2.9.
After reducing the number of points, we need to obtain appropriate lower bounds on the Waldschmidt constant of some small number of points as well. The following results provide us with what we need to proceed in the next section.
Lemma 3.9.
Let be the defining ideal of generic points with multiplicities, in . The following inequalities hold
-
(1)
;
-
(2)
;
-
(3)
.
Proof.
We use Lemma 3.1 to prove the bounds. The idea is inspired from [Dum12, Proposition 11] and [Dum15, Proposition 11].
-
(1)
Suppose that . We show reduction by repeated application of Lemma 3.1 in the following table which leads to a contradiction.
d k From the last row, , a contradiction. Hence,
-
(2)
Suppose that and set . Hence by Lemma 3.1, . which is a contradiction. Hence,
- (3)
∎
Lemma 3.10.
Let be the defining ideal of generic points with multiplicities, in . The following inequalities hold
Proof.
Lemma 3.11.
Let denotes the ideal of generic points in , where is an even number and Then
4. Lower Bound for Waldschmidt Constant
In this section, we show the key inequality where is a defining ideal of any number of generic points in , which is the crucial point in the proof of Stable Harbourne-Huneke Containment. We will combine the results in [BGHN22b] for sufficiently many points, the reduction process in section 3, and the bounds on Waldschmidt constant of defining ideals of a small number of points given in Lemma 3.9, Lemma 3.10, and Lemma 3.11 to obtain the needed bound on the Waldschmidt constant.
First, notice that if the number of generic points satisfies , then it is well-known that by [MN01, Lemma 5.8] and [GM84, Corollary 1.6], we have . Therefore, the inequality is equivalent to where for all . Note also that since we are interested in the case when , we can assume that . Finally, the inequality was proved for sufficiently many generic points in in [BGHN22b], in particular, for at least general points when , and for at least general points when . The following lemma shows the inequality for all unknown cases in .
Lemma 4.1.
Let be the defining ideal of generic points in , and . Then , whenever .
Proof.
From now on, we only work with . The next lemma reduces the number of points to at least for all .
Lemma 4.2.
Let be the defining ideal of generic points in , where , and , and . Then whenever .
Proof.
We prove individually for , and by dividing into sub-cases and proving them.
- (1)
- (2)
-
(3)
Consider and . Since , then .
- (4)
∎
Since we work with the number of points bounded between binomial numbers, , the following numerical lemma allows us to make the assumption that .
Lemma 4.3.
Let , then .
Proof.
The proof is straightforward by induction. ∎
In the next two lemmas, we show the inequality for generic points where in the cases when , and .
Lemma 4.4.
Let be the defining ideal of generic points in , where , and . Then .
Proof.
Lemma 4.5.
Let be the defining ideal of generic points in , where , and . Then .
Proof.
It is enough to show the inequality for points. We make use of the fact that , hence,
to show that there exist , and (for each ) such that , and
In fact, once we prove the above claim, by applying the Lemma 2.8 times, we get
and therefore, . We prove the claim in two cases as follows.
Case 1: When is odd
Claim 4.6.
Take , , and any .
Proof.
We need to show that
for all , we reduce to
where , , and .
Applying Lemma 3.1 again with
for all , we reduce to
where ,
, and .
Therefore, if we choose any , we have
thus, for all .
∎
Case 2: When is even
Claim 4.7.
Take , , and any .
Proof.
We need to show that
for all , we reduce to
where , , and .
Applying Lemma 3.1 again with
for all , we reduce to
where and .
Therefore, if we choose , we have
thus, for all . ∎
This finishes the proof for the lemma. ∎
Before proving the main result of this section, that is, the inequality for generic points, we prove Lemma 4.9, which is important in the inductive proof of the main Theorem 4.10. This lemma is a direct application of the results in [DSS18], where the authors studied Waldschmidt decomposition to investigate questions related to local effectivity, Waldschmidt constant, and Demailly’s conjecture. We state their result here for our purpose.
Lemma 4.8 (Theorem 4.1 [DSS18]).
Denote the Waldschmidt constant of the ideal of very general points in . Let and . Assume that for some integers and rational numbers we have
Then,
Lemma 4.9.
Assume that . Suppose that for each , the following is true:
If for each of those , we set , then for many generic points we have:
Proof.
Let us write
where and .
For very general sets of points and ,
,
.
Since, , then and . This satisfies the hypothesis of Lemma 4.8 with . Thus for many very general points in , we have
which gives that for very general points
Now we know that the Waldschmidt constant of the ideal generic points is greater than that of very general points. Thus for many generic points in , we have
∎
We are now ready to prove the main result of this section.
Theorem 4.10.
Let be the defining ideal of any number of generic points in where . Then
Proof.
We use induction on . The base case follows from results in [BGHN22b] and Lemma 4.1 as mentioned above. Suppose that the inequality holds for , we want to show the inequality hold for . First, note that by combining the results in [BGHN22b], Lemmas 4.2, 4.3, 4.4, and 4.5 applying to , it suffices to prove the inequality
for many generic points in where and . Moreover, it is enough to show that
for generic points in where . By the inductive hypothesis that the inequality is true for any generic points in , specializing the points, we have the inequality for any very general sets of points in where and . By Lemma 4.9, we finish the induction step. ∎
Remark 4.11.
As mentioned before, we only work with and many points. The above inequality is stronger than Chudnovsky’s inequality, hence, by specializing the points, we yield Chudnovsky’s conjecture for very general points when , thus recover the main result in [FMX18] in this case.
5. Stable containment and Chudnovsky’s Conjecture for general points
In this section, we extend our results in [BGHN22b] on stable Harbourne-Huneke Containment and Chudnovsky’s conjecture for any numbers of general points in .
Lemma 5.1.
Let be the defining ideal of a generic sets of any number of points in . Then satisfies the following containment
Proof.
The following is the main Theorem of this section.
Theorem 5.2.
Let be the defining ideal of a general set of any number of points in . Then, there is a constant , depending only on and , such that the stable containment holds when .
The proof follows the same pattern as [BGHN22b, Theorem 4.8].
Proof.
Remark 5.3.
If is an ideal defining a set of general points, then they do satisfy the following containment
By combining with the results for sufficiently large numbers of points in [BGHN22b], we have completed the proof showing the stable Harbourne-Huneke containment , the above stronger containment, or in particular, the stable Harbourne containment for any set of general points in .
Theorem 5.4.
If is the defining ideal of a general set of points in , then satisfies Chudnovsky’s conjecture, i.e.,
Proof.
By Theorem 5.2 we get
By taking the initial degree in each side,
After dividing by , and taking limit as , we get ∎
Remark 5.5.
Incorporating with the results in [BGHN22b], we are able to show the stable Harbourne-Huneke containment and Chudnovsky’s conjecture for any number of general points in for all . Combining with the results in [HH13] for and and in [Dum12, Dum15] for , the stable Harbourne-Huneke containment and Chudnovsky’s conjecture for any number of general points in for all . It is still wide open whether each of the conjectures holds for any set of points. There are only a few affirmed answers, one is that Chudnovsky’s conjecture holds for number of points (see [FMX18]), and one is for all number of points in [HH13]. Abu Thomas informed us that he also used Cremona transformation technique to prove Chudnovsky’s conjecture for linearly general points in see [Tho21, Theorem 5.1.5]. The preliminaries work using the method in this paper, which proved the conjectures for any number of general points , can be found in the second author’s thesis [Ngu22a].
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