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Centrality determination with a forward detector in the RHIC Beam Energy Scan

Skipper Kagamaster Lehigh University, Bethlehem PA    Rosi Reed Lehigh University, Bethlehem PA    Michael Lisa The Ohio State University, Columbus, OH
Abstract

Recently, Chatterjee et al Chatterjee et al. (2020) used a hadronic transport model to estimate the resolution with which various experimental quantities select the impact parameter of relativistic heavy ion collisions at collision energies relevant to the Beam Energy Scan (BES) program at the Relativistic Heavy Ion Collider (RHIC). Measures based on particle multiplicity at forward rapidity were found to be significantly worse than those based on midrapidity multiplicity. Using the same model, we show that a slightly more sophisticated measure greatly improves the resolution based on forward rapidity particles; this improvement persists even when the model is filtered through a realistic simulation of a recent upgrade detector to the STAR experiment. These results highlight the importance of optimizing centrality measures based on particles detected at forward rapidity, especially for experimental studies that search for a critical point in the QCD phase diagram. Such measurements usually focus on proton multiplicity fluctuations at midrapidity, hence selecting events based on multiplicity at midrapidity raises the possibility of nontrivial autocorrelations.

I Introduction

A central goal of relativistic heavy ion collision physics is to probe the nonperturbative regime of quantum chromodynamics (QCD) by exploring the phase diagram of partonic matter as a function of thermodynamic variables. At very high temperatures achievable at the Large Hadron Collider or Relativistic Heavy Ion Collider (RHIC), the quark-gluon plasma (QGP) is formed, a phase in which colored partons are the dynamical degrees of freedom Adams et al. (2005); Arsene et al. (2005); Back et al. (2005); Adcox et al. (2005). Collisions at progressively lower energies form matter with lower temperature and higher baryochemical potential, eventually reaching conditions at which the system is in the hadronic gas phase, in which partons are confined. Understanding the nature of the transition between QGP and hadronic matter has been a central goal of the Beam Energy Scan (BES) program at RHIC Stephanov (2006); Bowman and Kapusta (2009). Of particular interest is a possible critical point (CP) Aoki et al. (2006); Gupta et al. (2011); Fodor and Katz (2004); de Forcrand and Philipsen (2002); Qin et al. (2011); Xin et al. (2014); Shi et al. (2014); Fischer et al. (2014); Lu et al. (2015); Zhang et al. (2017); Bazavov et al. (2017); Fu et al. (2020); Fischer (2019) at the terminus of the line characterizing a first-order phase transition on the QCD phase diagram, sketched in figure 1.

Refer to caption
Figure 1: The QCD phase diagram, showing various states of QCD matter as functions of baryon chemical potential (μB\mu_{B}) and temperature (T). The CP location (and existence) is at this time not confirmed. Caines (2017)

In an infinite system in equilibrium, measured moments of conserved quantities such as charge or baryon number are directly sensitive to the correlation length of the system. A non-monotonic energy dependence of higher-order moments (e.g. the kurtosis) of the net baryon distribution may reveal the a QCD critical point Stephanov et al. (1998); Bzdak et al. (2020). The STAR Collaboration has measured Adamczyk et al. (2014) the first four moments of the net-proton (a stand-in for net-baryon) distribution in heavy ion collisions at collision energies sNN=7.7200\sqrt{s_{NN}}=7.7-200 GeV, recently reporting non-monotonic behavior at the 3σ3\sigma level Adam et al. (2020). This may suggest that the discovery of one of the long-sought features of bulk QCD is within reach.

However, great care must be taken in this analysis of small effects, to avoid nontrivial autocorrelations associated with event selection. In particular, the protons and antiprotons used to construct the net-proton distribution are measured in the rapidity range |y|<0.5|y|<0.5. A critical feature of the observation is that the interesting behavior only occurs for the most central collisions, where centrality is estimated by the multiplicity of charged particles– except for protons and antiprotons– with pseudorapidity |η|<1|\eta|<1. In other words, one looks at (possibly correlated) fluctuations in the multiplicities of protons and antiprotons as a function of charged particle (except proton and antiproton) multiplicity. Exclusion of the protons and antiprotons from the centrality measure does not trivially remove autocorrelations (by which we mean measurement of an event-wise quantity while selecting events with a measure directly related to that quantity), since very few (anti)protons are “direct.” Almost all are decay products of higher-mass baryons (e.g. Δ++\Delta^{++} or NN^{*}) whose sibling decay products are pions or other charged particles which are counted in the centrality measure.

A recent study by Chatterjee, et al. Chatterjee et al. (2020) based on a hadronic transport model concludes that the effect of these autocorrelations on the higher-order moments analysis is small. However, the model employed in the study does not itself include critical fluctuations, so it is unclear how general this theoretical conclusion is. In any event, it would be useful to check the robustness of the experimental observation by using a centrality estimator based on particles not emitted at midrapidity.

The STAR experiment has recently commissioned the Event Plane Detector (EPD) Adams et al. (2020) to upgrade its capabilities in the BES program. The EPD provides highly-segmented coverage for charged particles emitted in a wide pseudorapidity range (2.1<|η|<5.12.1<|\eta|<5.1) and full azimuth. An analysis that used the EPD for a centrality estimate would be free of potential autocorrelations discussed above.

Chatterjee and collaborators Chatterjee et al. (2020) report that the summed multiplicity in the EPD acceptance would be a poor estimator of event centrality, because participant and spectator contributions are anticorrelated. In what follows, we extend the study of Chatterjee and demonstrate that a slightly more sophisticated treatment of the signal in the EPD region improves the resolution substantially. We show that this improvement persists even when the model is filtered through a realistic simulation of the STAR EPD, and that the detector can provide a measure of centrality with only slightly lower resolution than that from the STAR Time Projection Chamber (TPC, with coverage in the pseudorapidity range |η|<1|\eta|<1), but with no autocorrelation.

The paper is structured as follows: In Section II we describe the construction of global centrality estimators from collision data or the output of transport calculations. We then discuss the EPD and limitations imposed by finite spatial and particle number resolution. We then present an EPD-based centrality estimator that uses simple weights for the different regions of the EPD. In Section III, we compare the resolution of various centrality estimators both from midrapidity and forward rapidity regions. In Section IV we summarize and discuss the relevance these findings have for future centrality selection in the forward region of STAR.

II Methods

The Ultra-Relativistic Quantum Molecular Dynamic (UrQMD) model is a microscopic transport model used to simulate relativistic heavy ion collisions in the same energy ranges as the BES data Bass et al. (1998). For this study, we used 55k events per center of mass energy for Au+Au collisions at sNN=\sqrt{s_{NN}}= 7.7, 11.5, 14.5, and 100k events for 19.6 GeV.

II.1 Calculation of global centrality estimators

Refer to caption
Figure 2: Charged particle pseudorapidity distributions for BES energies of sNN=\sqrt{s_{NN}}= 19.6 (magenta triangle), 14.5 (blue triangle), 11.5 (red square), 7.7 (black circle) GeV. There is no centrality selection for these distributions. The EPD acceptance is shown as a green box.

Our aim is to explore the connection between experimental global observables, generically designated XX, with the impact parameter of the collision. Naturally, this connection depends on the collision model. Glauber models Miller et al. (2007) have been successfully used to make associate particle multiplicities at midrapidity in high-energy collisions. However, at lower energies (relevant to the RHIC BES program), the spectator-participant paradigm becomes less justified. Furthermore, the longitudinal dynamics of baryon stopping, which drives the physics of the forward direction covered by upgrade detectors Adams et al. (2020), requires a dynamical transport model.

We use the UrQMD transport model Bass et al. (1998); Bleicher et al. (1999), as was used by Chatterjee Chatterjee et al. (2020). For a given impact parameter bb, the model begins with realistic non-smooth initial conditions and a Monte-Carlo approach; subsequent evolution of the collision is based on string dynamics and hadronic rescattering to produce final-state particles that would be measured in a detector.

In the mid-rapidity region, we compute two quantities calculated by Chatterjee for reference. The first is XRM1X_{\rm RM1}, defined as the charged-particle multiplicity in the pseudorapidity range |η|<0.5|\eta|<0.5. The second is XRM3X_{\rm RM3}, the charged particle multiplicity with |η|<1.0|\eta|<1.0, excluding protons and antiprotons. These centrality estimators have been used in several analyses at RHIC Adamczyk et al. (2015, 2013, 2014).

Refer to caption
Figure 3: The sum of all charged particle yields in the EPD acceptance (XFWDX_{FWD}) vs impact parameter bb for the four collision energies considered in this paper.

Within the EPD acceptance, the natural analog to these measures is XFWDX_{\rm FWD}, the charged-particle multiplicity in the range 2.1<|η|<5.12.1<|\eta|<5.1. For completeness and to compare to Chatterjee, we calculate this quantity as well, but two problems with XFWDX_{\rm FWD} must be considered: it cannot be unambiguously measured in the EPD as the EPD is essentially a segmented calorimeter Adams et al. (2020); which we discuss this in more detail in section II.2, and most importantly, the nontrivial dynamics of stopping drives yields in the forward direction. These dynamics depend on the collision energy as the spectator region ranges within the EPD acceptance (see Figure 2). They also depend on centrality, which varies the relative contributions of participants and spectators. This can be seen in Figure 3, which is the total charged particle yield in the EPD acceptance (XFWDX_{FWD}) versus the impact parameter for a variety of energies. In this figure we see that the correlation between forward multiplicity and impact parameter decreases with decreasing collision energy due to the contribution from spectators and participants within the EPD acceptance. However, due to the segmentation of the EPD in η\eta, it is possible to separate the different contributions, as can be seen in Figure 4. In section II.3, we present a novel approach to use this nontrivial behavior to craft an observable centrality estimator with strong correlation to impact parameter at forward rapidity.

Refer to caption
Figure 4: The sum of charged particle yields for a given EPD ring using simulated UrQMD events at sNN\sqrt{s_{NN}} = 7.7 GeV. Ring 1 is the ring closest to the beam-pipe and Ring 16 is the closest to mid-rapdity. The precise acceptance boundaries for each ring are listed in Table 1.

II.2 EPD Simulation

The STAR TPC, which covers mid-rapidity in the experiment, measures individual charged particles with 90% efficiency Anderson et al. (2003), so a centrality measure based on multiplicity is appropriate. This is not the case for the STAR EPD, which consists of 744 tiles of 1.2-cm-thick scintillator Adams et al. (2020). When a relativistic charged particle passes through a tile, it deposits a small amount of energy, dE1dE_{1}, probabilistically according to the Landau distribution ρ(dE1)\rho(dE_{1}). This distribution is characterized by two parameters: the most probable value (dEMPVdE_{\rm MPV}) for energy loss and a width (dEWIDdE_{\rm WID}); both the energy scale and the relative width (dEWID/dEMPVdE_{\rm WID}/dE_{\rm MPV}) are determined by the thickness of the scintillator. For the EPD, dEWID/dEMPV0.2dE_{\rm WID}/dE_{\rm MPV}\approx 0.2 Adams et al. (2020).

 EPD Ring |ηl||\eta_{l}| |ηh||\eta_{h}|  EPD Ring |ηl||\eta_{l}| |ηh||\eta_{h}|
1  5.09  4.42 9  2.81  2.69
2  4.42  4.03 10  2.69  2.59
3  4.03  3.74 11  2.59  2.50
4  3.74  3.47 12  2.50  2.41
5  3.47  3.26 13  2.41  2.34
6  3.26  3.08 14  2.34  2.27
7  3.08  2.94 15  2.27  2.20
8  2.94  2.81 16  2.20  2.14
Table 1: List of the low (|ηl||\eta_{l}|) and high (|ηh||\eta_{h}|) values for the |η||\eta| ranges of each EPD ring Adams et al. (2020).

As is the practice experimentally, we will quantify the signal in a tile by normalizing to the peak in the single-particle distribution:

ζdEdEMPV.\zeta\equiv\frac{dE}{dE_{\rm MPV}}. (1)

The single-particle distribution dP1dζ\frac{dP_{1}}{d\zeta} then peaks at unity and has Landau width 0.2\sim 0.2. Figure 5 shows the simulated distribution for a tile that is dominated by one or two particles crossing per collision event.

Depending on the collision energy and centrality, N>1N>1 charged particles may pass through a tile in a given collision event, each leaving energy independently. The total energy in such events follows a distribution:

dPNdζ(ζ)=0𝑑ζ1dP1dζ(ζ1)dPN1dζ(ζζ1).\frac{dP_{N}}{d\zeta}\left(\zeta\right)=\int^{\infty}_{0}d\zeta_{1}\frac{dP_{1}}{d\zeta}\left(\zeta_{1}\right)\frac{dP_{N-1}}{d\zeta}\left(\zeta-\zeta_{1}\right). (2)

The total energy deposited into each tile is recorded; for every collision event, the distribution is a weighted sum of dPNdζ\frac{dP_{N}}{d\zeta}, seen for N5N\leq 5 as the histogram in Figure 6 (distributions for N=1,2,3,4,5N=1,2,3,4,5 are shown as shaded curves). This distribution has been shown to reproduce the EPD experimental measurements closely Adams et al. (2020).

In general, the more particles that pass through a tile in a collision event, the larger the measured ζ\zeta will be. It can seem natural to construct EPD-based centrality measures analogous to those used in the TPC by substituting ζ\zeta for multiplicity. However, the most probable value for dPNdζ\frac{dP_{N}}{d\zeta} is not found at ζ=N\zeta=N, and there is clearly considerable overlap between dPNdζ\frac{dP_{N}}{d\zeta} distributions. Indeed, for a low-flux tile (c.f. Figure 5), it is most accurate to assume N=1N=1 in any collision event for which ζ>0\zeta>0. Assuming N=ζN=\zeta (which is not even correct “on average” as the Landau distribution does not have a well-defined mean) in this case only builds in unwanted noise for an event-wise centrality measure. Even in the high-flux tile of Figure 6, a ζ=4\zeta=4 event is most likely caused by three particles having passed through the tile.

Refer to caption
Figure 5: A low-flux tile which is dominated by either one or two particles passing per collision events. The coloured peaks show the 1 (grey) and 2 (red) particle Landau distributions, whereas the spectrum (black circles) is a sum of the convoluted distributions (green line).
Refer to caption
Figure 6: A high-flux tile which experiences a range of particle multiplicities, resulting in a spectrum (black circles) that is a sum of convoluted Landau distributions (green line). The coloured peaks show the 1 (grey), 2 (red), 3 (blue), 4 (purple) and 5 (dark grey) particle Landau distributions.

How these effects influence the correlation between a centrality estimator and the true impact parameter depends on the collision model and the detector geometry. Using the UrQMD model, the collisions are assumed to take place at the center of the STAR experiment (for simplicity) and, upon emission, charged particles are assumed to propagate in a straight line until they strike the EPD. A precise geometric model of the active elements of the EPD Adams et al. (2020) is used to register the passage of charged particles through each tile. Each charged particle deposits energy according to the Landau distribution, as discussed above, with the net signal from a tile being the sum of all deposited energy.111Our simulation does not include the effects of the magnetic field in the STAR experiment; however, at these rapidities, this is relatively unimportant for measuring multiplicity as a function of η\eta. Secondary scattering and production in surrounding material (magnet iron, beam pipe, etc) is a larger effect that is not accounted for, in our simulation. Exploring corrections due to these effects is outside the scope of the present study.

Figure 7 shows the (anti-)correlation between the impact parameter from the model and the sum of the signals (XζiζiX_{\zeta}\equiv\sum_{i}\zeta_{i}) from the 744 EPD tiles for 19.6 GeV Au+Au collisions. The “noise” effect of Landau fluctuations is clear in the extended tail of the distribution at large XζX_{\zeta}, reducing the correlation.

The effect of these fluctuations may be reduced by “truncating” the signal from each tile, replacing a tile’s signal with:

ζ{ζ,if ζ<MxMx,otherwise\zeta^{\prime}\equiv\begin{cases}\zeta,&\text{if~{}}\zeta<{\rm Mx}\\ \textrm{Mx},&\text{otherwise}\end{cases} (3)

We chose the value of Mx=3{\rm Mx}=3 for all energies and centralities for this paper, though this could be tuned based on an analysis of the most probable value of the number of particles that will pass through a given tile. The result of applying this methodology can be seen in Figure 8, which plots XζiζiX_{\zeta^{\prime}}\equiv\sum_{i}\zeta^{\prime}_{i} versus impact parameter. The Pearson coefficient is about 0.98, as compared to only 0.39 for the correlation in Figure 7.

Refer to caption
Figure 7: XζX_{\zeta} value versus impact parameter for SNN\sqrt{S_{NN}} = 19.6 GeV UrQMD simulations. The extended tail of the distribution is due to Landau fluctuations.
Refer to caption
Figure 8: XζX_{\zeta^{\prime}} value versus impact parameter for sNN\sqrt{s_{NN}} = 19.6 GeV UrQMD simulations. The truncation of ζ\zeta (from Equation 3) reduces the noise from Landau fluctuations seen in the correlation between XζX_{\zeta} and bb in Figure 7.

II.3 A new centrality estimator using ring weights

As we discuss in detail in section III, the 16 rings of the EPD (corresponding to different |η||\eta| ranges listed in Table 1) can be affected quite differently as the impact parameter of the collision is varied. Indeed, depending on the collision energy, the signal in some rings may increase as bb is increased, while the signal in others may decrease. Thus their contributions to the simple sum XζX_{\zeta^{\prime}} discussed may partly cancel, reducing the sensitivity of this measure to collision centrality.

The differential response can be accounted for– indeed, even be exploited to increase sensitivity– by constructing a new simple measure that weights each ring’s “contribution” differently. Below, we consider two ways to quantify this contribution.

II.3.1 Weighted sum of ζ\zeta^{\prime}

First, we define a ring’s contribution to be the sum of the truncated signals in each tile in the ring:

Crtile j inring rζj(energy-loss based)C_{r}\equiv\sum_{\begin{subarray}{c}\text{tile }j\text{ in}\\ \text{ring }r\end{subarray}}\zeta^{\prime}_{j}\qquad\text{(energy-loss based)} (4)

where we have indicated explicitly that the ring’s contribution is based on energy loss (in the next section, we will discuss an analogous, particle based approach). Since we consider symmetric collisions occurring mid-way between the EPD wheels, ring rr on the wheel positioned at z=375z=-375 cm is summed with ring rr on the wheel at z=+375z=+375 cm.

Based on these contributions, we define our centrality measure as a weighted sum:

XW,ζr=116WrCr+W17X_{W,\zeta^{\prime}}\equiv\sum^{16}_{r=1}W_{r}C_{r}+W_{17} (5)

where WiW_{i} are parameters determined below.

We wish to maximize the correlation between XζX_{\rm\zeta^{\prime}} and some global quantity GG (for the moment, GG is the impact parameter, bb, but we generalize the discussion in section IV). A figure of merit may be the squared residual, summed over events:

χ2=j=1Nevents(XW,ζ,jGj)2,\chi^{2}=\sum^{N_{events}}_{j=1}(X_{W,\zeta^{\prime},j}-G_{j})^{2}, (6)

where XW,ζ,jX_{W,\zeta^{\prime},j} and GjG_{j} are respectively the values of the estimator and global quantity (e.g. impact parameter) for event jj.

Maximizing χ2\chi^{2} yields 17 linear equations:

q=117Aq,tWq=Bt\sum_{q=1}^{17}A_{q,t}W_{q}=B_{t} (7)

where:

Aq,t\displaystyle A_{q,t} =j=1NeventsCq,jCt,j\displaystyle=\sum_{j=1}^{N_{\rm events}}C_{q,j}C_{t,j} forq,t=116\displaystyle{\rm for~{}}q,t=1...16 (8)
A17,t\displaystyle A_{17,t} =j=1NeventsCt,j\displaystyle=\sum_{j=1}^{N_{\rm events}}C_{t,j} fort=116\displaystyle{\rm for~{}}t=1...16 (9)
A17,17\displaystyle A_{17,17} =Nevents\displaystyle=N_{\rm events} (10)
Bt\displaystyle B_{t} =j=1NeventsGjCt,j\displaystyle=\sum_{j=1}^{N_{events}}G_{j}C_{t,j} fort=116\displaystyle{\rm for~{}}t=1...16 (11)
B17\displaystyle B_{17} =j=1NeventsGj\displaystyle=\sum_{j=1}^{N_{events}}G_{j} (12)

Since AA is a symmetric, real, 17×1717\times 17 matrix it can be easily inverted to find the unique best parameters WtW_{t}.

II.3.2 Weighted sum of particles

As discussed above, an EPD tile measures in a given event the energy deposited in the tile, and not the number of particles that actually passed through the tile. However, it is natural to ask whether the sensitivity would be improved if a ring’s contribution would be the number of charged particles passing through tiles in that ring, i.e. if CrC_{r} in equation 4 would be redefined:

Crtile j inring rNj(particle based)C_{r}\equiv\sum_{\begin{subarray}{c}\text{tile }j\text{ in}\\ \text{ring }r\end{subarray}}N_{j}\qquad\text{(particle based)} (13)

Here, NjN_{j} is the number of particles that passed through tile jj in the event.

Analogous to XW,ζX_{W,\zeta^{\prime}} a weighted-sum centrality measure XW,FWDX_{W,FWD} may then be constructed from the contributions of equation 13, with the weights determined by equations 6-12.

III Results

Refer to caption
Figure 9: The weights for both forward η\eta particles and ζ\zeta^{\prime} when using the linear weight scheme from Section II.3, by EPD ring. The sign change in ring weights is motivated by spectator proton intrusion into the EPD’s acceptance window, as can be seen in Figure 2.

With the mathematical formalism described in Section II.3, we can examine the performance of the EPD as it pertains to relating signals within the detector to the impact parameter using UrQMD.

III.1 Correlations between yields and bb

In order to apply the formalism described in the previous section, we will compare the two mid-rapidity observables (XRM1X_{RM1} and XRM3X_{RM3}) with four forward rapidity observables (Xζ,XW,ζ,XFWDX_{\zeta^{\prime}},X_{W,\zeta^{\prime}},X_{FWD}, and XW,FWDX_{W,FWD}), where only the observables designated by WW use the linear weight method formalized above. The weights determined by this method versus EPD ring number can be seen in Figure 9, with the acceptance of the EPD rings detailed in Table 1. The sign of the weights changes when moving from a distribution that is dominated by spectators versus participants. In Figure 9, we can see that the EPD ring this occurs in changes as the collision energy changes due to the change in beam rapidity (see Figure 2). The weights for EPD distributions with ζ\zeta^{\prime} are very similar to those required by the raw particle counts. These weights were then used to determine the correlation between {XW,FWD,XW,ζ}\{X_{W,FWD},X_{W,\zeta^{\prime}}\} and bb, the results of which can be seen in Figure 10.

Figure 3 is in agreement with the conclusions of the Chatterjee analysis Chatterjee et al. (2020), and indicates that a summation of the yield over the EPD acceptance is a poor observable. However, when we apply the linear weighting technique described in Section II.3, we recover a much more usable correlation between forward η\eta particle yields and bb. This is summarised in Figure 10. For all the energies under consideration, XRM3X_{RM3} (middle row) is well correlated with the impact parameter, whereas XζX_{\zeta^{\prime}} from the EPD (bottom row) shows a decreasing correlation with decreasing energy. However, the linear weighted XW,ζX_{W,\zeta^{\prime}} (top row) shows that the correlation is restored.

Refer to caption
Figure 10: Correlation between the impact parameter, bb, and three observables: XW,ζX_{W,\zeta^{\prime}} (top), XRM3X_{RM3} (middle), XζX_{\zeta^{\prime}} (bottom), for four different collision energies.

Experimentally, the centrality is not determined by a model dependent relationship between a global observable and the impact parameter, but rather by considering the global observable’s distribution quantiles (though it should be noted that real world analyses include a Glauber model as the efficiency of recording an event only approaches 100% for the most central collisions Miller et al. (2007)). This indicates that, as long as a global observable is reasonably correlated with the impact parameter, the centrality distribution based on this selection criteria will also be reasonable.

Refer to caption
Figure 11: The impact parameter distributions for centrality selections 0 - 5%, 20 - 30% and 90 - 100%. The black histograms are the bb impact parameter distributions if the centrality selection is determined from the impact parameter directly. The green circles are determined using XRM1X_{RM1} (closed) and XRM3X_{RM3} (open), the triangles are determined using XζX_{\zeta^{\prime}} (open blue) and XW,ζX_{W,\zeta^{\prime}} (closed red), and the squares are determined using XFWDX_{FWD} (open blue) and XW,FWDX_{W,FWD} (closed red).

In Figure 11, the impact parameter distributions that are determined by using the appropriate quantiles for the global variables are shown along with distributions that result from directly using the quantiles of the impact parameter distribution. For sNN\sqrt{s_{NN}}= 19.6 GeV, all methods performed similarly (quantified in Section III.2). The mid-rapidity observables, XRM1X_{RM1} and XRM3X_{RM3}, have bb distributions which peak within the bb distribution slices and do not change drastically as the collision energy decreases from 19.6 GeV to 7.7 GeV. The forward observables without any weighting, XFWDX_{FWD} and XζX_{\zeta^{\prime}}, have distributions which no longer lie under the bb distribution slices at the lower energies; this suggests a poor centrality resolution for these observables in the lower energy ranges of the BES program. This potential loss in resolution, however, can be compensated for by applying the weighting scheme discussed in section II. We see that the distributions for XW,FWDX_{W,FWD} and XW,ζX_{W,\zeta^{\prime}} are under the bb distribution slices for all collision energies under consideration.

Refer to caption
Figure 12: Centrality resolution for collision energies sNN\sqrt{s_{NN}} = 19.6, 14.5, 11.5, and 7.7 GeV. The observables based on mid-rapidity multiplicity are XRM1X_{RM1} (green closed circles) and XRM3X_{RM3} (dark green open circles). The observables based on unweighted distributions from the forward region are XFWDX_{FWD} (blue open square) for particle yield and XζX_{\zeta^{\prime}} (blue open triangle) for truncated energy loss in the EPD. The observables based on linear weights are XW,FWDX_{W,FWD} (closed dark red square) and XW,ζX_{W,\zeta^{\prime}} (closed red triangle).

III.2 Centrality Resolution

From the bb distributions in Figure 11, we determined the centrality resolution for all XX. As in Chatterjee et al. (2020), we employ the centrality resolution metric Φ\Phi:

ΦiσbX,i2σbi2\Phi_{i}\equiv\frac{\sigma_{b_{X,i}}^{2}}{\sigma_{b_{i}}^{2}} (14)

where σbi2\sigma_{b_{i}}^{2} is the variance from the impact parameter distribution for a given centrality range ii when centrality is determined by bb, and σbX,i2\sigma_{b_{X,i}}^{2} is the variance from the impact parameter distribution for the same centrality range ii where centrality is determined by XX.

Results for Φ\Phi can be seen in Figure 12. At the top RHIC energies, all centrality methods perform similarly. The resolution at lowest energies is poorest for unweighted distributions in the forward region (XFWDX_{FWD} for particle yield, and XζX_{\zeta^{\prime}} for truncated energy loss in the EPD), but this resolution is clearly recovered when we apply the linear weights detailed in Section II.3 (XW,FWDX_{W,FWD} and XW,ζX_{W,\zeta^{\prime}}, respectively). Both XRM1X_{RM1} and XRM3X_{RM3} are based on mid-rapidity multiplicities. The anomalous, upward point at the 5-10% range is due to the smaller centrality bins used for our two most central selections, which increases the standard deviation of the distributions.

The poor performance of XFWDX_{FWD} and XζX_{\zeta^{\prime}}, which agrees with the conclusions in Chatterjee et al. (2020), is due to spectator proton intrusion into the EPD’s acceptance. If we do not weight the EPD rings which are dominated by the spectator protons yield, which have positive correlation with bb, with a different sign than the EPD rings where we are dominate by participants, which have a negative correlation, they will cancel out. This is the entire purpose of the methodology in section II.3; thus the correlation weights found for rings with spectators will have inverted signs compared with those rings with only participants (Figures 2 and 9). The linear weight method recovers the centrality resolution lost by the simple sum method of XFWDX_{FWD} and XζX_{\zeta^{\prime}}

IV Summary and Discussion

Observables in heavy-ion experiments can suffer from auto-correlation effects if the particles used to construct the observable are from the same acceptance as the event centrality is defined (e.g. κ\kappa and SS for net-proton multiplicity being studied as part of the STAR BES program) Luo et al. (2013). For observables analysed at mid-rapidity, such as those measured using the TPC in the STAR experiment, it would thus be preferable to select centrality using a forward detector. The EPD is the prime candidate for a forward centrality selection detector at STAR, but at the lower collision energies of the BES there is significant spectator proton intrusion into the η\eta acceptance window of the EPD. It had been suggested that this spectator intrusion could potentially degrade the centrality resolution of the EPD due to the inverse correlation effect on particle yields with bb in those η\eta regions where the EPD and spectator protons coincide Chatterjee et al. (2020). However we showed that by treating the particle yield correlations from the EPD rings individually, instead of simply summing the yield from the total EPD acceptance, we can account for correlations with both participants and spectators in an event. This treatment leverages the spectator protons in the EPD acceptance range as a relevant marker for global quantities (such as bb).

In this paper, we outlined a method of applying a linear weight to the rings (Equation 5) as one example of a procedure that improves the centrality resolution by properly weighting the contribution from each EPD ring based on minimizing the residual between a global observable and the EPD rings. Results from this method were shown for correlations with bb, but the method is sufficiently general that weighting may be found for any global quantity GG; for instance, the method could also be employed to weigh the EPD ring contributions as they correlate with XRM3X_{RM3} or V.

More sophisticated methods than the simplest one we described in section II.3 are certainly possible and are under development.

Using this method we recovered the centrality resolution in the forward η\eta region that is lost in the lower energy ranges of STAR BES when simply considering a sum of the yields over the entire EPD η\eta range. Further, EPD simulation shows no marked degradation of centrality resolution when comparing centrality using the linear weighted sum of particles in the EPD acceptance range (XW,FwdX_{W,Fwd}) versus simulated energy deposition in the EPD itself (XW,ζX_{W,\zeta^{\prime}}). This strongly suggests the EPD can be used as a reliable centrality detector in STAR BES energy ranges of sNN\sqrt{s_{NN}} = 7.7, 11.5, 14.5, 19.6, and 200 GeV, which would greatly reduce the possibility of autocorrelations in analyses of observables at mid-rapidity.

We conclude by briefly considering the implication of this study in an experimental analysis, in which the true impact parameter is unknown. Any estimate of the impact parameter resolution of any measurable estimator is then completely model-dependent; XζX_{\zeta^{\prime}} may in fact be the best estimator in reality, despite being the worst in the UrQMD calculations (c.f. figure 12). In such a case– especially if even a years-long program of high-quality data results in a subtle wiggle in fluctuations at only the 3σ3\sigma level Adam et al. (2020)– nontrivial effects of autocorrelations must be ruled out in a model-independent way, not relying solely on transport calculations Chatterjee et al. (2020). The experimental procedure must be to (1) perform the analysis, using a common estimator (e.g. XRM3X_{RM3}) to select on centrality; (2) in a kinematic region far from the fluctuation measurement, construct a weighted estimator by following the procedure of section II.3.1, where the common estimator is used as the global quantity GG in equations 11-12; (3) repeat the analysis, using the new estimator (e.g. XW,ζX_{W,\zeta^{\prime}}) to select on centrality. Persistence of the signal when using the new estimator would lead to greater confidence that autocorrelations are not influencing the signal itself. Such confidence would be most welcome for the subtlest signals of fundamental physics of QCD.

Acknowledgements

We thank Xiaofeng Luo and Arghya Chatterjee for fruitful discussions. This work supported by the U.S. National Science Foundation grant 1945296 and the U.S. Department of Energy grant DE-SC0020651.

References