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Cellular uptake of active nonspherical nanoparticles

Ke Xiao [email protected] Department of Physics, College of Physical Science and Technology, Xiamen University, Xiamen 361005, People’s Republic of China Wenzhou Institute, University of Chinese Academy of Sciences, Wenzhou 325016, People’s Republic of China    Jing Li Department of Physics, College of Physical Science and Technology, Xiamen University, Xiamen 361005, People’s Republic of China    Rui Ma Fujian Provincial Key Lab for Soft Functional Materials Research, Research Institute for Biomimetics and Soft Matter, Department of Physics, College of Physical Science and Technology, Xiamen University, Xiamen 361005, People’s Republic of China    Chen-Xu Wu [email protected] Fujian Provincial Key Lab for Soft Functional Materials Research, Research Institute for Biomimetics and Soft Matter, Department of Physics, College of Physical Science and Technology, Xiamen University, Xiamen 361005, People’s Republic of China
(January 25, 2025)
Abstract

Due to the potential applications in biomedical engineering, it becomes more and more important to understand the process of engulfment and internalization of nanoparticles (NPs) by cell membranes. Despite the fact that the interaction between cell membranes and passive particles has been widely studied, the interaction between cell membranes and self-propelled nonspherical NPs remains to be elucidated. Here we present a theoretical model to systematically investigate the influence of the active force, aspect ratio of NPs, particle size and membrane properties (adhesion energy density and membrane tension) on the cellular uptake of a nonspherical nanoparticle. It is found that the active force generated by an NP can trigger a type of first-order wrapping transition from a small partial wrapping state to a large one. In addition, the phase diagram in the force-aspect ratio (particle size, adhesion energy density and membrane tension) space displays more complex behaviors compared with that for the passive wrapping mediated merely by adhesion. These results may provide a useful guidance to the study of activity-driven cellular entry of active particles into cells.

I INTRODUCTION

The transport of nano-sized particles across cells or vesicles made of lipid-bilayer membranes is a ubiquitous phenomenon in biological processes with many applications in biomedical and biotechnology fields ranging from drug and gene delivery Panyam2003 ; Xu2018 ; Wang2019 ; N.Pardi2015 to biomedical imaging and sensing R.Weissleder2006 ; D.Peer2007 ; W.Kukulski2012 . Cellular uptake is a key pathway for transporting cargo into cell via being engulfed and internalized by cell membranes, a process related to the interaction between cell membranes and NPs. Such a wrapping process plays an integral role in a wide range of health related aspects B.Alberts2005 such as nutrient import, signal transduction, neurotransmission F.Frey2019PRE ; G.V.Meer2004 ; N.Walani2015PNAS , and cellular entry and exit of viruses, pathogens and parasites into host cells J.Mercer2010 ; S.Dasgupta2014BJ ; G.Bao2005 ; S.Zhang2015 . In addition, it is also important for designing diagnostic and therapeutic agents due to the rapid development of NPs for the delivery of, for example, anticancer agents M.E.Davis2008 . For example, specifically enveloped particles are utilized to serve as targeting drug delivered into tumor cells D.Peer2007 ; W.Rao2015 ; Y.Min2015 ; R.Imani2017 ; M.Wang2023 , based on the understanding of the interactions between cell membranes and NPs. Despite its biological importance, it is still not fully understood how the active force and the aspect ratio of NPs and membrane properties (adhesion energy density and membrane tension) affect the wrapping behaviors.

Investigations concerning the engulfment and internalization of passive particles by cell membranes have been extensively conducted experimentally, theoretically, and numerically. Among them, many studies are focused on the influence of physical parameters, including particle size Deserno2002 ; Deserno2003 ; M.Deserno2004 ; S.Zhang2009 ; B.D.Chithrani2006 ; J.Agudo2015 ; C.Contini2020 , shape J.Midya2023 ; F.Frey2019 ; K.Yang2010 ; Z.Shen2019 ; S.Dasgupta2014 ; S.Dasgupta2013 ; A.H.Bahrami2013 ; D.M.Richards2016 ; L.P.Chen2016 , elastic properties of invading particles J.Midya2023 ; X.Yi2011 ; J.C.Shillcock2005 ; X.Yi2014 ; A.Verma2010 ; X.Ma2021 , ligand and receptor density H.Yuan2010PRL ; H.Yuan2010 ; T.Wiegand2020 , as well as the mechanical properties of the membrane J.Agudo-Canalejo2015 ; H.T.Spanke2020 , based on adhesion-mediated wrapping mechanism. In recent years, there has been a growing research interest in the interactions between biological self-propelled bacterial pathogens (Rickettsia rickettsii or Listeria monocytogenes, Escherichia coli bacteria, and Bacillus subtilis bacteria, etc.) or synthetic self-propelled particles (synthetic Janus particles) and the cell membranes H.R.Vutukuri2020 ; S.C.Takatori2020 ; C.Wang2019 ; Y.Li2019 ; M.S.E.Peterson2021 ; L.LeNagarda2022 . One of the main features of these self-propelled bacterial pathogens or synthetic artificial particles is that they are able to generate mechanical forces by consuming energy from their environment, which often results in motion S.Ramaswamy2010 . For instance, it has been found that Rickettsia rickettsii are able to produce active force to facilitate their mobility by forming actin tails P.M.Colonne2016 , and Listeria monocytogenes can generate active force to push out a tube-like protuberance from the plasma membrane by hijacking the actin polymerization-depolymerization apparatus of their host J.A.Theriot1992 ; J.R.Robbins1999 ; T.Chakraborty1999 ; F.E.Ortega2019 ; G.C.Dowd2020 . Furthermore, the interplay of self-propelled particles with cell membranes also leads to rich intriguing dynamical behaviors and functions such as membrane fluctuations and large deformations H.R.Vutukuri2020 ; S.C.Takatori2020 , shape transformations C.Wang2019 ; Y.Li2019 ; M.S.E.Peterson2021 , and even deformation of lipid vesicles into flagellated swimmers L.LeNagarda2022 . The specific interactions between membranes and self-propelled bacterial pathogens or artificial self-propelled particles plays a key role in designing active matter systems A.T.Brownet2016 . How the active force of these self-propelled agents affects the wrapping behaviors remains to be elucidated.

Nevertheless, the studies mentioned above are confined within spherical NPs. In many biological systems, active NPs such as the wrapped pathogens or viruses, can be highly nonspherical S.Dasgupta2014 ; C.Hulo2011 , such as egg-shaped malaria parasite S.Dasgupta2014 and cylindrical Listeria monocytogenes. Moreover, the shape of the wrapped particles also affects the wrapping behaviors in cellular uptake, and scientists have been motivated to model the wrapping behaviors of artificial particles with various geometries such as ellipsoids, rod-like particles, and capped cylinders J.Midya2023 ; F.Frey2019 ; K.Yang2010 ; Z.Shen2019 ; S.Dasgupta2014 ; S.Dasgupta2013 ; A.H.Bahrami2013 ; D.M.Richards2016 ; J.A.Champion2006 ; N.Doshi2010 ; D.Paul2013 . However, in these studies, particle activity was not taken into account.

Theoretically, the interplay of a lipid membrane with an NP is typically governed by only a few physical parameters (membrane bending rigidity, membrane tension, and adhesion energy density), through which the membrane resists bending and stretching. The deformation of a membrane can also occur as a consequence of adhesive interactions between the membrane and the particle, characterized by an adhesion energy per unit area. A detailed and comprehensive investigation of how the wrapping behaviors depend on the active force, the particle’s aspect ratio, and the membrane properties (adhesion energy density and membrane tension) is needed.

To model the action of forces on a membrane, we adopted the spirit of continuum mechanics by treating the membrane as a smooth surface and incorporating the work done by the force into the total energy of the membrane Brochard2006 ; Derenyi2002 ; B.Bozic1997 . To determine the equilibrium shape of the membrane, the corresponding variational problem carried out here is mathematically equivalent to many of previous papers Derenyi2002 ; B.Bozic1997 ; B.Sabass2016 .

In this work, we use energy minimization to calculate and predict shapes and wrapping states for an ellipsoidal NP at an initially flat membrane. Our article is organized as follows. In Section II, we describe our theoretical model including the numerical method employed and the parameters we used. Section III is devoted to results and discussions, including the influence of the active force on the wrapping states of ellipsoid and its corresponding phase diagram, the effects of the particle’s aspect ratio and the membrane properties and its corresponding phase diagrams. Section IV is devoted to conclusion.

II THEORETICAL MODEL

We consider an initially flat membrane pushed by an active self-propelled rigid ellipsoidal NP (prolate or oblate spheroid) with its principle rotational axis orthogonal to the membrane, as shown in Fig. 1. For simplicity, we assume that the active force is constant and always falls strictly along the zz direction in a way so that the system obeys rotational symmetry and the particle will not rotate during the wrapping process. Here it should be noted that for a passive particle, it may undergo orientational rotation, possibly due to stochastic thermal fluctuation of the membrane L.P.Chen2016 .

Refer to caption
Figure 1: (Color online) Schematic of the four different wrapping states: (a) nonwrapping (NW), (b) small partial wrapping (SPW), (c) large partial wrapping (LPW), and (d) full wrapping (FW). The axisymmetric parameterization of the membrane shape is shown in (b). Here, α\alpha denotes the polar angle of the point where the membrane detaches from the NP surface, and we take the wrapping angle α\alpha as an order parameter, and define an SPW state if the wrapping degree is shallow, and an LPW state if the wrapping degree is deep S.Dasgupta2014 .

The shape of this ellipsoidal particle can be defined by the shape equation in Cartesian coordinates xx, yy, zz,

x2+y2a2+z2b2=1,\displaystyle\frac{x^{2}+y^{2}}{a^{2}}+\frac{z^{2}}{b^{2}}=1, (1)

where aa and bb denote the semi-axes perpendicular to and along the principle rotational axis, respectively. The geometry of the particle is parameterized by the aspect ratio e=b/ae=b/a, with e<1e<1 for oblate ellipsoids, e=1e=1 for spheres, and e>1e>1 for prolate ellipsoids, respectively. Using the classical Canham-Helfrich continuum membrane model Helfrich1973 ; F.Julicher1994 ; M.Deserno2004 , the total free energy of such a system is given by

Etot=Amemκ2(2H)2𝑑A+σΔAAadω𝑑AfZ,\displaystyle E^{\mathrm{tot}}=\int_{A_{\rm mem}}\frac{\kappa}{2}(2H)^{2}dA+\sigma\Delta A-\int_{A_{\rm ad}}\omega\leavevmode\nobreak\ dA-fZ, (2)

where the first term is contributed by the bending energy of the membrane, with κ\kappa the bending rigidity and HH the local mean curvature. The second term is the tension energy, with σ\sigma being the membrane tension and ΔA\Delta A being the excess area induced by wrapping. The third term represents the gain in adhesive energy, characterized by a negative adhesion energy per unit area ω-\omega. The deformation of the membrane can not only be induced by the adhesive interactions between the membrane and the particle, but also occurs as a consequence of the work done by the active force, as represented by the last therm of Eq. (2). Here the membrane is assumed to be pushed by the active force ff to a height of ZZ [see Fig. 1].

An ellipsoidal NP-membrane system can be divided into two parts: the wrapped part and the free part of the membrane. In practice, it is convenient use the parametric equations x=asinθcosϕx=a\sin\theta\cos\phi, y=asinθsinϕy=a\sin\theta\sin\phi and z=bcosθz=b\cos\theta, to describe the ellipsoidal NP surface. Given this, the area element can be obtained in terms of polar angle: dA=2πasinθa2cos2θ+b2sin2θdθdA=2\pi a\sin\theta\sqrt{a^{2}\cos^{2}\theta+b^{2}\sin^{2}\theta}\leavevmode\nobreak\ d\theta, and the energy generated by the particle-membrane adhesive interaction is written as

Ead=0α2πωasinθa2cos2θ+b2sin2θdθ,\displaystyle E_{\rm ad}=-\int_{0}^{\alpha}2\pi\omega a\sin\theta\sqrt{a^{2}\cos^{2}\theta+b^{2}\sin^{2}\theta}\leavevmode\nobreak\ d\theta, (3)

where α\alpha is the wrapping angle. The mean curvature of the ellipsoidal particle can be calculated as

H=c1+c22=b[2a2+(b2a2)sin2θ]2a[a2+(b2a2)sin2θ]3/2,\displaystyle H=\frac{c_{1}+c_{2}}{2}=\frac{b[2a^{2}+(b^{2}-a^{2})\sin^{2}\theta]}{2a[a^{2}+(b^{2}-a^{2})\sin^{2}\theta]^{3/2}}, (4)

where c1c_{1} and c2c_{2} are the two principle curvatures. Hence, the bending energy of the adhesive (wrapping) part can be written as

Ebendad=\displaystyle E_{\rm bend}^{\rm ad}= 0απκsinθb2[2a2+(b2a2)sin2θ]2a[a2+(b2a2)sin2θ]3×\displaystyle\int_{0}^{\alpha}\pi\kappa\sin\theta\frac{b^{2}[2a^{2}+(b^{2}-a^{2})\sin^{2}\theta]^{2}}{a[a^{2}+(b^{2}-a^{2})\sin^{2}\theta]^{3}}\times
a2cos2θ+b2sin2θdθ.\displaystyle\sqrt{a^{2}\cos^{2}\theta+b^{2}\sin^{2}\theta}\leavevmode\nobreak\ d\theta. (5)

Similarly, the contribution made by the surface tension of the adhesive (wrapping) part can be given by

Etenad=\displaystyle E_{\rm ten}^{\rm ad}= 0α2πσasinθ(1acosθa2cos2θ+b2sin2θ)×\displaystyle\int_{0}^{\alpha}2\pi\sigma a\sin\theta\biggl{(}1-\frac{a\cos\theta}{\sqrt{a^{2}\cos^{2}\theta+b^{2}\sin^{2}\theta}}\biggr{)}\times
a2cos2θ+b2sin2θdθ,\displaystyle\sqrt{a^{2}\cos^{2}\theta+b^{2}\sin^{2}\theta}\leavevmode\nobreak\ d\theta, (6)

which is proportional to the area difference between the contact area (red in Fig. 1) and the area of its projection. The work done by the active particle for the adhered part is calculated as Efad=fb(1cosα)E_{f}^{\rm ad}=-fb(1-{\rm cos}\alpha). Given these and using e=b/ae=b/a, the free energy of the wrapping part reads

Eadtotκ=\displaystyle\frac{E_{\rm ad}^{\rm tot}}{\kappa}= 0απsinθ{e2[2+(e21)sin2θ]2[1+(e21)sin2θ]3+\displaystyle\int_{0}^{\alpha}\pi\sin\theta\biggl{\{}e^{2}\frac{[2+(e^{2}-1)\sin^{2}\theta]^{2}}{[1+(e^{2}-1)\sin^{2}\theta]^{3}}+
2a2λ2(1cosθcos2θ+e2sin2θ)2ωa2σλ2}×\displaystyle 2\frac{a^{2}}{\lambda^{2}}\biggl{(}1-\frac{\cos\theta}{\sqrt{\cos^{2}\theta+e^{2}\sin^{2}\theta}}\biggr{)}-2\frac{\omega a^{2}}{\sigma\lambda^{2}}\biggr{\}}\times
cos2θ+e2sin2θdθ2πaefλf0(1cosα),\displaystyle\sqrt{\cos^{2}\theta+e^{2}\sin^{2}\theta}\leavevmode\nobreak\ d\theta-2\pi\frac{aef}{\lambda f_{0}}(1-\cos\alpha), (7)

where λ=κ/σ\lambda=\sqrt{\kappa/\sigma} and f0=2πκσf_{\rm 0}=2\pi\sqrt{\kappa\sigma} feature a typical length scale and a force scale, respectively.

For the free part of the membrane, its elastic energy comes from the axisymmetrically curved membrane shape described by r(s)r(s), z(s)z(s) and ψ(s)\psi(s) [see Fig. 1(b)], where ss is the arc length of the free membrane. The coordinates r(s)r(s) and z(s)z(s) depend on ψ(s)\psi(s) through constraints r˙=cosψ\dot{r}={\rm cos}\psi and z˙=sinψ\dot{z}=-{\rm sin}\psi, where the dots denote a derivative with respect to the arc length. The total energy of the free membrane, with the two principal curvatures given by ψ˙\dot{\psi} and (sinψ)/r({\rm sin}\psi)/r, can be written as F.Julicher1994 ; M.Deserno2004 ; U.Seifert1990

Efreetotκ=π0S𝑑s(ψ,ψ˙,r,r˙,z˙,η,ξ,f),\displaystyle\frac{E_{\rm free}^{\rm tot}}{\kappa}=\pi\int_{0}^{S}ds\leavevmode\nobreak\ \mathcal{L}(\psi,\dot{\psi},r,\dot{r},\dot{z},\eta,\xi,f), (8)

where \mathcal{L} is a Lagrangian defined by

=\displaystyle\mathcal{L}=\leavevmode\nobreak\ r(ψ˙+sinψr)2+2σκr(1cosψ)fπκsinψ\displaystyle r\biggl{(}\dot{\psi}+\frac{{\rm sin}\psi}{r}\biggr{)}^{2}+2\frac{\sigma}{\kappa}r(1-{\rm cos}\psi)-\frac{f}{\pi\kappa}{\rm sin}\psi
+η(r˙cosψ)+ξ(z˙+sinψ).\displaystyle+\eta(\dot{r}-{\rm cos}\psi)+\xi(\dot{z}+{\rm sin}\psi). (9)

Here η(s)\eta(s) and ξ(s)\xi(s) are Lagrangian multipliers used to impose the geometric constraints between rr, zz and ψ\psi. The term associated with the active force ff is proportional to the membrane height of the free part Zfree=0LsinψdsZ_{\mathrm{free}}=\int_{0}^{L}\sin\psi ds. A variation of the energy functional Eq. (8) against the shape variables r(s)r(s), z(s)z(s) and ψ(s)\psi(s) produces a set of shape equations, of which the details can be found in Appendix A. Here, we take the value of ξ\xi as a constant which equals to zero due to the fact that its first order derivative is zero, as well as the variation of the energy against z(0)z(0) is zero (see Appendix A). With boundary conditions at the contact point between the particle and the membrane, ψ(0)=arctan(etanα)\psi(0)=\arctan(e\tan\alpha) for απ/2\alpha\leq\pi/2, ψ(0)=π+arctan(etanα)\psi(0)=\pi+\arctan(e\tan\alpha) for α>π/2\alpha>\pi/2, and r(0)=asinαr(0)=a\sin\alpha, as well as ψ()=0\psi(\infty)=0 and z()=0z(\infty)=0 at the infinity, we numerically solve the shape equations for various α\alpha and obtain the total energy Etot(α)E^{\mathrm{tot}}(\alpha) as a function of the wrapping angle α\alpha. Based on the optimal wrapping angle α\alpha obtained via minimizing the total energy, we identify 4 types of wrapping states: nonwrapping (NW) when α=0\alpha=0, small partial wrapping (SPW) when 0<απ/20<\alpha\leq\pi/2, large partial wrapping (LPW) when π/2α<π\pi/2\leq\alpha<\pi, and full wrapping (FW) when α=π\alpha=\pi, as shown in Fig. 1. Here it should be noted that, in our theoretical model, we consider a special case when the pressure difference between the inside and outside of the plasma membrane, as well as the spontaneous curvature of the membrane, is neglected.

III RESULTS AND DISCUSSIONS

III.1 A. The effect of force, aspect ratio, and particle size on the wrapping states

Refer to caption
Figure 2: (Color online) Total free energy profile as a function of wrapping angle with ω=2σ\omega=2\sigma for different (a) forces at fixed aspect ratio e=1.2e=1.2 and particle size, (b) aspect ratios at fixed force f/f0=0.812f/f_{0}=0.812 and particle size, and (c) particle sizes at fixed aspect ratio e=1.2e=1.2 and force f/f0=0.357f/f_{0}=0.357, respectively. The volume of the ellipsoidal particle is equal to that of a spherical particle with radius R0/λ=1R_{0}/\lambda=1 if the particle size is not varied. Different wrapping states of the particle for various (d) forces, (e) aspect ratios, and (f) particle sizes corresponding to (a), (b), and (c) respectively.

As a first step of our model, in order to systematically evaluate the influences of the active force ff (the active protrusive force exerted by the self-propelled particle itself), the aspect ratio ee (ratio between the semimajor and semiminor axes), and the size of the particle on the wrapping degree at equilibrium, denoted by α/π\alpha/\pi, we numerically solve the shape equations for different wrapping angles ranging from 0 to π\pi. First, to examine the effect of the active force, we plot the total free energy profile Etot(α|f)E_{\rm tot}(\alpha|f) as a function of the wrapping angle α\alpha for an ellipsoidal particle with aspect ratio e=1.2e=1.2 at different forces ff under the condition of fixed particle volume (V=4πea3/3=4πR03/3V=4\pi ea^{3}/3=4\pi R_{0}^{3}/3 with R0/λ=1.5R_{0}/\lambda=1.5), as shown in Fig. 2(a). Similar profiles can be found for e<1e<1 and e=1e=1 Xiao2022 . The surface tension is set as σ=0.012kBT/nm2\sigma=0.012\leavevmode\nobreak\ k_{B}T/{\rm nm}^{2} unless specified. In the presence of small active force [smaller than a threshold fc1f_{\rm c1}], we can clearly see that there is only one stable wrapping state, i.e. the SPW state [see the blue and white triangle on the blue curve]. Further increase of ff leads to the occurrence of a metastable state, corresponding to the LPW state [see the green curve]. As the force increases to a critical value fef_{\rm e}, the above two states becomes equal energetically with a barrier in between, indicating a first-order transition occurring anytime [see the red curve]. If the active force lies between fef_{\rm e} and another threshold fc2f_{\rm c2}, the stable wrapping state will shift from SPW to LPW. If the force is larger than fc2f_{\rm c2}, the metastable SPW state will disappear, leaving LPW the only stable wrapping state [see the orange curve]. Consequently, if fc1<f<fef_{\rm c1}<f<f_{\rm e}, an SPW state is energetically more favorable, while if fe<f<fc2f_{\rm e}<f<f_{\rm c2}, a LPW state is more favorable. If the active force ffc2f\geq f_{\rm c2}, the SPW-to-LPW energy barrier and the SPW state itself disappear. Such a double-well structure of free energy profile has been confirmed for spherical particles Xiao2022 .

As a following step, in order to probe the effect of the aspect ratio ee, we plot the total free energy against the wrapping angle for different aspect ratios ee at fixed active force ff and particle size (V=4πea3/3=4πR03/3V=4\pi ea^{3}/3=4\pi R_{0}^{3}/3 with R0/λ=1R_{0}/\lambda=1), as demonstrated in Fig. 2(b). The dependence of wrapping state on aspect ratio reflects that there exist two local minima, with one corresponding to an SPW state and the other corresponding to a LPW state. The blue curve in Fig. 2(b) demonstrates that there exists a critical aspect ratio ece_{\rm c} at which the SPW state and the LPW or the FW state have the same total free energy. If the aspect ratio decreases below the critical value ece_{\rm c}, the stable state is an SPW one, as shown by the black and green curves. Meanwhile the stable state will shift to a LPW one from an SPW one if the aspect ratio is larger than the critical value ece_{\rm c} [see the red, olive, and purple curves].

Furthermore, we elaborate upon the influence of particle size on the variation of the total free energy as a function of the wrapping angle α\alpha at fixed aspect ratio e=1.5e=1.5 and active force, as demonstrated in Fig. 2(c). The curves in Fig. 2(c) exhibit that only stable NW (SPW) state exists for small particle size a/λ=0.75a/\lambda=0.75 (a/λ=0.875a/\lambda=0.875) at f/f0=0.357f/f_{0}=0.357 [see black and blue curves]. A further increase of particle size gives rise to a metastable LPW state [see the red curve with particle size a/λ=1a/\lambda=1] besides the stable NW or SPW state. If the particle size goes beyond a threshold value, the metastable LPW state becomes a stable one [see olive curve]. If the particle size continues to increase, the metastable SPW state will finally vanish [see purple and orange curves]. Figures. 2(d), (e) and (f) show 3 typical wrapping states at different combinations of active forces, aspect ratio, and particle size, respectively.

III.2 B. Transition from SPW to LPW with hysteresis feature

In order to understand the wrapping behaviors in the regime fc1ffc2f_{\rm c1}\leq f\leq f_{\rm c2}, we next plot the optimum wrapping angle α\alpha against active force ff for different aspect ratios at fixed particle volume (V=4πea3/3=4πR03/3V=4\pi ea^{3}/3=4\pi R_{0}^{3}/3 with R0/λ=1R_{0}/\lambda=1), as shown in Fig. 3(a).

Refer to caption


Figure 3: (Color online) (a) The dependence of α\alpha on ff for different aspect ratios with ω=2σ\omega=2\sigma. (b) The dependence of critical force fef_{\rm e} on aspect ratio. (c) The energy barrier ΔE/κ\Delta E/\kappa separating the SPW and the LPW states against the critical force fef_{\rm e}. (d) A typical hysteresis associated with α\alpha and ff triggering the transition when e=1.2e=1.2, corresponding to Fig. 2(a).

It is found that the optimum wrapping angle α\alpha shows a snapthrough at the critical value fef_{\rm e}, indicating a first-order transition. Such a transition occurs only for a particle with an intermediate aspect ratio at a critical value fef_{\rm e} decreasing monotonically with aspect ratio, as shown in Fig. 3(b). Plotting the energy barrier ΔE/κ\Delta E/\kappa between SPW and LPW against the critical force fe/f0f_{\rm e}/f_{0} [Fig. 3(c)] exhibits a nearly linear dependence with a positive slope. Hysteresis also features such a transition process, as show in Fig. 3(d). If the active force ff is small, the system exhibits a stable SPW state, as shown by the blue curve in Fig. 2(a). Further increase of ff results in the appearance of the metastable LPW state (green curve in Fig. 2(a)), corresponding to fc1f_{\rm c1}, followed by an equality of energy between SPW and LPW (red curve in Fig. 2(a)), corresponding to the critical point fef_{e}. If the active force ff is larger than the critical value fef_{e}, the SPW state tends to remain as a metastable state until it disappears (dotted dash black curve in Fig. 2(a)), corresponding to fc2f_{\rm c2}, if the fluctuation is not large enough. A similar explanation for the hysteresis feature of wrapping transition for spherical particles can also be found in Ref. Xiao2022 .

Similarly, the dependence of the optimum wrapping angle α\alpha on particle size is also investigated. Figure 4(a) depict the optimum wrapping angle α\alpha against active force ff for different particle sizes at fixed aspect ratio e=1.5e=1.5, where the variation of the curves also indicate that the optimum wrapping angle α\alpha exhibits a sharp jump at the critical value fef_{\rm e}, and such a first-order transition happens only for particles with intermediate sizes.

Refer to caption


Figure 4: (Color online) (a) The dependence of α\alpha on ff for different particle sizes with ω=2σ\omega=2\sigma. (b) The dependence of the critical force fef_{\rm e} on the particle size. (c) The energy barrier ΔE/κ\Delta E/\kappa between SPW and LPW against the critical force fef_{\rm e}. (d) A typical hysteresis associated with the wrapping angle α\alpha and the active force ff triggering the transition.

A further investigation reveals that such a critical value fef_{\rm e} decreases monotonically with the particle size, as shown in Fig. 4(b). On the other hand, the energy barrier ΔE/κ\Delta E/\kappa shows a remarkably decreasing behavior with the increase of critical force fef_{\rm e}, a different behavior in comparison with Fig. 3(c). In particular, when the force is small, for example fe0.2f0f_{\rm e}\approx 0.2f_{0} and given a typical value of κ=20kBT\kappa=20\leavevmode\nobreak\ k_{B}T, the energy barrier for wrapping a particle can reach as high as 26kBT26\leavevmode\nobreak\ k_{B}T, a value too large to be overcome by thermal fluctuations alone. However, if fef_{\rm e} is large enough, the energy barrier is only about a few kBTk_{B}T-s, a value close to the thermal fluctuation energy of membranes and just a tiny fraction of the membrane bending rigidity κ\kappa. Therefore the first-order transition is plausible, a conclusion consistent with the previous studies S.Dasgupta2013 ; M.Deserno2004 . In addition, a hysteresis that characterizes the transition process analogous to Fig. 3(d) is founded as well [see Fig. 4(d)].

III.3 C. Phase diagram for force-induced wrapping behaviors

In order to systematically investigate how a wrapping state depends on active force ff, aspect ratio ee, particle size aa and membrane properties (i.e., adhesion strength ω\omega and membrane tension σ\sigma), we first construct fef-e and fa/λf-a/\lambda phase diagrams for different particle sizes and aspect ratios, respectively, as shown in Fig. 5, where four regions of different colors, corresponding to NW, SPW, LPW, and FW states respectively, can be identified.

Refer to caption
Figure 5: (Color online) Two-dimensional wrapping phase diagrams on the f/f0ef/f_{0}-e plane at fixed particle size (a) R0/λ=0.5R_{0}/\lambda=0.5, (b) R0/λ=1R_{0}/\lambda=1, and (c) R0/λ=1.5R_{0}/\lambda=1.5 characterize the interrelated effects of active force and aspect ratio on the cellular uptake; Two-dimensional wrapping phase diagrams on the (f/f0a/λf/f_{0}-a/\lambda) plane at fixed aspect ratios (d) e=0.75e=0.75, (e) e=1e=1, and (f) e=1.5e=1.5 characterizing the interrelated effects of active force and aspect ratio on the cellular uptake. Where the ratio between the adhesion and tension strength is given by ω/σ=2\omega/\sigma=2. The orange line indicates the discontinuous transition between SPW and LPW. The dotted line and the dash-dotted line indicate the spinodals accompanied with the transition. The black solid lines that separate NW and SPW, and LPW and FW indicate continuous second-order transitions. The red dashed line indicates the analytical solution to the boundary between NW and SPW.

A comparison among Figs. 5(a), (b), and (c) shows that the wrapping states enriches with the increase of particle size. For instance, an LPW state emerges in Fig. 5(b) as compared with Fig. 5(a), and the FW state occurs in Fig. 5(c) as compared with Fig. 5(b). Also, for small particle size, it is found that with the increase of active force, the wrapping degree is enhanced from NW to SPW (or from SPW to LPW) [see Figs. 5(a) and (b)]. Whereas the wrapping degree is reduced from FW to LPW for a large particle [see Fig. 5(c)]. Both of these transitions are continuous except for the first-order transition from SPW to LPW separated by the orange curves. In addition, for a small aspect ratio, it is found that with the increase of active force, the wrapping degree is enhanced from NW to SPW, a transition that will be replaced by an NW-LPW one if the aspect ratio is large. For Figs. 5(b) and (c), the dotted (S1S_{1}) and dash-dotted (S2S_{2}) curves represent the spinodals used to characterize the hysteresis features in Fig. 3(d) and Fig. 4(d).

To gain more insights into the effects of the particle size on the wrapping behaviors of the nonspherical active particle by a membrane, we construct the fa/λf-a/\lambda phase diagrams for different aspect ratios, as shown in Figs. 5(d), (e), and (f). With the increase of aspect ratio, both NW and LPW regimes are widened, and the SPW regime is contracted. As an example, for the fixed aspect ratio e=1.5e=1.5, it is found that with the increase of active force, the wrapping degree is enhanced from NW to SPW for small particles, but is reduced from FW to LPW for large particles. Both of these transitions are continuous. If the particle size falls into the intermediate range, increasing the active force leads to a discontinuous transition from SPW to LPW separated by the orange curves in Figs. 5(d), (e), and (f), with a sharp jump of the optimum wrapping angle across π/2\pi/2. Hysteresis is found to feature the transition with its spinodals denoted as dotted (S1S_{1}) and dash-dotted (S2S_{2}) curves in Figs. 5(d), (e), and (f), respectively. Here it should be noted that LPW is a novel phase that does not exist in the absence of force. In particular, from NW to SPW, as the membrane is just slightly deformed and remains almost flat (ψ1\psi\ll 1), it is reasonable to linearize the shape equations. The obtained analytical expression for the boundary curves between NW and SPW, is supported by the numerical results, as shown by the red dashed line in Fig. 5. The detailed derivation of such an expression can be found in Appendix B.

Finally, to further reveal the effect of membrane properties (including the adhesion energy density and the membrane tension) on the wrapping behaviors of the nonspherical active particle by a membrane, we also construct phase diagrams in the fωf-\omega and the fσf-\sigma planes, respectively, as shown in Fig. 6.

Refer to caption
Figure 6: (Color online) Two-dimensional wrapping phase diagrams in the projection of (a) f/f0ωa2/κf/f_{0}-\omega a^{2}/\kappa and (b) f/f0σa2/κf/f_{0}-\sigma a^{2}/\kappa planes characterizing the interrelated effects of active force and adhesion energy density, and active force and membrane tension on the cellular uptake, where the aspect ratio and particle size are fixed as 1.5 and 2, respectively. The orange line indicates the discontinuous transition between SPW and LPW. The dotted line and the dash-dotted line indicate the spinodals accompanied with the transition. The black solid lines that separate NW and SPW, and LPW and FW indicate continuous transitions. The red dashed line demonstrates the analytical solution to the boundary between NW and SPW.

It is found that weak adhesion force of the membrane leads to an enhancing wrapping degree (from NW to SPW) with the increase of active force (Fig. 6(b)). In low active force, and strong adhesion or loose membrane regime, it is possible that strong membrane adhesion dominates the wrapping over surface tension and elasticity of the membrane, resulting in an FW state. The increase of active force tends to lift up the membrane, pushing the part of the membrane around the particle into a tube-like shape. This in turn reduces the wrapping degree and consequently leads to a transition from an FW state to an LPW one. In addition, if the membrane adhesion energy density and the membrane tension are located in an intermediate range, a discontinuous first-order transition from SPW to LPW separated by the orange curves in Fig. 6 can be triggered by increasing the active force. Moreover, the dotted (S1S_{1}) and dash-dotted (S2S_{2}) curves in the dotted (S1S_{1}) and dash-dotted (S2S_{2}) curves denote the spinodals used to characterize the hysteresis features, which are also plotted in Fig. 6. Based on the detailed derivation in Appendix B, we also plot the analytical boundary curves separating NW and SPW [see red dashed lines in Fig. 6], demonstrating a good agreement with the numerical results.

IV Discussion

IV.1 Competition among bending energy, adhesive energy and the work done by the force

Refer to caption
Figure 7: (Color online) Energy profile as a function of the wrapping angle for different active forces with ω=2σ\omega=2\sigma. The aspect ratio and particle size are set as (a)-(c) e=0.75e=0.75 and a/λ=1a/\lambda=1, (d)-(f) e=0.75e=0.75 and a/λ=2a/\lambda=2, (g)-(i) e=1.5e=1.5 and R/λ=1R/\lambda=1, and (j)-(l) e=1.5e=1.5 and R/λ=2R/\lambda=2.

We have studied the shape transformations of a flat membrane generated by a self-propelled nonspherical NP, and shown that a novel phase of LPW emerges as a result of the force. The physics behind the transitions between different wrapping states comes from the the competition among the elastic energy (consisting of bending energy and tension energy), adhesive energy, and the work done by the active force. The calculated total energy, elastics energy (including bending energy and tension energy), adhesion energy and the work done by active force as a function of wrapping angle shown in Fig. 7 demonstrate that the wrapping effect is governed by a balance among these energy players. In the absence of force, for small aspect ratio and small particle, adhesion-induced wrapping cannot compensate the high energy cost of bending, and therefore a NW state is the most stable one. However, the introduction of the work done by the active force reduces the total energy, which enables the membrane to deform and wrap around the particle, even though the wrapping is partial and small due to the little contribution made by adhesion. In contrast, for large aspect ratio and large particle (RλR\gg\lambda) at small active force, the FW state is the most stable one because the penalty of elastic energy is sufficiently balanced by adhesive energy. Increasing the force tends to lift up the membrane, which in turn reduces the wrapping degree and consequently leads to an LPW state. According to the total free energy given by Eq. (2), apart form the bending energy, membrane deformations are mainly opposed by tension. Therefore, if the particle without activity (which means it does not have active force), for weak adhesion strength and high membrane tension, the positive adhesion energy is unable to drive the wrapping of particle by the membrane. In this case, some external forces are required for the activation of wrapping. While for strong adhesion force and low membrane tension, the adhesion energy is sufficient to drive the wrapping of particle by membrane. In this paper, we choose the aspect ratio and particle size such that in the absence of force, increasing (reducing) the adhesion strength ω\omega (membrane tension σ\sigma) would lead to a transition from SPW (FW) state to FW (SPW) state. For a cell to engulf a self-propelled nonspherical particle, an FW wrapping state is necessary to enclose the particle inside a vesicle. The phase diagrams shown in Figs. 5 and  6 suggest that if the particle activity is very strong, it should be difficult for the cell to engulf a very large particle.

V Conclusion

In summary, based on the total energy functional, we study the wrapping states of a self-propelled nonspherical particle when it is pushed against a membrane. It is found that the active force generated by the particle is able to trigger a first-order wrapping transition, accompanied with a hysteresis behavior. Such a transition provides a deeper insight into the wrapping behaviors induced by a self-propelled nonspherical particle. The wrapping states of the active particle are tunable by active force, aspect ratio, particle size, and membrane properties (including the adhesion energy density and the membrane tension), as demonstrated by the phase diagrams in the two-parameter space. It is also identified that the wrapping degree can be enhanced (for small particle, weak adhesion strength, and high membrane tension) or decreased (for large particle, strong adhesion strength, and low membrane tension) upon increasing the active force of the particle. Our results provide a useful guidance for engineering active particle-based therapeutics to promote biomedical applications.

VI ACKNOWLEDGMENTS

We acknowledge financial support from National Natural Science Foundation of China under Grant Nos.12147142, 11974292, 12174323, and 1200040838, and 111 project B16029.

VII Appendix A: Derivation of the membrane shape equations

For axisymmetric surfaces, from the energy functional Eq. (8) in the main text and by variational methods one can derive the Euler-Lagrange equations

ψ¨=\displaystyle\ddot{\psi}=\leavevmode\nobreak\ cosψrψ˙+sinψcosψr2+σκsinψf2πκrcosψ\displaystyle-\frac{{\rm cos}\psi}{r}\dot{\psi}+\frac{{\rm sin}\psi{\rm cos}\psi}{r^{2}}+\frac{\sigma}{\kappa}{\rm sin}\psi-\frac{f}{2\pi\kappa r}{\rm cos}\psi
+η2rsinψ+ξ2rcosψ,\displaystyle+\frac{\eta}{2r}{\rm sin}\psi+\frac{\xi}{2r}{\rm cos}\psi, (10)
η˙=ψ˙2sin2ψr2+2σκ(1cosψ),\displaystyle\dot{\eta}=\dot{\psi}^{2}-\frac{{\rm sin}^{2}\psi}{r^{2}}+2\frac{\sigma}{\kappa}(1-{\rm cos}\psi), (11)
ξ˙=0,\displaystyle\dot{\xi}=0, (12)
r˙=cosψ,\displaystyle\dot{r}={\rm cos}\psi, (13)
z˙=sinψ.\displaystyle\dot{z}=-{\rm sin}\psi. (14)

In order to numerically solve the above equations, we first map the region s[0,]s\in[0,\infty] to a finite region s[0,Stot]s\in[0,S_{tot}] and introduce a parameter u=s/Stotu=s/S_{tot} which is defined on a fixed interval [0,1][0,1]. All the functions of ss are therefore transformed into functions of uu. The derivative dds\frac{d}{ds} are replaced with 1Stotdds\frac{1}{S_{tot}}\frac{d}{ds} and the five equations (10)-(14) are transformed into ordinary differential equations with respect to the parameter uu. The equations are all first order except Eq. (10), which is second order of ψ\psi. They are equivalent to 6 first order ordinary differential equations. In addition, with the unknown parameter StotS_{tot}, we need 7 boundary conditions to complete the problem. These boundary conditions include: ψ(u=0)=arctan(etanα)\psi(u=0)=\arctan(e\tan\alpha) for απ/2\alpha\leq\pi/2, ψ(u=0)=π+arctan(etanα)\psi(u=0)=\pi+\arctan(e\tan\alpha) for α>π/2\alpha>\pi/2, ψ(u=1)=0\psi(u=1)=0, r(u=0)=asinαr(u=0)=a\sin\alpha, r(u=1)=Rbr(u=1)=R_{b}, ξ(0)=0\xi(0)=0, z(u=1)=0z(u=1)=0. In practice, we let RbR_{b} to be a large enough number such that the results are not changed for values greater than RbR_{b}. Here we only have 6 boundary conditions and one more boundary condition still needed. To complete the boundary conditions, we consider a homogeneous membrane, so that the Lagrangian \mathcal{L} is explicitly independent of the arc length ss. As a result, the Hamiltonian +ψ˙/ψ˙+r˙/r˙+z˙/z˙\mathcal{H}\equiv-\mathcal{L}+\dot{\psi}\partial\mathcal{L}/\partial\dot{\psi}+\dot{r}\partial\mathcal{L}/\partial\dot{r}+\dot{z}\partial\mathcal{L}/\partial\dot{z} is a conserved quantity F.Julicher1994 given by

=\displaystyle\mathcal{H}=\leavevmode\nobreak\ r(ψ˙2sin2ψr2)2σκr(1cosψ)+fπκsinψ\displaystyle r\biggl{(}\dot{\psi}^{2}-\frac{{\rm sin}^{2}\psi}{r^{2}}\biggr{)}-2\frac{\sigma}{\kappa}r(1-{\rm cos}\psi)+\frac{f}{\pi\kappa}{\rm sin}\psi
+ηcosψξsinψ.\displaystyle+\eta{\rm cos}\psi-\xi{\rm sin}\psi. (15)

Due to that \mathcal{H} is conserved along the arc length, i.e., (s)=0\mathcal{H}(s)=0. We therefore impose the seventh boundary condition which is (u=0)=0\mathcal{H}(u=0)=0. The 6 first order equations with an unknown parameter StotS_{tot} plus 7 boundary conditions constitute a well-defined boundary value problem (BVP) that can be numerically solved by the Matlab solver ’bvp4c’.

By combining Eqs. (10) and (15), and letting ξ=0\xi=0, one can derive the general shape equation

ψ¨r2cosψ+ψ˙rcos2ψ\displaystyle\ddot{\psi}r^{2}\cos\psi+\dot{\psi}r\cos^{2}\psi +12ψ˙2r2sinψ12(cos2ψ+1)sinψ\displaystyle+\frac{1}{2}\dot{\psi}^{2}r^{2}\sin\psi-\frac{1}{2}(\cos^{2}\psi+1)\sin\psi
σκr2sinψ+fr2πκ=0.\displaystyle-\frac{\sigma}{\kappa}r^{2}\sin\psi+\frac{fr}{2\pi\kappa}=0. (16)

VIII Appendix B: Analytical expression for the critical curve that separates NW and SPW

As mentioned in the main text, the total free energy of the system can be divided into two main parts: the wrapping part of the membrane in contact with the particle, and the free part of the membrane. At the NW-SPW transition, the wrapping angle is zero, α=0\alpha=0. According to the local mean curvature on the contact point Eq. (4), we assume that the particle’s local effective radius at this point is

Reff=1Hθ=0=a2b=ae.\displaystyle R_{\rm eff}=\frac{1}{H\mid_{\theta=0}}=\frac{a^{2}}{b}=\frac{a}{e}. (17)

As a result, the contribution of the wrapping part to the total free energy can be rewritten as

Eadtotκ=π(1cosα)[Reff2λ2(1cosα)2ωReff2σλ22Refffλf0+4].\displaystyle\frac{E_{\rm ad}^{\rm tot}}{\kappa}=\pi(1-{\rm cos}\alpha)\biggl{[}\frac{R_{\rm eff}^{2}}{\lambda^{2}}(1-{\rm cos}\alpha)-2\frac{\omega R_{\rm eff}^{2}}{\sigma\lambda^{2}}-\frac{2R_{\rm eff}f}{\lambda f_{\rm 0}}+4\biggr{]}. (18)

Here, it should be noted that we have assumed the wrapping part as part of a sphere of an effective radius ReffR_{\rm eff}.

For weakly deformed membrane (ψ1\psi\ll 1) and small value of α\alpha, Eq. (16) can be linearized as

ψ¨r2+ψ˙r(1+λ2r2)ψ=fr2πκ.\displaystyle\ddot{\psi}r^{2}+\dot{\psi}r-(1+\lambda^{-2}r^{2})\psi=-\frac{fr}{2\pi\kappa}. (19)

The small value of function ψ\psi leads to an proper approximation that the radial coordinate rr equals to the arc length ss to the first order due to dr=dscosψds+O(ψ2)dr=ds\cos\psi\approx ds+O(\psi^{2}). Given this, the general solution to Eq. (19) reads

ψ=fλ22πκr+AI1(r/λ)+BK1(r/λ),\displaystyle\psi=\frac{f\lambda^{2}}{2\pi\kappa r}+A\textit{I}_{1}(r/\lambda)+B\textit{K}_{1}(r/\lambda), (20)

where I1(x)\textit{I}_{1}(x) and K1(x)\textit{K}_{1}(x) are first-order modified Bessel functions, and AA and BB are integration constants. According to the boundary conditions ψ(r=Reffsinα)=α\psi(r=R_{\rm eff}\sin\alpha)=\alpha and ψ(r=+)=0\psi(r=+\infty)=0, one can determine that A=0A=0 and B=[αfλ2/(2πκReffsinα)]/K1(Reffsinα/λ)B=[\alpha-f\lambda^{2}/(2\pi\kappa R_{\rm eff}\sin\alpha)]/K_{1}(R_{\rm eff}\sin\alpha/\lambda). Therefore, in the limit of α1\alpha\ll 1 and ψ1\psi\ll 1, we can calculate the work done by the active particle for the free part as

Effree\displaystyle E_{\rm f}^{\rm free} =fReffαRbψdr\displaystyle=-f\int_{R_{\rm eff}\alpha}^{R_{\rm b}}\psi{\rm d}r
=fλ(fλ22πκReffα2)2πκReffαK1(Reffα/λ)[K0(Rb/λ)K0(Reffα/λ)]\displaystyle=-\frac{f\lambda(f\lambda^{2}-2\pi\kappa R_{\rm eff}\alpha^{2})}{2\pi\kappa R_{\rm eff}\alpha K_{1}(R_{\rm eff}\alpha/\lambda)}[K_{0}(R_{\rm b}/\lambda)-K_{0}(R_{\rm eff}\alpha/\lambda)]
+f2λ22πκln(ReffαRb).\displaystyle+\frac{f^{2}\lambda^{2}}{2\pi\kappa}{\rm ln}(\frac{R_{\rm eff}\alpha}{R_{\rm b}}). (21)
Refer to caption
Figure 8: (Color online) Definition of some geometric parameters.

Here the lower limit for the integration variable rr is ReffsinαReffαR_{\rm eff}\sin\alpha\approx R_{\rm eff}\alpha, as shown in the schematic Fig. 8. The upper limit RbR_{\mathrm{b}} in practice is chosen to be a finite value so as to avoid the divergence of the integral Eq. (21) when RbR_{\mathrm{b}}\rightarrow\infty, but large enough (e.g. Rb/λ=1000R_{\mathrm{b}}/\lambda=1000) so that further increasing RbR_{\mathrm{b}} brings little change to the result when calculating the second derivative of the total energy, as discussed later in this subsection. The bending energy of the free part of the membrane reads

Ebendfree\displaystyle E_{\rm bend}^{\rm free} =πκReffαRb(ψ˙+ψr)2rdr\displaystyle=\pi\kappa\int_{R_{\rm eff}\alpha}^{R_{\rm b}}\biggl{(}\dot{\psi}+\frac{\psi}{r}\biggr{)}^{2}r{\rm d}r
=(fλ22πκReffα222πκReffαλK1(Reffα/λ))2[Rb2(K02(Rb/λ)\displaystyle=\biggl{(}\frac{f\lambda^{2}-2\pi\kappa R_{\rm eff}\alpha^{2}}{2\sqrt{2\pi\kappa}R_{\rm eff}\alpha\lambda K_{1}(R_{\rm eff}\alpha/\lambda)}\biggr{)}^{2}\biggl{[}R_{\rm b}^{2}(K_{0}^{2}(R_{\rm b}/\lambda)
K12(Rb/λ))+Reff2α2(K12(Reffα/λ)K02(Reffα/λ))],\displaystyle-K_{1}^{2}(R_{\rm b}/\lambda))+R_{\rm eff}^{2}\alpha^{2}(K_{1}^{2}(R_{\rm eff}\alpha/\lambda)-K_{0}^{2}(R_{\rm eff}\alpha/\lambda))\biggr{]}, (22)

and the tension energy is given by

Etensfree\displaystyle E_{\rm tens}^{\rm free} =πσReffαRbrψ2dr\displaystyle=\pi\sigma\int_{R_{\rm eff}\alpha}^{R_{\rm b}}r\psi^{2}{\rm d}r
=σ8πκ2α2Reff2K12(Reffα/λ){(fλ22πκReffα2)2\displaystyle=\frac{\sigma}{8\pi\kappa^{2}\alpha^{2}R_{\rm eff}^{2}K_{1}^{2}(R_{\rm eff}\alpha/\lambda)}\biggl{\{}(f\lambda^{2}-2\pi\kappa R_{\rm eff}\alpha^{2})^{2}
[Rb2(K12(Rb/λ)K02(Rb/λ))+Reff2α2(K02(Reffα/λ)\displaystyle\biggl{[}R_{\rm b}^{2}\bigl{(}K_{1}^{2}(R_{\rm b}/\lambda)-K_{0}^{2}(R_{\rm b}/\lambda)\bigr{)}+R_{\rm eff}^{2}\alpha^{2}\bigl{(}K_{0}^{2}(R_{\rm eff}\alpha/\lambda)
K12(Reffα/λ))]2λ(2πκReffα2fλ2)K0(Rb/λ)\displaystyle-K_{1}^{2}(R_{\rm eff}\alpha/\lambda)\bigr{)}\biggr{]}-2\lambda(2\pi\kappa R_{\rm eff}\alpha^{2}-f\lambda^{2})K_{0}(R_{\rm b}/\lambda)\cdot
[Rb(2πκReffα2fλ2)K1(Rb/λ)+2fReffαλ2K1(Reffα/λ)]\displaystyle\biggl{[}R_{\rm b}(2\pi\kappa R_{\rm eff}\alpha^{2}-f\lambda^{2})K_{1}(R_{\rm b}/\lambda)+2fR_{\rm eff}\alpha\lambda^{2}K_{1}(R_{\rm eff}\alpha/\lambda)\biggr{]}
+2Reffα(4π2κ2Reff2α4λf2λ5)K0(Reffα/λ)K1(Reffα/λ)\displaystyle+2R_{\rm eff}\alpha(4\pi^{2}\kappa^{2}R_{\rm eff}^{2}\alpha^{4}\lambda-f^{2}\lambda^{5})K_{0}(R_{\rm eff}\alpha/\lambda)K_{1}(R_{\rm eff}\alpha/\lambda)
+2f2Reff2α2λ4K12(Reffα/λ)lnRbReffα}.\displaystyle+2f^{2}R_{\rm eff}^{2}\alpha^{2}\lambda^{4}K_{1}^{2}(R_{\rm eff}\alpha/\lambda){\rm ln}\frac{R_{\rm b}}{R_{\rm eff}\alpha}\biggr{\}}. (23)

Summing these three terms and the total energy for the adhesion part, and doing a Taylor expansion with respect to α\alpha to the second order of α\alpha, leads to

Etot/κ=\displaystyle E_{\rm tot}/\kappa= π(ff0)2[RbλK0(Rb/λ)K1(Rb/λ)+ln(Rb/λ)+γln2]\displaystyle-\pi\left(\frac{f}{f_{0}}\right)^{2}\biggl{[}\frac{R_{\rm b}}{\lambda}K_{0}(R_{\rm b}/\lambda)K_{1}(R_{\rm b}/\lambda)+{\rm ln}(R_{\rm b}/\lambda)+\gamma-{\rm ln2}\biggr{]}
+π2(ff0)2(Reffλ)2α2[(lnα+RbλK0(Rb/λ)K1(Rb/λ)+2(f/f0)(R/λ)+ln(Reff/λ)+γln212)2\displaystyle+\frac{\pi}{2}\left(\frac{f}{f_{0}}\right)^{2}\left(\frac{R_{\rm eff}}{\lambda}\right)^{2}\alpha^{2}\biggl{[}\left({\rm ln\alpha}+\frac{R_{\rm b}}{\lambda}K_{0}(R_{\rm b}/\lambda)K_{1}(R_{\rm b}/\lambda)+\frac{2}{(f/f_{0})(R/\lambda)}+{\rm ln}(R_{\rm eff}/\lambda)+\gamma-{\rm ln2}-\frac{1}{2}\right)^{2}
(RbλK0(Rb/λ)K1(Rb/λ))22ω/σ(f/f0)2+14],\displaystyle-\biggl{(}\frac{R_{\rm b}}{\lambda}K_{0}(R_{\rm b}/\lambda)K_{1}(R_{\rm b}/\lambda)\biggr{)}^{2}-2\frac{\omega/\sigma}{(f/f_{0})^{2}}+\frac{1}{4}\biggr{]}, (24)

where γ\gamma is the Euler Gamma function.

d(Etot/κ)dα=\displaystyle\frac{{\rm d}(E_{\rm tot}/\kappa)}{{\rm d}\alpha}= π(ff0)2(Reffλ)2α[2RbλK0(Rb/λ)K1(Rb/λ)(lnα+2(f/f0)(Reff/λ)+ln(Reff/λ)+γln2)2ω/σ(f/f0)2\displaystyle\pi\left(\frac{f}{f_{0}}\right)^{2}\left(\frac{R_{\rm eff}}{\lambda}\right)^{2}\alpha\biggl{[}2\frac{R_{\rm b}}{\lambda}K_{0}(R_{\rm b}/\lambda)K_{1}(R_{\rm b}/\lambda)\left({\rm ln}\alpha+\frac{2}{(f/f_{0})(R_{\rm eff}/\lambda)}+{\rm ln}(R_{\rm eff}/\lambda)+\gamma-{\rm ln}2\right)-2\frac{\omega/\sigma}{(f/f_{0})^{2}}
+(2(f/f0)(Reff/λ)+γ)2+(lnα+4(f/f0)(Reff/λ)+ln(Reff/λ)+2γln2)(lnα+ln(Reff/λ)ln2)],\displaystyle+\left(\frac{2}{(f/f_{0})(R_{\rm eff}/\lambda)}+\gamma\right)^{2}+\left({\rm ln}\alpha+\frac{4}{(f/f_{0})(R_{\rm eff}/\lambda)}+{\rm ln}(R_{\rm eff}/\lambda)+2\gamma-{\rm ln}2\right)\biggl{(}{\rm ln}\alpha+{\rm ln}(R_{\rm eff}/\lambda)-{\rm ln}2\biggr{)}\biggr{]}, (25)

The second order derivative of the total energy with respect to α\alpha is obtained as

d2(Etot/κ)dα2=\displaystyle\frac{{\rm d^{2}}(E_{\rm tot}/\kappa)}{{\rm d}\alpha^{2}}= π(ff0)2(Reffλ)2[(2(f/f0)(Reff/λ)+γ)(2(f/f0)(Reff/λ)+γ+2)2ω/σ(f/f0)2\displaystyle\pi\left(\frac{f}{f_{0}}\right)^{2}\left(\frac{R_{\rm eff}}{\lambda}\right)^{2}\biggl{[}\left(\frac{2}{(f/f_{0})(R_{\rm eff}/\lambda)}+\gamma\right)\left(\frac{2}{(f/f_{0})(R_{\rm eff}/\lambda)}+\gamma+2\right)-2\frac{\omega/\sigma}{(f/f_{0})^{2}}
+2RbλK0(Rb/λ)K1(Rb/λ)(lnα+2(f/f0)(Reff/λ)+ln(Reff/λ)+γ+1ln2)\displaystyle+2\frac{R_{\rm b}}{\lambda}K_{0}(R_{\rm b}/\lambda)K_{1}(R_{\rm b}/\lambda)\left({\rm ln}\alpha+\frac{2}{(f/f_{0})(R_{\rm eff}/\lambda)}+{\rm ln}(R_{\rm eff}/\lambda)+\gamma+1-{\rm ln}2\right)
+(lnα+ln(Reff/λ)ln2)2+2(lnα+ln(Reff/λ)ln2)(2(f/f0)(Reff/λ)+γ+1)].\displaystyle+\biggl{(}{\rm ln}\alpha+{\rm ln}(R_{\rm eff}/\lambda)-{\rm ln}2\biggr{)}^{2}+2\biggl{(}{\rm ln}\alpha+{\rm ln}(R_{\rm eff}/\lambda)-{\rm ln}2\biggr{)}\biggl{(}\frac{2}{(f/f_{0})(R_{\rm eff}/\lambda)}+\gamma+1\biggr{)}\biggr{]}. (26)

By setting d2(Etot/κ)/dα2=0{\rm d^{2}}(E_{\rm tot}/\kappa)/{\rm d}\alpha^{2}=0, we can get the analytical solution corresponding to the critical transition line between NW and SPW, which is shown by the red dash line in Figs. 5 and  6 in the main text. A comparison between the analytical results and the exact numerical results indicates that the approximate expression is remarkably accurate.

References