In this paper, we consider a Carroll magnetic limit of a one-loop scalar effective action. We work on general static backgrounds and compute both divergent and finite parts of the effective action in this limit. We show, that the divergent part can be removed by adding local counterterms. The finite part is related to an effective action in a lower dimensional theory which however does not coincide in general with the one obtained by a Carroll limit in the classical counterpart.
Carroll limit of one-loop effective action
I Introduction
Carroll symmetries were introduced long ago [1, 2] but they received due attention much later after the discovery of corresponding conformal symmetries [3, 4, 5]. Over the past few years considerable progress in understanding of various aspects of Carroll theories has been achieved. To give just a few examples, we mention the works [6, 7, 8] on the Carroll structure at null infinity, and on propagating Carroll fields (Carroll swiftons) [9].
Several works were dedicated to quantum Carroll theories [10, 11, 12, 13, 14, 15, 16, 17, 18, 19] mostly studying quantization, Carrollian conformal field theories, and correlation functions, but also quantum Hall effect [20], representation structure and thermodynamics [21], renormalisation group flow as an origin of Carrollian symmetries [22], and Hawking radiation [23]. It was shown, at some simple examples, that in Carroll limit the scalar partition function is divergent [24].
The purpose of present work is to perform a detailed analysis of divergent and finite terms in the Carroll (magnetic) magnetic limit of the one-loop effective action in scalar theories in various dimensions. We will consider static but otherwise quite general backgrounds.
Carroll limit is basically an ultrarelativistic limit , where is the speed of light. Carroll geometry is defined through a vector which, roughly speaking, fixes the time direction, and a spatial metric . Together with the fields and , they satisfy the relations
(1) |
Local Carroll boosts with the parameter act as follows
(2) |
The parameter satisfies the restriction . It is easy to check that the volume element
(3) |
is invariant under Carroll boosts.
In this work, we will be interested in scalar field theories. The so called electric and magnetic Carroll scalar theories were defined as contractions from Lorentz-invariant theories in [25] (see also an earlier work [26]) while conformal Carroll scalar theories were constructed in [27, 28]. We will consider magnetic theories only. The action for magnetic scalar on an dimensional manifold reads
(4) |
We work in the Euclidean signature. This action is invariant under local Carroll boosts if the rules (2) are supplemented by a suitable transformation rule for . is a potential. The field generates a constraint
(5) |
With this constraint, the action becomes
(6) |
This action is Carroll boost invariant provide satisfies (5).
Consider an “electromagnetic” scalar action [29]
(7) |
where is a positive coupling constant having the meaning of . In the limit the time variation of are suppressed so that one gets the dynamics described by (7) with the constraint(5). The purpose of present work is to see what happens in quantum theory in this limit.
Since the limit means imposing the constraint (5), one may expect that in this limit also the quantum effective action will be defined through an dimensional theory living on a hypersurface of constant , where is defined through . However, in this singular limit the determinant of dimensional operator may keep the memory on the way the constant hypersurfaces are embedded in and on the function . (This happens, e.g., with Faddeev–Popov determinants in noncovariant gauges, see [30].) Moreover, even though the contribution of each -dependent mode is suppresses at the limit, there are infinitely many such modes. Their collective contribution may be non-vanishing and even divergent.
For a generic scalar field theory the one-loop effective action is given by
(8) |
where is an operator of Laplace type appearing in the quadratic form of classical action. We use the function regularization and write the regularized determinant as
(9) |
where is a complex regularization parameter and
(10) |
is the spectral function of . The regularized effective is . The physical limit corresponds to an analytic continuation to the point . Near this point,
(11) |
where is the Euler constant.
The heat kernel expansion [31] will be a useful tool. If is a smooth function, there is an asymptotic expansion of the smeared heat kernel at ,
(12) |
Here is dimension of the base manifold. For we will use a shorthand notation . Because of the relation
(13) |
the pole term in (11) is given by .
This work is organized as follows. We consider a scalar theory on a product manifold with static background fields. We define an operator acting on quantum fluctuations and apply a local scale transformation to transform this operator to another operator . This latter operator is a sum of two commuting operators, one being independent of and the other having an exactly known spectrum. The difference between effective actions for and is given by scale anomaly. These steps are done in Section II.1. The expansion of the effective action for is constructed in Section II.3 where the divergences in this expansion are analysed. Our most important observation is that all divergences in the expansion may be removed by local counterterms. A simple example in two dimensions is considered in Section II.3. The last Section III contains concluding remarks.
II The Carroll limit
II.1 Local scale transformation
We take being a product manifold, , and coordinates such that is a coordinate on unit and parametrize . The “temporal” direction is taken along , . The components with or in the direction vanish while the components are identified with a Riemannian metric on . is taken to be an inverse of , . This choice breaks Carroll boost symmetry. We will discuss the consequences below. The metric and are assumed to be static, i.e. these fields depend on only. For technical reasons we also assume that is non-vanishing while is non-degenerate. This excludes configurations with (Euclidean) horizons, like Carrollian Rindler spacetimes [32], for example.
We represent with being a static background field and being a quantum fluctuation. By expanding (7) in powers of and keeping quadratic terms only, we obtain
(14) |
where
(15) |
Here is an effective metric. and are the covariant derivative and the Riemannian curvature for this metric, respectively. One can check that does not depend on . For convenience, we separated a term with conformal coupling in dimensions, , so that .
A diffeomorphism and Carroll boost invariant path integral measure reads111Form the operator theory point of view, it is more natural to have in both (14) and (16) the volume element instead of since is the metric appearing in the leading symbol of . However, removing the multiplier at both places does not change the effective action.
(16) |
Taking the path integral in the Gaussian approximation one arrives at a one-loop effective action , see (8).
We have fixed to be a metric over to facilitate taking the limit, see below. Let us lift this restriction for a moment, perform an infinitesimal Carroll boost (2) and check invariance of the effective action . Let us suppose that the couplings contained in are invariant under these transformations. Such couplings may be and , for example. The volume element and hence the path integral measure are invariant. The variation of reads
(17) |
The change of sign in (17) can be be compensated by a reflection leaving unchanged. This means that
(18) |
is invariant under . Thus, the infinitesimal Carroll boost of effective action (18) vanishes.
Let us denote denote and make a local scale transformation of the operator .
(19) |
where
(20) |
and
(21) |
We stress, that the transformation (19) does not coincide with local conformal (Weyl) transformations of the metric since is not necessarily Weyl covariant. Thus, usual Weyl transformation of the metric is accompanied by a local rescaling of the potential. In Eq. (21) all covariant derivatives are the Riemannian derivatives with the metric on . is the curvature of .
Let us consider a family of operators
(22) |
with , so that and . The derivative of function with respect to reads
(23) |
Due to a factor of in (23) the variation of regularized effective action is finite at . By applying an analog of Eq. (13), see [33, 31], we obtain
(24) |
The heat kernel coefficients are integrals of local invariants constructed from the symbol of operator , see [31]. By changing the coordinate one removes the dependence of integrand on . The whole dependence of on resides in the size of integration interval of . Thus, and
(25) |
Thus we conclude that in the Carroll limit the effective action for operator equals to the effective action for .
II.2 Calculation of the -expansion
The operator is a sum of two commuting operators, and . The spectrum of the former is known exactly, while the second one does not depend on . This facilitates calculation of the large expansion of the effective action. We will evaluate this expansion by doing small adjustments and modification in the method proposed in [34, 35] to calculate the high temperature expansion of free energy. We write
(26) |
Here we used the Mellin transform to represent function through the heat kernel. Then, we separated from that of and substituted exact spectrum of the former operator. The Jacobi function
(27) |
is used to calculate the sum over .
Let us substitute in (26) the heat kernel expansion (12) for . The integration over is performed with the help of Riemann formula for the Mellin transform
(28) |
Here is the Riemann function.
(29) |
Let us substitute this expansion in the formulas (9) and (8) to obtain an expansion for regularized effective action . Non-negative powers of in this expansion contain two pole terms, one coming from and the other – from the term with in the sum. Due to the identity (13), these two poles cancel each other, so that we can immediately take the limit .
(30) |
Here are the Bernoulli numbers. The only surviving pole term in (29) is proportional to and reads
(31) |
Due to the product structure of operator there is a simple relation between the heat kernel coefficients
(32) |
valid for any . Thus, the pole term (31) is nothing else than the standard ultraviolet divergence in the effective action for , see (11) and (13).
On manifolds without boundaries all odd-numbered heat kernel coefficients vanish. Thus, for even (respectively, odd) only the first (respectively, the second) sum survives in the expansion (30). For the same reason, the pole term (31) vanishes identically already for finite values of if is odd. This reflects the fact that there are no divergences in the function regularization in odd dimensions. In the the limit, this term vanishes for all . Instead, also for all the terms which are divergent in the Carroll limit appear. Since all these terms are given by heat kernel coefficients, they are local. Thus, the one loop effective action can be made finite in the Carroll limit by subtracting local counterterms. This is the main result of this work.
II.3 An example
To be more explicit, let us consider an example of Carroll limit in a two-dimensional theory, . Take where is one-dimensional. Let us denote . With the action (7) takes the form
(33) |
After integrating by parts in this expression we arrive at
(34) |
Through a local scale transformation, , cf. (19) and (21), this operator defines
(35) |
Just few terms remain in the expansion (30),
(36) |
The heat kernel coefficient can be easily computed (see [31], e.g.),
(37) |
which is local, as expected. The finite term, is a one-loop effective action in a one-dimensional theory. This term is nonlocal, though its structure is considerably simpler than that in higher dimensional theories [36]. If is a unit and , the eigenvalues of are . At a very formal level, one may write as . The latter expression is, of course, divergent. It is also consistent with an expression for magnetic limit of the scalar partition function in [24] where no regularization was used.
For , the operator (35) depends on and through the combination only. Thus, is invariant under local conformal transformations of the metric .
III Discussion and conclusions
In this paper, we considered a Carroll magnetic limit of the one-loop effective action in an dimensional scalar theory. The coefficients in expansion are expressed through spectral characteristics (heat kernel coefficients and ) of an dimensional operator . The operator is not the kinetic operator of the original theory with the term neglected, as one might have expected naively, but rather an operator obtained through a local scale transformation thereof. We observed, that the usual divergence of regularization vanishes in the limit. Instead, several divergent terms with positive powers of or with appear. All of them are local. Thus, the effective action can be made finite in Carroll limit by adding a finite number of local counterterms.
Our starting point, the action (7), is not Carroll boost invariant for finite . Besides, we fixed to be an (inverse) metric over thus breaking the Carroll boost invariance. Somewhat surprisingly, the effective action appeared to be invariant under infinitesimal Carroll boosts, see discussion around Eq. (18). It may be, that this invariance is accidental following from a rather specific choice of the background. A more thorough study of Carroll boost invariance requires lifting the assumption made above and considering generic . Such analysis will be considerably more difficult than the one presented in this work. Technical tools like the ones which have been developed for high temperature limits on stationary (rather than static) backgrounds [37] will be useful.
A word of warning is in order. The expansion of effective action has to be used with care. Since the effective metric depends on , the integrated quantities (like the effective action) can be of a different order in than corresponding local quantities (like the stress energy tensor). Besides, the components of tensors with upper and lower indices can contain different powers of . An example of such situation can be found in the paper [23] where the Hawking effect on for a 2D Carroll–Schwarzschild black hole [38] was studied. As usual for massless two-dimensional theories [39], the whole information on Hawking effect is contained in the scale anomaly, which gives a contribution to the effective action suppressed by . However, the Carroll limit of stress energy tensor contained both finite and divergent contributions. In other words, to analyse local quantities produced by taking variation derivatives of the effective action one may need to use more terms in the expansion. Such terms are easily obtained by extending the summation ranges in the sums (30).
An extension of our results to more general and even -dependent interaction is straightforward. It is sufficient to re-expand all terms in (30) in powers of . This is easy to do with the heat kernel coefficients, but may be more tedious in the case of . An expansion of the effective action for the fields of other spins can be obtained along similar lines. It seems promising to apply our methods to the limit in Conformal Field Theories [40] and to quantum theories where only external lines of Feynman diagrams are Carrollian [41].
Acknowledgements.
I am grateful to Ankit Aggarwal, Florian Ecker, and Daniel Grumiller for discussions and collaboration on related topics. I also thank the Erwin-Schrödinger Institute (ESI) for the hospitality in April 2024 during the program “Carrollian physics and holography” and I am grateful to the participants of this program for numerous insightful discussions. This work was supported in parts by the São Paulo Research Foundation (FAPESP) through the grant 2021/10128-0, and by the National Council for Scientific and Technological Development (CNPq), grant 304758/2022-1.References
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